@phdthesis{Imhof2023,
  author    = {Imhof, Stefan Michael},
  title     = {The effects of non-Hermiticity and non-linearity on topological phenomena investigated in electric networks},
  doi       = {10.25972/OPUS-32332},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-323329},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Topological phenomena known from solid state physics have been transferred to a variety of other classical and quantum systems. Due to the equivalence of the Hamiltonian matrix describing tight binding models and the grounded circuit Laplacian describing an electrical circuit we can investigate such phenomena in circuits. By implementing different Hermitian topological models general suggestions on designing those types of circuit are worked out with the aim of minimizing unwanted coupling effects and parasitic admittances in the circuit. Here the existence and the spatial profile of topological states as well as the band structure of the model can be determined. Due to the complex nature of electric admittance the investigations can be directly expanded to systems with broken Hermiticity. The particular advantages of the experimental investigation of non-exclusively topological phenomena by means of electric circuits come to light in the realization of non-Hermitian and non-linear models. Here we find limitation of the Hermitian bulk-boundary correspondence principle, purely real eigenvalues in non-Hermitian PT-symmetrical systems and edge localization of all eigenstates in non-Hermitian and non-reciprocal systems, which in literature is termed the non-Hermitian skin effect. When systems obeying non-linear equations are studied, the grounded circuit Laplacian based on the Fourier-transform cannot be applied anymore. By combination of the connectivity of a topological system together with non-linear van der Pol oscillators self-activated and self-sustained topological edge oscillations can be found. These robust high frequency sinusoidal edge oscillations differ significantly from low frequency relaxation oscillations, which can be found in the bulk of the system.},
  subject      = {Metamaterial},
  language  = {en}
}
@phdthesis{Stuehler2023,
  author    = {St{\"u}hler, Rudolf Raul Albert},
  title     = {Growth and Spectroscopy of the Two-dimensional Topological Insulator Bismuthene on SiC(0001)},
  doi       = {10.25972/OPUS-32008},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-320084},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {A plethora of novel material concepts are currently being investigated in the condensed matter research community. Some of them hold promise to shape our everyday world in a way that silicon-based semiconductor materials and the related development of semiconductor devices have done in the past. In this regard, the last decades have witnessed an explosion of studies concerned with so called ''quantum materials'' with emerging novel functionalities. These could eventually lead to new generations of electronic and/or spintronic devices. One particular material class, the so called topological materials, play a central role. As far as their technological applicability is concerned, however, they are still facing outstanding challenges to date. Predicted for the first time in 2005 and experimentally verified in 2007, two-dimensional topological insulators (2D TIs) (a.k.a. quantum spin Hall insulators) exhibit the outstanding property of hosting spin-polarized metallic states along the boundaries of the insulating 2D bulk material, which are protected from elastic single-particle backscattering and give rise to the quantum spin Hall effect (QSHE). Owing to these peculiar properties the QSHE holds promise for dissipationless charge and/or spin transport. However, also in today's best 2D TIs the observation of the QSHE is still limited to cryogenic temperatures of maximum 100 K. Here, the discovery of bismuthene on SiC(0001) has marked a milestone towards a possible realization of the QSHE at or beyond room-temperature owing to the massively increased electronic bulk energy gap on the order of 1 eV. This thesis is devoted to and motivated by the goal of advancing its synthesis and to build a deeper understanding of its one-particle and two-particle electronic properties that goes beyond prior work. Regarding the aspect of material synthesis, an improved growth procedure for bismuthene is elaborated that increases the domain size of the material considerably (by a factor of ≈ 3.2 - 6.5 compared to prior work). The improved film quality is an important step towards any future device application of bismuthene, but also facilitates all further basic studies of this material. Moreover, the deposition of magnetic transition metals (Mn and Co) on bismuthene is investigated. Thereby, the formation of ordered magnetic Bi-Mn/Co alloys is realized, their structure is resolved with scanning tunneling microscopy (STM), and their pristine electronic properties are resolved with scanning tunneling spectroscopy (STS) and photoemission spectroscopy (PES). It is proposed that these ordered magnetic Bi-Mn/Co-alloys offer the potential to study the interplay between magnetism and topology in bismuthene in the future. In this thesis, a wide variety of spectroscopic techniques are employed that aim to build an understanding of the single-particle, as well as two-particle