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- Université d'Abomey-Calavi, Benin (1)
Permafrost degradation is observed all over the world as a consequence of climate change and the associated Arctic amplification, which has severe implications for the environment. Landslides, increased rates of surface deformation, rising likelihood of infrastructure damage, amplified coastal erosion rates, and the potential turnover of permafrost from a carbon sink to a carbon source are thereby exemplary implications linked to the thawing of frozen ground material. In this context, satellite earth observation is a potent tool for the identification and continuous monitoring of relevant processes and features on a cheap, long-term, spatially explicit, and operational basis as well as up to a circumpolar scale.
A total of 325 articles published in 30 different international journals during the past two decades were investigated on the basis of studied environmental foci, remote sensing platforms, sensor combinations, applied spatio-temporal resolutions, and study locations in an extensive review on past achievements, current trends, as well as future potentials and challenges of satellite earth observation for permafrost related analyses. The development of analysed environmental subjects, utilized sensors and platforms, and the number of annually published articles over time are addressed in detail. Studies linked to atmospheric features and processes, such as the release of greenhouse gas emissions, appear to be strongly under-represented. Investigations on the spatial distribution of study locations revealed distinct study clusters across the Arctic. At the same time, large sections of the continuous permafrost domain are only poorly covered and remain to be investigated in detail. A general trend towards increasing attention in satellite earth observation of permafrost and related processes and features was observed. The overall amount of published articles hereby more than doubled since the year 2015. New sources of satellite data, such as the Sentinel satellites and the Methane Remote Sensing LiDAR Mission (Merlin), as well as novel methodological approaches, such as data fusion and deep learning, will thereby likely improve our understanding of the thermal state and distribution of permafrost, and the effects of its degradation. Furthermore, cloud-based big data processing platforms (e.g. Google Earth Engine (GEE)) will further enable sophisticated and long-term analyses on increasingly larger scales and at high spatial resolutions.
In this thesis, a specific focus was put on Arctic permafrost coasts, which feature increasing vulnerability to environmental parameters, such as the thawing of frozen ground, and are therefore associated with amplified erosion rates. In particular, a novel monitoring framework for quantifying Arctic coastal erosion rates within the permafrost domain at high spatial resolution and on a circum-Arctic scale is presented within this thesis. Challenging illumination conditions and frequent cloud cover restrict the applicability of optical satellite imagery in Arctic regions. In order to overcome these limitations, Synthetic Aperture RADAR (SAR) data derived from Sentinel-1 (S1), which is largely independent from sun illumination and weather conditions, was utilized. Annual SAR composites covering the months June–September were combined with a Deep Learning (DL) framework and a Change Vector Analysis (CVA) approach to generate both a high-quality and circum-Arctic coastline product as well as a coastal change product that highlights areas of erosion and build-up. Annual composites in the form of standard deviation (sd) and median backscatter were computed and used as inputs for both the DL framework and the CVA coastal change quantification. The final DL-based coastline product covered a total of 161,600 km of Arctic coastline and featured a median accuracy of ±6.3 m to the manually digitized reference data. Annual coastal change quantification between 2017–2021 indicated erosion rates of up to 67 m per year for some areas based on 400 m coastal segments. In total, 12.24% of the investigated coastline featured an average erosion rate of 3.8 m per year, which corresponds to 17.83 km2 of annually eroded land area. Multiple quality layers associated to both products, the generated DL-coastline and the coastal change rates, are provided on a pixel basis to further assess the accuracy and applicability of the proposed data, methods, and products.
Lastly, the extracted circum-Arctic erosion rates were utilized as a basis in an experimental framework for estimating the amount of permafrost and carbon loss as a result of eroding permafrost coastlines. Information on permafrost fraction, Active Layer Thickness (ALT), soil carbon content, and surface elevation were thereby combined with the aforementioned erosion rates. While the proposed experimental framework provides a valuable outline for quantifying the volume loss of frozen ground and carbon release, extensive validation of the utilized environmental products and resulting volume loss numbers based on 200 m segments are necessary. Furthermore, data of higher spatial resolution and information of carbon content for deeper soil depths are required for more accurate estimates.
Accurate crop monitoring in response to climate change at a regional or field scale plays a significant role in developing agricultural policies, improving food security, forecasting, and analysing global trade trends. Climate change is expected to significantly impact agriculture, with shifts in temperature, precipitation patterns, and extreme weather events negatively affecting crop yields, soil fertility, water availability, biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable information combined with crop growth models (CGMs) for yield assessment by monitoring crop development, detecting crop changes, and assessing the impact of climate change on crop yields. This dissertation aims to investigate the potential of RS data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR) for the Free State of Bavaria (70,550 km2), Germany. The first chapter of the dissertation describes the reasons favouring the importance of accurate crop yield predictions for achieving sustainability in agriculture. Chapter second explores the accuracy assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data (high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more suitable for agricultural monitoring than the other synthetic products fused. Chapter third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter 2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal (8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light use efficiency approach (LUE)) for accurate crop yield estimations of both crop types. Chapter third observes that the observations of high temporal resolution (8-day) products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately measuring the yield of WW and OSR. The chapter investigates that the simple light use efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher input parameters. Chapter four researches the relationship of spatiotemporal fusion modelling using STRAFM on crop yield prediction for WW and OSR using the LUE model for Bavaria from 2001 to 2019. The chapter states the high positive correlation coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter analyses the impact of climate variables on crop yield predictions by observing an increase in R2 (0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when the climate effect is included in the model. The fifth chapter suggests that the coupling of the LUE model to the random forest (RF) model can further reduce the relative root mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by 14.3% (for both WW and OSR), compared to results just relying on LUE. The same chapter concludes that satellite-based crop biomass, solar radiation, and temperature are the most influential variables in the yield prediction of both crop types. Chapter six attempts to discuss both pros and cons of RS technology while analysing the impact of land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that the modelled biomass of both crops is positively impacted by land use diversity to the radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The chapter also discusses the future implications by stating that including some dependent factors (such as the management practices used, soil health, pest management, and pollinators) could improve the relationship of RS-modelled crop yields with biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving accurate crop yield predictions for precision farming. In addition, the chapter highlights the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher crop yield accuracies.
Accurate crop monitoring in response to climate change at a regional or field scale
plays a significant role in developing agricultural policies, improving food security,
forecasting, and analysing global trade trends. Climate change is expected to
significantly impact agriculture, with shifts in temperature, precipitation patterns, and
extreme weather events negatively affecting crop yields, soil fertility, water availability,
biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable
information combined with crop growth models (CGMs) for yield assessment by
monitoring crop development, detecting crop changes, and assessing the impact of
climate change on crop yields. This dissertation aims to investigate the potential of RS
data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR)
for the Free State of Bavaria (70,550 km2
), Germany. The first chapter of the dissertation
describes the reasons favouring the importance of accurate crop yield predictions for
achieving sustainability in agriculture. Chapter second explores the accuracy
assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data
(high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low
spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one
day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial
and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud
or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more
suitable for agricultural monitoring than the other synthetic products fused. Chapter
third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter
2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The
chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal
(8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light
use efficiency approach (LUE)) for accurate crop yield estimations of both crop types.
Chapter third observes that the observations of high temporal resolution (8-day)
products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately
measuring the yield of WW and OSR. The chapter investigates that the simple light use
efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more
precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher
input parameters. Chapter four researches the relationship of spatiotemporal fusion
modelling using STRAFM on crop yield prediction for WW and OSR using the LUE
model for Bavaria from 2001 to 2019. The chapter states the high positive correlation
coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and
modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter
analyses the impact of climate variables on crop yield predictions by observing an
increase in R2
(0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when
the climate effect is included in the model. The fifth chapter suggests that the coupling
of the LUE model to the random forest (RF) model can further reduce the relative root
mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by
14.3% (for both WW and OSR), compared to results just relying on LUE. The same
chapter concludes that satellite-based crop biomass, solar radiation, and temperature
are the most influential variables in the yield prediction of both crop types. Chapter six
attempts to discuss both pros and cons of RS technology while analysing the impact of
land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that
the modelled biomass of both crops is positively impacted by land use diversity to the
radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The
chapter also discusses the future implications by stating that including some dependent
factors (such as the management practices used, soil health, pest management, and
pollinators) could improve the relationship of RS-modelled crop yields with
biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as
unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving
accurate crop yield predictions for precision farming. In addition, the chapter highlights
the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher
crop yield accuracies.
Grasslands shape many landscapes of the earth as they cover about one-third of its surface. They are home and provide livelihood for billions of people and are mainly used as source of forage for animals. However, grasslands fulfill many additional ecosystem functions next to fodder production, such as storage of carbon, water filtration, provision of habitats and cultural values. They play a role in climate change (mitigation) and in preserving biodiversity and ecosystem functions on a global scale. The degree to what these ecosystem functions are present within grassland ecosystems is largely determined by the management. Individual management practices and the use intensity influence the species composition as well as functions, like carbon storage, while higher use intensities (e.g. high mowing frequencies) usually show a negative impact. Especially in Central European countries, like in Germany, the determining influence of grassland management on its physiognomy and ecosystem functions leads to a large variability and small-scale alternations of grassland parcels. Large-scale information on the management and use intensity of grasslands is not available. Consequently, estimations of grassland ecosystem functions are challenging which, however, would be required for large-scale assessments of the status of grassland ecosystems and optimized management plans for the future. The topic of this thesis tackles this gap by investigating the major grassland management practice in Germany, which is mowing, for multiple years, in high spatial resolution
and on a national scale.
Earth Observation (EO) has the advantage of providing information of the earth’s surface on multi-temporal time steps. An extensive literature review on the use of EO for grassland management and production analyses, which was part of this thesis, showed that in particular research on grasslands consisting of small parcels with a large variety of management and use intensity, like common in Central Europe, is underrepresented. Especially
the launch of the Sentinel satellites in the recent past now enables the analyses of such grasslands due to their high spatial and temporal resolution. The literature review specifically on the investigation of grassland mowing events revealed that most previous studies focused on small study areas, were exploratory, only used one sensor type and/or lacked a reference data set with a complete range of management options.
Within this thesis a novel framework to detect grassland mowing events over large areas is presented which was applied and validated for the entire area of Germany for multiple years (2018–2021). The potential of both sensor types, optical (Sentinel-2) and Synthetic Aperture Radar (SAR) (Sentinel-1) was investigated regarding grassland mowing event detection. Eight EO parameters were investigated, namely the Enhanced Vegetation Index (EVI), the backscatter intensity and the interferometric (InSAR) temporal coherence for both available polarization modes (VV and VH), and the polarimetric (PolSAR) decomposition parameters Entropy, K0 and K1. An extensive reference data set was generated based on daily images of webcams distributed in Germany which resulted in mowing information
for grasslands with the entire possible range of mowing frequencies – from one to six in Germany – and in 1475 reference mowing events for the four years of interest.
