@phdthesis{Mueller2012,
  author    = {M{\"u}ller, Andreas},
  title     = {Towards functional oxide heterostructures},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-72478},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2012},
  abstract  = {Oxide heterostructures attract a lot of attention as they display a vast range of physical phenomena like conductivity, magnetism, or even superconductivity. In most cases, these effects are caused by electron correlations and are therefore interesting for studying fundamental physics, but also in view of future applications. This thesis deals with the growth and characterization of several prototypical oxide heterostructures. Fe3O4 is highly ranked as a possible spin electrode in the field of spintronics. A suitable semiconductor for spin injection in combination with Fe3O4 is ZnO due to its oxide character and a sufficiently long spin coherence length. Fe3O4 has been grown successfully on ZnO using pulsed laser deposition and molecular beam epitaxy by choosing the oxygen partial pressure adequately. Here, a pressure variation during growth reduces an FeO-like interface layer. Fe3O4 films grow in an island-like growth mode and are structurally nearly fully relaxed, exhibiting the same lattice constants as the bulk materials. Despite the presence of a slight oxygen off-stoichiometry, indications of the Verwey transition hint at high-quality film properties. The overall magnetization of the films is reduced compared to bulk Fe3O4 and a slow magnetization behavior is observed, most probably due to defects like anti-phase boundaries originating from the initial island growth. LaAlO3/SrTiO3 heterostructures exhibit a conducting interface above a critical film thickness, which is most likely explained by an electronic reconstruction. In the corresponding model, the potential built-up owing to the polar LaAlO3 overlayer is compensated by a charge transfer from the film surface to the interface. The properties of these heterostructures strongly depend on the growth parameters. It is shown for the first time, that it is mainly the total pressure which determines the macroscopic sample properties, while it is the oxygen partial pressure which controls the amount of charge carriers near the interface. Oxygen-vacancy-mediated conductivity is found for too low oxygen pressures. A too high total pressure, however, destroys interface conductivity, most probably due to a change of the growth kinetics. Post-oxidation leads to a metastable state removing the arbitrariness in controlling the electronic interface properties by the oxygen pressure during growth. LaVO3/SrTiO3 heterostructures exhibit similar behavior compared to LaAlO3/SrTiO3 when it comes to a thickness-dependent metal-insulator transition. But in contrast to LaAlO3, LaVO3 is a Mott insulator exhibiting strong electron correlations. Films have been grown by pulsed laser deposition. Layer-by-layer growth and a phase-pure pervoskite lattice structure is observed, indicating good structural quality of the film and the interface. An electron-rich layer is found near the interface on the LaVO3 side for conducting LaVO3/SrTiO3. This could be explained by an electronic reconstruction within the film. The electrostatic doping results in a band-filling-controlled metal-insulator transition without suffering from chemical impurities, which is unavoidable in conventional doping experiments.},
  subject      = {Oxide},
  language  = {en}
}
@phdthesis{Pfaff2016,
  author    = {Pfaff, Florian Georg},
  title     = {Spektroskopie und hochaufl{\"o}sende Mikroskopie zur Analyse der Grenzfl{\"a}cheneigenschaften in SrTiO\(_3\)-basierten Heterostrukturen},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-145023},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2016},
  abstract  = {> In oxidischen Heterostrukturen kann es zur Ausbildung unerwarteter elektronischer und magnetischer Phasen kommen. Ein bekanntes Beispiel ist das Heterostruktursystem LaAlO\(_3\)/SrTiO\(_3\), an dessen Grenzfl{\"a}che ein zweidimensionalen Elektronensystem (2DES) entsteht, sofern die LaAlO\(_3\)-Filmdicke einen kritischen Wert von mindestens vier Einheitszellen aufweist. {\"A}hnliches Verhalten konnte an der Heterostruktur γ-Al\(_2\)O\(_3\)/SrTiO\(_3\) beobachtet werden. Die gemessenen Elektronenbeweglichkeiten und Fl{\"a}chenladungstr{\"a}gerdichten {\"u}bertreffen hierbei die in LaAlO\(_3\)/SrTiO\(_3\) um mehr als eine Gr{\"o}ßenordnung. Die vorliegende Arbeit besch{\"a}ftigt sich mit der Herstellung sowie der Analyse dieser beiden Heterostruktursysteme. Die Hauptaspekte sind dabei die Untersuchung der physikalischen Eigenschaften an der Grenzfl{\"a}che sowie das Verst{\"a}ndnis der zugrundeliegenden Mechanismen. > > Im Hinblick auf das Wachstum wird demonstriert, dass die f{\"u}r LaAlO\(_3\)/SrTiO\(_3\) etablierte Wachstumsroutine der gepulsten Laserablation sowie die zur {\"U}berwachung des Schichtwachstums