level of description of bismuthene's electronic structure. The techniques involve STS and angle-resolved PES (ARPES) on the one hand, but also optical spectroscopy and time-resolved ARPES (trARPES), on the other hand. Moreover, these experiments are accompanied by advanced numerical modelling in form of GW and Bethe-Salpeter equation calculations provided by our theoretical colleagues. Notably, by merging many experimental and theoretical techniques, this work sets a benchmark for electronic structure investigations of 2D materials in general. Based on the STS studies, electronic quasi-particle interferences in quasi-1D line defects in bismuthene that are reminiscent of Fabry-P{\´e}rot states are discovered. It is shown that they point to a hybridization of two pairs of helical boundary modes across the line defect, which is accompanied by a (partial) lifting of their topological protection against elastic single-particle backscattering. Optical spectroscopy is used to reveal bismuthene's two-particle elecronic structure. Despite its monolayer thickness, a strong optical (two-particle) response due to enhanced electron-hole Coulomb interactions is observed. The presented combined experimental and theoretical approach (including GW and Bethe-Salpeter equation calculations) allows to conclude that two prominent optical transitions can be associated with excitonic transitions derived from the Rashba-split valence bands of bismuthene. On a broader scope this discovery might promote further experiments to elucidate links of excitonic and topological physics. Finally, the excited conduction band states of bismuthene are mapped in energy and momentum space employing trARPES on bismuthene for the first time. The direct and indirect band gaps are succesfully extracted and the effect of excited charge carrier induced gap-renormalization is observed. In addition, an exceptionally fast excited charge carrier relaxation is identified which is explained by the presence of a quasi-metallic density of states from coupled topological boundary states of domain boundaries.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{CrespoVidal2023,
  author    = {Crespo Vidal, Can Raphael},
  title     = {Spectroscopic investigation of the three-dimensional topological insulators (MnBi\(_2\)Te\(_4\))(Bi\(_2\)Te\(_3\))\(_n\) and HgTe: band structure, orbital symmetries, and influence of the cation \(d\)-states},
  doi       = {10.25972/OPUS-31293},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-312931},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {This thesis examines the electronic properties of two materials that promise the realization and observation of novel exotic quantum phenomena. For this purpose, angle-resolved photoemission forms the experimental basis for the investigation of the electronic properties. Furthermore, the magnetic order is investigated utilizing X-ray dichroism measurements. First, the bulk and surface electronic structure of epitaxially grown HgTe in its three-dimensional topological insulator phase is investigated. In this study, synchrotron radiation is used to address the three-dimensional band structure and orbital composition of the bulk states by employing photon-energy-dependent and polarization-dependent measurements, respectively. In addition, the topological surface state is examined on in situ grown samples using a laboratory photon source. The resulting data provide a means to experimentally localize the bulk band inversion in momentum space and to evidence the momentum-dependent change in the orbital character of the inverted bulk states. Furthermore, a rather new series of van der Waals compounds, (MnBi\(_2\)Te\(_4\))(Bi\(_2\)Te\(_3\))\(_n\), is investigated. First, the magnetic properties of the first two members of the series, MnBi\(_2\)Te\(_4\) and MnBi\(_4\)Te\(_7\), are studied via X-ray absorption-based techniques. The topological surface state on the two terminations of MnBi\(_4\)Te\(_7\) is analyzed using circular dichroic, photon-energy-dependent, and spin-resolved photoemission. The topological state on the (MnBi\(_2\)Te\(_4\))-layer termination shows a free-standing Dirac cone with its Dirac point located in the bulk band gap. In contrast, on the (Bi\(_2\)Te\(_3\))-layer termination the surface state hybridizes with the bulk valences states, forming a spectral weight gap, and exhibits a Dirac point that is buried within the bulk continuum. Lastly, the lack of unambiguous evidence in the literature showing a temperature-dependent mass gap opening in these magnetic topological insulators is discussed through MnBi\(_2\)Te\(_4\).},
  subject      = {ARPES},
  language  = {en}
}
@phdthesis{Bauernfeind2023,
  author    = {Bauernfeind, Maximilian Josef Xaver},
  title     = {Epitaxy and Spectroscopy of Two-Dimensional Adatom Systems: the Elemental Topological Insulator Indenene on SiC},
