@phdthesis{Huebner2010,
  author    = {H{\"u}bner, Dominique},
  title     = {Vibronic and electronic excitations of large organic molecules in gas and condensed phase},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-66043},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2010},
  abstract  = {In the frame of this thesis vibronic and electronic states of organic molecules have been examined. A central question is the interaction within and between the molecules in thin films and at metal-organic interfaces. The main experimental tools were high resolution electron energy loss spectroscopy (HREELS) and high resolution near edge X-ray absortion fine structure (NEXFAS). The electronic and vibronic structure of thin NTCDA films was examined with low energy electrons as probe, i.e. HREELS. The spectra of the electronic excited molecular orbitals of submonolayer NTCDA on a Ag(111) shows a partially filled orbital. The interaction between this orbital and the total symetric molecular vibrations leads to the typical Fano peak profiles which are seen in the vibrational spectra. The sub-monolayer superstructure can be driven to a phase transition into an disordered phase upon cooling, which is also seen in the electronic and vibronic excitation spectra. Multilayers show flat lying or upright standing molecules as a function of the preparation conditions. The upright standing molecules show an island growth mode, where the islands are well ordered and exhibit a structure in diffraction experiments which can be attributed to the molecular crystal structure. In order to examine the order in more detail various thin films were examined using SPALEED as function of film thickness and preparation parameters. In case of a low temperature substrate no long range order leading to a diffraction pattern was found. In contrast growth on room temperature substrates leads to island growth of films in a structure of the molecular crystal, where two preferred orientations of the islands relative to the substrate were found. In case of thick films the reference to the substrate gets lost and the molecular crystals grow with a defined crystal direction with respect to the surface but with an arbitrary azimuthal orientation leading to circles in the diffraction pattern. NTCDA monolayers on a Ag(111) surface using HREELS as a tool were examined. The electronic excitation spectra reveal a partially filled molecular orbital which is strongly shifted compared to the multilayer. The existence of this state is responsible for the activation of normally forbidden Ag modes in the vibrational spectra. Due to the electron phonon coupling these modes exhibit a Fano like peak shape. Cooling a monolayer leads to a phase transition with strong changes in the spectroscopic features both in electronic and vibronic excitations. In case of the molecule ANQ the intramolecular interaction was examined. In the oxygen NEXAFS spectra a vibronic fine structure is found, which leads to the conclusion that asymmetric potentials are involved. It is an interesting question if the fundamental vibration is has C-H or C=O character. In order to address this question spectra of condensed and gas phase ANQ were compared to an ANQ derivate (ANQ- Br\$_2\$Cl\$_2\$), with the conclusion that the coupling is most likely to a C=O mode. High resolution C1s spectra of hydrogenated and fully deuterated naphthalene both in gas and condensed phase have been presented. Depending on the final state orbital distinct differences have been found between gas and condensed phase. A energetic shift of resonances (Res. B, C, D) is interpreted as effect of \$\pi\$-\$\pi\$ interaction in the condensed phase. This is especially notable for resonance B which is undoubtly assigned to an excitation into a \$\pi^*\$ orbital. The results lead to an interpretation, that for organic molecular crystals more than pure van-derWaals interaction has to be taken into account. In summary it is found that the intramolecular interaction in NEXAFS spectra is preferentially coupled to one or a few vibronic progressions. Due to the delocalized electronic system maybe even states which are not spatially near the core excited atom can be involved. It could be shown that a condensation of the molecules in thin films leads to changes within the spectra. The influence the intermolecular interaction can be clearly seen in this finding, where additional hints are found that more than mere van-der-Waals binding has to be taken into account.},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}
@phdthesis{Fuchs2009,
  author    = {Fuchs, Oliver},