For the first time a observation-driven mowing detection approach including data from Sentinel-2 and Sentinel-1 and combining the two was developed, applied and validated on large scale. Based on a subset of the reference data (13 grassland parcels with 44 mowing events) from 2019 the EO parameters were investigated and the detection algorithm
developed and parameterized. This analysis showed that a threshold-based change detection approach based on EVI captured grassland mowing events best, which only failed during periods of clouds. All SAR-based parameters showed a less consistent behavior to mowing events, with PolSAR Entropy and InSAR Coherence VH, however, revealing the
highest potential among them. A second, combined approach based on EVI and a SARbased parameter was developed and tested for PolSAR Entropy and InSAR VH. To avoid additional false positive detections during periods in which mowing events are anyhow reliably detected using optical data, the SAR-based mowing detection was only initiated
during long gaps within the optical time series (< 25 days). Application and validation of
these approaches in a focus region revealed that only using EVI leads to the highest accuracies (F1-Score = 0.65) as combining this approach with SAR-based detection led to a strong increase in falsely detected mowing events resulting in a decrease of accuracies (EVI + PolSAR ENT F1-Score = 0.61; EVI + InSAR COH F1-Score = 0.61).
The mowing detection algorithm based on EVI was applied for the entire area of Germany for the years 2018-2021. It was revealed that the largest share of grasslands with high mowing frequencies (at least four mowing events) can be found in southern/south-eastern Germany. Extensively used grassland (mown up to two times) is distributed within the entire country with larger shares in the center and north-eastern parts of Germany. These patterns stay constant in general, but small fluctuations between the years are visible. Early mown grasslands can be found in southern/south-eastern Germany – in line with high mowing frequency areas – but also in central-western parts. The years 2019 and 2020 revealed higher accuracies based on the 1475 mowing events of the multi-annual validation data set
(F1-Scores of 0.64 and 0.63), 2018 and 2021 lower ones (F1-Score of 0.52 and 0.50).
Based on this new, unprecedented data set, potential influencing factors on the mowing dynamics were investigated. Therefore, climate, topography, soil data and information on conservation schemes were related to mowing dynamics for the year 2020, which showed a high number of valid observations and detection accuracy. It was revealed that there are no strong linear relationships between the mowing frequency or the timing of the first mowing event and the investigated variables. However, it was found that for intensive grassland usage certain climatic and topographic conditions have to be fulfilled, while extensive grasslands appear on the entire spectrum of these variables. Further, higher mowing frequencies occur on soils with influence of ground water and lower mowing frequencies in protected areas. These results show the complex interplay between grassland mowing dynamics and external influences and highlight the challenges of policies aiming to protect grassland ecosystem functions and their need to be adapted to regional circumstances.
Die städtische Umwelt ist in steter Veränderung, vor allem durch den Bau, aber auch durch die Zerstörung von städtischen Elementen. Die formelle Entwicklung ist ein Prozess mit langen Planungszeiträumen und die bebaute Landschaft wirkt daher statisch. Dagegen unterliegen informelle oder spontane Siedlungen aufgrund ihrer stets unvollendeten städtischen Form einer hohen Dynamik – so wird in der Literatur berichtet. Allerdings sind Dynamik und die morphologischen Merkmale der physischen Transformation in solchen Siedlungen, die städtische Armut morphologisch repräsentieren, auf globaler Ebene bisher kaum mit einer konsistenten Datengrundlage empirisch untersucht worden. Hier setzt die vorliegende Arbeit an. Unter der Annahme, dass die erforschte zeitliche Dynamik in Europa geringer ausfällt, stellt sich die generelle Frage nach einer katalogisierten Erfassung physischer Wohnformen von Armut speziell in Europa. Denn Wohnformen der Armut werden oft ausschließlich mit dem ‚Globalen Süden‘ assoziiert, insbesondere durch die Darstellung von Slums. Tatsächlich ist Europa sogar die Wiege der Begriffe ‚Slum‘ und ‚Ghetto‘, die vor Jahrhunderten zur Beschreibung von Missständen und Unterdrückung auftauchten. Bis heute weist dieser facettenreiche Kontinent eine enorme Vielfalt an physischen Wohnformen der Armut auf, die ihre Wurzeln in unterschiedlichen Politiken, Kulturen, Geschichten und Lebensstilen haben. Um über diese genannten Aspekte Aufschluss zu erlangen, bedarf es u.a. der Bildanalyse durch Satellitenbilder. Diese Arbeit wird daher mittels Fernerkundung bzw. Erdbeobachtung (EO) sowie zusätzlicher Literaturrecherchen und einer empirischen Erhebung erstellt. Um Unsicherheiten konzeptionell und in der Erfassung offenzulegen, ist die Methode der manuellen Bildinterpretation von Armutsgebieten kritisch zu hinterfragen.
Das übergeordnete Ziel dieser Arbeit ist eine bessere Wissensbasis über Armut zu schaffen, um Maßnahmen zur Reduzierung von Armut entwickeln zu können. Die Arbeit dient dabei als eine Antwort auf die Nachhaltigkeitsziele der Vereinten Nationen. Es wird Grundlagenforschung betrieben, indem Wissenslücken in der Erdbeobachtung zu physisch-baulichen bzw. morphologischen Erscheinungen von Armut auf Gebäude-Ebene explorativ analysiert werden. Die Arbeit wird in drei Forschungsthemen bzw. Studienteile untergliedert:
Ziel des ersten Studienteils ist die globale raumzeitliche Erfassung von Dynamiken durch Anknüpfung an bisherige Kategorisierungen von Armutsgebieten. Die bisherige Wissenslücke soll gefüllt werden, indem über einen Zeitraum von etwa sieben Jahren in 16 dokumentierten Manifestationen städtischer Armut anhand von Erdbeobachtungsdaten eine zeitliche Analyse der bebauten Umwelt durchgeführt wird. Neben einer global verteilten Gebietsauswahl wird die visuelle Bildinterpretation (MVII) unter Verwendung von hochauflösenden optischen Satellitendaten genutzt. Dies geschieht in Kombination mit in-situ- und Google Street View-Bildern zur Ableitung von 3D-Stadtmodellen. Es werden physische Raumstrukturen anhand von sechs räumlichen morphologischen Variablen gemessen: Anzahl, Größe, Höhe, Ausrichtung und Dichte der Gebäude sowie Heterogenität der Bebauung. Diese ‚temporale Analyse‘ zeigt zunächst sowohl inter- als auch intra-urbane Unterschiede. Es lassen sich unterschiedliche, aber generell hohe morphologische Dynamiken zwischen den Untersuchungsgebieten finden. Dies drückt sich in vielfältiger Weise aus: von abgerissenen und rekonstruierten Gebieten bis hin zu solchen, wo Veränderungen innerhalb der gegebenen Strukturen auftreten. Geographisch gesehen resultiert in der Stichprobe eine fortgeschrittene Dynamik, insbesondere in Gebieten des Globalen Südens. Gleichzeitig lässt sich eine hohe räumliche Variabilität der morphologischen Transformationen innerhalb der untersuchten Gebiete beobachten. Trotz dieser teilweise hohen morphologischen Dynamik sind die räumlichen Muster von Gebäudefluchten, Straßen und Freiflächen überwiegend konstant. Diese ersten Ergebnisse deuten auf einen geringen Wandel in Europa hin, weshalb diese europäischen Armutsgebiete im folgenden Studienteil von Grund auf erhoben und kategorisiert werden.
Ziel des zweiten Studienteils ist die Erschaffung einer neuen Kategorisierung, speziell für das in der Wissenschaft unterrepräsentierte Europa. Die verschiedenen Formen nicht indizierter Wohnungsmorphologien werden erforscht und kategorisiert, um das bisherige globale wissenschaftliche ontologische Portfolio für Europa zu erweitern. Hinsichtlich dieses zweiten Studienteils bietet eine Literaturrecherche mit mehr als 1.000 gesichteten Artikeln die weitere Grundlage für den folgenden Fokus auf Europa. Auf der Recherche basierend werden mittels der manuellen visuellen Bildinterpretation (engl.: MVII) erneut Satellitendaten zur Erfassung der physischen Morphologien von Wohnformen genutzt. Weiterhin kommen selbst definierte geographische Indikatoren zu Lage, Struktur und formellem Status zum Einsatz. Darüber hinaus werden gesellschaftliche Hintergründe, die durch Begriffe wie ‚Ghetto‘, ‚Wohnwagenpark‘, ‚ethnische Enklave‘ oder ‚Flüchtlingslager‘ beschrieben werden, recherchiert und implementiert. Sie sollen als Erklärungsansatz für Armutsviertel in Europa dienen. Die Stichprobe der europäischen, insgesamt aber unbekannten Grundgesamtheit verdeutlicht eine große Vielfalt an physischen Formen: Es wird für Europa eine neue Kategorisierung von sechs Hauptklassen entwickelt, die von ‚einfachsten Wohnstätten‘ (z. B. Zelten) über ‚behelfsmäßige Unterkünfte ‘ (z. B. Baracken, Container) bis hin zu ‚mehrstöckigen Bauten‘ - als allgemeine Taxonomie der Wohnungsnot in Europa - reicht. Die Untersuchung zeigt verschiedene Wohnformen wie z. B. unterirdische oder mobile Typen, verfallene Wohnungen oder große Wohnsiedlungen, die die Armut im Europa des 21. Jahrhunderts widerspiegeln. Über die Wohnungsmorphologie hinaus werden diese Klassen durch die Struktur und ihren rechtlichen Status beschrieben - entweder als geplante oder als organisch-gewachsene bzw. weiterhin als formelle, informelle oder hybride (halblegale) Formen. Geographisch lassen sich diese ärmlichen Wohnformen sowohl in städtischen als auch in ländlichen Gebieten finden, mit einer Konzentration in Südeuropa. Der Hintergrund bei der Mehrheit der Morphologien betrifft Flüchtlinge, ethnische Minderheiten und sozioökonomisch benachteiligte Menschen - die ‚Unterprivilegierten‘.
Ziel des dritten Studienteils ist eine kritische Analyse der Methode. Zur Erfassung all dieser Siedlungen werden heutzutage Satellitenbilder aufgrund der Fortschritte bei den Bildklassifizierungsmethoden meist automatisch ausgewertet. Dennoch spielt die MVII noch immer eine wichtige Rolle, z.B. um Trainingsdaten für Machine-Learning-Algorithmen zu generieren oder für Validierungszwecke. In bestimmten städtischen Umgebungen jedoch, z.B. solchen mit höchster Dichte und struktureller Komplexität, fordern spektrale und textur-basierte Verflechtungen von überlappenden Dachstrukturen den menschlichen Interpreten immer noch heraus, wenn es darum geht einzelne Gebäudestrukturen zu erfassen. Die kognitive Wahrnehmung und die Erfahrung aus der realen Welt sind nach wie vor unumgänglich. Vor diesem Hintergrund zielt die Arbeit methodisch darauf ab, Unsicherheiten speziell bei der Kartierung zu quantifizieren und zu interpretieren. Kartiert werden Dachflächen als ‚Fußabdrücke‘ solcher Gebiete. Der Fokus liegt dabei auf der Übereinstimmung zwischen mehreren Bildinterpreten und welche Aspekte der Wahrnehmung und Elemente der Bildinterpretation die Kartierung beeinflussen. Um letztlich die Methode der MVII als drittes Ziel selbstkritisch zu reflektieren, werden Experimente als sogenannte ‚Unsicherheitsanalyse‘ geschaffen. Dabei digitalisieren zehn Testpersonen bzw. Probanden/Interpreten sechs komplexe Gebiete. Hierdurch werden quantitative Informationen über räumliche Variablen von Gebäuden erzielt, um systematisch die Konsistenz und Kongruenz der Ergebnisse zu überprüfen. Ein zusätzlicher Fragebogen liefert subjektive qualitative Informationen über weitere Schwierigkeiten. Da die Grundlage der hierfür bisher genutzten Kategorisierungen auf der subjektiven Bildinterpretation durch den Menschen beruht, müssen etwaige Unsicherheiten und damit Fehleranfälligkeiten offengelegt werden. Die Experimente zu dieser Unsicherheitsanalyse erfolgen quantifiziert und qualifiziert. Es lassen sich generell große Unterschiede zwischen den Kartierungsergebnissen der Probanden, aber eine hohe Konsistenz der Ergebnisse bei ein und demselben Probanden feststellen. Steigende Abweichungen korrelieren mit einer steigenden baustrukturellen (morphologischen) Komplexität. Ein hoher Grad an Individualität bei den Probanden äußert sich in Aspekten wie z.B. Zeitaufwand beim Kartieren, in-situ Vorkenntnissen oder Vorkenntnissen beim Umgang mit Geographischen Informationssystemen (GIS). Nennenswert ist hierbei, dass die jeweilige Datenquelle das Kartierungsverfahren meist beeinflusst. Mit dieser Studie soll also auch an der Stelle der angewandten Methodik eine weitere Wissenslücke gefüllt werden. Die bisherige Forschung komplexer urbaner Areale unter Nutzung der manuellen Bildinterpretation implementiert oftmals keine Unsicherheitsanalyse oder Quantifizierung von Kartierungsfehlern. Fernerkundungsstudien sollten künftig zur Validierung nicht nur zweifelsfrei auf MVII zurückgreifen können, sondern vielmehr sind Daten und Methoden notwendig, um Unsicherheiten auszuschließen.
