@phdthesis{Riegler2022,
  author    = {Riegler, David},
  title     = {Emergent phenomena in strongly correlated electron systems: Auxiliary particle approach to the many-body problem},
  doi       = {10.25972/OPUS-27473},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-274737},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Emergent phenomena in condensed matter physics like, e.g., magnetism, superconductivity, or non-trivial topology often come along with a surprise and exert great fascination to researchers up to this day. Within this thesis, we are concerned with the analysis of associated types of order that arise due to strong electronic interactions and focus on the high-\(T_c\) cuprates and Kondo systems as two prime candidates. The underlying many-body problem cannot be solved analytically and has given rise to the development of various approximation techniques to tackle the problem. In concrete terms, we apply the auxiliary particle approach to investigate tight-binding Hamiltonians subject to a Hubbard interaction term to account for the screened Coulomb repulsion. Thereby, we adopt the so-called Kotliar-Ruckenstein slave-boson representation that reduces the problem to non-interacting quasiparticles within a mean-field approximation. Part I provides a pedagogical review of the theory and generalizes the established formalism to encompass Gaussian fluctuations around magnetic ground states as a crucial step to obtaining novel results. Part II addresses the two-dimensional one-band Hubbard model, which is known to approximately describe the physics of the high-\(T_c\) cuprates that feature high-temperature superconductivity and various other exotic quantum phases that are not yet fully understood. First, we provide a comprehensive slave-boson analysis of the model, including the discussion of incommensurate magnetic phases, collective modes, and a comparison to other theoretical methods that shows that our results can be massively improved through the newly implemented fluctuation corrections. Afterward, we focus on the underdoped regime and find an intertwining of spin and charge order signaled by divergences of the static charge susceptibility within the antiferromagnetic domain. There is experimental evidence for such inhomogeneous phases in various cuprate materials, which has recently aroused interest because such correlations are believed to impact the formation of Cooper pairs. Our analysis identifies two distinct charge-ordering vectors, one of which can be attributed to a Fermi-surface nesting effect and quantitatively fits experimental data in \(\mathrm{Nd}_{2-\mathrm{x}}\mathrm{Ce}_\mathrm{x}\mathrm{CuO}_4\) (NCCO), an electron-doped cuprate compound. The other resembles the so-called Yamada relation implying the formation of periodic, double-occupied domain walls with a crossover to phase separation for small dopings. Part III investigates Kondo systems by analyzing the periodic Anderson model and its generalizations. First, we consider Kondo metals and detect weakly magnetized ferromagnetic order in qualitative agreement with experimental observations, which hinders the formation of heavy fermions. Nevertheless, we suggest two different parameter regimes that could host a possible Kondo regime in the context of one or two conduction bands. The part is concluded with the study of topological order in Kondo insulators based on a three-dimensional model with centrosymmetric spin-orbit coupling. Thereby, we classify topologically distinct phases through appropriate \(\mathbb{Z}_2\) invariants and consider paramagnetic and antiferromagnetic mean-field ground states. Our model parameters are chosen to specifically describe samarium hexaboride (\(\mbox{SmB}_6\)), which is widely believed to be a topological Kondo insulator, and we identify topologically protected surface states in agreement with experimental evidence in that material. Moreover, our theory predicts the emergence of an antiferromagnetic topological insulator featuring one-dimensional hinge-states as the signature of higher-order topology in the strong coupling regime. While the nature of the true ground state is still under debate, corresponding long-range magnetic order has been observed in pressurized or alloyed \(\mbox{SmB}_6\), and recent experimental findings point towards non-trivial topology under these circumstances. The ability to understand and control topological systems brings forth promising applications in the context of spintronics and quantum computing.},
  subject      = {Elektronenkorrelation},
  language  = {en}
}
@phdthesis{Schnells2019,
  author    = {Schnells, Vera},
  title     = {Fractional Insulators and their Parent Hamiltonians},
  doi       = {10.25972/OPUS-18561},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-185616},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2019},
