@phdthesis{Brehm2009, author = {Brehm, Sascha}, title = {Two-Particle Excitations in the Hubbard Model for High-Temperature Superconductors: A Quantum Cluster Study}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-38719}, school = {Universit{\"a}t W{\"u}rzburg}, year = {2009}, abstract = {Two-particle excitations, such as spin and charge excitations, play a key role in high-Tc cuprate superconductors (HTSC). Due to the antiferromagnetism of the parent compound the magnetic excitations are supposed to be directly related to the mechanism of superconductivity. In particular, the so-called resonance mode is a promising candidate for the pairing glue, a bosonic excitation mediating the electronic pairing. In addition, its interactions with itinerant electrons may be responsible for some of the observed properties of HTSC. Hence, getting to the bottom of the resonance mode is crucial for a deeper understanding of the cuprate materials . To analyze the corresponding two-particle correlation functions we develop in the present thesis a new, non-perturbative and parameter-free technique for T=0 which is based on the Variational Cluster Approach (VCA, an embedded cluster method for one-particle Green's functions). Guided by the spirit of the VCA we extract an effective electron-hole vertex from an isolated cluster and use a fully renormalized bubble susceptibility chi0 including the VCA one-particle propagators.Within our new approach, the magnetic excitations of HTSC are shown to be reproduced for the Hubbard model within the relevant strong-coupling regime. Exceptionally, the famous resonance mode occurring in the underdoped regime within the superconductivity-induced gap of spin-flip electron-hole excitations is obtained. Its intensity and hourglass dispersion are in good overall agreement with experiments. Furthermore, characteristic features such as the position in energy of the resonance mode and the difference of the imaginary part of the susceptibility in the superconducting and the normal states are in accord with Inelastic Neutron Scattering (INS) experiments. For the first time, a strongly-correlated parameter-free calculation revealed these salient magnetic properties supporting the S=1 magnetic exciton scenario for the resonance mode. Besides the INS data on magnetic properties further important new insights were gained recently via ARPES (Angle-Resolved Photoemission-Spectroscopy) and Raman experiments which disclosed a quite different doping dependence of the antinodal compared to the near-nodal gap. This thesis provides an approach to the Raman response similar to the magnetic case for inspecting this gap dichotomy. In agreement with experiments and one-particle data obtained in the VCA, we recover the antinodal gap decreasing and the near-nodal gap increasing as a function of doping. Hence, our results prove the Hubbard model to account for these salient gap features. In summary, we develop a two-particle cluster approach which is appropriate for the strongly-correlated regime and contains no free parameter. Our results obtained with this new approach combined with the phase diagram and the one-particle excitations obtained in the VCA strongly constitute a Hubbard model description of HTSC cuprate materials.}, subject = {Hochtemperatursupraleiter}, language = {en} } @phdthesis{Dahnken2004, author = {Dahnken, Christopher}, title = {Spectral properties of strongly correlated electron systems}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-12238}, school = {Universit{\"a}t W{\"u}rzburg}, year = {2004}, abstract = {We investigate the single particle static and dynamic properties at zero temperature within the Hubbard an three-band-Hubbard model for the superconducting copper oxides. Based on the recently proposed self-energy functional approach (SFA) [M.Potthoff, Eur. Phys. J. B 32 429 (2003)], we present an extension of the cluster-perturbation theory (CPT) to systems with spontaneous broken symmetry. Our method accounts for both short-range correlations and long-range order. Short-range correlations are accurately taken into account via the exact diagonalization of finite clusters. Long-range order is described by variational optimization of a ficticious symmetry-breaking field. In comparison with related cluster methods, our approach is more flexible and, for a given cluster size, less demanding numerically, especially at zero temperature. An application of the method to the antiferromagnetic phase of the Hubbard model at half-filling shows good agreement with results from quantum Monte-Carlo calculations. We demonstrate that the variational extension of the cluster-perturbation theory is