verwendete Methode der Beugung hochenergetischer Elektronen in Reflexion (RHEED) f{\"u}r das γ-Al\(_2\)O\(_3\)-Wachstum modifiziert werden m{\"u}ssen. So kann gezeigt werden, dass durch eine geeignete Variation der Wachstumsgeometrie die Resonanz von Oberfl{\"a}chenwellen, welche im Falle des γ-Al\(_2\)O\(_3\)-Wachstums die Beobachtung von RHEED-Oszillationen erschwert, vermieden werden kann und somit auch hier die {\"U}berwachung des heteroepitaktischen Schichtwachstum mittels Elektronenbeugung m{\"o}glich wird. > > F{\"u}r die Ausbildung des 2DES in LaAlO\(_3\)/SrTiO\(_3\) wird das Szenario der elektronischen Rekonstruktion als m{\"o}gliche Ursache diskutiert, wonach das divergierende Potential innerhalb des polaren LaAlO\(_3\)-Films durch einen Ladungstransfer von der Probenoberfl{\"a}che in die obersten Atomlagen des unpolaren SrTiO\(_3\)-Substrats kompensiert wird. Zudem sind die Eigenschaften der Heterostruktur von den Wachstumsparametern abh{\"a}ngig. So wird in der vorliegenden Arbeit eine deutliche Zunahme der Ladungstr{\"a}gerkonzentration und der r{\"a}umliche Ausdehnung der leitf{\"a}higen Schicht insbesondere f{\"u}r Proben, welche bei sehr niedrigen Sauerstoffhintergrunddr{\"u}cken gewachsen wurden, gezeigt und auf die Erzeugung von Sauerstofffehlstellen innerhalb des Substrats zur{\"u}ckgef{\"u}hrt. Dar{\"u}ber hinaus wird erstmalig die Herstellung atomar scharfer Grenzfl{\"a}chen mit sehr geringer Defektdichte selbst bei sehr niedrigen Wachstumsdr{\"u}cken belegt und erstmals auch direkt elektronenmikroskopisch nachgewiesen. Es werden allenfalls vernachl{\"a}ssigbare Effekte der Sauerstoffkonzentration auf charakteristische, strukturelle Merkmale der Probe beobachtet. Desweiteren zeigt diese Arbeit erstmalig eine von den Wachstumsbedingungen abh{\"a}ngige Gitterverzerrung des Films, was in {\"U}bereinstimmung mit Rechnungen auf Basis der Dichtefunktionaltheorie einen Hinweis auf ein komplexes Zusammenspiel von elektronischer Rekonstruktion, Sauerstofffehlstellen an der LaAlO\(_3\)-Oberfl{\"a}che und einer Verzerrung der Kristallstruktur als Ursache f{\"u}r die Entstehung des 2DES in LaAlO\(_3\)/SrTiO\(_3\) liefert. > > Neben der mikroskopischen Analyse des 2DES in LaAlO\(_3\)/SrTiO\(_3\) wird die elektronische Struktur dieses Systems zudem mithilfe der resonanten inelastischen R{\"o}ntgenstreuung charakterisiert. Die vorliegende Dissertation zeigt dabei, neben dem Nachweis lokalisierter Ladungstr{\"a}ger vor dem Einsetzen metallischen Verhaltens ab einer kritischen Schichtdicke von vier Einheitszellen, die Existenz eines Raman- und eines fluoreszenzartigen Signals in Abh{\"a}ngigkeit der verwendeten Photonenenergie, was wiederum auf einen unterschiedlichen elektronischen Charakter im Zwischenzustand zur{\"u}ckgef{\"u}hrt werden kann. Gest{\"u}tzt wird diese Interpretation durch vergleichbare Messungen an γ- Al\(_2\)O\(_3\)/SrTiO\(_3\). In diesem System finden sich zudem ebenfalls Anzeichen lokalisierter Ladungstr{\"a}ger unterhalb der kritischen Schichtdicke f{\"u}r metallisches Verhalten, was ein Hinweis auf einen mit LaAlO\(_3\)/SrTiO\(_3\) vergleichbaren Grundzustand sein k{\"o}nnte. > > Weitere Messungen mithilfe der resonanten Photoelektronenspektroskopie erm{\"o}glichen zudem eine direkte Beobachtung und Analyse der Ti 3d-Valenzelektronen. Messungen an LaAlO\(_3\)/SrTiO\(_3\) und γ-Al\(_2\)O\(_3\)/SrTiO\(_3\) liefern dabei Hinweise auf verschiedene elektronische Ti 3d-artige Zust{\"a}nde. Diese werden zum einen den mobilen Ladungstr{\"a}gern des 2DES zugeschrieben, zum anderen als lokalisierte Elektronen in der N{\"a}he von Sauerstofffehlstellen identifiziert. Eine Analyse des Resonanzverhaltens sowie der spektralen Form der beobachteten Signale zeigt quantitative Unterschiede, was auf einen unterschiedlichen treibenden Mechanismus in beiden Systemen hindeutet und im Hin- blick auf den Einfluss von Sauerstofffehlstellen auf das System diskutiert wird. Zudem zeigen impulsaufgel{\"o}ste Messungen der Zust{\"a}nde am chemischen Potential eine unterschiedliche Intensit{\"a}tsverteilung im k -Raum. Dies wird im Zusammenhang mit Matrixelementeffekten diskutiert und kann vermutlich auf Photoelektronendiffraktion bedingt durch die unterschiedliche Kristallstruktur des Filmmaterials, zur{\"u}ckgef{\"u}hrt werden.},
  subject      = {{\"U}bergangsmetalloxide},
  language  = {de}
}
@phdthesis{Kissner2022,
  author    = {Kißner, Katharina},
  title     = {Manipulation of electronic properties in strongly correlated Cerium-based surface alloys},