  abstract  = {In the past few years, two-dimensional quantum liquids with fractional excitations have been a topic of high interest due to their possible application in the emerging field of quantum computation and cryptography. This thesis is devoted to a deeper understanding of known and new fractional quantum Hall states and their stabilization in local models. We pursue two different paths, namely chiral spin liquids and fractionally quantized, topological phases. The chiral spin liquid is one of the few examples of spin liquids with fractional statistics. Despite its numerous promising properties, the microscopic models for this state proposed so far are all based on non-local interactions, making the experimental realization challenging. In the first part of this thesis, we present the first local parent Hamiltonians, for which the Abelian and non-Abelian chiral spin liquids are the exact and, modulo a topological degeneracy, unique ground states. We have developed a systematic approach to find an annihilation operator of the chiral spin liquid and construct from it a many-body interaction which establishes locality. For various system sizes and lattice geometries, we numerically find largely gapped eigenspectra and confirm to an accuracy of machine precision the uniqueness of the chiral spin liquid as ground state of the respective system. Our results provide an exact spin model in which fractional quantization can be studied. Topological insulators are one of the most actively studied topics in current condensed matter physics research. With the discovery of the topological insulator, one question emerged: Is there an interaction-driven set of fractionalized phases with time reversal symmetry? One intuitive approach to the theoretical construction of such a fractional topological insulator is to take the direct product of a fractional quantum Hall state and its time reversal conjugate. However, such states are well studied conceptually and do not lead to new physics, as the idea of taking a state and its mirror image together without any entanglement between the states has been well understood in the context of topological insulators. Therefore, the community has been looking for ways to implement some topological interlocking between different spin species. Yet, for all practical purposes so far, time reversal symmetry has appeared to limit the set of possible fractional states to those with no interlocking between the two spin species. In the second part of this thesis, we propose a new universality class of fractionally quantized, topologically ordered insulators, which we name "fractional insulator". Inspired by the fractional quantum Hall effect, spin liquids, and fractional Chern insulators, we develop a wave function approach to a new class of topological order in a two-dimensional crystal of spin-orbit coupled electrons. The idea is simply to allow the topological order to violate time reversal symmetry, while all locally observable quantities remain time reversal invariant. We refer to this situation as "topological time reversal symmetry breaking". Our state is based on the Halperin double layer states and can be viewed as a two-layer system of an ↑-spin and a ↓-spin sphere. The construction starts off with Laughlin states for the ↑-spin and ↓-spin electrons and an interflavor term, which creates correlations between the two layers. With a careful parameter choice, we obtain a state preserving time reversal symmetry locally, and label it the "311-state". For systems of up to six ↑-spin and six ↓-spin electrons, we manage to construct an approximate parent Hamiltonian with a physically realistic, local interaction.},
  subject      = {Spinfl{\"u}ssigkeit},
  language  = {en}
}
@phdthesis{Geissler2017,
  author    = {Geißler, Florian},
  title     = {Transport properties of helical Luttinger liquids},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-153450},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2017},
  abstract  = {The prediction and the experimental discovery of topological insulators has set the stage for a novel type of electronic devices. In contrast to conventional metals or semiconductors, this new class of materials exhibits peculiar transport properties at the sample surface, as conduction channels emerge at the topological boundaries of the system. In specific materials with strong spin-orbit coupling, a particular form of a two-dimensional topological insulator, the quantum spin Hall state, can be observed. Here, the respective one-dimensional edge channels are helical in nature, meaning that there is a locking of the spin orientation of an electron and its direction of motion. Due to the symmetry of time-reversal, elastic backscattering off interspersed impurities is suppressed in such a helical system, and transport is approximately ballistic. This allows in principle for the realization of novel energy-efficient devices, ``spintronic`` applications, or the formation of exotic bound states with non-Abelian statistics, which could be used for quantum computing. The present work is concerned with the general transport properties of one-dimensional helical states. Beyond the topological protection mentioned above, inelastic backscattering can arise from various microscopic sources, of which the most prominent ones will be discussed in this Thesis. As it is characteristic for one-dimensional systems, the role of electron-electron interactions can be of major importance in this context. First, we review well-established techniques of many-body physics in one dimension such as perturbative renormalization group analysis, (Abelian) bosonization, and Luttinger liquid theory. The latter allow us to treat electron interactions in an exact way. Those methods then are employed to derive the corrections to the conductance in a helical transport channel, that arise from various types of perturbations. Particularly, we focus on the interplay of Rashba spin-orbit coupling and electron interactions as a source of inelastic single-particle and two-particle backscattering. It is demonstrated, that microscopic details of the system, such as the existence of a momentum cutoff, that restricts the energy spectrum, or the presence of non-interacting leads attached to the system, can fundamentally alter the transport signature. By comparison of the predicted corrections to the conductance to a transport experiment, one can gain insight about the microscopic processes and the structure of a quantum spin Hall sample. Another important mechanism we analyze is backscattering induced by magnetic moments. Those findings provide an alternative interpretation of recent transport measurements in InAs/GaSb quantum wells.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Juergens2017,
