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This thesis includes measurements that were recorded by cooperation partners. The EPR spec‐ trosa mentioned in section 5.2 were recorded by Michael Auth from the Dyakonov Group (Ex‐ perimental Physics VI, Julius‐Maximilians‐Universität, Würzburg). The TREFISH experiments and transient absorption in section 5.4 spectra were performed by Jašinskas et al. from the V. Gulbi‐ nas group (Center for Physical Sciences and Technology, Vilnius, Lithuania). This dissertation investigated the interactions of semiconducting single‐walled carbon nanotubes (SWNTs) of (6,5) chirality with their environment. Shear‐mixing provided high‐quality SWNT sus‐ pensions, which was complemented by various film preparation techniques. These techniques were in turn used to prepare heterostructures with MoS2 and hBN, which were examined with a newly constructed photoluminescence microscope specifically for this purpose. Finally, the change of spectral properties of SWNTs upon doping was investigated in more detail, as well as the behaviour of charge carriers in the tubes themselves. To optimise the SWNT sample preparation techniques that supplied the other experiments, the sample quality of shear‐mixed preparations was compared with that of sonicated samples. It was found that the quantum efficiency of sheared suspensions exceeds that of sonicated suspensions as soon as the sonication time exceeds 30 min. The higher PLQY is due to the lower defect concentration in shear‐mixed samples. Via transient absorption, a mean lifetime of 17.3 ps and a mean distance between defects of 192.1 nm could be determined. Furthermore, it was found that the increased efficiency of horn sonication is probably not only due to higher shear forces acting on the SWNT bundles but also that the shortening of PFO‐BPy strands plays a significant role. Sonication of very long polymer strands significantly increased their effectiveness in shear mixing. While previous approaches could only achieve very low concentrations of SWNTs in suspensions, pre‐sonicated polymer yielded results which were comparable with much shorter PFO‐BPy batches. Reference experiments also showed that different aggregation processes are relevant during production and further processing. Initial reprocessing of carbon nanotube raw material requires 7 h sonication time and over 24 h shear mixing before no increase in carbon nano concentration is detectable. However, only a few minutes of sonication or shear mixing are required when reprocessing the residue produced during the separation of the slurry. This discrepancy indicates that different aggregates are present, with markedly different aggregation properties. To study low‐dimensional heterostructures, a PL microscope was set up with the ability to ob‐ serve single SWNTs as well as monolayers of other low‐dimensional systems. Furthermore, sam‐ ples were prepared which bring single SWNTs into contact with 2D materials such as h‐BN andMoS2 layers and the changes in the photoluminescence spectrum were documented. For h‐BN, it was observed whether previous methods for depositing SWNTs could be transferred for photo‐ luminescence spectroscopy. SWNTs were successfully deposited on monolayers via a modified drip coating, with the limitation that SWNTs aggregate more at the edges of the monolayers. Upon contact of SWNTs with MoS2, significant changes in the emission properties of the mono‐ layers were observed. The fluorescence, which was mainly dominated by excitons, was shifted towards trion emission. Reference experiments excluded PFO‐BPy and toluene as potential causes. Based on the change in the emission behaviour of MoS2, the most plausible explanation is a photoinduced charge transfer leading to delocalised charge carriers on MoS2. In contrast, on SWNTs, the introduction of additional charges would constitute a quenching centre, which would quench their PL emission, making them undetectable in the PL image. In the last chapter, the electronic properties of doped SWNTs and the behaviour of charge carri‐ ers inside the tubes should be investigated. First, the change in the conductivity of SWNT films with increasing doping levels was docu‐ mented. The resistance of the films drops drastically at minimum doping. After the initial in‐ troduction of charges, the resistance drops with increasing dopant concentration according to a double logarithmic curve. The initial drop could be due to a reduction of contact resistances within the SWNT network film, but this could not be further investigated within the scope of this PhD thesis. In cooperation with Andreas Sperlich and Michael Auth, the spin concentration of SWNTs at different doping levels was determined. The obtained concentrations were compared with the carrier concentrations determined from PL and absorption spectra. At low spin densities, good agreement with previous models was found. Furthermore, the presence of isolated spins strongly suggests a localised charge carrier distribution at temperatures around 