TY - JOUR A1 - Kacic, Patrick A1 - Thonfeld, Frank A1 - Gessner, Ursula A1 - Kuenzer, Claudia T1 - Forest structure characterization in Germany: novel products and analysis based on GEDI, Sentinel-1 and Sentinel-2 data JF - Remote Sensing N2 - Monitoring forest conditions is an essential task in the context of global climate change to preserve biodiversity, protect carbon sinks and foster future forest resilience. Severe impacts of heatwaves and droughts triggering cascading effects such as insect infestation are challenging the semi-natural forests in Germany. As a consequence of repeated drought years since 2018, large-scale canopy cover loss has occurred calling for an improved disturbance monitoring and assessment of forest structure conditions. The present study demonstrates the potential of complementary remote sensing sensors to generate wall-to-wall products of forest structure for Germany. The combination of high spatial and temporal resolution imagery from Sentinel-1 (Synthetic Aperture Radar, SAR) and Sentinel-2 (multispectral) with novel samples on forest structure from the Global Ecosystem Dynamics Investigation (GEDI, LiDAR, Light detection and ranging) enables the analysis of forest structure dynamics. Modeling the three-dimensional structure of forests from GEDI samples in machine learning models reveals the recent changes in German forests due to disturbances (e.g., canopy cover degradation, salvage logging). This first consistent data set on forest structure for Germany from 2017 to 2022 provides information of forest canopy height, forest canopy cover and forest biomass and allows estimating recent forest conditions at 10 m spatial resolution. The wall-to-wall maps of the forest structure support a better understanding of post-disturbance forest structure and forest resilience. KW - forest KW - forest structure Germany KW - canopy height KW - Global Ecosystem Dynamics Investigation KW - GEDI KW - Sentinel-1 KW - Sentinel-2 KW - random forest regression Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-313727 SN - 2072-4292 VL - 15 IS - 8 ER - TY - THES A1 - Philipp, Marius Balthasar T1 - Quantifying the Effects of Permafrost Degradation in Arctic Coastal Environments via Satellite Earth Observation T1 - Quantifizierung der Effekte von Permafrost Degradation in Arktischen Küstenregionen mittels Satelliten-gestützter Erdbeobachtung N2 - Permafrost degradation is observed all over the world as a consequence of climate change and the associated Arctic amplification, which has severe implications for the environment. Landslides, increased rates of surface deformation, rising likelihood of infrastructure damage, amplified coastal erosion rates, and the potential turnover of permafrost from a carbon sink to a carbon source are thereby exemplary implications linked to the thawing of frozen ground material. In this context, satellite earth observation is a potent tool for the identification and continuous monitoring of relevant processes and features on a cheap, long-term, spatially explicit, and operational basis as well as up to a circumpolar scale. A total of 325 articles published in 30 different international journals during the past two decades were investigated on the basis of studied environmental foci, remote sensing platforms, sensor combinations, applied spatio-temporal resolutions, and study locations in an extensive review on past achievements, current trends, as well as future potentials and challenges of satellite earth observation for permafrost related analyses. The development of analysed environmental subjects, utilized sensors and platforms, and the number of annually published articles over time are addressed in detail. Studies linked to atmospheric features and processes, such as the release of greenhouse gas emissions, appear to be strongly under-represented. Investigations on the spatial distribution of study locations revealed distinct study clusters across the Arctic. At the same time, large sections of the continuous permafrost domain are only poorly covered and remain to be investigated in detail. A general trend towards increasing attention in satellite earth observation of permafrost and related processes and features was observed. The overall amount of published articles hereby more than doubled since the year 2015. New sources of satellite data, such as the Sentinel satellites and the Methane Remote Sensing LiDAR Mission (Merlin), as well as novel methodological approaches, such as data fusion and deep learning, will