  title     = {Soft x-ray spectroscopy of organic molecules and liquids},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-37055},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2009},
  abstract  = {In this thesis, soft x-ray absorption spectroscopy (XAS) and resonant inelastic x-ray scattering (RIXS) studies of the electronic structure of selected organic molecules and liquids were carried out. The first part focuses on the used experimental techniques and the development of the instrumentation necessary for these studies, namely a soft x-ray spectrometer, and a temperature-controlled flow-through liquid cell. The former was optimized by a special analytical ray tracing method developed exclusively for this purpose. Due to its high transmission, the spectrometer facilitates a novel experimental approach of recording comprehensive 'RIXS maps', which are 2-dimensional plots of x-ray scattering intensities as a function of both, excitation and emission photon energy. The liquid cell extends these possibilities to the study of liquids, especially the interaction of molecules in liquids and their chemical reactions under well-controlled conditions. Organic molecules have attracted considerable attention in the last decade. The intense research activities related to these materials have two main motivations: on the one hand, organic molecules have a technological application as building blocks of organic semiconductors, while, on the other hand, organic molecules are the functional elements in biological systems. In order to cost-effectively produce optimized organic electronic devices, a fundamental knowledge of the electronic properties of the organic molecules interface is necessary. Therefore, many studies of the electronic structure of potential candidates for organic electronics exist. Two of these candidates, namely C60 and well-ordered multilayers PTCDA on a Ag(111) surface are investigated in this thesis. For the study of C60 molecules, a comprehensive 'RIXS map' was recorded and analyzed. The RIXS map taken in only 25 minutes allows a quantitative analysis of energy losses, yielding for example the HOMO-LUMO distance. It also identifies a core-excitonic state and facilitates a quantitative comparison of its binding energy with that of valence excitons in C60. Furthermore, decay channel-selective partial fluorescence yield XAS spectra can be extracted from the RIXS map, yielding information on the population of the core-excitonic state as a function of excitation energy. As a second model system of organic molecules relevant for organic electronics, PTCDA was chosen. The complex electronic structure of the occupied states of a highly ordered, flat-lying PTCDA multilayer on a Ag(111) surface was investigated by symmetry-resolved resonant x-ray emission spectroscopy. The rapidly occurring beam damage effects were characterized on the basis of irradiation-time dependent series of C and O x-ray emission spectra. Upon varying the excitation energy and emission geometry, atom- and symmetry-specific carbon K emission spectra with negligible beam damage effects were obtained that allow to distinguish between electronic states with sigma and pi symmetry. A density functional theory calculation of the PTCDA molecule reproduces the energy positions of the most prominent emission features remarkably well. In addition, the energy positions of the sigma and pi emissions agree well with the calculated energies of the respective orbitals. In order to shed light on the second aspect of organic molecules, namely their role in biological systems, first a detailed investigation of the electronic structure and proton dynamics of liquid water as the medium of most chemical and biochemical reactions was carried out. Therefore, a comprehensive oxygen K RIXS map of liquid water was recorded and analyzed in great detail. A temperature-dependent comparison with XAS and RIXS data of D2O, NaOH, and NaOD leads to the conclusion, that ultra-fast dissociation takes place in liquid water on the timescale of the oxygen 1s core hole lifetime, resulting in a characteristic spectral contribution in the RIXS spectra. The dissociation is promoted by intact hydrogen bonds with neighboring molecules. In consequence, the rate of dissociation directly depends on the initial hydrogen bond configuration. In the next step towards biologically relevant systems, the nitrogen K edges of the amino acids glycine and histidine were investigated in powderous form as well as in their native environment, namely in aqueous solution. X-ray absorption and emission spectra of the aqueous solutions were analyzed at pH-values of 6 and for glycine also at pH 12 and compared to the spectra of powders. A pH-value of 12 causes deprotonation of the amino group, leading to significant changes in the nitrogen spectra as compared to pH 6. The results from these four examples demonstrate that a wealth of novel information can be obtained by using the new experimental tools developed in this thesis, namely a highly sensitive x-ray spectrometer and a flow-through liquid cell.},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}