  doi       = {10.25972/OPUS-27306},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-273067},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Photoelectron spectroscopy proves as a versatile tool for investigating various aspects of the electronic structure in strongly correlated electron systems. Influencing the manifestation of strong correlation in Ce-based surface alloys is the main task of this work. It is shown, that the manifestation of the Kondo ground state is influenced by a multitude of parameters such as the choice of the metal binding partner in binary Ce compounds, the surface alloy layer thickness and accompanying variations in the lattice structure as well as the interfaces to substrate or vacuum. Gaining access to these parameters allows to directly influence essential state variables, such as the f level occupancy nf or the Kondo temperature TK. The center of this work are the intermetallic thin films of CePt5/Pt(111) and CeAgx/Ag(111). By utilizing different excitation energies, photoemission spectroscopy provides access to characteristic features of Kondo physics in the valence band, such as the Kondo resonance and its spin-orbit partner at the Fermi level, as well as the multiplet structure of the Ce 3d core levels. In this work both approaches are applied to CePt5/Pt(111) to determine nf and TK for a variety of surface alloy layer thicknesses. A temperature dependent study of the Ce 3d core levels allows to determine the systems TK for the different layer thicknesses. This leads to TK ≈200-270K in the thin layer thickness regime and TK >280K for larger layer thicknesses. These results are confirmed by fitting the Ce 3d multiplet based on the Gunnarsson-Sch{\"o}nhammer formalism for core level spectroscopy and additionally by valence band photoemission spectra of the respective Kondo resonances. The influence of varying layer thickness on the manifestation of strong correlation is subsequently studied for the surface alloy CeAgx/Ag(111). Furthermore, the heavy element Bi is added, to investigate the effects of strong spin-orbit coupling on the electronic structure of the surface alloy.},
  subject      = {Korrelation},
  language  = {en}
}
@phdthesis{Gabel2019,
  author    = {Gabel, Judith},
  title     = {Interface Engineering of Functional Oxides: A Photoemission Study},
  doi       = {10.25972/OPUS-19227},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-192275},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2019},
  abstract  = {Due to their complex chemical structure transition metal oxides display many fascinating properties which conventional semiconductors lack. For this reason transition metal oxides hold a lot of promise for novel electronic functionalities. Just as in conventional semiconductor heterostructures, the interfaces between different materials play a key role in oxide electronics. The textbook example is the (001) interface between the band insulators LaAlO\(_3\) and SrTiO\(_3\) at which a two-dimensional electron system (2DES) forms. In order to utilize such a 2DES in prospective electronic devices, it is vital that the electronic properties of the interface can be controlled and manipulated at will. Employing photoelectron spectroscopy as well as electronic transport measurements, this thesis examines how such interface engineering can be realized in the case of the LaAlO\(_3\)/SrTiO\(_3\) heterostructure: By photoemission we manage to unambiguously distinguish the different mechanisms by which SrTiO\(_3\) can be doped with electrons. An electronic reconstruction is identified as the driving mechanism to render stoichiometric LaAlO\(_3\)/SrTiO\(_3\) interfaces metallic. The doping of the LaAlO\(_3\)/SrTiO\(_3\) heterointerface can furthermore be finely adjusted by changing the oxygen vacancy \(V_{\mathrm{O}}\) concentration in the heterostructure. Combining intense x-ray irradiation with oxygen dosing, we even achieve control over the \(V_{\mathrm{O}}\) concentration and, consequently, the doping in the photoemission experiment itself. Exploiting this method, we investigate how the band diagram of SrTiO\(_3\)-based heterostructures changes as a function of the \(V_{\mathrm{O}}\) concentration and temperature by hard x-ray photoemission spectroscopy. With the band bending in the SrTiO\(_3\) substrate changing as a function of the \(V_{\mathrm{O}}\) concentration, the interfacial band alignment is found to vary as well. The relative permittivity of the SrTiO\(_3\) substrate and, in particular, its dependence on temperature and electric field is identified as one of the essential parameters determining the electronic interface properties. That is also why the sample temperature affects the charge carrier distribution. The mobile charge carriers are shown to shift toward the SrTiO\(_3\) bulk when the sample temperature is lowered. This effect is, however, only pronounced if the total charge carrier concentration is small. At high charge carrier concentrations the charge carriers are always confined to the interface, independent of the sample temperature. The dependence of the electronic interface properties on the \(V_{\mathrm{O}}\) concentration is also investigated by a complementary method, viz. by electronic transport measurements. These experiments confirm that the mobile charge carrier concentration increases concomitantly