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Single molecule localization microscopy has seen a remarkable growth since its first
experimental implementations about a decade ago. Despite its technical challenges,
it is already widely used in medicine and biology and is valued as a unique tool
to gain molecular information with high specificity. However, common illumination techniques do not allow the use of single molecule sensitive super-resolution
microscopy techniques such as direct stochastic optical reconstruction microscopy
(dSTORM) for whole cell imaging. In addition, they can potentially alter the
quantitative information.
In this thesis, I combine dSTORM imaging in three dimensions with lattice lightsheet illumination to gain quantitative molecular information from cells unperturbed by the illumination and cover slip effects. Lattice light-sheet illumination
uses optical lattices for beam shaping to restrict the illumination to the detectable
volume. I describe the theoretical background needed for both techniques and detail
the experimental realization of the system as well as the software that I developed
to efficiently evaluate the data.
Eventually, I will present key datasets that demonstrate the capabilities of the
developed microscope system with and without dSTORM. My main goal here was
to use these techniques for imaging the neural cell adhesion molecule (NCAM, also
known as CD56) in whole cells. NCAM is a plasma membrane receptor known to
play a key role in biological processes such as memory and learning. Combining
dSTORM and lattice light-sheet illumination enables the collection of quantitative
data of the distribution of molecules across the whole plasma membrane, and shows
an accumulation of NCAM at cell-cell interfaces. The low phototoxicity of lattice
light-sheet illumination further allows for tracking individual NCAM dimers in living cells, showing a significant dependence of its mobility on the actin skeleton of
the cell.
We investigate transport measurements on all II-VI semiconductor resonant tunneling diodes (RTDs). Being very versatile, the dilute magnetic semiconductor (DMS) system (Zn,Be,Mn,Cd)Se is a perfect testbed for various spintronic device designs, as it allows for separate control of electrical and magnetic properties. In contrast to the ferromagnetic semiconductor (Ga,Mn)As, doping ZnSe with Mn impurities does not alter the electrical properties of the semiconductor, as the magnetic dopant is isoelectric in the ZnSe host.
For the realization of a programmable logic device, or indeed any nanoscale device, we need a reliable method to probe the magnetization direction of local domains. For this purpose we extend investigations on the previously discovered tunneling anisotropic magneto resistance effect (TAMR) by scaling the pillar size from 100 µm down to 260 nm. We start in chapter 4 with a theoretical description of the TAMR effect and show experimental data of miniaturized pillars in chapter 5. With such small TAMR probes we are able to locally sense the magnetization on the 100 nm scale. Sub-micron TAMR and anisotropic magneto resistance (AMR) measurements of sub-millimeter areas show that the behavior of macroscopic (Ga,Mn)As regions is not that of a true macrospin, but rather an ensemble average of the behavior of many nearly identical macrospins. This shows that the magnetic anisotropies of the local regions are consistent with the behavior extracted from macroscopic characterization. A fully electrically controllable read-write memory device out the ferromagnetic semiconductor (Ga,Mn)As is presented in chapter 6. The structure consists of four nanobars which are connected to a circular center region. The first part of the chapter describes the lithography realization of the device. We make use of the sub-micron TAMR probes to read-out the magnetization state of a 650 nm central disk. Four 200 nm wide nanobars are connected to the central disk and serve as source and drain of a spin-polarized current. With the spin-polarized current we are able to switch the magnetization of the central disk by means of current induced switching. Injecting polarized holes with a spin angular momentum into a magnetic region changes the magnetization direction of the region due to the p-d exchange interaction between localized Mn spins and itinerant holes. The magnetization of the central disk can be controlled fully electrically and it can serve as one bit memory element as part of a logic device. In chapter 7 we discuss the domain wall resistance in (Ga,Mn)As. At the transition from nanobars to central disk we are able to generate 90° and 180° domain walls and measure their resistance. The results presented from chapter 5 to 7 combined with the preexisting ultracompact (Ga,Mn)As-based memory cell of ref. [Papp 07c] are the building blocks needed to realize a fully functioning programmable logic device. The work of ref. [Papp 07c] makes use of lithographically