thereby likely improve our understanding of the thermal state and distribution of permafrost, and the effects of its degradation. Furthermore, cloud-based big data processing platforms (e.g. Google Earth Engine (GEE)) will further enable sophisticated and long-term analyses on increasingly larger scales and at high spatial resolutions. In this thesis, a specific focus was put on Arctic permafrost coasts, which feature increasing vulnerability to environmental parameters, such as the thawing of frozen ground, and are therefore associated with amplified erosion rates. In particular, a novel monitoring framework for quantifying Arctic coastal erosion rates within the permafrost domain at high spatial resolution and on a circum-Arctic scale is presented within this thesis. Challenging illumination conditions and frequent cloud cover restrict the applicability of optical satellite imagery in Arctic regions. In order to overcome these limitations, Synthetic Aperture RADAR (SAR) data derived from Sentinel-1 (S1), which is largely independent from sun illumination and weather conditions, was utilized. Annual SAR composites covering the months June–September were combined with a Deep Learning (DL) framework and a Change Vector Analysis (CVA) approach to generate both a high-quality and circum-Arctic coastline product as well as a coastal change product that highlights areas of erosion and build-up. Annual composites in the form of standard deviation (sd) and median backscatter were computed and used as inputs for both the DL framework and the CVA coastal change quantification. The final DL-based coastline product covered a total of 161,600 km of Arctic coastline and featured a median accuracy of ±6.3 m to the manually digitized reference data. Annual coastal change quantification between 2017–2021 indicated erosion rates of up to 67 m per year for some areas based on 400 m coastal segments. In total, 12.24% of the investigated coastline featured an average erosion rate of 3.8 m per year, which corresponds to 17.83 km2 of annually eroded land area. Multiple quality layers associated to both products, the generated DL-coastline and the coastal change rates, are provided on a pixel basis to further assess the accuracy and applicability of the proposed data, methods, and products. Lastly, the extracted circum-Arctic erosion rates were utilized as a basis in an experimental framework for estimating the amount of permafrost and carbon loss as a result of eroding permafrost coastlines. Information on permafrost fraction, Active Layer Thickness (ALT), soil carbon content, and surface elevation were thereby combined with the aforementioned erosion rates. While the proposed experimental framework provides a valuable outline for quantifying the volume loss of frozen ground and carbon release, extensive validation of the utilized environmental products and resulting volume loss numbers based on 200 m segments are necessary. Furthermore, data of higher spatial resolution and information of carbon content for deeper soil depths are required for more accurate estimates. N2 - Als Folge des Klimawandels und der damit verbundenen „Arctic Amplification“ wird weltweit eine Degradation des Dauerfrostbodens (Permafrost) beobachtet, welche schwerwiegende Auswirkungen auf die Umwelt hat. Erdrutsche, erhöhte Oberflächen- verformungsraten, eine zunehmende Wahrscheinlichkeit von Infrastrukturschäden, verstärkte Küstenerosionsraten und die potenzielle Umwandlung von Permafrost von einer Kohlenstoffsenke in eine Kohlenstoffquelle sind dabei beispielhafte Auswirkun- gen im Zusammenhang mit dem Auftauen von gefrorenem Bodenmaterial. In diesem Kontext ist die Satelliten-gestützte Erdbeobachtung ein wirkmächtiges Werkzeug zur Identifizierung und kontinuierlichen Überwachung relevanter Prozesse und Merkmale auf einer kostengünstigen, langfristigen, räumlich expliziten und operativen Basis und auf einem zirkumpolaren Maßstab. Insgesamt 325 Artikel, die in den letzten zwei Jahrzehnten in 30 verschiedenen internationalen Zeitschriften veröffentlicht wurden, wurden auf Basis der adressierten Umweltschwerpunkte, Fernerkundungsplattformen, Sensorkombinationen, angewand- ten raum-zeitlichen Auflösungen und den Studienorten in einem umfassenden Überblick über vergangene Errungenschaften und aktuelle Trends untersucht. Zusätzlich wur- den zukünftige Potenziale und Herausforderungen der Satelliten-Erdbeobachtung für Permafrost-bezogene Analysen diskutiert. Auf die zeitliche Entwicklung der un- tersuchten