@phdthesis{Andelovic2024,
  author    = {Andelovic, Kristina},
  title     = {Characterization of arterial hemodynamics using mouse models of atherosclerosis and tissue-engineered artery models},
  doi       = {10.25972/OPUS-30360},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-303601},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {Within this thesis, three main approaches for the assessment and investigation of altered hemodynamics like wall shear stress, oscillatory shear index and the arterial pulse wave velocity in atherosclerosis development and progression were conducted: 1. The establishment of a fast method for the simultaneous assessment of 3D WSS and PWV in the complete murine aortic arch via high-resolution 4D-flow MRI 2. The utilization of serial in vivo measurements in atherosclerotic mouse models using high-resolution 4D-flow MRI, which were divided into studies describing altered hemodynamics in late and early atherosclerosis 3. The development of tissue-engineered artery models for the controllable application and variation of hemodynamic and biologic parameters, divided in native artery models and biofabricated artery models, aiming for the investigation of the relationship between atherogenesis and hemodynamics Chapter 2 describes the establishment of a method for the simultaneous measurement of 3D WSS and PWV in the murine aortic arch at, using ultra high-field MRI at 17.6T [16], based on the previously published method for fast, self-navigated wall shear stress measurements in the murine aortic arch using radial 4D-phase contrast MRI at 17.6 T [4]. This work is based on the collective work of Dr. Patrick Winter, who developed the method and the author of this thesis, Kristina Andelovic, who performed the experiments and statistical analyses. As the method described in this chapter is basis for the following in vivo studies and undividable into the sub-parts of the contributors without losing important information, this chapter was not split into the single parts to provide fundamental information about the measurement and analysis methods and therefore better understandability for the following studies. The main challenge in this chapter was to overcome the issue of the need for a high spatial resolution to determine the velocity gradients at the vascular wall for the WSS quantification and a high temporal resolution for the assessment of the PWV without prolonging the acquisition time due to the need for two separate measurements. Moreover, for a full coverage of the hemodynamics in the murine aortic arch, a 3D measurement is needed, which was achieved by utilization of retrospective navigation and radial trajectories, enabling a highly flexible reconstruction framework to either reconstruct images at lower spatial resolution and higher frame rates for the acquisition of the PWV or higher spatial resolution and lower frame rates for the acquisition of the 3D WSS in a reasonable measurement time of only 35 minutes. This enabled the in vivo assessment of all relevant hemodynamic parameters related to atherosclerosis development and progression in one experimental session. This method was validated in healthy wild type and atherosclerotic Apoe-/- mice, indicating no differences in robustness between pathological and healthy mice. The heterogeneous distribution of plaque development and arterial stiffening in atherosclerosis [10, 12], however, points out the importance of local PWV measurements. Therefore, future studies should focus on the 3D acquisition of the local PWV in the murine aortic arch based on the presented method, in order to enable spatially resolved correlations of local arterial stiffness with other hemodynamic parameters and plaque composition. In Chapter 3, the previously established methods were used for the investigation of changing aortic hemodynamics during ageing and atherosclerosis in healthy wild type and atherosclerotic Apoe-/- mice using the previously established methods [4, 16] based on high-resolution 4D-flow MRI. In this work, serial measurements of healthy and atherosclerotic mice were conducted to track all changes in hemodynamics in the complete aortic arch over time. Moreover, spatially resolved 2D projection maps of WSS and OSI of the complete aortic arch were generated. This important feature allowed for the pixel-wise statistical analysis of inter- and intragroup hemodynamic changes over time and most importantly - at a glance. The study revealed converse differences of local hemodynamic profiles in healthy WT and atherosclerotic Apoe-/- mice, with decreasing longWSS and increasing OSI, while showing constant PWV in healthy mice and increasing longWSS and decreasing OSI, while showing increased PWV in diseased mice. Moreover, spatially resolved correlations between WSS, PWV, plaque and vessel wall characteristics were enabled, giving detailed insights into coherences between hemodynamics and plaque composition. Here, the circWSS was identified as a potential marker of plaque size and composition in advanced atherosclerosis. Moreover, correlations with PWV values identified the maximum radStrain could serve as a potential marker for vascular elasticity. This study demonstrated the feasibility and utility of high-resolution 4D flow MRI to spatially resolve, visualize and analyze statistical differences in all relevant hemodynamic parameters over time and between healthy and diseased mice, which could significantly improve our understanding of plaque progression towards vulnerability. In future studies the relation of vascular elasticity and radial strain should be further investigated and validated with local PWV measurements and CFD. Moreover, the 2D histological datasets were not reflecting the 3D properties and regional characteristics of the atherosclerotic plaques. Therefore, future studies will include 3D plaque volume and composition analysis like morphological measurements with MRI or light-sheet microscopy to further improve the analysis of the relationship between hemodynamics and atherosclerosis. Chapter 4 aimed at the description and investigation of hemodynamics in early stages of atherosclerosis. Moreover, this study included measurements of hemodynamics at baseline levels in healthy WT and atherosclerotic mouse models. Due to the lack of hemodynamic-related studies in Ldlr-/- mice, which are the most used mouse models in atherosclerosis research together with the Apoe-/- mouse model, this model was included in this study to describe changing hemodynamics in the aortic arch at baseline levels and during early atherosclerosis development and progression for the first time. In this study, distinct differences in aortic geometries of these mouse models at baseline levels were described for the first time, which result in significantly different flow- and WSS profiles in the Ldlr-/- mouse model. Further basal characterization of different parameters revealed only characteristic differences in lipid profiles, proving that the geometry is highly influencing the local WSS in these models. Most interestingly, calculation of the atherogenic index of plasma revealed a significantly higher risk in Ldlr-/- mice with ongoing atherosclerosis development, but significantly greater plaque areas in the aortic arch of Apoe-/- mice. Due to the given basal WSS and OSI profile in these two mouse models - two parameters highly influencing plaque development and progression - there is evidence that the regional plaque development differs between these mouse models during very early atherogenesis. Therefore, future studies should focus on the spatiotemporal evaluation of plaque development and composition in the three defined aortic regions using morphological measurements with MRI or 3D histological analyses like LSFM. Moreover, this study offers an excellent basis for future studies incorporating CFD simulations, analyzing the different measured parameter combinations (e.g., aortic geometry of the Ldlr-/- mouse with the lipid profile of the Apoe-/- mouse), simulating the resulting plaque development and composition. This could help to understand the complex interplay between altered hemodynamics, serum lipids and atherosclerosis and significantly improve our basic understanding of key factors initiating atherosclerosis development. Chapter 5 describes the establishment of a tissue-engineered artery model, which is based on native, decellularized porcine carotid artery scaffolds, cultured in a MRI-suitable bioreactor-system [23] for the investigation of hemodynamic-related atherosclerosis development in a controllable manner, using the previously established methods for WSS and PWV assessment [4, 16]. This in vitro artery model aimed for the reduction of animal experiments, while simultaneously offering a simplified, but completely controllable physical and biological environment. For this, a very fast and gentle decellularization protocol was established in a first step, which resulted in porcine carotid artery scaffolds showing complete acellularity while maintaining the extracellular matrix composition, overall ultrastructure and mechanical strength of native arteries. Moreover, a good cellular adhesion and proliferation was achieved, which was evaluated with isolated human blood outgrowth endothelial cells. Most importantly, an MRI-suitable artery chamber was designed for the simultaneous cultivation and assessment of high-resolution 4D hemodynamics in the described artery models. Using high-resolution 4D-flow MRI, the bioreactor system was proven to be suitable to quantify the volume flow, the two components of the WSS and the radStrain as well as the PWV in artery models, with obtained values being comparable to values found in literature for in vivo measurements. Moreover, the identification of first atherosclerotic processes like intimal thickening is achievable by three-dimensional assessment of the vessel wall morphology in the in vitro models. However, one limitation is the lack of a medial smooth muscle cell layer due to the dense ECM. Here, the utilization of the laser-cutting technology for the generation of holes and / or pits on a microscale, eventually enabling seeding of the media with SMCs showed promising results in a first try and should be further investigated in future studies. Therefore, the proposed artery model possesses all relevant components for the extension to an atherosclerosis model which may pave the way towards a significant improvement of our understanding of the key mechanisms in atherogenesis. Chapter 6 describes the development of an easy-to-prepare, low cost and fully customizable artery model based on biomaterials. Here, thermoresponsive sacrificial scaffolds, processed with the technique of MEW were used for the creation of variable, biomimetic shapes to mimic the geometric properties of the aortic arch, consisting of both, bifurcations and curvatures. After embedding the sacrificial scaffold into a gelatin-hydrogel containing SMCs, it was crosslinked with bacterial transglutaminase before dissolution and flushing of the sacrificial scaffold. The hereby generated channel was subsequently seeded with ECs, resulting in an easy-to-prepare, fast and low-cost artery model. In contrast to the native artery model, this model is therefore more variable in size and shape and offers the possibility to include smooth muscle cells from the beginning. Moreover, a custom-built and highly adaptable perfusion chamber was designed specifically for the scaffold structure, which enabled a one-step creation and simultaneously offering the possibility for dynamic cultivation of the artery models, making it an excellent basis for the development of in vitro disease test systems for e.g., flow-related atherosclerosis research. Due to time constraints, the extension to an atherosclerosis model could not be achieved within the scope of this thesis. Therefore, future studies will focus on the development and validation of an in vitro atherosclerosis model based on the proposed bi- and three-layered artery models. In conclusion, this thesis paved the way for a fast acquisition and detailed analyses of changing hemodynamics during atherosclerosis development and progression, including spatially resolved analyses of all relevant hemodynamic parameters over time and in between different groups. Moreover, to reduce animal experiments, while gaining control over various parameters influencing atherosclerosis development, promising artery models were established, which have the potential to serve as a new platform for basic atherosclerosis research.},
