550 Geowissenschaften
Refine
Has Fulltext
- yes (251)
Is part of the Bibliography
- yes (251)
Year of publication
Document Type
- Doctoral Thesis (116)
- Journal article (105)
- Conference Proceeding (13)
- Master Thesis (10)
- Book article / Book chapter (4)
- Report (2)
- Book (1)
Keywords
- remote sensing (23)
- Fernerkundung (21)
- Geographie (13)
- Namibia (13)
- Modellierung (11)
- climate change (11)
- Klimaänderung (10)
- MODIS (9)
- Niger (8)
- Geochemie (7)
Institute
- Institut für Geographie und Geologie (134)
- Institut für Geographie (47)
- Institut für Mineralogie und Kristallstrukturlehre (34)
- Institut für Geologie (26)
- Philosophische Fakultät (Histor., philolog., Kultur- und geograph. Wissensch.) (7)
- Graduate School of Science and Technology (3)
- Institut für Altertumswissenschaften (2)
- Institut für Informatik (2)
- Institut für Paläontologie (1)
- Neuphilologisches Institut - Moderne Fremdsprachen (1)
Sonstige beteiligte Institutionen
- Deutscher Akademischer Austauschdienst (DAAD) (1)
- Deutsches Klimaservice Zentrum (GERICS) (1)
- Deutsches Zentrum für Luft & Raumfahrt (DLR) (1)
- Deutsches Zentrum für Luft- und Raumfahrt (DLR) (1)
- Deutsches Zentrum für Luft- und Raumfahrt e.V. (1)
- INAF Padova, Italy (1)
- Jacobs University Bremen, Germany (1)
- Lehrstuhl für Fernerkundung der Uni Würzburg, in Kooperation mit dem Deutschen Fernerkundungsdatenzentrum (DFD) des Deutschen Zentrums für Luft- und Raumfahrt (DLR) (1)
- South African National Biodiversity Institute (SANBI) (1)
- University of Padova, Italy (1)
Wind energy is a key option in global dialogues about climate change mitigation. Here, we combined observations from surface wind stations, reanalysis datasets, and state‐of‐the‐art regional climate models from the Coordinated Regional Climate Downscaling Experiment (CORDEX Africa) to study the current and future wind energy potential in Zambia. We found that winds are dominated by southeasterlies and are rarely strong with an average speed of 2.8 m·s\(^{−1}\). When we converted the observed surface wind speed to a turbine hub height of 100 m, we found a ~38% increase in mean wind speed for the period 1981–2000. Further, both simulated and observed wind speed data show statistically significant increments across much of the country. The only areas that divert from this upward trend of wind speeds are the low land terrains of the Eastern Province bordering Malawi. Examining projections of wind power density (WPD), we found that although wind speed is increasing, it is still generally too weak to support large‐scale wind power generation. We found a meagre projected annual average WPD of 46.6 W·m\(^{−2}\). The highest WPDs of ~80 W·m\(^{−2}\) are projected in the northern and central parts of the country while the lowest are to be expected along the Luangwa valley in agreement with wind speed simulations. On average, Zambia is expected to experience minor WPD increments of 0.004 W·m\(^{−2}\) per year from 2031 to 2050. We conclude that small‐scale wind turbines that accommodate cut‐in wind speeds of 3.8 m·s\(^{−1}\) are the most suitable for power generation in Zambia. Further, given the limitations of small wind turbines, they are best suited for rural and suburban areas of the country where obstructions are few, thus making them ideal for complementing the government of the Republic of Zambia's rural electrification efforts.
Atmospheric circulation is a key driver of climate variability, and the representation of atmospheric circulation modes in regional climate models (RCMs) can enhance the credibility of regional climate projections. This study examines the representation of large‐scale atmospheric circulation modes in Coupled Model Inter‐comparison Project phase 5 RCMs once driven by ERA‐Interim, and by two general circulation models (GCMs). The study region is Western Europe and the circulation modes are classified using the Promax rotated T‐mode principal component analysis. The results indicate that the RCMs can replicate the classified atmospheric modes as obtained from ERA5 reanalysis, though with biases dependent on the data providing the lateral boundary condition and the choice of RCM. When the boundary condition is provided by ERA‐Interim that is more consistent with observations, the simulated map types and the associating time series match well with their counterparts from ERA5. Further, on average, the multi‐model ensemble mean of the analysed RCMs, driven by ERA‐Interim, indicated a slight improvement in the representation of the modes obtained from ERA5. Conversely, when the RCMs are driven by the GCMs that are models without assimilation of observational data, the representation of the atmospheric modes, as obtained from ERA5, is relatively less accurate compared to when the RCMs are driven by ERA‐Interim. This suggests that the biases stem from the GCMs. On average, the representation of the modes was not improved in the multi‐model ensemble mean of the five analysed RCMs driven by either of the GCMs. However, when the best‐performed RCMs were selected on average the ensemble mean indicated a slight improvement. Moreover, the presence of the North Atlantic Oscillation (NAO) in the simulated modes depends also on the lateral boundary conditions. The relationship between the modes and the NAO was replicated only when the RCMs were driven by reanalysis. The results indicate that the forcing model is the main factor in reproducing the atmospheric circulation.
Accurate crop monitoring in response to climate change at a regional or field scale
plays a significant role in developing agricultural policies, improving food security,
forecasting, and analysing global trade trends. Climate change is expected to
significantly impact agriculture, with shifts in temperature, precipitation patterns, and
extreme weather events negatively affecting crop yields, soil fertility, water availability,
biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable
information combined with crop growth models (CGMs) for yield assessment by
monitoring crop development, detecting crop changes, and assessing the impact of
climate change on crop yields. This dissertation aims to investigate the potential of RS
data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR)
for the Free State of Bavaria (70,550 km2
), Germany. The first chapter of the dissertation
describes the reasons favouring the importance of accurate crop yield predictions for
achieving sustainability in agriculture. Chapter second explores the accuracy
assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data
(high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low
spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one
day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial
and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud
or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more
suitable for agricultural monitoring than the other synthetic products fused. Chapter
third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter
2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The
chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal
(8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light
use efficiency approach (LUE)) for accurate crop yield estimations of both crop types.
Chapter third observes that the observations of high temporal resolution (8-day)
products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately
measuring the yield of WW and OSR. The chapter investigates that the simple light use
efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more
precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher
input parameters. Chapter four researches the relationship of spatiotemporal fusion
modelling using STRAFM on crop yield prediction for WW and OSR using the LUE
model for Bavaria from 2001 to 2019. The chapter states the high positive correlation
coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and
modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter
analyses the impact of climate variables on crop yield predictions by observing an
increase in R2
(0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when
the climate effect is included in the model. The fifth chapter suggests that the coupling
of the LUE model to the random forest (RF) model can further reduce the relative root
mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by
14.3% (for both WW and OSR), compared to results just relying on LUE. The same
chapter concludes that satellite-based crop biomass, solar radiation, and temperature
are the most influential variables in the yield prediction of both crop types. Chapter six
attempts to discuss both pros and cons of RS technology while analysing the impact of
land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that
the modelled biomass of both crops is positively impacted by land use diversity to the
radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The
chapter also discusses the future implications by stating that including some dependent
factors (such as the management practices used, soil health, pest management, and
pollinators) could improve the relationship of RS-modelled crop yields with
biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as
unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving
accurate crop yield predictions for precision farming. In addition, the chapter highlights
the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher
crop yield accuracies.
