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- N-7500-2014 (1)
The results of two analyses searching for supersymmetry (SUSY) in data of the ATLAS experiment are presented in this thesis. The data were recorded in proton-proton collisions at the Large Hadron Collider in 2012 at a centre of mass energy of \(\sqrt{s}\)=8 TeV and correspond to an integrated luminosity of 20.3 fb\(^{−1}\). The first search is performed in signatures containing an opposite-sign electron or muon pair, which is compatible with originating from a Z boson decay, in addition to jets and large missing transverse momentum. The analysis targets the production of squarks and gluinos in R-parity conserving (RPC) models with SUSY breaking via General Gauge Mediation (GGM). The main Standard Model (SM) backgrounds are \(t\overline t\), WW, W+t and Z to \(\tau \tau\) processes which are entirely estimated from data using different-flavour events. Besides that, the SM production of Z bosons in association with jets and large fake missing momentum from mismeasurements plays a role and is predicted with the data-driven jet smearing method. Backgrounds from events with fake leptons are estimated with the data-driven matrix method. WZ/ZZ production as well as smaller background contributions are determined from Monte-Carlo simulations. The search observes an excess of data over the SM prediction with a local significance of 3.0 \(\sigma\) in the electron channel, 1.7 \(\sigma\) in the muon channel and 3.0 \(\sigma\) when the two channels are added together. The results are used to constrain the parameters of the GGM model. The second analysis uses the already published results of an ATLAS search for SUSY in events with one isolated electron or muon, jets and missing transverse momentum to reinterpret them in the context of squark and gluino production in SUSY models with R-parity violating (RPV) \(LQ\overline D\)-operators. In contrast to RPC models, the lightest SUSY particle (LSP) is not stable but decays into SM particles. "Standard" analyses often do not consider SUSY models with RPV although they are in principle sensitive to them. The exclusion limits on the squark and gluino mass obtained from the reinterpretation extend up to 1200 GeV. These are the first results by any ATLAS SUSY search which systematically cover a wide range of RPV couplings in the case of prompt LSP decays. However, the analysis is not sensitive to the full parameter space of the \(LQ\overline D\)-model and reveals gaps in the ATLAS SUSY program which have to be closed by dedicated search strategies in the future.
In der klinischen Magnetresonanztomographie (MRT) spielt neben dem Bildkontrast und der räumlichen Auflösung, die Messzeit eine sehr wichtige Rolle. Auf Grund schneller Bildgebungsmethoden und technischer Fortschritte in der Geräteentwicklung konnten die Aufnahmezeiten bis auf wenige Sekunden reduziert werden. Somit wurde die MRT zu einem der wichtigsten Verfahren in der klinischen Diagnostik. Der größte Fortschritt für eine weitere Verkürzung der Aufnahmezeiten erfolgte durch die Einführung von Partiell-Parallelen-Akquisitions (PPA) Techniken in den späten 1990er Jahren. Inzwischen sind PPA-Verfahren etabliert und stehen auch für den Einsatz im klinischen Alltag zur Verfügung. Die Grundlage aller PPA-Verfahren bildet eine Anordnung von mehreren Empfangsdetektoren, welche gleichzeitig und unabhängig voneinander