engineered strain relaxation to produce a structure comprised of two nanobars with mutually orthogonal uniaxial easy axes, connected by a narrow constriction. Measurements showed that the resistance of the constriction depends on the relative orientation of the magnetization in the two bars. The programmable logic device consists of two central disks connected by a small constriction. The magnetization of the two central disks are used as the input bits and the constriction serves as the output during the logic operation. The concept is introduced in the end of chapter 6 and as an example for a logic operation an XOR gate is presented. The functionality of the programmable logic scheme presented here can be straightforwardly extended to produce multipurpose functional elements, where the given geometry can be used as various different computational elements depending on the number of input bits and the chosen electrical addressing. The realization of such a programmable logic device is shown in chapter 8, where we see that the constriction indeed can serve as a output of the logic operation because its resistance is dependent on the relative magnetization state of both disks. Contrary to ref. [Papp 07c], where the individual magnetic elements connected to the constriction only have two non-volatile magnetic states, each disk in our scheme connected to the constriction has four non-volatile magnetic states. Switching the magnetization of a central disk with an electrical current does not only change the TAMR read-out of the respective disk, it also changes the resistance of the constriction. The resistance polar plot of the constriction maps the relative magnetization states of the individual disks. The presented device design serves as an all-electrical, all-semiconductor logic element. It combines a memory cell and data processing in a single monolithic paradigm.
In this thesis, I present a model system for carbohydrate interactions with single-crystalline Ru surfaces. Geometric and electronic properties of copper phthalocyanine (CuPc) on top of graphene on hexagonal Ru(0001), rectangular Ru(10-10) and vicinal Ru(1,1,-2,10) surfaces have been studied. First, the Fermi surfaces and band structures of the three Ru surfaces were investigated by high-resolution angle-resolved photoemission spectroscopy. The experimental data and theoretical calculations allow to derive detailed information about the momentum-resolved electronic structure. The results can be used as a reference to understand the chemical and catalytic properties of Ru surfaces. Second, graphene layers were prepared on the three different Ru surfaces. Using low-energy electron diffraction and scanning tunneling microscopy, it was found that graphene can be grown in well-ordered structures on all three surfaces, hexagonal Ru(0001), rectangular Ru(10-10) and vicinal Ru(1,1,-2,10), although they have different surface symmetries. Evidence for a strong interaction between graphene and Ru surfaces is a 1.3-1.7e V increase in the graphene pi-bands binding energy with respect to free-standing graphene sheets. This energy variation is due to the hybridization between the graphene pi bands and the Ru 4d electrons, while the lattice mismatch does not play an important role in the bonding between graphene and Ru surfaces. Finally, the geometric and electronic structures of CuPc on Ru(10-10), graphene/Ru(10-10), and graphene/Ru(0001) have been studied in detail. CuPc molecules can be grown well-ordered on Ru(10-10) but not on Ru(0001). The growth of CuPc on graphene/Ru(10-10) and Ru(0001) is dominated by the Moire pattern of graphene. CuPc molecules form well-ordered structures with rectangular unit cells on graphene/Ru(10-10) and Ru(0001). The distance of adjacent CuPc molecules is 1.5 and 1.3 nm on graphene/Ru(0001) and 1.54 and 1.37 nm on graphene/Ru(10-10). This indicates that the molecule-substrate interaction dominates over the intermolecular interaction for CuPc molecules on graphene/Ru(10-10) and graphene/Ru(0001).
The measurement of the mass of the $W$ boson is currently one of the most promising precision analyses of the Standard Model, that could ultimately reveal a hint for new physics.
The mass of the $W$ boson is determined by comparing the $W$ boson, which cannot be reconstructed directly, to the $Z$ boson, where the full decay signature is available. With the help of Monte Carlo simulations one can extrapolate from the $Z$ boson to the $W$ boson.
Technically speaking, the measurement of the $W$ boson mass is performed by comparing data taken by the ATLAS experiment to a set of calibrated Monte Carlo simulations, which reflect different mass hypotheses.\
A dedicated calibration of the reconstructed objects in the simulations is crucial for a high precision of the measured value.
The comparison of simulated $Z$ boson events to reconstructed $Z$ boson candidates in data allows to derive event weights and scale factors for the calibration.
