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The study investigates the water resources and aquifer dynamics of the igneous fractured aquifer-system of the Troodos Mountains in Cyprus, using a coupled, finite differences water balance and groundwater modelling approach. The numerical water balance modelling forms the quantitative framework by assessing groundwater recharge and evapotranspiration, which form input parameters for the groundwater flow models. High recharge areas are identified within the heavily fractured Gabbro and Sheeted Dyke formations in the upper Troodos Mountains, while the impervious Pillow Lava promontories - with low precipitation and high evapotranspiration - show unfavourable recharge conditions. Within the water balance studies, evapotranspiration is split into actual evapotranspiration and the so called secondary evapotranspiration, representing the water demand for open waters, moist and irrigated areas. By separating the evapotranspiration of open waters and moist areas from the one of irrigated areas, groundwater abstraction needs are quantified, allowing the simulation of single well abstraction rates in the groundwater flow models. Two sets of balanced groundwater models simulate the aquifer dynamics in the presented study: First, the basic groundwater percolation system is investigated using two-dimensional vertical flow models along geological cross-sections, depicting the entire Troodos Mountains up to a depth of several thousands of metres. The deeply percolating groundwater system starts in the high recharge areas of the upper Troodos, shows quasi stratiform flow in the Gabbro and Sheeted Dyke formations, and rises to the surface in the vicinity of the impervious Pillow Lava promontories. The residence times mostly yield less than 25 years, the ones of the deepest fluxes several hundreds of years. Moreover, inter basin flow and indirect recharge of the Circum Troodos Sedimentary Succession are identified. In a second step, the upper and most productive part of the fractured igneous aquifer-system is investigated in a regional, horizontal groundwater model, including management scenarios and inter catchment flow studies. In a natural scenario without groundwater abstractions, the recovery potential of the aquifer is tested. Predicted future water demand is simulated in an increased abstraction scenario. The results show a high sensitivity to well abstraction rate changes in the Pillow Lava and Basal Group promontories. The changes in groundwater heads range from a few tens of metres up to more than one hundred metres. The sensitivity in the more productive parts of the aquifer-system is lower. Inter-catchment flow studies indicate that - besides the dominant effluent conditions in the Troodos Mountains - single reaches show influent conditions and are sub-flown by groundwater. These fluxes influence the local water balance and generate inter catchment flow. The balanced groundwater models form thus a comprehensive modelling system, supplying future detail models with information concerning boundary conditions and inter-catchment flow, and allowing the simulation of impacts of landuse or climate change scenarios on the dynamics and water resources of the Troodos aquifer-system.
A completely revised and enhanced version of the water balance model MODBIL of the regional water balance dynamics of Cyprus was developed for this study. The model is based on a physical, process-oriented, spatially distributed concept and is applied for the calculation of all important water balance components of the island for the time period of 1961-2004. The calibrated results are statistically analysed and visualised for the whole island area, and evaluated with respect to the renewability of natural water resources. Climate variability and changes of the past decades are analysed with regard to their influence on water balances. A further part of the study focusses on the simulation of impacts of potential climate change. The water balances are simulated under changing climatic conditions on the base of theoretical precipitation, temperature and relative humidity changes and the revealed impacts on the water balances and renewable resources are discussed. Furthermore, a first principal water balance scenario is developed for the assessment of the regional hydrological changes expected for Cyprus by the end of the 21st century. The scenarios are based on recently calculated climate change assessments for this part of the Mediterranean, under an assumed further increase of greenhouse gasses in the atmosphere.
Summary
Introduction. Rapid and uncontrolled industrialisation and urbanisation in most developing countries are resulting in land, air and water pollution at rates that the natural environment cannot fully renew. These contemporary environmental issues have attracted local, national and international attention. The problem of urban garbage management is associated with rapid population growth in developing countries. These are pertinent environmental crises of sustainability and sanitation in Sub-Saharan Africa and other Third World countries. Despite efforts of the various tiers of government (the case of Nigeria with three tiers: Federal, State and Local governments) in managing solid waste in urban centres, it is still overflowing open dumpsites, litters streets and encroaches into water bodies. These affect the quality of urban living conditions and the natural environment.
Sub-Saharan and other developing countries are experiencing an upsurge in the accumulation and the diversity of waste including E-waste, waste agricultural biomass and waste plastics. The need for effective, sustainable and efficient management of waste through the application of 3Rs principle (Reduce, Reuse, and Recycle) is an essential element for promoting sustainable patterns of consumption and production. This study examined waste management in Imo State, Nigeria as an aspect correlated to the sustainability of its environment.
Materials and methods. To analyse waste management as a correlate of environmental sustainability in Sub-Saharan Africa, Imo State, in eastern Nigeria was chosen as a study area. Issues about waste handling and its impact on the environment in Imo have been reported since its creation in 1976; passing through the State with the cleanest State capital in 1980 to a ‘dunghill’ in 2013 and a ‘garbage capital’ on October 1, 2016. Within this State, three study sites were selected – Owerri metropolis (the State capital) Orlu and Okigwe towns. At these sites, households, commercial areas, accommodation and recreational establishments and schools, as well as dumpsites were investigated to ascertain the composition, quantity, distribution, handling patterns of waste in relation to the sustainability of the State’s environment. This was done conveniently but randomly through questionnaires, interviews, focus group discussions and non-participant observation; these were all heralded by a detailed deskwork. Data were entered using Microsoft Office Excel and were explored and analysed using the Statistical Package for Social Sciences - SPSS.
Data were made essentially of categorical variables and were analysed using descriptive statistics. The association between categorical variables was measured using Cramer’s V the Chi-Square that makes the power and the reliability of the test. Cramer’s V is a measure of association tests directly integrated with cross-tabulation. The Chi-Square test of equal proportions was used to compare proportions for significant differences at 0.05 levels. The statistical package - the Epi Info 6.04d was also used since a contingency table had to be created from several sub-outputs and determine the extent of association between the row and column categories.
The scale variable ‘quantity of waste generated’ was described using measures of central tendency. It was screened for normality using the Kolmogorov-Smirnov and Shapiro-Wilk tests for normality; in all context, the normality assumption was violated (P<0.05). Five null hypotheses were tested using Logistic Regression model. The explanatory power of individual conceptual component was calculated using the Cox & Snell R2 and that of individual indicators was also appraised using the Likelihood Ratio test.
In the context of this work, the significance of the variability explained by the model (baseline model) was appraised using the Omnibus Tests of Model Coefficients, the magnitude of this variability explained by the model using the Cox & Snell R2 and the effects of individual predictors using the Likelihood Ratio test.
Qualitatively, data from open-ended items, observations and interviews were analysed using the process of thematic analysis whereby concepts or ideas were grouped under umbrella terms or keywords. The results were presented using tables, charts, graphs, photos and maps.
Findings and discussions. The total findings and analyses indicated that proper waste handling in Imo State, Nigeria has a positive impact on the environment. This was assessed by the community’s awareness of waste management via sources like the radio and the TV, their education on waste management and schools’ integration of environmental education in their program. Although most community members perceived the State’s environment as compared to it about 10 years’ back has worsened, where they were conscious of proper waste handling measures, the environment was described to be better. This influence of environmental awareness and education on environmental sustainability appraised using Logistic Regression Model, portrayed a significant variability (Omnibus Tests of Model Coefficients: χ2=42.742; P=0.014), inferring that environmental awareness and education significantly predict environmental sustainability.
The findings also revealed that organic waste generation spearheaded amongst other waste types like paper, plastic, E-waste, metal, textile and glass. While waste pickers always sorted paper, plastics, aluminium and metal, some of them also sorted out textile and glass. Statistically (P<0.05), in situations where waste was least generated (i.e., 1-2kg per day), community members maintained that the environmental quality was better in comparison to 10 years’ back. Waste items like broken glass and textile as well as the remains of E-waste after the extraction of copper and brass were not sorted for and these contributed more to environmental degradation.
Similarly, the influence of wealth on environmental sustainability was appraised using Logistic Regression Model including development index related indicators like education, occupation, income and the ability to pay for waste disposal. Harmonising the outcome, farmers, who were mostly the least educated claimed to notice more environmental improvement. In addition, those who did not agree to pay for waste disposal who were mostly those with low income (less than 200,000 Naira, i.e. about 620 Euros monthly) perceived environmental improvement more than those with income above 200,000 Naira. This irony can be attributed to the fact that those with low educational backing lack the capacity to appreciate environmental sustainability pointers well as compared to those with a broader educational background with critical thinking.
The employment and poverty reduction opportunities pertaining to waste management on environmental sustainability was appraised using qualitative thematic analysis. All community members involved in sorting, buying and selling of waste items had no second job. They attested that the money earned from their activities sustained their livelihood and families. Some expressed love for the job, especially as they were their own masters. Waste picking and trading in waste items are offering employment opportunities to many communities around the world. For instance, in the waste recycling, waste composting, waste-to-energy plants and die Stadtreiniger in Würzburg city. The workers in these enterprises have jobs as a result of waste.
Waste disposal influence on environmental sustainability was appraised using the Binary Logistic Regression Model and the variability explained by the model was significant. The validity was also supported by the Wald statistics (P<0.05), which indicates the effect of the predictors is significant. Environmental sustainability was greatly reliant on indicators like the frequency at which community members emptied their waste containers; how/where waste is disposed of, availability of disposal site or public bin near the house, etc. Imolites who asserted to have public waste bins or disposal sites near their houses maintained that the quality of the State’s environment had worsened as such containers/disposal sites were always stinking as well as had animals and smoke around them. Imolites around disposal sites complained of traits like diarrhoea, catarrh, insect bites, malaria, smoke and polluted air.
Conclusions. The liaison between poor waste management strategies and the sustainability of the Imo State environment was considered likely as statistically significant ineffectiveness, lack of awareness, poverty, insufficient and unrealistic waste management measures were found in this study area. In these situations, the environment was said to have not improved. Such inadequacies in the handling of generated waste did not only expose the citizenry to health dangers but also gave rise to streets and roads characterized by filth and many unattended disposal sites unleashing horrible odour to the environment and attracting wild animals. This situation is not only prevalent in Imo State, Nigeria but in many Sub-Saharan cities.
Future Perspectives. To improve the environment in Sub-Saharan Africa, it is imperative to practice an inclusive and integrated sustainable waste management system. The waste quantity in this region is fast growing, especially food/organic waste. The region should aim at waste management laws and waste reduction strategies, which will help save and produce more food that it really needs. Waste management should be dissociated from epidemic outbreaks like cholera, typhoid, Lassa fever and malaria, whose vectors thrive in filthy environments. Water channels and water bodies should not be waste disposal channels or waste disposal sites.
For many active volcanoes all over the world a civil protection program, normally combined with hazard maps, exists. Optimising of hazard maps and the associated hazard assessment implies a detailed knowledge of the volcanostratigraphy, because the deposits provoke information on the potential behaviour during a new activity cycle. Pyroclastic deposits, however, may vary widely in thickness and distribution over very short lateral distances. High resolution characterisation of single strata often cannot be archived, if solely sedimentological and geochemical methods are used. Gamma-ray measurements taken in the field combined with grain-size depended magnetic susceptibility measurements made in the laboratory are used in this work to optimise the resolution of volcanostratigraphic investigations. The island of Vulcano is part of the Aeolian Archipelago sited of the northern coast of Sicily. La Fossa cone is the active centre of Vulcano, where fumarolic and seismic activity can be observed. The cone was built up during the last 6,000 years, whereby the last eruption period is dated to historic times (1888-1890). For the tuff cone La Fossa the most likely volcanic hazards are the emplacement of pyroclastic deposits as well as gas hazards (especially SOx and CO2), due to this the detailed knowledge of the stratigraphy is mandatory. Most of the population resides in Vulcano Porto and the nearby sited peninsula of Vulcanello, which are highly endangered locations for a future eruption scenario. Measurements, made in standard outcrops, allow a characterisation of the successions Punte Nere, Tufi Varicolori, Palizzi, Commenda, and Cratere Attuale. A discrimination of all successions by solely one of the methods is rarely possible. In some cases, however, the combination of the methods leads to clear results. It can also be noticed that the exposition as well as the sedimentation type (wet-surge or dry-surge deposits) affect the measurements. In general it can be assumed that the higher the magma is evolved the higher the g -ray values and the lower the susceptibility values. Measurements from the Wingertsberg (Laacher See deposits, Eifel, W-Germany) show clearly that a higher degree of magma evolution correlates with lower susceptibility and higher gamma-ray values. Variations of the values can be observed not only by the change of the degree of magmatic evolution but also by the inhomogeneous deposition conditions. Particularly the gamma-ray measurements show lower values for the wet-surge deposits than for the dry-surge deposits, even though the erupted material has the same geochemical composition. This can be explained especially by reactions inside of the moist eruption cloud and short-time after deposition, when easily soluble elements like K, U, and Th can be leached by these aggressive fluids. Even extended exposition and high water content can provoke depletion of various elements within the complete or parts of the outcrop, too. If the deposits are affected by a fumarolic activity especially the susceptibility values show significant variations, whereas in general extreme low values are observed. Contamination of deposits also can occur, if they are overlain by weathered deposits of higher concentration of K, U, and Th. Weathering and mobilisation within the upper deposits can generate an element enrichment within the lower deposits. In general the element ratios of the barried underlying deposits are less affected than the exposed ones. After gauging the values of the well defined succession for standard outcrops undefined outcrops were measured. These outcrops are not clearly classified by sedimentological and geochemical methods, thus a correlation with the combined geophysical methods is useful. In general the combination of the methods allows a correlation, although in some cases more than one interpretation is possible. But in connection with time marker horizons as well as sedimentological features an interpretation is feasible. These situations show that a classification solely based on geophysical methods is possible for many cases but, if the volcanic system is more complex, a combination with sedimentological and geochemical methods may be needed. The investigations on Vulcano, documented in this work, recommend a re-interpretation of the dispersial of some successions of La Fossa cone, especially the presumption that Tufi Varicolori only exist inside of the Caldera of La Fossa. As a consequence the eruption and energy model especially for Tufi Varicolori have to be reviewed.
West Africa is one of the fastest growing regions in the world with annual population growth rates of more than three percent for several countries. Since the 1950s, West Africa experienced a fivefold increase of inhabitants, from 71 to 353 million people in 2015 and it is expected that the region’s population will continue to grow to almost 800 million people by the year 2050. This strong trend has and will have serious consequences for food security since agricultural productivity is still on a comparatively low level in most countries of West Africa. In order to compensate for this low productivity, an expansion of agricultural areas is rapidly progressing. The mapping and monitoring of agricultural areas in West Africa is a difficult task even on the basis of remote sensing. The small scale extensive farming practices with a low level of agricultural inputs and mechanization make the delineation of cultivated land from other land cover and land use (LULC) types highly challenging. In addition, the frequent cloud coverage in the region considerably decreases the availability of earth observation datasets. For the accurate mapping of agricultural area in West Africa, high temporal as well as spatial resolution is necessary to delineate the small-sized fields and to obtain data from periods where different LULC types are distinguishable. However, such consistent time series are currently not available for West Africa. Thus, a spatio-temporal data fusion framework was developed in this thesis for the generation of high spatial and temporal resolution time series.
Data fusion algorithms such as the Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model (ESTARFM) enjoyed increasing popularity during recent years but they have hardly been used for the application on larger scales. In order to make it applicable for this purpose and to increase the input data availability, especially in cloud-prone areas such as West Africa, the ESTARFM framework was developed in this thesis introducing several enhancements. An automatic filling of cloud gaps was included in the framework in order to use even partly cloud-covered Landsat images for the fusion without producing gaps on the output images. In addition, the ESTARFM algorithm was improved to automatically account for regional differences in the heterogeneity of the study region. Further improvements comprise the automation of the time series generation as well as the significant acceleration of the processing speed through parallelization. The performance of the developed ESTARFM framework was tested by fusing an 8-day NDVI time series from Landsat and MODIS data for a focus area of 98,000 km² in the border region between Burkina Faso and Ghana. The results of this test show the capability of the ESTARFM framework to accurately produce high temporal resolution time series while maintaining the spatial detail, even in such a heterogeneous and cloud-prone region.
The successfully tested framework was subsequently applied to generate consistent time series as the basis for the mapping of agricultural area in Burkina Faso for the years 2001, 2007, and 2014. In a first step, high temporal (8-day) and high spatial (30 m) resolution NDVI time series for the entire country and the three years were derived with the ESTARFM framework. More than 500 Landsat scenes and 3000 MODIS scenes were automatically processed for this purpose. From the fused ESTARFM NDVI time series, phenological metrics were extracted and together with the single time steps of NDVI served as input for the delineation of rainfed agricultural areas, irrigated agricultural areas and plantations. The classification was conducted with the random forest algorithm at a 30 m spatial resolution for entire Burkina Faso and the three years 2001, 2007, and 2014. For the training and validation of the classifier, a randomly sampled reference dataset was generated from Google Earth images based on expert knowledge of the region. The overall classification accuracies of 92% (2001), 91% (2007), and 91% (2014) indicate the well-functioning of the developed methodology. The resulting maps show an expansion of agricultural area of 91% from about 61,000 km² in 2001 to 116,900 km² in 2014. While rainfed agricultural areas account for the major part of this increase, irrigated areas and plantations also spread considerably. Especially the expansion of irrigation systems and plantation area can be explained by the promotion through various national and international development projects. The increase of agricultural areas goes in line with the rapid population growth in most of Burkina Faso’s provinces which still had available land resources for an expansion of agricultural area. An analysis of the development of agricultural areas in the vicinity of protected areas highlighted the increased human pressure on these reserves. The protection of the remnant habitats for flora and fauna while at the same time improving food security for a rapidly growing population, are the major challenges for the region in the future.
The developed ESTARFM framework showed great potential beyond its utilization for the mapping of agricultural area. Other large-scale research that requires a sufficiently high temporal and spatial resolution such as the monitoring of land degradation or the investigation of land surface phenology could greatly benefit from the application of this framework.
The urban micro climate has been increasingly recognised as an important aspect for urban planning. Therefore, urban planners need reliable information on the micro climatic characteristics of the urban environment. A suitable spatial scale and large spatial coverage are important requirements for such information. This thesis presents a conceptual framework for the use of airborne hyperspectral data to support urban micro climate characterisation, taking into account the information needs of urban planning. The potential of hyperspectral remote sensing in characterising the micro climate is demonstrated and evaluated by applying HyMap airborne hyperspectral and height data to a case study of the German city of Munich. The developed conceptual framework consists of three parts. The first is concerned with the capabilities of airborne hyperspectral remote sensing to map physical urban characteristics. The high spatial resolution of the sensor allows to separate the relatively small urban objects. The high spectral resolution enables the identification of the large range of surface materials that are used in an urban area at up to sub-pixel level. The surface materials are representative for the urban objects of which the urban landscape is composed. These spatial urban characteristics strongly influence the urban micro climate. The second part of the conceptual framework provides an approach to use the hyperspectral surface information for the characterisation of the urban micro climate. This can be achieved by integrating the remote sensing material map into a micro climate model. Also spatial indicators were found to provide useful information on the micro climate for urban planners. They are commonly used in urban planning to describe building blocks and are related to several micro climatic parameters such as temperature and humidity. The third part of the conceptual framework addresses the combination and presentation of the derived indicators and simulation results under consideration of the planning requirements. Building blocks and urban structural types were found to be an adequate means to group and present the derived information for micro climate related questions to urban planners. The conceptual framework was successfully applied to a case study in Munich. Airborne hyperspectral HyMap data has been used to derive a material map at sub-pixel level by multiple endmember linear spectral unmixing. This technique was developed by the German Research Centre for Geosciences (GFZ) for applications in Dresden and Potsdam. A priori information on building locations was used to support the separation between spectrally similar materials used both on building roofs and non-built surfaces. In addition, surface albedo and leaf area index are derived from the HyMap data. The sub-pixel material map supported by object height data is then used to derive spatial indicators, such as imperviousness or building density. To provide a more detailed micro climate characterisation at building block level, the surface materials, albedo, leaf area index (LAI) and object height are used as input for simulations with the micro climate model ENVI-met. Concluding, this thesis demonstrated the potential of hyperspectral remote sensing to support urban micro climate characterisation. A detailed mapping of surface materials at sub-pixel level could be performed. This provides valuable, detailed information on a large range of spatial characteristics relevant to the assessment of the urban micro climate. The developed conceptual framework has been proven to be applicable to the case study, providing a means to characterise the urban micro climate. The remote sensing products and subsequent micro climatic information are presented at a suitable spatial scale and in understandable maps and graphics. The use of well-known spatial indicators and the framework of urban structural types can simplify the communication with urban planners on the findings on the micro climate. Further research is needed primarily on the sensitivity of the micro climate model towards the remote sensing based input parameters and on the general relation between climate parameters and spatial indicators by comparison with other cities.