@phdthesis{Wiessner2013,
  author    = {Wießner, Michael},
  title     = {Isolierte Molek{\"u}le und delokalisierte Zust{\"a}nde: Einblick in die elektronische Struktur organischer Adsorbate mittels winkelaufgel{\"o}ster Photoemission},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-95265},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2013},
  abstract  = {Die vorliegende Arbeit demonstriert an Hand von verschiedenen Modellsystemen wie detailliert sich die grundlegenden Eigenschaften molekularer Adsorbate mit der winkelaufgel{\"o}sten Photoemission erkunden lassen. Die von Peter Puschnig et al. vorgestellte Verkn{\"u}pfung zwischen Photoemissionsintensit{\"a}t und den Molek{\"u}lorbitalen im Grundzustand mittels einer Fouriertransformation war dabei entscheidend, um die verschiedenen physikalischen Effekte einordnen und verstehen zu k{\"o}nnen. W{\"a}hrend f{\"u}r Coronen oder HBC die Orbitale im Grundzustand sehr gut zum Experiment passen, lassen sich f{\"u}r PTCDA und NTCDA einige Abweichungen von der DFT-Rechnung auf Basis der (semi-)lokalen GGA- oder LDA-Funktionale erkennen, die sich bei Messungen mit s-Polarisation hervorheben lassen. Diese k{\"o}nnen auf den Einfluss des Endzustandes in der Photoemission zur{\"u}ckgef{\"u}hrt werden. Im Rahmen der Dysonorbitale lassen sich die daf{\"u}r verantwortlichen Relaxationseffekte zwischen dem N-Elektronensystem des Molek{\"u}ls im Grundzustand und dem (N-1)-Elektronensystem des zur{\"u}ckbleibenden Kations explizit beschreiben. Die Berechnung des Photoemissionssignals mittels Fouriertransformation des Grundzustandes kann dar{\"u}ber hinaus weitere physikalische Effekte nicht korrekt ber{\"u}cksichtigen. Erste Anzeichen hierf{\"u}r konnten am PTCDA-HOMO bei einer Photonenenergie von 27 eV und s-Polarisation detektiert werden. Dar{\"u}ber hinaus kann die N{\"a}herung des Photoelektronenendzustands als ebene Welle den beobachteten zirkularen Dichroismus am HOMO und LUMO von PTCDA nicht erkl{\"a}ren. Erst in der Erweiterung durch eine Partialwellenzerlegung des Photoelektronenendzustands tritt ein dichroisches Signal in der theoretischen Beschreibung auf. F{\"u}r das delokalisierte pi-Elektronensystem von PTCDA ist aber selbst diese Verfeinerung noch nicht ausreichend, um das Experiment korrekt beschreiben und weitere Eigenschaften vorhersagen zu k{\"o}nnen. Qualitativ lassen sich die Ver{\"a}nderungen im CDAD bei der Transformation um 90° f{\"u}r HOMO und LUMO mit einem gruppentheoretischen Ansatz verstehen. Damit ist es m{\"o}glich, den molekularen Zust{\"a}nden ihre irreduzible Darstellung zuzuweisen, wor{\"u}ber sich f{\"u}r PTCDA die Verteilung der quantenmechanischen Phase rekonstruieren l{\"a}sst. Dies ist deshalb {\"a}ußerst bemerkenswert, da {\"u}blicherweise in physikalischen Experimenten nur die Intensit{\"a}t und keine Informationen {\"u}ber die Phase messbar sind. Damit k{\"o}nnen die Photoemissionsmessungen im k||-Raum vollst{\"a}ndig in den Realraum transformiert werden, wodurch die laterale Ortsinformation {\"u}ber die h{\"o}chsten besetzen Molek{\"u}lorbitale von PTCDA zug{\"a}nglich wird. Neben der Bestimmung der molekularen Orbitale, deren Struktur von der Anordnung der Atome im Molek{\"u}l dominiert wird, enth{\"a}lt die winkelaufgel{\"o}ste Photoemission Informationen {\"u}ber die Adsorbat-Substrat-Wechselwirkung. F{\"u}r hoch geordnete Monolagen ist es m{\"o}glich, die verschiedenen Verbreiterungsmechanismen zu trennen und zu analysieren. Bei den untersuchten Systemen sind die Verbreiterungen aufgrund von unterschiedlichen Adsorptionspl{\"a}tzen oder Probeninhomogenit{\"a}ten ebenso wie die experimentelle Aufl{\"o}sung der 2D-Analysatoren vernachl{\"a}ssigbar gegen{\"u}ber Lebensdauereffekten und evtl. Verbreiterung aufgrund von Dispersionseffekten. Bereits bei den {\"a}ußerst schwach wechselwirkenden Systemen Coronen auf Ag(111) und Au(111) unterscheiden sich die beiden Systeme in ihrer Lorentzverbreiterung beim HOMO. In erster N{\"a}herung l{\"a}sst sich dies auf eine Lebensdauer des entstandenen Photolochs zur{\"u}ckf{\"u}hren, welches je nach St{\"a}rke der Substratkopplung unterschiedlich schnell mit Substratelektronen aufgef{\"u}llt werden kann. Die Lorentzbreite als Indikator f{\"u}r die Wechselwirkung bzw. Hybridisierungsst{\"a}rke zeigt f{\"u}r die Systeme mit Ladungstransfer