ein Objekt abbilden. Das Signal jedes einzelnen Detektors enthält dabei je nach Position eine gewisse räumliche Information. Eine Messzeitverkürzung wird im Allgemeinen dadurch erzielt, dass die Menge der aufzunehmenden Daten reduziert wird. Dies führt zu Fehler behafteten Bildern auf Grund von fehlenden Daten. Alle gängigen PPA-Verfahren benutzen die in der Detektoranordnung inhärente räumliche Information, um mit geeigneten Algorithmen die Fehler behafteten Bilder zu korrigieren. Die beiden erfolgreichsten Ansätze stellen momentan das "Sensitivity Encoding" (SENSE) Verfahren und die "Generalized Autocalibrating Partially Parallel Acquisitions" (GRAPPA) Methode dar. Die Leistungsfähigkeit von PPA-Methoden ist allerdings beschränkt. Zunächst begrenzt die Anzahl der Einzeldetektoren den maximal erreichbaren Messzeitgewinn. Weiterhin führt der Einsatz von PPA-Verfahren zu einer Verringerung des Signal-zu-Rausch-Verhältnis (englisch: signal-to-noise ratio, SNR). Im Allgemeinen ist das SNR um den Faktor der Wurzel des Beschleunigungsfaktors verringert. Ein zusätzlicher SNR-Verlust entsteht durch den Rekonstruktionsprozess und ist stark abhängig von der geometrischen Anordnung der Detektoren. Auf Grund dieser Verluste ist der Einsatz von PPA-Methoden auf Applikationen mit bereits hohem intrinsischen SNR beschränkt. In dieser Arbeit werden Erweiterungen von PPA-Verfahren vorgestellt, um deren Leistungsfähigkeit weiter zu verbessern. Der Schwerpunkt liegt dabei auf der selbstkalibrierenden GRAPPA-Methode, welche die fehlenden Daten im reziproken Bildraum, dem so genannten k-Raum, rekonstruiert. Zunächst wird der Einsatz von GRAPPA für die 3D-Bildgebung beschrieben. In der 3D-Bildgebung ist es für die Rekonstruktionsqualität von PPA-Methoden vorteilhaft, die Daten entlang zweier Raumrichtungen zu reduzieren. GRAPPA war bisher auf Experimente mit Datenrekonstruktion in nur einer Richtung beschränkt. Es wird gezeigt, dass sich durch Kombination mit SENSE der Vorteil einer zwei-dimensionalen Datenreduktion erstmals auch für GRAPPA benutzen lässt. Weiterhin wird eine Neuformulierung der GRAPPA-Rekonstruktion als Matrixoperation vorgestellt. Dieser Formalismus wird als GRAPPA-Operator Formalismus bezeichnet und erlaubt es, ein gemessenes Signal im k-Raum zu verschieben, um fehlende Daten zu rekonstruieren. Eigenschaften und Beziehungen zwischen unterschiedlichen Verschiebungen werden beschrieben und daraus resultierende Anwendungen für die 2D- und 3D-Bildgebung präsentiert. Im Allgemeinen arbeiten alle konventionellen PPA-Verfahren ausschließlich auf der Rekonstruktionsseite. Somit ist die Bildqualität und damit der erzielbare Messzeitgewinn nur durch die Geometrie der Detektoranordnung beeinflussbar. In der Mehrschicht-MRT lässt sich diese Abhängigkeit von der Detektoranordnung reduzieren, indem Bildartefakte bereits während der Datenaufnahme gezielt verändert werden. Auf diese Weise kann der SNR-Verlust aufgrund des Rekonstruktionsprozesses minimiert werden. Dieses Konzept der kontrollierten Einfaltungen (englisch: Controlled Aliasing in Parallel Imaging Results in Higher Acceleration, CAIPIRINHA) wird für den Einsatz in der dynamischen Herzbildgebung vorgestellt. Bei geringen Beschleunigungsfaktoren kann mit CAIPIRINHA im Gegensatz zu den üblichen PPA-Verfahren eine Bildqualität erzielt werden, welche keine signifikanten Einbußen gegenüber konventionellen Experimenten aufweist.