Accurate crop monitoring in response to climate change at a regional or field scale plays a significant role in developing agricultural policies, improving food security, forecasting, and analysing global trade trends. Climate change is expected to significantly impact agriculture, with shifts in temperature, precipitation patterns, and extreme weather events negatively affecting crop yields, soil fertility, water availability, biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable information combined with crop growth models (CGMs) for yield assessment by monitoring crop development, detecting crop changes, and assessing the impact of climate change on crop yields. This dissertation aims to investigate the potential of RS data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR) for the Free State of Bavaria (70,550 km2), Germany. The first chapter of the dissertation describes the reasons favouring the importance of accurate crop yield predictions for achieving sustainability in agriculture. Chapter second explores the accuracy assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data (high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more suitable for agricultural monitoring than the other synthetic products fused. Chapter third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter 2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal (8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light use efficiency approach (LUE)) for accurate crop yield estimations of both crop types. Chapter third observes that the observations of high temporal resolution (8-day) products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately measuring the yield of WW and OSR. The chapter investigates that the simple light use efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher input parameters. Chapter four researches the relationship of spatiotemporal fusion modelling using STRAFM on crop yield prediction for WW and OSR using the LUE model for Bavaria from 2001 to 2019. The chapter states the high positive correlation coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter analyses the impact of climate variables on crop yield predictions by observing an increase in R2 (0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when the climate effect is included in the model. The fifth chapter suggests that the coupling of the LUE model to the random forest (RF) model can further reduce the relative root mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by 14.3% (for both WW and OSR), compared to results just relying on LUE. The same chapter concludes that satellite-based crop biomass, solar radiation, and temperature are the most influential variables in the yield prediction of both crop types. Chapter six attempts to discuss both pros and cons of RS technology while analysing the impact of land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that the modelled biomass of both crops is positively impacted by land use diversity to the radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The chapter also discusses the future implications by stating that including some dependent factors (such as the management practices used, soil health, pest management, and pollinators) could improve the relationship of RS-modelled crop yields with biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving accurate crop yield predictions for precision farming. In addition, the chapter highlights the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher crop yield accuracies.
Grasslands shape many landscapes of the earth as they cover about one-third of its surface. They are home and provide livelihood for billions of people and are mainly used as source of forage for animals. However, grasslands fulfill many additional ecosystem functions next to fodder production, such as storage of carbon, water filtration, provision of habitats and cultural values. They play a role in climate change (mitigation) and in preserving biodiversity and ecosystem functions on a global scale. The degree to what these ecosystem functions are present within grassland ecosystems is largely determined by the management. Individual management practices and the use intensity influence the species composition as well as functions, like carbon storage, while higher use intensities (e.g. high mowing frequencies) usually show a negative impact. Especially in Central European countries, like in Germany, the determining influence of grassland management on its physiognomy and ecosystem functions leads to a large variability and small-scale alternations of grassland parcels. Large-scale information on the management and use intensity of grasslands is not available. Consequently, estimations of grassland ecosystem functions are challenging which, however, would be required for large-scale assessments of the status of grassland ecosystems and optimized management plans for the future. The topic of this thesis tackles this gap by investigating the major grassland management practice in Germany, which is mowing, for multiple years, in high spatial resolution
and on a national scale.
Earth Observation (EO) has the advantage of providing information of the earth’s surface on multi-temporal time steps. An extensive literature review on the use of EO for grassland management and production analyses, which was part of this thesis, showed that in particular research on grasslands consisting of small parcels with a large variety of management and use intensity, like common in Central Europe, is underrepresented. Especially
the launch of the Sentinel satellites in the recent past now enables the analyses of such grasslands due to their high spatial and temporal resolution. The literature review specifically on the investigation of grassland mowing events revealed that most previous studies focused on small study areas, were exploratory, only used one sensor type and/or lacked a reference data set with a complete range of management options.
Within this thesis a novel framework to detect grassland mowing events over large areas is presented which was applied and validated for the entire area of Germany for multiple years (2018–2021). The potential of both sensor types, optical (Sentinel-2) and Synthetic Aperture Radar (SAR) (Sentinel-1) was investigated regarding grassland mowing event detection. Eight EO parameters were investigated, namely the Enhanced Vegetation Index (EVI), the backscatter intensity and the interferometric (InSAR) temporal coherence for both available polarization modes (VV and VH), and the polarimetric (PolSAR) decomposition parameters Entropy, K0 and K1. An extensive reference data set was generated based on daily images of webcams distributed in Germany which resulted in mowing information
for grasslands with the entire possible range of mowing frequencies – from one to six in Germany – and in 1475 reference mowing events for the four years of interest.
For the first time a observation-driven mowing detection approach including data from Sentinel-2 and Sentinel-1 and combining the two was developed, applied and validated on large scale. Based on a subset of the reference data (13 grassland parcels with 44 mowing events) from 2019 the EO parameters were investigated and the detection algorithm
developed and parameterized. This analysis showed that a threshold-based change detection approach based on EVI captured grassland mowing events best, which only failed during periods of clouds. All SAR-based parameters showed a less consistent behavior to mowing events, with PolSAR Entropy and InSAR Coherence VH, however, revealing the
highest potential among them. A second, combined approach based on EVI and a SARbased parameter was developed and tested for PolSAR Entropy and InSAR VH. To avoid additional false positive detections during periods in which mowing events are anyhow reliably detected using optical data, the SAR-based mowing detection was only initiated
during long gaps within the optical time series (< 25 days). Application and validation of
these approaches in a focus region revealed that only using EVI leads to the highest accuracies (F1-Score = 0.65) as combining this approach with SAR-based detection led to a strong increase in falsely detected mowing events resulting in a decrease of accuracies (EVI + PolSAR ENT F1-Score = 0.61; EVI + InSAR COH F1-Score = 0.61).
The mowing detection algorithm based on EVI was applied for the entire area of Germany for the years 2018-2021. It was revealed that the largest share of grasslands with high mowing frequencies (at least four mowing events) can be found in southern/south-eastern Germany. Extensively used grassland (mown up to two times) is distributed within the entire country with larger shares in the center and north-eastern parts of Germany. These patterns stay constant in general, but small fluctuations between the years are visible. Early mown grasslands can be found in southern/south-eastern Germany – in line with high mowing frequency areas – but also in central-western parts. The years 2019 and 2020 revealed higher accuracies based on the 1475 mowing events of the multi-annual validation data set
(F1-Scores of 0.64 and 0.63), 2018 and 2021 lower ones (F1-Score of 0.52 and 0.50).
Based on this new, unprecedented data set, potential influencing factors on the mowing dynamics were investigated. Therefore, climate, topography, soil data and information on conservation schemes were related to mowing dynamics for the year 2020, which showed a high number of valid observations and detection accuracy. It was revealed that there are no strong linear relationships between the mowing frequency or the timing of the first mowing event and the investigated variables. However, it was found that for intensive grassland usage certain climatic and topographic conditions have to be fulfilled, while extensive grasslands appear on the entire spectrum of these variables. Further, higher mowing frequencies occur on soils with influence of ground water and lower mowing frequencies in protected areas. These results show the complex interplay between grassland mowing dynamics and external influences and highlight the challenges of policies aiming to protect grassland ecosystem functions and their need to be adapted to regional circumstances.