vom Substrat in das Molek{\"u}l eine sehr viel gr{\"o}ßere Verbreiterung. Zum Beispiel betr{\"a}gt die Lorentzbreite des LUMO f{\"u}r NTCDA/Ag(110) FWHM=427 meV, und somit eine mehr als f{\"u}nfmal so große Verbreiterung als f{\"u}r das HOMO von Coronen/Au(111). Diese starke Verbreiterung geht im Fall von NTCDA/Ag(110) wie auch bei den untersuchten Systemen NTCDA/Cu(100) und PTCDA/Ag(110) einher mit einem Ladungstransfer vom Substrat ins Molek{\"u}l, sowie mit der Ausbildung eines zus{\"a}tzlichen charakteristischen Signals in der Winkelverteilung des LUMO, dem Hybridisierungszustand bei kx,y=0{\AA}-1. Die Intensit{\"a}t dieses Zustands korreliert bei den Systemen NTCDA auf Cu(100) bzw. auf Ag(110) jeweils mit der Lorentzbreite des LUMO-Zustands. Die Hybridisierung zwischen Molek{\"u}l und Substrat hat noch weitere Auswirkungen auf die beobachtbaren physikalischen Eigenschaften. So f{\"u}hrt die starke Hybridisierung mit dem Substrat wiederum dazu, dass sich die intermolekulare Dispersion f{\"u}r die Elektronen im LUMO-Zustand deutlich verst{\"a}rkt. Der direkte {\"U}berlapp der Wellenfunktionen ist im System PTCDA/Ag(110) laut DFT-Rechnungen relativ klein und f{\"u}hrt lediglich zu einer Bandbreite von 60 meV. Durch die Hybridisierung mit den delokalisierten Substratb{\"a}ndern erh{\"o}ht sich der Grad der Delokalisierung im LUMO-Zustand, d.h. die Bandbreite steigt auf 230 meV, wie das Experiment best{\"a}tigt. Im Gegensatz zu fr{\"u}heren STM/STS-basierten Messungen [Temirov2006] kann mit der Kombination aus DFT-Rechnung und ARPES-Experiment eindeutig nachgewiesen werden, dass das Substrat im Fall von PTCDA/Ag(110) die Bandbreite verst{\"a}rken kann, sodass sich die effektive Masse der Lochladungstr{\"a}ger von meff=3,9me auf meff=1,1me reduziert. Im Blick auf die eingangs gestellte Frage, ob sich molekulare Adsorbate eher wie isolierte Molek{\"u}le oder als periodische Festk{\"o}rper beschreiben lassen, kommt diese Arbeit auf ein differenziertes Ergebnis. In den Impulsverteilungen, die sich aus der Form der molekularen Wellenfunktionen ableiten lassen, spiegelt sich eindeutig der isolierte molekulare Charakter wieder. Dagegen zeigt sich in der Energiedispersion E(k||) ein delokalisierter, blochartiger Charakter, und es konnte demonstriert werden, dass es zu einem Vermischen von Metall- und Molek{\"u}lwellenfunktionen kommt. Molekulare Adsorbate sind also beides, isolierte Molek{\"u}le und zweidimensionale Kristalle mit delokalisierten Zust{\"a}nden.},
  subject      = {Organisches Molek{\"u}l},
  language  = {de}
}
@phdthesis{Holch2009,
  author    = {Holch, Florian},
  title     = {Investigation of Intermolecular Interaction in Organic Thin Films by means of NEXAFS Spectroscopy},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-43630},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2009},
  abstract  = {The present work reports on the electron-vibron coupling in large organic molecules and particularly on the intermolecular interaction in molecular condensates. The optical and electrical properties of these organic systems are in the focus of attention due to their crucial importance for the development of (hybrid) organic electronic devices. In particular, the charge transport mechanism and hence the interaction between condensed molecules is a matter of debate [1-4]. In order to shed light on this interaction, the spectroscopic signatures of isolated molecules in the gas phase and their condensed counterparts have been studied. The applied technique, near-edge x-ray absorption fine structure (NEXAFS) spectroscopy, is a local probe with high chemical selectivity, well suited for the investigation of the electronic structure of molecular valence levels [5]. In the experimental part, the experimental set-up developed in this work is described with special attention to the characteristic issues of gas phase measurements, energy calibration and the subsequent data evaluation. The high quality gas phase and solid state NEXAFS spectra are analysed with respect to energy positions, shape and intensity of the sharp pi*-resonances characteristic for these aromatic molecules. Where applicable, a detailed Franck-Condon (FC) analysis of the vibronic fine structure has been performed, yielding additional information on the changes that occur upon solid state formation. Together with former results on vibrational features in large organic molecules, this information has been used to investigate the correlation of vibrational energies in the ground and electronically excited state. We find a relatively good agreement with other empirical studies on vibronic structures in photoelectron spectroscopy (PES) spectra of small