This thesis presents a new approach to reweight the hadronic recoil in the simulations. The focus of the calibration is on the average hadronic activity visible in the mean of the scalar sum of the hadronic recoil $\Sigma E_T$ as a function of pileup. In contrast to the standard method, which directly reweights the scalar sum, the dependency to the transverse boson momentum is less strongly affected here.
The $\Sigma E_T$ distribution is modeled first by means of its pileup dependency. Then, the remaining differences in the resolution of the vector sum of the hadronic recoil are scaled. This is done separately for the parallel and the pterpendicular component of the hadronic recoil with respect to the reconstructed boson.
This calibration was developed for the dataset taken by the ATLAS experiment at a center of mass energy of $8\,\textrm{TeV}$ in 2012. In addition, the same reweighting procedure is applied to the recent dataset with a low pileup contribution, the \textit{lowMu} runs at $5\,\textrm{TeV}$ and at $13\,\textrm{TeV}$, taken by ATLAS in November 2017. The dedicated aspects of the reweighting procedure are presented in this thesis. It can be shown that this reweighting approach improves the agreement between data and the simulations effectively for all datasets.
The uncertainties of this reweighting approach as well as the statistical errors are evaluated for a $W$ mass measurement by a template fit to pseudodata for the \textit{lowMu} dataset. A first estimate of these uncertainties is given here. For the pfoEM algorithm a statistical uncertainty of $17\,\text{MeV}$ for the $5\,\textrm{TeV}$ dataset and of $18\,\text{MeV}$ for the $13\,\textrm{TeV}$ are found for the $W \rightarrow \mu \nu$ analysis. The systematic uncertainty introduced by the resolution scaling has the largest effect, a value of $15\,\text{MeV}$ is estimated for the $13\,\textrm{TeV}$ dataset in the muon channel.
Time-resolved optical spectroscopy has become an important tool to investigate the dynamics of quantum mechanical processes in matter. In typical applications, a first “pump” pulse excites the system under investigation from the thermal equilibrium to an excited state, and a second variable time-delayed “probe” pulse then maps the dynamics of the excited system. Although advanced nonlinear techniques have been developed to investigate, e.g., coherent quantum effects, all of these techniques are limited in their spatial resolution. The laser focus diameter has a lower bound given by Abbe’s diffraction limit, which is roughly half the optical excitation wavelength—corresponding to about 400nm in the presented experiments. In the time-resolved experiments that have been suggested so far, averaging over the sample volume within this focus cannot be avoided. In this thesis, two approaches were developed to overcome the diffraction limit in optical spectroscopy and to enable the investigation of coherent processes on the nanoscale. In the first approach, analytic solutions were found to calculate optimal polarizationshaped laser pulses that provide optical near-field pump–probe pulse sequences in the vicinity of a nanostructure. These near-field pulse sequences were designed to allow excitation of a quantum system at one specific position at a certain time and probing at a different position at a later time. In the second approach, the concept of coherent two-dimensional (2D) spectroscopy, which has had great impact on the investigation of coherent quantum effects in recent years, was combined with photoemission electron microscopy, which yields a spatial resolution well below the optical diffraction limit. Using the analytic solutions, optical near fields were investigated in terms of spectroscopic applications. Near fields that are excited with polarization-shaped femtosecond laser pulses in the vicinity of appropriate nanostructures feature two properties that are especially interesting in the view of spectroscopic applications: On the one hand, control of the spatial distribution of the optical fields is achieved on the order of nanometers. On the other hand, the temporal evolution of these fields can be adjusted on the order of femtoseconds. In this thesis, solutions were found to calculate the optimal polarizationshaped laser pulses that control the near field in a general manner. The main idea to achieve this deterministic control was to disentangle the spatial and temporal near-field control. First, the spatial distribution of the optical near field was controlled by assigning the correct state of polarization for each frequency within the polarization-shaped laser pulse independently. The remaining total phase—not employed for spatial control—was then used for temporal near-field compression, which, in experimental applications, would lead to an enhancement of the nonlinear signal at the respective