  author    = {J{\"u}rgens, Stefan},
  title     = {Correlated Topological Materials},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-152202},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2017},
  abstract  = {The topic of this PhD thesis is the combination of topologically non-trivial phases with correlation effects stemming from Coulomb interaction between the electrons in a condensed matter system. Emphasis is put on both emerging benefits as well as hindrances, e.g. concerning the topological protection in the presence of strong interactions. The physics related to topological effects is established in Sec. 2. Based on the topological band theory, we introduce topological materials including Chern insulators, topological insulators in two and three dimensions as well as Weyl semimetals. Formalisms for a controlled treatment of Coulomb correlations are presented in Sec. 3, starting with the topological field theory. The Random Phase Approximation is introduced as a perturbative approach, while in the strongly interacting limit the theory of quantum Hall ferromagnetism applies. Interactions in one dimension are special, and are treated through the Luttinger liquid description. The section ends with an overview of the expected benefits offered by the combination of topology and interactions, see Sec. 3.3. These ideas are then elaborated in the research part. In Chap. II, we consider weakly interacting 2D topological insulators, described by the Bernevig-Hughes-Zhang model. This is applicable, e.g., to quantum well structures made of HgTe/CdTe or InAs/GaSb. The bulk band structure is here a mixture stemming from linear Dirac and quadratic Schr{\"o}dinger fermions. We study the low-energy excitations in Random Phase Approximation, where a new interband plasmon emerges due to the combined Dirac and Schr{\"o}dinger physics, which is absent in the separate limits. Already present in the undoped limit, one finds it also at finite doping, where it competes with the usual intraband plasmon. The broken particle-hole symmetry in HgTe quantum wells allows for an effective separation of the two in the excitation spectrum for experimentally accessible parameters, in the right range for Raman or electron loss spectroscopy. The interacting bulk excitation spectrum shows here clear differences between the topologically trivial and topologically non-trivial regime. An even stronger signal in experiments is expected from the optical conductivity of the system. It thus offers a quantitative way to identify the topological phase of 2D topological insulators from a bulk measurement. In Chap. III, we study a strongly interacting system, forming an ordered, quantum Hall ferromagnetic state. The latter can arise also in weakly interacting materials with an applied strong magnetic field. Here, electrons form flat Landau levels, quenching the kinetic energy such that Coulomb interaction can be dominant. These systems define the class of quantum Hall topological insulators: topologically non-trivial states at finite magnetic field, where the counter-propagating edge states are protected by a symmetry (spatial or spin) other than time-reversal. Possible material realizations are 2D topological insulators like HgTe heterostructures and graphene. In our analysis, we focus on the vicinity of the topological phase transition, where the system is in a strongly interacting quantum Hall ferromagnetic state. The bulk and edge physics can be described by a nonlinear \sigma-model for the collective order parameter of the ordered state. We find that an emerging, continuous U(1) symmetry offers topological protection. If this U(1) symmetry is preserved, the topologically non-trivial phase persists in the presence of interactions, and we find a helical Luttinger liquid at the edge. The latter is highly tunable by the magnetic field, where the effective interaction strength varies from weakly interacting at zero field, K \approx 1, to diverging interaction strength at the phase transition, K -> 0. In the last Chap. IV, we investigate whether a Weyl semimetal and a 3D topological insulator phase can exist together at the same time, with a combined, hybrid surface state at the joint boundaries. An overlap between the two can be realized by Coulomb interaction or a spatial band overlap of the two systems. A tunnel coupling approach allows us to derive the hybrid surface state Hamiltonian analytically, enabling a detailed study of its dispersion relation. For spin-symmetric coupling, new Dirac nodes emerge out of the combination of a single Dirac node and a Fermi arc. Breaking the spin symmetry through the coupling, the dispersion relation is gapped and the former Dirac node gets spin-polarized. We propose experimental realizations of the hybrid physics, including compressively strained HgTe as well as heterostructures of topological insulator and Weyl semimetal materials, connected to each other, e.g., by Coulomb interaction.},