  subject      = {H{\"a}modynamik},
  language  = {en}
}
@phdthesis{Pres2024,
  author    = {Pres, Sebastian},
  title     = {Detection of a plasmon-polariton quantum wave packet by coherent 2D nanoscopy},
  doi       = {10.25972/OPUS-34824},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-348242},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {Plasmonic nanostructures are considered promising candidates for essential components of integrated quantum technologies because of their ability to efficiently localize broad-band electromagnetic fields on the nanoscale. The resulting local near field can be understood as a spatial superposition of spectrally different plasmon-polariton modes due to the spectrally broad optical excitation, and thus can be described as a classical wave packet. Since plasmon polaritons, in turn, can transmit and receive non-classical light states, the exciting question arises to what extent they have to be described as quantum mechanical wave packets, i.e. as a superposition of different quantum states. But how to probe, characterize and eventually manipulate the quantum state of such plasmon polaritons? Up to now, probing at room temperatures relied completely on analyzing quantum optical properties of the corresponding in-going and out-going far-field photon modes. However, these methods so far only allow a rather indirect investigation of the plasmon-polariton quantum state by means of transfer into photons. Moreover, these indirect methods lack spatial resolution and therefore do not provide on-site access to the plasmon-polariton quantum state. However, since the spectroscopic method of coherent two-dimensional (2D) nanoscopy offers the capability to follow the plasmon- polariton quantum state both in Hilbert space and in space and time domain a complete characterization of the plasmon polariton is possible. In this thesis a versatile coherent 2D nanoscopy setup is presented combining spectral tunability and femtosecond time resolution with spatial resolution on the nanometer scale due to the detection of optically excited nonlinear emitted electrons via photoemission electron microscopy (PEEM). Optical excitation by amplitude- and phase-shaped, systematically-modified and interferometric-stable multipulse sequences is realized, and characterized via Fourier-transform spectral interferometry (FTSI). This linear technique enables efficient data acquisition in parallel to a simultaneously performed experiment. The full electric-field reconstruction of every generated multipulse sequence is used to analyze the effect of non-ideal pulse sequences on the two-dimensional spectral data of population-based multidimensional spectroscopy methods like, e.g., the coherent 2D nanoscopy applied in this thesis. Investigation of the spatially-resolved nonlinear electron emission yield from plasmonic gold nanoresonators by coherent 2D nanoscopy requires a quasi-particle treatment of the addressed plasmon-polariton mode and development of a quantum model to adequately describe the plasmon-assisted multi-quantum electron emission from nanostructures. Good agreement between simulated and experimental data enables to connect certain spectral features to superpositions of non-adjacent plasmon-polariton quantum states, i.e, non-adjacent occupation-number states of the underlying quantized, harmonic oscillator, thus direct probing of the plasmon-polariton quantum wave packet at the location of the nanostructure. This is a necessary step to locally control and manipulate the plasmon-polariton quantum state and thus of general interest for the realization of nanoscale quantum optical devices.},
  subject      = {Coherent Multidimensional Spectroscopy},
  language  = {en}
}
@phdthesis{Bayer2024,
  author    = {Bayer, Florian},
  title     = {Investigating electromagnetic properties of topological surface states in mercury telluride},
  doi       = {10.25972/OPUS-35212},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-352127},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {This doctoral thesis investigates magneto-optical properties of mercury telluride layers grown tensile strained on cadmium telluride substrates. Here, layer thicknesses start above the usual quantum well thickness of about 20 nm and have a upper boundary around 100 nm due to lattice relaxation effects. This kind of layer system has been attributed to the material class of three-dimensional topological insulators in numerous publications. This class stands out due to intrinsic boundary states which cross the energetic band gap of the layer's bulk. In order to investigate the band structure properties in a narrow region around the Fermi edge, including possible boundary states, the method of highly precise time-domain Terahertz polarimetry is used. In the beginning, the state of the art of Teraherz technology at the start of this project is discussed, moving on to a detailed description and characterization of the self-built measurement setup. Typical standard deviation of a polarization rotation or ellipticity measurement are on the order of 10 to 100 millidegrees, according to the transmission strength through investigated samples. A range of polarization spectra, depending on external magnetic fields up to 10 Tesla, can be extracted from the time-domain signal via Fourier transformation. The identification of the actual band structure is done by modeling possible band structures by means of the envelope function approximation within the framework of the k·p method. First the bands are calculated based on well-established model parameters and from them the possible optical transitions and expected ellipticity spectra, all depending on external magnetic fields and the layer's charge carrier concentration. By comparing expected with measured spectra, the validity of k·p models with varying depths of detail is analyzed throughout this thesis. The rich information encoded in the ellipitcity spectra delivers key information for the attribution of single optical transitions, which are not part of pure absorption spectroscopy. For example, the sign of the ellipticity signals is linked to the mix of Landau levels which contribute to an optical transition, which shows direct evidence for bulk inversion asymmetry effects in the measured spectra. Throughout the thesis, the results are compared repeatedly with existing publications on the topic. It is shown that the models used there are often insufficient or, in worst case, plainly incorrect. Wherever meaningful and possible without greater detours, the differences to the conclusions that can be drawn from the k·p model are discussed. The analysis ends with a detailed look on remaining differences between model and measurement. It contains the quality of model parameters as well as different approaches to integrate electrostatic potentials that exist in the structures into the model. An outlook on possible future developments of the mercury cadmium telluride layer systems, as well as the application of the methods shown here onto further research questions concludes the thesis.},
  subject      = {Quecksilbertellurid},
  language  = {en}
}
@phdthesis{Kagerer2024,
  author    = {Kagerer, Philipp Thomas},
  title     = {Two-Dimensional Ferromagnetism and Topology at the Surface of MnBi\(_2\)Te\(_4\) - Bi\(_2\)Te\(_3\) Heterostructures - MBE Growth, Magnetism and Electronic Properties},
  doi       = {10.25972/OPUS-36012},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-360121},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {In this thesis, a model system of a magnetic topological heterostructure is studied, namely a heterosystem consisting of a single ferromagnetic septuple-layer (SL) of \(MnBi_2Te_4\) on the surface of the three-dimensional topological insulator \(Bi_2Te_3\). Using MBE and developing a specialized experimental setup, the first part of this thesis deals with the growth of \(Bi_2Te_3\) and thin films of \(MnBi_2Te_4\) on \(BaF_2\)-substrates by the co-evaporation of its binary constituents. The structural analysis is conducted along several suitable probes such as X-ray diffraction (XRD, XRR), AFM and scanning tunnelling electron microscopy (STEM). It is furthermore found that the growth of a single septuple-layer of \(MnBi_2Te_4\) on the surface of \(Bi_2Te_3\) can be facilitated. By using X-ray absorption and circular magnetic dichroism (XAS, XMCD), the magnetic properties of \(MnBi_2Te_4\) are explored down to the monolayer limit. The layered nature of the vdW crystal and a strong uniaxial magnetocrystalline anisotropy establish stable out-of plane magnetic order at the surface of \(MnBi_2Te_4\), which is stable even down to the 2D limit. Pushing the material system to there, i.e. a single SL \(MnBi_2Te_4\) further allows to study the phase transition of this 2D ferromagnet and extract its critical behaviour with \(T_c \, = \, 14.89~k\) and \(\beta \, = \, 0.484\). Utilizing bulk crystals of the ferromagnetic \(Fe_3GeTe_2\) as substrate allows to influence, enhance and bias the magnetism in the single SL of \(MnBi_2Te_4\). By growing heterostructures of the type \(MnBi_2Te_4\) -- n layer \(Bi_2Te_3\) -- \(Fe_3GeTe_2\)for n between 0 and 2, it is shown, that a considerable magnetic coupling can be introduced between the \(MnBi_2Te_4\) top-layer and the substrate. Finally the interplay between topology and magnetism in the ferromagnetic extension is studied directly by angle-resolved photoemission spectroscopy. The heterostructure is found to host a linearly dispersing TSS at the centre of the Brillouin zone. Using low temperature and high-resolution ARPES a large magnetic gap opening of \(\sim\) 35 meV is found at the Dirac point of the TSS. By following its temperature evolution, it is apparent that the scaling behaviour coincides with the magnetic order parameter of the modified surface.},
  subject      = {Molekularstrahlepitaxie},
  language  = {en}
}
@phdthesis{Wagner2024,
  author    = {Wagner, Tim Matthias},
  title     = {Characterization of 2D antimony lattices},
  doi       = {10.25972/OPUS-36329},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-363292},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {Two-dimensional lattices are in the focus of research in modern solid state physics due to their novel and exotic electronic properties with tremendous potential for seminal future applications. Of particular interest within this research field are quantum spin Hall insulators which are characterized by an insulating bulk with symmetry-protected metallic edge states. For electrons within these one-dimensional conducting channels, spin-momentum locking enables dissipationless transport - a property which promises nothing short of a revolution for electronic devices. So far, however, quantum spin Hall materials require enormous efforts to be realized such as cryogenic temperatures or ultra-high vacuum. A potential candidate to overcome these shortcomings are two-dimensional lattices of the topological semi-metal antimony due to their potential to host the quantum spin Hall effect while offering improved resilience against oxidation. In this work, two-dimensional lattices of antimony on different substrates, namely Ag(111), InSb(111) and SiC(0001), are investigated regarding their atomic structure and electronic properties with complimentary surface sensitive techniques. In addition, a systematic oxidation study compares the stability of Sb-SiC(0001) with that of the two-dimensional topological insulators bismuthene-SiC(0001) and indenene-SiC(0001). A comprehensive experimental analysis of the \((\sqrt{3}\times\sqrt{3})R30^\circ\) Sb-Ag(111) surface, including X-ray standing wave measurements, disproves the proclaimed formation of a buckled antimonene lattice in literature. The surface lattice can instead be identified as a metallic Ag\(_2\)Sb surface alloy. Antimony on InSb(111) shows an unstrained Volmer-Weber island growth due to its large lattice mismatch to the substrate. The concomitant moir\'{e} situation at the interface imprints mainly in a periodic height corrugation of the antimony islands which as observed with scanning tunneling microscopy. On islands with various thicknesses, quasiparticle interference patterns allow to trace the topological surface state of antimony down to the few-layer limit. On SiC(0001), two different two-dimensional antimony surface reconstructions are identified. Firstly, a metallic triangular \$1\times1\$ lattice which constitutes the antimony analogue to the topological insulator indenene. Secondly, an insulating asymmetric kagome lattice which represents the very first realized atomic surface kagome lattice. A comparative, systematic oxidation study of elemental (sub-)monolayer materials on SiC(0001) reveals a high sensitivity of indenene and bismuthene to small dosages of oxygen. An improved resilience is found for Sb-SiC(0001) which, however, oxidizes nevertheless if exposed to oxygen. These surface lattices are therefore not suitable for future applications without additional protective measures.},