10 K. When the charge density is increased, the spin density deviates significantly from the charge carrier con‐ centration. This discrepancy is attributed to the increasing delocalisation of charge carriers at high charge densities and the interactions of neighbouring spins. These results strongly indicate the existence of localised charge carriers in SWNTs at low temperatures. Next, the effect of doping on the Raman spectra of SWNT suspensions was investigated. In gen‐ eral, doping is expected to reduce the intensity of the Raman bands, i.e. a consequence of the reduced resonance gain due to bleaching of the S2 transition. However, similar to the resistivity measurements, the oscillator strength of the G+ band drops sharply in the first doping steps. It was also found that the G+ band decreases more than would be expected due to loss of reso‐ nance condition. Furthermore, the G‐ is bleached faster than the G+ band. All these anomalies suggest that resonance enhancement is not the only relevant effect. Another much faster deac‐ tivation path for the excitons may be introduced by doping. This would leave less time for the scattering process to occur and reduce the oscillator strength of the Raman bands. In cooperation with Vidmantas et al., the photoinduced charge carrier behaviour of SWNT/PCBM films was investigated. The required films were prepared by drop coating. The SWNT suspen‐ sions required for this were obtained from sheared SWNT preparations. Using transient absorp‐ tion and TREFISH, a number of charge transfer effects were identified and their dynamics in‐ vestigated: the recombination of neutral excitons (< 50 ps), the electron transfer from carbon nanotubes to PCBM molecules (< 1 ps), the decay of charge‐transfer excitons (∼200 ps), the recombination of charge carriers between charge‐transfer excitons (1 ns to 4 ns) and finally the propagation through the SWNT network (∼20 ns)
Main focus of the present dissertation was to gain new insight about the interaction between magnetic ions and the conduction band of diluted magnetic semiconductors. This interaction in magnetic semiconductors with carrier concentrations near the metal-insulator transition (MIT) in an external magnetic field is barely researched. Hence, n-doped Zn1−xMnxSe:Cl samples were studied.
Resonant Raman spectroscopy was employed at an external magnetic field between 1T and 7T and a temperature of 1.5K.
The resulting magnetization of the material amplifies the splitting of states with opposite spins both in the valence and the conduction band. This is known as the "giant-Zeeman-effect".
In this thesis, the resonance of the electron spin flip process, i.e. the enhancement of the signal depending on the excitation energy, was used as an indicator to determine the density of states of the charge carriers. The measured resonance profiles of each sample showed a structure, which consist of two partially overlapping Gaussian curves. The analysis of the Gaussian curves revealed that their respective maxima are separated independent of the magnetic field strenght by about 5 meV, which matches the binding energy of the donor bound exciton (D0, X).
A widening of the full width at half maximum of the resonance profile was observed with increasing magnetic field. A detailed analysis of this behavior showed that the donor bound exciton spin flip resonance primarily accounts for the widening for all samples with doping concentrations below the metal insulator transition. A model was proposed for the interpretation of this observation.
This is based on the fundamental assumptions of a spatially random distribution of the manganese ions on the group-II sublattice of the ZnSe crystal and the finite extension of the excitons. Thus, each exciton covers an individual quantity of manganese ions, which manifest as a local manganese concentration. This local manganese concentration is normally distributed for a set of excitons and hence, the evaluation of the distribution allows the determination of exciton radii
Two trends were identified for the (D0, X) radii. The radius of the bound exciton decreases with increasing carrier concentration as well as with increasing manganese concentration. The determination of the (D0, X) radii by the use of resonant spin flip Raman spectroscopy and also the observation of the behavior of the (D0, X) radius depending on the carrier concentration, was achieved for the first time.
For all samples with carrier concentrations below the metal-insulator transition, the obtained (X0) radii are up to a factor of 5.9 larger than the respective (D0, X) radii. This observation is explained by the unbound character of the (X0).
For the first time, such an observation could be made by Raman spectroscopy.Beside the resonance studies, the shape of the Raman signal of the electron spin flip was analyzed. Thereby an obvious asymmetry of the signal, with a clear flank to lower Raman shifts, was observed. This asymmetry is most pronounced, when the spin flip process is excited near the (D0, X) resonance.