  subject      = {Topologie},
  language  = {en}
}
@phdthesis{Rothe2015,
  author    = {Rothe, Dietrich Gernot},
  title     = {Spin Transport in Topological Insulators and Geometrical Spin Control},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-125628},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2015},
  abstract  = {In the field of spintronics, spin manipulation and spin transport are the main principles that need to be implemented. The main focus of this thesis is to analyse semiconductor systems where high fidelity in these principles can be achieved. To this end, we use numerical methods for precise results, supplemented by simpler analytical models for interpretation. The material system of 2D topological insulators, HgTe/CdTe quantum wells, is interesting not only because it provides a topologically distinct phase of matter, physically manifested in its protected transport properties, but also since within this system, ballistic transport of high quality can be realized, with Rashba spin-orbit coupling and electron densities that are tunable by electrical gating. Extending the Bernvevig-Hughes-Zhang model for 2D topological insulators, we derive an effective four-band model including Rashba spin-orbit terms due to an applied potential that breaks the spatial inversion symmetry of the quantum well. Spin transport in this system shows interesting physics because the effects of Rashba spin-orbit terms and the intrinsic Dirac-like spin-orbit terms compete. We show that the resulting spin Hall signal can be dominated by the effect of Rashba spin-orbit coupling. Based on spin splitting due to the latter, we propose a beam splitter setup for all-electrical generation and detection of spin currents. Its working principle is similar to optical birefringence. In this setup, we analyse spin current and spin polarization signals of different spin vector components and show that large in-plane spin polarization of the current can be obtained. Since spin is not a conserved quantity of the model, we first analyse the transport of helicity, a conserved quantity even in presence of Rashba spin-orbit terms. The polarization defined in terms of helicity is related to in-plane polarization of the physical spin. Further, we analyse thermoelectric transport in a setup showing the spin Hall effect. Due to spin-orbit coupling, an applied temperature gradient generates a transverse spin current, i.e. a spin Nernst effect, which is related to the spin Hall effect by a Mott-like relation. In the metallic energy regimes, the signals are qualitatively explained by simple analytic models. In the insulating regime, we observe a spin Nernst signal that originates from the finite-size induced overlap of edge states. In the part on methods, we discuss two complementary methods for construction of effective semiconductor models, the envelope function theory and the method of invariants. Further, we present elements of transport theory, with some emphasis on spin-dependent signals. We show the connections of the adiabatic theorem of quantum mechanics to the semiclassical theory of electronic transport and to the characterization of topological phases. Further, as application of the adiabatic theorem to a control problem, we show that universal control of a single spin in a heavy-hole quantum dot is experimentally realizable without breaking time reversal invariance, but using a quadrupole field which is adiabatically changed as control knob. For experimental realization, we propose a GaAs/GaAlAs quantum well system.},
  subject      = {Elektronischer Transport},
  language  = {en}
}
@phdthesis{Reinthaler2015,
  author    = {Reinthaler, Rolf Walter},
  title     = {Charge and Spin Transport in Topological Insulator Heterojunctions},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-135611},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2015},
  abstract  = {Over the last decade, the field of topological insulators has become one of the most vivid areas in solid state physics. This novel class of materials is characterized by an insulating bulk gap, which, in two-dimensional, time-reversal symmetric systems, is closed by helical edge states. The latter make topological insulators promising candidates for applications in high fidelity spintronics and topological quantum computing. This thesis contributes to bringing these fascinating concepts to life by analyzing transport through heterostructures formed by two-dimensional topological insulators in contact with metals or superconductors. To this end, analytical and numerical calculations are employed. Especially, a generalized wave matching approach is used to describe the edge and bulk states in finite size tunneling junctions on the same footing. The numerical study of non-superconducting systems focuses on two-terminal metal/topological insulator/metal junctions. Unexpectedly, the conductance signals originating from the bulk and the edge contributions are not additive. While for a long junction, the transport is determined purely by edge states, for a short junction, the conductance signal is built from both bulk and edge states in a ratio, which depends on the width of the sample. Further, short junctions show a non-monotonic conductance as a function of the sample length, which distinguishes the topologically non-trivial regime from the trivial one. Surprisingly, the non-monotonic