crucial to reproduce salient features of the single-particle spectrum of the insulating cuprates. Comparison of the dispersion of the low-energy excitations with recent experimental results of angular resolved photoemission spectroscopy (ARPES) allows us to fix a consistent parameter set for the one-band Hubbard model with an additional hopping parameter t' along the lattice diagonal. The doping dependence of the single-particle excitations is studied within the t-t-U Hubbard model with special emphasis on the electron doped compounds. We show, that the ARPES results on the band structure and the Fermi surface of Nd{2-x}Ce_xCuOCl_{4-\delta} are naturally obtained within the t-t-U Hubbard model without further need for readjustment or fitting of parameters, as proposed in recent theoretical considerations. We present a theory for the photon energy and polarization dependence of ARPES intensities from the CuO2 plane in the framework of strong correlation models. The importance of surface states for the observed experimental facts is considered. We show that for electric field vector in the CuO_2 plane the 'radiation characteristics' of the O 2p_{\sigma} and Cu 3d_{x^2-y^2} orbitals are strongly peaked along the CuO_2 plane, i.e. most photoelectrons are emitted at grazing angles. This suggests that surface states play an important role in the observed ARPES spectra, consistent with recent data from Sr_2CuCl_2O_2. We show that a combination of surface state dispersion and Fano resonance between surface state and the continuum of LEED-states may produce a precipitous drop in the observed photoelectron current as a function of in-plane momentum, which may well mimic a Fermi-surface crossing. This effect may explain the simultaneous 'observation' of a hole-like and an electron-like Fermi surfaces in Bi_2Sr_2CaCu_2O_{8+\delta} at different photon energies.}, subject = {Hochtemperatursupraleiter}, language = {en} } @phdthesis{Glawion2010, author = {Glawion, Sebastian}, title = {Spectroscopic Investigations of Doped and Undoped Transition Metal Oxyhalides}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-53169}, school = {Universit{\"a}t W{\"u}rzburg}, year = {2010}, abstract = {In this thesis the electronic and magnetic structure of the transition metal oxyhalides TiOCl, TiOBr and VOCl is investigated. The main experimental methods are photoemission (PES) and x-ray absorption (XAS) spectroscopy as well as resonant inelastic x-ray scattering (RIXS). The results are compared to density-functional theory, and spectral functions from dynamical mean-field theory and different kinds of model calculations. Questions addressed here are those of the dimensionality of the magnetic and electronic interactions, the suitability of the oxyhalides as prototypical strongly correlated model systems, and the possibility to induce a filling-controlled insulator-metal transition. It turns out that TiOCl is a quasi-one-dimensional system with non-negligible two-dimensional coupling, while the one-dimensional character is already quite suppressed in TiOBr. In VOCl no signatures of such one-dimensional behavior remain, and it is two-dimensional. In all cases, frustrations induced by the crystal lattice govern the magnetic and electronic properties. As it turns out, although the applied theoretical approaches display improvements compared to previous studies, the differences to the experimental data still are at least partially of qualitative instead of quantitative nature. Notably, using RIXS, it is possible for the first time in TiOCl to unambiguously identify a two-spinon excitation, and the previously assumed energy scale of magnetic excitations can be confirmed. By intercalation of alkali metal atoms (Na, K) the oxyhalides can be doped with electrons, which can be evidenced and even quantified using x-ray PES. In these experiments, also a particular vertical arrangement of dopants is observed, which can be explained, at least within experimental accuracy, using the model of a so-called "polar catastrophe". However, no transition into a metallic phase can be observed upon doping, but this can be understood qualitatively and quantitatively within an alloy Hubbard model due to the impurity potential of the dopants. Furthermore, in a canonical way a transfer of spectral weight can be observed, which is a characteristic feature of strongly correlated electron systems. Overall, it can be stated that the transition metal oxyhalides actually can be regarded as prototypical Mott insulators, yet with a rich phase diagram which is far from being fully understood.