to the \(V_{\mathrm{O}}\) concentration. The mobility of the charge carriers changes as well depending on the \(V_{\mathrm{O}}\) concentration. Comparing spectroscopy and transport results, we are able to draw conclusions about the processes limiting the mobility in electronic transport. We furthermore build a memristor device from our LaAlO\(_3\)/SrTiO\(_3\) heterostructures and demonstrate how interface engineering is used in practice in such novel electronic applications. This thesis furthermore investigates how the electronic structure of the 2DES is affected by the interface topology: We show that, akin to the (001) LaAlO\(_3\)/SrTiO\(_3\) heterointerface, an electronic reconstruction also renders the (111) interface between LaAlO\(_3\) and SrTiO\(_3\) metallic. The change in interface topology becomes evident in the Fermi surface of the buried 2DES which is probed by soft x-ray photoemission. Based on the asymmetry in the Fermi surface, we estimate the extension of the conductive layer in the (111)-oriented LaAlO\(_3\)/SrTiO\(_3\) heterostructure. The spectral function measured furthermore identifies the charge carriers at the interface as large polarons.},
  subject      = {{\"U}bergangsmetalloxide},
  language  = {en}
}
@phdthesis{Zapf2019,
  author    = {Zapf, Michael},
  title     = {Oxidische Perovskite mit Hoher Massenzahl Z: D{\"u}nnfilmdeposition und Spektroskopische Untersuchungen},
  doi       = {10.25972/OPUS-18537},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-185370},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2019},
  abstract  = {Perovskite oxides are a very versatile material class with a large variety of outstanding physical properties. A subgroup of these compounds particularly tempting to investigate are oxides involving high-\(Z\) elements, where spin-orbit coupling is expected to give rise to new intriguing phases and potential application-relevant functionalities. This thesis deals with the preparation and characterization of two representatives of high-\(Z\) oxide sample systems based on KTaO\(_3\) and BaBiO\(_3\). KTaO\(_3\) is a band insulator with an electronic valence configuration of Ta 5\(d\)\(^0\) . It is shown that by pulsed laser deposition of a disordered LaAlO\(_3\) film on the KTaO\(_3\)(001) surface, through the creation of oxygen vacancies, a Ta 5\(d\)\(^{0+\(\delta\)}\) state is obtained in the upmost crystal layers of the substrate. In consequence a quasi two dimensional electron system (q2DES) with large spin-orbit coupling emerges at the heterointerface. Measurements of the Hall effect establish sheet carrier densities in the range of 0.1-1.2 10\(^{14}\) cm\(^2\), which can be controlled by the applied oxygen background pressure during deposition and the LaAlO\(_3\) film thickness. When compared to the prototypical oxide q2DESs based on SrTiO\(_3\) crystals, the investigated system exhibits exceptionally large carrier mobilities of up to 30 cm\(^2\)/Vs (7000 cm\(^2\)/Vs) at room temperature (below 10 K). Through a depth profiling by photoemission spectra of the Ta 4\(f\) core level it is shown that the majority of the Ta 5\(d\)\(^0\) charge carriers, consisting of mobile and localized electrons, is situated within 4 nm from the interface at low temperatures. Furthermore, the momentum-resolved electronic structure of the q2DES \(buried\) underneath the LaAlO\(_3\) film is probed by means of hard X-ray angle-resolved photoelectron spectroscopy. It is inferred that, due to a strong confinement potential of the electrons, the band structure of the system is altered compared to \(n\)-doped bulk KTO. Despite the constraint of the electron movement along one direction, the Fermi surface exhibits a clear three dimensional momentum dependence, which is related to a depth extension of the conduction channels of at least 1 nm. The second material, BaBiO\(_3\), is a charge-ordered insulator, which has recently been predicted to emerge as a large-gap topological insulator upon \(n\)-doping. This study reports on the thin film growth of pristine BaBiO\(_3\) on Nb:SrTiO\(_3\)(001) substrates by means of pulsed laser deposition. The mechanism is identified that facilitates the development of epitaxial order in the heterostructure despite the presence of an extraordinary large lattice mismatch of 12 \%. At the heterointerface, a structurally modified layer of about 1.7 nm thickness is formed that gradually relieves the in-plane strain and serves as the foundation of a relaxed BBO film. The thereupon formed lattice orders laterally in registry with the substrate with the orientation BaBiO\(_3\)(001)||SrTiO\(_3\)(001) by so-called domain matching, where 8 to 9 BaBiO\(_3\) unit cells align with 9 to 10 unit cells of the substrate. Through the optimization of the deposition conditions in regard to the cation stoichiometry and the structural lattice quality, BaBiO\(_3\) thin films with bulk-like electronic properties are obtained, as is inferred from a comparison of valence band spectra with density functional theory calculations. Finally, a spectroscopic survey of BaBiO\(_3\) samples of various thicknesses resolves that a recently discovered film thickness-controlled phase transition in BaBiO\(_3\) thin films can be traced back to the structural and concurrent stoichiometric modifications occuring in the initially formed lattice on top of the SrTiO\(_3\) substrate rather than being purely driven by the smaller spatial extent of the BBO lattice.},