molecules [6]. The molecular compounds investigated are in general believed to interact via weak van-der-Waals forces only. The present results however reveal distinct differences between the spectra of the gas and solid phase that can not be explained within the context of a mere interaction by dispersive forces. In detail, differential red-shifts of 0.1 to 0.3eV of transitions assigned to the aromatic system have been observed in the C-K spectra of benzene-tetracarboxylic acid dianhydride (BTCDA), 1,4,5,8-naphthalene-tetracarboxylic acid dianhydride (NTCDA), and 3,4,9,10-perylene-tetracarboxylic acid dianhydride (PTCDA) upon solid state formation. From BTCDA to PTCDA the shift increases, indicating an improving intermolecular interaction with molecular size or a closer molecular packing. In contrast, all transitions assigned to the anhydride carbon atom (C1) do not show any shift. For the O-K spectra, small changes in relative intensity have been observed for BTCDA and NTCDA. In case of PTCDA, a blue-shift of up to 0.2eV is evident for the OB 1sLEMO+1 transition. Theoretical models for the intermolecular interaction have been proposed in this work, based on a change of molecular geometry and interaction of adjacent molecules in the ground and excited state, respectively. While an interaction of adjacent molecular orbitals may explain the experimental findings for one particular molecule, this model falls short for a comprehensive explanation of all three dianhydrides. For an interaction in the excited state, the excitonic coupling with the neighbours attached at an angle, quantum chemical calculations yield no significant change in peak positions for NTCDA. Unfortunately, results for the stacked neighbours as well as the larger compound PTCDA are still lacking. For tris (8-quinolinol) aluminum (Alq3), the observed peak-shifts are restricted to just one unoccupied orbital, the LEMO+2, which is mainly localised at the phenoxide side of the quinolinol ligands. Although the shifts differ for the individual edges, the main interaction can therefore be assigned to this orbital. In summary, NEXAFS spectroscopy, if performed with great care in terms of experimental details and data analysis especially for the gas phase data, provides very detailed and highly interesting data on the changes of the electronic structure of organic molecules upon condensation. The present data can be applied as a reference for further experimental and (highly desired) theoretical investigations, which are needed for a comprehensive understanding of the complex interaction mechanisms between organic molecules.},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}
@phdthesis{Scholz2013,
  author    = {Scholz, Markus},
  title     = {Energy-Dispersive NEXAFS: A Novel Tool for the Investigation of Intermolecular Interaction and Structural Phase Dynamics},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-83839},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2013},
  abstract  = {In the context of this thesis, the novel method soft X-ray energy-dispersive NEXAFS spectroscopy was explored and utilized to investigate intermolecular coupling and post-growth processes with a temporal resolution of seconds. 1,4,5,8- naphthalene tetracarboxylic acid dianhydride (NTCDA)multilayer films were the chosen model system for these investigations. The core hole-electron correlation in coherently coupled molecules was studied by means of energy-dispersive near-edge X-ray absorption fine-structure spectroscopy. A transient phase was found which exists during the transition between a disordered condensed phase and the bulk structure. This phase is characterized by distinct changes in the spectral line shape and energetic position of the X-ray absorption signal at the C K-edge. The findings were explained with the help of theoretical models based on the coupling of transition dipole moments, which are well established for optically excited systems. In consequence, the experimental results provides evidence for a core hole-electron pair delocalized over several molecules. Furthermore, the structure formation of NTCDA multilayer films on Ag(111) surfaces was investigated. With time-resolved and energy-dispersive NEXAFS experiments the intensity evolution in s- and p-polarization showed a very characteristic behavior. By combining these findings with the results of time-dependent photoemission measurements, several sub-processes were identified in the post- growth behavior. Upon annealing, the amorphous but preferentially flat-lying molecules flip into an upright orientation. After that follows a phase characterized by strong intermolecular coupling. Finally, three-dimensional islands are established. Employing the Kolmogorov-Johnson-Mehl-Avrami model, the activation energies of the sub-processes were determined.},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}