To explain this observation, a theoretical model was introduced in this thesis. Based on the asymmetry of the resonantly excited spin flip signal, it was possible to estimate the (D0, X) radii, too. At external magnetic fields between 1.25T and 7T, the obtained radii lie between 2.38nm and 2.75nm.
Additionally, the asymmetry of the electron spin flip signal was observed at different excitation energies. Here it is striking that the asymmetry vanishes with increasing excitation energy. At the highest excitation energy, where the electron spin flip was still detectable, the estimated radius of the exciton is 3.92nm.
Beside the observations on the electron spin flip, the resonance behavior of the spin flip processes in the d-shell of the incorporated Mn ions was studied in this thesis. This was performed for the direct Mn spin flip process as well as for the sum process of the longitudinal optical phonon with the Mn spin flip. For the Stokes and anti-Stokes direct spin flip process and for the Stokes sum process, each the resonance curve is described by considering only one resonance mechanism. In contrast, resonance for the sum process in which an anti-Stokes Mn spin flip is involved, consists of two partially overlapping resonances due to different mechanisms. A detailed analysis of this resonance profile showed that for (Zn,Mn)Se at the chosen experimental parameters, an
incoming and outgoing resonance can be achieved, separated by a few meV.
Hereby, at a specific excitation energy range and a high excitation power, it was possible to achieve an inversion of the anti-Stokes to Stokes intensity, because only the anti-Stokes Mn spin flip process was enhanced resonantly.
Surface systems attract great scientific attention due to novel and exotic properties. The atomically structured surfaces lead to a reduced dimensionality which alters electronic correlations, vibrational properties, and their impact on each other. The emerging physical phenomena are not observed for related bulk materials. In this thesis, ordered (sub)monolayers of metal atoms (Au and Sn) on semiconductor substrates (Si(111) and Ge(111)) and ultrathin intermetallic films (CePt5 and LaPt5) on metal substrate (Pt(111)) are investigated by polarized in situ surface Raman spectroscopy. The surface Raman spectra exhibit features of specific elementary excitations like surface phonons and electronic excitations, which are suitable to gain fundamental insights into the surface systems.
The Au-induced surface reconstructions (5x2) and (r3xr3) constitute quasi-one- and two-dimensional Au structures on the Si(111) substrate, respectively. The new reconstruction-related Raman peaks are analyzed with respect to their polarization and temperature behavior. The Raman results are combined with firstprinciples calculations to decide between different proposed structural models. The Au-(5x2)/Si(111) reconstruction is best described by the model of Kwon and Kang, while for Au-(r3xr3)/Si(111) the conjugate honeycomb-chained-trimer model is favored. The Sn-induced reconstructions with 1/3 monolayer on Ge(111) and Si(111) are investigated to reveal their extraordinary temperature behavior. Specific surface phonon modes are identified that are predicted within the dynamical fluctuation model. Contrary to Sn/Si(111), the corresponding vibrational mode of Sn/Ge(111) exhibits a nearly harmonic character. The reversible structural phase transition of Sn/Ge(111) from (r3xr3) to (3x3) is observed, while no phase transition is apparent for Sn/Si(111). Moreover, Raman spectra of the closely related systems Sn-(2r3x2r3)/Si(111) and thin films of a-Sn as well as the clean semiconductor surfaces Si(111)-(7x7) and Ge(111)-c(2x8) are evaluated and compared.
The CePt5/Pt(111) system hosts 4f electrons whose energy levels are modified by the crystal field and are relevant for a description of the observed Kondo physics. In contrast, isostructural LaPt5/Pt(111) has no 4f electrons. For CePt5/Pt(111), distinct Raman features due to electronic Raman scattering can be unambiguously related to transitions between the crystal-field states which are depth-dependent. This assignment is supported by comparison to LaPt5/Pt(111) and group theoretical considerations. Furthermore, the vibrational properties of CePt5 and LaPt5 reveal interesting similarities but also striking differences like an unusual temperature shift of a vibration mode of CePt5, which is related to the influence of 4f electrons.