U.S. and German Approaches to Regulating Retail Development: Urban Planning Tools and Local Policies
(2012)
This dissertation examines retail development regulation in the U.S. and in Germany, comparing the various urban planning tools and policies in use by municipal governments. These similarities and differences are explored through research into three case study cities in each country, with special attention paid to how these governments regulate large-scale or "big box" retail.
Processes of the Earth’s surface occur at different scales of time and intensity. Climate in particular determines the activity and seasonal development of vegetation. These dynamics are predominantly driven by temperature in the humid mid-latitudes and by the availability of water in semi-arid regions. Human activities are a modifying parameter for many ecosystems and can become the prime force in well-developed regions with an intensively managed environment. Accounting for these dynamics, i.e. seasonal dynamics of ecosystems and short- to long-term changes in land-cover composition, requires multiple measurements in time. With respect to the characterization of the Earth surface and its transformation due to global warming and human-induced global change, there is a need for appropriate data and methods to determine the activity of vegetation and the change of land cover. Space-borne remote sensing is capable of monitoring the activity and development of vegetation as well as changes of the land surface. In many instances, satellite images are the only means to comprehensively assess the surface characteristics of large areas. A high temporal frequency of image acquisition, forming a time series of satellite data, can be employed for mapping the development of vegetation in space and time. Time series allow for detecting and assessing changes and multi-year transformation processes of high and low intensity, or even abrupt events such as fire and flooding. The operational processing of satellite data and automated information-extraction techniques are the basis for consistent and continuous long-term product generation. This provides the potential for directly using remote-sensing data and products for analyzing the land surface in relation to global warming and global change, including deforestation and land transformation. This study aims at the development of an advanced approach to time-series generation using data-quality indicators. A second goal focuses on the application of time series for automated land-cover classification and update, using fractional cover estimates to accommodate for the comparatively coarse spatial resolution. Requirements of this study are the robustness and high accuracy of the approaches as well as the full transferability to other regions and datasets. In this respect, the developments of this study form a methodological framework, which can be filled with appropriate modules for a specific sensor and application. In order to attain the first goal, time-series compilation, a stand-alone software application called TiSeG (Time Series Generator) has been developed. TiSeG evaluates the pixel-level quality indicators provided with each MODIS land product. It computes two important data-availability indicators, the number of invalid pixels and the maximum gap length. Both indices are visualized in time and space, indicating the feasibility of temporal interpolation. The level of desired data quality can be modified spatially and temporally to account for distinct environments in a larger study area and for seasonal differences. Pixels regarded as invalid are either masked or interpolated with spatial or temporal techniques.
As a cradle of ancient Chinese civilization, the Yellow River Basin has a very long human-environment interrelationship, where early anthropogenic activities re- sulted in large scale landscape modifications. Today, the impact of this relationship
has intensified further as the basin plays a vital role for China’s continued economic
development. It is one of the most densely-populated, fastest growing, and most dynamic
regions of China with abundant natural and environmental resources providing a livelihood for almost 190 million people. Triggered by fundamental economic reforms, the
basin has witnessed a spectacular economic boom during the last decades and can be
considered as an exemplary blueprint region for contemporary dynamic Global Change
processes occurring throughout the country, which is currently transitioning from an
agrarian-dominated economy into a modern urbanized society. However, this resourcesdemanding growth has led to profound land use changes with adverse effects on the Yellow
River social-ecological systems, where complex challenges arise threatening a long-term
sustainable development.
Consistent and continuous remote sensing-based monitoring of recent and past land
cover and land use change is a fundamental requirement to mitigate the adverse impacts
of Global Change processes. Nowadays, technical advancement and the multitude of
available satellite sensors, in combination with the opening of data archives, allow the
creation of new research perspectives in regional land cover applications over heterogeneous landscapes at large spatial scales. Despite the urgent need to better understand the
prevailing dynamics and underlying factors influencing the current processes, detailed
regional specific land cover data and change information are surprisingly absent for this
region.
In view of the noted research gaps and contemporary developments, three major objectives are defined in this thesis. First (i), the current and most pressing social-ecological
challenges are elaborated and policy and management instruments towards more sustainability are discussed. Second (ii), this thesis provides new and improved insights on
the current land cover state and dynamics of the entire Yellow River Basin. Finally (iii),
the most dominant processes related to mining, agriculture, forest, and urban dynamics
are determined on finer spatial and temporal scales.
The complex and manifold problems and challenges that result from long-term abuse
of the water and land resources in the basin have been underpinned by policy choices,
cultural attitude, and institutions that have evolved over centuries in China. The tremendous economic growth that has been mainly achieved by extracting water and exploiting
land resources in a rigorous, but unsustainable manner, might not only offset the economic benefits, but could also foster social unrest. Since the early emergence of the first Chinese dynasties, flooding was considered historically as a primary issue in river management and major achievements have been made to tame the wild nature of the Yellow
River. Whereas flooding is therefore largely now under control, new environmental and
social problems have evolved, including soil and water pollution, ecological degradation,
biodiversity decline, and food security, all being further aggravated by anthropogenic
climate change. To resolve the contemporary and complex challenges, many individual
environmental laws and regulations have been enacted by various Chinese ministries.
However, these policies often pursue different, often contradictory goals, are too general
to tackle specific problems and are usually implemented by a strong top-down approach.
Recently, more flexible economic and market-based incentives (pricing, tradable permits,
investments) have been successfully adopted, which are specifically tailored to the respective needs, shifting now away from the pure command and regulating instruments.
One way towards a more holistic and integrated river basin management could be the
establishment of a common platform (e.g. a Geographical Information System) for data
handling and sharing, possibly operated by the Yellow River Basin Conservancy Commission (YRCC), where available spatial data, statistical information and in-situ measures
are coalesced, on which sustainable decision-making could be based. So far, the collected
data is hardly accessible, fragmented, inconsistent, or outdated.
The first step to address the absence and lack of consistent and spatially up-to-date
information for the entire basin capturing the heterogeneous landscape conditions was
taken up in this thesis. Land cover characteristics and dynamics were derived from
the last decade for the years 2003 and 2013, based on optical medium-resolution hightemporal MODIS Normalized Differenced Vegetation Index (NDVI) time series at 250 m.
To minimize the inherent influence of atmospheric and geometric interferences found in
raw high temporal data, the applied adaptive Savitzky-Golay filter successfully smoothed
the time series and substantially reduced noise. Based on the smoothed time series
data, a large variety of intra-annual phenology metrics as well as spectral and multispectral annual statistics were derived, which served as input variables for random
forest (RF) classifiers. High quality reference data sets were derived from very high
resolution imagery for each year independently of which 70 % trained the RF models. The
accuracy assessments for all regionally specific defined thematic classes were based on the
remaining 30 % reference data split and yielded overall accuracies of 87 % and 84 % for
2003 and 2013, respectively. The first regional adapted Yellow River Land Cover Products
(YRB LC) depict the detail spatial extent and distribution of the current land cover status
and dynamics. The novel products overall differentiate overall 18 land cover and use
classes, including classes of natural vegetation (terrestrial and aquatic), cultivated classes,
mosaic classes, non-vegetated, and artificial classes, which are not presented in previous
land cover studies so far.
Building on this, an extended multi-faceted land cover analysis on the most prominent
land cover change types at finer spatial and temporal scales provides a better and more
detailed picture of the Yellow River Basin dynamics. Precise spatio-temporal products
about mining, agriculture, forest, and urban areas were examined from long-trem Landsat
satellite time series monitored at annual scales to capture the rapid rate of change in four
selected focus regions. All archived Landsat images between 2000 and 2015 were used to
derive spatially continuous spectral-temporal, multi-spectral, and textural metrics. For
each thematic region and year RF models were built, trained and tested based on a stablepixels reference data set. The automated adaptive signature (AASG) algorithm identifies those pixels that did not change between the investigated time periods to generate a
mono-temporal reference stable-pixels data set to keep manual sampling requirements
to a minimum level. Derived results gained high accuracies ranging from 88 % to 98 %.
Throughout the basin, afforestation on the Central Loess Plateau and urban sprawl are
identified as most prominent drivers of land cover change, whereas agricultural land
remained stable, only showing local small-scale dynamics. Mining operations started in
2004 on the Qinghai-Tibet Plateau, which resulted in a substantial loss of pristine alpine
meadows and wetlands.
In this thesis, a novel and unique regional specific view of current and past land cover
characteristics in a complex and heterogeneous landscape was presented by using a
multi-source remote sensing approach. The delineated products hold great potential for
various model and management applications. They could serve as valuable components
for effective and sustainable land and water management to adapt and mitigate the
predicted consequences of Global Change processes.
The Mesosaurus Inland Sea covered, in the Late Paleozoic, vast areas (~5 Mio km2) of the SW-Gondwanan continental interior. Major depocentres are represented by the Karoo basins of SW-Africa and the Paraná Basin in South America. These areas were interconnected prior to the break-up of Gondwana and the subsequent opening of the South Atlantic Ocean. In Namibia and South Africa deposits of the Mesosaurus Inland Sea are preserved in the successions of the glacial Dwyka Group and the postglacial Ecca Group (Karoo Supergroup). These deposits comprise the major part of a 60-70 Ma depositional cycle and are the main focus of this study. The large-scale transgressive part of this cycle started in the Late Carboniferous with continental glacial deposits followed by marine glacial and postglacial inland sea deposits. During the Early Permian the Mesosaurus Inland Sea reached its greatest extent, which was accompanied by widespread deposition of Corg-rich sediments. The large scale regressive part is recorded by successions ranging from deep water offshore pelites and turbidite sandstones to shallow water shoreface and deltaic sandstones, deposited in a brackish environment. Shallow water inland sea sediments are in turn overlain by fluvio-lacustrine deposits, which are assigned to the Beaufort Group and form the upper part of the cycle. This successive change in the depositional environment from marine to brackish to freshwater is also reflected in the fossil record. During Dwyka times a marine association of the Gondwana faunal province was able to colonize parts of the Mesosaurus Inland Sea. Later, during lower Ecca times, the connection to the Panthalassan Ocean became insufficient to retain normal marine conditions, leading to strong faunal endemism in an isolated and brackish inland sea environ¬ment. The most well-known and widespread representatives of this endemic fauna are mesosaurid vertebrates and megadesmid bivalves. Numerous altered tuffs occur as interlayers within argillaceous sediments of the Dwyka and Ecca Group of southern Namibia. The vast majority of these altered tuffs are represented by soft and crumbly to hard and indurated, clay-mineral-rich, bentonitic layers. Another, much rarer type is represented by very hard, chert-like tuff layers, which are predominantly albitic in composition. Furthermore, tuff layers within the Gai-As Formation of the Huab area are rich in potassium feldspar and have a porcelain-like appearance. The diagenetically modified matrix is mainly crypto- to microcrystalline. Polished tuff specimen show, in some tuffs, plane lamination or bedding with two or more subunits forming a tuff layer. Some display a weakly developed lamination. Only in very rare cases were structures reminiscent of sedimentary micro-cross lamination observed. The sedimentary textures and structures of the tuffs indicate that they have been deposited mainly as distal ash-fall layers by suspension settling in water. Some may have also been deposited or modified under the influence of weak bottom currents. The primary, pyroclastic macro-components of the tuffs are mainly represented by crystals of quartz, plagio¬clase, and biotite. In some thin sections pseudo¬morphs after pyroxene or hornblende were observed. Euhedral zircon and apatite crystals were observed in almost every tuff. Vitric or formerly vitric macro-components are very rare. The matrix of the majority of the investigated tuffs is predominantly composed of clay minerals. However, the matrix of the tuffs originally consisted most probably of fine vitric ash particles. Soon after deposition the volcanic ash was diagenetically altered to smectitic clay minerals. At a later stage smectite was progressively replaced by illite under prograde conditions. Nowadays the matrix of the bentonitic tuffs is strongly illite-dominated and only in the softer tuff layers a minor smectite content can be detected. Both the primary macrocrystic components as well as the geochemistry of the altered tuffs indicate that their source magmas were mainly of intermediate composition. The abundance of splintery quartz and feldspar crystal fragments within the tuffs hints at a highly explosive plinian or phreatoplinian eruption style of the source volcanoes, which were most probably located within a subduction-related volcanic arc region along the southern margin of Gondwana. New single zircon U-Pb SHRIMP datings of tuff layers provide a much more reliable age control of the investigated sedimentary succession. U-Pb SHRIMP ages for tuff layers from the glaciogenic Dwyka Group in southwestern Africa range from 302.0 ± 3.0 to 297.1 ± 1.8 Ma. The basal part of the early post-glacial Prince Albert Formation is dated at around 290 Ma. SHRIMP ages for tuff layers from the upper part of the Prince Albert Formation, the Whitehill Formation, and the middle part of the Collingham Formation indicate that the Mesosaurus Sea reached its greatest extent at around 280 Ma.
The area northeast of Sudbury, Ontario, is known for one of the largest unexplained geophysical anomalies on the Canadian Shield, the 1,200 km2 Temagami Anomaly. The geological cause of this regional magnetic, conductive and gravity feature has previously been modelled to be a mafic-ultramafic body at relatively great depth (2–15 km) of unknown age and origin, which may or may not be related to the meteorite impact-generated Sudbury Igneous Complex in its immediate vicinity. However, with a profound lack of outcrops and drill holes, the geological cause of the anomaly remains elusive, a genetic link to the 1.85 Ga Sudbury impact event purely speculative.
In search for any potential surface expression of the deep-seated cause of the Temagami Anomaly, this study provides a first, yet comprehensive petrological and geochemical assessment of exotic igneous dykes recently discovered in outcrops above, and drill cores into, the Temagami Anomaly. Based on cross-cutting field relations, petrographic studies, lithogeochemistry, whole-rock Nd-Sr-Pb isotope systematics, and U-Pb geochronology, it was possible to identify, and distinguish between, at least six different groups of igneous dykes: (i) Calc-alkaline quartz diorite dykes related to the 1.85 Ga Sudbury Igneous Complex (locally termed Offset Dykes); (ii) tholeiitic quartz diabase of the regional 2.22 Ga Nipissing Suite/Senneterre Dyke Swarm; (iii) calc-alkaline quartz diabase of the regional 2.17 Ga Biscotasing Dyke Swarm; (iv) alkaline ultrabasic dykes correlated with the 1.88–1.86 Ga Circum-Superior Large Igneous Province (LIP); and (v) aplitic dykes as well as (vi) a hornblende syenite, the latter two of more ambiguous age and stratigraphic position.
The findings presented in this study – the discovery of three new Offset Dykes in particular – offer some unexpected insights into the geology and economic potential of one of the least explored areas of the world-class Sudbury Mining Camp as well as into the nature and distribution of both allochthonous and autochthonous impactites within one of the oldest and largest impact structures known on Earth. Not only do the geometric patterns of dyke (and breccia) distribution reaffirm previous notions of the existence of discrete ring structures in the sense of a ~200-km multi-ring basin, but they provide critical constraints as to the pre-erosional thickness and extent of the impact melt sheet, thus helping to identity new areas for Ni-Cu-PGE exploration. Furthermore, this study provides important insights into the pre-impact stratigraphy and the magmatic evolution of the region in general, which reveals to be much more complex, compositionally divers, and protracted than initially assumed. Of note is the discovery of rocks related to the 2.17 Ga Biscotasing and the 1.88–1.86 Ga Circum-Superior magmatic events, as these were not previously known to occur on the southeast margin of the Superior Craton. Shortly predating the Sudbury impact and being contemporaneous with ore-forming events at Thompson (Manitoba) and Raglan (Cape Smith), these magmatic rocks could provide the missing link between unusual mafic, pre-enriched, crustal target rocks, and the unique metal endowment of the Sudbury Impact Structure.
The actual geological cause of the Temagami Anomaly remains open to debate and requires the downward extension of existing bore holes as well as more detailed geophysical investigations. The hypothesis of a genetic relationship between Sudbury impact event and Temagami Anomaly is neither borne out by any evidence nor particularly realistic, even in case of an oblique impact, and should thus be abandoned. It is instead proposed, based on circumstantial evidence, that the anomaly might be explained by an ultramafic complex of the 1.88–1.86 Ga Circum-Superior LIP.
This study presents new petrological results obtained from high-grade metamorphic rocks of the Beit Bridge, Mahalapye and Phikwe Complexes, which constitute the Central Zone of the Limpopo Belt in southern Africa. These results provide detailed information about the prograde and retrograde pressure-temperature (P-T) evolution of the three investigated complexes and, in concert with geochronological data, form the basis for the development of a coherent geodynamic model for the evolution of the Limpopo’s Central Zone. The P-T paths were inferred by the thorough investigation of silica-saturated and silica- undersaturated metapelitic and metabasic rocks, comprising six sillimanite-garnet-cordierite gneisses, four (garnet)-biotite-plagioclase gneisses, two garnet-orthopyroxene-biotite-Kfeldspar-plagioclase gneisses, one garnet- cordierite-orthoamphibole fels, one garnet-biotite amphibolite, and one garnet-clinopyroxene amphibolite. P-T points and P-T evolutions were derived by the application of conventional geothermobarometers, and quantitative phase diagrams in the systems Na2O - CaO - K2O - FeO - MgO - Al2O3 - SiO2 - H2O - TiO2 - O (NCKFMASHTiO), and MnO - TiO2 - Na2O - CaO - K2O - FeO - MgO - Al2O3 - SiO2 - H2O (MnTiNCKFMASH) - using the computer software THERMOCALC and THERIAK-DOMINO. The petrological information, in particular those obtained by comparison between observed and thermodynamically calculated mineral assemblages, zonations and modes, in combination with new and existing geochronological data provide evidence that rocks from the three investigated complexes underwent slightly different P-T evolutions at different times. The samples from the Bulai Pluton area (Beit Bridge Complex) provide evidence for a Neoarchean high-grade metamorphic event at ~2.64 Ga (M2), with peak P-T conditions of ~850°C at 8-9 kbar, and a decompression-cooling path to ~750°C at 5-6 kbar. This metamorphic evolution perhaps took place in a magmatic arc setting. In contrast, samples from the Mahalapye and Phikwe Complex document a Palaeoproterozoic event at ~2.03-2.05 Ga (M3), and were subject to different styles of prograde metamorphism. Metamorphic rocks from the Mahalapye Complex experienced a high-temperature low-pressure (HT-LP) metamorphic overprint, accompanied by the emplacement of voluminous granite bodies between 2.06 and 2.02 Ga, and provide evidence for a slightly prograde decompression from ~650°C/7 kbar to ~800°C/5.5 kbar. In contrast, the metamorphic rocks from the Phikwe Complex provide evidence for a simultaneous pressure and temperature increase from ~600°C/6 kbar to ~750°C/8 kbar, in the absence of significant Palaeoproterozoic magmatism. The HT-LP metamorphic evolution of the Mahalapye Complex is interpreted to be initiated by the underplating of hot mafic melts, either formed in response to SE-subduction during the Kheis-Magondi orogeny, and/or by contemporaneous mantle plume activities related to the formation of the Bushveld Complex. In contrast, the prograde pressure and temperature increase reflected by the rocks from the Phikwe Complex rather reflects successive crustal stacking at ~2.03 Ga. This stacking, which is also reported from many other units throughout the Limpopo Belt, is interpreted to result from the final convergence between the Kaapvaal and Zimbabwe Cratons, perhaps caused by SE-directed compression in response to the Kheis-Magondi orogeny between ~2.06 and 1.90 Ga.