Als erster Schritt wurde der dreidimensionale optische Einschluss der Mikroresonatoren verbessert. Eine höhere Güte der Strukturen konnte vor allem durch Weiterentwicklung des Herstellungsprozesses erzielt werden. Der Ätzprozess der Türmchen wurde so optimiert, um möglichst glatte und senkrechte Seitenwände der Resonatoren zu erreichen. Dies reduziert Streu- und Beugungsverluste an den Seitenwänden der Mikroresonatoren und verbessert deren optischen Einschluss. Des Weiteren wurde der epitaktische Schichtaufbau der Resonatoren sowie die Wachstumsparameter der einzelnen Halbleiterschichten optimiert. Somit konnte der Q-Faktor der Resonatoren zum Beispiel durch die Verwendung von Spiegeln mit einer höheren Reflektivität und einem angepassten V/III-Verhältnis bei den verschiedenen Epitaxieschichten weiter erhöht werden. Für einen aktiven Mikroresonator mit 26 (30) Spiegelpaaren im oberen (unteren) DBR und einem Durchmesser von 4 µm wurden somit Rekordwerte für den Q-Faktor von ca. 90000 erreicht. Parallel hierzu wurden Analysen zum Wachstum von selbstorganisierten GaInAs-Quantenpunkten auf GaAs-Substraten angestellt. Hierbei war sowohl die Entstehung der dreidimensionalen Wachstumsinseln als auch deren optische Eigenschaften Gegenstand der Untersuchungen. Die morphologischen Eigenschaften der Quantenpunkte wurde mittels Transmissions- und Rasterelektronenmikroskopie analysiert, womit die optischen Eigenschaften durch Photolumineszenz- und Photoreflexionsmessungen untersucht wurden. Die optischen und vor allem die geometrischen Eigenschaften der selbstorganisiert gewachsenen GaInAs-Quantenpunkte konnten entscheidend verbessert werden. Durch die Verwendung von einer gering verspannten Nukleationsschicht mit einem Indiumgehalt von 30 % konnte die Flächendichte der Quantenpunkte auf 6 - 9 x 10^9 cm^-2 verringert und ihre geometrischen Abmessungen auf typische Längen von 50 - 100 nm und Breiten von ca. 30 nm erhöht werden. Durch den reduzierten Indiumgehalt wird die Gitterfehlanpassung zwischen den Quantenpunkten und der umgebenden Matrix verkleinert. Die verringerte Verspannung beim Quantenpunktwachstum führt zu einer erhöhten Migrationslänge der abgeschiedenen Atome auf der Oberfläche, was wiederum zur Bildung von größeren Quantenpunkten mit geringerer Flächendichte führt. Schließlich wurden die gewonnenen Erkenntnisse über das MBE-Wachstum von Mikroresonatoren, ihre Prozessierung und das selbstorganisierte Inselwachstum von GaInAs auf GaAs als Basis für die Herstellung weiterer Proben verwendet. Es wurden nun beide Bereiche miteinander verknüpft und gering verspannte GaInAs-Quantenpunkte in die Mikroresonatoren eingewachsen. Die hohen Güten der realisierten Mikrokavitäten in Kombination mit Quantenpunkten mit vergrößerten Abmessungen und geringen Dichten machen diese Strukturen zu idealen Kandidaten für die Grundlagenforschung im Bereich der Quantenelektrodynamik. Als Höhepunkt ermöglichten diese Strukturen zum ersten Mal den Nachweis einer starken Wechselwirkung zwischen Licht und Materie in einem Halbleiter. Für den Fall der gering verspannten vergrößerten Quantenpunkte im Regime der starken Kopplung konnte eine Vakuum-Rabi-Aufspaltung von ca. 140 µeV zwischen der Resonatormode und dem Quantenpunkt-Exziton beobachtet werden. Durch die verbesserten Güten der Kavitäten konnte das Regime der starken Wechselwirkung ebenfalls für kleinere Quantenpunkte erreicht werden. Eine Rabi-Aufspaltung von ca. 60 µeV wurde zum Beispiel für kreisrunde GaInAs-Quantenpunkte mit einem Indiumgehalt von 43 % und Durchmessern zwischen 20 und 25 nm gemessen. Das Regime der starken Kopplung ermöglicht es weiterhin, Rückschlüsse auf die Oszillatorstärke der eingewachsenen Quantenpunkte zu ziehen. So konnte zum Beispiel für die vergrößerten Quantenpunktstrukturen eine Oszillatorstärke von ca. 40 - 50 abgeschätzt werden. Dagegen weisen die leicht verkleinerten Quantenpunkte mit einem Indiumgehalt von 43 % nur eine Oszillatorstärke von ca. 15 - 20 auf. Des Weiteren wurden für einen späteren elektrischen Betrieb der Bauteile dotierte Mikroresonatoren hergestellt. Die hohen Güten der dotierten Türmchen ermöglichten ebenso die Beobachtung von klaren quantenelektrodynamischen Effekten im elektrischen Betrieb. Die untersuchten elektrisch gepumpten Mikroresonatoren mit kleinen GaInAs-Quantenpunkten in der aktiven Schicht operierten im Regime der schwachen Kopplung und zeigten einen deutlichen Purcell-Effekt mit einem Purcell-Faktor von ca. 10 im Resonanzfall. Durch den Einsatz von vergrößerten GaInAs-Quantenpunkten konnte ebenfalls im elektrischen Betrieb das Regime der starken Wechselwirkung mit einer Rabi-Aufspaltung von 85 µeV erreicht werden.