Zusammenfassend trägt diese Arbeit zur bisher wenig erforschten morphologischen Dynamik von Armutsgebieten bei. Es werden inter- wie auch intra-urbane Unterschiede auf globaler Ebene präsentiert. Dabei sind allgemein hohe morphologische Transformationen zwischen den selektierten Gebieten festzustellen. Die Ergebnisse deuten auf einen grundlegenden Kenntnismangel in Europa hin, weshalb an dieser Stelle angeknüpft wird. Eine über Europa verteilte Stichprobe erlaubt eine neue morphologische Kategorisierung der großen Vielfalt an gefundenen physischen Formen. Die Menge an Gebieten erschließt sich in einer unbekannten Grundgesamtheit. Zur Datenaufbereitung bisheriger Analysen müssen Satellitenbilder manuell interpretiert werden. Das Verfahren birgt Unsicherheiten. Als kritische Selbstreflexion zeigt eine Reihe von Experimenten signifikante Unterschiede zwischen den Ergebnissen der Probanden auf, verdeutlicht jedoch bei ein und derselben Person Beständigkeit.
The investigation of the Earth system and interplays between its components is of utmost importance to enhance the understanding of the impacts of global climate change on the Earth's land surface. In this context, Earth observation (EO) provides valuable long-term records covering an abundance of land surface variables and, thus, allowing for large-scale analyses to quantify and analyze land surface dynamics across various Earth system components. In view of this, the geographical entity of river basins was identified as particularly suitable for multivariate time series analyses of the land surface, as they naturally cover diverse spheres of the Earth. Many remote sensing missions with different characteristics are available to monitor and characterize the land surface. Yet, only a few spaceborne remote sensing missions enable the generation of spatio-temporally consistent time series with equidistant observations over large areas, such as the MODIS instrument.
In order to summarize available remote sensing-based analyses of land surface dynamics in large river basins, a detailed literature review of 287 studies was performed and several research gaps were identified. In this regard, it was found that studies rarely analyzed an entire river basin, but rather focused on study areas at subbasin or regional scale. In addition, it was found that transboundary river basins remained understudied and that studies largely focused on selected riparian countries. Moreover, the analysis of environmental change was generally conducted using a single EO-based land surface variable, whereas a joint exploration of multivariate land surface variables across spheres was found to be rarely performed.
To address these research gaps, a methodological framework enabling (1) the preprocessing and harmonization of multi-source time series as well as (2) the statistical analysis of a multivariate feature space was required. For development and testing of a methodological framework that is transferable in space and time, the transboundary river basins Indus, Ganges, Brahmaputra, and Meghna (IGBM) in South Asia were selected as study area, having a size equivalent to around eight times the size of Germany. These basins largely depend on water resources from monsoon rainfall and High Mountain Asia which holds the largest ice mass outside the polar regions. In total, over 1.1 billion people live in this region and in parts largely depend on these water resources which are indispensable for the world's largest connected irrigated croplands and further domestic needs as well. With highly heterogeneous geographical settings, these river basins allow for a detailed analysis of the interplays between multiple spheres, including the anthroposphere, biosphere, cryosphere, hydrosphere, lithosphere, and atmosphere.
In this thesis, land surface dynamics over the last two decades (December 2002 - November 2020) were analyzed using EO time series on vegetation condition, surface water area, and snow cover area being based on MODIS imagery, the DLR Global WaterPack and JRC Global Surface Water Layer, as well as the DLR Global SnowPack, respectively. These data were evaluated in combination with further climatic, hydrological, and anthropogenic variables to estimate their influence on the three EO land surface variables. The preprocessing and harmonization of the time series was conducted using the implemented framework. The resulting harmonized feature space was used to quantify and analyze land surface dynamics by means of several statistical time series analysis techniques which were integrated into the framework. In detail, these methods involved (1) the calculation of trends using the Mann-Kendall test in association with the Theil-Sen slope estimator, (2) the estimation of changes in phenological metrics using the Timesat tool, (3) the evaluation of driving variables using the causal discovery approach Peter and Clark Momentary Conditional Independence (PCMCI), and (4) additional correlation tests to analyze the human influence on vegetation condition and surface water area.
These analyses were performed at annual and seasonal temporal scale and for diverse spatial units, including grids, river basins and subbasins, land cover and land use classes, as well as elevation-dependent zones. The trend analyses of vegetation condition mostly revealed significant positive trends. Irrigated and rainfed croplands were found to contribute most to these trends. The trend magnitudes were particularly high in arid and semi-arid regions. Considering surface water area, significant positive trends were obtained at annual scale. At grid scale, regional and seasonal clusters with significant negative trends were found as well. Trends for snow cover area mostly remained stable at annual scale, but significant negative trends were observed in parts of the river basins during distinct seasons. Negative trends were also found for the elevation-dependent zones, particularly at high altitudes. Also, retreats in the seasonal duration of snow cover area were found in parts of the river basins. Furthermore, for the first time, the application of the causal discovery algorithm on a multivariate feature space at seasonal temporal scale revealed direct and indirect links between EO land surface variables and respective drivers. In general, vegetation was constrained by water availability, surface water area was largely influenced by river discharge and indirectly by precipitation, and snow cover area was largely controlled by precipitation and temperature with spatial and temporal variations. Additional analyses pointed towards positive human influences on increasing trends in vegetation greenness. The investigation of trends and interplays across spheres provided new and valuable insights into the past state and the evolution of the land surface as well as on relevant climatic and hydrological driving variables. Besides the investigated river basins in South Asia, these findings are of great value also for other river basins and geographical regions.
With accelerating global climate change, the Antarctic Ice Sheet is exposed to increasing ice dynamic change. During 1992 and 2017, Antarctica contributed ~7.6 mm to global sea-level-rise mainly due to ocean thermal forcing along West Antarctica and atmospheric warming along the Antarctic Peninsula (API). Together, these processes caused the progressive retreat of glaciers and ice shelves and weakened their efficient buttressing force causing widespread ice flow accelerations. Holding ~91% of the global ice mass and 57.3 m of sea-level-equivalent, the Antarctic Ice Sheet is by far the largest potential contributor to future sea-level-rise.
Despite the improved understanding of Antarctic ice dynamics, the future of Antarctica remains difficult to predict with its contribution to global sea-level-rise representing the largest uncertainty in current projections. Given that recent studies point towards atmospheric warming and melt intensification to become a dominant driver for future Antarctic ice mass loss, the monitoring of supraglacial lakes and their impacts on ice dynamics is of utmost importance. In this regard, recent progress in Earth Observation provides an abundance of high-resolution optical and Synthetic Aperture Radar (SAR) satellite data at unprecedented spatial and temporal coverage and greatly supports the monitoring of the Antarctic continent where ground-based mapping efforts are difficult to perform. As an automated mapping technique for supraglacial lake extent delineation in optical and SAR satellite imagery as well as a pan-Antarctic inventory of Antarctic supraglacial lakes at high spatial and temporal resolution is entirely missing, this thesis aims to advance the understanding of Antarctic surface hydrology through exploitation of spaceborne remote sensing.
In particular, a detailed literature review on spaceborne remote sensing of Antarctic supraglacial lakes identified several research gaps including the lack of (1) an automated mapping technique for optical or SAR satellite data that is transferable in space and time, (2) high-resolution supraglacial lake extent mappings at intra-annual and inter-annual temporal resolution and (3) large-scale mapping efforts across the entire Antarctic continent. In addition, past method developments were found to be restricted to purely visual, manual or semi-automated mapping techniques hindering their application to multi-temporal satellite imagery at large-scale. In this context, the development of automated mapping techniques was mainly limited by sensor-specific characteristics including the similar appearance of supraglacial lakes and other ice sheet surface features in optical or SAR data, the varying temporal signature of supraglacial lakes throughout the year as well as effects such as speckle noise and wind roughening in SAR data or cloud coverage in optical data. To overcome these limitations, this thesis exploits methods from artificial intelligence and big data processing for development of an automated processing chain for supraglacial lake extent delineation in Sentinel-1 SAR and optical Sentinel-2 satellite imagery. The combination of both sensor types enabled to capture both surface and subsurface lakes as well as to acquire data during cloud cover or wind roughening of lakes. For Sentinel-1, a deep convolutional neural network based on residual U-Net was trained on the basis of 21,200 labeled Sentinel-1 SAR image patches covering 13 Antarctic regions. Similarly, optical Sentinel-2 data were collected over 14 Antarctic regions and used for training of a Random Forest classifier. Optical and SAR classification products were combined through decision-level fusion at bi-weekly temporal scale and unprecedented 10 m spatial resolution. Finally, the method was implemented as part of DLR’s High-Performance Computing infrastructure allowing for an automated processing of large amounts of data including all required pre- and postprocessing steps. The results of an accuracy assessment over independent test scenes highlighted the functionality of the classifiers returning accuracies of 93% and 95% for supraglacial lakes in Sentinel-1 and Sentinel-2 satellite imagery, respectively.
Exploiting the full archive of Sentinel-1 and Sentinel-2, the developed framework for the first time enabled the monitoring of seasonal characteristics of Antarctic supraglacial lakes over six major ice shelves in 2015-2021. In particular, the results for API ice shelves revealed low lake coverage during 2015-2018 and particularly high lake coverage during the 2019-2020 and 2020-2021 melting seasons. On the contrary, East Antarctic ice shelves were characterized by high lake coverage during 2016-2019 and
extremely low lake coverage during the 2020-2021 melting season. Over all six investigated ice shelves, the development of drainage systems was revealed highlighting an increased risk for ice shelf instability. Through statistical correlation analysis with climate data at varying time lags as well as annual data on Southern Hemisphere atmospheric modes, environmental drivers for meltwater ponding were revealed. In addition, the influence of the local glaciological setting was investigated through computation of annual recurrence times of lakes. Over both ice sheet regions, the complex interplay between local, regional and large-scale environmental drivers was found to control supraglacial lake formation despite local to regional discrepancies, as revealed through pixel-based correlation analysis. Local control factors included the ice surface topography, the ice shelf geometry, the presence of low-albedo features as well as a reduced firn air content and were found to exert strong control on lake distribution. On the other hand, regional controls on lake evolution were revealed to be the amount of incoming solar radiation, air temperature and wind occurrence. While foehn winds were found to dictate lake evolution over the API, katabatic winds influenced lake ponding in East Antarctica. Furthermore, the regional near-surface climate was shown to be driven by large-scale atmospheric modes and teleconnections with the tropics. Overall, the results highlight that similar driving factors control supraglacial lake formation on the API and EAIS pointing towards their transferability to other Antarctic regions.