  subject      = {Antimon},
  language  = {en}
}
@phdthesis{Baumann2024,
  author    = {Baumann, Johannes},
  title     = {Induced Superconductivity in HgTe Quantum Point Contacts},
  doi       = {10.25972/OPUS-36940},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-369405},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2024},
  abstract  = {In this thesis, the Josephson effect in mercury telluride based superconducting quantum point contacts (SQPCs) is studied. Implementing such confined structures into topological superconductors has been proposed as a means to detect and braid Majorana fermions. For the successful realization of such experiments though, coherent transport across the constriction is essential. By demonstrating the Josephson effect in a confined topological system, the presented experiments lay the foundation for future quantum devices that can be used for quantum computation. In addition, the experiments also provide valuable insights into the behavior of the Josephson effect in the low-channel limit (N<20). Due to the confinement of the weak link, we can also study the Josephson effect in a topological insulator, where the edge modes interact. In conclusion, this thesis discusses the fabrication of, and low-temperature measurements on mercury telluride quantum point contacts embedded within Josephson junctions. We find that the merging of the currently used fabrication methods for mercury telluride quantum point contacts and Josephson junctions does not yield a good enough device quality to resolve subbands of the quantum point contact as quantization effects in the transport properties. As we attribute this to the long dry etching time that is necessary for a top-contact, the fabrication process was adapted to reduce the defect density at the superconductor-semiconductor interface. Employing a technique that involves side contacting the mercury telluride quantum well and reducing the size of the mercury telluride mesa to sub-micrometer dimensions yields a quantized supercurrent across the junction. The observed supercurrent per mode is in good agreement with theoretical predictions for ballistic, one-dimensional modes that are longer than the Josephson penetration depth. Moreover, we find that oscillatory features superimpose the plateaus of the supercurrent and the conductance. The strength of these oscillatory features are sample-dependent and complicate the identification of plateaus. We suggest that the oscillatory features originate mainly from local defects and the short gate electrode. Additionally, resonances are promoted within the weak link if the transparency of the superconductor-HgTe interface differs from one. Furthermore, the research explores the regimes of the quantum spin Hall effect and the 0.5 anomaly. Notably, a small yet finite supercurrent is detected in the QSH regime. In samples fabricated from thick mercury telluride quantum wells, the supercurrent appears to vanish when the quantum point contact is tuned into the regime of the 0.5 anomaly. For samples fabricated from thin mercury telluride quantum wells, the conductance as well as the supercurrent vanish for strong depopulation. In these samples though, the supercurrent remains detectable even for conductance values significantly below 2 e²/h. Numerical calculation reproduce the transport behavior of the superconducting quantum point contacts. Additionally, the topological nature of the weak link is thoroughly investigated using the supercurrent diffraction pattern and the absorption of radio frequency photons. The diffraction pattern reveals a gate independent, monotonous decay of \$I_\text{sw}(B)\$, which is associated with the quantum interference of Andreev bound states funneled through the quantum point contact. Interestingly, the current distribution in the weak link appears unaffected as the quantum point contact is depleted. In the RF measurements, indications of a 4π periodic supercurrent are observed as a suppression of odd Shapiro steps. The ratio of the 4π periodic current to the 2π periodic current appears to decrease for smaller supercurrents, as odd Shapiro steps are exclusively suppressed for large supercurrents. Additionally, considering the observation that the supercurrent is small when the bulk modes in the quantum point contact are fully depleted, we suggest that the re-emerging of odd Shapiro steps is a consequence of the group velocity of the edge modes being significantly suppressed when the bulk modes are absent. Consequently, the topological nature of the superconducting quantum point contact is only noticeable in the transport properties when bulk modes are transmitted through the superconducting quantum point contact. The shown experiments are the first demonstration of mercury telluride superconducting quantum point contacts that exhibit signatures of quantization effects in the conductance as well as the supercurrent. Moreover, the experiments suggest that the regime of interacting topological edge channels is also accessible in mercury telluride superconducting quantum point contacts. This is potentially relevant for the realization of Majorana fermions and their application in the field of quantum computation.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Bauernfeind2023,
  author    = {Bauernfeind, Maximilian Josef Xaver},
  title     = {Epitaxy and Spectroscopy of Two-Dimensional Adatom Systems: the Elemental Topological Insulator Indenene on SiC},
  doi       = {10.25972/OPUS-31166},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-311662},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Two-dimensional (2D) topological insulators are a new class of materials with properties that are promising for potential future applications in quantum computers. For example, stanene represents a possible candidate for a topological insulator made of Sn atoms arranged in a hexagonal lattice. However, it has a relatively fragile low-energy spectrum and sensitive topology. Therefore, to experimentally realize stanene in the topologically non-trivial phase, a suitable substrate that accommodates stanene without compromising these topological properties must be found. A heterostructure consisting of a SiC substrate with a buffer layer of adsorbed group-III elements constitutes a possible solution for this problem. In this work, 2D adatom systems of Al and In were grown epitaxially on SiC(0001) and then investigated structurally and spectroscopically by scanning tunneling microscopy (STM) and photoelectron spectroscopy. Al films in the high coverage regime \( (\Theta_{ML}\approx2\) ML\( ) \) exhibit unusually large, triangular- and rectangular-shaped surface unit cells. Here, the low-energy electron diffraction (LEED) pattern is brought into accordance with the surface topography derived from STM. Another Al reconstruction, the quasi-one-dimensional (1D) Al phase, exhibits a striped surface corrugation, which could be the result of the strain imprinted by the overlayer-substrate lattice mismatch. It is suggested that Al atoms in different surface areas can occupy hexagonal close-packed and face-centered cubic lattice sites, respectively, which in turn lead to close-packed transition regions forming the stripe-like corrugations. On the basis of the well-known herringbone reconstruction from Au(111), a first structural model is proposed, which fits well to the structural data from STM. Ultimately, however, thermal treatments of the sample could not generate lower coverage phases, i.e. in particular, a buffer layer structure. Strong metallic signatures are found for In high coverage films \( (\Theta_{ML}\approx3\) to \(2\) ML\() \) by scanning tunneling spectroscopy (STS) and angle-resolved photoelectron spectroscopy (ARPES), which form a \( (7\times7) \), \( (6\times4\sqrt{3}) \), and \( (4\sqrt{3}\times4\sqrt{3}) \) surface reconstruction. In all these In phases electrons follow the nearly-free electron model. Similar to the Al films, thermal treatments could not obtain the buffer layer system. Surprisingly, in the course of this investigation a triangular In lattice featuring a \( (1\times1) \) periodicity is observed to host massive Dirac-like bands at \( K/K^{\prime} \) in ARPES. Based on this strong electronic similarity with graphene at the Brillouin zone boundary, this new structure is referred to as \textit{indenene}. An extensive theoretical analysis uncovers the emergence of an electronic honeycomb network based on triangularly arranged In \textit{p} orbitals. Due to strong atomic spin-orbit coupling and a comparably small substrate-induced in-plane inversion symmetry breaking this material system is rendered topologically non-trivial. In indenene, the topology is intimately linked to a bulk observable, i.e., the energy-dependent charge accumulation sequence within the surface unit cell, which is experimentally exploited in STS to confirm the non-trivial topological character. The band gap at \( K/K^{\prime} \), a signature of massive Dirac fermions, is estimated by ARPES to approximately 125 meV. Further investigations by X-ray standing wave, STM, and LEED confirm the structural properties of indenene. Thus, this thesis presents the growth and characterization of the novel quantum spin Hall insulator material indenene.},
  subject      = {Dreiecksgitter},
  language  = {en}
}
@phdthesis{Imhof2023,
  author    = {Imhof, Stefan Michael},
  title     = {The effects of non-Hermiticity and non-linearity on topological phenomena investigated in electric networks},
  doi       = {10.25972/OPUS-32332},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-323329},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Topological phenomena known from solid state physics have been transferred to a variety of other classical and quantum systems. Due to the equivalence of the Hamiltonian matrix describing tight binding models and the grounded circuit Laplacian describing an electrical circuit we can investigate such phenomena in circuits. By implementing different Hermitian topological models general suggestions on designing those types of circuit are worked out with the aim of minimizing unwanted coupling effects and parasitic admittances in the circuit. Here the existence and the spatial profile of topological states as well as the band structure of the model can be determined. Due to the complex nature of electric admittance the investigations can be directly expanded to systems with broken Hermiticity. The particular advantages of the experimental investigation of non-exclusively topological phenomena by means of electric circuits come to light in the realization of non-Hermitian and non-linear models. Here we find limitation of the Hermitian bulk-boundary correspondence principle, purely real eigenvalues in non-Hermitian PT-symmetrical systems and edge localization of all eigenstates in non-Hermitian and non-reciprocal systems, which in literature is termed the non-Hermitian skin effect. When systems obeying non-linear equations are studied, the grounded circuit Laplacian based on the Fourier-transform cannot be applied anymore. By combination of the connectivity of a topological system together with non-linear van der Pol oscillators self-activated and self-sustained topological edge oscillations can be found. These robust high frequency sinusoidal edge oscillations differ significantly from low frequency relaxation oscillations, which can be found in the bulk of the system.},
  subject      = {Metamaterial},
  language  = {en}
}
@phdthesis{Genheimer2023,
  author    = {Genheimer, Ulrich},
  title     = {The Photophysics of Small Organic Molecules for Novel Light Emitting Devices},