location. In contrast to the use of optical near fields, where pump–probe sequences themselves are localized below the diffraction limit and the detection does not have to provide the spatial resolution, a different approach was suggested in this thesis to gain spectroscopic information on the nanoscale. The new method was termed “Coherent two-dimensional (2D) nanoscopy” and transfers the concept of “conventional” coherent 2D spectroscopy to photoemission electron microscopy. The pulse sequences used for the investigation of quantum systems in this method are still limited by diffraction. However, the new key concept is to detect locally generated photoelectrons instead of optical signals. This yields a spatial resolution that is well below the optical diffraction limit. In “conventional” 2D spectroscopy a triple-pulse sequence initiates a four wave mixing process that creates a coherence. In a quantum mechanical process, this coherence is converted into a population by emission of an electric field, which is measured in the experiment. Contrarily, in the developed 2D nanoscopy, four-wave mixing is initiated by a quadruple-pulse sequence, which leaves the quantum system in an electronic population. This electronic population carries coherent information about the investigated quantum system and can be mapped with a spatial resolution down to a few nanometers given by the spatial resolution of the photoemission electron microscope. Hence, 2D nanoscopy can be considered a generalization of time-resolved photoemission experiments. In the future, it may be of similar beneficial value for the field of photoemission research as “conventional” 2D spectroscopy has proven to be for optical spectroscopy and nuclear magnetic resonance experiments. In a first experimental implementation of coherent 2D nanoscopy coherent processes on a corrugated silver surface were measured and unexpected long coherence lifetimes could be determined.
This thesis consists of two parts of original experimental work, its evaluation, and in- terpretation. Its final goal is to investigate dynamical charge transfer (CT) at a hetero- molecular interface with resonant photoelectron spectroscopy (RPES). In order to achieve this goal preliminary studies have been necessary. First two hetero-molecular inter- faces that exhibit adequate structural properties as well as an appropriate photoelec- tron spectroscopy (PES) spectrum of the valence regime have been identified. The de- sired CT analysis with RPES of these hetero-molecular systems is then conducted on the basis of the knowledge gained by previous RPES studies of homo-molecular sys- tems.
The characterization of hetero-molecular films on single crystal Ag surfaces in the first part of this thesis is performed with high resolution core level PES and valence PES. The reproduction of the core level PES data with reference spectra of homo-molecular films allows me to determine which molecule is in direct contact to the Ag surface and which one is situated in higher layers (not the first one). Due to the direct correspon- dence of core level and valence PES the assignment of features in the spectra of the latter technique can be achieved with the identification of the contributions extracted from the evaluation of the data of the former technique. It is found that the systems PTCDA on one monolayer (ML) of SnPc on Ag(111) and CuPc/1 ML PTCDA/Ag(111) are stable at 300 K which means that no significant layer exchange occurs for these systems. In contrast a vertical exchange of CuPc and PTCDA molecules is observed for PTCDA de- posited on top of 1 ML CuPc/Ag(111). Up to a coverage of approximately 0.5 ML of PTCDA molecules these diffuse into the first layer, replace CuPc molecules, and con- sequently force them into higher layers. Above a coverage of approximately 0.5 ML of PTCDA molecules these are also found in higher layers. The search for a promising system for the intended RPES study then leads to an investigation of hetero-molecular films with a combination of F4TCNQ and PTCDA molecules on Ag(110) within the same approach. Depositing F4TCNQ molecules onto a 1 ML PTCDA/Ag(110) film in the herringbone phase at 300 K results in an instable hetero-organic system which un- dergoes a layer exchange. Hereby PTCDA molecules in the first layer are replaced by F4TCNQ molecules similar to the behavior of the system PTCDA/1 ML CuPc/Ag(111). Switching the order of the preparation steps leads to a stable film of PTCDA/1.0 ML F4TCNQ/Ag(110) at 300 K. Among the stable hetero-molecular films only the system CuPc/1 ML PTCDA/Ag(111) exhibits the required wetting growth of the first two layers at 300 K and a valence PES spectrum with energetically separable molecular orbital signals in the same intensity range. Thus this system is identified to be appropriate for a detailed analysis with RPES.