The area northeast of Sudbury, Ontario, is known for one of the largest unexplained geophysical anomalies on the Canadian Shield, the 1,200 km2 Temagami Anomaly. The geological cause of this regional magnetic, conductive and gravity feature has previously been modelled to be a mafic-ultramafic body at relatively great depth (2–15 km) of unknown age and origin, which may or may not be related to the meteorite impact-generated Sudbury Igneous Complex in its immediate vicinity. However, with a profound lack of outcrops and drill holes, the geological cause of the anomaly remains elusive, a genetic link to the 1.85 Ga Sudbury impact event purely speculative.
In search for any potential surface expression of the deep-seated cause of the Temagami Anomaly, this study provides a first, yet comprehensive petrological and geochemical assessment of exotic igneous dykes recently discovered in outcrops above, and drill cores into, the Temagami Anomaly. Based on cross-cutting field relations, petrographic studies, lithogeochemistry, whole-rock Nd-Sr-Pb isotope systematics, and U-Pb geochronology, it was possible to identify, and distinguish between, at least six different groups of igneous dykes: (i) Calc-alkaline quartz diorite dykes related to the 1.85 Ga Sudbury Igneous Complex (locally termed Offset Dykes); (ii) tholeiitic quartz diabase of the regional 2.22 Ga Nipissing Suite/Senneterre Dyke Swarm; (iii) calc-alkaline quartz diabase of the regional 2.17 Ga Biscotasing Dyke Swarm; (iv) alkaline ultrabasic dykes correlated with the 1.88–1.86 Ga Circum-Superior Large Igneous Province (LIP); and (v) aplitic dykes as well as (vi) a hornblende syenite, the latter two of more ambiguous age and stratigraphic position.
The findings presented in this study – the discovery of three new Offset Dykes in particular – offer some unexpected insights into the geology and economic potential of one of the least explored areas of the world-class Sudbury Mining Camp as well as into the nature and distribution of both allochthonous and autochthonous impactites within one of the oldest and largest impact structures known on Earth. Not only do the geometric patterns of dyke (and breccia) distribution reaffirm previous notions of the existence of discrete ring structures in the sense of a ~200-km multi-ring basin, but they provide critical constraints as to the pre-erosional thickness and extent of the impact melt sheet, thus helping to identity new areas for Ni-Cu-PGE exploration. Furthermore, this study provides important insights into the pre-impact stratigraphy and the magmatic evolution of the region in general, which reveals to be much more complex, compositionally divers, and protracted than initially assumed. Of note is the discovery of rocks related to the 2.17 Ga Biscotasing and the 1.88–1.86 Ga Circum-Superior magmatic events, as these were not previously known to occur on the southeast margin of the Superior Craton. Shortly predating the Sudbury impact and being contemporaneous with ore-forming events at Thompson (Manitoba) and Raglan (Cape Smith), these magmatic rocks could provide the missing link between unusual mafic, pre-enriched, crustal target rocks, and the unique metal endowment of the Sudbury Impact Structure.
The actual geological cause of the Temagami Anomaly remains open to debate and requires the downward extension of existing bore holes as well as more detailed geophysical investigations. The hypothesis of a genetic relationship between Sudbury impact event and Temagami Anomaly is neither borne out by any evidence nor particularly realistic, even in case of an oblique impact, and should thus be abandoned. It is instead proposed, based on circumstantial evidence, that the anomaly might be explained by an ultramafic complex of the 1.88–1.86 Ga Circum-Superior LIP.
Landslide susceptibility assessment in the Chiconquiaco Mountain Range area, Veracruz (Mexico)
(2022)
In Mexico, numerous landslides occur each year and Veracruz represents the state with the third highest number of events. Especially the Chiconquiaco Mountain Range, located in the central part of Veracruz, is highly affected by landslides and no detailed information on the spatial distribution of existing landslides or future occurrences is available. This leaves the local population exposed to an unknown threat and unable to react appropriately to this hazard or to consider the potential landslide occurrence in future planning processes.
Thus, the overall objective of the present study is to provide a comprehensive assessment of the landslide situation in the Chiconquiaco Mountain Range area. Here, the combination of a site-specific and a regional approach enables to investigate the causes, triggers, and process types as well as to model the landslide susceptibility for the entire study area.
For the site-specific approach, the focus lies on characterizing the Capulín landslide, which represents one of the largest mass movements in the area. In this context, the task is to develop a multi-methodological concept, which concentrates on cost-effective, flexible and non-invasive methods. This approach shows that the applied methods complement each other very well and their combination allows for a detailed characterization of the landslide.
The analyses revealed that the Capulín landslide is a complex mass movement type. It comprises rotational movement in the upper parts and translational movement in the lower areas, as well as flow processes at the flank and foot area and therefore, is classified as a compound slide-flow according to Cruden and Varnes (1996). Furthermore, the investigations show that the Capulín landslide represents a reactivation of a former process. This is an important new information, especially with regard to the other landslides identified in the study area. Both the road reconstructed after the landslide, which runs through the landslide mass, and the stream causing erosion processes at the foot of the landslide severely affect the stability of the landslide, making it highly susceptible to future reactivation processes. This is particularly important as the landslide is located only few hundred meters from the village El Capulín and an extension of the landslide area could cause severe damage.
The next step in the landslide assessment consists of integrating the data obtained in the site-specific approach into the regional analysis. Here, the focus lies on transferring the generated data to the entire study area. The developed methodological concept yields applicable results, which is supported by different validation approaches.
The susceptibility modeling as well as the landslide inventory reveal that the highest probability of landslides occurrence is related to the areas with moderate slopes covered by slope deposits. These slope deposits comprise material from old mass movements and erosion processes and are highly susceptible to landslides. The results give new insights into the landslide situation in the Chiconquiaco Mountain Range area, since previously landslide occurrence was related to steep slopes of basalt and andesite.
The susceptibility map is a contribution to a better assessment of the landslide situation in the study area and simultaneously proves that it is crucial to include specific characteristics of the respective area into the modeling process, otherwise it is possible that the local conditions will not be represented correctly.
Das Ziel dieser Arbeit war neue Eingangsdaten für die Landoberflächenbeschreibung des regionalen Klimamodells REMO zu finden und ins Modell zu integrieren, um die Vorhersagequalität des Modells zu verbessern. Die neuen Daten wurden so in das Modell eingebaut, dass die bisherigen Daten weiterhin als Option verfügbar sind. Dadurch kann überprüft werden, ob und in welchem Umfang sich die von jedem Klimamodell benötigten Rahmendaten auf Modellergebnisse auswirken. Im Zuge der Arbeit wurden viele unterschiedliche Daten und Methoden zur Generierung neuer Parameter miteinander verglichen, denn neben dem Ersetzen der konstanten Eingangswerte für verschiedene Oberflächenparameter und den damit verbundenen Änderungen wurden als zusätzliche Verbesserung auch Veränderungen an der Parametrisierung des Bodens speziell in Hinblick auf die Bodentemperaturen in REMO vorgenommen. Im Rahmen dieser Arbeit wurden die durch die verschiedenen Änderungen ausgelösten Auswirkungen für das CORDEX-Gebiet EUR-44 mit einer Auflösung von ca. 50km und für das in dem darin eingebetteten neu definierten Deutschlandgebiet GER-11 mit einer Auflösung von ca. 12km getestet sowie alle Änderungen anhand von verschiedenen Beobachtungsdatensätzen validiert.
Die vorgenommenen Arbeiten gliederten sich in drei Hauptteile. Der erste Teil bestand in dem vom eigentlichen Klimamodell unabhängigen Vergleich der verschiedenen Eingangsdaten auf unterschiedlichen Auflösungen und deren Performanz in allen Teilen der Erde, wobei ein besonderer Fokus auf der Qualität in den späteren Modellgebieten lag. Unter Berücksichtigung der Faktoren, wie einer globalen Verfügbarkeit der Daten, einer verbesserten räumlichen Auflösung und einer kostenlosen Nutzung der Daten sowie verschiedener Validationsergebnissen von anderen Studien, wurden in dieser Arbeit vier neue Topographiedatensätze (SRTM, ALOS, TANDEM und ASTER) und drei neue Bodendatensätze (FAOn, Soilgrid und HWSD) für die Verwendung im Präprozess von REMO aufbereitet und miteinander sowie mit den bisher in REMO verwendeten Daten verglichen. Auf Grundlage dieser Vergleichsstudien schieden bei den Topographiedaten die verwendeten Datensatz-Versionen von SRTM, ALOS und TANDEM für die in dieser Arbeit durchgeführten REMO-Läufe aus. Bei den neuen Bodendatensätzen wurde ausgenutzt, dass diese verschiedenen Bodeneigenschaften für unterschiedliche Tiefen als Karten zur Verfügung stellen. In REMO wurden bisher alle benötigten Bodenparameter abhängig von fünf verschiedenen Bodentexturklassen und einer zusätzlichen Torfklasse ausgewiesen und als konstant über die gesamte Modellbodensäule (bis ca. 10m) angenommen. Im zweiten Teil wurden auf Basis der im ersten Teil ausgewählten neuen Datensätze und den neu verfügbaren Bodenvariablen verschiedene Sensitivitätsstudien über das Beispieljahr 2000 durchgeführt. Dabei wurden verschiedene neue Parametrisierungen für die bisher aus der Textur abgeleiteten Bodenvariablen und die Parametrisierung von weiteren hydrologischen und thermalen Bodeneigenschaften verglichen. Ferner wurde aufgrund der neuen nicht über die Tiefe konstanten Bodeneigenschaften eine neue numerische Methode zur Berechnung der Bodentemperaturen der fünf Schichten in REMO getestet, welche wiederum andere Anpassungen erforderte. Der Test und die Auswahl der verschiedenen Datensatz- und Parametrisierungsversionen auf die Modellperformanz wurde in drei Experimentpläne unterteilt. Im ersten Plan wurden die Auswirkungen der ausgewählten Topographie- und Bodendatensätze überprüft. Der zweite Plan behandelte die Unterschiede der verschiedenen Parametrisierungsarten der Bodenvariablen hinsichtlich der verwendeten Variablen zur Berechnung der Bodeneigenschaften, der über die Tiefe variablen oder konstanten Eigenschaften und der verwendeten Berechnungsmethode der Bodentemperaturänderungen. Durch die Erkenntnisse aus diesen beiden Experimentplänen, die für beide Untersuchungsgebiete durchgeführt wurden, ergaben sich im dritten Plan weitere Parametrisierungsänderungen. Alle Änderungen dieses dritten Experimentplans wurden sukzessiv getestet, sodass der paarweise Vergleich von zwei aufeinanderfolgenden Modellläufen die Auswirkungen der Neuerung im jeweils zweiten Lauf widerspiegelt. Der letzte Teil der Arbeit bestand aus der Analyse von fünf längeren Modellläufen (2000-2018), die zur Überprüfung der Ergebnisse aus den Sensitivitätsstudien sowie zur Einschätzung der Performanz in weiteren teilweise extremen atmosphärischen Bedingungen durchgeführt wurden. Hierfür wurden die bisherige Modellversion von REMO (id01) für die beiden Untersuchungsgebiete EUR-44 und GER-11 als Referenzläufe, zwei aufgrund der Vergleichsergebnisse von Experimentplan 3 selektierte Modellversionen (id06 und id15a für GER-11) sowie die finale Version (id18a für GER-11), die alle vorgenommenen Änderungen dieser Arbeit enthält, ausgewählt.