Lattice dynamics and spin-phonon coupling in the multiferroic oxides Eu(1-x)Ho(x)MnO3 and ACrO2
(2019)
The focus of this thesis is the investigation of the lattice dynamics and the coupling of magnetism and phonons in two different multiferroic model systems. The first system, which constitutes the main part in this work is the system of multiferroic manganites RMnO$_{3}$, in particular Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ with $0 \le x \le 0.5$. Its cycloidal spin arrangement leads to the emergence of the ferroelectric polarization via the inverse Dzyaloshinskii-Moriya interaction. This system is special among RMnO$_{3}$ as with increasing Ho content $x$, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ does not only become multiferroic, but due to the exchange interaction with the magnetic Ho-ion, the spin cycloid (and with it the electric polarization) is also flipped for higher Ho contents. This makes it one of the first compounds, where the cycloidal reorientation happens spontaneously, rather than with the application of external fields.
On the other hand, there is the delafossite ACrO$_{2}$ system. Here, due to symmetry reasons, the spin-spiral pattern can not induce the polarization according to the inverse Dzyaloshinskii-Moriya interaction mechanism. Instead, it is thought that another way of magnetoelectric coupling is involved, which affects the charge distribution in the $d-p$ hybridized orbitals of the bonds.
The lattice vibrations as well as the quasi-particle of the multiferroic phase, the electromagnon, are studied by Raman spectroscopy. Lattice vibrations like the B$_{3g}$(1) mode, which involves vibrations of the Mn-O-Mn bonds modulate the exchange interaction and serve as a powerful tool for the investigation of magnetic correlations effects with high frequency accuracy. Raman spectroscopy acts as a local probe as even local magnetic correlations directly affect the phonon vibration frequency, revealing coupling effects onto the lattice dynamics even in the absence of global magnetic order. By varying the temperature, the coupling is investigated and unveils a renormalization of the phonon frequency as the magnetic order develops. For Eu$_{1-x}$Ho$_{x}$MnO$_{3}$, the analysis of this spin-induced phonon frequency renormalization enables the quantitative determination of the in-plane spin-phonon coupling strengths. This formalism, introduced by Granado et al., is extended here to evaluate the out-of-plane coupling strengths, which is enabled by the identification of a previously elusive feature as a vibrational mode. The complete picture is obtained by studying the lattice- and electromagnon dynamics in the magnetic field.
Further emphasis is put towards the development of the cycloidal spin structure and correlations with temperature. A new model of describing the temperature-dependent behavior of said spin correlations is proposed and can consistently explain ordering phenomena which were until now unaddressed. The results are underscored with Monte Carlo based simulations of the spin dynamics with varying temperature.
Furthermore, a novel effect of a tentative violation of the Raman selection rules in Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ was discovered. While the phonon modes can be separated and identified by their symmetry by choosing appropriate polarization configurations, in a very narrow temperature range, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ shows an increase of phonon intensities in polarization configurations where they should be forbidden. This is interpreted as a sign of local disorder, caused by 90° domain walls and could be explained within the model framework.
This course of action is followed with the material system of delafossites ACrO$_{2}$. Being a relatively new class of multiferroic materials, the investigations on ACrO$_{2}$ are also of characterizing nature. For this, shell model calculations are performed as a reference to compare the vibrational frequencies obtained by the Raman experiments to. A renormalization of the vibrational frequencies is observed in this system as well and systematically analyzed across the sample series of \textit{A}=Cu, Pd and Ag. Eventually, the effect of applying an external magnetic field is studied. A particularly interesting feature specific for CuCrO$_{2}$ is a satellite peak which appears at lower temperatures. It is presumably related to a deformation of the lattice and therefore going to be discussed in further detail.
In this thesis a systematic analysis of the correlation effects between lattice dynamics and magnetism in the Multiferroic Manganites RMnO3 with Pnma structure was conducted. For this task, Raman and FT-IR Spectroscopy were employed for an investigation of all optically accessible lattice vibrations, i.e. phonons. To study the correlation effects as well as their specific connections to symmetry and compositional properties of the Multiferroic Manganites, the polarisation and temperature dependence of the phonons were considered explicitly. In combination with lattice dynamical calculations based on Density Functional Theory, two coupling effects - Spin-Phonon Coupling and Electromagnon-Phonon Coupling - were systematically analysed.