Die städtische Umwelt ist in steter Veränderung, vor allem durch den Bau, aber auch durch die Zerstörung von städtischen Elementen. Die formelle Entwicklung ist ein Prozess mit langen Planungszeiträumen und die bebaute Landschaft wirkt daher statisch. Dagegen unterliegen informelle oder spontane Siedlungen aufgrund ihrer stets unvollendeten städtischen Form einer hohen Dynamik – so wird in der Literatur berichtet. Allerdings sind Dynamik und die morphologischen Merkmale der physischen Transformation in solchen Siedlungen, die städtische Armut morphologisch repräsentieren, auf globaler Ebene bisher kaum mit einer konsistenten Datengrundlage empirisch untersucht worden. Hier setzt die vorliegende Arbeit an. Unter der Annahme, dass die erforschte zeitliche Dynamik in Europa geringer ausfällt, stellt sich die generelle Frage nach einer katalogisierten Erfassung physischer Wohnformen von Armut speziell in Europa. Denn Wohnformen der Armut werden oft ausschließlich mit dem ‚Globalen Süden‘ assoziiert, insbesondere durch die Darstellung von Slums. Tatsächlich ist Europa sogar die Wiege der Begriffe ‚Slum‘ und ‚Ghetto‘, die vor Jahrhunderten zur Beschreibung von Missständen und Unterdrückung auftauchten. Bis heute weist dieser facettenreiche Kontinent eine enorme Vielfalt an physischen Wohnformen der Armut auf, die ihre Wurzeln in unterschiedlichen Politiken, Kulturen, Geschichten und Lebensstilen haben. Um über diese genannten Aspekte Aufschluss zu erlangen, bedarf es u.a. der Bildanalyse durch Satellitenbilder. Diese Arbeit wird daher mittels Fernerkundung bzw. Erdbeobachtung (EO) sowie zusätzlicher Literaturrecherchen und einer empirischen Erhebung erstellt. Um Unsicherheiten konzeptionell und in der Erfassung offenzulegen, ist die Methode der manuellen Bildinterpretation von Armutsgebieten kritisch zu hinterfragen.
Das übergeordnete Ziel dieser Arbeit ist eine bessere Wissensbasis über Armut zu schaffen, um Maßnahmen zur Reduzierung von Armut entwickeln zu können. Die Arbeit dient dabei als eine Antwort auf die Nachhaltigkeitsziele der Vereinten Nationen. Es wird Grundlagenforschung betrieben, indem Wissenslücken in der Erdbeobachtung zu physisch-baulichen bzw. morphologischen Erscheinungen von Armut auf Gebäude-Ebene explorativ analysiert werden. Die Arbeit wird in drei Forschungsthemen bzw. Studienteile untergliedert:
Ziel des ersten Studienteils ist die globale raumzeitliche Erfassung von Dynamiken durch Anknüpfung an bisherige Kategorisierungen von Armutsgebieten. Die bisherige Wissenslücke soll gefüllt werden, indem über einen Zeitraum von etwa sieben Jahren in 16 dokumentierten Manifestationen städtischer Armut anhand von Erdbeobachtungsdaten eine zeitliche Analyse der bebauten Umwelt durchgeführt wird. Neben einer global verteilten Gebietsauswahl wird die visuelle Bildinterpretation (MVII) unter Verwendung von hochauflösenden optischen Satellitendaten genutzt. Dies geschieht in Kombination mit in-situ- und Google Street View-Bildern zur Ableitung von 3D-Stadtmodellen. Es werden physische Raumstrukturen anhand von sechs räumlichen morphologischen Variablen gemessen: Anzahl, Größe, Höhe, Ausrichtung und Dichte der Gebäude sowie Heterogenität der Bebauung. Diese ‚temporale Analyse‘ zeigt zunächst sowohl inter- als auch intra-urbane Unterschiede. Es lassen sich unterschiedliche, aber generell hohe morphologische Dynamiken zwischen den Untersuchungsgebieten finden. Dies drückt sich in vielfältiger Weise aus: von abgerissenen und rekonstruierten Gebieten bis hin zu solchen, wo Veränderungen innerhalb der gegebenen Strukturen auftreten. Geographisch gesehen resultiert in der Stichprobe eine fortgeschrittene Dynamik, insbesondere in Gebieten des Globalen Südens. Gleichzeitig lässt sich eine hohe räumliche Variabilität der morphologischen Transformationen innerhalb der untersuchten Gebiete beobachten. Trotz dieser teilweise hohen morphologischen Dynamik sind die räumlichen Muster von Gebäudefluchten, Straßen und Freiflächen überwiegend konstant. Diese ersten Ergebnisse deuten auf einen geringen Wandel in Europa hin, weshalb diese europäischen Armutsgebiete im folgenden Studienteil von Grund auf erhoben und kategorisiert werden.
Ziel des zweiten Studienteils ist die Erschaffung einer neuen Kategorisierung, speziell für das in der Wissenschaft unterrepräsentierte Europa. Die verschiedenen Formen nicht indizierter Wohnungsmorphologien werden erforscht und kategorisiert, um das bisherige globale wissenschaftliche ontologische Portfolio für Europa zu erweitern. Hinsichtlich dieses zweiten Studienteils bietet eine Literaturrecherche mit mehr als 1.000 gesichteten Artikeln die weitere Grundlage für den folgenden Fokus auf Europa. Auf der Recherche basierend werden mittels der manuellen visuellen Bildinterpretation (engl.: MVII) erneut Satellitendaten zur Erfassung der physischen Morphologien von Wohnformen genutzt. Weiterhin kommen selbst definierte geographische Indikatoren zu Lage, Struktur und formellem Status zum Einsatz. Darüber hinaus werden gesellschaftliche Hintergründe, die durch Begriffe wie ‚Ghetto‘, ‚Wohnwagenpark‘, ‚ethnische Enklave‘ oder ‚Flüchtlingslager‘ beschrieben werden, recherchiert und implementiert. Sie sollen als Erklärungsansatz für Armutsviertel in Europa dienen. Die Stichprobe der europäischen, insgesamt aber unbekannten Grundgesamtheit verdeutlicht eine große Vielfalt an physischen Formen: Es wird für Europa eine neue Kategorisierung von sechs Hauptklassen entwickelt, die von ‚einfachsten Wohnstätten‘ (z. B. Zelten) über ‚behelfsmäßige Unterkünfte ‘ (z. B. Baracken, Container) bis hin zu ‚mehrstöckigen Bauten‘ - als allgemeine Taxonomie der Wohnungsnot in Europa - reicht. Die Untersuchung zeigt verschiedene Wohnformen wie z. B. unterirdische oder mobile Typen, verfallene Wohnungen oder große Wohnsiedlungen, die die Armut im Europa des 21. Jahrhunderts widerspiegeln. Über die Wohnungsmorphologie hinaus werden diese Klassen durch die Struktur und ihren rechtlichen Status beschrieben - entweder als geplante oder als organisch-gewachsene bzw. weiterhin als formelle, informelle oder hybride (halblegale) Formen. Geographisch lassen sich diese ärmlichen Wohnformen sowohl in städtischen als auch in ländlichen Gebieten finden, mit einer Konzentration in Südeuropa. Der Hintergrund bei der Mehrheit der Morphologien betrifft Flüchtlinge, ethnische Minderheiten und sozioökonomisch benachteiligte Menschen - die ‚Unterprivilegierten‘.