Es stellte sich heraus, dass sowohl die neuen Topographiedaten als auch die neuen Bodendaten große Differenzen zu den bisherigen Daten in REMO haben. Zudem änderten sich die von diesen konstanten Eingangsdaten abgeleiteten Hilfsvariablen je nach verwendeter Parametrisierung sehr deutlich. Dies war besonders gut anhand der Bodenparameter zu erkennen. Sowohl die räumliche Verteilung als auch der Wertebereich der verschiedenen Modellversionen unterschieden sich stark. Eine Einschätzung der Qualität der resultierenden Parameter wurde jedoch dadurch erschwert, dass auch die verschiedenen zur Validierung herangezogenen Bodendatensätze für diese Parameter deutlich voneinander abweichen. Die finale Modellversion id18a ähnelte trotz der umfassenden Änderungen in den meisten Variablen den Ergebnissen der bisherigen REMO-Version. Je nach zeitlicher und räumlicher Aggregation sowie unterschiedlichen Regionen und Jahreszeiten wurden leichte Verbesserungen, aber auch leichte Verschlechterungen im Vergleich zu den klimatologischen Validationsdaten festgestellt. Größere Veränderungen im Vergleich zur bisherigen Modellversion konnten in den tieferen Bodenschichten aufgezeigt werden, welche allerdings aufgrund von fehlenden Validationsdaten nicht beurteilt werden konnten. Für alle 2m-Temperaturen konnte eine tendenzielle leichte Erwärmung im Vergleich zum bisherigen Modelllauf beobachtet werden, was sich einerseits negativ auf die ohnehin durchschnittlich zu hohe Minimumtemperatur, aber andererseits positiv auf die bisher zu niedrige Maximumtemperatur des Modells in den betrachteten Gebieten auswirkte. Im Niederschlagssignal und in den 10m-Windvariablen konnten keine signifikanten Änderungen nachgewiesen werden, obwohl die neue Topographie an manchen Stellen im Modellgebiet deutlich von der bisherigen abweicht. Des Weiteren variierte das Ranking der verschiedenen Modellversionen jeweils nach dem angewendeten Qualitätsindex.
Um diese Ergebnisse besser einordnen zu können, muss berücksichtigt werden, dass die neuen Daten für Modellgebiete mit 50 bzw. 12km räumlicher Auflösung und der damit verbundenen hydrostatischen Modellversion getestet wurden. Zudem sind vor allem in Fall der Topographie die bisher enthaltenen GTOPO-Daten (1km Auflösung) für die Aggregation auf diese gröbere Modellauflösung geeignet. Die bisherigen Bodendaten stoßen jedoch mit 50km Auflösung bereits an ihre Grenzen. Zusätzlich ist zu beachten, dass nicht nur die Mittelwerte dieser Daten, sondern auch deren Subgrid-Variabilität als Variablen im Modell für verschiedene Parametrisierungen verwendet werden. Daher ist es essentiell, dass die Eingangsdaten eine deutlich höhere Auflösung bereitstellen als die zur Modellierung definierte Auflösung. Für lokale Klimasimulationen mit Auflösungen im niedrigen Kilometerbereich spielen auch die Vertikalbewegungen (nicht-hydrostatische Modellversion) eine wichtige Rolle, die stark von der Topographie sowie deren horizontaler und vertikaler Änderungsrate beeinflusst werden, was die in dieser Arbeit eingebauten wesentlich höher aufgelösten Daten für die zukünftige Weiterentwicklung von REMO wertvoll machen kann.
Die imperiale Lebensweise westlicher Industrienationen, die sich durch ein permanentes Streben nach Wirtschaftswachstum ausdrückt, bringt den Planeten an die Grenzen seiner Tragfähigkeit. In den letzten Jahren wurden jedoch – bestärkt durch die Weltwirtschaftskrise 2007/08 – Alternativen zum Modell des permanenten Wachstums immer populärer, die sich anstatt auf ökonomischen Wohlstand vermehrt auf soziale und ökologische Belange des gesellschaftlichen Zusammenlebens fokussierten. Unter dem Begriff der Postwachstumsbewegung sammelten sich Ansätze, Ideen und Akteure, die gemeinsam für eine Zukunft fernab jeglicher Wachstumszwänge und innerhalb der planetaren Grenzen kämpfen.
Vor dem Hintergrund der zunehmenden sozialen und ökologischen Herausforderungen wurden nun erstmals sozial-ökologische Nischenakteure aus drei unterschiedlichen Bereichen der Postwachstumsbewegung gemeinsam in einem Forschungsvorhaben – unter besonderer Berücksichtigung gesellschaftlicher, organisatorischer und territorialer Einbettungsprozesse – untersucht. Eingebettet ist diese Untersuchung in den theoretisch-konzeptionellen Ansatz der sozial-ökologischen Transformation, deren inkrementeller Wandel mithilfe der Multi-Level-Perspektive beschrieben werden kann. Die Kombination dieses spezifischen theoretisch-konzeptionellen Ansatzes und der empirischen Erhebung ist das Alleinstellungsmerkmal der vorliegenden Untersuchung.
Es zeigte sich, dass alle untersuchten Nischenakteure eine deutlich progressive Unternehmungsphilosophie vertreten, die häufig in einer Unternehmungsorganisation mit flachen Hierarchien und konsensbasierten Entscheidungsfindungen mündet. Besonders gesellschaftliche Einbettungsprozesse bedingen den Erfolg oder Misserfolg der Nischenentwicklung. Organisatorische Einbettung kommt derweil vor allem im Aufbau weitreichender Netzwerkstrukturen zum Tragen, die die Innovationsfähigkeit und Stabilität der Nische unterstützen. Eine starke territoriale Einbettung steigert den lokal-regionalen Einfluss der Nischeninnovationen und generiert Rückhalt in der Bevölkerung.
The detrimental impacts of climate variability on water, agriculture, and food resources in East Africa underscore the importance of reliable seasonal climate prediction. To overcome this difficulty RARIMAE method were evolved. Applications RARIMAE in the literature shows that amalgamating different methods can be an efficient and effective way to improve the forecasts of time series under consideration. With these motivations, attempt have been made to develop a multiple linear regression model (MLR) and a RARIMAE models for forecasting seasonal rainfall in east Africa under the following objectives:
1. To develop MLR model for seasonal rainfall prediction in East Africa.
2. To develop a RARIMAE model for seasonal rainfall prediction in East Africa.
3. Comparison of model's efficiency under consideration
In order to achieve the above objectives, the monthly precipitation data covering the period from 1949 to 2000 was obtained from Climate Research Unit (CRU). Next to that, the first differenced climate indices were used as predictors.
In the first part of this study, the analyses of the rainfall fluctuation in whole Central- East Africa region which span over a longitude of 15 degrees East to 55 degrees East and a latitude of 15 degrees South to 15 degrees North was done by the help of maps. For models’ comparison, the R-squared values for the MLR model are subtracted from the R-squared values of RARIMAE model. The results show positive values which indicates that R-squared is improved by RARIMAE model. On the other side, the root mean square errors (RMSE) values of the RARIMAE model are subtracted from the RMSE values of the MLR model and the results show negative value which indicates that RMSE is reduced by RARIMAE model for training and testing datasets.
For the second part of this study, the area which is considered covers a longitude of 31.5 degrees East to 41 degrees East and a latitude of 3.5 degrees South to 0.5 degrees South. This region covers Central-East of the Democratic Republic of Congo (DRC), north of Burundi, south of Uganda, Rwanda, north of Tanzania and south of Kenya. Considering a model constructed based on the average rainfall time series in this region, the long rainfall season counts the nine months lead of the first principal component of Indian sea level pressure (SLP_PC19) and the nine months lead of Dipole Mode Index (DMI_LR9) as selected predictors for both statistical and predictive model. On the other side, the short rainfall season counts the three months lead of the first principal component of Indian sea surface temperature (SST_PC13) and the three months lead of Southern Oscillation Index (SOI_SR3) as predictors for predictive model. For short rainfall season statistical model SAOD current time series (SAOD_SR0) was added on the two predictors in predictive model. By applying a MLR model it is shown that the forecast can explain 27.4% of the total variation and has a RMSE of 74.2mm/season for long rainfall season while for the RARIMAE the forecast explains 53.6% of the total variation and has a RMSE of 59.4mm/season. By applying a MLR model it is shown that the forecast can explain 22.8% of the total variation and has a RMSE of 106.1 mm/season for short rainfall season predictive model while for the RARIMAE the forecast explains 55.1% of the total variation and has a RMSE of 81.1 mm/season.
From such comparison, a significant rise in R-squared, a decrease of RMSE values were observed in RARIMAE models for both short rainfall and long rainfall season averaged time series. In terms of reliability, RARIMAE outperformed its MLR counterparts with better efficiency and accuracy. Therefore, whenever the data suffer from autocorrelation, we can go for MLR with ARIMA error, the ARIMA error part is more to correct the autocorrelation thereby improving the variance and productiveness of the model.
Andauernde Starkniederschläge führten 1987 in zahlreichen Alpentälem zu schweren Hochwasser- und Murkatastrophen. Auch das von der Ruetz entwässerte Tiroler Stubaital südwestlich Innsbruck zählte zu den betroffenen Tälern. Im Abstand von nur sechs Wochen verursachten hier zwei Hochwasserereignisse ähnlichen Ausmaßes schwere Verwüstungen und Landschaftsschäden.
Die Auswirkungen beider Hochwässer bildeten die Ansatzpunkte der als Teilprojekt Stubai von Mitte 1988 bis Ende 1991 im Stubaital und einem seiner Seitentäler laufenden Forschungsarbeit.
Das Hauptinteresse galt dabei, nach Abschluß einer ausführlichen Schadenskartierung und Photodokumentation, den Ursachen, Zusammenhängen und Auswirkungen einzelner morphodynamisch wirksamer Prozesse.
Verschiedene Felduntersuchungen in einem Seitental des Stubaitales gaben hinsichtlich des Zusammenspiels von Abfluß, Niederschlag, Hangabtrag und Vegetation Aufschluß darüber, wann, wie und in welchem Zeitraum einzelne morphodynamisch wirksame Prozesse im Bachbett bzw. im Kontaktbereich Hang/Bach ablaufen.
Um Aussagen darüber machen zu können, inwieweit das Hochwassersedimentationsverhalten der Ruetz innerhalb der letzten Jahrhunderte klimatisch beeinflußt wurde, und ob die touristische Erschließung des hinteren Stubaitales das Hochwasserabflußgeschehen der Ruetz in Bezug auf Häufigkeit und Intensität in den letzten Jahren erkennbar beeinflußte, wurden im Auebereich der Ruetz mehrere Schlitzsonden- und Kernbohrungen abgeteuft.
Die Auswertung der Bohrkeme und verschiedene Laboranalysen des gewonnenen Probenmaterials gaben einerseits Auskunft über Zusammensetzung, Mächtigkeit und Herkunft einzelner Hochwasserablagerungen, andererseits konnten anhand dieser Aussagen das frühere Akkumulationsverhalten und verschiedene Laufverlagerungen der Ruetz für diesen Auebereich rekonstruiert werden.