Periglacial environments are facing dramatic changes. Warming air temperatures and strong snow cover variations fundamentally affect landforming processes in this hotspot region of Climate Change. But before we can assess the response of landform development to a changing climate, we need to enhance our understanding of the internal structure of those landforms. Within this study, a broad scope of landform types from alpine and subarctic regions is investigated: rock glaciers, solifluction lobes, palsas and patterned ground. By using the geophysical methods 2-D and 3-D ERI, as well as GPR surveying, structural differences and similarities between landform units of different or the same landform types are highlighted. This enables a reconstruction of their past and a projection of their future development.
This study explores and examines the geomorphology of a large endorheic basin, approximately twice the size of Luxemburg, situated in the Etosha National Park, Namibia. The main focus is directed on how and when this depression, known as Etosha Pan, came into being. Geomorphological investigation was complemented and guided primarily by the application and interpretation of satellite-derived information. Etosha Pan has attracted scientific investigations for nearly a century. Unfortunately, their efforts resulted into two diverging and mutually exclusive views with respect to its development. The first and oldest view dates back to the 1920s. It hypothesized Etosha Pan as a desiccated palaeolake which was abandoned following the river capture of its major fluvial system, the Kunene River. The river capture was assumed to have taken place in the Pliocene/Early Pleistocene. In spite of the absence of fluvial input that the Kunene contributed, the original lake was thought to have persisted until some 35 ka ago, long after the Kunene severed its ties with the basin. The current size of the basin and its playa status was interpreted to have resulted from deteriorating climatic conditions. The opposing view emerged in the 1980s and gained prominence in the 1990s. This view assumed that there were an innumerable number of small pans on the then surface of what later to become Etosha Pan. Since the turn of the Pliocene to Early Pleistocene, these individual pans started to experience a combined effect of fluvial erosion during the rainy season and wind deflation during the dry period. The climatic regime during that entire period was postulated to be semi-arid as today. This climatic status was used to rule out any existence of a perennial lake within the boundary of Etosha since the Quaternary. Ultimately, these denudational processes, taking place in a seasonal rhythm, caused the individual pans to deepen and widen laterally into each other and formed a super-pan that we call Etosha today. Thus the Kunene River had no role to play in the development of the Etosha Pan according to this model. However, proponents of this model acknowledged that the Kunene once fed into the Owambo Basin and assigned the end of the Tertiary to the terminal phase of that inflow. Findings of this study included field evidence endorsing the postulation that the Kunene River had once flowed into the Owambo Basin. Its infilled valley, bounding with the contemporary valley of the Kunene near Calueque, was identified and points towards the Etosha Pan. It is deliberated that a large lake, called Lake Kunene, existed in the basin during the time. Following the deflection of the Kunene River to the coast under the influence of river incision and neo-tectonic during the Late Pliocene, new dynamics were introduced over the Owambo Basin surface. After the basin was deprived of its major water and sediment budget that the Kunene River contributed, it was left with only smaller rivers, most notably the Cuvelai System, as the only remaining supplier. This resulted in the Cuvelai System concentrating and limiting its collective load deposition to a lobe of Lake Kunene basin floor. The accident of that lobe is unclear, but it is likely that it constituted the deepest part of the basin at the time or it was influenced by neo-tectonic that helped divert the Kunene River or both. Against the backdrop of fluvial action that was initiating the new lake, most parts of the rest of the basin, then denied of lacustrine activity, were intermittently riddled with a veneer of sediment, especially during phases of intensified aeolian activity. In the mean time, the area that was regularly receiving fluvial input started to shape up as a distinct lake with the depositions of sediments around the water-body, primarily via littoral action, serving as embankment. Gradually, a shoreline is formed and assisted in fixing and delineating the spatial extent of the new and much smaller lake, called Lake Etosha. That Lake Etosha is the predecessor of the modern day Etosha Pan. Indicators for a perennial lake found in this study at Etosha include fossil fragments of Clariidae species comparable to modern species measuring some 90 cm, and those of sitatunga dated to approximately 5 ka. None of these creatures exist today at Etosha because of their ecological requirements, which among others, include permanent water. The sitatunga, in addition, is known as the only truly amphibious antelope in the world. Since its inception, the new lake underwent a number of geomorphological modifications. A prominent character amongst these modifications is the orientation of the lake, which has its long-axis oriented in the ENE-WSW direction. It resulted from wave action affected by the prevailing dominant northeasterly wind, which is believed to have been in force since the Middle Pleistocene. Lake Etosha has also witnessed phases of waning and waxing under the influence of the prevailing climatic regime. Over the last 150 ka, the available data intercepted about seven phases of high lake levels. These data are generally in agreement with regional palaeoclimatic data, particularly when compared with those obtained from neighbouring Makgadikgadi Pans in Botswana. The last recorded episode of the wet phase at Etosha was some 2,400 years before the present.
Thin, pyroclastic marker beds are preserved in argillaceous units of the Dwyka Group in southern Nambia and South Africa which are the earliest witnesses of volcanism in Karoo-equivalent strata of southern Africa. The aim of this study is to present the field appearance of these marker beds, to characterise their mineralogy, geochemistry and heavy mineral contents and to present new radiometric age data from their juvenile zircons. Carboniferous-Permian Karoo deposits in the Aranos Basin of southern Namibia include the glacially dominated, Carboniferous Dwyka Group and the shelf sediments of the overlying Permian Ecca Group. The Dwyka Group can be subdivided into four upward-fining deglaciation sequences, each capped by relatively fine-grained glaciolacustrine or glaciomarine deposits. The uppermost part of the second deglaciation sequence comprises a thick fossiliferous mudstone unit, referred to as the ”Ganigobis Shale Member”. An abundance of marine macro- and ichnofossils as well as extrabasinally derived ashfall tuff beds characterise the more than 40 m thick mudstones and provide the basis for an integrated high-resolution biostratigraphic and tephrostratigraphic framework. The Ganigobis Shale Member contains remains of paleoniscoid fishes, bivalves, gastropods, scyphozoa, crinoid stalks, sponges and sponge spicules, radiolaria, coprolites and permineralised wood. These mostly marine body and trace fossils record the extent of the first of a series of marine incursions into the disintegrating Gondwanan interior as early as the Carboniferous. Within the Ganigobis Shale Member 21 bentonitic tuff beds displaying a thickness of 0.1 and 2.0 cm were determined which in part can be traced laterally over tens of kilometres indicating an ashfall derivation. Further bentonitic tuff beds of the Dwyka Group were detected in cut banks of the Orange River near Zwartbas in the Karasburg Basin (southern Namibia). The 65 tuff beds vary between 0.1 and 4.0 cm in thickness. Due to a similar fossil content and age of the background deposits, the tuff beds are thought to have originated from the same source area as those from the Aranos Basin. Thin-sections reveal the derivation of the tuff beds as distal fallout ashes produced by explosive volcanic eruptions. The matrix consists of a micro- to cryptocrystalline clay mineral-quartz mixture. Rare fragments of splinter quartz, completely recrystallized ash-sized particles of former volcanic glass and few apatite and zircon grains are the only juvenile components. The tuff beds contain as non-opaque, juvenile heavy minerals mostly zircon, apatite, monazite and sphene but also biotite, garnet, hornblende and tourmaline. Geochemical analyses point to an original, intermediate to acid composition of the tuff samples. LREE enrichment and Eu-anomalies show that the parent magma of the tuff beds was a highly evolved calc-alkaline magma. Tectonomagmatic discrimination diagrams point to a volcanic arc setting. Bedding characteristics and the lack of any Carboniferous-Permian volcanic successions onshore Namibia makes an aeolian transport of the ash particles over larger distances likely. Siliceous ashes could thus have been transported by prevailing south-westerly winds from arc-related vents in South America to southern Africa. A second, more local source area could have been located in an intracontinental rift zone along the western margin of southern Africa which is indicated by north-south directed ice-flow directions in the Late Carboniferous. SHRIMP-based age determinations of juvenile magmatic zircons separated from the tuff beds allow a new time calibration of Dwyka Group deglaciation sequences II - IV and the Dwyka/Ecca boundary. Zircons of the Ganigobis Shale Member yield SHRIMP-ages of 302-300 Ma. This dates the uppermost part of the second deglaciation sequence in southern Namibia to the Late Carboniferous (Gzelian) and provides a minimum age for the onset of Karoo-equivalent marine deposition. The age of the uppermost argillaceous part of the third deglaciation sequence (297 Ma) was determined from zircons of a tuffaceous bed sampled in a roadcut in the Western Cape Province, South Africa. The deposits correlate with the Hardap Shale Member in the Aranos Basin of southern Namibia which are part of much more widespread Eurydesma transgression. The age of the Dwyka/Ecca boundary was determined by SHRIMP-measurements of juvenile zircons from two tuff beds of the basal Prince Albert Formation sampled in the Western Cape Province (South Africa). The zircons revealed ages of 289 - 288 Ma which date the Dwyka/Ecca boundary at about 290 Ma. According to these ages, deglaciation sequences II-IV lasted for 5 Ma on average.
Taxonomy and palaeoecology of the Cenomanian-Turonian macro-invertebrate from eastern Sinai, Egypt
(2010)
The present study concerened with taxonomy and palaeoecology of the Cenomanian-Turonian macrobenthic fauna which includes bivalves, gastropods, echinoids, and coral. In addtion, cephalopods are also taken in consideration. 144 taxa are identified and systematically described. Palaeoecological and taphonomic anylsis of the statistically sampled macrobenthos are also discussed. The biostratigraphic sequences along the Cenomanian-Turonian rocks were carried out on the basis of ammonites and other macrobenthic fauna such as corals and bivalves. In order to reconstruct benthic association, 41 statistically sampled were subjected to cluster ananlysis by using Past Programm (Hammer et al., 2001). 10 association and three assemblages were described in order to reconstruct the different depositional enviroments.
The Upper Bajocian-Bathonian Kashafrud Formation is a thick package of siliciclastic sediments that crops out in NE Iran from the southeast, near the Afghanistan border, to north- northwestern areas around the city of Mashhad. The thickness ranges from less than 300 m in a deltaic succession (Kuh-e-Radar) to more than 2500 m in the Maiamay area, but the normal thickness in Ghal-e-Sangi, Kol-e-Malekabad, and Fraizi areas is about 1200-1300 m. It is the fill of an elongated basin, which extended for more than 200 km in NW-SE direction and a width of at least 50 km along the southern margin of the Koppeh Dagh. Prior to this study, little information existed about the sedimentary environments and other characters, especially the geometry of the basin. Exact biostratigraphic data from the top of the Kashafrud Formation were rare. Based on the macrofauna from the lower part of the overlying Chamanbid Formation the upper boundary of the Kashafrud Formation had been attributed to the Late Bathonian and/or Early Callovian, but now the upper limit of the Kashafrud Formation is defined as Late Bathonian in age, based on ammonite biostratigraphy. Except for chapter one, which deals with the introduction and related sub-titles, in the following chapters, step by step, field observations and data were surveyed according to the questions to solve. In order to reconstruct the facies architecture and the geometry of the basin, a number of sections have been logged in detail (see chapter 3, “The sections”). The exact biostratigraphic setting is discussed in chapter 4 (“Biostratigraphy”). Sedimentary environments range from non-marine alluvial fans and braided rivers in the basal part of the succession to deltas, storm-dominated shelf, slope and deep-marine basin. The latter comprises the largest part of the basin fill, consisting of monotonous mudstones, siltstones and proximal to distal turbidities. The only continuous carbonate unit (~30 m) locally formed at Tappenader. Other localities in which thin fossil-bearing carbonate strata occur are Torbat-e-Jam (benthic fauna) and, to a lesser extent, Ghal-e-Sangi. These rare shallow-water carbonates, which also contain corals, represent only short intervals (see chapter 5,” Facies association and sedimentary environments”). Relative changes in sea level were reconstructed on the basis of deepening- and shallowing-upward trends. Sequence boundaries and parasequences have been distinguished and analyzed in chapter 6 (“Sequence stratigraphy”). In most areas, the basin rapidly evolved from a shallow marine, transgressive succession to a deep-marine, basinal succession. The only area where shallow conditions persisted from the Late Bajocian to the Late Bathonian, and even into the Early Callovian is the Kuh-e-Radar area which corresponds to a fan-delta setting. A trace fossil analysis has been carried out to obtain additional evidence on the bathymetry of the basin (see chapter 7, “Ichnology”). Altogether 29 ichnospecies belonging to 15 ichnogenera have been identified, as well as 10 ichnogenera, which were determined only at genus level. They can be grouped in the well-known “Seilacherian ichnofacies”. Very high subsidence rates and strong lateral thickness variations suggest that the Kashafrud Formation is a rift related basin that formed as the eastern extension of the South Caspian Basin. The basin evolution is reviewed, the eastern and western continuations of the basin were checked in the field and also in the literature (see chapter 8, “Basin evolution”). In all, the present study provided new insights into the development of the Kashafrud Formation, e.g. more biostratigraphic data from the base and the top of the succession, a relatively complete picture of the trace fossil associations, a better recognition and reconstruction of the sedimentary environments in different parts of the basin. Finally this research project will be a good basis for further investigations, especially towards the west, as parts of the Kashafrud Formation are source rocks of a hydrocarbon reservoir in NE Iran.
The discontinuous mountain permafrost zone is characterized by its heterogeneous distribution of frozen ground and a small-scale variability of the ground thermal regime. Large parts of these areas are covered by glacial till and sediments that were exposed after the recession of the glaciers since the 19th century. As response to changed climatic conditions permafrost-affected areas will lose their ability as sediment storage and on the contrary, they will act as source areas for unconsolidated debris. Along with modified precipitation patterns the degradation of the discontinuous mountain permafrost zone will (temporarily)
increase its predisposition for mass movement processes and thus has to be monitored in a differentiated way.
Therefore, the spatio-temporal dynamics of frozen ground are assessed in this study based on results obtained in three glacier forefields in the Engadin (Swiss Alps) and at the Zugspitze (German Alps). Sophisticated techniques are required to uncover structural differences in the subsurface. Thus, the applicability of advanced geophysical methods is tested for alpine environments and proved by the good 3D-delineation of a permafrost body and by the detection of detailed processes in the active layer during snow melt. Electrical resistivity tomography (ERT) approaches (quasi-3D, daily monitoring) reveal
their capabilities to detect subsurface resistivity changes both, in space and time. Processes and changes in regard to liquid water content and ice content are observed to exist at short distances even though the active layer is not subject to a considerable thickening
over the past 7 years. The stability of the active layer is verified by borehole temperature data. No synchronous
trend is recognized in permafrost temperatures and together with multi-annual electrical resistivity data they indicate degradation and aggradation processes to occur at the same time. Different heat transfer mechanisms, especially during winter, are recognized by means of temperature sensors above, at, and beneath the surface. Based on surface and borehole temperature data the snow cover is assessed as the major controlling factor for the thermal regime on a local scale. Beyond that, the debris size of the substrate, which modifies the snow cover and regulates air exchange processes above the ground, plays a crucial role as an additional buffer layer. A fundamental control over the stability of local permafrost patches is attributed to the ice-rich transient layer at the base of the active layer. The refreezing of melt water in spring is illustrated with diurnal ERT monitoring data from glacier forefield Murtèl.
Based on these ERT and borehole temperature data a conceptual model of active layer processes between autumn and spring is developed. The latent heat that is inherent in the transient layer protects the permafrost beneath from additional energy input from the surface as long as the refreezing of melt water in spring prevails and sufficient ice is build up each spring. Permafrost sites without a transient layer show considerably higher
temperatures at their table and are more prone to degradation in the years and decades ahead. As main investigation area a glacier forefield beneath the summits of Piz Murtèl and Piz Corvatsch in the Swiss Engadin was chosen. It is located west of the well-known
rock glacier Murtèl. Here, a permafrost body inside and adjacent to the lateral moraine was investigated and could be delineated very well. In the surrounding glacier forefield no further indications of permafrost occurrence could be made. Geophysical data and temperature values from the surface and from a permafrost borehole were compared with long-term data from proximate glacier forefield Muragl (Engadin). Results from both
sites show a considerable stability of the active layer depth in summer while at the same time geophysical data demonstrate annual changes in the amount of liquid water content and ice content in the course of years.
A third investigation area is located in the German Alps. The Zugspitzplatt is a high mountain valley with considerably more precipitation and thicker snow cover compared to both Swiss sites. In close proximity to the present glacier and at a large talus slope beneath the summit crest ground ice could be observed. The high subsurface resistivity values and comparable data from existing studies at the Zugspitze may indicate the presence of sedimentary ice in the subsurface of the karstified Zugspitzplatt. Based on these complementary data from geophysical and temperature measurements as
well as geomorphological field mapping the development of permafrost in glacier forefields under climate change conditions is analyzed with cooperation partners from the SPCC project. Ground temperature simulations forced with long-term climatological data are modeled to assess future permafrost development in glacier forefield Murtèl. Results suggest that permafrost is stable as long as the ice-rich layer between the active layer and
the permafrost table exists. After a tipping point is reached, the disintegration of frozen ground starts to proceed rapidly from the top.