In pursuit of a novel generation of devices, exploration of spin properties of the particles is needed. Spintronics is a modern field in physics which exploits spin properties to be used in addition to the charge degree of freedom. Since the conductivity mismatch problem presents a fundamental obstacle for electrical spin injection from a ferromagnetic metal into a diffusive semiconductor [SFM+00], other means for injecting spin-polarized carriers must be used. With a tunnel contact, it is possible to achieve a highly spin-polarized room-temperature tunnel injection [JWS+05]. We used a novel approach and applied magnetic RTDs for spin manipulation. In this work, properties of all-II-VI magnetic resonant tunneling diodes (RTDs), as applied to spintronics, were reported. Growth conditions were optimized to increase the peak-to-valley ratio, and the design of the RTDs was optimized for observation of spin related transport effects. When an external magnetic field was applied, spin manipulation became possible. Selforganized CdSe quantum structures were grown and investigated using optical means. After embedding them into a (Zn,Be)Se tunneling barrier, the properties were assessed by the resonant tunneling.
Shadow Mask assisted Molecular Beam Epitaxy (SMMBE) is a technique enabling selected area epitaxy of semiconductor heterostructures through shadow masks. The objective of this work was the development of the SMMBE technique for the reliable fabrication of compound semiconductor nanostructures of high structural and optical quality. In order to accomplish this, technological processes have been developed and optimized. This, in combination with model calculations of the basic kinetic growth processes has enabled the fabrication of high quality quantum structures. A high spatial precision and control of the incidence regions of the molecular beams during the SMMBE process are required for the fabrication of nanostructures. One of the technological developments to this effect, which has substantially enhanced the versatility of SMMBE, is the introduction of a new type of freestanding shadow masks: Growth through such a mask with different incidence angles of the molecular beams is equivalent to employing different mechanical masks, but is much more accurate since the precision of mechanical alignment is limited. A consistent model has been developed, which successfully explains the growth dynamics of molecular beam epitaxy through shadow masks. The redistribution of molecular fluxes under shadow masks may affect the growth rates on selected areas of the substrate drastically. In the case of compound semiconductors, reactions between the constituent species play important roles in controlling the growth rates as a function of the growth parameters. The predictions of the model regarding the growth of II-VI and III-V compounds have been tested experimentally and the dependence of the growth rates on the growth parameters has been verified. Moreover, it has been shown, that selected area epitaxy of II-VI and III-V compounds are governed by different surface kinetics. Coexisting secondary fluxes of both constituent species and the apparent non-existence of surface diffusion are characteristic for SMMBE of II-VI compounds. In contrast, III-V SMMBE is governed by the interplay between secondary group-V flux and the surface migration of group-III adatoms. In addition to the basic surface kinetic processes described by the model, the roles of orientation and strain-dependent growth dynamics, partial shadow, and material deposition on the mask (closure of apertures) have been discussed. The resulting advanced understanding of the growth dynamics (model and basic experiments) in combination with the