  doi       = {10.25972/OPUS-31166},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-311662},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Two-dimensional (2D) topological insulators are a new class of materials with properties that are promising for potential future applications in quantum computers. For example, stanene represents a possible candidate for a topological insulator made of Sn atoms arranged in a hexagonal lattice. However, it has a relatively fragile low-energy spectrum and sensitive topology. Therefore, to experimentally realize stanene in the topologically non-trivial phase, a suitable substrate that accommodates stanene without compromising these topological properties must be found. A heterostructure consisting of a SiC substrate with a buffer layer of adsorbed group-III elements constitutes a possible solution for this problem. In this work, 2D adatom systems of Al and In were grown epitaxially on SiC(0001) and then investigated structurally and spectroscopically by scanning tunneling microscopy (STM) and photoelectron spectroscopy. Al films in the high coverage regime \( (\Theta_{ML}\approx2\) ML\( ) \) exhibit unusually large, triangular- and rectangular-shaped surface unit cells. Here, the low-energy electron diffraction (LEED) pattern is brought into accordance with the surface topography derived from STM. Another Al reconstruction, the quasi-one-dimensional (1D) Al phase, exhibits a striped surface corrugation, which could be the result of the strain imprinted by the overlayer-substrate lattice mismatch. It is suggested that Al atoms in different surface areas can occupy hexagonal close-packed and face-centered cubic lattice sites, respectively, which in turn lead to close-packed transition regions forming the stripe-like corrugations. On the basis of the well-known herringbone reconstruction from Au(111), a first structural model is proposed, which fits well to the structural data from STM. Ultimately, however, thermal treatments of the sample could not generate lower coverage phases, i.e. in particular, a buffer layer structure. Strong metallic signatures are found for In high coverage films \( (\Theta_{ML}\approx3\) to \(2\) ML\() \) by scanning tunneling spectroscopy (STS) and angle-resolved photoelectron spectroscopy (ARPES), which form a \( (7\times7) \), \( (6\times4\sqrt{3}) \), and \( (4\sqrt{3}\times4\sqrt{3}) \) surface reconstruction. In all these In phases electrons follow the nearly-free electron model. Similar to the Al films, thermal treatments could not obtain the buffer layer system. Surprisingly, in the course of this investigation a triangular In lattice featuring a \( (1\times1) \) periodicity is observed to host massive Dirac-like bands at \( K/K^{\prime} \) in ARPES. Based on this strong electronic similarity with graphene at the Brillouin zone boundary, this new structure is referred to as \textit{indenene}. An extensive theoretical analysis uncovers the emergence of an electronic honeycomb network based on triangularly arranged In \textit{p} orbitals. Due to strong atomic spin-orbit coupling and a comparably small substrate-induced in-plane inversion symmetry breaking this material system is rendered topologically non-trivial. In indenene, the topology is intimately linked to a bulk observable, i.e., the energy-dependent charge accumulation sequence within the surface unit cell, which is experimentally exploited in STS to confirm the non-trivial topological character. The band gap at \( K/K^{\prime} \), a signature of massive Dirac fermions, is estimated by ARPES to approximately 125 meV. Further investigations by X-ray standing wave, STM, and LEED confirm the structural properties of indenene. Thus, this thesis presents the growth and characterization of the novel quantum spin Hall insulator material indenene.},
  subject      = {Dreiecksgitter},
  language  = {en}
}
@phdthesis{Tcakaev2023,
  author    = {Tcakaev, Abdul-Vakhab},
  title     = {Soft X-ray Spectroscopic Study of Electronic and Magnetic Properties of Magnetic Topological Insulators},
  doi       = {10.25972/OPUS-30378},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-303786},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {After the discovery of three-dimensional topological insulators (TIs), such as tetradymite chalcogenides Bi\$_2\$Se\$_3\$, Bi\$_2\$Te\$_3\$ and Sb\$_2\$Te\$_3\$ - a new class of quantum materials characterized by their unique surface electronic properties - the solid state community got focused on topological states that are driven by strong electronic correlations and magnetism. An important material class is the magnetic TI (MTI) exhibiting the quantum anomalous Hall (QAH) effect, i.e. a dissipationless quantized edge-state transport in the absence of external magnetic field, originating from the interplay between ferromagnetism and a topologically non-trivial band structure. The unprecedented opportunities offered by these new exotic materials open a new avenue for the development of low-dissipation electronics, spintronics, and quantum computation. However, the major concern with QAH effect is its extremely low onset temperature, limiting its practical application. To resolve this problem, a comprehensive understanding of the microscopic origin of the underlying ferromagnetism is necessary. V- and Cr-doped (Bi,Sb)\$_2\$Te\$_3\$ are the two prototypical systems that have been widely studied as realizations of the QAH state. Finding microscopic differences between the strongly correlated V and Cr impurities would help finding a relevant model of ferromagnetic coupling and eventually provide better control of the QAH effect in these systems. Therefore, this thesis first focuses on the V- and Cr-doped (Bi,Sb)\$_2\$Te\$_3\$ systems, to better understand these differences. Exploiting the unique capabilities of x-ray absorption spectroscopy and magnetic circular