  doi       = {10.25972/OPUS-32031},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-320313},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {This PhD thesis addresses the photophysics of selected small organic molecules with the purpose of using them for efficient and even novel light sources. In particular, the studies presented focused on revealing the underlying exciton dynamics and determining the transition rates between different molecular states. It was shown how the specific properties and mechanisms of light emission in fluorescent molecules, molecules with phosphorescence or thermally activated delayed fluorescence (TADF), biradicals, and multichromophores can be utilized to build novel light-emitting devices. The main tool employed here was the analysis of the emitters' photon statistics, i.e. the analysis of the temporal distribution of emitted photons, during electrical or optical excitation. In the introduction of this work, the working principle of an organic light-emitting diode (OLED) was introduced, while Chapter 2 provided the physical background of the relevant properties of organic molecules and their interaction with light. In particular, the occurrence of discrete energy levels in organic semiconductors and the process of spontaneous light emission were discussed. Furthermore, in this chapter a mathematical formalism was elaborated with the goal to find out what kind of information about the studied molecule can be obtained by analyzing its photon statistics. It was deduced that the intensity correlation function g (2)(t) contains information about the first two factorial moments of the photon statistics and that higher order factorial moments do not contain any additional information about the system under study if the system is always in the same state after the emission of a photon. To conclude the introductory part, Chapter 3 introduced the utilized characterization methods including confocal microscopy of single molecules, time correlated single photon counting and temperature dependent photoluminescence measurements. To provide the background necessary for an understanding of for the following result chapters, in Section 4.1 a closer look was taken at the phenomenon of blinking and photobleaching of individual molecules. For a squaraine-based fluorescent emitter rapid switching between a bright and dark state was observed during photoexcitation. Using literature transition rates between the molecular states, a consistent model was developed that is able to explain the distribution of the residence times of the molecule in the bright and dark states. In particular, an exponential and a power-law probability distribution was measured for the time the molecule resides in tis bright and dark state, respectively. This behavior as well as the change in photoluminescence intensity between the two states was conclusively explained by diffusion of residual oxygen within the sample, which had been prepared in a nitrogen-filled glovebox. For subsequent samples of this work, thin strips of atomic aluminum were deposited on the matrices to serve as oxygen getter material. This not only suppressed the efficiency of photobleaching, but also noticeably prolonged the time prior to photobleaching, which made many of the following investigations possible in the first place. For emitters used in displays, emission properties such as narrow-band luminescence and short fluorescence lifetimes are desired. These properties can be influenced not only by the emitter molecule itself, but also by the interaction with the chosen environment. Therefore, before focusing on the photophysics of individual small organic molecules, Section 4.2 highlighted the interaction of a perylene bisimide-based molecular species with its local environment in a disordered polymethyl methacrylate matrix. In a statistical approach, individual photophysical properties were measured for 32 single molecules and correlations in the variation of the properties were analyzed. This revealed how the local polarity of the molecules' environment influences their photophysics. In particular, it was shown how an increase in local polarity leads to a red-shifted emission, narrower emission lines, broader vibronic splitting between different emission lines in combination with a smaller Huang-Rhys parameter, and a longer fluorescence lifetime. In the future, these results may help to embed individual chromophores into larger macromolecules to provide the chromophore with the optimal local environment to exhibit the desired emission properties. The next two sections focused on a novel and promising class of chromophores, namely linear coordinated copper complexes, synthesized in the group of Dr. Andreas Steffen at the Institute of Inorganic Chemistry at the University of W{\"u}rzburg. In copper atoms, the d-orbitals are fully occupied, which prevents undesirable metal-centered d-d⋆ states, which tend to lie low in energy and recombine non-radiatively. Simultaneously, the copper atom provides a flexible coordination geometry, while complexes in their linear form are expected to exhibit the least amount of excited state distortions. Depending on the chosen ligands, these copper complexes can exhibit phosphorescence as well as temperature activated delayed fluorescence. In Section 4.3, a phosphorescent copper complex with a chlorine atom and a 1-(2,6-diisopropylphenyl)-3,3,5,5-tetramethyl-2-pyrrolidine-ylidene- ligand was tested for its suitability as an optically active material in an OLED. For this purpose, an OLED with a polyspirobifluorene-based copolymer matrix and the dopant at a concentration of 20 wt\% was electrically excited. Deconvolution of the emission spectrum in contributions from the matrix and the dopant revealed that 60 \% of the OLEDs emission was due to the copper complex. It was also shown that the shape of the emission spectrum of the copper complex remains unchanged upon incorporation into the OLED, but is red-shifted by about 233 meV. In Section 4.4, a second copper complex exhibiting thermally activated delayed fluorescence was analyzed. This complex comprised a carbazolate as well as a 2-(2,6- diisopropyl)-phenyl-1,1-diphenyl-isoindol-2-ium-3-ide ligand and was examined in the solid state and at the single-molecule level, where single photon emission was recorded up to an intensity of 78'000 counts per second. The evaluation of the second-order autocorrelation function of the emitted light proved an efficient transition between singlet and triplet excited states on the picosecond time scale. In the solid state, the temperature- dependent fluorescence decay of the complex was analyzed after pulsed photoexcitation in the temperature range between 300 K and 5 K. From these measurements, a small singlet-triplet energy gap of only 65 meV and a triplet sublevel splitting of 3.0 meV were derived. The transition rates between molecular states could also be determined. Here, the fast singlet decay time of τS1 = 9.8ns proved the efficient thermally activated delayed fluorescence process, which was demonstrated for the first time for this new class of copper(I) complexes thus. While the use of thermally activated delayed fluorescence is a potential way to harness otherwise long-living dark triplet states, radicals completely avoid dark triplet states. However, this usually comes with the huge drawback of the molecules being chemically unstable. Therefore, two chemically stable biradical species were synthesized in the framework of the DFG research training school GRK 2112 on Molecular biradicals: structure, properties and reactivity, by Yohei Hattori in the group of Prof. Dr. Christoph Lambert and Rodger Rausch in the group of Prof. Dr. Frank W{\"u}rthner at the Institute of Organic Chemistry at the University of W{\"u}rzburg, respectively. In Section 4.5, it was investigated how these molecules can be used in OLEDs. In the first isoindigo based biradical (6,6'-bis(3,5-di-tert-butyl-4-phenoxyl)-1,1'-bis(2- ethylhexyl)-[3,3'-biindolinyl-idene]-2,2'-dione) two tert-butyl moieties kinetically block chemical reactions at the place of the lone electrons and an electron-withdrawing core shifts the electron density into the center of the chromophore. With these properties, it was possible to realize a poly(p-phenylene vinylene) copolymer based OLED doped with the biradical and to observe luminescence during optical as well as electrical excitation. Analyzing shapes of the photo- and electroluminescence spectra at different doping concentrations, F{\"o}rster resonance energy transfer was determined to be the dominant transition mechanism for excitons from the matrix to the biradical dopants. Likewise, OLEDs could be realized with the second diphenylmethylpyridine based birad- ical (4-(5-(bis(2,4,6-trichlorophenyl)methyl)-4,6-dichloropyridin-2-yl)-N-(4-(5-(bis(2,4,6- -trichlorophenyl)methyl)-4,6-dichloropyridin-2-yl)phenyl)-N-(4-methoxyphenyl)aniline) as dopant. In this biradical, chlorinated diphenylmethyl groups protect the two unpaired electrons. Photo- and electroluminescence spectra showed an emission in the near in- frared spectral range between 750 nm and 1000 nm. Also, F{\"o}rster resonance energy trans- fer was the dominant energy transfer mechanism with an transfer efficiency close to 100 \% even at doping concentrations of only 5 wt\%. In addition to demonstrating the working OLEDs based in biradicals, the detection of luminescence of the two biradical species in devices also constitutes an important step toward making use of experimental techniques such as optically detected electron spin resonance, which could provide information about the electronic states of the emitter and their spin manifold during OLED operation. Another class of emitters studied are molecules in which several chromophores are co- valently linked to form a macrocyclic system. The properties of these multichromophores were highlighted in Section 4.6. Here, it was analyzed how the photophysical behavior of the molecules is affected by the covalent linking, which determines the interaction be- tween the chromophores. The first multichromophore, 2,2'-ditetracene, was synthesized by Lena Ross in the group of Prof. Dr. Anke Kr{\"u}ger at the Institute of Organic Chemistry at the University of W{\"u}rzburg and was analyzed in this work both at the single-molecule level and in its aggregated crystalline form. While the single crystals were purified and grown in a vertical sublimation oven, the samples for the single molecule studies were prepared in matrices of amorphous polymethyl methacrylate and crystalline anthracene. Tetracene was analyzed concurrently to evaluate the effects of covalent linking. In samples where the distance between two molecules is sufficiently large, tetracene and 2,2'-ditracene show matching emission profiles with the only difference in the Franck-Condon factors and a de- creased photoluminescence decay time constant from 14 ns for tetracene to 5 ns for 2,2'- ditracene, which can be attributed to the increased density of the vibrational modes in 2,2'-ditracene. Evaluation of the photon statistics of individual 2,2'-ditracene molecules however showed that the system does not behave as two individual chromophores but as a collective state, preserving the spectral properties of the two tetracene chromophores. Complementary calculations performed by Marian Deutsch in the group of Prof. Dr. Bernd Engels at the Institute of Physical and Theoretical Chemistry at the University of W{\"u}rzburg helped to understand the processes in the materials and could show that the electronic and vibronic modes of 2,2'-ditracene are superpositions of the modes occurring in tetracene. In contrast, single-crystalline 2,2'-ditetracene behaves significantly different than tetracene, namely exhibiting a red shift in photoluminescence of 150 meV, caused by an altered crys- talline packing that lowers the S1-state energy level. Temperature-dependent photolu- minescence measurements revealed a rich emission pattern from 2,2'-ditetracene single crystals. The mechanisms behind this were unraveled using photoluminescence lifetime density analysis in different spectral regions of the emission spectrum and at different tem- peratures. An excimer state was identified that is located about 5 meV below the S1-state, separated by a 1 meV barrier, and which can decay to the ground state with a time constant of 9 ns. Also, as the S1-state energy level is lowered below the E(S1) ≥ 2 ×E(T1) threshold, singlet fission is suppressed in 2,2'-ditetracene in contrast to tetracene. Therefore, at low temperatures, photoluminescence is enhanced by a factor of 46, which could make 2,2'- ditetracene a useful material for future applications in devices such as OLEDs or lasers. The second multichromophore species, para-xylylene bridged perylene bisimide macrocycles, were synthesized by Peter Spenst in the group of Prof. Dr. Frank W{\"u}rthner at