implementation of technical improvements has enabled the development and application of a number of different processes for the fabrication of both II-VI and III-V nanostructures. In addition to specific material properties, various other phenomena have been exploited, e.g., self-organization. It has been shown that, e.g., single quantum dots and quantum wires can be reliably grown. Investigations performed on the SMMBE nanostructures have demonstrated the high positional and dimensional precision of the SMMBE technique. Bright cathodoluminescence demonstrates that the resulting quantum structures are of high structural and optical quality. In addition to these results, which demonstrate SMMBE as a prospective nanofabrication technique, the limitations of the method have also been discussed, and various approaches to overcome them have been suggested. Moreover, propositions for the fabrication of complex quantum devices by the multiple application of a stationary shadow mask have been put forward. In addition to selected area growth, the shadow masks can assist in etching, doping, and in situ contact definition in nanoscale selected areas. Due to the high precision and control over the dimensions and positions of the grown structures, which at the same time are of excellent chemical, crystal, and optical quality, SMMBE provides an interesting perspective for the fabrication of complex quantum devices from II-VI and III-V semiconductors.
The Micromegas technology is one of the most successful modern gaseous detector concepts and widely utilized in nuclear and particle physics experiments. Twenty years of R & D rendered the technology sufficiently mature to be selected as precision tracking detector for the New Small Wheel (NSW) upgrade of the ATLAS Muon spectrometer. This will be the first large scale application of Micromegas in one of the major LHC experiments. However, many of the fundamental microscopic processes in these gaseous detectors are still not fully understood and studies on several detector aspects, like the micromesh geometry, have never been addressed systematically.
The studies on signal formation in Micromegas, presented in the first part of this thesis, focuses on the microscopic signal electron loss mechanisms and the amplification processes in electron gas interaction. Based on a detailed model of detector parameter dependencies, these processes are scrutinized in an iterating comparison between exper- imental results, theory prediction of the macroscopic observables and process simulation on the microscopic level. Utilizing the specialized detectors developed in the scope of this thesis as well as refined simulation algorithms, an unprecedented level of accuracy in the description of the microscopic processes is reached, deepening the understanding of the fundamental process in gaseous detectors.
The second part is dedicated to the challenges arising with the large scale Micro- megas production for the ATLAS NSW. A selection of technological choices, partially influenced or determined by the herein presented studies, are discussed alongside a final report on two production related tasks addressing the detectors’ core components: For the industrial production of resistive anode PCBs a detailed quality control (QC) and quality assurance (QA) scheme as well as the therefore required testing tools have been developed. In parallel the study on micromesh parameter optimization and production feasibility resulted in the selection of the proposed mesh by the NSW community and its full scale industrial manufacturing. The successful completion of both tasks were im- portant milestones towards the construction of large size Micromegas detectors clearing the path for NSW series production.