dichroism (XAS/XMCD), combined with advanced modeling based on multiplet ligand-field theory (MLFT), we provide a detailed microscopic insight into the local electronic and magnetic properties of these systems and determine microscopic parameters crucial for the comparison with theoretical models, which include the \$d\$-shell filling, spin and orbital magnetic moments. We find a strongly covalent ground state, dominated by the superposition of one and two Te-ligand-hole configurations, with a negligible contribution from a purely ionic 3+ configuration. Our findings indicate the importance of the Te \$5p\$ states for the ferromagnetism in (Bi, Sb)\$_2\$Te\$_3\$ and favor magnetic coupling mechanisms involving \$pd\$-exchange. Using state-of-the-art density functional theory (DFT) calculations in combination with XMCD and resonant photoelectron spectroscopy (resPES), we reveal the important role of the \$3d\$ impurity states in mediating magnetic exchange coupling. Our calculations illustrate that the kind and strength of the exchange coupling varies with the impurity \$3d\$-shell occupation. We find a weakening of ferromagnetic properties upon the increase of doping concentration, as well as with the substitution of Bi at the Sb site. Finally, we qualitatively describe the origin of the induced magnetic moments at the Te and Sb sites in the host lattice and discuss their role in mediating a robust ferromagnetism based on a \$pd\$-exchange interaction scenario. Our findings reveal important clues to designing higher \$T_{\text{C}}\$ MTIs. Rare-earth ions typically exhibit larger magnetic moments than transition-metal ions and thus promise the opening of a wider exchange gap in the Dirac surface states of TIs, which is favorable for the realization of the high-temperature QAH effect. Therefore, we have further focused on Eu-doped Bi\$_2\$Te\$_3\$ and scrutinized whether the conditions for formation of a substantial gap in this system are present by combining spectroscopic and bulk characterization methods with theoretical calculations. For all studied Eu doping concentrations, our atomic multiplet analysis of the \$M_{4,5}\$ x-ray absorption and magnetic circular dichroism spectra reveals a Eu\$^{2+}\$ valence, unlike most other rare earth elements, and confirms a large magnetic moment. At temperatures below 10 K, bulk magnetometry indicates the onset of antiferromagnetic ordering. This is in good agreement with DFT results, which predict AFM interactions between the Eu impurities due to the direct overlap of the impurity wave functions. Our results support the notion of antiferromagnetism coexisting with topological surface states in rare-earth doped Bi\$_2\$Te\$_3\$ and corroborate the potential of such doping to result in an antiferromagnetic TI with exotic quantum properties. The doping with impurities introduces disorder detrimental for the QAH effect, which may be avoided in stoichiometric, well-ordered magnetic compounds. In the last part of the thesis we have investigated the recently discovered intrinsic magnetic TI (IMTI) MnBi\$_6\$Te\$_{10}\$, where we have uncovered robust ferromagnetism with \$T_{\text{C}} \approx 12\$ K and connected its origin to the Mn/Bi intermixing. Our measurements reveal a magnetically intact surface with a large moment, and with FM properties similar to the bulk, which makes MnBi\$_6\$Te\$_{10}\$ a promising candidate for the QAH effect at elevated temperatures. Moreover, using an advanced ab initio MLFT approach we have determined the ground-state properties of Mn and revealed a predominant contribution of the \$d^5\$ configuration to the ground state, resulting in a \$d\$-shell electron occupation \$n_d = 5.31\$ and a large magnetic moment, in excellent agreement with our DFT calculations and the bulk magnetometry data. Our results together with first principle calculations based on the DFT-GGA\$+U\$, performed by our collaborators, suggest that carefully engineered intermixing plays a crucial role in achieving a robust long-range FM order and therefore could be the key for achieving enhanced QAH effect properties. We expect our findings to aid better understanding of MTIs, which is essential to help increasing the temperature of the QAH effect, thus facilitating the realization of low-power electronics in the future.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Jung2023,
  author    = {Jung, Johannes},
  title     = {Wechselwirkungen zwischen Kantenzust{\"a}nden auf dem topologisch kristallinen Isolator Pb\(_{1-x}\)Sn\(_x\)Se},
  doi       = {10.25972/OPUS-29861},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-298616},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2023},