In the context of the ongoing discussion about a carrier-induced ferromagnetic phase transition in diluted-magnetic II-VI semiconductors (DMS), theoretical studies on coherent dynamics of localized spins coupled with a two-dimensional hole gas (2DHG) in DMS quantum wells (QWs) were done by K.V. KAVOKIN. His key for studying the exchange interaction of the localized spin ensemble (e.g. Mn2+) with the 2DHG is the Larmor frequency of the localized Mn-ion spins and thus their Mn-g-factor. It was shown that the 2DHG affects a time evolution of the (Mn-) spin system in an in-plane magnetic field resulting in the reduction of its Larmor frequency (Mn-g-factor) under the influence of an oscillating effective field of holes. This is called magnetic soft mode (behaviour). The experimental access for demonstrating this Mn-g-factor reduction with increasing hole concentration is the method of Multi-Spin-Flip (SF) Raman scattering combined with the variation of the carrier concentration by photo-excitation with an additional light source (two-colour experiment). The main motivation for this thesis was the experimental confirmation of the theoretically predicted magnetic soft mode and the analysis of its dependence on the hole-concentration and external B-field, as well as its disappearance with increasing sample temperature. For that purpose, CdMnTe/CdMgTe QWs (Mn: 0.6%, 1.0%) positioned close to the sample surface (13−19nm) were investigated in an in-plane applied external magnetic field (up to 4.5T in Voigt-geometry) via a two-colour experiment i.e. using two light sources. This allows the spin excitation of Mn-ions by simultaneously tuning the hole-concentration towards the ferromagnetic phase transition by photo-generated carriers. Thus, one tuneable laser is responsible for resonant below-barrier excitation as a probe for Multi-SF Raman scattering. The other laser excites photo-generated carriers from above barrier (2.41eV) for tuning the hole concentration in the QW. Positioning the QW close to the sample surface causes a surface-induced p-doping of the QW (intrinsic hole concentration in the QW) and enables the active tuning of the hole concentration by photo-generated carriers due to different tunnelling behaviour of electrons and holes from the QW to the surface. The Mn-g-factor was decreased by quasi-continuously increasing the above-barrier illumination (and thus the hole concentration), while the below-barrier excitation (Multi-PR probe) was kept at a constant low power. This results in a Mn-g-factor reduction starting from its atomic value g=2.01 to lowest evaluated Mn-g-factor in this thesis g=1.77. This is a magnetic softening of 12%. Apart from the general magnetic soft mode behaviour at low temperatures, one of the main experimental results in this thesis is the confirmation of the theoretical prediction that the magnetic soft mode behaviour in the external B-field does not only depend on the carrier concentration but also on the B-field strength itself. An additional aspect is the temperature dependence of the magnetic soft mode. The Mn-g-factor decrease is suppressed with increasing temperature almost reaching the atomic Mn-g-factor at 4.2K (g=1.99). This behaviour is due to the T-induced weakening of the transverse 2DHG spin susceptibility. The results of the investigations concerning the cap layer thickness impact on the QW carrier characteristics were investigated in the cap thickness range of 13nm to 19nm. The cap thickness configures on the one hand the intrinsic hole concentration of the QW ("2DHG offset") due to the surface-induced p-doping and sets the "starting point" for the Mn-g-factor reduction. On the other hand the cap thickness determines the probability of electron tunnelling to the surface and thus the efficiency of the hole tuning by light. The latter is the criterion for the range of Mn-g-factor reduction by light. This two dependences were pointed out by the photo-generated hole influence on the QW PL-spectra which results in tuning the exciton-trion ratio. In summary both mechanisms are of relevance for the hole tuning and thus for the magnetic soft-mode behaviour. The mechanism of tunnelling time prevails at small cap layer thicknesses while the surface-induced p-doping plays the major role for larger cap thicknesses (> 25nm). In conclusion, the presented method in this thesis is a sensitive tool to study the dynamics of the spin excitations and the paramagnetic susceptibility in the vicinity of the hole-induced ferromagnetic phase transition.