Ziel des dritten Studienteils ist eine kritische Analyse der Methode. Zur Erfassung all dieser Siedlungen werden heutzutage Satellitenbilder aufgrund der Fortschritte bei den Bildklassifizierungsmethoden meist automatisch ausgewertet. Dennoch spielt die MVII noch immer eine wichtige Rolle, z.B. um Trainingsdaten für Machine-Learning-Algorithmen zu generieren oder für Validierungszwecke. In bestimmten städtischen Umgebungen jedoch, z.B. solchen mit höchster Dichte und struktureller Komplexität, fordern spektrale und textur-basierte Verflechtungen von überlappenden Dachstrukturen den menschlichen Interpreten immer noch heraus, wenn es darum geht einzelne Gebäudestrukturen zu erfassen. Die kognitive Wahrnehmung und die Erfahrung aus der realen Welt sind nach wie vor unumgänglich. Vor diesem Hintergrund zielt die Arbeit methodisch darauf ab, Unsicherheiten speziell bei der Kartierung zu quantifizieren und zu interpretieren. Kartiert werden Dachflächen als ‚Fußabdrücke‘ solcher Gebiete. Der Fokus liegt dabei auf der Übereinstimmung zwischen mehreren Bildinterpreten und welche Aspekte der Wahrnehmung und Elemente der Bildinterpretation die Kartierung beeinflussen. Um letztlich die Methode der MVII als drittes Ziel selbstkritisch zu reflektieren, werden Experimente als sogenannte ‚Unsicherheitsanalyse‘ geschaffen. Dabei digitalisieren zehn Testpersonen bzw. Probanden/Interpreten sechs komplexe Gebiete. Hierdurch werden quantitative Informationen über räumliche Variablen von Gebäuden erzielt, um systematisch die Konsistenz und Kongruenz der Ergebnisse zu überprüfen. Ein zusätzlicher Fragebogen liefert subjektive qualitative Informationen über weitere Schwierigkeiten. Da die Grundlage der hierfür bisher genutzten Kategorisierungen auf der subjektiven Bildinterpretation durch den Menschen beruht, müssen etwaige Unsicherheiten und damit Fehleranfälligkeiten offengelegt werden. Die Experimente zu dieser Unsicherheitsanalyse erfolgen quantifiziert und qualifiziert. Es lassen sich generell große Unterschiede zwischen den Kartierungsergebnissen der Probanden, aber eine hohe Konsistenz der Ergebnisse bei ein und demselben Probanden feststellen. Steigende Abweichungen korrelieren mit einer steigenden baustrukturellen (morphologischen) Komplexität. Ein hoher Grad an Individualität bei den Probanden äußert sich in Aspekten wie z.B. Zeitaufwand beim Kartieren, in-situ Vorkenntnissen oder Vorkenntnissen beim Umgang mit Geographischen Informationssystemen (GIS). Nennenswert ist hierbei, dass die jeweilige Datenquelle das Kartierungsverfahren meist beeinflusst. Mit dieser Studie soll also auch an der Stelle der angewandten Methodik eine weitere Wissenslücke gefüllt werden. Die bisherige Forschung komplexer urbaner Areale unter Nutzung der manuellen Bildinterpretation implementiert oftmals keine Unsicherheitsanalyse oder Quantifizierung von Kartierungsfehlern. Fernerkundungsstudien sollten künftig zur Validierung nicht nur zweifelsfrei auf MVII zurückgreifen können, sondern vielmehr sind Daten und Methoden notwendig, um Unsicherheiten auszuschließen.
Zusammenfassend trägt diese Arbeit zur bisher wenig erforschten morphologischen Dynamik von Armutsgebieten bei. Es werden inter- wie auch intra-urbane Unterschiede auf globaler Ebene präsentiert. Dabei sind allgemein hohe morphologische Transformationen zwischen den selektierten Gebieten festzustellen. Die Ergebnisse deuten auf einen grundlegenden Kenntnismangel in Europa hin, weshalb an dieser Stelle angeknüpft wird. Eine über Europa verteilte Stichprobe erlaubt eine neue morphologische Kategorisierung der großen Vielfalt an gefundenen physischen Formen. Die Menge an Gebieten erschließt sich in einer unbekannten Grundgesamtheit. Zur Datenaufbereitung bisheriger Analysen müssen Satellitenbilder manuell interpretiert werden. Das Verfahren birgt Unsicherheiten. Als kritische Selbstreflexion zeigt eine Reihe von Experimenten signifikante Unterschiede zwischen den Ergebnissen der Probanden auf, verdeutlicht jedoch bei ein und derselben Person Beständigkeit.
A circum-Arctic monitoring framework for quantifying annual erosion rates of permafrost coasts
(2023)
This study demonstrates a circum-Arctic monitoring framework for quantifying annual change of permafrost-affected coasts at a spatial resolution of 10 m. Frequent cloud coverage and challenging lighting conditions, including polar night, limit the usability of optical data in Arctic regions. For this reason, Synthetic Aperture RADAR (SAR) data in the form of annual median and standard deviation (sd) Sentinel-1 (S1) backscatter images covering the months June–September for the years 2017–2021 were computed. Annual composites for the year 2020 were hereby utilized as input for the generation of a high-quality coastline product via a Deep Learning (DL) workflow, covering 161,600 km of the Arctic coastline. The previously computed annual S1 composites for the years 2017 and 2021 were employed as input data for the Change Vector Analysis (CVA)-based coastal change investigation. The generated DL coastline product served hereby as a reference. Maximum erosion rates of up to 67 m per year could be observed based on 400 m coastline segments. Overall highest average annual erosion can be reported for the United States (Alaska) with 0.75 m per year, followed by Russia with 0.62 m per year. Out of all seas covered in this study, the Beaufort Sea featured the overall strongest average annual coastal erosion of 1.12 m. Several quality layers are provided for both the DL coastline product and the CVA-based coastal change analysis to assess the applicability and accuracy of the output products. The predicted coastal change rates show good agreement with findings published in previous literature. The proposed methods and data may act as a valuable tool for future analysis of permafrost loss and carbon emissions in Arctic coastal environments.
Monitoring forest conditions is an essential task in the context of global climate change to preserve biodiversity, protect carbon sinks and foster future forest resilience. Severe impacts of heatwaves and droughts triggering cascading effects such as insect infestation are challenging the semi-natural forests in Germany. As a consequence of repeated drought years since 2018, large-scale canopy cover loss has occurred calling for an improved disturbance monitoring and assessment of forest structure conditions. The present study demonstrates the potential of complementary remote sensing sensors to generate wall-to-wall products of forest structure for Germany. The combination of high spatial and temporal resolution imagery from Sentinel-1 (Synthetic Aperture Radar, SAR) and Sentinel-2 (multispectral) with novel samples on forest structure from the Global Ecosystem Dynamics Investigation (GEDI, LiDAR, Light detection and ranging) enables the analysis of forest structure dynamics. Modeling the three-dimensional structure of forests from GEDI samples in machine learning models reveals the recent changes in German forests due to disturbances (e.g., canopy cover degradation, salvage logging). This first consistent data set on forest structure for Germany from 2017 to 2022 provides information of forest canopy height, forest canopy cover and forest biomass and allows estimating recent forest conditions at 10 m spatial resolution. The wall-to-wall maps of the forest structure support a better understanding of post-disturbance forest structure and forest resilience.
Permafrost degradation is observed all over the world as a consequence of climate change and the associated Arctic amplification, which has severe implications for the environment. Landslides, increased rates of surface deformation, rising likelihood of infrastructure damage, amplified coastal erosion rates, and the potential turnover of permafrost from a carbon sink to a carbon source are thereby exemplary implications linked to the thawing of frozen ground material. In this context, satellite earth observation is a potent tool for the identification and continuous monitoring of relevant processes and features on a cheap, long-term, spatially explicit, and operational basis as well as up to a circumpolar scale.
A total of 325 articles published in 30 different international journals during the past two decades were investigated on the basis of studied environmental foci, remote sensing platforms, sensor combinations, applied spatio-temporal resolutions, and study locations in an extensive review on past achievements, current trends, as well as future potentials and challenges of satellite earth observation for permafrost related analyses. The development of analysed environmental subjects, utilized sensors and platforms, and the number of annually published articles over time are addressed in detail. Studies linked to atmospheric features and processes, such as the release of greenhouse gas emissions, appear to be strongly under-represented. Investigations on the spatial distribution of study locations revealed distinct study clusters across the Arctic. At the same time, large sections of the continuous permafrost domain are only poorly covered and remain to be investigated in detail. A general trend towards increasing attention in satellite earth observation of permafrost and related processes and features was observed. The overall amount of published articles hereby more than doubled since the year 2015. New sources of satellite data, such as the Sentinel satellites and the Methane Remote Sensing LiDAR Mission (Merlin), as well as novel methodological approaches, such as data fusion and deep learning, will thereby likely improve our understanding of the thermal state and distribution of permafrost, and the effects of its degradation. Furthermore, cloud-based big data processing platforms (e.g. Google Earth Engine (GEE)) will further enable sophisticated and long-term analyses on increasingly larger scales and at high spatial resolutions.