the Institute of Organic Chemistry at the University of W{\"u}rzburg, by linking three and four perylene bisimides, respectively. To reveal the exciton dynamics in these macrocycles, highly diluted monomers as well as trimers and tetramers were doped into matrices of polymethyl methacrylate to create thin films in which individual macrocycles could be analyzed. The emission spectra of the macrocycles remained identical to those of the monomers, indicating weak coupling between the chromophores. Single photon emission could be verified for monomers as well as macrocycles, as exciton-exciton annihilation processes suppress the simultaneous emission of two photons from one macrocycle. Nevertheless, the proof of the occurrence of a doubly excited state was obtained by excitation power dependent photon statistics measurements. The formalism developed in the theory part of this thesis for calculating the photon statistics of multichromophore systems was used here to find a theoretical model that matches the experimental results. The main features of this model are a doubly excited state, fast singlet-singlet annihilation, and an efficient transition from the doubly excited state to a dark triplet state. The occurrence of triplet-triplet annihilation was demonstrated in a subsequent experiment in which the macrocycles were excited at a laser intensity well above the saturation intensity of the monomer species. In contrast to the monomers, the trimers and tetramers exhibited neither a complete dark state nor saturation of photoluminescence. Both processes, efficient singlet-singlet and triplet-triplet annihilation make perylene bisimide macrocycles exceptionally bright single photon emitters. These advantages were utilized to realize a room temperature electrically driven fluorescent single photon source. For this purpose, OLEDs were fabricated using polyvinylcarbazole and 2-tert-butylphenyl-5-biphenyl-1,3,4-oxadiazol blends as a host material for perylene bisimide trimers. Photon antibunching could be observed in both optically and electrically driven devices, representing the first demonstration of electrically driven single photon sources using fluorescent emitters at room temperature. As expected from the previous optical experiments, the electroluminescence of the molecules was exceptionally bright, emitting about 105 photons per second, which could be seen even by eye under the microscope. Finally, in the last section 4.7 of this thesis, two additional measurement schemes were proposed as an alternative to the measurement of the second-order correlation function g (2)(t) of single molecules, which only provides information about the first two factorial moments of the molecules' photon statistics. In the first scheme, the g (3)(t) function was measured with three photodiodes, which is a consequential extension of the Hanbury Brown and Twiss measurement with two photodiodes. It was demonstrated how measuring the g (3)(t) function is able to identify interfering emitters with non-Poisson statistics in the experiment. The second setup was designed with an electro-optic modulator that repeatedly gen- erates photoexcitation in the form of a step function. The recording of luminescence transients for different excitation intensities yields the same results as the correspond- ing g (2)-functions measured on single emitters, both in their shape and in their depen- dence on excitation power. To demonstrate this concept, the TADF emitter TXO-TPA (2- [4-(diphenylamino)phenyl]-10,10-dioxide-9H-thioxanthen-9-one) was doped at a concen- tration of 10-4 wt\% in a mCP (1,3-Bis(N-carbazolyl)benzene) matrix. This concentration was low enough that TXO-TPA molecules did not interact with each other, but an ensem- ble of molecules was still present in the detection volume. The intramolecular transition rates between singlet and triplet states of TXO-TPA could be derived with an error of at most 5 \%. Other experimental techniques designed to obtain this information require ei- ther lengthy measurements on single molecules, where sample preparation is also often a challenge, or temperature-dependent fluorescence lifetime measurements, which require a cryostat, which in turn places constraints on the sample design used. In future, this ap- proach could establish a powerful method to study external factors influencing molecular transition rates. Overall, this thesis has introduced new molecular materials, revealed their photophys- ical properties, and demonstrated how they can be used to fabricate efficient and even novel light sources.},
  subject      = {Fotophysik},
  language  = {en}
}
@phdthesis{Fischer2023,
  author    = {Fischer, Mathias},
  title     = {Transient Phenomena and Ionic Kinetics in Hybrid Metal Halide Perovskite Solar Cells},
  doi       = {10.25972/OPUS-32220},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-322204},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {The fact that photovoltaics is a key technology for climate-neutral energy production can be taken as a given. The question to what extent perovskite will be used for photovoltaic technologies has not yet been fully answered. From a photophysical point of view, however, it has the potential to make a useful contribution to the energy sector. However, it remains to be seen whether perovskite-based modules will be able to compete with established technologies in terms of durability and cost efficiency. The additional aspect of ionic migration poses an additional challenge. In the present work, primarily the interaction between ionic redistribution, capacitive properties and recombination dynamics was investigated. This was done using impedance spectroscopy, OCVD and IV characteristics as well as extensive numerical drift-diffusion simulations. The combination of experimental and numerical methods proved to be very fruitful. A suitable model for the description of solar cells with respect to mobile ions was introduced in chapter 4.4. The formal mathematical description of the model was transferred by a non-dimensionalization and suitable numerically solvable form. The implementation took place in the Julia language. By intelligent use of structural properties of the sparse systems of equations, automatic differentiation and the use of efficient integration methods, the simulation tool is not only remarkably fast in finding the solution, but also scales quasi-linearly with the grid resolution. The software package was released under an open source license. In conventional semiconductor diodes, capacitance measurements are often used to determine the space charge density. In the first experimental chapter 5, it is shown that although this is also possible for the ionic migration present in perovskites, it cannot be directly understood as doping related, since the space charge distribution strongly depends on the preconditions and can be manipulated by an externally applied voltage. The exact form of this behavior depends on the perovskite composition. This shows, among other things, that experimental results can only be interpreted within the framework of conventional semiconductors to a very limited extent. Nevertheless, the built-in 99 potential of the solar cell can be determined if the experiments are carried out properly. A statement concerning the type and charge of the mobile ions is not possible without further effort, while their number can be determined. The simulations were applied to experimental data in chapter 6. Thus, it could be shown that mobile ions make a significant contribution to the OCVD of perovskite solar cells. j-V characteristics and OCVD transients measured as a function of temperature and illumination intensities could be quantitatively modeled simultaneously using a single global set of parameters. By the simulations it was further possible to derive a simple experimental procedure to determine the concentration and the diffusivity of the mobile ions. The possibility of describing different experiments in a uniform temperaturedependent manner strongly supports the model of mobile ions in perovskites. In summary, this work has made an important contribution to the elucidation of ionic contributions to the (photo)electrical properties of perovskite solar cells. Established experimental techniques for conventional semiconductors have been reinterpreted with respect to ionic mass transport and new methods have been proposed to draw conclusions on the properties for ionic transport. As a result, the published simulation tools can be used for a number of further studies.},
  subject      = {Simulation},
  language  = {en}
}
@phdthesis{Friedrich2023,
  author    = {Friedrich, Felix},
  title     = {Magnetic Excitations in Single and Coupled Atoms on Surfaces: From the Kondo Effect to Yu-Shiba-Rusinov States},
  doi       = {10.25972/OPUS-32069},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-320699},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Magnetic systems underlie the physics of quantum mechanics when reaching the limit of few or even single atoms. This behavior limits the minimum size of magnetic bits in data storage devices as spontaneous switching of the magnetization leads to the loss of information. On the other hand, exactly these quantum mechanic properties allow to use such systems in quantum computers. Proposals to realize qubits involve the spin states of single atoms as well as topologically protected Majorana zero modes, that emerge in coupled systems of magnetic atoms in proximity to a superconductor. In order to implement and control the proposed applications, a detailed understanding of atomic spins and their interaction with the environment is required. In this thesis, two different systems of magnetic adatoms coupled to metallic and superconducting surfaces are studied by means of scanning tunneling microscopy (STM) and spectroscopy: Co atoms on the clean Cu(111) were among the first systems exhibiting signatures of the Kondo effect in an individual atom. Yet, a recent theoretical work proposed an alternative interpretation of these early experimental results, involving a newly described many-body state. Spin-averaged and -polarized experiments in high magnetic fields presented in this thesis confirm effects beyond the Kondo effect that determine the physics in these Co atoms and suggest a potentially even richer phenomenology than proposed by theory. The second studied system are single and coupled Fe atoms on the superconducting Nb(110) surface. Magnetic impurities on superconducting surfaces locally induce Yu-Shiba-Rusinov (YSR) states inside the superconducting gap due to their pair breaking potential. Coupled systems of such impurities exhibit YSR bands and, if the bands cross the Fermi level such that the band structure is inverted, host Majorana zero modes. Using the example of Fe atoms on Nb(110), the YSR states' dependence on the adatom-substrate interaction as well as the interatomic YSR state coupling is investigated. In the presence of oxygen on the Nb surface, the adatom-substrate interaction is shown to be heavily modified and the YSR states are found to undergo a quantum phase transition, which can be directly linked to a modified Kondo screening. STM tips functionalized with CO molecules allow to resolve self-assembled one-dimensional chains of Fe atoms on the clean Nb(110) surface to study the YSR states' coupling. Mapping out the states' wave functions reveals their symmetry, which is shown to alter as a function of the states' energy and number of atoms in the chain. These experimental results are reproduced in a simple tight-binding model, demonstrating a straightforward possibility to describe also more complex YSR systems toward engineered, potentially topologically non-trivial states.},
  subject      = {Rastertunnelmikroskopie},
  language  = {en}
}
@phdthesis{Stuehler2023,
  author    = {St{\"u}hler, Rudolf Raul Albert},
  title     = {Growth and Spectroscopy of the Two-dimensional Topological Insulator Bismuthene on SiC(0001)},