The enhancement of electronic and optical properties of semiconductor nanostructures is known as a direct consequence of the spatial confinement of carriers. However, the physics of quantum confinement is still not entirely understood. This work focuses on a qualitative study of quasi-zero dimensional II-VI semiconductor nanostructures (quantum dots QDs). In particular, commercially available as-received and heat treated CdSxSe1-x QDs embedded in a dielectric matrix were investigated by means of linear and nonlinear spectroscopy techniques. Low wavenumber Raman in off-resonance scattering regime was applied in order to obtain key-properties of the nanocrystals, such as the QD's size and the distribution of the QD's size inside the inhomogeneous broadening. Moreover, by careful selection of the polarization geometries, different acoustic vibrational modes could be evidenced. In comparison to the bulk, 3D confinement of carriers leads to modifications in the energy distribution in a QD and as a consequence, the intensity of the acoustical phonons is enhanced. However, only 2 acoustic vibrational modes (labelled l=0 and l=2) are Raman-active, which were selectively excited using linear polarized laser light in parallel- and cross-polarized excitation geometries. The QD's size was determined using the dependence of the frequency of the acoustic vibrational mode on the diameter of the vibrating particle, whereas the QD's size distribution was estimated from the normalized full width at the half of the maximum (FWHM) of the symmetric acoustic vibrational mode. In order to study relaxation mechanisms, which in quantum confined systems occur on a ps time scale, ultrafast spectroscopy techniques using laser pulses in the fs range must be employed. To this purpose, fs-FWM and fs-PPT measurements were performed on CdS0.6Se0.4 QDs of 9.1 nm in diameter, embedded in a glass matrix. The laser pulses employed in these experiments were circularly polarized, careful selection of the polarization geometries making different nonlinear processes available to study. It was shown that the relaxation of polarization selection rules depend strongly on the symmetry of the nanocrystals under discussion. The investigated nanocrystals belong to the symmetry group C2v or lower and their hexagonal crystal shape could be evidenced. The relaxation of selection rules was explained in the framework of the 4-level system, including a ground state, two exciton states and a biexcitons state. The appearance of FWM and PPT signals in forbidden polarization geometries was shown to be due to exciton state splitting due to lowering of the QD’s symmetry and due to the strong Coulomb interaction between carriers belonging to the same nanocrystal. Moreover, the significant difference in the origin of the gratings created by two pulses having the same and opposite polarizations, respectively. The intensity of the FWM signals should be the square of the intensity of the PPT signals and therefore the PPT measurements were employed as a check method for the results yielded by the FWM technique. The efficiency of circularly polarized femtosecond FWM spectroscopy techniques was proved once more in the investigation of heat treated CdSe QDs embedded in a dielectric matrix. The role of non-phonon energy relaxation mechanisms in the exciton ground and excited state of the QDs ensemble was extensively studied. Moreover, the dependence of the crystal shape asymmetry on the particle size and on the growth conditions could be estimated. It was shown, that the most efficient procedure to grow high quality nanocrystals is a longer heat treating at lower temperatures. In this case, the particles have more time to "nucleate" and to adopt a more "symmetric" shape. Further, the relaxation of excitons was extensively investigated. It was shown, that the electron intraband dynamics depend strongly on the Coulomb interaction between electrons and holes. Even at low excitation density, the Auger processes cannot be ignored. Auger autoionization of excitons followed by capture of carriers in surface states and deep traps in the dielectric matrix slow down the exciton relaxation process leading to an exciton lifetime ranging on a ps time scale. The relaxation of excitons from higher lying energy levels occurs also on two paths. At the beginning of the relaxation process (t31 < 400 fs), Auger-like thermalization of carriers is responsible for relaxation of the electron from 1pe into its 1se state, while the hole relaxes rapidly through its dense spectrum of states in the valence band. This process is immediately followed by capturing of carriers in deep traps, situated at the semiconductor-dielectric heterointerface. The traps are a consequence of the QD's asymmetry: the more and the deeper the traps, the higher the asymmetry of the nanocrystals (the band offset  is larger). This work presents a complete characterization of CdSSe QDs embedded in a glass matrix. The most important properties of the nanocrystals like QD's size and size distribution inside the inhomogeneous broadening were determined by means of low wavenumber Raman spectroscopy. In order to draw a full picture of these nanoparticles further complementary nonlinear spectroscopy techniques were used. Invaluable conclusions were available as a result of TI-FWM techniques applied in the framework of transient grating on 3D confined nanocrystals embedded in a glass matrix. The polarized the TI-FWM measurements were successfully performed on different QDs ensembles in order to determine symmetry properties and to describe the ultrafast relaxation mechanisms. This work brings additional contribution concerning the preparation of high quality QDs by presenting the effect of different growth conditions on the QDs symmetry, thus indicating a way for efficient manufacturing of nanocrystals.