Irrigated agriculture in the Khorezm region in the arid inner Aral Sea Basin faces enormous challenges due to a legacy of cotton monoculture and non-sustainable water use. Regional crop growth monitoring and yield estimation continuously gain in importance, especially with regard to climate change and food security issues. Remote sensing is the ideal tool for regional-scale analysis, especially in regions where ground-truth data collection is difficult and data availability is scarce. New satellite systems promise higher spatial and temporal resolutions. So-called light use efficiency (LUE) models are based on the fraction of photosynthetic active radiation absorbed by vegetation (FPAR), a biophysical parameter that can be derived from satellite measurements. The general objective of this thesis was to use satellite data, in conjunction with an adapted LUE model, for inferring crop yield of cotton and rice at field (6.5 m) and regional (250 m) scale for multiple years (2003-2009), in order to assess crop yield variations in the study area. Intensive field measurements of FPAR were conducted in the Khorezm region during the growing season 2009. RapidEye imagery was acquired approximately bi-weekly during this time. The normalized difference vegetation index (NDVI) was calculated for all images. Linear regression between image-based NDVI and field-based FPAR was conducted. The analyses resulted in high correlations, and the resulting regression equations were used to generate time series of FPAR at the RapidEye level. RapidEye-based FPAR was subsequently aggregated to the MODIS scale and used to validate the existing MODIS FPAR product. This step was carried out to evaluate the applicability of MODIS FPAR for regional vegetation monitoring. The validation revealed that the MODIS product generally overestimates RapidEye FPAR by about 6 to 15 %. Mixture of crop types was found to be a problem at the 1 km scale, but less severe at the 250 m scale. Consequently, high resolution FPAR was used to calibrate 8-day, 250 m MODIS NDVI data, this time by linear regression of RapidEye-based FPAR against MODIS-based NDVI. The established FPAR datasets, for both RapidEye and MODIS, were subsequently assimilated into a LUE model as the driving variable. This model operated at both satellite scales, and both required an estimation of further parameters like the photosynthetic active radiation (PAR) or the actual light use efficiency (LUEact). The latter is influenced by crop stress factors like temperature or water stress, which were taken account of in the model. Water stress was especially important, and calculated via the ratio of the actual (ETact) to the potential, crop-specific evapotranspiration (ETc). Results showed that water stress typically occurred between the beginning of May and mid-September and beginning of May and end of July for cotton and rice crops, respectively. The mean water stress showed only minor differences between years. Exceptions occurred in 2008 and 2009, where the mean water stress was higher and lower, respectively. In 2008, this was likely caused by generally reduced water availability in the whole region. Model estimations were evaluated using field-based harvest information (RapidEye) and statistical information at district level (MODIS). The results showed that the model at both the RapidEye and the MODIS scale can estimate regional crop yield with acceptable accuracy. The RMSE for the RapidEye scale amounted to 29.1 % for cotton and 30.4 % for rice, respectively. At the MODIS scale, depending on the year and evaluated at Oblast level, the RMSE ranged from 10.5 % to 23.8 % for cotton and from -0.4 % to -19.4 % for rice. Altogether, the RapidEye scale model slightly underestimated cotton (bias = 0.22) and rice yield (bias = 0.11). The MODIS-scale model, on the other hand, also underestimated official rice yield (bias from 0.01 to 0.87), but overestimated official cotton yield (bias from -0.28 to -0.6). Evaluation of the MODIS scale revealed that predictions were very accurate for some districts, but less for others. The produced crop yield maps indicated that crop yield generally decreases with distance to the river. The lowest yields can be found in the southern districts, close to the desert. From a temporal point of view, there were areas characterized by low crop yields over the span of the seven years investigated. The study at hand showed that light use efficiency-based modeling, based on remote sensing data, is a viable way for regional crop yield prediction. The found accuracies were good within the boundaries of related research. From a methodological viewpoint, the work carried out made several improvements to the existing LUE models reported in the literature, e.g. the calibration of FPAR for the study region using in situ and high resolution RapidEye imagery and the incorporation of crop-specific water stress in the calculation.
The present study concerned mainly on the source, facies, and sedimentary environments of the Middle to Upper Jurassic strata in the Kerman and Tabas areas, east-central Iran. The composition of sandstones, and heavy mineral analysis point to pre-existing sedimentary, low, middle to upper rank metamorphic, and plutonic rocks of the Kalmard, Posht-e-Badam, Bayazeh, and Zarand-Kerman areas as the source rocks. According to the diagram of WELTJE et al. (1998), most samples from the Middle-Upper Jurassic rocks suggest a moderate to high elevation of the source area, and indicate a semi-arid and mediterranean to sub-humid climate. In the Qt-F-L ternary diagrams of DICKINSON et al. (1983), most point counting data from the Lower Siliciclastic Member and the top of the Hojedk Formation plot in the recycled orogen (Quartzose recycled) area of the diagram. The sandstones in this area can be interpreted as being derived from the Mid-Cimmerian Movements. Sixteen different types of siliciclastic-carbonate, and evaporatic sedimentary environments have been recognized. Thirty-nine macroinvertebrate taxa have been identified. Ten ichnotaxa have been taxonomically described from the Middle to Upper Jurassic rocks. Quite likely, before rotation of CEIM which were associated with counterclockwise block-rotation, equivalent rocks of the Bidou Formation occurred along the tectonic zone between the Yazd and the Tabas blocks (probably during the Middle Jurassic to Lower Cretaceous). However, from the Cretaceous onwards, most of the Bidou Formation has been removed by a combination of strike-slip and reverse movements of the Kashmar-Kerman tectonic zone. Roughly, these block-rotation movements occurred after the Cretaceous. During the Middle to Upper Jurassic, the tectonic activities were vertical movements producing the sedimentary pattern in the CEIM.
With accelerating global climate change, the Antarctic Ice Sheet is exposed to increasing ice dynamic change. During 1992 and 2017, Antarctica contributed ~7.6 mm to global sea-level-rise mainly due to ocean thermal forcing along West Antarctica and atmospheric warming along the Antarctic Peninsula (API). Together, these processes caused the progressive retreat of glaciers and ice shelves and weakened their efficient buttressing force causing widespread ice flow accelerations. Holding ~91% of the global ice mass and 57.3 m of sea-level-equivalent, the Antarctic Ice Sheet is by far the largest potential contributor to future sea-level-rise.
Despite the improved understanding of Antarctic ice dynamics, the future of Antarctica remains difficult to predict with its contribution to global sea-level-rise representing the largest uncertainty in current projections. Given that recent studies point towards atmospheric warming and melt intensification to become a dominant driver for future Antarctic ice mass loss, the monitoring of supraglacial lakes and their impacts on ice dynamics is of utmost importance. In this regard, recent progress in Earth Observation provides an abundance of high-resolution optical and Synthetic Aperture Radar (SAR) satellite data at unprecedented spatial and temporal coverage and greatly supports the monitoring of the Antarctic continent where ground-based mapping efforts are difficult to perform. As an automated mapping technique for supraglacial lake extent delineation in optical and SAR satellite imagery as well as a pan-Antarctic inventory of Antarctic supraglacial lakes at high spatial and temporal resolution is entirely missing, this thesis aims to advance the understanding of Antarctic surface hydrology through exploitation of spaceborne remote sensing.
In particular, a detailed literature review on spaceborne remote sensing of Antarctic supraglacial lakes identified several research gaps including the lack of (1) an automated mapping technique for optical or SAR satellite data that is transferable in space and time, (2) high-resolution supraglacial lake extent mappings at intra-annual and inter-annual temporal resolution and (3) large-scale mapping efforts across the entire Antarctic continent. In addition, past method developments were found to be restricted to purely visual, manual or semi-automated mapping techniques hindering their application to multi-temporal satellite imagery at large-scale. In this context, the development of automated mapping techniques was mainly limited by sensor-specific characteristics including the similar appearance of supraglacial lakes and other ice sheet surface features in optical or SAR data, the varying temporal signature of supraglacial lakes throughout the year as well as effects such as speckle noise and wind roughening in SAR data or cloud coverage in optical data. To overcome these limitations, this thesis exploits methods from artificial intelligence and big data processing for development of an automated processing chain for supraglacial lake extent delineation in Sentinel-1 SAR and optical Sentinel-2 satellite imagery. The combination of both sensor types enabled to capture both surface and subsurface lakes as well as to acquire data during cloud cover or wind roughening of lakes. For Sentinel-1, a deep convolutional neural network based on residual U-Net was trained on the basis of 21,200 labeled Sentinel-1 SAR image patches covering 13 Antarctic regions. Similarly, optical Sentinel-2 data were collected over 14 Antarctic regions and used for training of a Random Forest classifier. Optical and SAR classification products were combined through decision-level fusion at bi-weekly temporal scale and unprecedented 10 m spatial resolution. Finally, the method was implemented as part of DLR’s High-Performance Computing infrastructure allowing for an automated processing of large amounts of data including all required pre- and postprocessing steps. The results of an accuracy assessment over independent test scenes highlighted the functionality of the classifiers returning accuracies of 93% and 95% for supraglacial lakes in Sentinel-1 and Sentinel-2 satellite imagery, respectively.
Exploiting the full archive of Sentinel-1 and Sentinel-2, the developed framework for the first time enabled the monitoring of seasonal characteristics of Antarctic supraglacial lakes over six major ice shelves in 2015-2021. In particular, the results for API ice shelves revealed low lake coverage during 2015-2018 and particularly high lake coverage during the 2019-2020 and 2020-2021 melting seasons. On the contrary, East Antarctic ice shelves were characterized by high lake coverage during 2016-2019 and
extremely low lake coverage during the 2020-2021 melting season. Over all six investigated ice shelves, the development of drainage systems was revealed highlighting an increased risk for ice shelf instability. Through statistical correlation analysis with climate data at varying time lags as well as annual data on Southern Hemisphere atmospheric modes, environmental drivers for meltwater ponding were revealed. In addition, the influence of the local glaciological setting was investigated through computation of annual recurrence times of lakes. Over both ice sheet regions, the complex interplay between local, regional and large-scale environmental drivers was found to control supraglacial lake formation despite local to regional discrepancies, as revealed through pixel-based correlation analysis. Local control factors included the ice surface topography, the ice shelf geometry, the presence of low-albedo features as well as a reduced firn air content and were found to exert strong control on lake distribution. On the other hand, regional controls on lake evolution were revealed to be the amount of incoming solar radiation, air temperature and wind occurrence. While foehn winds were found to dictate lake evolution over the API, katabatic winds influenced lake ponding in East Antarctica. Furthermore, the regional near-surface climate was shown to be driven by large-scale atmospheric modes and teleconnections with the tropics. Overall, the results highlight that similar driving factors control supraglacial lake formation on the API and EAIS pointing towards their transferability to other Antarctic regions.
There are ample sand dune and sand sheets in the Texas Rolling Plains, U.S.A. Their varied location, morphology and paleosol content pointed to differnces in their historical develpment throughout the Holocene. Younger dunes, so called fence line dunes have been identified as remnants of unsound agricultural practices which just recently formed at the beginning of this century. Correspondingly soils were eroded, in parts, down to the C-horizon in some of these areas. More mature sand were dated with the radiocarbon method and identified having formed during the Altithermal warming period. This study identifies major eolian anthropogenic and climatic reactivation and stabilisation phases in the Rolling Plains of Texas during the Holocene, but also ties them into the existing Southern High Plains and Great Plains climatic record. This study also researched the reasons for the regional and local sand reactivation phases and contributes to the eolian history in the Great Plains region. The outline of this dissertation is oriented towards a comprehensive regional approach in cultural and physical geography. Chapter 1 covers the physiographic setting of the Rolling Plains region including geology, geomorphology, climate and vegetation. Here the prerequisites for eolian activity in the area are explained, followed by the criteria for the selection of the individual study sites. In chapter 2 selected dune fields and sand sheets are introduced. Chapter 3 outlines the methodology as a combination of field research, laboratory analysis and remote sensing techniques, along with a brief interpretation of their application and success rate. Chapter 4 investigates interactive processes between the cultural development and the physical landscape of the region. The next 4 chapters are focusing on research results and interpretation. Chapter 5 interprets the youngest eolian episodes resulting from the cultural de-velopment of the area, including a description and definition of so called "fenceline dunes" and "shinnery motts". Other dunes with very young buried horizons are also described in this chapter, and a comparison with outcrops in the Nebraska Sand Hills is performed. Chapter 6 interprets short-term, cyclic, drought related sand reactivations several hundred years ago by means of a Post Oak (Quercus stellata) tree ring record as established by STAHLE and CLEAVELAND (1988). In chapter 7 older Holocene reactivation cycles are introduced, investigating the idea of the existence of a warmer period, previously named the Altithermal, which so far has only been identified in the Southern High Plains. The last chapter (8) includes a brief statement of the study’s purpose along with the summary and discussion of results presented. This chapter will end with further implications of this research.
Availability of water and desiccation of important water reservoirs is a vital challenge in semi-arid to arid climates with growing economy and population. Low quantities of precipitation and high evaporation rates leave the water supply vulnerable to human activity and climatic variations. Endorheic basins of Northern Iran were hydrologically landlocked within geological timescales and thus bear evidence of past variations of water resources in generations of water related landforms, like abandoned lake level shorelines, alluvial fans and stream terraces. Understanding the development of these landforms reveals crucial information about past water reservoirs and landscape history.
This study offers a comprehensive approach on understanding the geomorphological development of the landscape throughout Late Pleistocene and Holocene times. It integrates remote sensing and geographic information system analysis, with geomorphological and stratigraphical mapping fieldwork and detailed sedimentological investigations.
The work shows the importance of analytical geomorphological mapping for delineating stratigraphic units of the Iranian Quaternary. Thus, several phases of drying and lake level retreat were identified in parallel geoarchives and could be dated to a time span from today to Late Pleistocene. The findings link the fate of the citizens of the ancient city of "Tepe Hissar" to their access to water and to the power of geomorphological processes, which started changing their environment.
Permafrost degradation is observed all over the world as a consequence of climate change and the associated Arctic amplification, which has severe implications for the environment. Landslides, increased rates of surface deformation, rising likelihood of infrastructure damage, amplified coastal erosion rates, and the potential turnover of permafrost from a carbon sink to a carbon source are thereby exemplary implications linked to the thawing of frozen ground material. In this context, satellite earth observation is a potent tool for the identification and continuous monitoring of relevant processes and features on a cheap, long-term, spatially explicit, and operational basis as well as up to a circumpolar scale.
A total of 325 articles published in 30 different international journals during the past two decades were investigated on the basis of studied environmental foci, remote sensing platforms, sensor combinations, applied spatio-temporal resolutions, and study locations in an extensive review on past achievements, current trends, as well as future potentials and challenges of satellite earth observation for permafrost related analyses. The development of analysed environmental subjects, utilized sensors and platforms, and the number of annually published articles over time are addressed in detail. Studies linked to atmospheric features and processes, such as the release of greenhouse gas emissions, appear to be strongly under-represented. Investigations on the spatial distribution of study locations revealed distinct study clusters across the Arctic. At the same time, large sections of the continuous permafrost domain are only poorly covered and remain to be investigated in detail. A general trend towards increasing attention in satellite earth observation of permafrost and related processes and features was observed. The overall amount of published articles hereby more than doubled since the year 2015. New sources of satellite data, such as the Sentinel satellites and the Methane Remote Sensing LiDAR Mission (Merlin), as well as novel methodological approaches, such as data fusion and deep learning, will thereby likely improve our understanding of the thermal state and distribution of permafrost, and the effects of its degradation. Furthermore, cloud-based big data processing platforms (e.g. Google Earth Engine (GEE)) will further enable sophisticated and long-term analyses on increasingly larger scales and at high spatial resolutions.
In this thesis, a specific focus was put on Arctic permafrost coasts, which feature increasing vulnerability to environmental parameters, such as the thawing of frozen ground, and are therefore associated with amplified erosion rates. In particular, a novel monitoring framework for quantifying Arctic coastal erosion rates within the permafrost domain at high spatial resolution and on a circum-Arctic scale is presented within this thesis. Challenging illumination conditions and frequent cloud cover restrict the applicability of optical satellite imagery in Arctic regions. In order to overcome these limitations, Synthetic Aperture RADAR (SAR) data derived from Sentinel-1 (S1), which is largely independent from sun illumination and weather conditions, was utilized. Annual SAR composites covering the months June–September were combined with a Deep Learning (DL) framework and a Change Vector Analysis (CVA) approach to generate both a high-quality and circum-Arctic coastline product as well as a coastal change product that highlights areas of erosion and build-up. Annual composites in the form of standard deviation (sd) and median backscatter were computed and used as inputs for both the DL framework and the CVA coastal change quantification. The final DL-based coastline product covered a total of 161,600 km of Arctic coastline and featured a median accuracy of ±6.3 m to the manually digitized reference data. Annual coastal change quantification between 2017–2021 indicated erosion rates of up to 67 m per year for some areas based on 400 m coastal segments. In total, 12.24% of the investigated coastline featured an average erosion rate of 3.8 m per year, which corresponds to 17.83 km2 of annually eroded land area. Multiple quality layers associated to both products, the generated DL-coastline and the coastal change rates, are provided on a pixel basis to further assess the accuracy and applicability of the proposed data, methods, and products.
Lastly, the extracted circum-Arctic erosion rates were utilized as a basis in an experimental framework for estimating the amount of permafrost and carbon loss as a result of eroding permafrost coastlines. Information on permafrost fraction, Active Layer Thickness (ALT), soil carbon content, and surface elevation were thereby combined with the aforementioned erosion rates. While the proposed experimental framework provides a valuable outline for quantifying the volume loss of frozen ground and carbon release, extensive validation of the utilized environmental products and resulting volume loss numbers based on 200 m segments are necessary. Furthermore, data of higher spatial resolution and information of carbon content for deeper soil depths are required for more accurate estimates.
Accurate crop monitoring in response to climate change at a regional or field scale
plays a significant role in developing agricultural policies, improving food security,
forecasting, and analysing global trade trends. Climate change is expected to
significantly impact agriculture, with shifts in temperature, precipitation patterns, and
extreme weather events negatively affecting crop yields, soil fertility, water availability,
biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable
information combined with crop growth models (CGMs) for yield assessment by
monitoring crop development, detecting crop changes, and assessing the impact of
climate change on crop yields. This dissertation aims to investigate the potential of RS
data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR)
for the Free State of Bavaria (70,550 km2
), Germany. The first chapter of the dissertation
describes the reasons favouring the importance of accurate crop yield predictions for
achieving sustainability in agriculture. Chapter second explores the accuracy
assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data
(high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low
spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one
day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial
and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud
or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more
suitable for agricultural monitoring than the other synthetic products fused. Chapter
third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter
2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The
chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal
(8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light
use efficiency approach (LUE)) for accurate crop yield estimations of both crop types.
Chapter third observes that the observations of high temporal resolution (8-day)
products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately
measuring the yield of WW and OSR. The chapter investigates that the simple light use
efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more
precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher
input parameters. Chapter four researches the relationship of spatiotemporal fusion
modelling using STRAFM on crop yield prediction for WW and OSR using the LUE
model for Bavaria from 2001 to 2019. The chapter states the high positive correlation
coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and
modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter
analyses the impact of climate variables on crop yield predictions by observing an
increase in R2
(0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when
the climate effect is included in the model. The fifth chapter suggests that the coupling
of the LUE model to the random forest (RF) model can further reduce the relative root
mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by
14.3% (for both WW and OSR), compared to results just relying on LUE. The same
chapter concludes that satellite-based crop biomass, solar radiation, and temperature
are the most influential variables in the yield prediction of both crop types. Chapter six
attempts to discuss both pros and cons of RS technology while analysing the impact of
land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that
the modelled biomass of both crops is positively impacted by land use diversity to the
radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The
chapter also discusses the future implications by stating that including some dependent
factors (such as the management practices used, soil health, pest management, and
pollinators) could improve the relationship of RS-modelled crop yields with
biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as
unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving
accurate crop yield predictions for precision farming. In addition, the chapter highlights
the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher
crop yield accuracies.