@phdthesis{Leufgen2009,
  author    = {Leufgen, Michael},
  title     = {Effects of structure, sub-micrometer scaling, and environmental conditions on pi-conjugated organic semiconductors in OFET devices},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-52801},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2009},
  abstract  = {The thesis investigates the electrical transport properties of different π-conjugated organic semiconductors applied as active semiconducting material in organic field-effect transistor (OFET) devices. Theses organic materials are αω-dihexylquaterthiophene (DH4T), the tetrathiafulvalene (TTF) derivatives dibenzene-tetrathiafulvalene (DB-TTF) and dithiophene-tetrathiafulvalene (DT-TTF), and polytriarylamine (PTAA). The latter material is an amorphous polymer, the three others are small molecule oligomer materials. Different deposition methods were applied and compared. The investigations in the thesis treat the pure characterisation of the above materials with their different properties in OFET devices. Furthermore, the aim was to observe and analyse general rules and effects in OFETs depending on the structure, previous history, and the device scaling. Therefore, different tools and special analysing methods were developed and applied. These are a standard characterisation method for the classification of the used organic semiconductor, temperature dependent electrical characterisation investigating the electrical transport properties, the newly developed in situ measurement method of OFET devices, the downscaling of the OFET devices of channel length below 100 nm, and the lithographical structuring of a PTAA film.},
  subject      = {Organischer Halbleiter},
  language  = {en}
}
@phdthesis{Metzger2021,
  author    = {Metzger, Christian Thomas Peter},
  title     = {Development of photoemission spectroscopy techniques for the determination of the electronic and geometric structure of organic adsorbates},
  doi       = {10.25972/OPUS-22952},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-229525},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2021},
  abstract  = {The projects presented in this thesis cover the examination of the electronic and structural properties of organic thin films at noble metal-organic interfaces. Angle-resolved photoemission spectroscopy is used as the primary investigative tool due to the connection of the emitted photoelectrons to the electronic structure of the sample. The surveyed materials are of relevance for fundamental research and practical applications on their own, but also serve as archetypes for the photoemission techniques presented throughout the four main chapters of this thesis. The techniques are therefore outlined with their adaptation to other systems in mind and a special focus on the proper description of the final state. The most basic description of the final state that is still adequate for the evaluation of photoemission data is a plane wave. Its simplicity enables a relatively intuitive interpretation of photoemission data, since the initial and final state are related to one another by a Fourier transform and a geometric factor in this approximation. Moreover, the initial states of some systems can be reconstructed in three dimensions by combining photoemission measurements at various excitation energies. This reconstruction can even be carried out solely based on experimental data by using suitable iterative algorithms. Since the approximation of the final state in the photoemission process by a plane wave is not valid in all instances, knowledge on the limitations of its applicability is indispensable. This can be gained by a comparison to experimental data as well as calculations with a more detailed description of the photoemission final state. One possible appraoch is based on independently emitting atoms where the coherent superposition of partial, atomic final states produces the total final state. This approach can also be used for more intricate studies on organic thin films. To this end, experimental data can be related to theoretical calculations to gain extensive insights into the structural and electronic properties of molecules in organic thin films.},
  subject      = {ARPES},
  language  = {en}
}
@phdthesis{Sauer2014,
  author    = {Sauer, Christoph},
  title     = {Accessing molecule-metal and hetero-molecular interfaces with direct and resonant photoelectron spectroscopy},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-107928},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2014},