In this thesis, a specific focus was put on Arctic permafrost coasts, which feature increasing vulnerability to environmental parameters, such as the thawing of frozen ground, and are therefore associated with amplified erosion rates. In particular, a novel monitoring framework for quantifying Arctic coastal erosion rates within the permafrost domain at high spatial resolution and on a circum-Arctic scale is presented within this thesis. Challenging illumination conditions and frequent cloud cover restrict the applicability of optical satellite imagery in Arctic regions. In order to overcome these limitations, Synthetic Aperture RADAR (SAR) data derived from Sentinel-1 (S1), which is largely independent from sun illumination and weather conditions, was utilized. Annual SAR composites covering the months June–September were combined with a Deep Learning (DL) framework and a Change Vector Analysis (CVA) approach to generate both a high-quality and circum-Arctic coastline product as well as a coastal change product that highlights areas of erosion and build-up. Annual composites in the form of standard deviation (sd) and median backscatter were computed and used as inputs for both the DL framework and the CVA coastal change quantification. The final DL-based coastline product covered a total of 161,600 km of Arctic coastline and featured a median accuracy of ±6.3 m to the manually digitized reference data. Annual coastal change quantification between 2017–2021 indicated erosion rates of up to 67 m per year for some areas based on 400 m coastal segments. In total, 12.24% of the investigated coastline featured an average erosion rate of 3.8 m per year, which corresponds to 17.83 km2 of annually eroded land area. Multiple quality layers associated to both products, the generated DL-coastline and the coastal change rates, are provided on a pixel basis to further assess the accuracy and applicability of the proposed data, methods, and products.
Lastly, the extracted circum-Arctic erosion rates were utilized as a basis in an experimental framework for estimating the amount of permafrost and carbon loss as a result of eroding permafrost coastlines. Information on permafrost fraction, Active Layer Thickness (ALT), soil carbon content, and surface elevation were thereby combined with the aforementioned erosion rates. While the proposed experimental framework provides a valuable outline for quantifying the volume loss of frozen ground and carbon release, extensive validation of the utilized environmental products and resulting volume loss numbers based on 200 m segments are necessary. Furthermore, data of higher spatial resolution and information of carbon content for deeper soil depths are required for more accurate estimates.
Satellite-derived land surface temperature dynamics in the context of global change — a review
(2023)
Satellite-derived Land Surface Temperature (LST) dynamics have been increasingly used to study various geophysical processes. This review provides an extensive overview of the applications of LST in the context of global change. By filtering a selection of relevant keywords, a total of 164 articles from 14 international journals published during the last two decades were analyzed based on study location, research topic, applied sensor, spatio-temporal resolution and scale and employed analysis methods. It was revealed that China and the USA were the most studied countries and those that had the most first author affiliations. The most prominent research topic was the Surface Urban Heat Island (SUHI), while the research topics related to climate change were underrepresented. MODIS was by far the most used sensor system, followed by Landsat. A relatively small number of studies analyzed LST dynamics on a global or continental scale. The extensive use of MODIS highly determined the study periods: A majority of the studies started around the year 2000 and thus had a study period shorter than 25 years. The following suggestions were made to increase the utilization of LST time series in climate research: The prolongation of the time series by, e.g., using AVHRR LST, the better representation of LST under clouds, the comparison of LST to traditional climate change measures, such as air temperature and reanalysis variables, and the extension of the validation to heterogenous sites.
The development of retrogressive thaw slumps (RTS) is known to be strongly influenced by relief-related parameters, permafrost characteristics, and climatic triggers. To deepen the understanding of RTS, this study examines the subsurface characteristics in the vicinity of an active thaw slump, located in the Richardson Mountains (Western Canadian Arctic). The investigations aim to identify relationships between the spatiotemporal slump development and the influence of subsurface structures. Information on these were gained by means of electrical resistivity tomography (ERT) and ground-penetrating radar (GPR). The spatiotemporal development of the slump was revealed by high-resolution satellite imagery and unmanned aerial vehicle–based digital elevation models (DEMs). The analysis indicated an acceleration of slump expansion, especially since 2018. The comparison of the DEMs enabled the detailed balancing of erosion and accumulation within the slump area between August 2018 and August 2019. In addition, manual frost probing and GPR revealed a strong relationship between the active layer thickness, surface morphology, and hydrology. Detected furrows in permafrost table topography seem to affect the active layer hydrology and cause a canalization of runoff toward the slump. The three-dimensional ERT data revealed a partly unfrozen layer underlying a heterogeneous permafrost body. This may influence the local hydrology and affect the development of the RTS. The results highlight the complex relationships between slump development, subsurface structure, and hydrology and indicate a distinct research need for other RTSs.
Die imperiale Lebensweise westlicher Industrienationen, die sich durch ein permanentes Streben nach Wirtschaftswachstum ausdrückt, bringt den Planeten an die Grenzen seiner Tragfähigkeit. In den letzten Jahren wurden jedoch – bestärkt durch die Weltwirtschaftskrise 2007/08 – Alternativen zum Modell des permanenten Wachstums immer populärer, die sich anstatt auf ökonomischen Wohlstand vermehrt auf soziale und ökologische Belange des gesellschaftlichen Zusammenlebens fokussierten. Unter dem Begriff der Postwachstumsbewegung sammelten sich Ansätze, Ideen und Akteure, die gemeinsam für eine Zukunft fernab jeglicher Wachstumszwänge und innerhalb der planetaren Grenzen kämpfen.
Vor dem Hintergrund der zunehmenden sozialen und ökologischen Herausforderungen wurden nun erstmals sozial-ökologische Nischenakteure aus drei unterschiedlichen Bereichen der Postwachstumsbewegung gemeinsam in einem Forschungsvorhaben – unter besonderer Berücksichtigung gesellschaftlicher, organisatorischer und territorialer Einbettungsprozesse – untersucht. Eingebettet ist diese Untersuchung in den theoretisch-konzeptionellen Ansatz der sozial-ökologischen Transformation, deren inkrementeller Wandel mithilfe der Multi-Level-Perspektive beschrieben werden kann. Die Kombination dieses spezifischen theoretisch-konzeptionellen Ansatzes und der empirischen Erhebung ist das Alleinstellungsmerkmal der vorliegenden Untersuchung.
Es zeigte sich, dass alle untersuchten Nischenakteure eine deutlich progressive Unternehmungsphilosophie vertreten, die häufig in einer Unternehmungsorganisation mit flachen Hierarchien und konsensbasierten Entscheidungsfindungen mündet. Besonders gesellschaftliche Einbettungsprozesse bedingen den Erfolg oder Misserfolg der Nischenentwicklung. Organisatorische Einbettung kommt derweil vor allem im Aufbau weitreichender Netzwerkstrukturen zum Tragen, die die Innovationsfähigkeit und Stabilität der Nische unterstützen. Eine starke territoriale Einbettung steigert den lokal-regionalen Einfluss der Nischeninnovationen und generiert Rückhalt in der Bevölkerung.
The analysis of the Earth system and interactions among its spheres is increasingly important to improve the understanding of global environmental change. In this regard, Earth observation (EO) is a valuable tool for monitoring of long term changes over the land surface and its features. Although investigations commonly study environmental change by means of a single EO-based land surface variable, a joint exploitation of multivariate land surface variables covering several spheres is still rarely performed. In this regard, we present a novel methodological framework for both, the automated processing of multisource time series to generate a unified multivariate feature space, as well as the application of statistical time series analysis techniques to quantify land surface change and driving variables. In particular, we unify multivariate time series over the last two decades including vegetation greenness, surface water area, snow cover area, and climatic, as well as hydrological variables. Furthermore, the statistical time series analyses include quantification of trends, changes in seasonality, and evaluation of drivers using the recently proposed causal discovery algorithm Peter and Clark Momentary Conditional Independence (PCMCI). We demonstrate the functionality of our methodological framework using Indo-Gangetic river basins in South Asia as a case study. The time series analyses reveal increasing trends in vegetation greenness being largely dependent on water availability, decreasing trends in snow cover area being mostly negatively coupled to temperature, and trends of surface water area to be spatially heterogeneous and linked to various driving variables. Overall, the obtained results highlight the value and suitability of this methodological framework with respect to global climate change research, enabling multivariate time series preparation, derivation of detailed information on significant trends and seasonality, as well as detection of causal links with minimal user intervention. This study is the first to use multivariate time series including several EO-based variables to analyze land surface dynamics over the last two decades using the causal discovery algorithm PCMCI.