Accurate crop monitoring in response to climate change at a regional or field scale plays a significant role in developing agricultural policies, improving food security, forecasting, and analysing global trade trends. Climate change is expected to significantly impact agriculture, with shifts in temperature, precipitation patterns, and extreme weather events negatively affecting crop yields, soil fertility, water availability, biodiversity, and crop growing conditions. Remote sensing (RS) can provide valuable information combined with crop growth models (CGMs) for yield assessment by monitoring crop development, detecting crop changes, and assessing the impact of climate change on crop yields. This dissertation aims to investigate the potential of RS data on modelling long-term crop yields of winter wheat (WW) and oil seed rape (OSR) for the Free State of Bavaria (70,550 km2), Germany. The first chapter of the dissertation describes the reasons favouring the importance of accurate crop yield predictions for achieving sustainability in agriculture. Chapter second explores the accuracy assessment of the synthetic RS data by fusing NDVIs of two high spatial resolution data (high pair) (Landsat (30 m, 16-days; L) and Sentinel-2 (10 m, 5–6 days; S), with four low spatial resolution data (low pair) (MOD13Q1 (250 m, 16-days), MCD43A4 (500 m, one day), MOD09GQ (250 m, one-day), and MOD09Q1 (250 m, 8-days)) using the spatial and temporal adaptive reflectance fusion model (STARFM), which fills regions' cloud or shadow gaps without losing spatial information. The chapter finds that both L-MOD13Q1 (R2 = 0.62, RMSE = 0.11) and S-MOD13Q1 (R2 = 0.68, RMSE = 0.13) are more suitable for agricultural monitoring than the other synthetic products fused. Chapter third explores the ability of the synthetic spatiotemporal datasets (obtained in chapter 2) to accurately map and monitor crop yields of WW and OSR at a regional scale. The chapter investigates and discusses the optimal spatial (10 m, 30 m, or 250 m), temporal (8 or 16-day) and CGMs (World Food Studies (WOFOST), and the semi-empiric light use efficiency approach (LUE)) for accurate crop yield estimations of both crop types. Chapter third observes that the observations of high temporal resolution (8-day) products of both S-MOD13Q1 and L-MOD13Q1 play a significant role in accurately measuring the yield of WW and OSR. The chapter investigates that the simple light use efficiency (LUE) model (R2 = 0.77 and relative RMSE (RRMSE) = 8.17%) that required fewer input parameters to simulate crop yield is highly accurate, reliable, and more precise than the complex WOFOST model (R2 = 0.66 and RRMSE = 11.35%) with higher input parameters. Chapter four researches the relationship of spatiotemporal fusion modelling using STRAFM on crop yield prediction for WW and OSR using the LUE model for Bavaria from 2001 to 2019. The chapter states the high positive correlation coefficient (R) = 0.81 and R = 0.77 between the yearly R2 of synthetic accuracy and modelled yield accuracy for WW and OSR from 2001 to 2019, respectively. The chapter analyses the impact of climate variables on crop yield predictions by observing an increase in R2 (0.79 (WW)/0.86 (OSR)) and a decrease in RMSE (4.51/2.57 dt/ha) when the climate effect is included in the model. The fifth chapter suggests that the coupling of the LUE model to the random forest (RF) model can further reduce the relative root mean square error (RRMSE) from -8% (WW) and -1.6% (OSR) and increase the R2 by 14.3% (for both WW and OSR), compared to results just relying on LUE. The same chapter concludes that satellite-based crop biomass, solar radiation, and temperature are the most influential variables in the yield prediction of both crop types. Chapter six attempts to discuss both pros and cons of RS technology while analysing the impact of land use diversity on crop-modelled biomass of WW and OSR. The chapter finds that the modelled biomass of both crops is positively impacted by land use diversity to the radius of 450 (Shannon Diversity Index ~0.75) and 1050 m (~0.75), respectively. The chapter also discusses the future implications by stating that including some dependent factors (such as the management practices used, soil health, pest management, and pollinators) could improve the relationship of RS-modelled crop yields with biodiversity. Lastly, chapter seven discusses testing the scope of new sensors such as unmanned aerial vehicles, hyperspectral sensors, or Sentinel-1 SAR in RS for achieving accurate crop yield predictions for precision farming. In addition, the chapter highlights the significance of artificial intelligence (AI) or deep learning (DL) in obtaining higher crop yield accuracies.
Current changes of biodiversity result almost exclusively from human activities. This anthropogenic conversion of natural ecosystems during the last decades has led to the so-called ‘biodiversity crisis’, which comprises the loss of species as well as changes in the global distribution patterns of organisms. Species richness is unevenly distributed worldwide. Altogether, 17 so-called ‘megadiverse’ nations cover less than 10% of the earth’s land surface but support nearly 70% of global species richness. Mexico, the study area of this thesis, is one of those countries. However, due to Mexico’s large extent and geographical complexity, it is impossible to conduct reliable and spatially explicit assessments of species distribution ranges based on these collection data and field work alone. In the last two decades, Species distribution models (SDMs) have been established as important tools for extrapolating such in situ observations. SDMs analyze empirical correlations between geo-referenced species occurrence data and environmental variables to obtain spatially explicit surfaces indicating the probability of species occurrence. Remote sensing can provide such variables which describe biophysical land surface characteristics with high effective spatial resolutions. Especially during the last three to five years, the number of studies making use of remote sensing data for modeling species distributions has therefore multiplied. Due to the novelty of this field of research, the published literature consists mostly of selective case studies. A systematic framework for modeling species distributions by means of remote sensing is still missing. This research gap was taken up by this thesis and specific studies were designed which addressed the combination of climate and remote sensing data in SDMs, the suitability of continuous remote sensing variables in comparison with categorical land cover classification data, the criteria for selecting appropriate remote sensing data depending on species characteristics, and the effects of inter-annual variability in remotely sensed time series on the performance of species distribution models. The corresponding novel analyses were conducted with the Maximum Entropy algorithm developed by Phillips et al. (2004). In this thesis, a more comprehensive set of remote sensing predictors than in the existing literature was utilized for species distribution modeling. The products were selected based on their ecological relevance for characterizing species distributions. Two 1 km Terra-MODIS Land 16-day composite standard products including the Enhanced Vegetation Index (EVI), Reflectance Data, and Land Surface Temperature (LST) were assembled into enhanced time series for the time period of 2001 to 2009. These high-dimensional time series data were then transformed into 18 phenological and 35 statistical metrics that were selected based on an extensive literature review. Spatial distributions of twelve tree species were modeled in a hierarchical framework which integrated climate (WorldClim) and MODIS remote sensing data. The species are representative of the major Mexican forest types and cover a variety of ecological traits, such as range size and biotope specificity. Trees were selected because they have a high probability of detection in the field and since mapping vegetation has a long tradition in remote sensing. The result of this thesis showed that the integration of remote sensing data into species distribution models has a significant potential for improving and both spatial detail and accuracy of the model predictions.
Information on the state of the terrestrial vegetation cover is important for several ecological, economical, and planning issues. In this regard, vegetation properties such as the type, vitality, or density can be described by means of continuous biophysical parameters. One of these parameters is the leaf area index (LAI), which is defined as half the total leaf area per unit ground surface area. As leaves constitute the interface between the biosphere and the atmosphere, the LAI is used to model exchange processes between plants and their environment. However, to account for the variability of ecosystems, spatially and temporally explicit information on LAI is needed both for monitoring and modeling applications.
Remote sensing aims at providing such information. LAI is commonly derived from remote sensing data by empirical-statistical or physical models. In the first approach, an empirical relationship between LAI measured in situ and the corresponding canopy spectral signature is established. Although this method achieves accurate LAI estimates, these relationships are only valid for the place and time at which the field data were sampled, which hampers automated LAI derivation. The physical approach uses a radiation transfer model to simulate canopy reflectance as a function of the scene’s geometry and of leaf and canopy parameters, from which LAI is derived through model inversion based on remote sensing data. However, this model inversion is not stable, as it is an under-determined and ill-posed problem.
Until now, LAI research focused either on the use of coarse resolution remote sensing data for global applications, or on LAI modeling over a confined area, mostly in forest and crop ecosystems, using medium to high spatial resolution data. This is why to date no study is available in which high spatial resolution data are used for LAI mapping in a heterogeneous, natural landscape such as alpine grasslands, although a growing amount of high spatial and temporal resolution remote sensing data would allow for an improved environmental monitoring. Therefore, issues related to model parameterization and inversion regularization techniques improving its stability have not yet been investigated for this ecosystem.
This research gap was taken up by this thesis, in which the potential of high spatial resolution remote sensing data for grassland LAI estimation based on statistical and radiation transfer modeling is analyzed, and the achieved accuracy and robustness of the two approaches is compared. The objectives were an ecosystem-adapted radiation transfer model set-up and an optimized LAI derivation in mountainous grassland areas. Multi-temporal LAI in situ measurements as well as time series of RapidEye data from 2011 and 2012 over the catchment of the River Ammer in the Bavarian alpine upland were used. In order to obtain accurate in situ data, a comparison of the LAI derivation algorithms implemented in the LAI-2000 PCA instrument with destructively measured LAI was performed first. For optimizing the empirical-statistical approach, it was then analyzed how the selection of vegetation indices and regression models impacts LAI modeling, and how well these models can be transferred to other dates. It was shown that LAI can be derived
with a mean accuracy of 80 % using contemporaneous field data, but that the accuracy decreases to on average 51 % when using these models on remote sensing data from other dates. The combined use of several data sets to create a regression which is used for LAI derivation at different points in time increased the LAI estimation accuracy to on average 65 %. Thus, reduced field measurement labor comes at the cost of LAI error rates being increased by 10 - 30 % as long as at least two campaigns are conducted. Further, it was shown that the use of RapidEye’s red edge channel improves the LAI derivation by on average 5.4 %.
With regard to physical LAI modeling, special interest lay in assessing the accuracy improvements that can be achieved through model set-up and inversion regularization techniques. First, a global sensitivity analysis was applied to the radiation transfer model in order to identify the most important model parameters and most sensitive spectral features. After model parameterization, several inversion regularizations, namely the use of a multiple sample solution, the additional use of vegetation indices, and the addition of noise, were analyzed. Further, an approach to include the local scene’s geometry in the retrieval process was introduced to account for the mountainous topography. LAI modeling accuracies of in average 70 % were achieved using the best combination of regularization techniques, which is in the upper range of accuracies that were achieved in the few existing other grassland studies based on in situ or air-borne measured hyperspectral data. Finally, further physically derived vegetation parameters and inversion uncertainty measures were evaluated in detail to identify challenging modeling conditions, which was mostly neglected in other studies. An increased modeling uncertainty for extremely high and low LAI values was observed. This indicates an insufficiently wide model parameterization and a canopy deviation from model assumptions on some fields. Further, the LAI modeling accuracies varied strongly between the different scenes. From this observation it can be deduced that the radiometric quality of the remote sensing data, which might be reduced by atmospheric effects or unexpected surface reflectances, exerts a high influence on the LAI modeling accuracy.
The major findings of the comparison between the empirical-statistical and physical LAI modeling approaches are the higher accuracies achieved by the empirical-statistical approach as long as contemporaneous field data are available, and the computationally efficiency of the statistical approach. However, when no or temporally unfitting in situ measurements are available, the physical approach achieves comparable or even higher accuracies. Furthermore, radiation transfer modeling enables the derivation of other leaf and canopy variables useful for ecological monitoring and modeling applications, as well as of pixel-wise uncertainty measures indicating the robustness and reliability of the model inversion and LAI derivation procedure. The established look-up tables can be used for further LAI derivation in Central European grassland also in other years.
The use of high spatial resolution remote sensing data for LAI derivation enables a reliable land cover classification and thus a reduced LAI mapping error due to misclassifications. Furthermore, the RapidEye pixels being smaller than individual fields allow for a radiation transfer model inversion over homogeneous canopies in most cases, as canopy gaps or field parcels can be clearly distinguished. However, in case of unexpected local surface conditions such as blooming, litter, or canopy gaps, high spatial resolution data show corresponding strong deviations in reflectance values and hence LAI estimation, which would be reduced using coarser resolution data through the balancing effect of the surrounding surface reflectances. An optimal pixel size with regard to modeling accuracy hence depends on the canopy and landscape structure. Furthermore, a reduced spatial resolution would enable a considerable acceleration of the LAI map derivation.
This illustration of the potential of RapidEye data and of the challenges associated to LAI derivation in heterogeneous grassland areas contributes to the development of robust LAI estimation procedures based on new and upcoming, spatially and temporally high resolution remote sensing imagery such as Landsat 8 and Sentinel-2.
During the Mesoproterozoic large volumes of magma were repeatedly emplaced within the basement of NW Namibia. Magmatic activity started with the intrusion of the anorthositic rocks of the Kunene Intrusive Complex (KIC) at 1,385-1,347 Ma. At its south-eastern margin the KIC was invaded by syenite dykes (1,380-1,340 Ma) and younger carbonatites (1,140-1,120 Ma) along ENE and SE trending faults. Older ferrocarbonatite intrusions, the ‘carbonatitic breccia’, frequently contain wallrock fragments, whereas subordinate ferrocarbonatite veins are almost xenolith-free. Metasomatic interaction between carbonatite-derived fluids and the neighbouring and incorporated anorthosites led to the formation of economically important sodalite deposits. Investigated anorthosite samples display the magmatic mineral assemblage of Pl (An37-75) ± Ol ± Opx ± Cpx + Ilm + Mag + Ap ± Zrn. Ilmenite and pyroxene are surrounded by narrow reaction rims of biotite and pargasite. During the subsolidus stage sporadic coronitic garnet-orthopyroxene-quartz assemblages were produced. Thermobarometry studies on amphiboles yield temperatures of 985-950°C whereas the chemical composition of coronitic garnet and orthopyroxene indicate a subsolidus re-equilibration of the KIC at conditions of 760 ± 100°C and 7.3 ± 1 kbar. In the syenites Kfs, Pl, Hbl and/or Cpx crystallized first, followed by a second generation of Kfs, Hbl, Fe-Ti oxides and Ttn. Crystallization of potassium feldspar occurred under temperatures of 890-790°C. For the crystallization of hastingsite pressures of 6.5 ± 0.6 kbar are obtained. In order to constrain the source rocks of the two suites, oxygen isotope analyses of feldspar as well as geochemical bulk rock analyses were carried out. In case of the anorthosites, the general geochemical characteristics are in excellent agreement with their derivation from fractionated basaltic liquids, with the d18O values (5.88 ± 0.19 ‰) proving their derivation from mantle-derived magmas. The results obtained for the felsic suite, provide evidence against consanguinity of the anorthosites and the syenites, i.e. (1) compositional gaps between the geochemical data of the two suites, (2) trace element data of the felsic suite points to a mixed crustal-mantle source, (3) syenites do not exhibit ubiquitous negative Eu-anomalies in their REE patterns, which would be expected from fractionation products of melts that previously formed plagioclase cumulates and (4) feldspar d18O values from the syenites fall in a range of 7.20-7.92 ‰, which, however, is about 1.6 ‰ higher than the average d18O of the anorthosites. Conformably, the crustal-derived felsic and the mantle-derived anorthositic suite are suggested to be coeval but not consanguineous. Their spatial and temporal association can be accounted for, if the heat necessary for crustal melting is provided by the upwelling and emplacement of mantle-derived melts, parental to the anorthosites. In order to constrain the source of the 1,140-1,120 Ma carbonatites and to elucidate the fenitizing processes, which led to the formation of the sodalite, detailed mineralogical and geochemical investigations, stable isotope (C,O,S) analyses and fluid inclusion measurements (microthermometrical studies and synchrotron-micro-XRF analyses) have been combined. There is striking evidence that carbonatites of both generations are magmatic in origin. They occur as dykes with cross-cutting relationships and margins disturbed by fenitic aureoles, and contain abundant flow-oriented xenoliths. The mineral assemblage of both carbonatite generations of Ank + Cal + Ilm + Mag + Bt ± Ap ± pyrochlore ± sulphides in the main carbonatite body and Ank + Cal + Mag ± pyrochlore ± rutile in the ferrocarbonatite veins, their geochemical characteristics and the O and C isotope values of ankerite (8.91 to 9.73 and –6.73 to –6.98, respectively) again indicate igneous derivation, with the 18O values suggesting minor subsolidus alteration. NaCl-rich fluids, released from the carbonatite melt mainly caused the fenitization of both, the incorporated and the bordering anorthosite. This process is characterized by the progressive transformation of Ca-rich plagioclase into albite and sodalite. Applying conventional geothermobarometry combined with fluid-inclusion isochore data, it was possible to reconstruct the P-T conditions for the carbonatite emplacement and crystallization (1200-630°C, 4-5 kbar) and for several mineral-forming processes during metasomatism (e.g. formation of sodalite: 800-530°C). The composition and evolutionary trends of the fenitizing solution were estimated from both the sequence of metasomatic reactions within wallrock xenoliths in the carbonatitic breccia and fluid inclusion data. The fenitizing solutions responsible for the transformation of albite into sodalite can be characterised as of NaCl-rich aqueous brines (19-30 wt.% NaCl eq.), that contained only minor amounts of Sr, Ba, Fe, Nb, and LREE.
In the central Alps permafrost can be expected above 2300 m a.s.l., at altitudes where mean annual air temperatures are below -1 °C. Isolated permafrost occurrences can be detected in north-exposed talus slopes, far below the timberline, where mean annual air temperatures are positive. Driving factors are assumed to be a low income of solar radiation, a thick organic layer with high insulation capacities as well as the thermally induced chimney effect.
Aim of this study is to achieve a deeper understanding of the factors determining the site-specific thermal regime, as well as the spatially limited and temporally highly variable permafrost occurrences in vegetated talus slopes.
Three supercooled talus slopes in the Swiss Alps were chosen for investigation. Substantially different characteristics were a central criterion in the selection of study sites. Located in the Upper Engadin, climatic conditions, altitude as well as dimensions of the talus slopes are comparable for the study sites Val Bever and Val Susauna; major differences are rooted in the nature of talus substrate and in humus- and vegetation distribution. Characteristics of the Brüeltobel site, located in the Appenzeller Alps, diverge with regard to climatic conditions, altitude and dimensions of the talus slope; humus- and vegetation compositions are comparable to the Val Susauna site.
Confirmation and characterisation of ground ice is accomplished by the application of electrical resistivity and seismic refraction tomography. The estimation of the spatial permafrost distribution is based on quasi-3D resistivity imaging. For the confirmation of permafrost and the analysis of its temporal variability electrical resistivity monitoring arrays were constructed and installed at all study sites, to allow year-round measurements. In addition to resistivity monitoring, the – up to now – first seismic refraction tomography winter monitoring was conducted at the Val Susauna to analyse the permafrost evolution during the winter half-year. Investigations of the ground thermal regime were based on the analysis of temperature logger data. Besides recording air- and ground surface temperatures, focus was set on the temperature evolution in vents and in the organic layer. To analyse the relationship between permafrost distribution on the one hand and humus- and vegetation distribution on the other hand, an extensive mapping of humus characteristics and vegetation composition was conducted at Val Susauna.
The existence of permafrost could be proven at all study sites. Spatially, permafrost bodies show a narrow transition to neighbouring, unfrozen areas. As observed at Val Susauna, the permafrost distribution strongly correlates with areas with exceptionally thick organic layer, high percentages of mosses and lichens in the undergrowth and dwarf grown trees. The temporal variability of permafrost has proven to be exceptionally high, with the magnitude of seasonal variations distinctly exceeding intra-annual changes. Thereby, the winter season is characterised by a significant supercooling. During snowmelt a growth in volumetric ice content is induced by refreezing of percolating meltwater on the supercooled talus.
The results confirmed the fundamental influence of the chimney effect on the existence and temporal variability of permafrost in talus slopes. Divergences in the effectiveness of the thermal regime were detected between the study sites. These are based on differences in the nature of talus material, humus characteristics and vegetation composition.
During summer, the organic material is usually dry at the daytime, inducing a high insulation capability and a protection of the subsurface against high atmospheric temperatures. Bouldery talus slopes typically show an organic layer that is fragmented by large boulders, which induces a strongly reduced insulation capability and allows an efficient heat exchange by convective airflow and percolating precipitation water. In the winter half-year, the thermal conductivity of the organic layer increases massively under moist or frozen conditions, allowing an efficient, conductive cooling of the talus material. The convective cooling in bouldery talus slopes affects an earlier onset and a higher magnitude of supercooling than under consistent humus conditions. Here, conductive heat flow is dominant and the cooling in autumn is buffered by a prolonged zero curtain. The snow cover has proven to be incapable of prohibiting an efficient supercooling of the talus slope in winter, almost independent from thickness.