conductance of the topological insulator can be traced to the formation of an effectively propagating solution, which is robust against scalar disorder. The analysis of the competition of edge and bulk contributions in nanostructures is extended to transport through topological insulator/superconductor/topological insulator tunneling junctions. If the dimensions of the superconductor are small enough, its evanescent bulk modes can couple edge states at opposite sample borders, generating significant and tunable crossed Andreev reflection. In experiments, the latter process is normally disguised by simultaneous electron transmission. However, the helical edge states enforce a spatial separation of both competing processes for each Kramers' partner, allowing to propose an all-electrical measurement of crossed Andreev reflection. Further, an analytical study of the hybrid system of helical edge states and conventional superconductors in finite magnetic fields leads to the novel superconducting quantum spin Hall effect. It is characterized by edge states. Both the helicity and the protection against scalar disorder of these edge states are unaffected by an in-plane magnetic field. At the same time its superconducting gap and its magnetotransport signals can be tuned in weak magnetic fields, because the combination of helical edge states and superconductivity results in a giant g-factor. This is manifested in a non-monotonic excess current and peak splitting of the dI/dV characteristics as a function of the magnetic field. In consequence, the superconducting quantum spin Hall effect is an effective generator and detector for spin currents. The research presented here deepens the understanding of the competition of bulk and edge transport in heterostructures based on topological insulators. Moreover it proposes feasible experiments to all-electrically measure crossed Andreev reflection and to test the spin polarization of helical edge states.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Posske2015,
  author    = {Posske, Thore Hagen},
  title     = {Dressed Topological Insulators: Rashba Impurity, Kondo Effect, Magnetic Impurities, Proximity-Induced Superconductivity, Hybrid Systems},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-131249},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2015},
  abstract  = {Topological insulators are electronic phases that insulate in the bulk and accommodate a peculiar, metallic edge liquid with a spin-dependent dispersion. They are regarded to be of considerable future use in spintronics and for quantum computation. Besides determining the intrinsic properties of this rather novel electronic phase, considering its combination with well-known physical systems can generate genuinely new physics. In this thesis, we report on such combinations including topological insulators. Specifically, we analyze an attached Rashba impurity, a Kondo dot in the two channel setup, magnetic impurities on the surface of a strong three-dimensional topological insulator, the proximity coupling of the latter system to a superconductor, and hybrid systems consisting of a topological insulator and a semimetal. Let us summarize our primary results. Firstly, we determine an analytical formula for the Kondo cloud and describe its possible detection in current correlations far away from the Kondo region. We thereby rely on and extend the method of refermionizable points. Furthermore, we find a class of gapless topological superconductors and semimetals, which accommodate edge states that behave similarly to the ones of globally gapped topological phases. Unexpectedly, we also find edge states that change their chirality when affected by sufficiently strong disorder. We regard the presented research helpful in future classifications and applications of systems containing topological insulators, of which we propose some examples.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Goth2015,
  author    = {Goth, Florian},
  title     = {Continuous time quantum Monte Carlo Studies of Quenches and Correlated Systems with Broken Inversion Symmetry},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-118836},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2015},
  abstract  = {This thesis deals with quantum Monte Carlo simulations of correlated low dimensional electron systems. The correlation that we have in mind is always given by the Hubbard type electron electron interaction in various settings. To facilitate this task, we develop the necessary methods in the first part. We develop the continuous time interaction expansion quantum algorithm in a manner suitable for the treatment of effective and non-equilibrium problems. In the second part of this thesis we consider various applications of the algorithms. First we examine a correlated one-dimensional chain of electrons that is subject to some form of quench dynamics where we suddenly switch off the Hubbard interaction. We find the light-cone-like Lieb-Robinson bounds and forms of restricted equilibration subject to the conserved quantities. Then we consider a Hubbard chain subject to Rashba spin-orbit coupling in thermal equilibrium. This system could very well be realized on a surface with the help of metallic adatoms. We find that we can analytically connect the given model to a model without spin-orbit coupling. This link enabled us to interpret various results for the standard Hubbard model, such as the single-particle spectra, now in the context of the Hubbard model with Rashba spin-orbit interaction. And finally we have considered a magnetic impurity in a host consisting of a topological insulator. We find that the impurity still exhibits the same features as known from the single impurity Anderson model. Additionally we study the effects of the impurity in the bath and we find that in the parameter regime where the Kondo singlet is formed the edge state of the topological insulator is rerouted around the impurity.},
