@phdthesis{Mayer2023,
  author    = {Mayer, Julian Benedikt},
  title     = {Topological phases in Luttinger materials},
  doi       = {10.25972/OPUS-32736},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-327368},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {The hunt for topological materials is one of the main topics of recent research in condensed matter physics. We analyze the 4-band Luttinger model, which considers the total angular momentum \(j = 3/2\) hole states of many semiconductors. Our analysis shows that this model hosts a wide array of topological phases and allows analytical calculations of the related topological surface states. The existence of these surface states is highly desired due to their strong protection against perturbations. In the first part of the thesis, we predict the existence of either one or two two-dimensional (2D) surface states of topological origin in the three-dimensional (3D) quadratic-node semimetal phase of the Luttinger model, called the Luttinger semimetal phase. We associate the origin of these states with the inverted order of s and p-orbital states in the band structure and approximate chiral symmetry around the node. Hence, our findings are essential for many materials, including HgTe, α-Sn, and iridate compounds. Such materials are often modified with strain engineering by growing the crystal on a substrate with a different lattice constant, which adds a deformation potential to the electrons. While tensile strain is often used to drive such materials into a gapped topological insulator regime, we apply compressive strain to induce a topological semimetal regime. Here, we differentiate between Dirac and Weyl semimetals based on inversion and time-reversal symmetry being simultaneously present or not. One major part of this thesis is the theoretical study of the evolution of the Luttinger semimetal surface states in these topological semimetal phases. The relative strength of the compressive strain and typical bulk inversion asymmetry (BIA) terms allow the definition of a symmetry hierarchy in the system. The cubic symmetric \(O_h\) Luttinger model is the highest symmetry low-energy parent model. Since the BIA terms in the Weyl semimetal phase are small in most materials, we find a narrow energy and momentum range around the Weyl points where the surface states form Fermi arcs between two Weyl nodes with opposite chirality. Consequently, we see 2D momentum planes between the Weyl points, which can be considered as effective 2D Chern insulators with chiral edge states connecting the valence and conduction band in the bulk gap. Exceeding the range of the BIA terms, the compressive strain becomes dominating, and the system behaves like a Dirac semimetal with two doubly degenerate linear Dirac nodes in the band structure. For energies larger than the compressive strain strength, the quadratic terms in the Luttinger model dominate and surface band structure is indistinguishable from an unperturbed Luttinger semimetal. To conclude this symmetry hierarchy, we analyze the limit of the Luttinger model when the remote \(j = 1/2\) electron states show a considerable hybridization with the \(j = 3/2\) hole states around the Fermi level. Here, the Luttinger model is not valid anymore and one needs to consider more complicated models, like the 6-band Kane Hamiltonian. In the second part of this thesis, we analyze theoretically two different setups for s-wave superconductivity proximitized \(j = 3/2\) particles in Luttinger materials under a magnetic field. First, we explore a one-dimensional wire setup, where the intrinsic BIA of inversion asymmetric crystals opens a topological gap in the bulk states. In contrast to wires, modeled by a quadratic dispersion with Rashba or Dresselhaus spin-orbit coupling, we find two topological phase transitions due to the different effects of magnetic fields to \(|j_z| = 3/2\) heavy-hole (HH) and \(|j_z| = 1/2\) light-hole (LH) states. Second, we discuss a two-dimensional Josephson junction setup, where we find Andreev-bound states inside the superconducting gap. Here, the intrinsic spin-orbit coupling of the Luttinger model is sufficient to open a topological gap even in the presence of inversion symmetry. This originates from the hybridization of the light and heavy-hole bands in combination with the superconducting pairing. Consequently, both setups can form Majorana-bound states at the boundaries of the system. The existence of these states are highly relevant in the scientific community due to their nonabelian braiding statistics and stability against decoherence, making them a prime candidate for the realization of topological quantum computation. Majorana-bound states form at zero energy and are protected by the topological gap. We predict that our findings of the topological superconductor phase of the Luttinger model are valid for both semimetal and metal phases. Hence, our study is additionally relevant for metallic systems, like p-doped GaAs. This opens a new avenue for the search for topological superconductivity.},
  language  = {en}
}