  doi       = {10.25972/OPUS-32008},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-320084},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {A plethora of novel material concepts are currently being investigated in the condensed matter research community. Some of them hold promise to shape our everyday world in a way that silicon-based semiconductor materials and the related development of semiconductor devices have done in the past. In this regard, the last decades have witnessed an explosion of studies concerned with so called ''quantum materials'' with emerging novel functionalities. These could eventually lead to new generations of electronic and/or spintronic devices. One particular material class, the so called topological materials, play a central role. As far as their technological applicability is concerned, however, they are still facing outstanding challenges to date. Predicted for the first time in 2005 and experimentally verified in 2007, two-dimensional topological insulators (2D TIs) (a.k.a. quantum spin Hall insulators) exhibit the outstanding property of hosting spin-polarized metallic states along the boundaries of the insulating 2D bulk material, which are protected from elastic single-particle backscattering and give rise to the quantum spin Hall effect (QSHE). Owing to these peculiar properties the QSHE holds promise for dissipationless charge and/or spin transport. However, also in today's best 2D TIs the observation of the QSHE is still limited to cryogenic temperatures of maximum 100 K. Here, the discovery of bismuthene on SiC(0001) has marked a milestone towards a possible realization of the QSHE at or beyond room-temperature owing to the massively increased electronic bulk energy gap on the order of 1 eV. This thesis is devoted to and motivated by the goal of advancing its synthesis and to build a deeper understanding of its one-particle and two-particle electronic properties that goes beyond prior work. Regarding the aspect of material synthesis, an improved growth procedure for bismuthene is elaborated that increases the domain size of the material considerably (by a factor of ≈ 3.2 - 6.5 compared to prior work). The improved film quality is an important step towards any future device application of bismuthene, but also facilitates all further basic studies of this material. Moreover, the deposition of magnetic transition metals (Mn and Co) on bismuthene is investigated. Thereby, the formation of ordered magnetic Bi-Mn/Co alloys is realized, their structure is resolved with scanning tunneling microscopy (STM), and their pristine electronic properties are resolved with scanning tunneling spectroscopy (STS) and photoemission spectroscopy (PES). It is proposed that these ordered magnetic Bi-Mn/Co-alloys offer the potential to study the interplay between magnetism and topology in bismuthene in the future. In this thesis, a wide variety of spectroscopic techniques are employed that aim to build an understanding of the single-particle, as well as two-particle level of description of bismuthene's electronic structure. The techniques involve STS and angle-resolved PES (ARPES) on the one hand, but also optical spectroscopy and time-resolved ARPES (trARPES), on the other hand. Moreover, these experiments are accompanied by advanced numerical modelling in form of GW and Bethe-Salpeter equation calculations provided by our theoretical colleagues. Notably, by merging many experimental and theoretical techniques, this work sets a benchmark for electronic structure investigations of 2D materials in general. Based on the STS studies, electronic quasi-particle interferences in quasi-1D line defects in bismuthene that are reminiscent of Fabry-P{\´e}rot states are discovered. It is shown that they point to a hybridization of two pairs of helical boundary modes across the line defect, which is accompanied by a (partial) lifting of their topological protection against elastic single-particle backscattering. Optical spectroscopy is used to reveal bismuthene's two-particle elecronic structure. Despite its monolayer thickness, a strong optical (two-particle) response due to enhanced electron-hole Coulomb interactions is observed. The presented combined experimental and theoretical approach (including GW and Bethe-Salpeter equation calculations) allows to conclude that two prominent optical transitions can be associated with excitonic transitions derived from the Rashba-split valence bands of bismuthene. On a broader scope this discovery might promote further experiments to elucidate links of excitonic and topological physics. Finally, the excited conduction band states of bismuthene are mapped in energy and momentum space employing trARPES on bismuthene for the first time. The direct and indirect band gaps are succesfully extracted and the effect of excited charge carrier induced gap-renormalization is observed. In addition, an exceptionally fast excited charge carrier relaxation is identified which is explained by the presence of a quasi-metallic density of states from coupled topological boundary states of domain boundaries.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Armer2023,
  author    = {Armer, Melina Brigitte Melanie},
  title     = {High-Quality Lead-Free Double Perovskite Single Crystals and their Optical Properties},
  doi       = {10.25972/OPUS-32750},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-327503},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {The presented thesis deals with the investigation of the characteristic physical properties of lead-free double perovskites. For this purpose lead-free double perovskite single crystals were grown from solution. In order to assess the influence of growth temperature on tail states in the material, the crystals were studied using Photoluminescence Excitation (PLE) and Transmission measurements. Additionally, lead-free double perovskite solar cells and thin films were investigated to address the correlation of precursor stoichiometry and solar cell efficiency. In a last step a new earth abundant lead-free double perovskite was introduced and its physical properties were studied by photoluminescene and absorptance. Like this it was possible to assess the suitability of this material for solar cell applications in the future.},
  subject      = {Perowskit},
  language  = {en}
}
@phdthesis{Baumgaertner2023,
  author    = {Baumg{\"a}rtner, Kiana Jasmin},
  title     = {Spectroscopic Investigation of the Transient Interplay at Hybrid Molecule-Substrate Interfaces after Photoexcitation: Ultrafast Electronic and Atomic Rearrangements},
  doi       = {10.25972/OPUS-33053},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-330531},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {This thesis is aimed at establishing modalities of time-resolved photoelectron spectroscopy (tr-PES) conducted at a free-electron laser (FEL) source and at a high harmonic generation (HHG) source for imaging the motion of atoms, charge and energy at photoexcited hybrid organic/inorganic interfaces. Transfer of charge and energy across interfaces lies at the heart of surface science and device physics and involves a complex interplay between the motion of electrons and atoms. At hybrid organic/inorganic interfaces involving planar molecules, such as pentacene and copper(II)-phthalocyanine (CuPc), atomic motions in out-of-plane direction are particularly apparent. Such hybrid interfaces are of importance to, e.g., next-generation functional devices, smart catalytic surfaces and molecular machines. In this work, two hybrid interfaces - pentacene atop Ag(110) and copper(II)-phthalocyanine (CuPc) atop titanium disulfide (1T-TiSe2) - are characterized by means of modalities of tr-PES. The experiments were conducted at a HHG source and at the FEL source FLASH at Deutsches Elektronen-Synchrotron DESY (Hamburg, Germany). Both sources provide photon pulses with temporal widths of ∼ 100 fs and thus allow for resolving the non-equilibrium dynamics at hybrid interfaces involving both electronic and atomic motion on their intrinsic time scales. While the photon energy at this HHG source is limited to the UV-range, photon energies can be tuned from the UV-range to the soft x-ray-range at FLASH. With this increased energy range, not only macroscopic electronic information can be accessed from the sample's valence and conduction states, but also site-specific structural and chemical information encoded in the core-level signatures becomes accessible. Here, the combined information from the valence band and core-level dynamics is obtained by performing time- and angle-resolved photoelectron spectroscopy (tr-ARPES) in the UV-range and subsequently performing time-resolved x-ray photoelectron spectroscopy (tr-XPS) and time-resolved photoelectron diffraction (tr-XPD) in the soft x-ray regime in the same experimental setup. The sample's bandstructure in energy-momentum space and time is captured by a time-of-flight momentum microscope with femtosecond temporal and sub-{\AA}ngstr{\"o}m spatial resolutions. In the investigated systems, out-of-equilibrium dynamics are traced that are connected to the transfer of charge and energy across the hybrid interfaces. While energetic shifts and complementary population dynamics are observed for molecular and substrate states, the shapes of involved molecular orbitals change in energy-momentum space on a subpicosecond time scale. In combination with theory support, these changes are attributed to iiiatomic reorganizations at the interface and transient molecular structures are reconstructed with sub-{\AA}ngstr{\"o}m precision. Unique to the material combination of CuPc/TiSe2, a structural rearrangement on the macroscopic scale is traced simultaneously: ∼ 60 \% of the molecules undergo a concerted, unidirectional in-plane rotation. This surprising observation and its origin are detailed in this thesis and connected to a particularly efficient charge transfer across the CuPc/TiSe2 interface, resulting in a charging of ∼ 45 \% of CuPc molecules.},
  subject      = {ARPES},
  language  = {en}
}
@phdthesis{Scheffler2023,
  author    = {Scheffler, Lukas},
  title     = {Molecular beam epitaxy of the half-Heusler antiferromagnet CuMnSb},
  doi       = {10.25972/OPUS-32283},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-322839},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {This work presents a newly developed method for the epitaxial growth of the half-Heusler antiferromagnet CuMnSb. All necessary process steps, from buffer growth to the deposition of a protective layer, are presented in detail. Using structural, electrical, and magnetic characterization, the material parameters of the epitaxial CuMnSb layers are investigated. The successful growth of CuMnSb by molecular beam epitaxy is demonstrated on InAs (001), GaSb (001), and InP (001) substrates. While CuMnSb can be grown pseudomorphically on InAs and GaSb, the significant lattice mismatch for growth on InP leads to relaxation already at low film thicknesses. Due to the lower conductivity of GaSb compared to InAs, GaSb substrates are particularly suitable for the fabrication of CuMnSb layers for lateral electrical transport experiments. However, by growing a high-resistive ZnTe interlayer below the CuMnSb layer, lateral transport experiments on CuMnSb layers grown on InAs can also be realized. Protective layers of Ru and Al2O3 have proven to be suitable for protecting the CuMnSb layers from the environment. Structural characterization by high resolution X-ray diffraction (full width at half maximum of 7.7 ′′ of the rocking curve) and atomic force microscopy (root mean square surface roughness of 0.14 nm) reveals an outstanding crystal quality of the epitaxial CuMnSb layers. The half-Heusler crystal structure is confirmed by scanning transmission electron microscopy and the stoichiometric material composition by Rutherford backscattering spectrometry. In line with the high crystal quality, a new minimum value of the residual resistance of CuMnSb (𝜌0 = 35 μΩ ⋅ cm) could be measured utilizing basic electrical transport experiments. An elaborate study of epitaxial CuMnSb grown on GaSb reveals a dependence of the vertical lattice parameter on the Mn/Sb flux ratio. This characteristic enables the growth of tensile, unstrained, and compressive strained CuMnSb layers on a single substrate material. Additionally, it is shown that the N{\´e}el temperature has a maximum of 62 K at stoichiometric material composition and thus can be utilized as a selection tool for stoichiometric CuMnSb samples. Mn-related defects are believed to be the driving force for these observations. The magnetic characterization of the epitaxial CuMnSb films is performed by superconducting quantum interference device magnetometry. Magnetic behavior comparable to the bulk material is found, however, an additional complex magnetic phase appears in thin CuMnSb films and/or at low magnetic fields, which has not been previously reported for CuMnSb. This magnetic phase is believed to be localized at the CuMnSb surface and exhibits both superparamagnetic and spin-glass-like behavior. The exchange bias effect of CuMnSb is investigated in combination with different in- and out-of-plane ferromagnets. It is shown that the exchange bias effect can only be observed in combination with in-plane ferromagnets. Finally, the first attempts at the growth of fully epitaxial CuMnSb/NiMnSb heterostructures are presented. Both magnetic and structural studies by secondary-ion mass spectrometry indicate the interdiffusion of Cu and Ni atoms between the two half-Heusler layers, however, an exchange bias effect can be observed for the CuMnSb/NiMnSb heterostructures. Whether this exchange bias effect originates from exchange interaction between the CuMnSb and NiMnSb layers, or from ferromagnetic inclusions in the antiferromagnetic layer can not be conclusively identified.},