Ebenso konnte der direkte Einfluß des Menschen auf das Hochwassersed imentationsgeschehen und somit die anthropogene Beeinflussung der Hochflut-/Auedynamik bereits für historische Zeit festgestellt und belegt werden.
In der vorliegenden Studie wurden auf der Basis langer mitteleuropäischer Zeitreihen der Temperatur und des Niederschlags sowie rekonstruierter monatlicher Bodenluftdruckfelder für den Bereich Nordatlantik-Europa Untersuchungen zur langperiodischen klimatischen und zirkulationsdynamischen Variabilität im Zeitraum 1780-1995 durchgeführt. Der im Rahmen dieser Arbeit betrachtete Zeitraum umfaßt damit neben dem 20. Jahrhundert, das durch eine zunehmende menschliche Einflußnahme auf das Globalklima gekennzeichnet ist, eine historische, bezüglich ihrer Klimacharakteristik anthropogen nahezu unbeeinflußte Periode.
Vor dem Hintergrund der zeitlichen Limitierung bisheriger zirkulationsdynamischer und synoptisch-klimatologischer Forschungsarbeiten auf die letzten etwa 100 Jahre wurden folgende zentrale Zielsetzungen formuliert:
- Erfassung und Darstellung der räumlich differenzierten, niederfrequenten thermischen und hygrischen Variabilität in Mitteleuropa seit 1780, auf einer möglichst umfassenden und hinsichtlich ihres klimatologischen Aussagewertes optimierten
Datenbasis.
- Untersuchung der korrespondierenden nordatlantisch-europäischen Zirkulationsveränderungen und ihrer Relevanz für die zeitlichen Variationen von Temperatur und Niederschlag in Mitteleuropa.
- Analyse der zeitlichen Variabilität der Beziehungen zwischen großräumiger atmosphärischer Zirkulation und regionalem Klima auf multidekadischer Zeitskala.
Ein erster wesentlicher Arbeitsschritt umfaßte die Überprüfung der Homogenität der verfügbaren - im Rahmen der Arbeit teilweise wesentlich erweiterten - mitteleuropäischen Temperatur- und Niederschlagszeitreihen (72 bzw. 62 Stationsreihen) mittels verschiedener absoluter und relativer Homogenitätstests. Für einen beträchtlichen Teil der Zeitreihen wurden signifikante Inhomogenitäten diagnostiziert, die unter Verwendung homogener Referenzreihen homogenisiert werden konnten.
Um die angestrebte räumlich differenzierte Analyse der klimatischen Veränderungen seit 1780 zu ermöglichen, erfolgten - basierend auf nichthierarchischen Clusteranalysen der Matrizen der paarweisen Korrelationen zwischen allen Temperatur- bzw. Niederschlagsreihen - objektive Regionalisierungen von Temperatur und Niederschlag.
Für die resultierenden acht thermischen und neun hygrischen Regionen Mitteleuropas wurden regionale Temperatur- und Niederschlagsreihen berechnet, die bezüglich ihrer langperiodischen Variabilität analysiert wurden. Im Vordergrund standen dabei die Ermittlung der zeitlichen Abfolge thermischer bzw. hygrischer Anomaliephasen seit 1780 sowie der klimatische Vergleich der sog. frühinstrumentellen Periode (1780-1860) mit einer modernen Referenzperiode (1915-1995).
Als wesentliches Ergebnis konnte eine gegenüber dem Zeitraum 1780-1860 verminderte kontinentale Prägung des mitteleuropäischen Klimas - mit wärmeren, feuchteren Wintern und kühleren Sommern - in diesem Jahrhundert (1915-1995) festgestellt werden.
Als Grundlage für die Analyse der korrespondierenden zirkulationsdynamischen Variabilität wurde eine automatische - hauptkomponenten- und clusteranalytische - Klassifikation rekonstruierter monatlicher nordatlantisch-europäischer Bodenluftdruckfelder erarbeitet. Ein zweiter automatischer Klassifikationsalgorithmus wurde in Anlehnung an die Großwettertypenklassifikation nach Hess/Brezowski unter besonderer Berücksichtigung der Strömungsverhältnisse über Europa entwickelt.
Die aus den Klassifikationsverfahren resultierenden Druckmusterklassen repräsentieren wesentliche Zustandsformen der atmosphärischen Zirkulation im nordatlantisch-europäischen Bereich. Basierend auf der Untersuchung der zeitlichen Veränderungen der Auftrittshäufigkeiten der verschiedenen Druckmusterklassen konnten die folgenden wesentlichen Aussagen zur zirkulationsdynamischen Variabilität seit 1780 formuliert werden:
- Die zeitliche Entwicklung der Auftrittshäufigkeiten der einzelnen Zirkulationstypen und der daraus aggregierten Zirkulationsformen - zonal, gemischt, meridional
- zeigt keine deutlichen langzeitlichen Trends, sondern ist von Schwankungen unterschiedlicher Periodenlänge und Amplitude gekennzeichnet.
- Einige rezent zu beobachtende Veränderungstendenzen (beispielsweise die Zunahme der winterlichen Zonalzirkulation seit den 1970er Jahren) erscheinen bei Betrachtung des 216-jährigen Gesamtzeitraums als nicht außergewöhnliche Ereignisse im Rahmen langperiodischer (dekadischer bis säkularer) zirkulationsdynamischer
Variabilität.
Aus dem direkten zirkulationsdynamischen Vergleich der beiden Zeiträume 1780-1860 und 1915-1995 ergeben sich folgende saisonal differenzierte Unterschiede:
- In den Wintermonaten Dezember und Januar sind in diesem Jahrhundert deutlich größere Auftrittshäufigkeiten von Zirkulationstypen mit südwestlicher bis nordwestlicher Richtungsorientierung des Isobarenverlaufs bei gleichzeitig reduzierten Häufigkeiten winterkalter meridionaler Druckmuster festzustellen. Zeitliche Veränderungen umgekehrten Vorzeichens manifestieren sich hingegen im Februar.
- Bei intrasaisonal variierenden Befunden im Frühjahr überwiegt bei saisonaler Betrachtung eine Zunahme meridionaler Strömungskonfigurationen auf Kosten der zonalen und vor allem der gemischten Zirkulationsform.
- Im Sommer dominiert eine Abnahme der zonalen Zirkulationsform zugunsten meridionaler Zirkulationstypen, die eine Anströmung aus dem nördlichen Richtungssektor implizieren.
- Für die Herbstmonate September mit November ergeben sich in diesem Jahrhundert vor allem gesteigerte Häufigkeiten von Strömungskonfigurationen, die die Heranführung von Luftmassen aus westlichen bis nordwestlichen Richtungen bedingen.
- Eine möglicherweise grundlegende Modifikation der nordatlantisch-europäischen Zirkulation in diesem Jahrhundert deutet sich bezüglich des häufigeren Wechsels zwischen stark zonal bzw. meridional geprägten Phasen - vor allem im Winter - an.
Mittels eines einfachen empirischen Modellansatzes wurde anschließend analysiert, inwieweit sich die diagnostizierten klimatischen Unterschiede zwischen den beiden Zeiträumen 1780-1860 und 1915-1995 aus den festgestellten zeitlichen Veränderungen der Zirkulationsstrukturen ergeben. Es wurde deutlich, daß nur ein Teil der Temperatur- und Niederschlagsveränderungen zwischen historischem Zeitraum und diesem Jahrhundert durch differierende Auftrittshäufigkeiten witterungsklimatisch homogener Zirkulationstypen erklärt werden kann. Ein beträchtlicher Anteil der klimatischen Unterschiedlichkeiten der beiden Vergleichszeiträume ist offensichtlich auf zeitlich variierende Witterungscharakteristika der einzelnen Strömungskonfigurationen („within-type changes“ - zirkulationstypinterne Veränderungen) zurückzuführen.
Das Ausmaß der typinternen klimatischen Modifikationen konnte durch die Berechnung der in den beiden Vergleichszeiträumen ausgebildeten typspezifischen mittleren Temperatur- und Niederschlagsverhältnisse quantifiziert werden. Die Fraktionierung der zirkulationstypspezifischen Temperatur- bzw. Niederschlagsänderungsbeträge in einen durch variierende Auftrittshäufigkeiten bedingten sowie einen auf typinterne Veränderungen zurückzuführenden Anteil belegt, daß in allen Jahreszeiten internen klimatischen Modifikationen der Zirkulationstypen mit südwestlicher bis nordwestlicher Isobarenverlaufsrichtung eine gewichtige Rolle bei der Generierung zeitlicher Unterschiede der mitteleuropäischen Temperatur- und Niederschlagscharakteristik zukommt.
Als Ursache der zirkulationstypinternen Veränderungen konnten zum einen unterschiedliche Ausgestaltungen der typspezifischen Druckmuster im historischen und im rezenten Zeitraum identifiziert werden (beispielsweise zeitlich variierende Druckgradienten bei generell übereinstimmenden Strömungskonfigurationen), zum anderen deuten sich auf der täglichen Zeitskala Veränderungen der Persistenzen einzelner Zirkulationstypen an.
Diese zirkulationsdynamischen Modifikationen stellen aber nicht in allen Fällen einen hinreichenden Erklärungsansatz für die diagnostizierten „within-type changes“ dar, so daß zusätzlich andere verursachende Faktorenkomplexe in Betracht gezogen werden müssen (beispielsweise modifizierte thermische und hygrische Luftmasseneigenschaften aufgrund veränderter Energieflüsse zwischen Ozean und Atmosphäre).
Mit Blick auf diese Resultate wurden die Beziehungen zwischen großräumiger Zirkulation und regionalem bodennahem Klima mittels kanonischer Korrelationsanalysen monatlicher Bodenluftdruckfelder und regionaler mitteleuropäischer Temperatur- und Niederschlagszeitreihen detaillierter hinsichtlich ihrer zeitlichen Variabilität untersucht. Die wesentlichen Ergebnisse lassen sich wie folgt zusammenfassen:
- In allen Jahreszeiten zeigen sich im Zeitraum 1780-1995 ausgeprägte zeitliche Schwankungen des statistisch beschreibbaren Zusammenhangs zwischen großräumiger atmosphärischer Zirkulation und regionalem Klima (Temperatur und Niederschlag in Mitteleuropa).
- Ein Vergleich der beiden Perioden 1780-1860 und 1915-1995 hinsichtlich der Kopplungsmechanismen zwischen Bodenluftdruckverteilung und Klima ergibt teilweise hochsignifikante Unterschiede.
- Die Modellierung von Temperatur und Niederschlag in Mitteleuropa aus monatlichen Druckfeldern jeweils einem der Zeitabschnitte 1780-1860 und 1915-1995 unter Verwendung der im jeweils anderen Zeitraum etablierten statistischen Zusammenhänge erbringt nur in einem Fall (Januartemperaturen) befriedigende Übereinstimmungen zwischen den modellierten und beobachteten Klimaverhältnissen.
Die in dieser Arbeit vorgestellten Untersuchungsergebnisse lassen die Schlußfolgerung zu, daß sich die im 20. Jahrhundert zu verzeichnenden Zirkulationsveränderungen im nordatlantisch-europäischen Sektor bislang noch in das Spektrum natürlicher zirkulationsdynamischer Variabilität einfügen.