The present thesis reports about vibrational and quantum chemical investigations on model systems undergoing photochemical processes and pharmaceutically active compounds, respectively. Infrared (IR) and Raman spectroscopy were applied for the characterization of the ground state molecular structure. Moreover, resonance Raman (RR) spectra contain additional information about the resonantly enhanced excited state molecular structure. A quantitative resonance Raman intensity analysis in conjunction with the simultaneous simulation of the absorption spectra by means of time-dependent propagation methods was accomplished in order to extract valuable information about the excited state molecular structures of the investigated systems. Surface enhanced Raman scattering (SERS) allows one to determine the interaction and adsorption site of active agents on a metal substrate. Furthermore, density functional theory (DFT) and potential energy distribution (PED) calculations were carried out for an exact assignment of the vibrational spectra. Complete active space self consistent field (CASSCF) and configuration interaction (CI) calculations for some model systems were also performed to assess the experimental results on the excited state potential surfaces. The fundamentals of resonance Raman spectroscopy are treated in detail, describing the physical processes and emphasizing the theoretical methodologies which allow one to obtain the information about the resonantly excited state via an RR intensity analysis. The Brownian oscillator model to determine the solvent reorganization energy is briefly presented. Furthermore, the SERS enhancement mechanisms and selection rules to determine the orientation of the molecules adsorbed on the metal substrate are discussed. The Hartree-Fock approach to calculate the ground state geometry is expatiated, and the basic characteristics of the CI and CASSCF calculations are specified. The chapter ends with a short description of the DFT calculations. Chapter 4 deals with the investigation of the excited state intramolecular proton transfer of the model system, 1-hydroxy-2-acetonaphthone (HAN). The vibrations showing the highest displacement parameters correspond to stretching and in-plane deformation modes of the naphthalene ring and the conjugated carbonyl group, while the OH stretching mode exhibits no observable enhancement. The cooperative effect of the skeletal vibrations reduces the distance between the carbonyl and hydroxyl oxygen atoms in accordance with a general electron density redistribution. Hence, the leading force in the proton transfer process is the increase in electron density on the carbonyl group and the decrease of the negative charge on the hydroxyl oxygen. In chapter 5 the structural and vibrational characteristics of the organic mixed valence system N,N,N’,N’-tetraphenylphenylenediamine radical cation (1+) are discussed. The resonance Raman measurements showed that at least eight vibrational modes are strongly coupled to the optical charge transfer process in (1+). These Franck-Condon active modes were assigned to symmetric vibrations. The most enhanced band corresponds to the symmetric stretching mode along the N-phenylene-N unit and exhibits the largest vibrational reorganization energy. Nevertheless, symmetric stretching modes of the phenylene and phenyl units as well as deformation modes are also coupled to the electronic process. The total vibrational reorganization energy of these symmetrical modes is dominant, while the solvent induced broadening and reorganization energy are found to be small. Hence, (1+) adopts a symmetrical delocalized Robin-Day Class III structure in the ground state. Chapter 6 reports about a vibrational spectroscopic investigation of a model organic photorefractive thiophene derivative, 2-(N,N-diethylamino)-5-(2’,2’-dicyanovinyl)-thiophene. The geometry of the first excited state were optimized and the FC parameters were calculated using the configuration interaction with single excitations method. These calculations show that the contribution of the zwitterionic structure to the excited state is significantly higher than in the ground state. The resonance Raman spectra indicate that several stretching modes along the bonds connecting the donor and acceptor moieties as well as the S-C stretching vibrations are enhanced. Chapter 7 presents the vibrational analysis of an aziridinyl tripeptide, a cysteine protease inhibitor active drug. The vibrational analysis reveals stronger H-bonding of the aziridine NH unit in the solid state of the aziridinyl tripeptide than in the liquid electrophilic building block, indicating medium strong intermolecular H-bond interactions in the crystal unit. The amide hydrogen atoms of the aziridinyl tripeptide are involved in weaker H-bonds than in an epoxide analogon. Furthermore, the characteristic vibrational modes of the peptide backbone were discussed. Chapter 8 reports on the adsorption mechanism of two related anti-leukemia active agents, 6-mercaptopurine (6MP) and 6-mercaptopurine-ribose (6MPR) on a silver colloid. Both molecules adsorb through the N1 and possibly S atom on the metal surface under basic conditions. The SERS spectra recorded for acidic pH values showed that the ribose derivative exhibits a different adsorption behavior compared to the free base. 6MP probably adsorbs on the silver sol through the N9 and N3 atoms, while 6MPR interacts with the surface via the N7 and probably S atoms. Around critical biological concentrations and pH values i.e. at low concentrations and almost neutral condition (pH 7-9), 6MPR interacts with the substrate through both N7 and N1 atoms, possibly forming two differently adsorbed species, while for 6MP only the species adsorbed via N1 was evidenced.