Umweltthemen, eingesetzten Sensoren und Satelliten-Plattformen sowie die Zahl der jährlich erscheinenden Artikel wurde detailliert eingegangen. Studien zu atmosphärischen Eigenschaften und Prozessen, wie etwa der Freisetzung von Treibhaus- gasemissionen, waren stark unterrepräsentiert. Deutliche geografische Schlüssel-Gebiete, auf welche sich der Großteil der Studien konzentrierte, konnten in Untersuchungen zur räumlichen Verteilung der Studienorte identifiziert werden. Gleichzeitig sind große Teile des kontinuierlichen Permafrost-Gebiets nur spärlich abgedeckt und müssen noch im Detail untersucht werden. Es wurde ein allgemeiner Trend zu einer zunehmenden Aufmerksamkeit bezüglich der Satelliten-gestützten Erdbeobachtung von Permafrost und verwandten Prozessen und Merkmalen beobachtet. Die Gesamtzahl der veröf- fentlichten Artikel hat sich dabei seit dem Jahr 2015 mehr als verdoppelt. Neue Quellen für Satellitendaten, wie beispielweise die Sentinel-Satelliten und die Methane Remote Sensing LiDAR Mission (Merlin), sowie neuartige methodische Ansätze, wie Datenfusion und Deep Learning, werden dabei voraussichtlich unser Verständnis bzgl. des thermischen Zustands und der Verteilung von Permafrost-Vorkommen sowie die Auswirkungen seines Auftauens verbessern. Darüber hinaus werden Cloud-basierte Big-Data-Verarbeitungsplattformen (z.B. Google Earth Engine (GEE)) anspruchsvolle und langfristige Analysen in immer größeren Maßstäben und mit hoher räumlicher Auflösung erleichtern. In dieser Arbeit wurde ein besonderer Fokus auf arktische Permafrost-Küsten gelegt, die eine zunehmende Vulnerabilität gegenüber Umweltparametern wie dem Auftauen von gefrorenem Boden aufweisen und daher von verstärkten Erosionsraten betroffen sind. Ein neuartiger Ansatz zur Quantifizierung der arktischen Küstene- rosion innerhalb des Permafrost-Gebiets mit hoher räumlicher Auflösung und auf zirkum-arktischem Maßstab wird in dieser Dissertation präsentiert. Schwierige Be- leuchtungsbedingungen und häufige Bewölkung schränken die Anwendbarkeit optischer Satellitenbilder in arktischen Regionen ein. Um diese Einschränkungen zu überwinden, wurden Synthetic Aperture RADAR (SAR) Daten von Sentinel-1 (S1) verwendet, die weitgehend unabhängig von Sonneneinstrahlung und Wetterbedingungen sind. Jährli- che SAR-Komposite, welche die Monate Juni bis September abdecken, wurden mit einem Deep Learning (DL)-Ansatz und einer Change Vector Analysis (CVA)-Methode kombiniert, um sowohl ein qualitativ hochwertiges und zirkum-arktisches Küstenli- nienprodukt als auch ein Produkt für die Änderungsraten (Erosion und küstennahe Aggregation von Sedimenten) der Küste zu generieren. Jährliche Satelliten-Komposite in Form von der Standardabweichung (sd) und des Medians der SAR Rückstreuung wurden hierbei berechnet und als Eingabedaten sowohl für den DL-Ansatz als auch für die Quantifizierung der CVA-basierten Küstenänderung verwendet. Das endgül- tige DL-basierte Küstenlinienprodukt deckt insgesamt 161.600 km der arktischen Küstenlinie ab und wies eine Median-Abweichung von ±6,3 m gegenüber den ma- nuell digitalisierten Referenzdaten auf. Im Zuge der Quantifizierung von jährlichen Küstenveränderungen zwischen 2017 und 2021 konnten Erosionsraten von bis zu 67 m pro Jahr und basierend auf 400 m Küstenabschnitten identifiziert werden. Insgesamt wiesen 12,24% der untersuchten Küstenlinie eine durchschnittliche Erosionsrate von 3,8 m pro Jahr auf, was einer jährlichen erodierten Landfläche von 17,83 km2 entspricht. Mehrere Qualitäts-Datensätze, die beiden Produkten zugeordnet sind, wurden auf Pixelbasis bereitgestellt, um die Genauigkeit und Anwendbarkeit der präsentierten Daten, Methoden und Produkte weiter einordnen zu können. Darüber hinaus wurden die extrahierten zirkum-arktischen Erosionsraten als Grund- lage in einem experimentellen Ansatz verwendet, um die Menge an Permafrost-Verlust und Kohlenstofffreistzung als Konsequenz der erodierten Permafrost-Küsten abzu- schätzen. Dabei wurden Informationen zu Permafrost-Anteil, Active Layer Thickness (ALT), Höhenmodellen und der Menge an im Boden gespeichertem Kohlenstoff mit den oben genannten Erosionsraten kombiniert. Während der präsentierte experimentelle Ansatz einen wertvollen Ausgangspunkt für die Quantifizierung des Volumenverlusts von gefrorenem Boden und der Kohlenstofffreisetzung darstellt, ist eine umfassende Validierung der verwendeten Umweltprodukte und der resultierenden Volumenzah- len erforderlich. Zusätzlich werden für genauere Abschätzungen Daten mit höherer