The area northeast of Sudbury, Ontario, is known for one of the largest unexplained geophysical anomalies on the Canadian Shield, the 1,200 km2 Temagami Anomaly. The geological cause of this regional magnetic, conductive and gravity feature has previously been modelled to be a mafic-ultramafic body at relatively great depth (2–15 km) of unknown age and origin, which may or may not be related to the meteorite impact-generated Sudbury Igneous Complex in its immediate vicinity. However, with a profound lack of outcrops and drill holes, the geological cause of the anomaly remains elusive, a genetic link to the 1.85 Ga Sudbury impact event purely speculative.
In search for any potential surface expression of the deep-seated cause of the Temagami Anomaly, this study provides a first, yet comprehensive petrological and geochemical assessment of exotic igneous dykes recently discovered in outcrops above, and drill cores into, the Temagami Anomaly. Based on cross-cutting field relations, petrographic studies, lithogeochemistry, whole-rock Nd-Sr-Pb isotope systematics, and U-Pb geochronology, it was possible to identify, and distinguish between, at least six different groups of igneous dykes: (i) Calc-alkaline quartz diorite dykes related to the 1.85 Ga Sudbury Igneous Complex (locally termed Offset Dykes); (ii) tholeiitic quartz diabase of the regional 2.22 Ga Nipissing Suite/Senneterre Dyke Swarm; (iii) calc-alkaline quartz diabase of the regional 2.17 Ga Biscotasing Dyke Swarm; (iv) alkaline ultrabasic dykes correlated with the 1.88–1.86 Ga Circum-Superior Large Igneous Province (LIP); and (v) aplitic dykes as well as (vi) a hornblende syenite, the latter two of more ambiguous age and stratigraphic position.
The findings presented in this study – the discovery of three new Offset Dykes in particular – offer some unexpected insights into the geology and economic potential of one of the least explored areas of the world-class Sudbury Mining Camp as well as into the nature and distribution of both allochthonous and autochthonous impactites within one of the oldest and largest impact structures known on Earth. Not only do the geometric patterns of dyke (and breccia) distribution reaffirm previous notions of the existence of discrete ring structures in the sense of a ~200-km multi-ring basin, but they provide critical constraints as to the pre-erosional thickness and extent of the impact melt sheet, thus helping to identity new areas for Ni-Cu-PGE exploration. Furthermore, this study provides important insights into the pre-impact stratigraphy and the magmatic evolution of the region in general, which reveals to be much more complex, compositionally divers, and protracted than initially assumed. Of note is the discovery of rocks related to the 2.17 Ga Biscotasing and the 1.88–1.86 Ga Circum-Superior magmatic events, as these were not previously known to occur on the southeast margin of the Superior Craton. Shortly predating the Sudbury impact and being contemporaneous with ore-forming events at Thompson (Manitoba) and Raglan (Cape Smith), these magmatic rocks could provide the missing link between unusual mafic, pre-enriched, crustal target rocks, and the unique metal endowment of the Sudbury Impact Structure.
The actual geological cause of the Temagami Anomaly remains open to debate and requires the downward extension of existing bore holes as well as more detailed geophysical investigations. The hypothesis of a genetic relationship between Sudbury impact event and Temagami Anomaly is neither borne out by any evidence nor particularly realistic, even in case of an oblique impact, and should thus be abandoned. It is instead proposed, based on circumstantial evidence, that the anomaly might be explained by an ultramafic complex of the 1.88–1.86 Ga Circum-Superior LIP.
Landslide susceptibility assessment in the Chiconquiaco Mountain Range area, Veracruz (Mexico)
(2022)
In Mexico, numerous landslides occur each year and Veracruz represents the state with the third highest number of events. Especially the Chiconquiaco Mountain Range, located in the central part of Veracruz, is highly affected by landslides and no detailed information on the spatial distribution of existing landslides or future occurrences is available. This leaves the local population exposed to an unknown threat and unable to react appropriately to this hazard or to consider the potential landslide occurrence in future planning processes.
Thus, the overall objective of the present study is to provide a comprehensive assessment of the landslide situation in the Chiconquiaco Mountain Range area. Here, the combination of a site-specific and a regional approach enables to investigate the causes, triggers, and process types as well as to model the landslide susceptibility for the entire study area.
For the site-specific approach, the focus lies on characterizing the Capulín landslide, which represents one of the largest mass movements in the area. In this context, the task is to develop a multi-methodological concept, which concentrates on cost-effective, flexible and non-invasive methods. This approach shows that the applied methods complement each other very well and their combination allows for a detailed characterization of the landslide.
The analyses revealed that the Capulín landslide is a complex mass movement type. It comprises rotational movement in the upper parts and translational movement in the lower areas, as well as flow processes at the flank and foot area and therefore, is classified as a compound slide-flow according to Cruden and Varnes (1996). Furthermore, the investigations show that the Capulín landslide represents a reactivation of a former process. This is an important new information, especially with regard to the other landslides identified in the study area. Both the road reconstructed after the landslide, which runs through the landslide mass, and the stream causing erosion processes at the foot of the landslide severely affect the stability of the landslide, making it highly susceptible to future reactivation processes. This is particularly important as the landslide is located only few hundred meters from the village El Capulín and an extension of the landslide area could cause severe damage.
The next step in the landslide assessment consists of integrating the data obtained in the site-specific approach into the regional analysis. Here, the focus lies on transferring the generated data to the entire study area. The developed methodological concept yields applicable results, which is supported by different validation approaches.
The susceptibility modeling as well as the landslide inventory reveal that the highest probability of landslides occurrence is related to the areas with moderate slopes covered by slope deposits. These slope deposits comprise material from old mass movements and erosion processes and are highly susceptible to landslides. The results give new insights into the landslide situation in the Chiconquiaco Mountain Range area, since previously landslide occurrence was related to steep slopes of basalt and andesite.
The susceptibility map is a contribution to a better assessment of the landslide situation in the study area and simultaneously proves that it is crucial to include specific characteristics of the respective area into the modeling process, otherwise it is possible that the local conditions will not be represented correctly.
The investigation of the Earth system and interplays between its components is of utmost importance to enhance the understanding of the impacts of global climate change on the Earth's land surface. In this context, Earth observation (EO) provides valuable long-term records covering an abundance of land surface variables and, thus, allowing for large-scale analyses to quantify and analyze land surface dynamics across various Earth system components. In view of this, the geographical entity of river basins was identified as particularly suitable for multivariate time series analyses of the land surface, as they naturally cover diverse spheres of the Earth. Many remote sensing missions with different characteristics are available to monitor and characterize the land surface. Yet, only a few spaceborne remote sensing missions enable the generation of spatio-temporally consistent time series with equidistant observations over large areas, such as the MODIS instrument.
In order to summarize available remote sensing-based analyses of land surface dynamics in large river basins, a detailed literature review of 287 studies was performed and several research gaps were identified. In this regard, it was found that studies rarely analyzed an entire river basin, but rather focused on study areas at subbasin or regional scale. In addition, it was found that transboundary river basins remained understudied and that studies largely focused on selected riparian countries. Moreover, the analysis of environmental change was generally conducted using a single EO-based land surface variable, whereas a joint exploration of multivariate land surface variables across spheres was found to be rarely performed.