  subject      = {Perowskit},
  language  = {en}
}
@phdthesis{Schmitt2022,
  author    = {Schmitt, Matthias},
  title     = {High Energy Spin- and Momentum-Resolved Photoelectron Spectroscopy of Complex Oxides},
  doi       = {10.25972/OPUS-26475},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-264757},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Spin- and \(k\)-resolved hard X-ray photoelectron spectroscopy (HAXPES) is a powerful tool to probe bulk electronic properties of complex metal oxides. Due to the low efficiency of common spin detectors of about \(10^{-4}\), such experiments have been rarely performed within the hard X-ray regime since the notoriously low photoionization cross sections further lower the performance tremendously. This thesis is about a new type of spin detector, which employs an imaging spin-filter with multichannel electron recording. This increases the efficiency by a factor of \(10^4\) and makes spin- and \(k\)-resolved photoemission at high excitation energies possible. Two different technical approaches were pursued in this thesis: One using a hemispherical deflection analyzer (HDA) and a separate external spin detector chamber, the other one resorting to a momentum- or \(k\)-space microscope with time-of-flight (TOF) energy recording and an integrated spin-filter crystal. The latter exhibits significantly higher count rates and - since it was designed for this purpose from scratch - the integrated spin-filter option found out to be more viable than the subsequent upgrade of an existing setup with an HDA. This instrumental development is followed by the investigation of the complex metal oxides (CMOs) KTaO\(_3\) by angle-resolved HAXPES (HARPES) and Fe\(_3\)O\(_4\) by spin-resolved HAXPES (spin-HAXPES), respectively. KTaO\(_3\) (KTO) is a band insulator with a valence-electron configuration of Ta 5\(d^0\). By angle- and spin-integrated HAXPES it is shown that at the buried interface of LaAlO\(_3\)/KTO - by the generation of oxygen vacancies and hence effective electron doping - a conducting electron system forms in KTO. Further investigations using the momentum-resolution of the \(k\)-space TOF microscope show that these states are confined to the surface in KTO and intensity is only obtained from the center or the Gamma-point of each Brillouin zone (BZ). These BZs are furthermore square-like arranged reflecting the three-dimensional cubic crystal structure of KTO. However, from a comparison to calculations it is found that the band structure deviates from that of electron-doped bulk KTaO\(_3\) due to the confinement to the interface. There is broad consensus that Fe\(_3\)O\(_4\) is a promising material for spintronics applications due to its high degree of spin polarization at the Fermi level. However, previous attempts to measure the spin polarization by spin-resolved photoemission spectroscopy have been hampered by the use of low photon energies resulting in high surface sensitivity. The surfaces of magnetite, though, tend to reconstruct due to their polar nature, and thus their magnetic and electronic properties may strongly deviate from each other and from the bulk, dependent on their orientation and specific preparation. In this work, the intrinsic bulk spin polarization of magnetite at the Fermi level (\(E_F\)) by spin-resolved photoelectron spectroscopy, is determined by spin-HAXPES on (111)-oriented thin films, epitaxially grown on ZnO(0001) to be \(P(E_F) = -80^{+10}_{-20}\) \%.},
  subject      = {Elektronenkorrelation},
  language  = {en}
}
@phdthesis{Erfurth2010,
  author    = {Erfurth, Felix},
  title     = {Elektronenspektroskopie an Cd-freien Pufferschichten und deren Grenzfl{\"a}chen in Cu(In,Ga)(S,Se)2 D{\"u}nnschichtsolarzellen},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-46208},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2010},