In 2001 the 433 m deep Messel 2001 borehole was drilled in the centre of the Messel Pit, 25 km south of Frankfurt (Germany). Geoscientific results from this drilling clarified the origin of the circular-shaped basin as a maar-diatreme-structure. Recovered deposits consist of lacustrine sediments (0-240 m) and volcaniclastic rocks such as lapilli tuffs (240-373 m) as well as rocks of the underlying diatreme breccia (373 433 m). The lapilli tuffs, as main interest here, show little differentiation on a macro- and microscopic scale and appear as a massive and unsorted volcaniclastic body with dominating juvenile lapilli and accidental clasts mostly in the range of (sub)millimetres to centimetres in diameter. This study presents rock magnetic properties measured on core samples of the volcaniclastic units and explains the origin of downhole magnetic anomalies detected during the drilling project in 2001. Magnetic behaviour of the erupted material is related to fine-grained, Fe-rich (titano)-magnetites, which are dispersed within the juvenile lapilli. Temperature-dependent susceptibility experiments, isothermal remanent magnetisation and hysteresis investigations demonstrate similar ferrimagnetic properties throughout the volcaniclastic material, in terms of composition, coercivity and grain size (pseudo-single-domain particles) of the ferrimagnetic minerals. Thus, during emplacement of the erupted material, the ferrimagnetic minerals had the same remanence acquisition potential. However, demagnetisation experiments show different magnetic stability behaviour of the acquired natural remanent magnetisation (NRM). Heating experiments prove the acquisition of thermal remanent magnetisation (TRM) dominated by temperature effects which could have been occurred during eruption and deposition of volcanic material, forming the Messel maar-diatreme. It is assumed that the upper half of the lapilli tuffs was deposited at relatively low depositional temperatures (<300 °C), whereas the material of the lower half took advantage of higher temperatures (>>300 °C). To understand the rock magnetic character within the Messel maar-diatreme-facies, particle grain sizes, the degree of the relative fraction dominance and the shape of the juvenile fragments have been studied in more detail. Image analytical methods as well as major and trace element analyses on the juvenile fraction support the clear subdivision of the lapilli tuffs. These findings in combination with rockmagnetic data indicate a separation into a relatively hot, geochemically undifferentiated eruption phase and a colder, differentiated phase. A two-condition eruption stage at the end of the Messel volcanic activity is suggested. The juvenile particles account for the temperature evolution and heat conditions during deposition of the Messel tuffs and contribute to the origin of magnetic field anomalies. Based on gravity parameters and the results of magnetisation properties, the potential field 3D-model of the Messel subsurface explains the negative ground anomalies, calculates the mass and volume parameters of the drilled lithozones and shows the asymmetric appearance of the diatreme-structure.
The main purpose of volcano-seismology concerns the qualitative and quantitative description of one or more unknown seismic source(s) located at some unknown depth beneath a volcano. Even if many different volcanoes show similar seismic signal characteristics, up to now it was not possible to find a standard seismic source model for volcanoes, as the double-couple in earthquake seismology. Volcanoes with a continuous activity, like Stromboli (Italy), represent for the volcano seismologist a perfect natural laboratory to address this question. This thesis treats the study of explosion-quakes and volcanic tremor recorded on Stromboli in a broadband frequency range, and discusses the location and the possible mechanisms of the seismic source(s). Seismic and infrasonic recordings of explosion-quake from Stromboli showed that the high-frequency phase propagates with a velocity of approximately 330 m/s. The seismic source can be explained as an explosion at the top of the magma column generated by rising gas bubbles. The seismic P-wave and the air-wave are both generated in the same point at the same time. The different path lengths and velocities for the seismic wave and the air-wave result in a difference in arrival times dt, that could be used to deduce the magma level and sound speed in the eruption column inside the conduit. Stations installed near the active crater reveal that infrasonic and seismic recordings of the short-period tremor (> 1 Hz) share the same spectral content and show similar energy fluctuations. Therefore, the short-period volcanic tremor at Stromboli originates from the continuous out-bursting of small gas bubbles in the upper part of the magmatic column. The spectrum of the long-period tremor recorded at Stromboli consists of three main peaks with periods at 4.8 s, 6 s and 10 s, and amplitudes varying with the regional meteorological situation. Hence, they are not generated by a close volcanic source but rather by ocean microseisms (OMS). The passage of a local cyclone seems to be the seismic source for spectral energy at 4.8 s and 10 s, which represent the Double Frequency and the Primary Frequency of the OMS, respectively. Concerning the 6 s peak, a cyclone near the British Isles could act as a seismic source. Seismic data from the first broadband array deployed on Stromboli showed surprisingly simple waveforms, indicating an initially contracting source mechanism. The analysis of particle motion and the application of seismic array techniques allowed the location of a seismic source in the shallow part of the volcano. Eruption parameters and seismic source characteristics of the April 5, 2003 Stromboli eruption have been estimated using different inversion approaches. The paroxysm was triggered by a shallow slow thrust-faulting dislocation event with a moment magnitude of Mw = 3.0 and possibly associated with a crack that formed previously by dike extrusion. At least one blow-out phase during the paroxysmal explosion could be identified from seismic signals with an equivalent moment magnitude of Mw = 3.7. It can be represented by a vertical linear vector dipole and two weaker horizontal linear dipoles in opposite direction, plus a vertical force. Seismic measurements performed during controlled and reproducible blow-out experiments with a gas volume entrapped in basaltic melt revealed the following: Monochromatic seismic signals suggest a blow-out in a more ductile regime, whereas broader frequency content indicates rupture in a more brittle environment. The longer the crucible, the weaker the seismic signals. An increase in pressure results in a stronger fragmentation, but not in a higher ejection velocity of the plug neither in a higher seismic amplitude. Even if the very long period observations like the tilt signal could not be simulated in the laboratory, the blow-out experiments simulate very well the short-period seismic signals recorded at Stromboli volcano.
This work presents a new method to measure model independent viscosities of inhomogeneous materials at high temperatures. Many mechanisms driving volcanic eruptions are strongly influenced by the viscous properties of the participating materials. Since an eruption takes place at temperatures at which these materials (predominantly silicate melts) are not completely molten, typically inhomogeneities, like e.g. equilibrium and non-equilibrium crystals, are present in the system. In order to incorporate such inhomogeneities into objective material parameters the viscosity measurement is based on a rotational viscometer in a wide gap Couette setup. The gap size between the two concentric cylinders was designed as large as possible in order to account for the inhomogeneities. The emerging difficulties concerning the model independent data reduction from measured values to viscosities are solved using an appropriate interpolation scheme. The method was applied to a material representative for the majority of volcanic eruptions on earth: a typical continental basaltic rock (Billstein/Rhön/Germany). The measured viscosities show a strong shear rate dependency, which surprises, because basaltic melt has been, until now, assumed to behave as a Newtonian fluid. Since a non-Newtonian material shows a very different relaxation behavior in the Couette motion compared to a Newtonian one (which, ultimately, does not show any), and a strong relaxation signal was recorded during viscosity measurements, the equations of Couette motion were investigated. The time dependent stress distribution in a material due to a quasi step-like velocity change at the inner Couette radius (i.e. the spindle) was considered. The results show that a material combining a linear shear modulus and a Newtonian viscosity -- a Maxwell material -- cannot quantify the relaxation behavior. This could be considered as a hint, that the widely used Maxwell relaxation times cannot be applied as a 1:1 mapping from microscopic considerations to macroscopic situations.
The investigation of the Earth system and interplays between its components is of utmost importance to enhance the understanding of the impacts of global climate change on the Earth's land surface. In this context, Earth observation (EO) provides valuable long-term records covering an abundance of land surface variables and, thus, allowing for large-scale analyses to quantify and analyze land surface dynamics across various Earth system components. In view of this, the geographical entity of river basins was identified as particularly suitable for multivariate time series analyses of the land surface, as they naturally cover diverse spheres of the Earth. Many remote sensing missions with different characteristics are available to monitor and characterize the land surface. Yet, only a few spaceborne remote sensing missions enable the generation of spatio-temporally consistent time series with equidistant observations over large areas, such as the MODIS instrument.
In order to summarize available remote sensing-based analyses of land surface dynamics in large river basins, a detailed literature review of 287 studies was performed and several research gaps were identified. In this regard, it was found that studies rarely analyzed an entire river basin, but rather focused on study areas at subbasin or regional scale. In addition, it was found that transboundary river basins remained understudied and that studies largely focused on selected riparian countries. Moreover, the analysis of environmental change was generally conducted using a single EO-based land surface variable, whereas a joint exploration of multivariate land surface variables across spheres was found to be rarely performed.
To address these research gaps, a methodological framework enabling (1) the preprocessing and harmonization of multi-source time series as well as (2) the statistical analysis of a multivariate feature space was required. For development and testing of a methodological framework that is transferable in space and time, the transboundary river basins Indus, Ganges, Brahmaputra, and Meghna (IGBM) in South Asia were selected as study area, having a size equivalent to around eight times the size of Germany. These basins largely depend on water resources from monsoon rainfall and High Mountain Asia which holds the largest ice mass outside the polar regions. In total, over 1.1 billion people live in this region and in parts largely depend on these water resources which are indispensable for the world's largest connected irrigated croplands and further domestic needs as well. With highly heterogeneous geographical settings, these river basins allow for a detailed analysis of the interplays between multiple spheres, including the anthroposphere, biosphere, cryosphere, hydrosphere, lithosphere, and atmosphere.
In this thesis, land surface dynamics over the last two decades (December 2002 - November 2020) were analyzed using EO time series on vegetation condition, surface water area, and snow cover area being based on MODIS imagery, the DLR Global WaterPack and JRC Global Surface Water Layer, as well as the DLR Global SnowPack, respectively. These data were evaluated in combination with further climatic, hydrological, and anthropogenic variables to estimate their influence on the three EO land surface variables. The preprocessing and harmonization of the time series was conducted using the implemented framework. The resulting harmonized feature space was used to quantify and analyze land surface dynamics by means of several statistical time series analysis techniques which were integrated into the framework. In detail, these methods involved (1) the calculation of trends using the Mann-Kendall test in association with the Theil-Sen slope estimator, (2) the estimation of changes in phenological metrics using the Timesat tool, (3) the evaluation of driving variables using the causal discovery approach Peter and Clark Momentary Conditional Independence (PCMCI), and (4) additional correlation tests to analyze the human influence on vegetation condition and surface water area.
These analyses were performed at annual and seasonal temporal scale and for diverse spatial units, including grids, river basins and subbasins, land cover and land use classes, as well as elevation-dependent zones. The trend analyses of vegetation condition mostly revealed significant positive trends. Irrigated and rainfed croplands were found to contribute most to these trends. The trend magnitudes were particularly high in arid and semi-arid regions. Considering surface water area, significant positive trends were obtained at annual scale. At grid scale, regional and seasonal clusters with significant negative trends were found as well. Trends for snow cover area mostly remained stable at annual scale, but significant negative trends were observed in parts of the river basins during distinct seasons. Negative trends were also found for the elevation-dependent zones, particularly at high altitudes. Also, retreats in the seasonal duration of snow cover area were found in parts of the river basins. Furthermore, for the first time, the application of the causal discovery algorithm on a multivariate feature space at seasonal temporal scale revealed direct and indirect links between EO land surface variables and respective drivers. In general, vegetation was constrained by water availability, surface water area was largely influenced by river discharge and indirectly by precipitation, and snow cover area was largely controlled by precipitation and temperature with spatial and temporal variations. Additional analyses pointed towards positive human influences on increasing trends in vegetation greenness. The investigation of trends and interplays across spheres provided new and valuable insights into the past state and the evolution of the land surface as well as on relevant climatic and hydrological driving variables. Besides the investigated river basins in South Asia, these findings are of great value also for other river basins and geographical regions.
Previous work on Jurassic bivalves from the Iberian Range is reviewed, whereby emphasis is placed on Callovian-Kimmeridgian species. The taxonomy, distribution pattern and ecology of the bivalve fauna occurring in Middle and Upper Jurassic rocks of the Aragonian Branch of the Iberian Range have been analysed. For this purpose 14 sections and 5 additional outcrops, selected according to the abundance of bivalves, were measured in detail and sampled. The rocks studied belong to the Chelva, Yátova, Sot de Chera and Loriguilla formations of Callovian-Kimmeridgian age. The distribution of species of bivalves is given for each section. More than 3000 specimens of bivalves representing 83 species that belong to 46 genera and subgenera of the subclasses Palaeotaxodonta, Pteriomorphia, Isofilibranchia. Palaeoheterodonta, Heterodonta and Anomaldesmata have been used for the taxonomic analysis. One species is new: Plagiostoma fuersichi from the Callovian of the Chelva Fm. The autecology (trophic group and life habit) of each bivalve has been discussed. 49 samples of four sections habe been selected for a quantitative palaeoecological analysis of the bivalve fraction of the benthic fauna. Five bivalve associations and two assemblages are recognised by a Q-mode hierarchical cluster analysis (Ward method). The main environmental factors controlling bivalve associations are thought to be substrate, water energy and distribution of organic matter. The bivalves exhibit a distinct spatial and temporal distribution pattern within the Aragonian Branch. Four of the bivalve associations occur in the Upper Oxfordian (Sot de Chera Fm) and one association in the Lower Callovian (Chelva Fm). In the Sot de Chera and Loriguilla formations, the abundance of bivalves decreases from NW to SE i.e., from relatively close to the shore line towards the distal-most part of the carbonate platform. In the Chelva Fm. bivalves are abundant in the Ariño region, interpreted as a palaeogeographic high. The distribution of bivalves might have been largely controlled by the availability of nutrients.
The high-grade metamorphic Epupa Complex (EC) of north-western Namibia constitutes the south-western margin of the Archean to Proterozoic Congo Craton. The north-eastern portion of the EC has been geochemically and petrologically investigated in order to reconstruct its tectono-metamorphic evolution. Two distinct metamorphic units have been recognized, which are separated by ductile shear zones: (1) Upper amphibolite facies rocks (Orue Unit) and (2) ultrahigh-temperature (UHT) granulite facies rocks (Epembe Unit). The rocks of the EC are transsected by a large anorthosite massif, the Kunene Intrusive Complex (KIC). The Orue Unit and the Epembe Unit were affected by two distinct Mesoproterozoic metamorphic events, as is evident from differences in their metamorphic grade, in the P-T paths and in the age of peak-metamorphism: (1) The Orue Unit consists of a Palaeoproterozoic volcano-sedimentary sequence, which was intruded by large masses of I-type granitoids and by rare mafic dykes. During the Mesoproterozoic (1390-1318 Ma) the Orue Unit rocks underwent upper amphibolite facies metamorphism. The volcano-sedimentary sequence is constituted by interlayered basaltic amphibolites and rhyolitic felsic gneisses, with intercalations of migmatitic metagreywackes, migmatitic metapelites, metaarkoses and calc-silicate rocks. The Orue Unit was subdivided into three parts, which record similar heating-cooling paths but represent individual crustal levels: Heating led to the partial replacement of amphibole, biotite and muscovite through dehydration melting reactions. The peak-metamorphic P-T conditions of c. 700°C, 6.5 +/- 1.0 kbar (south-eastern part), c. 820°C, 8 +/- 0.5 kbar (south-western part) and c. 800°C, 6.0 +/- 1.0 kbar (northern part) correlate well with the mineral assemblage in the metapelites, i.e. Grt-Bt-Sil gneisses and schist in the south-eastern and south-western region and (Grt-)Crd-Bt gneisses in the northern part. Peak-metamorphism was followed by retrograde cooling to middle amphibolite facies conditions. Contact metamorphism, related with the intrusion of the anorthosites, is restricted to the direct contact to the KIC and recorded by massive metapelitic Grt-Sil-Crd felses, formed under upper amphibolite facies conditions (c. 750°C, c. 6.5 kbar). (2) The Epembe Unit consists of a Palaeoproterozoic volcano-sedimentary succession, which was intruded by small bodies of S-type granitoids and by andesitic dykes. All these rocks underwent UHT granulite facies metamorphism during the early Mesoproterozoic (1520-1447 Ma). The volcano-sedimentary succession is dominated by interlayered basaltic two-pyroxene granulites and rhyolitic felsic granulites. Migmatitic metapelites and metagreywackes are intercalated in the metavolcanites. Sapphirine-bearing MgAl-rich gneisses occur as restitic schlieren in the migmatitic metagreywackes. Reconstructed anti-clockwise P-T paths are subdivided into several distinct stages: During prograde near-isobaric heating to UHT conditions at c. 7 kbar biotite- or hornblende-bearing mineral assemblages were almost completely replaced by anhydrous mineral assemblages through various dehydration melting reactions. A subsequent pressure increase of 2-3 kbar led to the formation of the peak-metamorphic mineral assemblages Grt-Opx and (Grt-)Opx-Cpx in the orthogneisses and Grt-Opx, Grt-Sil and (Grt-)(Spr-)Opx-Sil-Qtz in the paragneisses. UHT-Metamorphism is proved by conventional geothermobarometry (970 +/- 70°C; 9.5 +/- 2.5 kbar), by the very high Al content of peak-metamorphic orthopyroxene (up to 11.9 wt.% Al2O3) in many paragneisses and by Opx-Sil-Qtz assemblages in the MgAl-rich gneisses. Post-peak decompression is recorded by several corona and symplectite textures, formed at the expense of the peak-metamorphic phases: Initial UHT decompression of about ca. 2 kbar to 940 +/- 60°C at 8 +/- 2 kbar is mainly evident from the formation of sapphirine-bearing symplectites in the Opx-Sil gneisses. Subsequent high-temperature decompression to 6 +/- 2 kbar at 800 +/- 60°C resulted in the formation of Crd-Opx-Spl, Crd-Opx and Spl-Crd symplectites. Subsequent near-isobaric cooling to upper amphibolite conditions of 660 +/- 30°C at 5 +/- 1.5 kbar led to the re-growth of biotite, hornblende, sillimanite and garnet. During continued decompression orthopyroxene and cordierite were formed at the expense of biotite in several paragneisses. In a geodynamic model UHT metamorphism of the Epembe Unit is correlated with the formation of a large magma chamber at the mantle-crust boundary, which forms the source for the anorthosites of the KIC. In contrast, amphibolite facies metamorphism of the Orue Unit is ascribed to a regional contact metamorphic event, caused by the emplacement of the anorthositic crystal mushes in the middle crust.
Glacier outlines during the ‘Little Ice Age’ maximum in Jotunheimen were mapped by using remote sensing techniques (vertical aerial photos and satellite imagery), glacier outlines from the 1980s and 2003, a digital terrain model (DTM), geomorphological maps of individual glaciers, and field-GPS measurements. The related inventory data (surface area, minimum and maximum altitude) and several other variables (e.g. slope, range) were calculated automatically by using a geographical information system. The length of the glacier flowline was mapped manually based on the glacier outlines at the maximum of the ‘Little Ice Age’ and the DTM. The glacier data during the maximum of the ‘Little Ice Age’ were compared with the Norwegian glacier inventory of 2003. Based on the glacier inventories during the maximum of the ‘Little Ice Age’, the 1980s and 2003, a simple parameterization after HAEBERLI & HOELZLE (1995) was performed to estimate unmeasured glacier variables, as e.g. surface velocity or mean net mass balance. Input data were composed of surface glacier area, minimum and maximum elevation, and glacier length. The results of the parameterization were compared with the results of previous parameterizations in the European Alps and the Southern Alps of New Zealand (HAEBERLI & HOELZLE 1995; HOELZLE et al. 2007). A relationship between these results of the inventories and of the parameterization and climate and climate changes was made.