  abstract  = {Einerseits besteht die einfachste M{\"o}glichkeit zum Ladungs- und Informationstransport zwischen zwei Punkten in deren direkter Verbindung durch eindimensionale Kan{\"a}le. Andererseits besitzen topologische Materialien exotische und {\"a}ußerst vorteilhafte Eigenschaften, weshalb es nahe liegt, dass schon bald neue Anwendungen aus ihnen realisiert werden. Wenn diese beiden Entwicklungen zusammenkommen, dann ist ein grundlegendes Verst{\"a}ndnis von Quanteninterferenz oder Hybridisierungseffekten in eindimensionalen, topologischen Kan{\"a}len von fundamentaler Wichtigkeit. Deshalb werden in der vorliegenden Arbeit Wechselwirkungen von eindimensionalen, topologisch gesch{\"u}tzten Kantenzust{\"a}nden, die an ungeradzahligen Stufenkanten auf der (001)-Oberfl{\"a}che von Pb1-xSnxSe auftreten, untersucht. Aufgrund der lateralen Lokalisierung auf wenige Nanometer um eine Stufenkante herum und der Notwendigkeit zwischen gerad- und ungeradzahligen Stufenkantenh{\"o}hen zu unterscheiden, bieten sich die Rastertunnelmikroskopie und -spektroskopie als Methoden an. Die neu entdeckten Kopplungs- bzw. Wechselwirkungseffekte zwischen benachbarten Kantenzust{\"a}nden treten auf, sobald der Stufe zu Stufe Abstand einen kritischen Wert von dkri ≈ 25nm unterschreitet. Dieses Kriterium kann durch verschiedene r{\"a}umliche Anordnungen von Stufenkanten erf{\"u}llt werden. Infolgedessen werden sich kreuzende, parallel verlaufende und zusammenlaufende Stufenkanten genauer untersucht. Bei letzteren ver{\"a}ndert sich entlang der Struktur kontinuierlich der Abstand und damit die Kopplungsst{\"a}rke zwischen den beiden Randkan{\"a}len. Infolgedessen wurden drei Koppelungsregime identifiziert. (I) Ausgehend von einer schwachen Wechselwirkung zeigt der f{\"u}r die Kantenzust{\"a}nde charakteristische Peak im Spektrum zun{\"a}chst eine Verbreiterung und Verminderung der Intensit{\"a}t. (II) Mit weiter zunehmender Wechselwirkung beginnt sich der Zustand in zwei Peaks aufzuspalten, sodass ab dkri ≈ 15nm an beiden Stufenkanten durchgehen eine Doppelpeak zu beobachten ist . Mit weiter abnehmendem Abstand erreicht die Aufspaltung Werte von einigen 10 meV, w{\"a}hrend sich die Intensit{\"a}t weiter reduziert. (III) Sobald zwei Stufenkanten weniger als etwa 5nm voneinander getrennt sind, konvergieren aufgrund der schwindenden Intensit{\"a}t und des sinkenden energetischen Abstands der beiden Peaks zu den van Hove Singularit{\"a}ten die Spektren an den Stufenkanten gegen das Spektrum {\"u}ber einer Terrasse. i Die Aufspaltung verl{\"a}uft in den Bereichen I und II asymmetrisch, d. h. ein Peak verbleibt ungef{\"a}hr bei der Ausgangsenergie, w{\"a}hrend der andere mit zunehmender Kopplung immer weiter weg schiebt. Bez{\"u}glich der Asymmetrie kann kein Unterschied festgestellt werden, ob die zusammenlaufenden Stufenkanten eine Insel oder Fehlstelleninsel bilden oder ob die Stufenkanten sogar g{\"a}nzlich parallel verlaufen. Es zeigt sich keine Pr{\"a}ferenz, ob zun{\"a}chst der niederenergetische oder der hochenergetische Peak schiebt. Erst im Regime starker Kopplung (III) kann beobachtet werden, dass beide Peaks die Ausgangsenergie deutlich verlassen. Im Gegensatz dazu kann bei sich kreuzenden Stufen ein erheblicher Einfluss der Geometrie, in Form des eingeschlossenen Winkels, auf das Spektrum beobachtet werden. Unabh{\"a}ngig vom Winkel existiert am Kreuzungspunkt selbst kein Kantenzustand mehr. Die Zust{\"a}nde an den vier Stufen beginnen, abh{\"a}ngig vom Winkel, etwa 10-15nm vor dem Kreuzungspunkt abzuklingen. {\"U}berraschenderweise zeigt sich dabei, dass im Fall rechtwinkliger Stufen gar keine Aufspaltung zu beobachten ist, w{\"a}hrend bei allen anderen Winkeln ein Doppelpeak festgestellt werden kann. Diese Entdeckung deutet auf Orthogonalit{\"a}t bez{\"u}glich einer Quantenzahl bei den beteiligten Kantenzust{\"a}nde hin. Neben einer nur theoretisch vorhergesagten Spinpolarisation kann dieser Effekt auch von dem orbitalem Charakter der beteiligten Dirac-Kegel verursacht sein. Da der topologische Schutz in Pb1-xSnxSe durch Kristallsymmetrien garantiert ist, wird als letzter intrinsischer Effekt der Einfluss von eindimensionalen Defekten auf die Kantenzust{\"a}nde untersucht. Ber{\"u}cksichtigt werden dabei ein nicht n{\"a}her klassifizierbarer, oberfl{\"a}chennaher Defekt und Schraubversetzungen. In beiden F{\"a}llen kann ebenfalls eine Aufspaltung des Kantenzustands in einen Doppelpeak gezeigt werden. Im zweiten Teil dieser Arbeit werden die Grundlagen f{\"u}r eine Wiederverwendung von (Pb,Sn)Se-Oberfl{\"a}chen bei zuk{\"u}nftige Experimenten mit (magnetischen) Adatomen geschaffen. Durch Kombination von Inoenzerst{\"a}ubung und Tempern wird dabei nicht nur eine gereinigte Oberfl{\"a}che erzeugt, sondern es kann auch das Ferminiveau gezielt erh{\"o}ht oder gesenkt werden. Dieser Effekt beruht auf eine Modifikation der Sn- Konzentration und der von ihr kontrollierten Anzahl an Defektelektronen. Als letztes sind erste Messungen an Cu- und Fe-dotierte Proben gezeigt. Durch die Adatome tritt eine n-Dotierung auf, welche den Dirac-Punkt des Systems in Richtung des Ferminiveaus verschiebt. Sobald er dieses erreicht hat kommt es zu Wechselwirkungsph{\"a}nomenen an freistehenden Stufenkanten. Dies f{\"u}hrt zu einer Doppelpeakstruktur mit einer feinen Aufspaltung von wenigen meV. Das Ph{\"a}nomen ist auf ein schmales Energiefenster beschr{\"a}nkt, bei dem die Lage des Dirac-Punkts nur etwa 5 meV (in beide Richtungen) von der des Ferminiveaus abweichen darf.},
  subject      = {Topologischer Isolator},
  language  = {de}
}
@phdthesis{Hajer2022,
  author    = {Hajer, Jan},
  title     = {Mercury Telluride Nanowires for Topological Quantum Transport},
  doi       = {10.25972/OPUS-29322},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-293222},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Novel appraches to the molecular beam epitaxy of core-shell nanowires in the group II telluride material system were explored in this work. Significant advances in growth spurred the development of a flexible and reliable platform for a charge transport characterization of the topological insulator HgTe in a tubular nanowire geometry. The transport results presented provide an important basis for the design of future studies that strive for the experimental realization of topological charge transport in the quantum wire limit.},