To address these research gaps, a methodological framework enabling (1) the preprocessing and harmonization of multi-source time series as well as (2) the statistical analysis of a multivariate feature space was required. For development and testing of a methodological framework that is transferable in space and time, the transboundary river basins Indus, Ganges, Brahmaputra, and Meghna (IGBM) in South Asia were selected as study area, having a size equivalent to around eight times the size of Germany. These basins largely depend on water resources from monsoon rainfall and High Mountain Asia which holds the largest ice mass outside the polar regions. In total, over 1.1 billion people live in this region and in parts largely depend on these water resources which are indispensable for the world's largest connected irrigated croplands and further domestic needs as well. With highly heterogeneous geographical settings, these river basins allow for a detailed analysis of the interplays between multiple spheres, including the anthroposphere, biosphere, cryosphere, hydrosphere, lithosphere, and atmosphere.
In this thesis, land surface dynamics over the last two decades (December 2002 - November 2020) were analyzed using EO time series on vegetation condition, surface water area, and snow cover area being based on MODIS imagery, the DLR Global WaterPack and JRC Global Surface Water Layer, as well as the DLR Global SnowPack, respectively. These data were evaluated in combination with further climatic, hydrological, and anthropogenic variables to estimate their influence on the three EO land surface variables. The preprocessing and harmonization of the time series was conducted using the implemented framework. The resulting harmonized feature space was used to quantify and analyze land surface dynamics by means of several statistical time series analysis techniques which were integrated into the framework. In detail, these methods involved (1) the calculation of trends using the Mann-Kendall test in association with the Theil-Sen slope estimator, (2) the estimation of changes in phenological metrics using the Timesat tool, (3) the evaluation of driving variables using the causal discovery approach Peter and Clark Momentary Conditional Independence (PCMCI), and (4) additional correlation tests to analyze the human influence on vegetation condition and surface water area.
These analyses were performed at annual and seasonal temporal scale and for diverse spatial units, including grids, river basins and subbasins, land cover and land use classes, as well as elevation-dependent zones. The trend analyses of vegetation condition mostly revealed significant positive trends. Irrigated and rainfed croplands were found to contribute most to these trends. The trend magnitudes were particularly high in arid and semi-arid regions. Considering surface water area, significant positive trends were obtained at annual scale. At grid scale, regional and seasonal clusters with significant negative trends were found as well. Trends for snow cover area mostly remained stable at annual scale, but significant negative trends were observed in parts of the river basins during distinct seasons. Negative trends were also found for the elevation-dependent zones, particularly at high altitudes. Also, retreats in the seasonal duration of snow cover area were found in parts of the river basins. Furthermore, for the first time, the application of the causal discovery algorithm on a multivariate feature space at seasonal temporal scale revealed direct and indirect links between EO land surface variables and respective drivers. In general, vegetation was constrained by water availability, surface water area was largely influenced by river discharge and indirectly by precipitation, and snow cover area was largely controlled by precipitation and temperature with spatial and temporal variations. Additional analyses pointed towards positive human influences on increasing trends in vegetation greenness. The investigation of trends and interplays across spheres provided new and valuable insights into the past state and the evolution of the land surface as well as on relevant climatic and hydrological driving variables. Besides the investigated river basins in South Asia, these findings are of great value also for other river basins and geographical regions.
Die Covid-19-Pandemie gilt in vielen gesellschaftlichen Teilbereichen als Beschleuniger für Transformationsprozesse. Auch im Bereich der Organisation urbaner Logistik und Einzelhandelslandschaften etablieren sich neue Akteur*innen und Funktionen. Logistiker*innen integrieren lokale Onlinemarktplätze in ihre Profile und der stationäre Einzelhandel generiert Wettbewerbsfähigkeit gegenüber großen Onlinehändler*innen über die Nutzung lokaler Radlogistiknetzwerke, mittels derer Lieferungen noch am Tag der Bestellung (Same-Day-Delivery) verteilt werden können. Damit leisten die involvierten Akteur*innen potenziell auch einen Beitrag zur Nachhaltigkeitstransformation im Bereich urbaner Logistiksysteme. Im Fokus steht das Fallbeispiel WüLivery, ein Kooperationsprojekt des Stadtmarketingvereins, der Wirtschaftsförderung, Radlogistiker*innen sowie Einzelhändler*innen in Würzburg, welches während des zweiten coronabedingten Lockdowns im November 2020 umgesetzt wurde. Die entstehenden Dynamiken und Organisationsformen werden auf Basis von 11 Expert*inneninterviews dargestellt und analysiert. Es kann gezeigt werden, dass städtische Akteur*innen grundlegende Mediator*innen für Transformationsprozesse darstellen und Einzelhändler*innen und lokale Onlinemarktplätze als Katalysator*innen fungieren können. Das ist auch vor dem Hintergrund planerischer und politischer Kommunikationsprozesse zur Legitimation neuer Verkehrsinfrastrukturen nutzbar, da die einzelnen Akteur*innengruppen in Austausch kommen und ein gesteigertes Bewusstsein für die jeweiligen Bedarfe entsteht.
Forest conservation is of particular concern in tropical regions where a large refuge of biodiversity is still existing. These areas are threatened by deforestation, forest degradation and fragmentation. Especially, pressures of anthropogenic activities adjacent to these areas significantly influence conservation effectiveness. Ecuador was chosen as study area since it is a globally relevant center of forest ecosystems and biodiversity. We identified hotspots of deforestation on the national level of continental Ecuador between 1990 and 2018, analyzed the most significant drivers of deforestation on national and biome level (the Coast, the Andes, The Amazon) as well as inside protected areas in Ecuador by using multiple regression analysis. We separated the national system of protected areas (SNAP) into higher and lower protection levels. Besides SNAP, we also considered Biosphere Reserves (BRs) and Ramsar sites. In addition, we investigated the rates and spatial patterns of deforestation in protected areas and buffer zones (5 km and 10 km outwards the protected area boundaries) using landscape metrics. Between 1990 and 2018, approximately 4% of the accumulated deforestation occurred within the boundaries of SNAP, and up to 25.5% in buffer zones. The highest rates of deforestation have been found in the 5 km buffer zone around the protected areas with the highest protection level. Protected areas and their buffer zones with higher protection status were identified as the most deforested areas among SNAP. BRs had the highest deforestation rates among all protected areas but most of these areas just became BRs after the year 2000. The most important driver of deforestation is agriculture. Other relevant drivers differ between the biomes. The results suggest that the SNAP is generally effective to prevent deforestation within their protection boundaries. However, deforestation around protected areas can undermine conservation strategies to sustain biodiversity. Actions to address such dynamics and patterns of deforestation and forest fragmentation, and developing conservation strategies of their landscape context are urgently needed especially in the buffer zones of areas with the highest protection status.
Das Ziel dieser Arbeit war neue Eingangsdaten für die Landoberflächenbeschreibung des regionalen Klimamodells REMO zu finden und ins Modell zu integrieren, um die Vorhersagequalität des Modells zu verbessern. Die neuen Daten wurden so in das Modell eingebaut, dass die bisherigen Daten weiterhin als Option verfügbar sind. Dadurch kann überprüft werden, ob und in welchem Umfang sich die von jedem Klimamodell benötigten Rahmendaten auf Modellergebnisse auswirken. Im Zuge der Arbeit wurden viele unterschiedliche Daten und Methoden zur Generierung neuer Parameter miteinander verglichen, denn neben dem Ersetzen der konstanten Eingangswerte für verschiedene Oberflächenparameter und den damit verbundenen Änderungen wurden als zusätzliche Verbesserung auch Veränderungen an der Parametrisierung des Bodens speziell in Hinblick auf die Bodentemperaturen in REMO vorgenommen. Im Rahmen dieser Arbeit wurden die durch die verschiedenen Änderungen ausgelösten Auswirkungen für das CORDEX-Gebiet EUR-44 mit einer Auflösung von ca. 50km und für das in dem darin eingebetteten neu definierten Deutschlandgebiet GER-11 mit einer Auflösung von ca. 12km getestet sowie alle Änderungen anhand von verschiedenen Beobachtungsdatensätzen validiert.