This thesis is concerned with the development of an on-line in-situ device for a chemical characterisation of flowing aerosols. The thesis describes the principles and most important features of such a system, allowing also on-line measurements using Raman spectroscopy as a diagnostic technique An analysis of the effect of forced oscillations on the motion of the particle dispersed in a gas flow is given in Chapter 2. Also the most important particle parameters are introduced. A review of the particle/fluid interaction in laminar air flows and the response of the particle is presented. In Chapter 3 the behaviour of the particle under different external conditions (ion bombardment and electric fields) is extended. A brief review of the most important particle charging theories (diffusion, field, and alternating potential charging) shows, that the effect of the electrical properties (represented by the dielectric constant) of the particles affects the charging process. A non-contact method for particle charge measurement was also presented. In the second part of the chapter, the interaction between the electric field and the charged particle for the purpose of particle trapping is illustrated. The most common systems like the two or four ring electrodynamic balance and the quadrupole trap are pointed out. In Chapter 4 a short review of the possibility of using scattered light to study aerosol particles is presented. First, the conditions and the facilities of using the Mie theory for particle size and refractive index determination are mentioned, then some features concerning the classical treatment of the Raman effect are presented Supported by the theoretical considerations exposed in Chapter 2, 3, and 4 the construction and the tests of different devices are presented in Chapter 5. Following the goal of the thesis, first an overview of the used materials and methods for particle generation is presented. Then, the constructed charging devices are described (from the mechanical and electrical point of view) and compared by measuring the acquired charge on the particle. Charged particles can be trapped in different containers. Two types of axially symmetric electrodynamic balances (two ring or an extended four ring configuration) were presented. For a deeper understanding these systems were studied using analytic and numerical methods. Considering the presented purpose of the work another type of trapping system has been developed, namely the quadrupole trap. A similar theoretical characterisation (in term’s of Mathieu equation) as for the electrodynamic balance was presented pointing out some specific features of this system. The incoming particle stream will be focused to the centre of the system simultaneously also the applied DC and AC potential onto the tube electrodes, yields a stable trapping of one or more particles. Chapter 6 consists of two parts: the system for single particle and for many particles investigation. The individual devices presented in Chapter 5 are now put together. The first part presents the method and the experimental realisation of a set-up for solid particle injection. In order to suppress the phase injection disadvantage found for the electrodynamic balance a developed program processes the information obtained from a particle cloud through an adequate electronic detection system, and reduces the number of particles until just one single particle is trapped. The method for one particle investigation can be extended for many particles. Using the presented set-up the particles are moved from one quadrupole to another and transformed from a particle cloud to a particle stream. A linearity between an external vertical mounted detector and the formed image of the particle stream on the CCD camera has been observed and used for simultaneous detection of many particles by Raman spectroscopy. For both methods Raman results are presented. One limitation of Raman Spectroscopy is the relatively long integration time needed for adequate signal-to-noise ratio. There are two factors which influence the integration time: first the incident radiation and the detector sensitivity, and second the intensity of the Raman bands. Using a CCD detector, the desired detector sensitivity should be achieved. So, the improvement of the signal-to-noise ratio should be the next goal in the system development. In order to reduce the integration time an optical system including optic fibres and the integration of an FT-Raman module operating in the visible region is planed. The goal of this work was to develop and construct an instrument for on-line in-situ single particle investigation by Raman spectroscopy. With the presented experimental set-up and the developed program the purpose of the work, the on-line in-situ near atmospheric pressure aerosol investigation was achieved. The Raman spectroscopy has been used successfully for a chemical characterisation of the aerosol particles.