  abstract  = {Die in dieser Arbeit untersuchten Solarzellen auf Basis des Verbindungshalbleiters Cu(In,Ga)(S,Se)2 sind zur Zeit das vielversprechendste Materialsystem im Bereich der D{\"u}nnschichtfotovoltaik. Um damit m{\"o}glichst hohe Wirkungsgrade zu erreichen, ist eine CdS-Pufferschicht notwendig, welche aufgrund ihrer Toxizit{\"a}t und des schlecht integrierbaren, nasschemischen Abscheideprozesses durch alternative Pufferschichten ersetzt werden soll. Im Rahmen dieser Arbeit wurden solche Cd-freien Pufferschichten in Chalkopyrit-D{\"u}nnschichtsolarzellen untersucht. Dabei wurde insbesondere deren Grenzfl{\"a}che zum Absorber charakterisiert, da diese eine wesentliche Rolle beim Ladungstr{\"a}gertransport spielt. Die hier untersuchten (Zn,Mg)O-Schichten stellen ein vielversprechendes Materialsystem f{\"u}r solche Cd-freien Pufferschichten dar. Durch den Einbau von Magnesium k{\"o}nnen die elektronischen Eigenschaften der eigentlichen ZnO-Schicht an den Absorber angepasst werden, was zu deutlich h{\"o}heren Wirkungsgraden f{\"u}hrt. Als Hauptgrund geht man dabei von einer besseren Leitungsbandanpassung an der Grenzfl{\"a}che aus, welche allerdings bisher nur grob anhand der Position des Valenzbandmaximums an der Oberfl{\"a}che und der optischen Volumenbandl{\"u}cke abgesch{\"a}tzt werden konnte. In dieser Arbeit wurde diese Grenzfl{\"a}che daher mittels Photoelektronenspektroskopie und Inverser Photoelektronenspektroskopie untersucht, wobei durch die Kombination beider Methoden die Valenz- und Leitungsbandpositionen direkt bestimmt werden konnten. Es wurde gezeigt, dass der Bandverlauf an der Grenzfl{\"a}che tats{\"a}chlich durch die {\"A}nderung des Mg-Gehalts der (Zn,Mg)O-Schichten optimiert werden kann, was eine wichtige Voraussetzung f{\"u}r einen m{\"o}glichst verlustarmen Ladungstransport ist. Im Fall von reinem ZnO wurde ein „cliff" (Stufe nach unten) beobachtet, welches mit steigendem Mg-Gehalt abnimmt schließlich ganz verschwindet. Die weitere Erh{\"o}hung des Mg-Gehalts f{\"u}hrt zur Bildung eines „spike" (Stufe nach oben). Dass es sich bei einer solchen Stufe nicht um die abrupte {\"A}nderung des Bandverlaufs an einer „idealen", scharf definierten Grenzfl{\"a}che handelt, haben die vorliegenden Untersuchungen der chemischen Struktur gezeigt. Infolge der dabei beobachteten Durchmischungseffekte bildet sich eine sehr komplexe Grenzfl{\"a}che mit endlicher Breite aus. So wurde bei der Deposition der (Zn,Mg)O-Schichten die Bildung von In-O-Verbindungen an der Grenzfl{\"a}che beobachtet. Im Fall von Zn konnte die Diffusion in den Absorber nachgewiesen werden, wodurch es dort zur Bildung von ZnS kommt. Im weiteren Verlauf dieser Arbeit wurde die Grenzfl{\"a}che zwischen der (Zn,Mg)O-Pufferschicht und CuInS2-Absorbern untersucht. Durch ihre h{\"o}here Bandl{\"u}cke im Vergleich zu den oben untersuchten Cu(In,Ga)(S,Se)2-Absorbern erhofft man sich eine h{\"o}here Leerlaufspannung und dadurch bessere Wirkungsgrade. Bisher liegt dieser Leistungsanstieg allerdings unter den zu erwartenden Werten, wof{\"u}r eine schlechte Anpassung des Leitungsbandverlaufs an die herk{\"o}mmliche CdS-Pufferschicht verantwortlich gemacht wird. Gerade f{\"u}r dieses Materialsystem scheint sich daher (Zn,Mg)O als Pufferschicht anzubieten, um die Bandanpassung an der Grenzfl{\"a}che zu optimieren. Bei den in dieser Arbeit durchgef{\"u}hrten Untersuchungen an dieser Grenzfl{\"a}che konnten ebenfalls Durchmischungsprozesse beobachtet werden. Zus{\"a}tzlich wurde gezeigt, dass auch bei diesem Materialsystem der Bandverlauf an der Grenzfl{\"a}che durch die Variation des Mg-Gehalts angepasst werden kann. Insgesamt konnte so f{\"u}r beide Absorbertypen ein detailliertes Bild der (Zn,Mg)O/Puffer-Grenzfl{\"a}che gezeichnet werden. F{\"u}r hinreichend gute Wirkungsgrade von Zellen mit „trocken" abgeschiedenen Pufferschichten ist in den meisten F{\"a}llen eine zus{\"a}tzliche, nasschemische Vorbehandlung des Absorbers notwendig, deren Einfluss auf die Absorberoberfl{\"a}che ebenfalls in dieser Arbeit untersucht wurde. Dabei hat sich gezeigt, dass durch eine solche Behandlung das auf der Oberfl{\"a}che angereicherte Natrium vollst{\"a}ndig entfernt wird, was eine deutliche Steigerung desWirkungsgrades zur Folge hat.Weitere Untersuchungen f{\"u}hrten zu dem Ergebnis, dass eine solche Reinigung der Absorberoberfl{\"a}che auch durch den Prozess der Sputterdeposition selbst hervorgerufen werden kann. So kommt es neben der Ablagerung des Schichtmaterials zu deutlichem Materialabtrag von der Absorberoberfl{\"a}che, wodurch diese von Adsorbaten und von auf der Oberfl{\"a}che sitzenden Oxidverbindungen gereinigt wird. Untersuchungen an Absorbern, welche in einem Cd2+-haltigen Bad vorbehandelt wurden, haben gezeigt, dass der dabei abgeschiedene CdS/Cd(OH)2-Film ebenfalls fast vollst{\"a}ndig w{\"a}hrend der Sputterdeposition entfernt wird. Abschließend wurden auf In2S3-basierende Pufferschichten charakterisiert, welche aufgrund ihrer bisher erreichten hohen Wirkungsgrade eine weitere Alternative zu CdS-Puffern darstellen. Hier wurde an der Grenzfl{\"a}che zum Absorber eine starke Diffusion der Cu-Atome in die Pufferschicht hinein beobachtet, wodurch es zur Bildung von CuInS2-Phasen kommt. Messungen an bei verschiedenen Temperaturen abgeschiedenen Schichten haben gezeigt, dass diese Diffusion durch hohe Temperaturen zus{\"a}tzlich verst{\"a}rkt wird. Gleichzeitig konnte auch die Diffusion von Ga-Atomen nachgewiesen werden, welche allerdings wesentlich schw{\"a}cher ausf{\"a}llt. Analog zu den vorangegangenen Ergebnissen konnte somit auch bei diesem Materialsystem die Ausbildung einer sehr komplexen Grenzfl{\"a}chenstruktur beobachtet werden.},