räumlicher Auflösung und Informationen zum Kohlenstoffgehalt für tiefere Bodentiefen benötigt. KW - Dauerfrostboden KW - Synthetische Apertur KW - Deep learning KW - Erosion KW - Satellit KW - Synthetic Aperture RADAR KW - Circumpolar KW - Arctic KW - Permafrost KW - Satellite Earth Observation KW - Change Vector Analysis Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-345634 ER - TY - JOUR A1 - Reiners, Philipp A1 - Sobrino, José A1 - Kuenzer, Claudia T1 - Satellite-derived land surface temperature dynamics in the context of global change — a review JF - Remote Sensing N2 - Satellite-derived Land Surface Temperature (LST) dynamics have been increasingly used to study various geophysical processes. This review provides an extensive overview of the applications of LST in the context of global change. By filtering a selection of relevant keywords, a total of 164 articles from 14 international journals published during the last two decades were analyzed based on study location, research topic, applied sensor, spatio-temporal resolution and scale and employed analysis methods. It was revealed that China and the USA were the most studied countries and those that had the most first author affiliations. The most prominent research topic was the Surface Urban Heat Island (SUHI), while the research topics related to climate change were underrepresented. MODIS was by far the most used sensor system, followed by Landsat. A relatively small number of studies analyzed LST dynamics on a global or continental scale. The extensive use of MODIS highly determined the study periods: A majority of the studies started around the year 2000 and thus had a study period shorter than 25 years. The following suggestions were made to increase the utilization of LST time series in climate research: The prolongation of the time series by, e.g., using AVHRR LST, the better representation of LST under clouds, the comparison of LST to traditional climate change measures, such as air temperature and reanalysis variables, and the extension of the validation to heterogenous sites. KW - remote sensing KW - land surface temperature KW - temperature KW - dynamics KW - global change KW - climate change KW - global warming KW - earth observation KW - review Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-311120 SN - 2072-4292 VL - 15 IS - 7 ER - TY - JOUR A1 - Kunz, Julius A1 - Ullmann, T. A1 - Kneisel, C. A1 - Baumhauer, R. T1 - Three-dimensional subsurface architecture and its influence on the spatiotemporal development of a retrogressive thaw slump in the Richardson Mountains, Northwest Territories, Canada JF - Arctic, Antarctic, and Alpine Research N2 - The development of retrogressive thaw slumps (RTS) is known to be strongly influenced by relief-related parameters, permafrost characteristics, and climatic triggers. To deepen the understanding of RTS, this study examines the subsurface characteristics in the vicinity of an active thaw slump, located in the Richardson Mountains (Western Canadian Arctic). The investigations aim to identify relationships between the spatiotemporal slump development and the influence of subsurface structures. Information on these were gained by means of electrical resistivity tomography (ERT) and ground-penetrating radar (GPR). The spatiotemporal development of the slump was revealed by high-resolution satellite imagery and unmanned aerial vehicle–based digital elevation models (DEMs). The analysis indicated an acceleration of slump expansion, especially since 2018. The comparison of the DEMs enabled the detailed balancing of erosion and accumulation within the slump area between August 2018 and August 2019. In addition, manual frost probing and GPR revealed a strong relationship between the active layer thickness, surface morphology, and hydrology. Detected furrows in permafrost table topography seem to affect the active layer hydrology and cause a canalization of runoff toward the slump. The three-dimensional ERT data revealed a partly unfrozen layer underlying a heterogeneous permafrost body. This may influence the local hydrology and affect the development of the RTS. The results highlight the complex relationships between slump development, subsurface structure, and hydrology and indicate a distinct research need for other RTSs. KW - retrogressive thaw slump KW - permafrost KW - spatiotemporal slump development KW - near-surface geophysics KW - remote sensing Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-350147 SN - 1523-0430 VL - 55 IS - 1 