The unexpected findings of vertical exchanges in the hetero-molecular films at 300 K motivate a study of the behavior at elevated temperatures for all systems investigated before. Therein it is revealed that annealing 1.5 ML SnPc/1 ML PTCDA/Ag(111) and
1.0 ML PTCDA/1 ML SnPc/Ag(111) to a temperature above the desorption temperature of molecules not in direct contact to the Ag(111) surface results in a 1 ML SnPc/Ag(111) film in both cases. Hence at elevated temperatures (approximately above 420 K) SnPc molecules replace PTCDA molecules in the first layer on Ag(111). At higher temper- atures (approximately above 470 K) PTCDA molecules and SnPc molecules situated above the first layer then desorb from the 1 ML SnPc/Ag(111) sample. Annealing all hetero-molecular films with CuPc and PTCDA molecules on Ag(111) to 570 K leads to a sample with CuPc and PTCDA molecules in the first and only layer. Depending on the initial CuPc coverage different ratios of both molecules are obtained. With a CuPc coverage of exactly 1 ML, or above, films with PTCDA coverages of approxi- mately 0.1–0.2 ML are produced. So at elevated temperatures CuPc molecules replace PTCDA molecules in the first layer of the system CuPc/1 ML PTCDA/Ag(111). Anal- ogously the layer exchange at 300 K for the system PTCDA/1 ML CuPc/Ag(111) is reversed at elevated temperatures. In the case of SnPc and CuPc coverages below 1 ML annealing vertical hetero-molecular systems with PTCDA on Ag(111) up to 570 K re- sults in a single layer of mixed hetero-molecular films with lateral long range order. In this way the system CuPc + PTCDA/Ag(111) is prepared and then characterized as a proper system for a detailed analysis with RPES. Additional annealing experiments of hetero-organic films consisting of F4TCNQ and PTCDA molecules on Ag(110) with an F4TCNQ coverage of 1.0 ML (and above) end in a submonolayer (sub-ML) film of F4TCNQ/Ag(110) that exhibits a contribution of amorphous carbon. Consequently, it can be concluded that at elevated temperatures part of the F4TCNQ molecules decom- pose.
In the second part of this thesis homo-molecular multilayer samples and (sub-)ML films on single crystalline metal surfaces are investigated with RPES in order to enable the final RPES study of vertical and lateral hetero-molecular interface systems. First a pho- ton energy (hν) dependent intensity variation of (groups of) molecular orbital signals of exemplary multilayer films (NTCDA and coronene) is studied and explained on the basis of the local character of the electronic transitions in near edge x-ray absorption fine structure (NEXAFS) spectroscopy in combination with the real space probability den- sity of the contributing molecular orbitals. This simple approach is found to be able to correctly describe relative intensity variations by orders of magnitude while it fails for hν dependent relative intensity changes in the same order of magnitude. After that the hν dependent line-shape evolution of an energetically separated molecular orbital signal of a CuPc multilayer is discussed in relation to small molecules in the gas phase and explained with an effect of electron vibration coupling. Through a comparison of the hν dependent line-shape evolution of the highest occupied molecular orbital (HOMO) of a CuPc with a SnPc multilayer the molecule specific character of this effect is identified. Then the same effect with either two (or more) electronic transitions or multiple coupling vibrational modes is observed for a coronene multilayer. Thereafter the influence of the adsorption on metal surfaces on this effect is studied and discussed with special emphasis on a possible contribution by features which are related to dynamical interface CT. For a sub-ML of SnPc/Au(111) no variation with respect to a SnPc multilayer film is detected while for a sub-ML of CuPc/Au(111) less intensity is distributed into the high binding energy (EB) part of the HOMO signal with respect to the corresponding multilayer film. In the RPES data of a sub-ML of coronene/Ag(111) a resonance specific variation of the hν dependent line-shape evolution of the HOMO signal is found by the revelation of a change of this effect with respect to the coronene multilayer data in only one of the two NEXAFS resonances. All these findings are consistently explained within one effect and a common set of parameters, namely all quantities that characterize the potential energy surfaces involved in the RPES process. Through that an alternative explanation that re- lies on dynamical CT can be excluded which influences the following CT analysis with RPES.