  subject      = {Quecksilbertellurid},
  language  = {en}
}
@phdthesis{Schmitt2022,
  author    = {Schmitt, Fabian Bernhard},
  title     = {Transport properties of the three-dimensional topological insulator mercury telluride},
  doi       = {10.25972/OPUS-29173},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-291731},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {The subject of this thesis is the investigation of the transport properties of topological and massive surface states in the three-dimensional topological insulator Hg(Mn)Te. These surface states give rise to a variety of extraordinary transport phenomena, making this material system of great interest for research and technological applications. In this connection, many physical properties of the topological insulator Hg(Mn)Te still require in-depth exploration. The overall aim of this thesis is to analyze the quantum transport of HgTe-based devices ranging from hundreds of micrometers (macroscopic) down to a few micrometers in size (microscopic) in order to extend the overall understanding of surface states and the possibilities of their manipulation. In order to exploit the full potential of our high-quality heterostructures, it was necessary to revise and improve the existing lithographic fabrication process of macroscopic three-dimensional Hg(Mn)Te samples. A novel lithographic standard recipe for the fabrication of the HgTe-based macrostructures was developed. This recipe includes the use of an optimized Hall bar design and wet etching instead of etching with high-energy \(\mathrm{{Ar^{+}}}\)-ions, which can damage the samples. Further, a hafnium oxide insulator is applied replacing the SiO\(_{2}\)/Si\(_{3}\)N\(_{4}\) dielectric in order to reduce thermal load. Moreover, the devices are metallized under an alternating angle to avoid discontinuities of the metal layers over the mesa edges. It was revealed that the application of gate-dielectric and top-gate metals results in n-type doping of the devices. This phenomenon could be attributed to quasi-free electrons tunneling from the trap states, which form at the interface cap layer/insulator, through the cap into the active layer. This finding led to the development of a new procedure to characterize wafer materials. It was found that the optimized lithographic processing steps do not unintentionally react chemically with our heterostructures, thus avoiding a degradation of the quality of the Hg(Mn)Te layer. The implementation of new contact structures Ti/Au, In/Ti/Au, and Al/Ti/Au did not result in any improvement compared to the standard structure AuGe/Au. However, a novel sample recipe could be developed, resulting in an intermixing of the contact metals (AuGe and Au) and fingering of metal into the mesa. The extent of the quality of the ohmic contacts obtained through this process has yet to be fully established. This thesis further deals with the lithographic realization of three-dimensional HgTe-based microstructures measuring only a few micrometer in size. Thus, these structures are in the order of the mean free path and the spin relaxation length of topological surface state electrons. A lithographic process was developed enabling the fabrication of nearly any desired microscopic device structure. In this context, two techniques suitable for etching microscopic samples were realized, namely wet etching and the newly established inductively coupled plasma etching. While wet etching was found to preserve the crystal quality of the active layer best, inductively coupled plasma etching is characterized by high reproducibility and excellent structural fidelity. Hence, the etching technique employed depends on the envisaged type of experiment. Magneto-transport measurements were carried out on the macroscopic HgTe-based devices fabricated by means of improved lithographic processing with respect to the transport properties of topological and massive surface states. It was revealed that due to the low charge carrier density present in the leads to the ohmic contacts, these regions can exhibit an insulating behavior at high magnetic fields and extremely low temperatures. As soon as the filling factor of the lowest Landau levels dropped below a critical value (\(\nu_{\mathrm{{c}}}\approx0.8\)), the conductance of the leads decreased significantly. It was demonstrated that the carrier density in the leads can be increased by the growth of modulation doping layers, a back-gate-electrode, light-emitting diode illumination, and by the application of an overlapping top-gate layout. This overlapping top-gate and a back-gate made it possible to manipulate the carrier density of the surface states on both sides of the Hg(Mn)Te layer independently. With this setup, it was identified that topological and massive surface states contribute to transport simultaneously in 3D Hg(Mn)Te. A model could be developed allowing the charge carrier systems populated in the sample to be determined unambiguously. Based on this model, the process of the re-entrant quantum Hall effect observed for the first time in three-dimensional