The present thesis deals with the fabrication, optimization of growth process and characterization of silicon based materials with molecular beam epitaxy. Two material systems are investigated in the course of this work: silicon/silicon suboxide multilayer structures and mono manganese silicide thin films. Mono manganese silicide (MnSi) is grown on Si(111) substrates with an hydrogen passivated surface, that is prepared by wet chemical processes. The growth start is performed by deposition of an amorphous Mn wetting layer that is subsequently annealed to form a MnSi seed layer on which the MnSi molecular beam epitaxy (MBE) is achieved. An amorphous or a crystalline Si cap layer is deposited onto the MnSi film to finalize the growth process and protect the sample from oxidation. With Raman spectroscopy it is shown that the crystalline cap layer is in fact single crystalline silicon. Results of x-ray diffraction and Raman spectroscopy confirm the growth of mono manganese silicide in contrast to other existing manganese silicide phases. In addition, in-plane and out-of-plane residual strain, and twinning of the MnSi thin film is detected with x-ray diffraction of symmetric and asymmetric reflections. Orientation between the Si substrate and the MnSi film is determined with the parallel lattice planes MnSi(210) and Si(511). Transport measurements show a T^2 dependence of the resistivity below 30K and metallic behavior above, a magneto resistance of 0.9% and an unusual memory like effect of the resistance for an in-plane magnetic field sweep measurement. Silicon/Silicon suboxide (SiOx) multilayer structures are grown on Si(100) by interrupting the Si growth and oxidizing the surface with molecular oxygen. During oxidation the RHEED pattern changes from the Si(2x1) reconstruction to an amorphous pattern. When silicon growth is resumed a spotty RHEED pattern emerges, indicating a rough, three dimensional surface. The rough surface can be smoothed out with Si growth at substrate temperatures between 600°C and 700°C. Measurements with transmission electron microscopy show that a silicon suboxide layer of about 1nm embedded in single crystalline silicon is formed with the procedure. Multilayer structures are achieved by repeating the oxidation procedure when the Si spacer layer has a smooth and flat surface. The oxygen content of the suboxide layers can be varied between 7.6% and 26.8%, as determined with secondary ion mass spectrometry and custom-built simulations models for the x-ray diffraction. Structural stability of the multilayer structures is investigated by x-ray diffraction before and after rapid thermal annealing. For temperatures up to 1000°C the multilayer structures show no modification of the SiOx layer in x-ray diffraction.
In this thesis two main projects are presented, both aiming at the overall goal
of particle detector development. In the first part of the thesis detailed shielding
studies are discussed, focused on the shielding section of the planned New Small
Wheel as part of the ATLAS detector upgrade. Those studies supported the discussions
within the upgrade community and decisions made on the final design of
the New Small Wheel. The second part of the thesis covers the design, construction
and functional demonstration of a test facility for gaseous detectors at the
University of Würzburg. Additional studies on the trigger system of the facility are
presented. Especially the precision and reliability of reference timing signals were
investigated.
This thesis focuses on the investigation of the electronic structure of amino acids and
salts in aqueous solution using X-ray spectroscopic methods. Both material groups are
of fundamental importance with regards to many physiological reactions, especially
for the Hofmeister effect which describes the solubility of proteins in salt solutions.
Hence, the investigation of the electronic structure of amino acids and the influence of
ions on the hydrogen bonding network of liquid water are important milestones to a
deeper understanding of the Hofmeister series.
Besides investigating the electronic structure of amino acids in aqueous solution,
the spectra were used to develop a building block model of the spectral fingerprints of
the functional groups and were compared to spectral signatures of suitable reference
molecules. In the framework of this thesis, it is shown that the building block approach
is a useful tool with allows the interpretation of spectral signatures of considerably
more complex molecules
In this work, the focus lies on the investigation of the occupied and unoccupied
electronic states of molecules in solid state, as well as in aqueous solution. Hereby,
different X-ray spectroscopic methods were applied. X-ray emission spectroscopy
(XES) was used to probe the occupied electronic structure of the solution, while the
unoccupied electronic structure was addressed by using X-ray absorption spectroscopy
(XAS). Finally, resonant inelastic X-ray scattering (RIXS) as a combination of XAS
and XES measurements provides the combined information about the unoccupied and
occupied molecular levels. The element specific character of the three measurement
methods is a feature which allows the investigation of the local electronic structure of
a single functional group. With RIXS, also non-equivalent atoms of the same element
can be addressed separately.