ER - TY - JOUR A1 - Meister, Julia A1 - von Suchodoletz, Hans A1 - Zeeden, Christian T1 - Preface: Quaternary research from and inspired by the first virtual DEUQUA conference JF - E&G Quaternary Science Journal N2 - No abstract available. KW - DEUQUA KW - vDEUQUA2021 KW - preface Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-350157 VL - 72 IS - 2 ER - TY - JOUR A1 - Schäfer, Christian A1 - Fäth, Julian A1 - Kneisel, Christof A1 - Baumhauer, Roland A1 - Ullmann, Tobias T1 - Multidimensional hydrological modeling of a forested catchment in a German low mountain range using a modular runoff and water balance model JF - Frontiers in Forests and Global Change N2 - Sufficient plant-available water is one of the most important requirements for vital, stable, and well-growing forest stands. In the face of climate change, there are various approaches to derive recommendations considering tree species selection based on plant-available water provided by measurements or simulations. Owing to the small-parcel management of Central European forests as well as small-spatial variation of soil and stand properties, in situ data collection for individual forest stands of large areas is not feasible, considering time and cost effort. This problem can be addressed using physically based modeling, aiming to numerically simulate the water balance. In this study, we parameterized, calibrated, and verified the hydrological multidimensional WaSiM-ETH model to assess the water balance at a spatial resolution of 30 m in a German forested catchment area (136.4 km2) for the period 2000–2021 using selected in situ data, remote sensing products, and total runoff. Based on the model output, drought-sensitive parameters, such as the difference between potential and effective stand transpiration (Tdiff) and the water balance, were deduced from the model, analyzed, and evaluated. Results show that the modeled evapotranspiration (ET) correlated significantly (R2 = 0.80) with the estimated ET using MODIS data (MOD16A2GFv006). Compared with observed daily, monthly, and annual runoff data, the model shows a good performance (R2: 0.70|0.77|0.73; Kling–Gupta efficiency: 0.59|0.62|0.83; volumetric efficiency: 0.52|0.60|0.83). The comparison with in situ data from a forest monitoring plot, established at the end of 2020, indicated good agreement between observed and simulated interception and soil water content. According to our results, WaSiM-ETH is a potential supplement for forest management, owing to its multidimensionality and the ability to model soil water balance for large areas at comparable high spatial resolution. The outputs offer, compared to non-distributed models (like LWF-Brook90), spatial differentiability, which is important for small-scale parceled forests, regarding stand structure and soil properties. Due to the spatial component offered, additional verification possibilities are feasible allowing a reliable and profound verification of the model and its parameterization. KW - forest ecology KW - forest hydrology KW - WaSiM-ETH KW - drought stress indicators KW - beech Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-357358 VL - 6 ER - TY - JOUR A1 - Buchelt, Sebastian A1 - Blöthe, Jan Henrik A1 - Kuenzer, Claudia A1 - Schmitt, Andreas A1 - Ullmann, Tobias A1 - Philipp, Marius A1 - Kneisel, Christof T1 - Deciphering small-scale seasonal surface dynamics of rock glaciers in the Central European Alps using DInSAR time series JF - Remote Sensing N2 - The Essential Climate Variable (ECV) Permafrost is currently undergoing strong changes due to rising ground and air temperatures. Surface movement, forming characteristic landforms such as rock glaciers, is one key indicator for mountain permafrost. Monitoring this movement can indicate ongoing changes in permafrost; therefore, rock glacier velocity (RGV) has recently been added as an ECV product. Despite the increased understanding of rock glacier dynamics in recent years, most observations are either limited in terms of the spatial coverage or temporal resolution. According to recent studies, Sentinel-1 (C-band) Differential SAR Interferometry (DInSAR) has potential for monitoring RGVs at high spatial and temporal resolutions. However, the suitability of DInSAR for the detection of heterogeneous small-scale spatial patterns of rock glacier velocities was never at the center of these studies. We address this shortcoming by generating and analyzing Sentinel-1 DInSAR time series over five years to detect small-scale displacement