  subject      = {Elektronenkorrelation},
  language  = {en}
}
@phdthesis{Laubach2014,
  author    = {Laubach, Manuel},
  title     = {Nichtmagnetische Isolatoren in Hexagonalen Gittermodellen},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-106987},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2014},
  abstract  = {Wir untersuchen zunächst das Hubbard-Modell des anisotropen Dreiecksgitters als effektive Beschreibung der Mott-Phase in verschiedenen organischen Verbindungen mit dreieckiger Gitterstruktur. Um die Eigenschaften am absoluten Nullpunkt zu bestimmen benutzen wir die variationelle Cluster Näherung (engl. variational cluster approximation VCA) und erhalten das Phasendiagramm als Funktion der Anisotropie und der Wechselwirkungsstärke. Wir finden f{\"u}r schwache Wechselwirkung ein Metall. F{\"u}r starke Wechselwirkung finden wir je nach Stärke der Anisotropie eine Néel oder eine 120◦-Néel antiferromagnetische Ordnung. In einem Bereich mittlerer Wechselwirkung entsteht in der Nähe des isotropen Dreiecksgitters ein nichtmagnetischer Isolator. Der Metall-Isolator-Übergang hängt maßgeblich von der Anisotropie ab, genauso wie die Art der magnetischen Ordnung und das Erscheinen und die Ausdehnung der nichtmagnetischen Isolatorphase. Spin-Bahn Kopplung ist der ausschlaggebende Parameter, der elektronische Bandmodelle in topologische Isolatoren wandelt. Spin-Bahn Kopplung im Allgemeinen beinhaltet auch den Rashba Term, der die SU(2) Symmetrie vollständig bricht. Sobald man auch Wechselwirkungen ber{\"u}cksichtigt, m{\"u}ssen sich viele theoretische Methoden auf die Analyse vereinfachter Modelle beschränken, die nur Spin-Bahn Kopplungen enthalten, welche die U(1) Symmetrie erhalten und damit eine Rashba Kopplung ausschließen. Wir versuchen diese bisher bestehende L{\"u}cke zu schließen und untersuchen das Kane-Mele Hubbard (KMH) Modell mit Rashba Spin-Bahn Kopplung und präsentieren eine systematische Analyse des Effekts der Rashba Spin-Bahn Kopplung in einem korrelierten zweidimensionalen topologischen Isolator. Wir wenden die VCA auf dieses Problem an und bestimmen das Phasendiagramm mit Wechselwirkung durch die Berechnung der lokalen Zustandsdichte, der Magnetisierung, der Einteilchenspektralfunktion und der Randzustände. Nach einer ausf{\"u}hrlichen Auswertung des KMH-Modells, bei erhaltener U(1) Symmetrie, finden wir auch f{\"u}r endliche Wechselwirkung, dass eine zusätzliche Rashba Kopplung zu neuen elektronischen Phasen f{\"u}hrt, wie eine metallische Phase und eine topologische Isolatorphase ohne Bandl{\"u}cke in der lokalen Zustandsdichte, die aber eine direkte Bandl{\"u}cke f{\"u}r jeden Wellenvektor besitzt. F{\"u}r eine Klasse von 5d Übergangsmetallen untersuchen wir ein KMH ähnliches Modell mit multidirektionaler Spin-Bahn Kopplung, das wegen seiner Relevanz f{\"u}r die Natrium-Iridate (engl. sodium iridate) als SI Modell bezeichnet wird. Diese intrinsische Kopplung bricht die SU(2) Symmetrie bereits vollständig und dennoch erhält man wegen der speziellen Form f{\"u}r starke Wechselwirkung wieder einen rotationssymmetrischen Néel-AFM Isolator. Der topologische Isolator des SIH-Modells ist adiabatisch mit dem des KMH-Modells verbunden, jedoch sind die Randströme hier nicht mehr spinpolarisiert. Wir verallgemeinern das Konzept der Klein-Transformation, das bereits erfolgreich auf Spin-Hamiltonians angewandt wurde, und wenden es auf ein Hubbard-Modell mit rein imaginären spinabhängigen H{\"u}pfen an, das im Grenzfall unendlicher Wechselwirkung in das Kitaev-Heisenberg Modell {\"u}bergeht. Dadurch erhält man ein Modell des Dreiecksgitters mit reellen spinunabhängigen H{\"u}pfen, das aber eine mehratomige Einheitszelle besitzt. F{\"u}r schwache Wechselwirkung ist das System ein Dirac Halbmetall und f{\"u}r starke Wechselwirkung erhält man eine 120◦-Néel antiferromagnetische Ordnung. F{\"u}r mittlere Wechselwirkung findet man aber einen relativ großen Bereich in dem eine nichtmagnetische Isolatorphase stabil ist. Unsere Ergebnisse deuten auf die mögliche Existenz einer Quanten Spinfl{\"u}ssigkeit hin.},
  subject      = {Hexagonaler Kristall},
  language  = {de}
}
@phdthesis{Werner2014,
  author    = {Werner, Jan},
  title     = {Numerical Simulations of Heavy Fermion Systems: From He-3 Bilayers to Topological Kondo Insulators},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-112039},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2014},