Within this thesis firstly, a library of the XE spectra of all 20 proteinogenic amino
acids in zwitterionic form is presented. From this sample-set XES fingerprints of
the protonated alpha-amino group NH3+ and the deprotonated carboxylic group COO- were evaluated and used to identify the XES fingerprints of the nitrogen and oxygen
containing functional groups of the side chains of the amino acids. The data is discussed
based on a building block approach. Furthermore, the XE spectra of the functional
groups of lysine and histidine, namely the NH2 group and the C3N2H4 ring structure,
are both compared to XE spectra of suitable reference molecules (imidazole, ammonia
and methylamine). It is found that the XE and RIXS spectra of the side chains of lysine
and histidine show large similarities to the XE spectra of the reference molecules. This
agreement in the XE and RIXS spectra allows a qualitative investigation of XE and
RIXS spectra of more complex amino acids using the XE and RIXS spectra of suitable
reference molecules.
The chemical structure of histidine and proline is quite different from the structures
of the other proteinogenic amino acids. Due to the unique chemical structure of
the side chain which in both cases consists of a heterocyclic ring structure, these two
amino acids were investigated in more detail. Zubavichus et al. [1] have shown that
amino acids are decomposing while exposed to X-ray radiation of the experiment. The
damage is irreversible and molecular fragments can adsorb on the membrane of the
experimental setup. This contamination can also create a spectral signature which
then overlaps with the signal of the solution and which complicates the interpretation
of the data. To record spectra which are free from contributions of adsorbed molecular
fragments on the membrane, the adsorption behavior was investigated.
In contrast to the solid phase in which the amino acids are present as salts in one
electronic conformation, the charge state of the amino acids can be manipulated in
aqueous solution by tuning the pH-value. By doing this, all possible charge states are
accessible (cation, anion, zwitterion). In this work it is shown that also the spectra
of the different charge states can be modeled by the spectra of suitable reference
molecules using the building block approach. The spectral changes occurring upon
protonation and deprotonation of the functional groups are explored and verified by
comparing them to theoretical calculations.
The comparison with measurements of pyrrolidine show that the electronic structure
which surrounds the nitrogen atom of proline is strongly influenced by the
ring structure of the side chain. Furthermore, the proline, pyrrolidine, and histidine
molecules are also degrading during the liquid sample measurements. This can be
observed by the detection of a new spectral component which increases with the
measurement time originating from the window membrane. In all cases, the speed of
the agglomeration of molecular fragments at the membrane was observed to be highly
sensitive to the pH value of the solution.
To understand the Hofmeister series, also the impact of the salt ions have to be
investigated. In this study the influence of potassium chloride (KCl) on the hydrogen
bond network of water was studied by using non-resonantly excited XES as well as
RIXS. A decreased dissociation of hydrogen molecules and changes in the molecular
vibrations could be detected. These changes were interpreted with a molecular
reorganization of the water molecules and a decreased number of hydrogen bonds.
After the discovery of three-dimensional topological insulators (TIs), such as tetradymite chalcogenides Bi$_2$Se$_3$, Bi$_2$Te$_3$ and Sb$_2$Te$_3$ – a new class of quantum materials characterized by their unique surface electronic properties – the solid state community got focused on topological states that are driven by strong electronic correlations and magnetism. An important material class is the magnetic TI (MTI) exhibiting the quantum anomalous Hall (QAH) effect, i.e. a dissipationless quantized edge-state transport in the absence of external magnetic field, originating from the interplay between ferromagnetism and a topologically non-trivial band structure. The unprecedented opportunities offered by these new exotic materials open a new avenue for the development of low-dissipation electronics, spintronics, and quantum computation. However, the major concern with QAH effect is its extremely low onset temperature, limiting its practical application. To resolve this problem, a comprehensive understanding of the microscopic origin of the underlying ferromagnetism is necessary.