}, subject = {{\"U}bergangsmetall}, language = {en} } @article{HansmannParraghToschietal.2014, author = {Hansmann, P. and Parragh, N. and Toschi, A. and Sangiovanni, G. and Held, K.}, title = {Importance of d-p Coulomb interaction for high T-C cuprates and other oxides}, series = {New Journal of Physics}, volume = {16}, journal = {New Journal of Physics}, number = {33009}, issn = {1367-2630}, doi = {10.1088/1367-2630/16/3/033009}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-117165}, year = {2014}, abstract = {Current theoretical studies of electronic correlations in transition metal oxides typically only account for the local repulsion between d-electrons even if oxygen ligand p-states are an explicit part of the effective Hamiltonian. Interatomic interactions such as U-pd between d- and (ligand) p-electrons, as well as the local interaction between p-electrons, are neglected. Often, the relative d-p orbital splitting has to be adjusted 'ad hoc' on the basis of the experimental evidence. By applying the merger of local density approximation and dynamical mean field theory to the prototypical case of the three-band Emery dp model for the cuprates, we demonstrate that, without any 'ad hoc' adjustment of the orbital splitting, the charge transfer insulating state is stabilized by the interatomic interaction U-pd. Our study hence shows how to improve realistic material calculations that explicitly include the p-orbitals.}, language = {en} } @phdthesis{Kowalski2023, author = {Kowalski, Alexander Anton}, title = {Multi-orbital quantum phenomena: from magnetic impurities to lattice models with strong Hund's coupling}, doi = {10.25972/OPUS-34587}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-345878}, school = {Universit{\"a}t W{\"u}rzburg}, year = {2023}, abstract = {Strong correlations caused by interaction in systems of electrons can bring about unusual physical phenomena due to many-body quantum effects that cannot properly be captured by standard electronic structure methods like density functional theory. In this thesis, we apply the state-of-the-art continuous-time quantum Monte Carlo algorithm in hybridization expansion (CT-HYB) for the strongly correlated multi-orbital Anderson impurity model (AIM) to the solution of models of magnetic impurities on metallic surfaces and, via dynamical mean-field theory (DMFT), to the solution of a lattice model, the multi-orbital Hubbard model with Hund's coupling. A concise introduction to the theoretical background focuses on information directly relevant to the understanding of applied models, methods, and the interpretation of results. It starts with a discussion of the AIM with its parameters and its solution in the path integral formalism, the basis of the CT-HYB algorithm. We consider its derivation and implementation in some detail before reviewing the DMFT approach to correlated lattice models and the interpretation of the single-particle Green's function. We review two algorithmic developments for the CT-HYB algorithm that help to increase the performance of calculations especially in case of a complex structure of the interaction matrix and allow the precise calculation of self-energies and vertex functions also at intermediate and higher frequencies. Our comparative analysis of Kondo screening in the cobalt on copper impurity system points out the importance of an accurate interaction matrix for qualitatively correct Kondo temperatures and the relevance of all d-orbitals in that case. Theoretical modeling of cobalt impurities in copper "atomic wires" fails to reproduce variations and partial absence of Kondo resonances depending on the wire size. We analyze the dependence of results on parameters and consider possible reasons for the discrepancy. Different Kondo temperatures of iron adatoms adsorbed on clean or oxygen-reconstructed niobium in the normal state are qualitatively reproduced, with the adsorption distance identified as major factor and implications for the superconducting state pointed out. Moving on to lattice problems, we demonstrate the connection between Hund's coupling, shown to cause first-order character of the interaction-driven Mott transition at half-filling in the two-orbital Hubbard model, and a phase separation zone ending in a quantum critical point at finite doping. We touch on similarities in realistic models of iron-pnictide superconductors. We analyze the manifestation of the compressibility divergence at the finite-temperature critical points away from half-filling in the eigenbasis of the two-particle generalized susceptibility. A threshold for impurity susceptibility eigenvalues that indicates divergence of the DMFT lattice compressibility and distinguishes thermodynamic stability and instability of DMFT solutions is determined.