@phdthesis{Becht2022,
  author    = {Becht, Alexander Ulrich},
  title     = {New applications for spectroscopic and chemometric studies of drugs},
  doi       = {10.25972/OPUS-27534},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-275342},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Spectroscopic methods were established decades ago in a wide variety of fields. This also applies to the pharmaceutical field, although they initially were mostly used for identity testing or structure elucidation only. Technical developments, such as miniaturization (NMR benchtop devices), Fourier transformations (for NMR, MIR spectroscopy) or the combination with chemometric evaluation (e.g., in Process Analytical Technology, PAT), have further increased their importance and opened up new applications. The aim of this work was to investigate further new approaches and to find new applications for already established methods and to show their benefits. By means of MIR, NIR and NMR data and their chemometric evaluation (principal component analysis, PCA; hierarchical cluster analysis, HCA; linear discriminant analysis, LDA), possibilities were presented to successfully determine the manufacturer or the pharmaceutical company of various paracetamol preparations. In the course of this, various similarities and correlations between the preparations of individual companies could also be identified. For this purpose, a suitable sample preparation was developed for each spectroscopic method, and suitable measurement parameters in order to obtain reproducible spectra for the chemometric evaluation were determined. Furthermore, the results of the two unsupervised methods (HCA, PCA) were compared with each other. The HCA was able to confirm those of the PCA for the very most part. Additionally, through these methods it was possible to characterize many of the preparations based on clusters formed by comparable tablet compositions. In order to be able to measure unmortared, whole tablets using the NIR spectrometer, an attachment was developed and manufactured using 3D printing. Its functionality was demonstrated by measuring and analyzing the tablets of two different batches of nine paracetamol preparations. The batches were clearly distinguished on the basis of a PCA and a significant difference was also demonstrated by means of statistical tests. For NMR spectroscopy, a method was developed to obtain optimized "fingerprint" spectra of drug formulations. For this purpose, a 1D DOSY measurement was elaborated, in which the signals of the active ingredient could be filtered out by the appropriate choice of measurement parameters. The chemometric evaluation can thus focus on the remaining signals of the excipients, on the basis of which the preparations of the same API can be distinguished. Especially in the case of formulations that consist largely of active ingredient, data pre processing of the spectra can thus be simplified and greater importance can be assigned to the originally very small excipient signals. A quantitative 1H NMR method was developed for the comparison of a high field spectrometer (400 MHz) with a benchtop spectrometer (80 MHz) for two finished drugs. It was shown that it is possible to obtain comparable results with both instruments, but that the influence of the excipients on the signals and the lower resolution of the benchtop instrument must be taken into account. Therefore, it was not possible to obtain comparable results without further optimization of the method for one of the active ingredients. In the investigation of various reactions between APIs and excipients using DOSY, its usefulness as a screening method in stability testing was demonstrated. For this purpose, three different APIs and excipients were stressed together and the reaction mixtures were subsequently measured using DOSY. Based on the translational diffusion coefficient, the reaction products could be identified and distinguished from the active ingredients and the excipients used. The importance of thoughtful processing could also be demonstrated. If all peak heights are selected when evaluating signals split by direct spin spin coupling, this allows the detection of hidden signals as long as not all signals have the same diffusion coefficient. The selective selection of individual peak heights in the case of split signals also enables the evaluation of signals that overlap slightly. However, the limitations of this method were also shown when two signals overlap too much and differ too little in their diffusion coefficients. Hence, it has been successfully demonstrated in the various projects that the new chemometric approaches, as well as the new applications of already established methods, enable in depth findings and thus have a clear added value.},
  subject      = {Instrumentelle Analytik},
  language  = {en}
}
@phdthesis{Heinrich2022,
  author    = {Heinrich, Robert},
  title     = {Multi-species gas detection based on an external-cavity quantum cascade laser spectrometer in the mid-infrared fingerprint region},
  doi       = {10.25972/OPUS-26864},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-268640},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Laser spectroscopic gas sensing has been applied for decades for several applications as atmospheric monitoring, industrial combustion gas analysis or fundamental research. The availability of new laser sources in the mid-infrared opens the spectral fingerprint range to the technology where multiple molecules possess their fundamental ro-vibrational absorption features that allow very sensitive detection and accurate discrimination of the species. The increasing maturity of quantum cascade lasers that cover this highly interesting spectral range motivated this research to gain fundamental knowledge about the spectra of hydrocarbon gases in pure composition and in complex mixtures as they occur in the petro-chemical industry. The long-term target of developing accurate and fast hydrocarbon gas analyzers, capable of real-time operation while enabling feedback-loops, would lead to a paradigm change in this industry. This thesis aims to contribute to a higher accuracy and more comprehensive understanding of the sensing of hydrocarbon gas mixtures. This includes the acquisition of yet unavailable high resolution and high accuracy reference spectra of the respective gases, the investigation of their spectral behavior in mixtures due to collisional broadening of their transitions and the verification of the feasibility to quantitatively discriminate the spectra when several overlapping species are simultaneously measured in gas mixtures. To achieve this knowledge a new laboratory environment was planned and built up to allow for the supply of the individual gases and their arbitrary mixing. The main element was the development of a broadly tunable external-cavity quantum cascade laser based spectrometer to record the required spectra. This also included the development of a new measurement method to obtain highly resolved and nearly gap-less spectral coverage as well as a sophisticated signal post-processing that was crucial to achieve the high accuracy of the measurements. The spectroscopic setup was used for a thorough investigation of the spectra of the first seven alkanes as of their mixtures. Measurements were realized that achieved a spectral resolution of 0.001 cm-1 in the range of 6-11 µm while ensuring an accuracy of 0.001 cm-1 of the spectra and attaining a transmission sensitivity of 2.5 x 10-4 for long-time averaging of the acquired spectra. These spectral measurements accomplish a quality that compares to state-of-the art spectral databases and revealed so far undocumented details of several of the investigated gases that have not been measured with this high resolution before at the chosen measurement conditions. The results demonstrate the first laser spectroscopic discrimination of a seven component gas mixture with absolute accuracies below 0.5 vol.\% in the mid-infrared provided that a sufficiently broad spectral range is covered in the measurements. Remaining challenges for obtaining improved spectral models of the gases and limitations of the measurement accuracy and technology are discussed.},
  subject      = {Quantenkaskadenlaser},
  language  = {en}
}