  subject      = {Molekularstrahlepitaxie},
  language  = {en}
}
@phdthesis{Tcakaev2023,
  author    = {Tcakaev, Abdul-Vakhab},
  title     = {Soft X-ray Spectroscopic Study of Electronic and Magnetic Properties of Magnetic Topological Insulators},
  doi       = {10.25972/OPUS-30378},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-303786},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {After the discovery of three-dimensional topological insulators (TIs), such as tetradymite chalcogenides Bi\$_2\$Se\$_3\$, Bi\$_2\$Te\$_3\$ and Sb\$_2\$Te\$_3\$ - a new class of quantum materials characterized by their unique surface electronic properties - the solid state community got focused on topological states that are driven by strong electronic correlations and magnetism. An important material class is the magnetic TI (MTI) exhibiting the quantum anomalous Hall (QAH) effect, i.e. a dissipationless quantized edge-state transport in the absence of external magnetic field, originating from the interplay between ferromagnetism and a topologically non-trivial band structure. The unprecedented opportunities offered by these new exotic materials open a new avenue for the development of low-dissipation electronics, spintronics, and quantum computation. However, the major concern with QAH effect is its extremely low onset temperature, limiting its practical application. To resolve this problem, a comprehensive understanding of the microscopic origin of the underlying ferromagnetism is necessary. V- and Cr-doped (Bi,Sb)\$_2\$Te\$_3\$ are the two prototypical systems that have been widely studied as realizations of the QAH state. Finding microscopic differences between the strongly correlated V and Cr impurities would help finding a relevant model of ferromagnetic coupling and eventually provide better control of the QAH effect in these systems. Therefore, this thesis first focuses on the V- and Cr-doped (Bi,Sb)\$_2\$Te\$_3\$ systems, to better understand these differences. Exploiting the unique capabilities of x-ray absorption spectroscopy and magnetic circular dichroism (XAS/XMCD), combined with advanced modeling based on multiplet ligand-field theory (MLFT), we provide a detailed microscopic insight into the local electronic and magnetic properties of these systems and determine microscopic parameters crucial for the comparison with theoretical models, which include the \$d\$-shell filling, spin and orbital magnetic moments. We find a strongly covalent ground state, dominated by the superposition of one and two Te-ligand-hole configurations, with a negligible contribution from a purely ionic 3+ configuration. Our findings indicate the importance of the Te \$5p\$ states for the ferromagnetism in (Bi, Sb)\$_2\$Te\$_3\$ and favor magnetic coupling mechanisms involving \$pd\$-exchange. Using state-of-the-art density functional theory (DFT) calculations in combination with XMCD and resonant photoelectron spectroscopy (resPES), we reveal the important role of the \$3d\$ impurity states in mediating magnetic exchange coupling. Our calculations illustrate that the kind and strength of the exchange coupling varies with the impurity \$3d\$-shell occupation. We find a weakening of ferromagnetic properties upon the increase of doping concentration, as well as with the substitution of Bi at the Sb site. Finally, we qualitatively describe the origin of the induced magnetic moments at the Te and Sb sites in the host lattice and discuss their role in mediating a robust ferromagnetism based on a \$pd\$-exchange interaction scenario. Our findings reveal important clues to designing higher \$T_{\text{C}}\$ MTIs. Rare-earth ions typically exhibit larger magnetic moments than transition-metal ions and thus promise the opening of a wider exchange gap in the Dirac surface states of TIs, which is favorable for the realization of the high-temperature QAH effect. Therefore, we have further focused on Eu-doped Bi\$_2\$Te\$_3\$ and scrutinized whether the conditions for formation of a substantial gap in this system are present by combining spectroscopic and bulk characterization methods with theoretical calculations. For all studied Eu doping concentrations, our atomic multiplet analysis of the \$M_{4,5}\$ x-ray absorption and magnetic circular dichroism spectra reveals a Eu\$^{2+}\$ valence, unlike most other rare earth elements, and confirms a large magnetic moment. At temperatures below 10 K, bulk magnetometry indicates the onset of antiferromagnetic ordering. This is in good agreement with DFT results, which predict AFM interactions between the Eu impurities due to the direct overlap of the impurity wave functions. Our results support the notion of antiferromagnetism coexisting with topological surface states in rare-earth doped Bi\$_2\$Te\$_3\$ and corroborate the potential of such doping to result in an antiferromagnetic TI with exotic quantum properties. The doping with impurities introduces disorder detrimental for the QAH effect, which may be avoided in stoichiometric, well-ordered magnetic compounds. In the last part of the thesis we have investigated the recently discovered intrinsic magnetic TI (IMTI) MnBi\$_6\$Te\$_{10}\$, where we have uncovered robust ferromagnetism with \$T_{\text{C}} \approx 12\$ K and connected its origin to the Mn/Bi intermixing. Our measurements reveal a magnetically intact surface with a large moment, and with FM properties similar to the bulk, which makes MnBi\$_6\$Te\$_{10}\$ a promising candidate for the QAH effect at elevated temperatures. Moreover, using an advanced ab initio MLFT approach we have determined the ground-state properties of Mn and revealed a predominant contribution of the \$d^5\$ configuration to the ground state, resulting in a \$d\$-shell electron occupation \$n_d = 5.31\$ and a large magnetic moment, in excellent agreement with our DFT calculations and the bulk magnetometry data. Our results together with first principle calculations based on the DFT-GGA\$+U\$, performed by our collaborators, suggest that carefully engineered intermixing plays a crucial role in achieving a robust long-range FM order and therefore could be the key for achieving enhanced QAH effect properties. We expect our findings to aid better understanding of MTIs, which is essential to help increasing the temperature of the QAH effect, thus facilitating the realization of low-power electronics in the future.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{CrespoVidal2023,
  author    = {Crespo Vidal, Can Raphael},
  title     = {Spectroscopic investigation of the three-dimensional topological insulators (MnBi\(_2\)Te\(_4\))(Bi\(_2\)Te\(_3\))\(_n\) and HgTe: band structure, orbital symmetries, and influence of the cation \(d\)-states},
  doi       = {10.25972/OPUS-31293},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-312931},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {This thesis examines the electronic properties of two materials that promise the realization and observation of novel exotic quantum phenomena. For this purpose, angle-resolved photoemission forms the experimental basis for the investigation of the electronic properties. Furthermore, the magnetic order is investigated utilizing X-ray dichroism measurements. First, the bulk and surface electronic structure of epitaxially grown HgTe in its three-dimensional topological insulator phase is investigated. In this study, synchrotron radiation is used to address the three-dimensional band structure and orbital composition of the bulk states by employing photon-energy-dependent and polarization-dependent measurements, respectively. In addition, the topological surface state is examined on in situ grown samples using a laboratory photon source. The resulting data provide a means to experimentally localize the bulk band inversion in momentum space and to evidence the momentum-dependent change in the orbital character of the inverted bulk states. Furthermore, a rather new series of van der Waals compounds, (MnBi\(_2\)Te\(_4\))(Bi\(_2\)Te\(_3\))\(_n\), is investigated. First, the magnetic properties of the first two members of the series, MnBi\(_2\)Te\(_4\) and MnBi\(_4\)Te\(_7\), are studied via X-ray absorption-based techniques. The topological surface state on the two terminations of MnBi\(_4\)Te\(_7\) is analyzed using circular dichroic, photon-energy-dependent, and spin-resolved photoemission. The topological state on the (MnBi\(_2\)Te\(_4\))-layer termination shows a free-standing Dirac cone with its Dirac point located in the bulk band gap. In contrast, on the (Bi\(_2\)Te\(_3\))-layer termination the surface state hybridizes with the bulk valences states, forming a spectral weight gap, and exhibits a Dirac point that is buried within the bulk continuum. Lastly, the lack of unambiguous evidence in the literature showing a temperature-dependent mass gap opening in these magnetic topological insulators is discussed through MnBi\(_2\)Te\(_4\).},
  subject      = {ARPES},
  language  = {en}
}
@phdthesis{Reis2022,
  author    = {Reis, Felix},
  title     = {Realization and Spectroscopy of the Quantum Spin Hall Insulator Bismuthene on Silicon Carbide},
  doi       = {10.25972/OPUS-25825},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-258250},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Topological matter is one of the most vibrant research fields of contemporary solid state physics since the theoretical prediction of the quantum spin Hall effect in graphene in 2005. Quantum spin Hall insulators possess a vanishing bulk conductivity but symmetry-protected, helical edge states that give rise to dissipationless charge transport. The experimental verification of this exotic state of matter in 2007 lead to a boost of research activity in this field, inspired by possible ground-breaking future applications. However, the use of the quantum spin Hall materials available to date is limited to cryogenic temperatures owing to their comparably small bulk band gaps. In this thesis, we follow a novel approach to realize a quantum spin Hall material with a large energy gap and epitaxially grow bismuthene, i.e., Bi atoms adopting a honeycomb lattice, in a \((\sqrt{3}\times\sqrt{3})\) reconstruction on the semiconductor SiC(0001). In this way, we profit both from the honeycomb symmetry as well as the large spin-orbit coupling of Bi, which, in combination, give rise to a topologically non-trivial band gap on the order of one electronvolt. An in-depth theoretical analysis demonstrates that the covalent bond between the Si and Bi atoms is not only stabilizing the Bi film but is pivotal to attain the quantum spin Hall phase. The preparation of high-quality, unreconstructed SiC(0001) substrates sets the basis for the formation of bismuthene and requires an extensive procedure in ultra-pure dry H\(_2\) gas. Scanning tunneling microscopy measurements unveil the (\(1\times1\)) surface periodicity and smooth terrace planes, which are suitable for the growth of single Bi layers by means of molecular beam epitaxy. The chemical configuration of the resulting Bi film and its oxidation upon exposure to ambient atmosphere are inspected with X-ray photoelectron spectroscopy. Angle-resolved photoelectron spectroscopy reveals the excellent agreement of probed and calculated band structure. In particular, it evidences a characteristic Rashba-splitting of the valence bands at the K point. Scanning tunneling spectroscopy probes signatures of this splitting, as well, and allows to determine the full band gap with a magnitude of \(E_\text{gap}\approx0.8\,\text{eV}\). Constant-current images and local-density-of-state maps confirm the presence of a planar honeycomb lattice, which forms several domains due to different, yet equivalent, nucleation sites of the (\(\sqrt{3}\times\sqrt{3}\))-Bi reconstruction. Differential conductivity measurements demonstrate that bismuthene edge states evolve at atomic steps of the SiC substrate. The probed, metallic local density of states is in agreement with the density of states expected from the edge state's energy dispersion found in density functional theory calculations - besides a pronounced dip at the Fermi level. By means of temperature- and energy-dependent tunneling spectroscopy it is shown that the spectral properties of this suppressed density of states are successfully captured in the framework of the Tomonaga-Luttinger liquid theory and most likely originate from enhanced electronic correlations in the edge channel.},