}, subject = {Starke Kopplung}, language = {en} } @phdthesis{Riegler2022, author = {Riegler, David}, title = {Emergent phenomena in strongly correlated electron systems: Auxiliary particle approach to the many-body problem}, doi = {10.25972/OPUS-27473}, url = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-274737}, school = {Universit{\"a}t W{\"u}rzburg}, year = {2022}, abstract = {Emergent phenomena in condensed matter physics like, e.g., magnetism, superconductivity, or non-trivial topology often come along with a surprise and exert great fascination to researchers up to this day. Within this thesis, we are concerned with the analysis of associated types of order that arise due to strong electronic interactions and focus on the high-\(T_c\) cuprates and Kondo systems as two prime candidates. The underlying many-body problem cannot be solved analytically and has given rise to the development of various approximation techniques to tackle the problem. In concrete terms, we apply the auxiliary particle approach to investigate tight-binding Hamiltonians subject to a Hubbard interaction term to account for the screened Coulomb repulsion. Thereby, we adopt the so-called Kotliar-Ruckenstein slave-boson representation that reduces the problem to non-interacting quasiparticles within a mean-field approximation. Part I provides a pedagogical review of the theory and generalizes the established formalism to encompass Gaussian fluctuations around magnetic ground states as a crucial step to obtaining novel results. Part II addresses the two-dimensional one-band Hubbard model, which is known to approximately describe the physics of the high-\(T_c\) cuprates that feature high-temperature superconductivity and various other exotic quantum phases that are not yet fully understood. First, we provide a comprehensive slave-boson analysis of the model, including the discussion of incommensurate magnetic phases, collective modes, and a comparison to other theoretical methods that shows that our results can be massively improved through the newly implemented fluctuation corrections. Afterward, we focus on the underdoped regime and find an intertwining of spin and charge order signaled by divergences of the static charge susceptibility within the antiferromagnetic domain. There is experimental evidence for such inhomogeneous phases in various cuprate materials, which has recently aroused interest because such correlations are believed to impact the formation of Cooper pairs. Our analysis identifies two distinct charge-ordering vectors, one of which can be attributed to a Fermi-surface nesting effect and quantitatively fits experimental data in \(\mathrm{Nd}_{2-\mathrm{x}}\mathrm{Ce}_\mathrm{x}\mathrm{CuO}_4\) (NCCO), an electron-doped cuprate compound. The other resembles the so-called Yamada relation implying the formation of periodic, double-occupied domain walls with a crossover to phase separation for small dopings. Part III investigates Kondo systems by analyzing the periodic Anderson model and its generalizations. First, we consider Kondo metals and detect weakly magnetized ferromagnetic order in qualitative agreement with experimental observations, which hinders the formation of heavy fermions. Nevertheless, we suggest two different parameter regimes that could host a possible Kondo regime in the context of one or two conduction bands. The part is concluded with the study of topological order in Kondo insulators based on a three-dimensional model with centrosymmetric spin-orbit coupling. Thereby, we classify topologically distinct phases through appropriate \(\mathbb{Z}_2\) invariants and consider paramagnetic and antiferromagnetic mean-field ground states. Our model parameters are chosen to specifically describe samarium hexaboride (\(\mbox{SmB}_6\)), which is widely believed to be a topological Kondo insulator, and we identify topologically protected surface states in agreement with experimental evidence in that material. Moreover, our theory predicts the emergence of an antiferromagnetic topological insulator featuring one-dimensional hinge-states as the signature of higher-order topology in the strong coupling regime. While the nature of the true ground state is still under debate, corresponding long-range magnetic order has been observed in pressurized or alloyed \(\mbox{SmB}_6\), and recent experimental findings point towards non-trivial topology under these circumstances. The ability to understand and control topological systems brings forth promising applications in the context of spintronics and quantum computing.}, subject = {Elektronenkorrelation}, language = {en} }