Diese Aussage stellt aber weder die wahrscheinliche Mitwirkung des anthropogen verstärkten Treibhauseffekts an den in diesem Jahrhundert beobachteten Zirkulationsdynamischen Entwicklungen im euro-atlantischen Bereich in Frage, noch kann sie als Argument für die Aufschiebung notwendiger klimapolitischer Entscheidungen oder für die verzögerte Entwicklung und Umsetzung von Handlungsstrategien zur wirksamen Reduzierung klimawirksamer Treibhausgasemissionen aufgefaßt werden.
Availability of water and desiccation of important water reservoirs is a vital challenge in semi-arid to arid climates with growing economy and population. Low quantities of precipitation and high evaporation rates leave the water supply vulnerable to human activity and climatic variations. Endorheic basins of Northern Iran were hydrologically landlocked within geological timescales and thus bear evidence of past variations of water resources in generations of water related landforms, like abandoned lake level shorelines, alluvial fans and stream terraces. Understanding the development of these landforms reveals crucial information about past water reservoirs and landscape history.
This study offers a comprehensive approach on understanding the geomorphological development of the landscape throughout Late Pleistocene and Holocene times. It integrates remote sensing and geographic information system analysis, with geomorphological and stratigraphical mapping fieldwork and detailed sedimentological investigations.
The work shows the importance of analytical geomorphological mapping for delineating stratigraphic units of the Iranian Quaternary. Thus, several phases of drying and lake level retreat were identified in parallel geoarchives and could be dated to a time span from today to Late Pleistocene. The findings link the fate of the citizens of the ancient city of "Tepe Hissar" to their access to water and to the power of geomorphological processes, which started changing their environment.
Periglacial environments are facing dramatic changes. Warming air temperatures and strong snow cover variations fundamentally affect landforming processes in this hotspot region of Climate Change. But before we can assess the response of landform development to a changing climate, we need to enhance our understanding of the internal structure of those landforms. Within this study, a broad scope of landform types from alpine and subarctic regions is investigated: rock glaciers, solifluction lobes, palsas and patterned ground. By using the geophysical methods 2-D and 3-D ERI, as well as GPR surveying, structural differences and similarities between landform units of different or the same landform types are highlighted. This enables a reconstruction of their past and a projection of their future development.
Summary
Introduction. Rapid and uncontrolled industrialisation and urbanisation in most developing countries are resulting in land, air and water pollution at rates that the natural environment cannot fully renew. These contemporary environmental issues have attracted local, national and international attention. The problem of urban garbage management is associated with rapid population growth in developing countries. These are pertinent environmental crises of sustainability and sanitation in Sub-Saharan Africa and other Third World countries. Despite efforts of the various tiers of government (the case of Nigeria with three tiers: Federal, State and Local governments) in managing solid waste in urban centres, it is still overflowing open dumpsites, litters streets and encroaches into water bodies. These affect the quality of urban living conditions and the natural environment.
Sub-Saharan and other developing countries are experiencing an upsurge in the accumulation and the diversity of waste including E-waste, waste agricultural biomass and waste plastics. The need for effective, sustainable and efficient management of waste through the application of 3Rs principle (Reduce, Reuse, and Recycle) is an essential element for promoting sustainable patterns of consumption and production. This study examined waste management in Imo State, Nigeria as an aspect correlated to the sustainability of its environment.
Materials and methods. To analyse waste management as a correlate of environmental sustainability in Sub-Saharan Africa, Imo State, in eastern Nigeria was chosen as a study area. Issues about waste handling and its impact on the environment in Imo have been reported since its creation in 1976; passing through the State with the cleanest State capital in 1980 to a ‘dunghill’ in 2013 and a ‘garbage capital’ on October 1, 2016. Within this State, three study sites were selected – Owerri metropolis (the State capital) Orlu and Okigwe towns. At these sites, households, commercial areas, accommodation and recreational establishments and schools, as well as dumpsites were investigated to ascertain the composition, quantity, distribution, handling patterns of waste in relation to the sustainability of the State’s environment. This was done conveniently but randomly through questionnaires, interviews, focus group discussions and non-participant observation; these were all heralded by a detailed deskwork. Data were entered using Microsoft Office Excel and were explored and analysed using the Statistical Package for Social Sciences - SPSS.
Data were made essentially of categorical variables and were analysed using descriptive statistics. The association between categorical variables was measured using Cramer’s V the Chi-Square that makes the power and the reliability of the test. Cramer’s V is a measure of association tests directly integrated with cross-tabulation. The Chi-Square test of equal proportions was used to compare proportions for significant differences at 0.05 levels. The statistical package - the Epi Info 6.04d was also used since a contingency table had to be created from several sub-outputs and determine the extent of association between the row and column categories.
The scale variable ‘quantity of waste generated’ was described using measures of central tendency. It was screened for normality using the Kolmogorov-Smirnov and Shapiro-Wilk tests for normality; in all context, the normality assumption was violated (P<0.05). Five null hypotheses were tested using Logistic Regression model. The explanatory power of individual conceptual component was calculated using the Cox & Snell R2 and that of individual indicators was also appraised using the Likelihood Ratio test.
In the context of this work, the significance of the variability explained by the model (baseline model) was appraised using the Omnibus Tests of Model Coefficients, the magnitude of this variability explained by the model using the Cox & Snell R2 and the effects of individual predictors using the Likelihood Ratio test.
Qualitatively, data from open-ended items, observations and interviews were analysed using the process of thematic analysis whereby concepts or ideas were grouped under umbrella terms or keywords. The results were presented using tables, charts, graphs, photos and maps.
Findings and discussions. The total findings and analyses indicated that proper waste handling in Imo State, Nigeria has a positive impact on the environment. This was assessed by the community’s awareness of waste management via sources like the radio and the TV, their education on waste management and schools’ integration of environmental education in their program. Although most community members perceived the State’s environment as compared to it about 10 years’ back has worsened, where they were conscious of proper waste handling measures, the environment was described to be better. This influence of environmental awareness and education on environmental sustainability appraised using Logistic Regression Model, portrayed a significant variability (Omnibus Tests of Model Coefficients: χ2=42.742; P=0.014), inferring that environmental awareness and education significantly predict environmental sustainability.
The findings also revealed that organic waste generation spearheaded amongst other waste types like paper, plastic, E-waste, metal, textile and glass. While waste pickers always sorted paper, plastics, aluminium and metal, some of them also sorted out textile and glass. Statistically (P<0.05), in situations where waste was least generated (i.e., 1-2kg per day), community members maintained that the environmental quality was better in comparison to 10 years’ back. Waste items like broken glass and textile as well as the remains of E-waste after the extraction of copper and brass were not sorted for and these contributed more to environmental degradation.
Similarly, the influence of wealth on environmental sustainability was appraised using Logistic Regression Model including development index related indicators like education, occupation, income and the ability to pay for waste disposal. Harmonising the outcome, farmers, who were mostly the least educated claimed to notice more environmental improvement. In addition, those who did not agree to pay for waste disposal who were mostly those with low income (less than 200,000 Naira, i.e. about 620 Euros monthly) perceived environmental improvement more than those with income above 200,000 Naira. This irony can be attributed to the fact that those with low educational backing lack the capacity to appreciate environmental sustainability pointers well as compared to those with a broader educational background with critical thinking.
The employment and poverty reduction opportunities pertaining to waste management on environmental sustainability was appraised using qualitative thematic analysis. All community members involved in sorting, buying and selling of waste items had no second job. They attested that the money earned from their activities sustained their livelihood and families. Some expressed love for the job, especially as they were their own masters. Waste picking and trading in waste items are offering employment opportunities to many communities around the world. For instance, in the waste recycling, waste composting, waste-to-energy plants and die Stadtreiniger in Würzburg city. The workers in these enterprises have jobs as a result of waste.
Waste disposal influence on environmental sustainability was appraised using the Binary Logistic Regression Model and the variability explained by the model was significant. The validity was also supported by the Wald statistics (P<0.05), which indicates the effect of the predictors is significant. Environmental sustainability was greatly reliant on indicators like the frequency at which community members emptied their waste containers; how/where waste is disposed of, availability of disposal site or public bin near the house, etc. Imolites who asserted to have public waste bins or disposal sites near their houses maintained that the quality of the State’s environment had worsened as such containers/disposal sites were always stinking as well as had animals and smoke around them. Imolites around disposal sites complained of traits like diarrhoea, catarrh, insect bites, malaria, smoke and polluted air.
Conclusions. The liaison between poor waste management strategies and the sustainability of the Imo State environment was considered likely as statistically significant ineffectiveness, lack of awareness, poverty, insufficient and unrealistic waste management measures were found in this study area. In these situations, the environment was said to have not improved. Such inadequacies in the handling of generated waste did not only expose the citizenry to health dangers but also gave rise to streets and roads characterized by filth and many unattended disposal sites unleashing horrible odour to the environment and attracting wild animals. This situation is not only prevalent in Imo State, Nigeria but in many Sub-Saharan cities.
Future Perspectives. To improve the environment in Sub-Saharan Africa, it is imperative to practice an inclusive and integrated sustainable waste management system. The waste quantity in this region is fast growing, especially food/organic waste. The region should aim at waste management laws and waste reduction strategies, which will help save and produce more food that it really needs. Waste management should be dissociated from epidemic outbreaks like cholera, typhoid, Lassa fever and malaria, whose vectors thrive in filthy environments. Water channels and water bodies should not be waste disposal channels or waste disposal sites.
Diese Arbeit stellt die Ergebnisse der stratigraphischen und tektonischen Aufnahme des Blattes 5827 Maßbach vor. Sie erfolgte im Rahmen der geologischen Landesaufnahme von Bayern 1:25.000 sowie im Auftrag des Bayerischen Landesamts für Umwelt und beruht auf einer geologischen Detailkartierung im Maßstab 1:10.000. Die wesentlichen Ergebnisse sind folglich in der Geologischen Karte 1:25.000 und in der Strukturkarte 1:50.000 dargestellt.
Zur Aufgabenstellung gehörten ebenfalls eine moderne Erfassung und Darstellung der Schichtenfolge unter stratigraphischen und faziellen Gesichtspunkten sowie die Aufnahme und Interpretation geologischer Strukturen und deren Einbindung in den regionalen Rahmen (Anlage 7). Dieser Arbeit kommt somit nicht nur akademisches Interesse zu. Vielmehr ist sie auch für angewandte Fachbereiche wesentlich: u.a. für Hydrogeologie, Geothermie oder für Fragen der Raumplanung.
Das Kartenblatt 5827 Maßbach liegt im nordöstlichen Unterfranken im Norden Bayerns. Die nächstgrößere Stadt, südlich des Blattgebietes, ist Schweinfurt. Das Gebiet zeigt einen Ausschnitt des südwestdeutschen Schichtstufenlandes innerhalb der Südwestdeutschen Großscholle sensu CARLÉ (1955). Geomorphologen rechnen es der Hochfläche der „Schweinfurter Rhön“ zu. Ein naturräumlicher Überblick über Geographie, Geologie, Hydrogeologie, Rohstoffgeologie und Bodenkunde sowie ein erdgeschichtlicher Abriss werden im ersten Teil der Arbeit (S. 2–15) gegeben.
Die Kartierung erfolgte als Lesesteinkartierung; denn die Aufschlussverhältnisse waren schlecht. Auch existieren nur wenige auswertbare Bohrungen. Vor diesem Hintergrund stellt der zweite Teil der Arbeit die zu Tage ausstreichende mesozoische Schichtenfolge vor (S.16–76). Die Schichtenfolge gehört ausschließlich in die Trias, reicht vom Unteren Muschelkalk bis zum Unteren Gipskeuper und umfasst etwa 270 bis 280 Meter. Hinzu kommen verschiedene quartäre Sedimente geringer Mächtigkeit.