  subject      = {D{\"u}nnschichtsolarzelle},
  language  = {de}
}
@phdthesis{Sauer2014,
  author    = {Sauer, Christoph},
  title     = {Accessing molecule-metal and hetero-molecular interfaces with direct and resonant photoelectron spectroscopy},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-107928},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2014},
  abstract  = {This thesis consists of two parts of original experimental work, its evaluation, and in- terpretation. Its final goal is to investigate dynamical charge transfer (CT) at a hetero- molecular interface with resonant photoelectron spectroscopy (RPES). In order to achieve this goal preliminary studies have been necessary. First two hetero-molecular inter- faces that exhibit adequate structural properties as well as an appropriate photoelec- tron spectroscopy (PES) spectrum of the valence regime have been identified. The de- sired CT analysis with RPES of these hetero-molecular systems is then conducted on the basis of the knowledge gained by previous RPES studies of homo-molecular sys- tems. The characterization of hetero-molecular films on single crystal Ag surfaces in the first part of this thesis is performed with high resolution core level PES and valence PES. The reproduction of the core level PES data with reference spectra of homo-molecular films allows me to determine which molecule is in direct contact to the Ag surface and which one is situated in higher layers (not the first one). Due to the direct correspon- dence of core level and valence PES the assignment of features in the spectra of the latter technique can be achieved with the identification of the contributions extracted from the evaluation of the data of the former technique. It is found that the systems PTCDA on one monolayer (ML) of SnPc on Ag(111) and CuPc/1 ML PTCDA/Ag(111) are stable at 300 K which means that no significant layer exchange occurs for these systems. In contrast a vertical exchange of CuPc and PTCDA molecules is observed for PTCDA de- posited on top of 1 ML CuPc/Ag(111). Up to a coverage of approximately 0.5 ML of PTCDA molecules these diffuse into the first layer, replace CuPc molecules, and con- sequently force them into higher layers. Above a coverage of approximately 0.5 ML of PTCDA molecules these are also found in higher layers. The search for a promising system for the intended RPES study then leads to an investigation of hetero-molecular films with a combination of F4TCNQ and PTCDA molecules on Ag(110) within the same approach. Depositing F4TCNQ molecules onto a 1 ML PTCDA/Ag(110) film in the herringbone phase at 300 K results in an instable hetero-organic system which un- dergoes a layer exchange. Hereby PTCDA molecules in the first layer are replaced by F4TCNQ molecules similar to the behavior of the system PTCDA/1 ML CuPc/Ag(111). Switching the order of the preparation steps leads to a stable film of PTCDA/1.0 ML F4TCNQ/Ag(110) at 300 K. Among the stable hetero-molecular films only the system CuPc/1 ML PTCDA/Ag(111) exhibits the required wetting growth of the first two layers at 300 K and a valence PES spectrum with energetically separable molecular orbital signals in the same intensity range. Thus this system is identified to be appropriate for a detailed analysis with RPES. The unexpected findings of vertical exchanges in the hetero-molecular films at 300 K motivate a study of the behavior at elevated temperatures for all systems investigated before. Therein it is revealed that annealing 1.5 ML SnPc/1 ML PTCDA/Ag(111) and 1.0 ML PTCDA/1 ML SnPc/Ag(111) to a temperature above the desorption temperature of molecules not in direct contact to the Ag(111) surface results in a 1 ML SnPc/Ag(111) film in both cases. Hence at elevated temperatures (approximately above 420 K) SnPc molecules replace PTCDA molecules in the first layer on Ag(111). At higher temper- atures (approximately above 470 K) PTCDA molecules and SnPc molecules situated above the first layer then desorb from the 1 ML SnPc/Ag(111) sample. Annealing all hetero-molecular films with CuPc and PTCDA molecules on Ag(111) to 570 K leads to a sample with CuPc and PTCDA molecules in the first and only layer. Depending on the initial CuPc coverage different ratios of both molecules are obtained. With a CuPc coverage of exactly 1 ML, or above, films with PTCDA coverages of approxi- mately 0.1-0.2 ML are produced. So at elevated temperatures CuPc molecules replace PTCDA molecules in the first layer of the system CuPc/1 ML PTCDA/Ag(111). Anal- ogously the layer exchange at 300 K for the system PTCDA/1 ML CuPc/Ag(111) is reversed at elevated temperatures. In the case of SnPc and CuPc coverages below 1 ML annealing vertical hetero-molecular systems with PTCDA on