patterns of five high alpine permafrost environments located in the Central European Alps on a weekly basis at a range of a few millimeters. Our approach is based on a semi-automated procedure using open-source programs (SNAP, pyrate) and provides East-West displacement and elevation change with a ground sampling distance of 5 m. Comparison with annual movement derived from orthophotos and unpiloted aerial vehicle (UAV) data shows that DInSAR covers about one third of the total movement, which represents the proportion of the year suited for DInSAR, and shows good spatial agreement (Pearson R: 0.42–0.74, RMSE: 4.7–11.6 cm/a) except for areas with phase unwrapping errors. Moreover, the DInSAR time series unveils spatio-temporal variations and distinct seasonal movement dynamics related to different drivers and processes as well as internal structures. Combining our approach with in situ observations could help to achieve a more holistic understanding of rock glacier dynamics and to assess the future evolution of permafrost under changing climatic conditions. KW - Sentinel-1 KW - DInSAR KW - rock glaciers KW - seasonal dynamics KW - periglacial KW - feature tracking Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-362939 SN - 2072-4292 VL - 15 IS - 12 ER - TY - JOUR A1 - Fleuchaus, Paul A1 - Blum, Philipp A1 - Wilde, Martina A1 - Terhorst, Birgit A1 - Butscher, Christoph T1 - Retrospective evaluation of landslide susceptibility maps and review of validation practice JF - Environmental Earth Sciences N2 - Despite the widespread application of landslide susceptibility analyses, there is hardly any information about whether or not the occurrence of recent landslide events was correctly predicted by the relevant susceptibility maps. Hence, the objective of this study is to evaluate four landslide susceptibility maps retrospectively in a landslide-prone area of the Swabian Alb (Germany). The predictive performance of each susceptibility map is evaluated based on a landslide event triggered by heavy rainfalls in the year 2013. The retrospective evaluation revealed significant variations in the predictive accuracy of the analyzed studies. Both completely erroneous as well as very precise predictions were observed. These differences are less attributed to the applied statistical method and more to the quality and comprehensiveness of the used input data. Furthermore, a literature review of 50 peer-reviewed articles showed that most landslide susceptibility analyses achieve very high validation scores. 73% of the analyzed studies achieved an area under curve (AUC) value of at least 80%. These high validation scores, however, do not reflect the high uncertainty in statistical susceptibility analysis. Thus, the quality assessment of landslide susceptibility maps should not only comprise an index-based, quantitative validation, but also an additional qualitative plausibility check considering local geomorphological characteristics and local landslide mechanisms. Finally, the proposed retrospective evaluation approach cannot only help to assess the quality of susceptibility maps and demonstrate the reliability of such statistical methods, but also identify issues that will enable the susceptibility maps to be improved in the future. KW - landslides KW - hazard maps KW - predictive performance KW - review KW - Swabian Alb Y1 - 2021 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-308911 SN - 1866-6280 SN - 1866-6299 VL - 80 ER - TY - THES A1 - Kanmegne Tamga, Dan Emmanuel T1 - Modelling Carbon Sequestration of Agroforestry Systems in West Africa using Remote Sensing T1 - Modellierung der Kohlenstoffbindung von agroforstwirtschaftlichen Systemen in Westafrika mittels Fernerkundung N2 - The production of commodities such as cocoa, rubber, oil palm and cashew, is the main driver of deforestation in West Africa (WA). The practiced production systems correspond to a land managment approach referred to as agroforestry systems (AFS), which consist of managing trees and crops on the same unit of land.Because of the ubiquity of trees, AFS reported as viable solution for climate mitigation; the carbon sequestrated by the trees could be estimated with remote sensing (RS) data and methods and reported as emission reduction efforts. However, the diversity in AFS in relation to their composition, structure and spatial distribution makes it challenging for an accurate monitoring of carbon stocks using RS. Therefore, the aim of this research is to propose a RS-based approach