topological insulators could be explained by an interplay of n-type topological and p-type massive surface states. A well-pronounced \(\nu=-1\rightarrow\nu=-2\rightarrow\nu=-1\) sequence of quantum Hall plateaus was found in manganese-doped HgTe-based samples. It is postulated that this is the condensed-matter realization of the parity anomaly in three-dimensional topological insulators. The actual nature of this phenomenon can be the subject of further research. In addition, the measurements have shown that inter-scattering occurs between counter-propagating quantum Hall edge states. The good quantization of the Hall conductance despite this inter-scattering indicates that only the unpaired edge states determine the transport properties of the system as a whole. The underlying inter-scattering mechanism is the topic of a publication in preparation. Furthermore, three-dimensional HgTe-based microstructures shaped like the capital letter "H" were investigated regarding spin transport phenomena. The non-local voltage signals occurring in the measurements could be attributed to a current-induced spin polarization of the topological surface states due to electrons obeying spin-momentum locking. It was shown that the strength of this non-local signal is directly connected to the magnitude of the spin polarization and can be manipulated by the applied top-gate voltage. It was found that in these microstructures, the massive surface and bulk states, unlike the topological surface states, cannot contribute to this spin-associated phenomenon. On the contrary, it was demonstrated that the population of massive states results in a reduction of the spin polarization, either due to the possible inter-scattering of massive and topological surface states or due to the addition of an unpolarized electron background. The evidence of spin transport controllable by a top-gate-electrode makes the three-dimensional material system mercury telluride a promising candidate for further research in the field of spintronics.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Fijalkowski2022,
  author    = {Fijalkowski, Kajetan Maciej},
  title     = {Electronic Transport in a Magnetic Topological Insulator (V,Bi,Sb)\(_2\)Te\(_3\)},
  doi       = {10.25972/OPUS-28230},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-282303},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {This thesis focuses on investigating magneto-transport properties of a ferromagnetic topological insulator (V,Bi,Sb)2Te3. This material is most famously known for exhibiting the quantum anomalous Hall effect, a novel quantum state of matter that has opened up possibilities for potential applications in quantum metrology as a quantum standard of resistance, as well as for academic investigations into unusual magnetic properties and axion electrodynamics. All of those aspects are investigated in the thesis.},
  subject      = {Topologischer Isolator},
  language  = {en}
}
@phdthesis{Strunz2022,
  author    = {Strunz, Jonas},
  title     = {Quantum point contacts in HgTe quantum wells},
  doi       = {10.25972/OPUS-27459},
  url       = {http://nbn-resolving.de/urn:nbn:de:bvb:20-opus-274594},
  school      = {Universit{\"a}t W{\"u}rzburg},
  year      = {2022},
  abstract  = {Quantenpunktkontakte (englisch: quantum point contacts, QPCs) sind eindimensionale Engstellen in einem ansonsten zweidimensionalen Elektronen- oder Lochsystem. Seit der erstmaligen Realisierung in GaAs-basierten zweidimensionalen Elektronengasen sind QPCs sukzessive zu einem Grundbestandteil mesoskopischer Physik geworden und erfahren in einer Vielzahl von Experimenten Anwendung. Jedoch ist es bis zur Anfertigung der vorliegenden Arbeit nicht gelungen, QPCs in der neuen Materialklasse der zweidimensionalen topologischen Isolatoren zu realisieren. In diesen Materialien tritt der sogenannte Quanten-Spin-Hall-Effekt (QSH-Effekt) auf, welcher sich durch die Ausbildung von leitf{\"a}higen, eindimensionalen sowie gleichermaßen spinpolarisierten Zust{\"a}nden an der Bauteilkante auszeichnet, w{\"a}hrend die restlichen Bereiche der Probe isolierend sind. Ein in einem zweidimensionalen topologischen Isolator realisierter QPC kann demgem{\"a}ß daf{\"u}r benutzt werden, die sich stets an der Bauteilkante befindlichen QSH-Randkan{\"a}le einander r{\"a}umlich anzun{\"a}hern, was beispielsweise die Untersuchung potentieller Wechselwirkungseffekte zwischen ebenjenen Randkan{\"a}len erm{\"o}glicht. Die vorliegende Arbeit beschreibt die erstmalig erfolgreich durchgef{\"u}hrte Implementierung einer QPC-Technologie in einem QSH-System. {\"U}berdies werden die neuartigen Bauteile experimentell charakterisiert sowie analysiert. Nach einer in Kapitel 1 erfolgten Einleitung der Arbeit besch{\"a}ftigt sich das nachfolgende Kapitel 2 zun{\"a}chst mit der besonderen Bandstruktur von HgTe. In diesem Kontext wird die Ausbildung der QSH-Phase f{\"u}r HgTe-Quantentr{\"o}ge mit einer invertierten Bandstruktur erl{\"a}utert, welche f{\"u}r deren Auftreten eine Mindesttrogdicke von d_QW > d_c = 6.3 nm aufweisen m{\"u}ssen. Im Anschluss wird das Konzept eines QPCs allgemein eingef{\"u}hrt sowie das zugeh{\"o}rige Transportverhalten analytisch beschrieben. {\"U}berdies werden die Einschr{\"a}nkungen und Randbedingungen diskutiert, welche bei der Realisierung eines QPCs in einem QSH-System Ber{\"u}cksichtigung finden m{\"u}ssen. Darauf