@phdthesis{Fritsch2013,
  author    = {Fritsch, Sebastian},
  title     = {Spatial and temporal patterns of crop yield and marginal land in the Aral Sea Basin: derivation by combining multi-scale and multi-temporal remote sensing data with alight use efficiency model},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-87939},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2013},
  abstract  = {Irrigated agriculture in the Khorezm region in the arid inner Aral Sea Basin faces enormous challenges due to a legacy of cotton monoculture and non-sustainable water use. Regional crop growth monitoring and yield estimation continuously gain in importance, especially with regard to climate change and food security issues. Remote sensing is the ideal tool for regional-scale analysis, especially in regions where ground-truth data collection is difficult and data availability is scarce. New satellite systems promise higher spatial and temporal resolutions. So-called light use efficiency (LUE) models are based on the fraction of photosynthetic active radiation absorbed by vegetation (FPAR), a biophysical parameter that can be derived from satellite measurements. The general objective of this thesis was to use satellite data, in conjunction with an adapted LUE model, for inferring crop yield of cotton and rice at field (6.5 m) and regional (250 m) scale for multiple years (2003-2009), in order to assess crop yield variations in the study area. Intensive field measurements of FPAR were conducted in the Khorezm region during the growing season 2009. RapidEye imagery was acquired approximately bi-weekly during this time. The normalized difference vegetation index (NDVI) was calculated for all images. Linear regression between image-based NDVI and field-based FPAR was conducted. The analyses resulted in high correlations, and the resulting regression equations were used to generate time series of FPAR at the RapidEye level. RapidEye-based FPAR was subsequently aggregated to the MODIS scale and used to validate the existing MODIS FPAR product. This step was carried out to evaluate the applicability of MODIS FPAR for regional vegetation monitoring. The validation revealed that the MODIS product generally overestimates RapidEye FPAR by about 6 to 15 \%. Mixture of crop types was found to be a problem at the 1 km scale, but less severe at the 250 m scale. Consequently, high resolution FPAR was used to calibrate 8-day, 250 m MODIS NDVI data, this time by linear regression of RapidEye-based FPAR against MODIS-based NDVI. The established FPAR datasets, for both RapidEye and MODIS, were subsequently assimilated into a LUE model as the driving variable. This model operated at both satellite scales, and both required an estimation of further parameters like the photosynthetic active radiation (PAR) or the actual light use efficiency (LUEact). The latter is influenced by crop stress factors like temperature or water stress, which were taken account of in the model. Water stress was especially important, and calculated via the ratio of the actual (ETact) to the potential, crop-specific evapotranspiration (ETc). Results showed that water stress typically occurred between the beginning of May and mid-September and beginning of May and end of July for cotton and rice crops, respectively. The mean water stress showed only minor differences between years. Exceptions occurred in 2008 and 2009, where the mean water stress was higher and lower, respectively. In 2008, this was likely caused by generally reduced water availability in the whole region. Model estimations were evaluated using field-based harvest information (RapidEye) and statistical information at district level (MODIS). The results showed that the model at both the RapidEye and the MODIS scale can estimate regional crop yield with acceptable accuracy. The RMSE for the RapidEye scale amounted to 29.1 \% for cotton and 30.4 \% for rice, respectively. At the MODIS scale, depending on the year and evaluated at Oblast level, the RMSE ranged from 10.5 \% to 23.8 \% for cotton and from -0.4 \% to -19.4 \% for rice. Altogether, the RapidEye scale model slightly underestimated cotton (bias = 0.22) and rice yield (bias = 0.11). The MODIS-scale model, on the other hand, also underestimated official rice yield (bias from 0.01 to 0.87), but overestimated official cotton yield (bias from -0.28 to -0.6). Evaluation of the MODIS scale revealed that predictions were very accurate for some districts, but less for others. The produced crop yield maps indicated that crop yield generally decreases with distance to the river. The lowest yields can be found in the southern districts, close to the desert. From a temporal point of view, there were areas characterized by low crop yields over the span of the seven years investigated. The study at hand showed that light use efficiency-based modeling, based on remote sensing data, is a viable way for regional crop yield prediction. The found accuracies were good within the boundaries of related research. From a methodological viewpoint, the work carried out made several improvements to the existing LUE models reported in the literature, e.g. the calibration of FPAR for the study region using in situ and high resolution RapidEye imagery and the incorporation of crop-specific water stress in the calculation.},