Ag(111) up to 570 K re- sults in a single layer of mixed hetero-molecular films with lateral long range order. In this way the system CuPc + PTCDA/Ag(111) is prepared and then characterized as a proper system for a detailed analysis with RPES. Additional annealing experiments of hetero-organic films consisting of F4TCNQ and PTCDA molecules on Ag(110) with an F4TCNQ coverage of 1.0 ML (and above) end in a submonolayer (sub-ML) film of F4TCNQ/Ag(110) that exhibits a contribution of amorphous carbon. Consequently, it can be concluded that at elevated temperatures part of the F4TCNQ molecules decom- pose. In the second part of this thesis homo-molecular multilayer samples and (sub-)ML films on single crystalline metal surfaces are investigated with RPES in order to enable the final RPES study of vertical and lateral hetero-molecular interface systems. First a pho- ton energy (hν) dependent intensity variation of (groups of) molecular orbital signals of exemplary multilayer films (NTCDA and coronene) is studied and explained on the basis of the local character of the electronic transitions in near edge x-ray absorption fine structure (NEXAFS) spectroscopy in combination with the real space probability den- sity of the contributing molecular orbitals. This simple approach is found to be able to correctly describe relative intensity variations by orders of magnitude while it fails for hν dependent relative intensity changes in the same order of magnitude. After that the hν dependent line-shape evolution of an energetically separated molecular orbital signal of a CuPc multilayer is discussed in relation to small molecules in the gas phase and explained with an effect of electron vibration coupling. Through a comparison of the hν dependent line-shape evolution of the highest occupied molecular orbital (HOMO) of a CuPc with a SnPc multilayer the molecule specific character of this effect is identified. Then the same effect with either two (or more) electronic transitions or multiple coupling vibrational modes is observed for a coronene multilayer. Thereafter the influence of the adsorption on metal surfaces on this effect is studied and discussed with special emphasis on a possible contribution by features which are related to dynamical interface CT. For a sub-ML of SnPc/Au(111) no variation with respect to a SnPc multilayer film is detected while for a sub-ML of CuPc/Au(111) less intensity is distributed into the high binding energy (EB) part of the HOMO signal with respect to the corresponding multilayer film. In the RPES data of a sub-ML of coronene/Ag(111) a resonance specific variation of the hν dependent line-shape evolution of the HOMO signal is found by the revelation of a change of this effect with respect to the coronene multilayer data in only one of the two NEXAFS resonances. All these findings are consistently explained within one effect and a common set of parameters, namely all quantities that characterize the potential energy surfaces involved in the RPES process. Through that an alternative explanation that re- lies on dynamical CT can be excluded which influences the following CT analysis with RPES. Three criteria for such an analysis of dynamical interface CT with RPES are identified. In the system coronene on Ag(111) a low EB feature is related to metal-molecule inter- face CT through the assignment of a particular final state and hence named CT state. In the EB region of the frontier molecular orbital signals of the molecule-metal inter- face systems with a signal from the lowest unoccupied molecular orbital (LUMO) in direct valence PES a broad line-shape is measured in RPES. This finding is related to interface CT by a possible explanation that emerges through the comparison to the line- shape of the CT state. The constant kinetic energy (EK ) features detected for several molecule-metal interfaces constitute the third criterion for a CT analysis with RPES. For the molecule-metal interface systems without a LUMO signal in direct valence PES the energy of these features can be calculated with the assignment of the responsible decay channel in combination with explicitly given simplifying assumptions. Through that the involvement of metal-molecule interface CT in the generation of these constant EK fea- tures is demonstrated. The RPES data of the lateral and the vertical hetero-molecular interface, identified in the first part, is then scanned for these three CT criteria. Thereby neither for the lateral hetero-molecular system CuPc + PTCDA/Ag(111) nor for the verti- cal hetero-molecular system CuPc/1 ML PTCDA/Ag(111) dynamical hetero-molecular interface CT can be confirmed. In the former system the molecule-metal interface in- teraction is found to dominate the physics of the system in RPES while in the latter system no hints for a significant hybridization at the CuPc-PTCDA interface can be revealed},
  subject      = {Organisches Molek{\"u}l},
  language  = {en}
}