  abstract  = {Even though heavy fermion systems have been studied for a long time, a strong interest in heavy fermions persists to this day. While the basic principles of local moment formation, Kondo effect and formation of composite quasiparticles leading to a Fermi liquid, are under- stood, there remain many interesting open questions. A number of issues arise due to the interplay of heavy fermion physics with other phenomena like magnetism and superconduc- tivity. In this regard, experimental and theoretical investigations of He-3 can provide valuable insights. He-3 represents a unique realization of a quantum liquid. The fermionic nature of He-3 atoms, in conjunction with the absence of long-range Coulomb repulsion, makes this material an ideal model system to study Fermi liquid behavior. Bulk He-3 has been investigated for quite some time. More recently, it became possible to prepare and study layered He-3 systems, in particular single layers and bilayers. The pos- sibility of tuning various physical properties of the system by changing the density of He-3 and using different substrate materials makes layers of He-3 an ideal quantum simulator for investigating two-dimensional Fermi liquid phenomenology. In particular, bilayers of He-3 have recently been found to exhibit heavy fermion behavior. As a function of temperature, a crossover from an incoherent state with decoupled layers to a coherent Fermi liquid of composite quasiparticles was observed. This behavior has its roots in the hybridization of the two layers. The first is almost completely filled and subject to strong correlation effects, while the second layer is only partially filled and weakly correlated. The quasiparticles are formed due to the Kondo screening of localized moments in the first layer by the second-layer delocalized fermions, which takes place at a characteristic temperature scale, the coherence scale Tcoh. Tcoh can be tuned by changing the He-3 density. In particular, at a certain critical filling, the coherence scale is expected to vanish, corresponding to a divergence of the quasiparticle effective mass, and a breakdown of the Kondo effect at a quantum critical point. Beyond the critical point, the layers are decoupled. The first layer is a local moment magnet, while the second layer is an itinerant overlayer. However, already at a filling smaller than the critical value, preempting the critical point, the onset of a finite sample magnetization was observed. The character of this intervening phase remained unclear. Motivated by these experimental observations, in this thesis the results of model calcula- tions based on an extended Periodic Anderson Model are presented. The three particle ring exchange, which is the dominant magnetic exchange process in layered He-3, is included in the model. It leads to an effective ferromagnetic interaction between spins on neighboring sites. In addition, the model incorporates the constraint of no double occupancy by taking the limit of large local Coulomb repulsion. By means of Cellular DMFT, the model is investigated for a range of values of the chemical potential µ and inverse temperature β = 1/T . The method is a cluster extension to the Dy- namical Mean-Field Theory (DMFT), and allows to systematically include non-local correla- tions beyond the DMFT. The auxiliary cluster model is solved by a hybridization expansion CTQMC cluster solver, which provides unbiased, numerically exact results for the Green's function and other observables of interest. As a first step, the onset of Fermi liquid coherence is studied. At low enough temperature, the self-energy is found to exhibit a linear dependence on Matsubara frequency. Meanwhile, the spin susceptibility crossed over from a Curie-Weiss law to a Pauli law. Both observations serve as fingerprints of the Fermi liquid state. The heavy fermion state appears at a characteristic coherence scale Tcoh. This scale depends strongly on the density. While it is rather high for small filling, for larger filling Tcoh is increas- ingly suppressed. This involves a decreasing quasiparticle residue Z ∼ Tcoh and an enhanced mass renormalization m∗/m ∼ Tcoh-1. Extrapolation leads to a critical filling, where the co- herence scale is expected to vanish at a quantum critical point. At the same time, the effective mass diverges. This corresponds to a breakdown of the Kondo effect, which is responsible for the formation of quasiparticles, due to a vanishing of the effective hybridization between the layers. Taking only single-site DMFT results into account, the above scenario seems plausible. However, paramagnetic DMFT neglects the ring exchange interaction completely. In or- der to improve on this, Cellular DMFT simulations are conducted for small clusters of size Nc = 2 and 3. The results paint a different physical picture. The ring exchange, by favor- ing a ferromagnetic alignment of spins, competes with the Kondo screening. As a result, strong short-range ferromagnetic fluctuations appear at larger values of µ. By lowering the temperature, these fluctuations are enhanced at first. However, for T < Tcoh they are increas- ingly suppressed, which is consistent with Fermi liquid coherence. However, beyond a certain threshold value of µ, fluctuations persist to the lowest temperatures. At the same time, while not apparent in the DMFT results, the total occupation n increases quite strongly in a very narrow range around the same value of µ. The evolution of n with µ is always continuous, but hints at a discontinuity in the limit Nc → ∞. This first-order transition breaks the Kondo effect. Beyond the transition, a ferromagnetic state in the first layer is established, and the second layer becomes a decoupled overlayer. These observations provide a quite appealing interpretation of the experimental results. As a function of chemical potential, the Kondo breakdown quantum critical point is preempted by a first-order transition, where the layers decouple and the first layer turns into a ferromagnet. In the experimental situation, where the filling can be tuned directly, the discontinuous