Three criteria for such an analysis of dynamical interface CT with RPES are identified. In the system coronene on Ag(111) a low EB feature is related to metal-molecule inter- face CT through the assignment of a particular final state and hence named CT state. In the EB region of the frontier molecular orbital signals of the molecule-metal inter- face systems with a signal from the lowest unoccupied molecular orbital (LUMO) in direct valence PES a broad line-shape is measured in RPES. This finding is related to interface CT by a possible explanation that emerges through the comparison to the line- shape of the CT state. The constant kinetic energy (EK ) features detected for several molecule-metal interfaces constitute the third criterion for a CT analysis with RPES. For the molecule-metal interface systems without a LUMO signal in direct valence PES the energy of these features can be calculated with the assignment of the responsible decay channel in combination with explicitly given simplifying assumptions. Through that the involvement of metal-molecule interface CT in the generation of these constant EK fea- tures is demonstrated. The RPES data of the lateral and the vertical hetero-molecular interface, identified in the first part, is then scanned for these three CT criteria. Thereby neither for the lateral hetero-molecular system CuPc + PTCDA/Ag(111) nor for the verti- cal hetero-molecular system CuPc/1 ML PTCDA/Ag(111) dynamical hetero-molecular interface CT can be confirmed. In the former system the molecule-metal interface in- teraction is found to dominate the physics of the system in RPES while in the latter system no hints for a significant hybridization at the CuPc-PTCDA interface can be revealed
This work deals with the development and application of novel quantum Monte Carlo methods to simulate fermion-boson models. Our developments are based on the path-integral formalism, where the bosonic degrees of freedom are integrated out exactly to obtain a retarded fermionic interaction. We give an overview of three methods that can be used to simulate retarded interactions. In particular, we develop a novel quantum Monte Carlo method with global directed-loop updates that solves the autocorrelation problem of previous approaches and scales linearly with system size. We demonstrate its efficiency for the Peierls transition in the Holstein model and discuss extensions to other fermion-boson models as well as spin-boson models. Furthermore, we show how with the help of generating functionals bosonic observables can be recovered directly from the Monte Carlo configurations. This includes estimators for the boson propagator, the fidelity susceptibility, and the specific heat of the Holstein model. The algorithmic developments of this work allow us to study the specific heat of the spinless Holstein model covering its entire parameter range. Its key features are explained from the single-particle spectral functions of electrons and phonons. In the adiabatic limit, the spectral properties are calculated exactly as a function of temperature using a classical Monte Carlo method and compared to results for the Su-Schrieffer-Heeger model.
The availability of coherent soft x-rays through the nonlinear optical process of high-harmonic generation allows for the monitoring of the fastest events ever observed in the laboratory. The attosecond pulses produced are the fundamental tool for the time-resolved study of electron motion in atoms, molecules, clusters, liquids and solids in the future. However, in order to exploit the full potential of this new tool it is necessary to control the coherent soft x-ray spectra and to enhance the efficiency of conversion from laser light to the soft x-ray region in the harmonic-generation process. This work developed a comprehensive approach towards the optimization of the harmonic generation process. As this process represents a fundamental example of \emph{light}--\emph{matter} interaction there are two ways of controlling it: Shaping the generating laser \emph{light} and designing ideal states of \emph{matter} for the conversion medium. Either of these approaches was closely examined. In addition, going far beyond simply enhancing the conversion process it could be shown that the qualitative spectral response of the process can be modified by shaping the driving laser pulse. This opens the door to a completely new field of research: Optimal quantum control in the attosecond soft x-ray region---the realm of electron dynamics. In the same way as it is possible to control molecular or lattice vibrational dynamics with adaptively shaped femtosecond laser pulses these days, it will now be feasible to perform real-time manipulation of tightly bound electron motion with adaptively shaped attosecond light fields. The last part of this work demonstrated the capability of the herein developed technique of coherent soft-x-ray spectral shaping, where a measured experimental feedback was used to perform a closed-loop optimization of the interaction of shaped soft x-ray light with a sulfur hexafluoride molecule to arrive at different control objectives. For the optimization of the high-harmonic-generation process by engineering the conversion medium, both the gas phase and the liquid phase were explored both in experiment and theory. Molecular media were demonstrated to behave more efficiently than commonly used atomic targets when elliptically polarized driving laser pulses are applied. Theory predicted enhancement of harmonic generation for linearly polarized driving fields when the internuclear distance is increased. Reasons for this are identified as the increased overlap of the returning electron wavefunction due to