V- and Cr-doped (Bi,Sb)$_2$Te$_3$ are the two prototypical systems that have been widely studied as realizations of the QAH state. Finding microscopic differences between the strongly correlated V and Cr impurities would help finding a relevant model of ferromagnetic coupling and eventually provide better control of the QAH effect in these systems. Therefore, this thesis first focuses on the V- and Cr-doped (Bi,Sb)$_2$Te$_3$ systems, to better understand these differences. Exploiting the unique capabilities of x-ray absorption spectroscopy and magnetic circular dichroism (XAS/XMCD), combined with advanced modeling based on multiplet ligand-field theory (MLFT), we provide a detailed microscopic insight into the local electronic and magnetic properties of these systems and determine microscopic parameters crucial for the comparison with theoretical models, which include the $d$-shell filling, spin and orbital magnetic moments. We find a strongly covalent ground state, dominated by the superposition of one and two Te-ligand-hole configurations, with a negligible contribution from a purely ionic 3+ configuration. Our findings indicate the importance of the Te $5p$ states for the ferromagnetism in (Bi, Sb)$_2$Te$_3$ and favor magnetic coupling mechanisms involving $pd$-exchange. Using state-of-the-art density functional theory (DFT) calculations in combination with XMCD and resonant photoelectron spectroscopy (resPES), we reveal the important role of the $3d$ impurity states in mediating magnetic exchange coupling. Our calculations illustrate that the kind and strength of the exchange coupling varies with the impurity $3d$-shell occupation. We find a weakening of ferromagnetic properties upon the increase of doping concentration, as well as with the substitution of Bi at the Sb site. Finally, we qualitatively describe the origin of the induced magnetic moments at the Te and Sb sites in the host lattice and discuss their role in mediating a robust ferromagnetism based on a $pd$-exchange interaction scenario. Our findings reveal important clues to designing higher $T_{\text{C}}$ MTIs.
Rare-earth ions typically exhibit larger magnetic moments than transition-metal ions and thus promise the opening of a wider exchange gap in the Dirac surface states of TIs, which is favorable for the realization of the high-temperature QAH effect. Therefore, we have further focused on Eu-doped Bi$_2$Te$_3$ and scrutinized whether the conditions for formation of a substantial gap in this system are present by combining spectroscopic and bulk characterization methods with theoretical calculations. For all studied Eu doping concentrations, our atomic multiplet analysis of the $M_{4,5}$ x-ray absorption and magnetic circular dichroism spectra reveals a Eu$^{2+}$ valence, unlike most other rare earth elements, and confirms a large magnetic moment. At temperatures below 10 K, bulk magnetometry indicates the onset of antiferromagnetic ordering. This is in good agreement with DFT results, which predict AFM interactions between the Eu impurities due to the direct overlap of the impurity wave functions. Our results support the notion of antiferromagnetism coexisting with topological surface states in rare-earth doped Bi$_2$Te$_3$ and corroborate the potential of such doping to result in an antiferromagnetic TI with exotic quantum properties.
The doping with impurities introduces disorder detrimental for the QAH effect, which may be avoided in stoichiometric, well-ordered magnetic compounds. In the last part of the thesis we have investigated the recently discovered intrinsic magnetic TI (IMTI) MnBi$_6$Te$_{10}$, where we have uncovered robust ferromagnetism with $T_{\text{C}} \approx 12$ K and connected its origin to the Mn/Bi intermixing. Our measurements reveal a magnetically intact surface with a large moment, and with FM properties similar to the bulk, which makes MnBi$_6$Te$_{10}$ a promising candidate for the QAH effect at elevated temperatures. Moreover, using an advanced ab initio MLFT approach we have determined the ground-state properties of Mn and revealed a predominant contribution of the $d^5$ configuration to the ground state, resulting in a $d$-shell electron occupation $n_d = 5.31$ and a large magnetic moment, in excellent agreement with our DFT calculations and the bulk magnetometry data. Our results together with first principle calculations based on the DFT-GGA$+U$, performed by our collaborators, suggest that carefully engineered intermixing plays a crucial role in achieving a robust long-range FM order and therefore could be the key for achieving enhanced QAH effect properties.
We expect our findings to aid better understanding of MTIs, which is essential to help increasing the temperature of the QAH effect, thus facilitating the realization of low-power electronics in the future.