Mapping Bushfire Distribution and Burn Severity in West Africa Using Remote Sensing Observations
(2010)
Fire has long been considered to be the main ecological factor explaining the origin and maintenance of West African savannas. It has a very high occurrence in these savannas due to high human pressure caused by strong demographic growth and, concomitantly, is used to transform natural savannas into farmland and is also used as a provider of energy. This study was carried out with the support of the BIOTA project funded by the German ministry for Research and Education. The objective of this study is to establish the spatial and temporal distribution of bushfires during a long observation period from 2000 to 2009 as well as to assess fire impact on vegetation through mapping of the burn severity; based on remote sensing and field data collections. Remote sensing was used for this study because of the advantages that it offers in collecting data for long time periods and on different scales. In this case, the Moderate Resolution Imaging Spectroradiometer (MODIS) satellite instrument at 1km resolution is used to assess active fires, and understand the seasonality of fire, its occurrence and its frequency within the vegetation types on a regional scale. Landsat ETM+ imagery at 30 m and field data collections were used to define the characteristics of burn severity related to the biomass loss on a local scale. At a regional scale, the occurrence of fires and rainfall per month correlated very well (R2 = 0.951, r = -0.878, P < 0.01), which shows that the lower the amount of rainfall, the higher the fire occurrence and vice versa. In the dry season, four fire seasons were determined on a regional scale, namely very early fires, which announce the beginning of the fires, early and late fires making up the peak of fire in December/January and very late fires showing the end of the fire season and the beginning of the rainy season. Considerable fire activity was shown to take place in the vegetation zones between the Forest and the Sahel areas. Within these zones, parts of the Sudano-Guinean and the Guinean zones showed a high pixel frequency, i.e. fires occurred in the same place in many years. This high pixel frequency was also found in most protected areas in these zones. As to the kinds of land cover affected by fire, the highest fire occurrence is observed within the Deciduous woodlands and Deciduous shrublands. Concerning the burn severity, which was observed at a local scale, field data correlated closely with the ΔNBR derived from Landsat scenes of Pendjari National Park (R2 = 0.76). The correlation coefficient according to Pearson is r = 0.84 and according to Spearman-Rho, the correlation coefficient is r = 0.86. Very low and low burn severity (with ΔNBR value from 0 to 0.40) affected the vegetation weakly (0-35 percent of biomass loss) whereas moderate and high burn severity greatly affected the vegetation, leading to up to 100 percent of biomass loss, with the ΔNBR value ranging from 0.41 to 0.99. It can be seen from these results that remotely sensed images offer a tool to determine the fire distribution over large regions in savannas and that the Normalised Burn Ratio index can be applied to West Africa savannas. The outcomes of this thesis will hopefully contribute to understanding and, eventually, improving fire regimes in West Africa and their response to climate change and changes in vegetation diversity.
Sand ramps have been (and still are) neglected in geomorphological research. Only recently any awareness of their potential of being a major source of palaeoenvironmental information, thanks to their multi-process character, has been developed. In Namibia, sand ramps were terra incognita. This study defines, classifies and systematizes sand ramps, investigates the formative processes and examines their palaeoenvironmental significance. The study region is located between the coastal Namib desert and the Great Escarpment, between the Tiras Mountains to the north and the Aus area to the south. Two lines of work were followed: geomorphological and sedimentological investigations in the field, assisted by interpretation of satellite images, aerial photographs and topographic maps, and palaeopedological and sedimentological analytical work in the laboratory. Two generations of sand ramps could be identified. The older generation, represented by a single sand ramp within the study region, is characterized by the presence of old basal sediments. The bulk of the sand ramps is assigned to the young generation, which is divided into three morpho-types: in windward positions voluminous ramps are found, in leeward positions low-volume ramps exist, either of very high or very low slope angle. The most distinct characteristic of sand ramp sediments is their formation by interacting aeolian deposition and fluvial slope wash. The last period of deposition, which shaped all the entire young sand ramps, but also the upper part of the old ramp, is suggested to have occurred after c. 40 ka BP, implying a highly dynamic climatic system during that time, with seasonal aridity and low-frequency, but high-intensity rainfall. A phase of environmental stability followed, most likely around 25 ka BP, supporting growth of vegetation, stabilization and consolidation of the sediments as well as soil formation. Subsequently, the profile was truncated and a desert pavement formed, under climatic conditions comparable to those of the present semi-desert. The ramps were then largely cut off from the bedrock slopes, implying a change towards higher ecosystem variability. As the final major process, recent and modern aeolian sands accumulated on the upper ramp slopes. A luminescence date for the recent sand places their deposition at about 16 ka BP, close to the Last Glacial Maximum. Regarding the source of the sands, a local origin is proposed. For the sand ramp of the old generation the "basic cycle" of initial deposition, stabilization and denudation occurred twelve times, including a phase of calcrete and/or root-cast formation in each of them, adding up to around 60 changes in morphodynamics altogether. At least nine of these cycles took place between 105 ka BP and the LGM, indicating that the general cooling trend during the Late Pleistocene was subject to a high number of oscillations of the environmental conditions not identified before for southern Namibia. Due to the high resolution obtained by the study of sand ramp sediments, but also due to the very special situation of the study area in a desert margin, 100 km from the South Atlantic and in the transition zone between summer and winter rainfall, correlation with stratigraphies (of mostly lower resolution) established for different regions in southern Africa did not appear promising. In conclusion, sand ramps generally serve as a valuable tool for detailed deciphering of past morphodynamics and thereby palaeoenvironmental conditions. For south-west Namibia, sand ramps shed some more light on the Late Quaternary landscape evolution.
Landslide susceptibility assessment in the Chiconquiaco Mountain Range area, Veracruz (Mexico)
(2022)
In Mexico, numerous landslides occur each year and Veracruz represents the state with the third highest number of events. Especially the Chiconquiaco Mountain Range, located in the central part of Veracruz, is highly affected by landslides and no detailed information on the spatial distribution of existing landslides or future occurrences is available. This leaves the local population exposed to an unknown threat and unable to react appropriately to this hazard or to consider the potential landslide occurrence in future planning processes.
Thus, the overall objective of the present study is to provide a comprehensive assessment of the landslide situation in the Chiconquiaco Mountain Range area. Here, the combination of a site-specific and a regional approach enables to investigate the causes, triggers, and process types as well as to model the landslide susceptibility for the entire study area.
For the site-specific approach, the focus lies on characterizing the Capulín landslide, which represents one of the largest mass movements in the area. In this context, the task is to develop a multi-methodological concept, which concentrates on cost-effective, flexible and non-invasive methods. This approach shows that the applied methods complement each other very well and their combination allows for a detailed characterization of the landslide.
The analyses revealed that the Capulín landslide is a complex mass movement type. It comprises rotational movement in the upper parts and translational movement in the lower areas, as well as flow processes at the flank and foot area and therefore, is classified as a compound slide-flow according to Cruden and Varnes (1996). Furthermore, the investigations show that the Capulín landslide represents a reactivation of a former process. This is an important new information, especially with regard to the other landslides identified in the study area. Both the road reconstructed after the landslide, which runs through the landslide mass, and the stream causing erosion processes at the foot of the landslide severely affect the stability of the landslide, making it highly susceptible to future reactivation processes. This is particularly important as the landslide is located only few hundred meters from the village El Capulín and an extension of the landslide area could cause severe damage.
The next step in the landslide assessment consists of integrating the data obtained in the site-specific approach into the regional analysis. Here, the focus lies on transferring the generated data to the entire study area. The developed methodological concept yields applicable results, which is supported by different validation approaches.
The susceptibility modeling as well as the landslide inventory reveal that the highest probability of landslides occurrence is related to the areas with moderate slopes covered by slope deposits. These slope deposits comprise material from old mass movements and erosion processes and are highly susceptible to landslides. The results give new insights into the landslide situation in the Chiconquiaco Mountain Range area, since previously landslide occurrence was related to steep slopes of basalt and andesite.
The susceptibility map is a contribution to a better assessment of the landslide situation in the study area and simultaneously proves that it is crucial to include specific characteristics of the respective area into the modeling process, otherwise it is possible that the local conditions will not be represented correctly.
In north-western Namibia the fills of the Karoo-Etendeka depositories can be subdivided into (1) a Carboniferous-Permian, (2) a Triassic-Jurassic and (3) a Cretaceous megasequence, each recording extensional periods related to successive rifting phases in the evolving South Atlantic. The tectonic environment of the depositories in north-western Namibia changes successively from the coast towards the continental interior, which is reflected by the facies distribution and the position of time-stratigraphic gaps. Close to the present-day coastline synsedimentary listric faults, trending parallel to the South Atlantic rift (N-S), caused the formation of wedge shaped sediment bodies. Here, the Karoo Supergroup is only represented by the Permian succession in the Huab area. A hiatus within the Permian can be recognised by the correlation with the main Karoo Basin in South Africa and the Brazilian Paraná Basin. This stratal gap correlates with a pre-Beaufort Group unconformity in the main Karoo Basin that might be related to an orogenic pulse in the Cape Fold Belt. The Permian succession itself is unconformably overlain by the Lower Cretaceous Etendeka Group. This hiatus extending from the Upper Permian to the Lower Cretaceous has probably been induced by a combination of rift shoulder uplift and additional crustal doming associated with Etendeka flood volcanism. The enhanced tectonism during the Early Cretaceous controlled accommodation space for the alluvial-fluvial and aeolian deposits of the lower Etendeka Group. Disconformities within those deposits and the overlying lava succession attribute to distinct phases of tectonic and volcanic activity heralding the South Atlantic breakup. Towards the south-east, the Karoo succession becomes successively more complete. In the vicinity of Mt. Brandberg Early Triassic strata (Middle Omingonde Formation) follow disconformably above the Upper Permian/Lowermost Triassic Doros Formation. The sedimentation there was essentially controlled by the SW-NE trending Damaraland Uplift. South of the Damaraland Uplift the SW-NE trending Waterberg-Omaruru Fault zone is interpreted as a sinistral oblique-slip fault that compartmentalised the South Atlantic rift. This fault controlled accommodation space of the entire Triassic Omingonde Formation and the Early Jurassic Etjo Formation in its associated pull-apart and transtension structures. A locally well developed angular unconformity defines a hiatus between the two formations. Correlation with the main Karoo Basin in South Africa confirms that this gap is of a regional extent and not only a local, fault induced feature. Furthermore, it might also correlate with an orogenic pulse of the Cape Fold Belt. In general, the Mesozoic megasequences record the long-lived history of the southern Atlantic rift evolution. Rifting has been controlled by orogenic pulses derived from the Samfrau active margin throughout the Mesozoic. The associated intracratonic E-W extension caused the formation of grabens and conjugated oblique-slip zones. The generation of voluminous flood basalts marks the climax of intracratonic extension that was accompanied by enhanced uplift of the rift shoulders.
This work presents the analysis, 3D modeling and interpretation of gravity and aeromagnetic data of Jordan and Middle East. The potential field data delineate the location of the major faults, basins, swells, anticlines, synclines and domes in Jordan. The surface geology of Jordan and the immediate area east of the Rift is dominated by two large basins, the Al-Jafr basin in the south and the Al-Azraq-Wadi as Sirhan basin to the northeast. These two basins strike southeast-northwest and are separated by an anticlinal axis, the Kilwah-Bayir swell. The Karak Wadi El Fayha fault system occurs along the western flank of the swell. The Swaqa fault occurs on the southwest hinge of Al-Azraq basin and the Fuluq fault occurs on its northeast hinge. In the south west of Jordan, Wadi Utm-Quwaira and Disi-Mudawara fault zones are shown clearly in the aeromagnetic and gravity maps. The previous major faults are well correlated with the structural map of Jordan published by Bender (1968). 3D modeling of gravity data in the Dead Sea basin (DSB) was used together with existing geological and geophysical information to give a complete structural picture of the basin. The 3D models of the DSB show that the internal structure of the Dead Sea basin (DSB) is controlled by longitudinal faults and the basin is developed as a full graben bounded by sub-vertical faults along its long sides. In the northern planes of the 3D model, the accumulation of Quaternary (salt and marl) and Mesozoic (pre-rift) sediments are thinner than in the central and southern planes of the model. In the northern planes, the thickness of the Quaternary sediments is about 4 km, 5 km in the southern planes and it exceeds 8 km in the central planes of the DSR. The thickness of the pre-rift sediments reaches 10-12 km in the northern and southern planes and exceeds 15 km in the central planes of the DSR. The planes of the 3D models show that the depth to the crystalline basement under the eastern shoulders of the DSR is shallower than those beneath the western shoulders. It is about 3-5 km beneath the eastern shoulders and 7-9 km under the western shoulder of the DSR. The gravity anomaly maps of residual and first derivative gravity delineate the subsurface basins of widely varying size, shape, and depth along the Rift Valley. The basins are created by the combination of the lateral motion along a right-tending step over and normal faulting along the opposite sides. Al Bakura basin occupies the upper Jordanian River valley and extends into the southern Tiberias Lake. Bet Shean basin to the south of Al Bakura basin plunges asymmetrically toward the east. The Damia basin, comprising the central Jordan Valley and Jericho areas to the north of the Dead Sea is shallow basin (~600-800m deep). The Lisan basin is the deepest basin in the Rift. The 3D gravity models indicate a maximum of ~12 km of basin fill. Three basins are found in Wadi Araba area, Gharandal, Timna (Qa'-Taba) and Aqaba (Elat) basin. The three basins become successively wider and deeper to the south. The three regional gravity long E-W profiles (225 km) from the Mediterranean Sea crossing the Rift Valley to the east to the Saudi Arabia borders, show the positive correlation between topography and free air anomaly and strong negative Bouguer anomaly under the central part of the Dead Sea Basin (DSB) and normal regional Bouguer anomaly outside of the DSB in the transform valley. Depth to the top of the bedrock in the under ground of Jordan was calculated from potential field data. The basement crops out in the south west of Jordan and becomes deeper to northwards and eastwards to be about ~ 8 km below ground surface in the Risha area.
Environmental interlinked problems such as human-induced land cover change, water scarcity, loss in soil fertility, and anthropogenic climate change are expected to affect the viability of agriculture and increase food insecurity in many developing countries. Climate change is certainly the most serious of these challenges for the twenty-first century. The poorest regions of the world – tropical West Africa included – are the most vulnerable due to their high dependence on climate and weather sensitive activities such as agriculture, and the widespread poverty that limits the institutional and economic capacities to adapt to the new stresses brought about by climate change. Climate change is already acting negatively on the poor smallholders of tropical West Africa whose livelihoods dependent mainly on rain-fed agriculture that remains the cornerstone of the economy in the region. Adaptation of the agricultural systems to climate change effects is, therefore, crucial to secure the livelihoods of these rural communities. Since information is a key for decision-making, it is important to provide well-founded information on the magnitude of the impacts in order to design appropriate and sustainable adaptation strategies.
Considering the case of agricultural production in the Republic of Benin, this study aims at using large-scale climatic predictors to assess the potential impacts of past and future climate change on agricultural productivity at a country scale in West Africa. Climate signals from large-scale circulation were used because state-of-the art regional climate models (RCM) still do not perfectly resolve synoptic and mesoscale convective processes. It was hypothesised that in rain-fed systems with low investments in agricultural inputs, yield variations are widely governed by climatic factors. Starting with pineapple, a perennial fruit crops, the study further considered some annual crops such as cotton in the group of fibre crops, maize, sorghum and rice in the group of cereals, cowpeas and groundnuts belonging to the legume crops, and cassava and yams which are root and tuber crops. Thus the selected crops represented the three known groups of photosynthetic pathways (i.e. CAM, C3, and C4 plants).
In the study, use was made of the historical agricultural yield statistics for the Republic of Benin, observed precipitation and mean near-surface air temperature data from the Climatic Research Unit (CRU TS 3.1) and the corresponding variables simulated by the regional climate model (RCM) REMO. REMO RCM was driven at its boundaries by the global climate model ECHAM 5. Simulations with different greenhouse gas concentrations (SRES-A1B and B1 emission scenarios) and transient land cover change scenarios for present-day and future conditions were considered. The CRU data were submitted to empirical orthogonal functions analysis over the north hemispheric part of Africa to obtain large-scale observed climate predictors and associated consistent variability modes. REMO RCM data for the same region were projected on the derived climate patterns to get simulated climate predictors. By means of cross-validated Model Output Statistics (MOS) approach combined with Bayesian model averaging (BMA) techniques, the observed climate predictors and the crop predictand were further on used to derive robust statistical relationships. The robust statistical crop models perform well with high goodness-of-fit coefficients (e.g. for all combined crop models: 0.49 ≤ R2 ≤ 0.99; 0.28 ≤ Brier-Skill-Score ≤ 0.90).
Provided that REMO RCM captures the main features of the real African climate system and thus is able to reproduce its inter-annual variability, the time-independent statistical transfer functions were then used to translate future climate change signal from the simulated climate predictors into attainable crop yields/crop yield changes. The results confirm that precipitation and air temperature governed agricultural production in Benin in general, and particularly, pineapple yield variations are mainly influenced by temperature. Furthermore, the projected yield changes under future anthropogenic climate change during the first-half of the 21st century amount up to -12.5% for both maize and groundnuts, and -11%, -29%, -33% for pineapple, cassava, and cowpeas respectively. Meanwhile yield gain of up to +10% for sorghum and yams, +24% for cotton, and +39% for rice are expected. Over the time period 2001 – 2050, on average the future yield changes range between -3% and -13% under REMO SRES–B1 (GHG)+LCC, -2% and -11% under REMO SRES–A1B (GHG only),and -3% and -14% under REMO SRES–A1B (GHG)+LCC for pineapple, maize, sorghum, groundnuts, cowpeas and cassava. In the meantime for yams, cotton and rice, the average yield gains lie in interval of about +2% to +7% under REMO SRES–B1 (GHG)+LCC, +0.1% and +12% under REMO SRES–A1B (GHG only), and +3% and +10% under REMO SRES–A1B (GHG)+LCC. For sorghum, although the long-term average future yield depicts a reduction there are tendencies towards increasing yields in the future. The results also reveal that the increases in mean air temperature more than the changes in precipitation patterns are responsible for the projected yield changes. As well the results suggest that the reductions in pineapple yields cannot be attributed to the land cover/land use changes across sub-Saharan Africa. The production of groundnuts and in particular yams and cotton will profit from the on-going land use/land cover changes while the other crops will face detrimental effects.
Henceforth, policymakers should take effective measures to limit the on-going land degradation processes and all other anthropogenic actions responsible for temperature increase. Biotechnological improvement of the cultivated crop varieties towards development of set of seed varieties adapted to hotter and dry conditions should be included in the breeding pipeline programs. Amongst other solutions, application of appropriate climate-smart agricultural practices and conservation agriculture are also required to offset the negative impacts of climate change in agriculture.
This thesis on the “Impacts of extreme hydro-meteorological events on electricity generation and possible adaptation measures – a GIS-based approach for corporate risk management and enhanced climate mitigation concepts in Germany” presents an identification of hydro-meteorological extreme events in Germany and their effects on electricity generating units, i.e. on conventional thermal and nuclear power plants as well as on installations of the renewable energies of hydropower, wind energy and photovoltaic installations. In addition, adaptation measures and strategies are named that help power plant operators to prepare for a changing climate. Due to the different requirements of large facility operators and local planners and owners of renewable energies, the work contains the two approaches of corporate risk management and climate mitigation concepts. A changing climate not only consists of a shift in mean values of weather parameters such as global and regional air temperature and precipitation, but may also result in more frequent and more severe single events such as extreme precipitation, tornadoes and thunderstorms. In two case studies, these findings are implemented into an adjusted general risk management structure. This is enhanced by the use of Geographical Information Systems (GIS) to accomplish a localisation of events and infrastructure. The first example gives insight into the consequences of ice throw from wind turbines and how climate mitigation concepts can act as a framework for an adapted, sustainable energy planning. The second example on the other hand highlights a GIS-based flood risk management for thermal power plants and the benefits of an adjusted corporate risk management cycle. The described approach leads to an integrated management of extreme hydro-meteorological events at power plant site respectively district level by combining two cycles of site-related and local planning in addition to GIS-based analyses. This is demonstrated as an example by the comparison of two districts in Germany. The practical outcome is a comprehensive support for decision-making processes.