folgt die Pr{\"a}sentation des eigens zur QPC-Herstellung entwickelten Lithographieprozesses, welcher auf einer mehrstufigen Anwendung eines f{\"u}r HgTe-Quantentrogstrukturen geeigneten nasschemischen {\"A}tzverfahrens beruht. Die im Nachgang diskutierten Transportmessungen exemplarischer Proben zeigen die erwartete Leitwertquantisierung in Schritten von ΔG ≈ 2e^2/h im Bereich des Leitungsbandes -- sowohl f{\"u}r eine topologische als auch f{\"u}r eine triviale (d_QW < d_c) QPC-Probe. Mit dem Erreichen der Bandl{\"u}cke saturiert der Leitwert f{\"u}r den topologischen QPC um G_QSH ≈ 2e^2/h, wohingegen ebenjener f{\"u}r den Fall des trivialen Bauteils auf G ≈ 0 abf{\"a}llt. Dar{\"u}ber hinaus belegen durchgef{\"u}hrte Messungen des differentiellen Leitwertes einer invertierten QPC-Probe in Abh{\"a}ngigkeit einer Biasspannung die stabile Koexistenz von topologischen und trivialen Transportmoden. Gegenstand von Kapitel 3 ist die Beschreibung der Ausbildung eines QSH-Interferometers in QPCs mit geringer Weite, welche unter Verwendung von Quantentr{\"o}gen mit einer Trogdicke von d_QW = 7 nm hergestellt werden. Die Diskussion von Bandstrukturrechnungen legt dar, dass die r{\"a}umliche Ausdehnung der Randkan{\"a}le von der jeweiligen Position der Fermi-Energie im Bereich der Bandl{\"u}cke abh{\"a}ngt. Hieraus resultiert eine Transportsituation, in welcher -- unter bestimmten Voraussetzungen -- Reservoir-Elektronen mit randomisiertem Spin an beide QSH-Randkan{\"a}le mit gleicher Wahrscheinlichkeit koppeln, was in der Ausbildung eines QSH-Rings resultiert. Diese Ringbildung wird im Rahmen eines durch Plausibilit{\"a}ts{\"u}berpr{\"u}fung getesteten Modells erkl{\"a}rt und spezifiziert. Danach erfolgt eine theoretische Einf{\"u}hrung von drei relevanten Quantenphasen, deren Akkumulation in der Folge f{\"u}r mehrere geeignete QPC-Proben nachgewiesen wird. Es handelt sich hierbei um die Aharonov-Bohm-Phase, um die dynamische Aharonov-Casher-Phase sowie um eine Spin-Bahn-Berry-Phase mit einem Wert von π. Diese experimentellen Ergebnisse stehen dar{\"u}ber hinaus im Einklang mit analytischen Modellbetrachtungen. Das anschließende Kapitel 4 stellt den letzten Teil der Arbeit dar und besch{\"a}ftigt sich mit der Beobachtung einer anomalen Leitwertsignatur, welche f{\"u}r QPC-Proben basierend auf einer Quantentrogdicke von d_QW = 10.5 nm auftritt. Diese Proben zeigen neben der durch die QSH-Phase bedingten Leitwertquantisierung von G_QSH ≈ 2e^2/h ein weiteres Leitwertplateau mit einem Wert von G ≈ e^2/h = 0.5 x G_QSH. Diese sogenannte 0.5-Anomalie ist nur f{\"u}r ein kleines Intervall von QPC-Weiten beobachtbar und wird mit zunehmender Bauteilweite abgeschw{\"a}cht. Weiterf{\"u}hrende Untersuchungen in Abh{\"a}ngigkeit der Temperatur sowie einer angelegten Biasspannung deuten dar{\"u}ber hinaus darauf hin, dass das Auftreten der 0.5-Anomalie mit einem modifizierten topologischen Zustand einhergeht. {\"U}berdies wird eine zus{\"a}tzliche sowie vervollst{\"a}ndigende Charakterisierung dieses Transportregimes durch die Realisierung eines neuartigen Bauteilkonzeptes m{\"o}glich, welches einen QPC in eine standardisierte Hall-Bar-Geometrie integriert. Das Ergebnis der experimentellen Analyse einer solchen Probe verkn{\"u}pft das Auftreten der 0.5-Anomalie mit der R{\"u}ckstreuung eines QSH-Randkanals. Demgem{\"a}ß wird aus Sicht des Einteilchenbildes geschlussfolgert, dass im Kontext der 0.5-Anomalie lediglich ein Randkanal transmittiert wird. Zudem werden zwei theoretische Modelle basierend auf Elektron-Elektron-Wechselwirkungen diskutiert, welche beide jeweils als urs{\"a}chlicher Mechanismus f{\"u}r das Auftreten der 0.5-Anomalie in Frage kommen. Abschließend ist zu deduzieren, dass die Implementierung einer QPC-Technologie in einem QSH-System eine bedeutende Entwicklung im Bereich der Erforschung von zweidimensionalen topologischen Isolatoren darstellt, welche eine Vielzahl zuk{\"u}nftiger Experimente erm{\"o}glicht. So existieren beispielsweise theoretische Vorhersagen, dass QPCs in einem QSH-System die Detektion von Majorana- sowie Para-Fermionen erm{\"o}glichen. {\"U}berdies ist die nachgewiesene Ausbildung eines QSH-Interferometers in geeigneten QPC-Proben eine Beobachtung von großer Folgewirkung. So erm{\"o}glicht die beobachtete dynamische Aharonov-Casher-Phase im QSH-Regime die kontrollierbare Modulation des topologischen Leitwertes, was die konzeptionelle Grundlage eines topologischen Transistors darstellt. Eine weitere Anwendungsm{\"o}glichkeit wird durch die Widerstandsf{\"a}higkeit geometrischer Phasen gegen{\"u}ber Dephasierung er{\"o}ffnet, wodurch die nachgewiesene Spin-Bahn-Berry-Phase mit einem Wert von π im Kontext potentieller Quantencomputerkonzepte von Interesse ist. Dar{\"u}ber hinaus ist die Transmission von nur einem QSH-Randkanal im Zuge des Auftretens der 0.5-Anomalie {\"a}quivalent zu 100 \% Spinpolarisierung, was einen Faktor essentieller Relevanz f{\"u}r die Realisierung spintronischer Anwendungen darstellt. Demgem{\"a}ß beinhaltet die vorliegende Arbeit den experimentellen Nachweis von drei unterschiedlichen Effekten, von welchen jedem einzelnen eine fundamentale Rolle im Rahmen der Entwicklung neuer Generationen logischer Bauelemente zukommen kann -- erm{\"o}glicht durch die Realisierung von QPCs in topologischen HgTe-Quantentr{\"o}gen.},
  subject      = {Topologischer Isolator},
  language  = {en}
}