molecular geometry and the control over the delocalization of the initial electronic state leading to less quantum-mechanical spreading of the electron wavepacket during continuum propagation. A new experimental scheme has been worked out, using the method of molecular wavepacket generation as a tool to enhance the harmonic conversion efficiency in `pump--drive' schemes. The latter was then experimentally implemented in the study of high-harmonic generation from water microdroplets. A transition between the dominant laser--soft-x-ray conversion mechanisms could be observed, identifying plasma-breakdown as the fundamental limit of high-density high-harmonic generation. Harmonics up to the 27th order were observed for optimally laser-prepared water droplets. To control the high-harmonic generation process by the application of shaped laser light fields a laser-pulse shaper based on a deformable membrane mirror was built. Pulse-shape optimization resulted in increased high-harmonic generation efficiency --- but more importantly the qualitative shape of the spectral response could be significantly modified for high-harmonic generation in waveguides. By adaptive optimization employing closed-loop strategies it was possible to selectively generate narrow (single harmonics) and broad bands of harmonic emission. Tunability could be demonstrated both for single harmonic orders and larger regions of several harmonics. Whereas any previous experiment reported to date always produced a plateau of equally intense harmonics, it has been possible to demonstrate ``untypical'' harmonic soft x-ray spectra exhibiting ``switched-off'' harmonic orders. The high degree of controllability paves the way for quantum control experiments in the soft x-ray spectral region. It was also demonstrated that the degree of control over the soft x-ray shape depends on the high-harmonic generation geometry. Experiments performed in the gas jet could not change the relative emission strengths of neighboring harmonic orders. In the waveguide geometry, the relative harmonic yield of neighboring orders could be modified at high contrast ratios. A simulation based solely on the single atom response could not reproduce the experimentally observed contrast ratios, pointing to the importance of propagation (phase matching) effects as a reason for the high degree of controllability observed in capillaries, answering long-standing debates in the field. A prototype experiment was presented demonstrating the versatility of the developed soft x-ray shaping technique for quantum control in this hitherto unexplored wavelength region. Shaped high-harmonic spectra were again used in an adaptive feedback loop experiment to control the gas-phase photodissociation reaction of SF$_6$ molecules. A time-of-flight mass spectrometer was used for the detection of the ionic fragments. The branching ratios of particular fragmentation channels could be varied by optimally shaped soft x-ray light fields. Although in one case only slight changes of the branching ratio were possible, an optimal solution was found, proving the sufficient technical stability of this unique coherent soft-x-ray shaping method for future applications in optimal control. Active shaping of the spectral amplitude in coherent spectral regions of $\sim$10~eV bandwidth was shown to directly correspond to shaping the temporal features of the emerging soft x-ray pulses on sub-femtosecond time scales. This can be understood by the dualism of frequency and time with the Fourier transformation acting as translator. A quantum-mechanical simulation was used to clarify the magnitude of temporal control over the shape of the attosecond pulses produced in the high-harmonic-generation process. In conjunction with the experimental results, the first attosecond time-scale pulse shaper could thus be demonstrated in this work. The availability of femtosecond pulse shapers opened the field of adaptive femtosecond quantum control. The milestone idea of closed-loop feedback control to be implemented experimentally was expressed by Judson and Rabitz in their seminal work titled ``Teaching lasers to control molecules''. This present work extends and turns around this statement. Two fundamentally new achievements can now be added, which are ``Teaching molecules to control laser light conversion'' and ``Teaching lasers to control coherent soft x-ray light''. The original idea thus enabled the leap from femtosecond control of molecular dynamics into the new field of attosecond control of electron motion to be explored in the future. The \emph{closed}-loop approach could really \emph{open} the door towards fascinating new perspectives in science. Coming back to the introduction in order to close the loop, let us reconsider the analogy to the general chemical reaction. Photonic reaction control was presented by designing and engineering effective media (catalysts) and controlling the preparation of educt photons within the shaped laser pulses to selectively produce desired photonic target states in the soft x-ray spectral region. These newly synthesized target states in turn could be shown to be effective in the control of chemical reactions. The next step to be accomplished will be the control of sub-femtosecond time-scale electronic reactions with adaptively controlled coherent soft x-ray photon bunches. To that end a time-of-flight high-energy photoelectron spectrometer has recently been built, which will now allow to directly monitor electronic dynamics in atomic, molecular or solid state systems. Fundamentally new insights and applications of the nonlinear interaction of shaped attosecond soft x-ray pulses with matter can be expected from these experiments.