  subject      = {Zweidimensionales Material},
  language  = {en}
}
@phdthesis{Schmitt2022,
  author    = {Schmitt, Matthias},
  title     = {High Energy Spin- and Momentum-Resolved Photoelectron Spectroscopy of Complex Oxides},
  doi       = {10.25972/OPUS-26475},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-264757},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Spin- and \(k\)-resolved hard X-ray photoelectron spectroscopy (HAXPES) is a powerful tool to probe bulk electronic properties of complex metal oxides. Due to the low efficiency of common spin detectors of about \(10^{-4}\), such experiments have been rarely performed within the hard X-ray regime since the notoriously low photoionization cross sections further lower the performance tremendously. This thesis is about a new type of spin detector, which employs an imaging spin-filter with multichannel electron recording. This increases the efficiency by a factor of \(10^4\) and makes spin- and \(k\)-resolved photoemission at high excitation energies possible. Two different technical approaches were pursued in this thesis: One using a hemispherical deflection analyzer (HDA) and a separate external spin detector chamber, the other one resorting to a momentum- or \(k\)-space microscope with time-of-flight (TOF) energy recording and an integrated spin-filter crystal. The latter exhibits significantly higher count rates and - since it was designed for this purpose from scratch - the integrated spin-filter option found out to be more viable than the subsequent upgrade of an existing setup with an HDA. This instrumental development is followed by the investigation of the complex metal oxides (CMOs) KTaO\(_3\) by angle-resolved HAXPES (HARPES) and Fe\(_3\)O\(_4\) by spin-resolved HAXPES (spin-HAXPES), respectively. KTaO\(_3\) (KTO) is a band insulator with a valence-electron configuration of Ta 5\(d^0\). By angle- and spin-integrated HAXPES it is shown that at the buried interface of LaAlO\(_3\)/KTO - by the generation of oxygen vacancies and hence effective electron doping - a conducting electron system forms in KTO. Further investigations using the momentum-resolution of the \(k\)-space TOF microscope show that these states are confined to the surface in KTO and intensity is only obtained from the center or the Gamma-point of each Brillouin zone (BZ). These BZs are furthermore square-like arranged reflecting the three-dimensional cubic crystal structure of KTO. However, from a comparison to calculations it is found that the band structure deviates from that of electron-doped bulk KTaO\(_3\) due to the confinement to the interface. There is broad consensus that Fe\(_3\)O\(_4\) is a promising material for spintronics applications due to its high degree of spin polarization at the Fermi level. However, previous attempts to measure the spin polarization by spin-resolved photoemission spectroscopy have been hampered by the use of low photon energies resulting in high surface sensitivity. The surfaces of magnetite, though, tend to reconstruct due to their polar nature, and thus their magnetic and electronic properties may strongly deviate from each other and from the bulk, dependent on their orientation and specific preparation. In this work, the intrinsic bulk spin polarization of magnetite at the Fermi level (\(E_F\)) by spin-resolved photoelectron spectroscopy, is determined by spin-HAXPES on (111)-oriented thin films, epitaxially grown on ZnO(0001) to be \(P(E_F) = -80^{+10}_{-20}\) \%.},
  subject      = {Elektronenkorrelation},
  language  = {en}
}
@phdthesis{Mahler2022,
  author    = {Mahler, David},
  title     = {Surface states in the topological material HgTe},
  doi       = {10.25972/OPUS-25398},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-253982},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {The motivation for this work has been contributing a step to the advancement of technology. A next leap in technology would be the realization of a scalable quantum computer. One potential route is via topological quantum computing. A profound understanding of topological materials is thus essential. My work contributes by the investigation of the exemplary topological material HgTe. The focus lies on the understanding of the topological surface states (TSS) and new possibilities to manipulate them appropriately. Traditionally top gate electrodes are used to adjust the carrier density in such semi-conductor materials. We found that the electric field of the top gate can further alter the properties of the HgTe layer. The formation of additional massive Volkov-Pankratov states limits the accessibility of the TSS. The understanding of these states and their interplay with the TSS is necessary to appropriately design devices and to ensure their desired properties. Similarly, I observed the existence and stability of TSSs even without a bandgap in the bulk band structure in the inversion induced Dirac semi-metal phase of compressively strained HgTe. The finding of topological surface states in inversion-induced Dirac semi-metals provides a consistent and simple explanation for the observation reported for \(\text{Cd}_3\text{As}_2\). These observations have only been possible due to the high quality of the MBE grown HgTe layers and the access of different phases of HgTe via strain engineering. As a starting point I performed Magneto-transport measurements on 67 nm thick tensilely strained HgTe layers grown on a CdTe substrate. We observed multiple transport channels in this three-dimensional topological insulator and successfully identified them. Not only do the expected topological surface states exist, but also additional massive surface states have been observed. These additional massive surface states are formed due to the electrical field applied at the top gate, which is routinely used to vary the carrier density in the HgTe layer. The additional massive surface states are called Volkov-Pankratov states after B. A. Volkov and O. A. Pankratov. They predicted the existence of similar massive surface states at the interface of materials with mutually inverted bands. We first found indications for such massive Volkov-Pankratov states in high-frequency compressibility measurements for very high electron densities in a fruitful collaboration with LPA in Paris. Magneto-transport measurements and \(k \cdot p\) calculations revealed that such Volkov-Pankratov states are also responsible for the observed whole transport. We also found indications for similar massive VPS in the electron regime, which coexist with the topological surface states. The topological surface states exist over the full investigated gate range including a regime of pure topological insulator transport. To increase the variability of the topological surface states we introduced a modulation doping layer in the buffer layer. This modulation doping layer also enabled us to separate and identify the top and bottom topological surface states. We used the variability of the bulk band structure of HgTe with strain to engineer the band structure of choice using virtual substrates. The virtual substrates enable us to grow compressively strained HgTe layers that do not possess a bandgap, but instead linear crossing points. These layers are predicted to beDirac semi-metals. Indeed I observed also topological surface states and massive Volkov-Pankratov states in the compressively strained Dirac semi-metal phase. The observation of topological surfaces states also in the Dirac semi-metal phase has two consequences: First, it highlights that no bulk bandgap is necessary to observe topological surface states. Second, the observation of TSS also in the Dirac semi-metal phase emphasizes the importance of the underlying band inversion in this phase. I could not find any clear signatures of the predicted disjoint topological surface states, which are typically called Fermi-arcs. The presence of topological surface states and massive Volkov-Pankratov states offer a simple explanation for the observed quantum Hall effect and other two-dimensional transport phenomena in the class of inversion induced Dirac semi-metals, as \(\text{Cd}_3\text{As}_2\). This emphasizes the importance of the inherent bulk band inversion of different topological materials and provides a consistent and elegant explanation for the observed phenomena in these materials. Additionally, it offers a route to design further experiments, devices, and thus the foundation for the induction of superconductivity and thus topological quantum computing. Another possible path towards quantum computing has been proposed based on the chiral anomaly. The chiral anomaly is an apparent transport anomaly that manifests itself as an additional magnetic field-driven current in three-dimensional topological semimetals with a linear crossing point in their bulk band structure. I observed the chiral anomaly in compressively strained HgTe samples and performed multiple control experiments to identify the observed reduction of the magnetoresistance with the chiral anomaly. First, the dependence of the so-called negative magnetoresistance on the angle and strength of the magnetic field has been shown to fit the expectation for the chiral anomaly. Second, extrinsic effects as scattering could be excluded as a source for the observed negative MR using samples with different mobilities and thus impurity concentrations. Third, the necessity of the linear crossing point has been shown by shifting the electrochemical potential away from the linear crossing points, which diminished the negative magnetoresistance. Fourth, I could not observe a negative magnetoresistance in the three-dimensional topological insulator phase of HgTe. These observations together prove the existence of the chiral anomaly and verify compressively strained HgTe as Dirac semi-metal. Surprisingly, the chiral anomaly is also present in unstrained HgTe samples, which constitute a semi-metal with a quadratic band touching point. This observation reveals the relevance of the Zeeman effect for the chiral anomaly due to the lifting of the spin-degeneracy in these samples. Additionally to the chiral anomaly, the Dirac semi-metal phase of compressively strained HgTe showed other interesting effects. For low magnetic fields, a strong weak-antilocalization has been observed. Such a strong weak-anti-localization correction in a three-dimensional layer is surprising and interesting. Additionally, non-trivial magnetic field strength and direction dependencies have been observed. These include a strong positive magnetoresistance for high magnetic fields, which could indicate a metal-insulator transition. On a more device-oriented note, the semi-metal phase of unstrained HgTe constitutes the lower limit of the by strain engineering adjustable minimal carrier density of the topological surface states and thus of very high mobility. To sum up, topological surface states have been observed in the three-dimensional topological insulator phase and the Dirac semi-metal phase of HgTe. The existence and accessibility of topological surface states are thus independent of the existence of a bandgap in the bulk band structure. The topological surface states can be accompanied by massive Volkov-Pankratov states. These VPS are created by electric fields, which are routinely applied to adjust the carrier density in semiconductor devices. The theoretical predicted chiral anomaly has been observed in the Dirac semi-metal phase of HgTe. In contrast to theoretical predictions, no indications for the Fermi-arc called disjoint surface states have been observed, but instead the topological and massive Volkov-Pankratov surface states have been found. These states are thus expected for all inversion-induced topological materials.},
  subject      = {Quecksilbertellurid},
  language  = {en}
}