  abstract  = {This thesis consists of two parts of original experimental work, its evaluation, and in- terpretation. Its final goal is to investigate dynamical charge transfer (CT) at a hetero- molecular interface with resonant photoelectron spectroscopy (RPES). In order to achieve this goal preliminary studies have been necessary. First two hetero-molecular inter- faces that exhibit adequate structural properties as well as an appropriate photoelec- tron spectroscopy (PES) spectrum of the valence regime have been identified. The de- sired CT analysis with RPES of these hetero-molecular systems is then conducted on the basis of the knowledge gained by previous RPES studies of homo-molecular sys- tems. The characterization of hetero-molecular films on single crystal Ag surfaces in the first part of this thesis is performed with high resolution core level PES and valence PES. The reproduction of the core level PES data with reference spectra of homo-molecular films allows me to determine which molecule is in direct contact to the Ag surface and which one is situated in higher layers (not the first one). Due to the direct correspon- dence of core level and valence PES the assignment of features in the spectra of the latter technique can be achieved with the identification of the contributions extracted from the evaluation of the data of the former technique. It is found that the systems PTCDA on one monolayer (ML) of SnPc on Ag(111) and CuPc/1 ML PTCDA/Ag(111) are stable at 300 K which means that no significant layer exchange occurs for these systems. In contrast a vertical exchange of CuPc and PTCDA molecules is observed for PTCDA de- posited on top of 1 ML CuPc/Ag(111). Up to a coverage of approximately 0.5 ML of PTCDA molecules these diffuse into the first layer, replace CuPc molecules, and con- sequently force them into higher layers. Above a coverage of approximately 0.5 ML of PTCDA molecules these are also found in higher layers. The search for a promising system for the intended RPES study then leads to an investigation of hetero-molecular films with a combination of F4TCNQ and PTCDA molecules on Ag(110) within the same approach. Depositing F4TCNQ molecules onto a 1 ML PTCDA/Ag(110) film in the herringbone phase at 300 K results in an instable hetero-organic system which un- dergoes a layer exchange. Hereby PTCDA molecules in the first layer are replaced by F4TCNQ molecules similar to the behavior of the system PTCDA/1 ML CuPc/Ag(111). Switching the order of the preparation steps leads to a stable film of PTCDA/1.0 ML F4TCNQ/Ag(110) at 300 K. Among the stable hetero-molecular films only the system CuPc/1 ML PTCDA/Ag(111) exhibits the required wetting growth of the first two layers at 300 K and a valence PES spectrum with energetically separable molecular orbital signals in the same intensity range. Thus this system is identified to be appropriate for a detailed analysis with RPES. The unexpected findings of vertical exchanges in the hetero-molecular films at 300 K motivate a study of the behavior at elevated temperatures for all systems investigated before. Therein it is revealed that annealing 1.5 ML SnPc/1 ML PTCDA/Ag(111) and 1.0 ML PTCDA/1 ML SnPc/Ag(111) to a temperature above the desorption temperature of molecules not in direct contact to the Ag(111) surface results in a 1 ML SnPc/Ag(111) film in both cases. Hence at elevated temperatures (approximately above 420 K) SnPc molecules replace PTCDA molecules in the first layer on Ag(111). At higher temper- atures (approximately above 470 K) PTCDA molecules and SnPc molecules situated above the first layer then desorb from the 1 ML SnPc/Ag(111) sample. Annealing all hetero-molecular films with CuPc and PTCDA molecules on Ag(111) to 570 K leads to a sample with CuPc and PTCDA molecules in the first and only layer. Depending on the initial CuPc coverage different ratios of both molecules are obtained. With a CuPc coverage of exactly 1 ML, or above, films with PTCDA coverages of approxi- mately 0.1-0.2 ML are produced. So at elevated temperatures CuPc molecules replace PTCDA molecules in the first layer of the system CuPc/1 ML PTCDA/Ag(111). Anal- ogously the layer exchange at 300 K for the system PTCDA/1 ML CuPc/Ag(111) is reversed at elevated temperatures. In the case of SnPc and CuPc coverages below 1 ML annealing vertical hetero-molecular systems with PTCDA on Ag(111) up to 570 K re- sults in a single layer of mixed hetero-molecular films with lateral long range order. In this way the system CuPc + PTCDA/Ag(111) is prepared and then characterized as a proper system for a detailed analysis with