transition is mirrored by a phase separation, which interpolates between the Fermi liquid ground state at lower filling and the magnetic state at higher filling. This is precisely the range of the intervening phase found in the experiments, which is characterized by an onset of a finite sample magnetization. Besides the interplay of heavy fermion physics and magnetic exchange, recently the spin- orbit coupling, which is present in many heavy fermion materials, attracted a lot of interest. In the presence of time-reversal symmetry, due to spin-orbit coupling, there is the possibility of a topological ground state. It was recently conjectured that the energy scale of spin-orbit coupling can become dom- inant in heavy fermion materials, since the coherence scale and quasiparticle bandwidth are rather small. This can lead to a heavy fermion ground state with a nontrivial band topology; that is, a topological Kondo insulator (TKI). While being subject to strong correlation effects, this state must be adiabatically connected to a non-interacting, topological state. The idea of the topological ground state realized in prototypical Kondo insulators, in par- ticular SmB6, promises to shed light on some of the peculiarities of these materials, like a residual conductivity at the lowest temperatures, which have remained unresolved so far. In this work, a simple two-band model for two-dimensional topological Kondo insulators is devised, which is based on a single Kramer's doublet coupled to a single conduction band. The model is investigated in the presence of a Hubbard interaction as a function of interaction strength U and inverse temperature β. The bulk properties of the model are obtained by DMFT, with a hybridization expansion CTQMC impurity solver. The DMFT approximation of a local self-energy leads to a very simple way of computing the topological invariant. The results show that with increasing U the system can be driven through a topological phase transition. Interestingly, the transition is between distinct topological insulating states, namely the Γ-phase and M-phase. This appearance of different topological phases is possible due to the symmetry of the underlying square lattice. By adiabatically connecting both in- teracting states with the respective non-interacting state, it is shown that the transition indeed drives the system from the Γ-phase to the M-phase. A different behavior can be observed by pushing the bare position of the Kramer's doublet to higher binding energies. In this case, the non-interacting starting point has a trivial band topology. By switching on the interaction, the system can be tuned through a quantum phase transition, with a closing of the band gap. Upon reopening of the band gap, the system is in the Γ-phase, i. e. a topological insulator. By increasing the interaction strength further, the system moves into a strongly correlated regime. In fact, close to the expected transition to the M phase, the mass renormalization becomes quite substantial. While absent in the para- magnetic DMFT simulations conducted, it is conceivable that instead of a topological phase transition, the system undergoes a time-reversal symmetry breaking, magnetic transition. The regime of strong correlations is studied in more detail as a function of temperature, both in the bulk and with open boundary conditions. A quantity which proved very useful is the bulk topological invariant Ns, which can be generalized to finite interaction strength and temperature. In particular, it can be used to define a temperature scale T ∗ for the onset of the topological state. Rescaling the results for Ns, a nice data collapse of the results for different values of U, from the local moment regime to strongly mixed valence, is obtained. This hints at T ∗ being a universal low energy scale in topological Kondo insulators. Indeed, by comparing T ∗ with the coherence scale extracted from the self-energy mass renormalization, it is found that both scales are equivalent up to a constant prefactor. Hence, the scale T ∗ obtained from the temperature dependence of topological properties, can be used as an independent measure for Fermi liquid coherence. This is particularly useful in the experimentally relevant mixed valence regime, where charge fluctuations cannot be neglected. Here, a separation of the energy scales related to spin and charge fluctuations is not possible. The importance of charge fluctuations becomes evident in the extent of spectral weight transfer as the temperature is lowered. For mixed valence, while the hybridization gap emerges, a substantial amount of spectral weight is shifted from the vicinity of the Fermi level to the lower Hubbard band. In contrast, this effect is strongly suppressed in the local moment regime. In addition to the bulk properties, the spectral function for open boundaries is studied as a function of temperature, both in the local moment and mixed valence regime. This allows an investigation of the emergence of topological edge states with temperature. The method used here is the site-dependent DMFT, which is a generalization of the conventional DMFT to inhomogeneous systems. The hybridization expansion CTQMC algorithm is used as impurity solver. By comparison with the bulk results for the topological quantity Ns, it is found that the temperature scale for the appearance of the topological edge states is T ∗, both in the mixed valence and local moment regime.},
  subject      = {Fermionensystem},
  language  = {en}
}