for the estimation of carbon sequestration in AFS across the climatic regions of WA. The main objectives were to (i) provide an accurate classification map of AFS by modelling the spatial distribution of the classification error; (ii) estimate the carbon stock of AFS in the main climatic regions of WA using RS data; (iii) evaluate the dynamic of carbon stocks within AFS across WA. Three regions of interest (ROI) were defined in Cote d'Ivoire and Burkina Faso, one in each climatic region of WA namely the Guineo-Congolian, Guinean and Sudanian, and three field campaigns were carried out for data collection. The collected data consisted of reference points for image classification, biometric tree measurements (diameter, height, species) for biomass estimation. A total of 261 samples were collected in 12 AFS across WA. For the RS data, yearly composite images from Sentinel-1 and -2 (S1 and S2), ALOS-PALSAR and GEDI data were used. A supervised classification using random forest (RF) was implemented and the classification error was assessed using the Shannon entropy generated from the class probabilities. For carbon estimation, different RS data, machine learning algorithms and carbon reference sources were compared for the prediction of the aboveground biomass in AFS. The assessment of the carbon dynamic was carried between 2017 and 2021. An average carbon map was genrated and use as reference for the comparison of annual carbon estimations, using the standard deviation as threshold. As far as the results are concerned, the classification accuracy was higher than 0.9 in all the ROIs, and AFS were mainly represented by rubber (38.9%), cocoa (36.4%), palm (10.8%) in the ROI-1, mango (15.2%) and cashew (13.4%) in ROI-2, shea tree (55.7%) and African locust bean (28.1%) in ROI-3. However, evidence of misclassification was found in cocoa, mango, and shea butter. The assessment of the classification error suggested that the error level was higher in the ROI-3 and ROI-1. The error generated from the entropy was able to reduced the level of misclassification by 63% with 11% of loss of information. Moreover, the approach was able to accuretely detect encroachement in protected areas. On carbon estimation, the highest prediction accuracy (R²>0.8) was obtained for a RF model using the combination of S1 and S2 and AGB derived from field measurements. Predictions from GEDI could only be used as reference in the ROI-1 but resulted in a prediction error was higher in cashew, mango, rubber and cocoa plantations, and the carbon stock level was higher in African locust bean (43.9 t/ha), shea butter (15 t/ha), cashew (13.8 t/ha), mango (12.8 t/ha), cocoa (7.51 t/ha) and rubber (7.33 t/ha). The analysis showed that carbon stock is determined mainly by the diameter (R²=0.45) and height (R²=0.13) of trees. It was found that crop plantations had the lowest biodiversity level, and no significant relationship was found between the considered biodiversity indices and carbon stock levels. The assessment of the spatial distribution of carbon sources and sinks showed that cashew plantations are carbon emitters due to firewood collection, while cocoa plantations showed the highest potential for carbon sequestration. The study revealed that Sentinel data could be used to support a RS-based approach for modelling carbon sequestration in AFS. Entropy could be used to map crop plantations and to monitor encroachment in protected areas. Moreover, field measurements with appropriate allometric models could ensure an accurate estimation of carbon stocks in AFS. Even though AFS in the Sudanian region had the highest carbon stocks level, there is a high potential to increase the carbon level in cocoa plantations by integrating and/or maintaining forest trees. N2 - Die Produktion von Rohstoffen wie Kakao, Kautschuk, Ölpalmen und Cashew ist die Hauptursache fur die Entwaldung in Westafrika (WA). Die verwendeten Produktionssyteme entsprechen einem Landbewirtschaftungskonzept, welches als Agroforstsysteme (AFS) bezeichnet wird und darin besteht, Baume und Nutzpflanzen auf der gleichen Landeinheit zu bewirtschaften. Aufgrund der kohlenstoffbindung durch Baumen sind AFS als praktikable Losung fur den Klimaschutz anerkannt, die Vielfalt der AFS in Bezug auf ihre Zusammensetzung, Struktur un raumliche Verteilung erschwert jedoch eine genaue Schatzung der Kohlenstoffvorrate. Hier konnen Daten und Methoden der satellitenbasierten Erdbeobachtung ansetzten. Ziel dieser Forschungsarbeit ist es daher, einen