Die vorgenommenen Arbeiten gliederten sich in drei Hauptteile. Der erste Teil bestand in dem vom eigentlichen Klimamodell unabhängigen Vergleich der verschiedenen Eingangsdaten auf unterschiedlichen Auflösungen und deren Performanz in allen Teilen der Erde, wobei ein besonderer Fokus auf der Qualität in den späteren Modellgebieten lag. Unter Berücksichtigung der Faktoren, wie einer globalen Verfügbarkeit der Daten, einer verbesserten räumlichen Auflösung und einer kostenlosen Nutzung der Daten sowie verschiedener Validationsergebnissen von anderen Studien, wurden in dieser Arbeit vier neue Topographiedatensätze (SRTM, ALOS, TANDEM und ASTER) und drei neue Bodendatensätze (FAOn, Soilgrid und HWSD) für die Verwendung im Präprozess von REMO aufbereitet und miteinander sowie mit den bisher in REMO verwendeten Daten verglichen. Auf Grundlage dieser Vergleichsstudien schieden bei den Topographiedaten die verwendeten Datensatz-Versionen von SRTM, ALOS und TANDEM für die in dieser Arbeit durchgeführten REMO-Läufe aus. Bei den neuen Bodendatensätzen wurde ausgenutzt, dass diese verschiedenen Bodeneigenschaften für unterschiedliche Tiefen als Karten zur Verfügung stellen. In REMO wurden bisher alle benötigten Bodenparameter abhängig von fünf verschiedenen Bodentexturklassen und einer zusätzlichen Torfklasse ausgewiesen und als konstant über die gesamte Modellbodensäule (bis ca. 10m) angenommen. Im zweiten Teil wurden auf Basis der im ersten Teil ausgewählten neuen Datensätze und den neu verfügbaren Bodenvariablen verschiedene Sensitivitätsstudien über das Beispieljahr 2000 durchgeführt. Dabei wurden verschiedene neue Parametrisierungen für die bisher aus der Textur abgeleiteten Bodenvariablen und die Parametrisierung von weiteren hydrologischen und thermalen Bodeneigenschaften verglichen. Ferner wurde aufgrund der neuen nicht über die Tiefe konstanten Bodeneigenschaften eine neue numerische Methode zur Berechnung der Bodentemperaturen der fünf Schichten in REMO getestet, welche wiederum andere Anpassungen erforderte. Der Test und die Auswahl der verschiedenen Datensatz- und Parametrisierungsversionen auf die Modellperformanz wurde in drei Experimentpläne unterteilt. Im ersten Plan wurden die Auswirkungen der ausgewählten Topographie- und Bodendatensätze überprüft. Der zweite Plan behandelte die Unterschiede der verschiedenen Parametrisierungsarten der Bodenvariablen hinsichtlich der verwendeten Variablen zur Berechnung der Bodeneigenschaften, der über die Tiefe variablen oder konstanten Eigenschaften und der verwendeten Berechnungsmethode der Bodentemperaturänderungen. Durch die Erkenntnisse aus diesen beiden Experimentplänen, die für beide Untersuchungsgebiete durchgeführt wurden, ergaben sich im dritten Plan weitere Parametrisierungsänderungen. Alle Änderungen dieses dritten Experimentplans wurden sukzessiv getestet, sodass der paarweise Vergleich von zwei aufeinanderfolgenden Modellläufen die Auswirkungen der Neuerung im jeweils zweiten Lauf widerspiegelt. Der letzte Teil der Arbeit bestand aus der Analyse von fünf längeren Modellläufen (2000-2018), die zur Überprüfung der Ergebnisse aus den Sensitivitätsstudien sowie zur Einschätzung der Performanz in weiteren teilweise extremen atmosphärischen Bedingungen durchgeführt wurden. Hierfür wurden die bisherige Modellversion von REMO (id01) für die beiden Untersuchungsgebiete EUR-44 und GER-11 als Referenzläufe, zwei aufgrund der Vergleichsergebnisse von Experimentplan 3 selektierte Modellversionen (id06 und id15a für GER-11) sowie die finale Version (id18a für GER-11), die alle vorgenommenen Änderungen dieser Arbeit enthält, ausgewählt.
Es stellte sich heraus, dass sowohl die neuen Topographiedaten als auch die neuen Bodendaten große Differenzen zu den bisherigen Daten in REMO haben. Zudem änderten sich die von diesen konstanten Eingangsdaten abgeleiteten Hilfsvariablen je nach verwendeter Parametrisierung sehr deutlich. Dies war besonders gut anhand der Bodenparameter zu erkennen. Sowohl die räumliche Verteilung als auch der Wertebereich der verschiedenen Modellversionen unterschieden sich stark. Eine Einschätzung der Qualität der resultierenden Parameter wurde jedoch dadurch erschwert, dass auch die verschiedenen zur Validierung herangezogenen Bodendatensätze für diese Parameter deutlich voneinander abweichen. Die finale Modellversion id18a ähnelte trotz der umfassenden Änderungen in den meisten Variablen den Ergebnissen der bisherigen REMO-Version. Je nach zeitlicher und räumlicher Aggregation sowie unterschiedlichen Regionen und Jahreszeiten wurden leichte Verbesserungen, aber auch leichte Verschlechterungen im Vergleich zu den klimatologischen Validationsdaten festgestellt. Größere Veränderungen im Vergleich zur bisherigen Modellversion konnten in den tieferen Bodenschichten aufgezeigt werden, welche allerdings aufgrund von fehlenden Validationsdaten nicht beurteilt werden konnten. Für alle 2m-Temperaturen konnte eine tendenzielle leichte Erwärmung im Vergleich zum bisherigen Modelllauf beobachtet werden, was sich einerseits negativ auf die ohnehin durchschnittlich zu hohe Minimumtemperatur, aber andererseits positiv auf die bisher zu niedrige Maximumtemperatur des Modells in den betrachteten Gebieten auswirkte. Im Niederschlagssignal und in den 10m-Windvariablen konnten keine signifikanten Änderungen nachgewiesen werden, obwohl die neue Topographie an manchen Stellen im Modellgebiet deutlich von der bisherigen abweicht. Des Weiteren variierte das Ranking der verschiedenen Modellversionen jeweils nach dem angewendeten Qualitätsindex.
Um diese Ergebnisse besser einordnen zu können, muss berücksichtigt werden, dass die neuen Daten für Modellgebiete mit 50 bzw. 12km räumlicher Auflösung und der damit verbundenen hydrostatischen Modellversion getestet wurden. Zudem sind vor allem in Fall der Topographie die bisher enthaltenen GTOPO-Daten (1km Auflösung) für die Aggregation auf diese gröbere Modellauflösung geeignet. Die bisherigen Bodendaten stoßen jedoch mit 50km Auflösung bereits an ihre Grenzen. Zusätzlich ist zu beachten, dass nicht nur die Mittelwerte dieser Daten, sondern auch deren Subgrid-Variabilität als Variablen im Modell für verschiedene Parametrisierungen verwendet werden. Daher ist es essentiell, dass die Eingangsdaten eine deutlich höhere Auflösung bereitstellen als die zur Modellierung definierte Auflösung. Für lokale Klimasimulationen mit Auflösungen im niedrigen Kilometerbereich spielen auch die Vertikalbewegungen (nicht-hydrostatische Modellversion) eine wichtige Rolle, die stark von der Topographie sowie deren horizontaler und vertikaler Änderungsrate beeinflusst werden, was die in dieser Arbeit eingebauten wesentlich höher aufgelösten Daten für die zukünftige Weiterentwicklung von REMO wertvoll machen kann.