Der dritte Teil der Arbeit (S. 77–95) befasst sich mit den Lagerungsverhältnissen und der tektonischen Zergliederung des Gebietes. Das tektonische Relief auf Blatt 5827 Maßbach misst etwa 260–270 m. Prägendes Element ist der Kissingen–Haßfurter Sattel, dessen Sattelachse das Blattgebiet von NW nach SE quert. Im SW–Quadranten ist die in Südwestdeutschland bedeutsame Kissingen–Haßfurter–Störungszone wirksam
Im regionalen Rahmen verbinden sich eine Vielzahl von nachgewiesenen tektonischen Elementen zu sich überlagernden tektonischen Strukturen. Deren Ausgestaltung verlief mehrphasig und sie erhielten ihre heute bestehende Form wohl durch die Fernwirkung der alpidischen Orogenese. Die Anlage der tektonischen Hauptelemente hingegen reicht wahrscheinlich bis in die ausgehende variszidische Gebirgsbildung zurück. Die zusammen-fassende Analyse und Darstellung der Ergebnisse führt in dieser Arbeit zur Einarbeitung des Blattes 5827 Maßbach in den regionalen stratigraphischen wie tektonischen Rahmen der umliegenden Blätter der GK 25.
West Africa is one of the fastest growing regions in the world with annual population growth rates of more than three percent for several countries. Since the 1950s, West Africa experienced a fivefold increase of inhabitants, from 71 to 353 million people in 2015 and it is expected that the region’s population will continue to grow to almost 800 million people by the year 2050. This strong trend has and will have serious consequences for food security since agricultural productivity is still on a comparatively low level in most countries of West Africa. In order to compensate for this low productivity, an expansion of agricultural areas is rapidly progressing. The mapping and monitoring of agricultural areas in West Africa is a difficult task even on the basis of remote sensing. The small scale extensive farming practices with a low level of agricultural inputs and mechanization make the delineation of cultivated land from other land cover and land use (LULC) types highly challenging. In addition, the frequent cloud coverage in the region considerably decreases the availability of earth observation datasets. For the accurate mapping of agricultural area in West Africa, high temporal as well as spatial resolution is necessary to delineate the small-sized fields and to obtain data from periods where different LULC types are distinguishable. However, such consistent time series are currently not available for West Africa. Thus, a spatio-temporal data fusion framework was developed in this thesis for the generation of high spatial and temporal resolution time series.
Data fusion algorithms such as the Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model (ESTARFM) enjoyed increasing popularity during recent years but they have hardly been used for the application on larger scales. In order to make it applicable for this purpose and to increase the input data availability, especially in cloud-prone areas such as West Africa, the ESTARFM framework was developed in this thesis introducing several enhancements. An automatic filling of cloud gaps was included in the framework in order to use even partly cloud-covered Landsat images for the fusion without producing gaps on the output images. In addition, the ESTARFM algorithm was improved to automatically account for regional differences in the heterogeneity of the study region. Further improvements comprise the automation of the time series generation as well as the significant acceleration of the processing speed through parallelization. The performance of the developed ESTARFM framework was tested by fusing an 8-day NDVI time series from Landsat and MODIS data for a focus area of 98,000 km² in the border region between Burkina Faso and Ghana. The results of this test show the capability of the ESTARFM framework to accurately produce high temporal resolution time series while maintaining the spatial detail, even in such a heterogeneous and cloud-prone region.
The successfully tested framework was subsequently applied to generate consistent time series as the basis for the mapping of agricultural area in Burkina Faso for the years 2001, 2007, and 2014. In a first step, high temporal (8-day) and high spatial (30 m) resolution NDVI time series for the entire country and the three years were derived with the ESTARFM framework. More than 500 Landsat scenes and 3000 MODIS scenes were automatically processed for this purpose. From the fused ESTARFM NDVI time series, phenological metrics were extracted and together with the single time steps of NDVI served as input for the delineation of rainfed agricultural areas, irrigated agricultural areas and plantations. The classification was conducted with the random forest algorithm at a 30 m spatial resolution for entire Burkina Faso and the three years 2001, 2007, and 2014. For the training and validation of the classifier, a randomly sampled reference dataset was generated from Google Earth images based on expert knowledge of the region. The overall classification accuracies of 92% (2001), 91% (2007), and 91% (2014) indicate the well-functioning of the developed methodology. The resulting maps show an expansion of agricultural area of 91% from about 61,000 km² in 2001 to 116,900 km² in 2014. While rainfed agricultural areas account for the major part of this increase, irrigated areas and plantations also spread considerably. Especially the expansion of irrigation systems and plantation area can be explained by the promotion through various national and international development projects. The increase of agricultural areas goes in line with the rapid population growth in most of Burkina Faso’s provinces which still had available land resources for an expansion of agricultural area. An analysis of the development of agricultural areas in the vicinity of protected areas highlighted the increased human pressure on these reserves. The protection of the remnant habitats for flora and fauna while at the same time improving food security for a rapidly growing population, are the major challenges for the region in the future.
The developed ESTARFM framework showed great potential beyond its utilization for the mapping of agricultural area. Other large-scale research that requires a sufficiently high temporal and spatial resolution such as the monitoring of land degradation or the investigation of land surface phenology could greatly benefit from the application of this framework.
As a cradle of ancient Chinese civilization, the Yellow River Basin has a very long human-environment interrelationship, where early anthropogenic activities re- sulted in large scale landscape modifications. Today, the impact of this relationship
has intensified further as the basin plays a vital role for China’s continued economic
development. It is one of the most densely-populated, fastest growing, and most dynamic
regions of China with abundant natural and environmental resources providing a livelihood for almost 190 million people. Triggered by fundamental economic reforms, the
basin has witnessed a spectacular economic boom during the last decades and can be
considered as an exemplary blueprint region for contemporary dynamic Global Change
processes occurring throughout the country, which is currently transitioning from an
agrarian-dominated economy into a modern urbanized society. However, this resourcesdemanding growth has led to profound land use changes with adverse effects on the Yellow
River social-ecological systems, where complex challenges arise threatening a long-term
sustainable development.
Consistent and continuous remote sensing-based monitoring of recent and past land
cover and land use change is a fundamental requirement to mitigate the adverse impacts
of Global Change processes. Nowadays, technical advancement and the multitude of
available satellite sensors, in combination with the opening of data archives, allow the
creation of new research perspectives in regional land cover applications over heterogeneous landscapes at large spatial scales. Despite the urgent need to better understand the
prevailing dynamics and underlying factors influencing the current processes, detailed
regional specific land cover data and change information are surprisingly absent for this
region.
In view of the noted research gaps and contemporary developments, three major objectives are defined in this thesis. First (i), the current and most pressing social-ecological
challenges are elaborated and policy and management instruments towards more sustainability are discussed. Second (ii), this thesis provides new and improved insights on
the current land cover state and dynamics of the entire Yellow River Basin. Finally (iii),
the most dominant processes related to mining, agriculture, forest, and urban dynamics
are determined on finer spatial and temporal scales.
The complex and manifold problems and challenges that result from long-term abuse
of the water and land resources in the basin have been underpinned by policy choices,
cultural attitude, and institutions that have evolved over centuries in China. The tremendous economic growth that has been mainly achieved by extracting water and exploiting
land resources in a rigorous, but unsustainable manner, might not only offset the economic benefits, but could also foster social unrest. Since the early emergence of the first Chinese dynasties, flooding was considered historically as a primary issue in river management and major achievements have been made to tame the wild nature of the Yellow
River. Whereas flooding is therefore largely now under control, new environmental and
social problems have evolved, including soil and water pollution, ecological degradation,
biodiversity decline, and food security, all being further aggravated by anthropogenic
climate change. To resolve the contemporary and complex challenges, many individual
environmental laws and regulations have been enacted by various Chinese ministries.
However, these policies often pursue different, often contradictory goals, are too general
to tackle specific problems and are usually implemented by a strong top-down approach.
Recently, more flexible economic and market-based incentives (pricing, tradable permits,
investments) have been successfully adopted, which are specifically tailored to the respective needs, shifting now away from the pure command and regulating instruments.
One way towards a more holistic and integrated river basin management could be the
establishment of a common platform (e.g. a Geographical Information System) for data
handling and sharing, possibly operated by the Yellow River Basin Conservancy Commission (YRCC), where available spatial data, statistical information and in-situ measures
are coalesced, on which sustainable decision-making could be based. So far, the collected
data is hardly accessible, fragmented, inconsistent, or outdated.
The first step to address the absence and lack of consistent and spatially up-to-date
information for the entire basin capturing the heterogeneous landscape conditions was
taken up in this thesis. Land cover characteristics and dynamics were derived from
the last decade for the years 2003 and 2013, based on optical medium-resolution hightemporal MODIS Normalized Differenced Vegetation Index (NDVI) time series at 250 m.
To minimize the inherent influence of atmospheric and geometric interferences found in
raw high temporal data, the applied adaptive Savitzky-Golay filter successfully smoothed
the time series and substantially reduced noise. Based on the smoothed time series
data, a large variety of intra-annual phenology metrics as well as spectral and multispectral annual statistics were derived, which served as input variables for random
forest (RF) classifiers. High quality reference data sets were derived from very high
resolution imagery for each year independently of which 70 % trained the RF models. The
accuracy assessments for all regionally specific defined thematic classes were based on the
remaining 30 % reference data split and yielded overall accuracies of 87 % and 84 % for
2003 and 2013, respectively. The first regional adapted Yellow River Land Cover Products
(YRB LC) depict the detail spatial extent and distribution of the current land cover status
and dynamics. The novel products overall differentiate overall 18 land cover and use
classes, including classes of natural vegetation (terrestrial and aquatic), cultivated classes,
mosaic classes, non-vegetated, and artificial classes, which are not presented in previous
land cover studies so far.
Building on this, an extended multi-faceted land cover analysis on the most prominent
land cover change types at finer spatial and temporal scales provides a better and more
detailed picture of the Yellow River Basin dynamics. Precise spatio-temporal products
about mining, agriculture, forest, and urban areas were examined from long-trem Landsat
satellite time series monitored at annual scales to capture the rapid rate of change in four
selected focus regions. All archived Landsat images between 2000 and 2015 were used to
derive spatially continuous spectral-temporal, multi-spectral, and textural metrics. For
each thematic region and year RF models were built, trained and tested based on a stablepixels reference data set. The automated adaptive signature (AASG) algorithm identifies those pixels that did not change between the investigated time periods to generate a
mono-temporal reference stable-pixels data set to keep manual sampling requirements
to a minimum level. Derived results gained high accuracies ranging from 88 % to 98 %.
Throughout the basin, afforestation on the Central Loess Plateau and urban sprawl are
identified as most prominent drivers of land cover change, whereas agricultural land
remained stable, only showing local small-scale dynamics. Mining operations started in
2004 on the Qinghai-Tibet Plateau, which resulted in a substantial loss of pristine alpine
meadows and wetlands.
In this thesis, a novel and unique regional specific view of current and past land cover
characteristics in a complex and heterogeneous landscape was presented by using a
multi-source remote sensing approach. The delineated products hold great potential for
various model and management applications. They could serve as valuable components
for effective and sustainable land and water management to adapt and mitigate the
predicted consequences of Global Change processes.