RPES. Additional annealing experiments of hetero-organic films consisting of F4TCNQ and PTCDA molecules on Ag(110) with an F4TCNQ coverage of 1.0 ML (and above) end in a submonolayer (sub-ML) film of F4TCNQ/Ag(110) that exhibits a contribution of amorphous carbon. Consequently, it can be concluded that at elevated temperatures part of the F4TCNQ molecules decom- pose. In the second part of this thesis homo-molecular multilayer samples and (sub-)ML films on single crystalline metal surfaces are investigated with RPES in order to enable the final RPES study of vertical and lateral hetero-molecular interface systems. First a pho- ton energy (hν) dependent intensity variation of (groups of) molecular orbital signals of exemplary multilayer films (NTCDA and coronene) is studied and explained on the basis of the local character of the electronic transitions in near edge x-ray absorption fine structure (NEXAFS) spectroscopy in combination with the real space probability den- sity of the contributing molecular orbitals. This simple approach is found to be able to correctly describe relative intensity variations by orders of magnitude while it fails for hν dependent relative intensity changes in the same order of magnitude. After that the hν dependent line-shape evolution of an energetically separated molecular orbital signal of a CuPc multilayer is discussed in relation to small molecules in the gas phase and explained with an effect of electron vibration coupling. Through a comparison of the hν dependent line-shape evolution of the highest occupied molecular orbital (HOMO) of a CuPc with a SnPc multilayer the molecule specific character of this effect is identified. Then the same effect with either two (or more) electronic transitions or multiple coupling vibrational modes is observed for a coronene multilayer. Thereafter the influence of the adsorption on metal surfaces on this effect is studied and discussed with special emphasis on a possible contribution by features which are related to dynamical interface CT. For a sub-ML of SnPc/Au(111) no variation with respect to a SnPc multilayer film is detected while for a sub-ML of CuPc/Au(111) less intensity is distributed into the high binding energy (EB) part of the HOMO signal with respect to the corresponding multilayer film. In the RPES data of a sub-ML of coronene/Ag(111) a resonance specific variation of the hν dependent line-shape evolution of the HOMO signal is found by the revelation of a change of this effect with respect to the coronene multilayer data in only one of the two NEXAFS resonances. All these findings are consistently explained within one effect and a common set of parameters, namely all quantities that characterize the potential energy surfaces involved in the RPES process. Through that an alternative explanation that re- lies on dynamical CT can be excluded which influences the following CT analysis with RPES. Three criteria for such an analysis of dynamical interface CT with RPES are identified. In the system coronene on Ag(111) a low EB feature is related to metal-molecule inter- face CT through the assignment of a particular final state and hence named CT state. In the EB region of the frontier molecular orbital signals of the molecule-metal inter- face systems with a signal from the lowest unoccupied molecular orbital (LUMO) in direct valence PES a broad line-shape is measured in RPES. This finding is related to interface CT by a possible explanation that emerges through the comparison to the line- shape of the CT state. The constant kinetic energy (EK ) features detected for several molecule-metal interfaces constitute the third criterion for a CT analysis with RPES. For the molecule-metal interface systems without a LUMO signal in direct valence PES the energy of these features can be calculated with the assignment of the responsible decay channel in combination with explicitly given simplifying assumptions. Through that the involvement of metal-molecule interface CT in the generation of these constant EK fea- tures is demonstrated. The RPES data of the lateral and the vertical hetero-molecular interface, identified in the first part, is then scanned for these three CT criteria. Thereby neither for the lateral hetero-molecular system CuPc + PTCDA/Ag(111) nor for the verti- cal hetero-molecular system CuPc/1 ML PTCDA/Ag(111) dynamical hetero-molecular interface CT can be confirmed. In the former system the molecule-metal interface in- teraction is found to dominate the physics of the system in RPES while in the latter system no hints for a significant hybridization at the CuPc-PTCDA interface can be revealed},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}