This study has focused on hydrogeological and hydrochemical settings of the Northern Namibian Kalahari Catchment which is the Namibian part of the Makgadikgadi-Kalahari-Catchment. Recharge has been the subject of process-understanding, quantification and regionalisation. Within the semiarid study area a bimodal surface constitution is prominent: hardrocks areas allow for fast infiltration along karsts and joints, whereas areas covered by unconsolidated sediments receive minor diffuse recharge and locally some preferred flow path recharge develops along shrinkage cracks and rootlets. Five substratum classes have been soil physically studied: Pans and vleis, brown to red soils, dune sand, soil with an aeolian influence, and calcrete. Aeolian sands are most promising for the development of direct diffuse recharge. Recharge by preferred flow might occur in all soil classes either due to joints in calcrete or structures and rootlets in soils. All soil classes contribute to indirect recharge because even the dune sand allows, albeit very locally, the generation of runoff. The occurrences of recharge through the unconsolidated soil and the hardrocks have been confirmed by hydrograph interpretation and by a study of hydrochemical data which identified groundwater of flood water and flood water after soil passage composition. Other prominent hydrochemical processes in the Kalahari are associated with the carbonate-equilibrium-system, mixing with highly mineralised water that is either sulphate (central area) or chloride dominated (fringe area) and development of sodium hydrogencarbonate water types. The latter is mostly generated by feldspar weathering. Variations of the hydrochemical compositions were observed for shallow groundwaters. They do not only reflect the recharge amount but also the recharge conditions, e.g. a wetter year is allowing more vegetation which increases the hydrogencarbonate content. Inverse determination of recharge by the chloride mass balance method gives recharge amounts between 0.2 and locally more than 100 mm/a. The least favoured recharge conditions are found for Kalahari covered areas, the largest amount occurs in the Otavi area. The distribution of recharge areas within the catchment is rather complex and regionalisation of recharge for the entire catchment was done by a forward approach using satellite images and by an inverse approach using hydrochemical data. From the inverse hydrochemical approach a basin-wide balanced recharge amount of 1.39 mm/a is achieved. The forward approach gave a basin-wide figure of 0.88 (minimum assumption) to 4.53 mm/a (maximum assumption). A simplistic groundwater flow model confirmed the results from the minimum recharge regionalisation by satellite images and the result from the hydrochemical approach. Altogether a mutually verified basin-wide recharge figure of ca. 1 mm/a turns out.
The coast of Aqaba and the Aqaba region (Jordan) were investigated on their hydrogeo-ecosystem. The results of the research were translated into digits to build a geo-spatial data base. The fillings of the graben aquifer receive indirect type of recharge through the side wadis which drain the highlands. Surface water balance was modeled for a period of 20 years of daily climate records using MODBIL program which attributes direct recharge to wet years only. The hydrodynamic fresh water/seawater interface in the coastal zones was investigated by applying vertical geoelectric surveys and models of several methods to confirm its coincidence with the aquifer’s flow amounts, where human impacts in terms of over-pumping allowed more encroachment of seawater into land, and unintended recharge which led to seaward interface migration. A groundwater balance and solute transport were approached by developing a flow model from the hydrogeological and hydrochemical data. The nature of soil cover and aquifer whose physical properties enhance human impacts indicated the vulnerability of groundwater to pollution. This certainly threatens the marine ecology which forms the sink where the in-excess flow ends. The constructed digital background was exported into GIS to sub-zone the study area in terms of the aquifer’s vulnerability to pollution risks using DRASTIC index. However, it was unable to meet all geo-spatial factors that proved to have significant impacts on the vulnerability. Consequently, a comprehensive index -SALUFT- was developed. This suggests the suitable land use units for each zone in the light of vulnerability grades aiming at protecting the available groundwater resources.
A quantitative model of groundwater flows contributing to the Goblenz state water scheme at the north-western fringe of the Kalahari was developed within this study. The investigated area corresponds to the Upper Omatako basin and encompasses an outer mountainous rim and sediments of the Kalahari sand desert in the centre. This study revealed the eminent importance of the mountainous rim for the water balance of the Kalahari, both in terms of surface and ground water. A hydrochemical subdivision of groundwater types in the mountain rim around the Kalahari was derived from cluster analysis of hydrochemical groundwater data. The western and south-western secondary aquifers within rocks of the Damara Sequence, the Otavi Mountain karst aquifers of the Tsumeb and Abenab subgroups as well as the Waterberg Etjo sandstone aquifer represent the major hydrochemical groups. Ca/Mg and Sr/Ca ratios allowed to trace the groundwater flow from the Otavi Mountains towards the Kalahari near Goblenz. The Otavi Mountains and the Waterberg were identified as the main recharge areas showing almost no or only little isotopic enrichment by evaporation. Soil water balance modelling confirmed that direct groundwater recharge in hard-rock environments tends to be much higher than in areas covered with thick Kalahari sediments. According to the water balance model average recharge rates in hard-rock exposures with only thin sand cover are between 0.1 and 2.5 % of mean annual rainfall. Within the Kalahari itself very limited recharge was predicted (< 1 % of mean annual rainfall). In the Upper Omatako basin the highest recharge probability was found in February in the late rainfall season. The water balance model also indicated that surface runoff is produced sporadically, triggering indirect recharge events. Several sinkholes were discovered in the Otavi Foreland to the north of Goblenz forming short-cuts to the groundwater table and preferential recharge zones. Their relevance for the generation of indirect recharge could be demonstrated by stable isotope variations resulting from observed flood events. Within the Kalahari basin several troughs were identified in the pre-Kalahari surface by GIS-based analyses. A map of saturated thickness of Kalahari sediments revealed that these major troughs are partly saturated with groundwater. The main trough, extending from south-west to north-east, is probably connected to the Goblenz state water scheme and represents a major zone of groundwater confluence, receiving groundwater inflows from several recharge areas in the Upper Omatako basin. As a result of the dominance of mountain front recharge the groundwater of the Kalahari carries an isotopic composition of recharge at higher altitudes. The respective percentages of inflow into the Kalahari from different source areas were determined by a mixing-cell approach. According to the mixing model Goblenz receives most of its inflow (70 to 80 %) from a shallow Kalahari aquifer in the Otavi Foreland which is connected to the Otavi Mountains. Another 15 to 10 % of groundwater inflow to the Kalahari at Goblenz derive from the Etjo sandstone aquifer to the south and from inflow of a mixed component. In conclusion, groundwater abstraction at Goblenz will be affected by measures that heavily influence groundwater inflow from the Otavi Mountains, the Waterberg, and the fractured aquifer north of the Waterberg.
The Kaapvaal Craton hosts a number of large gold deposits (e.g. Witwatersrand Supergroup) which mining companies have exploited at certain stratigraphic positions. It also hosts the largest platinum group element (PGE) deposits (e.g. Bushveld Igneous Complex) which mining companies have exploited in different mineralised layered magmatic zones. In spite of the extensive exploration history in the Kaapvaal Craton, the origin of the Witwatersrand gold deposits and Bushveld Igneous Complex PGE deposits has remained one of the most debated topics in economic geology. The goal of this study was to identify the geochemical characteristics of marine shales in the Barberton, Witwatersrand, and Transvaal supergroups in South Africa in order to make inferences on their sediment provenance and siderophile element endowments. Understanding why some of the Archaean and Proterozoic hinterlands are heavily mineralised, compared to others with similar geological characteristics, will aid in the development of more efficient exploration models. Fresh, unmineralised marine shales from the Barberton (Fig Tree and Moodies groups), Witwatersrand (West Rand and Central Rand groups), and Transvaal (Black Reef Formation and Pretoria Group) supergroups were sampled from drill core and underground mining exposures. Analytical methods, such as X-ray powder diffraction (XRD), optical microscopy, X-ray fluorescence (XRF), inductively coupled plasma optical emission spectroscopy (ICP-OES), inductively coupled plasma mass spectrometry (ICP-MS), and electron microprobe analysis (EMPA) were applied to comprehensively characterise the shales. All of the Au and PGE assays examined the newly collected shale samples.
The Barberton Supergroup shales consist mainly of quartz, illite, chlorite, and albite, with diverse heavy minerals, including sulfides and oxides, representing the minor constituents. The regionally persistent Witwatersrand Supergroup shales consist mainly of quartz, muscovite, and chlorite, and also contain minor constituents of sulfides and oxides. The Transvaal Supergroup shales comprise quartz, chlorite, and carbonaceous material. Major, trace (including rare-earth element) concentrations were determined for shales from the above supergroups to constrain their source and post-depositional evolution. Chemical variations were observed in all the studied marine shales. Results obtained from this study revealed that post-depositional modification of shale chemistry was significant only near contacts with over- and underlying coarser-grained siliciclastic rocks and along cross-cutting faults, veins, and dykes. Away from such zones, the shale composition remained largely unaltered and can be used to draw inferences concerning sediment provenance and palaeoweathering in the source region and/or on intrabasinal erosion surfaces. Evaluation of weathering profiles through sections of the studied supergroups revealed that the shales therein are characterised by high chemical index of alteration (CIA), chemical index of weathering (CIW), and index of compositional variability (ICV), suggesting that the source area was lithologically complex and subject to intense chemical weathering.
A progressive change in the chemical composition was identified, from a dominant ultramafic–mafic source for the Fig Tree Group to a progressively felsic–plutonic provenance for the Moodies Group. The West Rand Group of the Witwatersrand Supergroup shows a dominance of tonalite–trondhjemite–granodiorite and calcalkaline granite sources. Compositional profiles through the only major marine shale unit within the Central Rand Group indicate the progressive unroofing of a granitic source in an otherwise greenstone-dominated hinterland during the course of sedimentation. No plausible likely tectonic setting was obtained through geochemical modelling. However, the combination of the systematic shale chemistry, geochronology, and sedimentology in the Witwatersrand Supergroup supports the hypothesised passive margin setting for the >2.98 to 2.91 Ga West Rand Group, and an active continental margin source for the overlying >2.90 to 2.78 Ga Central Rand Group, along with a foreland basin setting for the latter.
Ultra-low detection limit analyses of gold and PGE concentrations revealed a variable degree of gold accumulation within pristine unmineralised shales. All the studied shales contain elevated gold and PGE contents relative to the upper continental crust, with marine shales from the Central Rand Group showing the highest Au (±9.85 ppb) enrichment. Based on this variation in the provenance of contemporaneous sediments in different parts of the Kaapvaal Craton, one can infer that the siderophile elements were sourced from a fertile hinterland, but concentrated into the marine shales by a combination of different processes. It is proposed that accumulation of siderophile elements in the studied marine shales was mainly controlled by mechanical coagulation and aggregation. These processes involved suspended sediments, fine gold particles, and other trace elements being trapped in marine environments. Mechanical coagulation and aggregation resulted in gold enrichments by 2–3 orders of magnitude, whereas some of the gold in these marine shales can be reconciled by seawater adsorption into sedimentary pyrite.
For the source of gold and PGEs in the studied marine shales in the Kaapvaal Craton, a genetic model is proposed that involves the following:
(1) A highly siderophile elements enriched upper mantle domain, herein referred to as “geochemically anomalous mantle domain”, from which the Kaapvaal crust was sourced. This mantle domain enriched in highly siderophile elements was formed either by inhomogeneous mixing with cosmic material that was added during intense meteorite bombardment of the Hadaean to Palaeoarchaean Earth or by plume-like ascent of relics from the core–mantle boundary. In both cases, elevated siderophile elements concentrations would be expected. The geochemically anomalous mantle domain is likely the ultimate source of the Witwatersrand modified palaeoplacer gold deposits and was tapped again ca. 2.054 Ga during the emplacement of the Bushveld Igneous Complex. Therefore, I propose that there is a genetic link (i.e. common geochemically anomalous mantle source) between the Witwatersrand gold deposits and the younger Bushveld Igneous Complex PGE deposits.
(2) Scavenging of crustal gold by various surface processes such as trapping of gold from Archaean/Palaeoproterozoic river water on the surface of local photosynthesizing cyanobacterial or microbial mats, and reworking of these mats into erosion channels during flooding events.
The above two models complement each other, with model (1) providing a common geological source for the Witwatersrand gold and Bushveld Igneous Complex PGE deposits, and model (2) explaining the processes responsible for Witwatersrand-type gold pre-concentration processes. In sequences such as the Transvaal Supergroup, a less fertile hinterland and/or less reworking of older sediments led to a correspondingly lower gold endowment. These findings indicate temporal distribution of siderophile elements in the upper crust (e.g. marine shales). The overall implications of these findings are that background concentrations of gold and PGEs can be used to target potential exploration areas in other cratons of similar age. This increases the likelihood of finding other Witwatersrand-type gold or Bushveld Igneous Complex-type PGE deposits in other cratons.
Considering its social, economic and natural conditions the Mediterranean Area is a highly vulnerable region by designated affections of climate change. Furthermore, its climatic characteristics are subordinated to high natural variability and are steered by various elements, leading to strong seasonal alterations. Additionally, General Circulation Models project compelling trends in specific climate variables within this region. These circumstances recommend this region for the scientific analyses conducted within this study. Based on the data of the CMIP3 database, the fundamental aim of this study is a detailed investigation of the total variability and the accompanied uncertainty, which superpose these trends, in the projections of temperature, precipitation and sea-level pressure by GCMs and their specific realizations. Special focus in the whole study is dedicated to the German model ECHAM5/MPI-OM. Following this ambition detailed trends and mean values are calculated and displayed for meaningful time periods and compared to reanalysis data of ERA40 and NCEP. To provide quantitative comparison the mentioned data are interpolated to a common 3x3° grid.
The total amount of variability is separated in its contributors by the application of an Analysis of Variance (ANOVA). For individual GCMs and their ensemble-members this is done with the application of a 1-way ANOVA, separating a treatment common to all ensemble-members and variability perturbating the signal given by different initial conditions. With the 2-way ANOVA the projections of numerous models and their realizations are analysed and the total amount of variability is separated into a common treatment effect, a linear bias between the models, an interaction coefficient and the residuals.
By doing this, the study is fulfilled in a very detailed approach, by considering yearly and seasonal variations in various reasonable time periods of 1961-2000 to match up with the reanalysis data, from 1961-2050 to provide a transient time period, 2001-2098 with exclusive regard on future simulations and 1901-2098 to comprise a time period of maximum length. The statistical analyses are conducted for regional-averages on the one hand and with respect to individual grid-cells on the other hand. For each of these applications the SRES scenarios of A1B, A2 and B1 are utilized. Furthermore, the spatial approach of the ANOVA is substituted by a temporal approach detecting the temporal development of individual variables. Additionally, an attempt is made to enlarge the signal by applying selected statistical methods.
In the detailed investigation it becomes evident, that the different parameters (i.e. length of temporal period, geographic location, climate variable, season, scenarios, models, etc…) have compelling impact on the results, either in enforcing or weakening them by different combinations. This holds on the one hand for the means and trends but also on the other hand for the contributions of the variabilities affecting the uncertainty and the signal. While temperature is a climate variable showing strong signals across these parameters, for precipitation mainly the noise comes to the fore, while for sea-level pressure a more differentiated result manifests. In turn, this recommends the distinguished consideration of the individual parameters in climate impact studies and processes in model generation, as the affecting parameters also provide information about the linkage within the system.
Finally, an investigation of extreme precipitation is conducted, implementing the variables of the total amount of heavy precipitation, the frequency of heavy-precipitation events, the percentage of this heavy precipitation to overall precipitation and the mean daily intensity from events of heavy precipitation. Each time heavy precipitation is defined to exceed the 95th percentile of overall precipitation. Consecutively mean values of these variables are displayed for ECHAM5/MPI-OM and the multi-model mean and climate sensitivities, by means of their difference between their average of the past period of 1981-2000 and the average of one of the future periods of 2046-2065 or 2081-2100. Following this investigation again an ANOVA is conducted providing a quantitative measurement of the severity of change of trends in heavy precipitation across several GCMs.
Besides it is a difficult task to account for extreme precipitation by GCMs, it is noteworthy that the investigated models differ highly in their projections, resulting partially in a more smoothed and meaningful multi-model mean. Seasonal alterations of the strength of this behaviour are quantitatively supported by the ANOVA.
The Skeleton Coast forms part of the Atlantic coastline of NW Namibia comprising several ephemeral rivers, which flow west-southwest towards the Atlantic Ocean. The area is hyper-arid with less than 50 mm average annual rainfall and a rainfall variability of 72%. Therefore, the major catchment areas of the rivers are about 100-200 km further inland in regions with relatively high annual rainfall of 300-600 mm. The coastal plain in the river downstream areas is characterized by a prominent NNW trending, 165 km long belt of 20-50 m high, locally compound, barchanoid and transverse dunes. This dune belt, termed Skeleton Coast Erg, starts abruptly with a series of barchans and large compound dunes 15 km north of the Koigab River and extends from 2-5 km inland sub-parallel to the South Atlantic margin of NW Namibia over a width of 3-20 km. As the SSE-NNW trending dune belt is oriented perpendicular to river flow, the dunefield dams and interacts with the west-southwestward flowing ephemeral river systems. This study focused on three main topics: 1) investigation and classification of the Koigab Fan, 2) the investigation of the Cenozoic succession in the Uniabmond area and 3) comparative studies of fluvio-aeolian interaction between five ephemeral rivers and the Skeleton Coast Erg. Sedimentological and geomorphological investigations show that the Koigab Fan represents a yet undocumented type of a braided fluvial fan system, which operates in an arid climatic, tropical latitude setting, is dominated by ephemeral mixed gravel/sand braided rivers, lacks significant vegetation on the fan surface, has been relatively little affected by human activity, is a perfect study site for recording various types of fluvio-aeolian interaction and thereby acts additionally as a model for certain Precambrian and Early Palaeozoic fan depositional systems deposited prior to the evolution of land plants. The Cenozoic succession in the Uniabmond area consists of three major unconformity-bounded units, which have been subdivided into the Red Canyon, the Whitecliff, and the Uniabmond Formation. The Tertiary Red Canyon Fm. is characterized by continental reddish sediments documenting an alluvial fan and braided river to floodplain depositional environment. The Whitecliff Fm. displays a wide variety of continental and marine facies. This formation provides the possibility to examine fluvio-aeolian interactions and spectacular, steep onlap relationships towards older sediments preserved in ancient seacliffs. The Whitecliff Fm. has been subdivided into four sedimentary cycles, which resulted from sea level changes during the Plio- to Middle Pleistocene. The following Uniabmond Fm. provides a unique insight into the depositional history of the NW Namibian coast during the Last Pleistocene glacial cycle. The formation has been subdivided into four units, which are separated by unconformities controlled by sea level changes. Unit 1 represents deposits of an Eemian palaeo-beach. The overlying Units 2-4 build up the sedimentary body of the Uniab Fan, again a braided river dominated fan, which is nowadays degraded and characterized by deeply incised valleys, deflation surfaces and aeolian landforms. The Uniabmond Fm. is overlain by the dunes of the Skeleton Coast Erg, whose development is related to the Last Glacial Maximum (LGM). The damming of river flow by aeolian landforms has been previously recognized as one of several principal types of fluvio-aeolian interaction. Five ephemeral rivers (from S to N: Koigab, Uniab, Hunkab, Hoanib, Hoarusib), which variously interact with the Skeleton Coast Erg, were chosen for the purpose of this study to consider the variability of parameters within these fluvio-aeolian systems and the resulting differences in the effectiveness of aeolian damming. The fluvio-aeolian interactions between the rivers and the dune field are controlled by the climate characteristics and the geology of the river catchment areas, the sediment load of the rivers, their depositional architecture, the longitudinal river profiles as well as the anatomy of the Skeleton Coast Erg. Resulting processes are 1) aeolian winnowing of fluvially derived sediments and sediment transfer into and deposition in the erg; 2) dune erosion during break-through resulting in hyperconcentrated flow and intra-erg mass flow deposits; 3) the development of extensive flood-reservoir basins caused by dune damming of the rivers during flood; 4) interdune flooding causing stacked mud-pond sequences; and 5) the termination of the erg by more frequent river floods.