  subject      = {Fernerkundung},
  language  = {en}
}
@article{KnauerGessnerFensholtetal.2017,
  author    = {Knauer, Kim and Gessner, Ursula and Fensholt, Rasmus and Forkuor, Gerald and Kuenzer, Claudia},
  title     = {Monitoring agricultural expansion in Burkina Faso over 14 years with 30 m resolution time series: the role of population growth and implications for the environment},
  series = {Remote Sensing},
  volume    = {9},
  journal   = {Remote Sensing},
  number    = {2},
  doi       = {10.3390/rs9020132},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-171905},
  year      = {2017},
  abstract  = {Burkina Faso ranges amongst the fastest growing countries in the world with an annual population growth rate of more than three percent. This trend has consequences for food security since agricultural productivity is still on a comparatively low level in Burkina Faso. In order to compensate for the low productivity, the agricultural areas are expanding quickly. The mapping and monitoring of this expansion is difficult, even on the basis of remote sensing imagery, since the extensive farming practices and frequent cloud coverage in the area make the delineation of cultivated land from other land cover and land use types a challenging task. However, as the rapidly increasing population could have considerable effects on the natural resources and on the regional development of the country, methods for improved mapping of LULCC (land use and land cover change) are needed. For this study, we applied the newly developed ESTARFM (Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model) framework to generate high temporal (8-day) and high spatial (30 m) resolution NDVI time series for all of Burkina Faso for the years 2001, 2007, and 2014. For this purpose, more than 500 Landsat scenes and 3000 MODIS scenes were processed with this automated framework. The generated ESTARFM NDVI time series enabled extraction of per-pixel phenological features that all together served as input for the delineation of agricultural areas via random forest classification at 30 m spatial resolution for entire Burkina Faso and the three years. For training and validation, a randomly sampled reference dataset was generated from Google Earth images and based on expert knowledge. The overall accuracies of 92\% (2001), 91\% (2007), and 91\% (2014) indicate the well-functioning of the applied methodology. The results show an expansion of agricultural area of 91\% between 2001 and 2014 to a total of 116,900 km\(^2\). While rainfed agricultural areas account for the major part of this trend, irrigated areas and plantations also increased considerably, primarily promoted by specific development projects. This expansion goes in line with the rapid population growth in most provinces of Burkina Faso where land was still available for an expansion of agricultural area. The analysis of agricultural encroachment into protected areas and their surroundings highlights the increased human pressure on these areas and the challenges of environmental protection for the future.},
  language  = {en}
}
@article{KumarKhamzinaKnoefeletal.2021,
  author    = {Kumar, Navneet and Khamzina, Asia and Kn{\"o}fel, Patrick and Lamers, John P. A. and Tischbein, Bernhard},
  title     = {Afforestation of degraded croplands as a water-saving option in irrigated region of the Aral Sea Basin},
  series = {Water},
  volume    = {13},
  journal   = {Water},
  number    = {10},
  issn      = {2073-4441},
  doi       = {10.3390/w13101433},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-239626},
  year      = {2021},
  abstract  = {Climate change is likely to decrease surface water availability in Central Asia, thereby necessitating land use adaptations in irrigated regions. The introduction of trees to marginally productive croplands with shallow groundwater was suggested for irrigation water-saving and improving the land's productivity. Considering the possible trade-offs with water availability in large-scale afforestation, our study predicted the impacts on water balance components in the lower reaches of the Amudarya River to facilitate afforestation planning using the Soil and Water Assessment Tool (SWAT). The land-use scenarios used for modeling analysis considered the afforestation of 62\% and 100\% of marginally productive croplands under average and low irrigation water supply identified from historical land-use maps. The results indicate a dramatic decrease in the examined water balance components in all afforestation scenarios based largely on the reduced irrigation demand of trees compared to the main crops. Specifically, replacing current crops (mostly cotton) with trees on all marginal land (approximately 663 km\(^2\)) in the study region with an average water availability would save 1037 mln m\(^3\) of gross irrigation input within the study region and lower the annual drainage discharge by 504 mln m\(^3\). These effects have a considerable potential to support irrigation water management and enhance drainage functions in adapting to future water supply limitations.},
  language  = {en}
}