fernerkundungs-basierten Ansatz fur die Schatzung der Kohlenstoffbindung in AFS in den Klimaregionen von WA vorzuschlagen. Die Hauptziele waren (i) die Erstellung einer genauen Klassifizierungskarte von AFS durch Modellierung der raumlichen verteilung des Klassifizierungsfehlers; (ii) die Shatzung des Kohlenstoffbestands von AFS in den wichtigsten Klimaregionen von WA unter Verwendung von Fernerkundungs-daten (RS); (iii) die Bewertung der raumlichen Verteilung von Kohlenstoffquellen und -senken innerhalb von AFS in ganz WA. Fur jede Klimaregion in West Afrika wurden drei Regionen von Interesse (ROI) festgelegt, namlich die guineisch-kongolesische (ROI 1), die guineische (ROI 2) und die sudanesische Region (ROI 3) in Côte d'Ivoire und Burkina Faso, und es wurden drei Feldkampagnen zur Datenerhebung durchgefuhrt. Die gesammelten Daten bestanden aus Referenzpunkten fur die Bildklassifizierung und biometrischen Messungen (Durchmesser, Hohe, Artname) zur Schatzung der Biomasse. Insgesamt wurden 261 Proben in 12 AFS in ganz WA gesammelt. Fur die RS-Daten wurden jahrliche Komposite von Sentinel-1 und -2 (s1 und S3), ALOS-PALSAR und GEDI-Daten verwendet. Es wurde eine uberwachte Klassifizierung mit Random Forest (RF) algorithmus durch gefuhrt, und der Klassifizierungsfehler wurde anhand der aus den Klassenwahrscheinlichkeiten generierten Shannon-Entropie bewertet. Fur die Kohlenstoffschatzung wurden verschiedene RS-Daten, Algorithmen fur maschinelles Lernen und Kohlenstoff-Referenzquellen fur die Vorhesage des Kohlenstoffs in AFS verglichen. Die Bewertung der raumlichen Verteilung von Kohlenstoffsenken und -quellen basierte auf der Bewertung von Anomalien in der Kohlenstoffdynamik zwischen 2017 und 2021. Es wurde eine Karte zum durchschnittliche gebundenen Kohkenstoff erstellt, und die jahrliche Differenz wurde verwendet, um Kohlenstoffsenken und -quellen zu identifizieren. Die Klassifizierungsgenauigkeit war in allen ROI hoher als 0.9, in der Region dominierten Kautschuk (38.9%), Kakao (36.4%), Palme (10.8%) in ROI-1, Mango (15.2%) und Cashew (13.4%) in ROI-2, Sheabaum (55.7%) und Johannisbrot (28.1%) in ROI-3. Hinweise auf eine Fehlklassifizierung wurden vor allem bei Kakao, Mango un Sheabutter gefunden. Die Bewertung des Klassifizierungsfehlers ergab, dass das Fehlerniveau in ROI-3 und ROI-1 hoher war. Der aus der Entropie generiete Fehler konnte das Ausmass der Fehlklassifizierung reduzieren, ohne die gut klassifizierten Pixel zu beeintrachtigen. Ausserdem war der Ansatz in der Lage, Eingriffe in Schutzgebiete zuverlassig un akkurat zu erkennen. Was die Kohlenstoffschatzung betrifft, so wrude die hochste Vorhersagegenauigkeit (R²> 0.8)bei der Kombination von S1 und S2 mit Random Forest und AGB aus Feldmessungen erzielt. Vorhersagen von GEDI konnten nur als Referenz in der ROI verwendet werden, fuhrten aber zu einem Vorhersagefehler bei Cashew-, Mango-, Kautschuk- und Kakaoplantagen hoher war und der Kohlenstoffbestand bei Johannisbrot (43.9t/ha), Sheabutter (15 t/ha), Cashew (13.8 t/ha), Mango (12.8t/ha), Kakao (7.51 t/ha) und Kautschuk (7.33 t/ha) hoher war. Die Analyse zeigte, dass der Kohlenstoffbestand hauptsachlich durch den Durchmesser (R²=0.45) und die Hohe (R²=0.13) der Baume beeinflusst wird. Zudem wurde festgestellt, dass Plantagenkulturen die geringste Biodiversitat aufweisen, und es wurde kein signifikanter Zusammenhang zwischen Biodiversitatsindizes und Kohlenstoffvorraten festgestellt. Die Bewertung der raumlichen Verteilung von Kohlenstoffquellen und -senken zeigte, dass Cashew ein Kohlenstoffemittent ist, da in dieser Region Brennholz gesammelt wird, wahrend Kakaoplantagen wichtige Kohlenstoffsenken sind. Die Studie ergab zudem, dass Sentinel-Daten zur Unterstutzung eines RS-basierten Ansatzes fur die Modellierung der Kohlenstoffbindung in AFS verwendet werden konnten. Die Entropie konnte zur Kartierung von Anbauplantagen und zur uberwachen von Schutzgebiete verwendet werden. Daruber hinaus gewahrleisten feldmessungen mit geeigneten allometrischen Modellen eine genaue Schatzung der Kohlenstoffvorrate in AFS. Die AFS in der sudanesischen Region weisen die hochsten Kohlenstoffvorrate auf, aber es besteht die Moglichkeit, den Kohlenstoffgehalt in Kakaoplantagen durch die Integration und/oder Erhaltung von Waldbaumen zu erhoehen. KW - Sequestrierung KW - Fernerkundung KW - Westafrika KW - carbon sequestration KW - agroforestry systems KW - remote sensing KW - West Africa Y1 - 2024 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:bvb:20-opus-369269 ER -