The subject of this work has been the investigation of dynamical processes that occur during and after the interaction of matter with pulses of femtosecond laser radiation. The experiments presented here were performed in the gas phase and involve one atomic and several model molecular systems. Absorption of femtosecond laser radiation by these systems induces an electronic excitation, and subsequently their ionization, photofragmentation or isomerization. The specific adjustment of the excitation laser field properties offers the possibility to manipulate the induced electronic excitation and to influence the formation of the associated photoproducts. From the perspective of the employed spectroscopic methods, the development of photoelectron spectroscopy and its implementation in laser control experiments has been of particular interest in this thesis. This technique allows for a most direct and intuitive observation of electronic excitation dynamics in atomic as well as in complex polyatomic molecular systems. The propagation of an intermediate electronic transient state, associated to the formation of a particular photoproduct, can be interrogated by means of its correlation to a specific state of the atomic or molecular continuum. Such correlations involve the autoionization of the transient state, or by means of a second probe laser field, a structural correlation, as summarized by the Koopman's theorem (section 2.4.1). The technique of adaptive femtosecond quantum control has been the subject of development in our group for many years. The basic method, by which the temporal profile of near-infrared laser pulses at a central wavelength of 800 nm, can be adjusted, is a programmable femtosecond pulse-shaper that comprises of a zero dispersion compressor and a commercial liquid crystal modulator (LCD). This experimental arrangement was realized prior to this thesis and served as a starting point to extend the pulse-shaping technique to the ultraviolet spectral region. This technological development was realized for the purposes of the experiments presented in Chapter 5. It involves a combination of the LCD-pulse-shaper with frequency up-conversion techniques on the basis of producing specifically modulated laser pulses of central wavelength 266 nm. Furthermore, the optical method X-FROG had to be developed in order to characterize the often complex structure of generated ultraviolet pulses. In the adaptive control experiments presented in this work, the generated femtosecond laser pulses could be automatically adjusted by means of specifically addressing the 128 independent voltage parameters of the programmable liquid-crystal modulator. Additionally a machine learning algorithm was employed for the cause of defining laser pulse-shapes that delivered the desired (optimal) outcome in the investigated laser interaction processes. In Chapter 4, the technique of feedback-controlled femtosecond pulse shaping was combined with time-of-flight mass spectroscopy as well as photoelectron spectroscopy in order to investigate the multiphoton double ionization of atomic calcium. A pronounced absolute enhancement of the double ionization yield was obtained with optimized femtosecond laser pulses. On the basis of the measured photoelectron spectra and of the electron optimization experiments, a non-sequential process was found, which plays an important role in the formation of doubly charged Calcium ions. Then in Chapter 5, the dynamics following the pp* excitation of ethylene-like molecules were investigated. In this context, the model molecule stilbene was studied by means of femtosecond photoelectron spectroscopy. Due to the simplicity of its chemical structure, stilebene is one of the most famous models used in experimental as well as theoretical studies of isomerization dynamics. From the time-resolved experiments described in that chapter, new spectroscopic data involving the second excited electronic state S2 of the molecule were acquired. The second ethylenic product was the molecule tetrakis (dimethylamino) ethylene (TDMAE). Due to the presence of numerous lone pair electrons on the four dimethylamino groups, TDMAE exhibits a much more complex structure than stilbene. Nevertheless, previously reported studies on the dynamics of TDMAE provided vital information for planning and conducting a successful optimisation control experiment of the wavepacket propagation upon the (pp*) S1 excited potential surface of the molecule. Finally, in Chapter 6 the possibility of employing femtosecond laser pulses as an alternative method for activating a metallocene molecular catalyst was addressed. By means of an adaptive laser control scheme, an optimization experiment was realized. There, the target was the selective cleavage of one methyl-ligand of the model catalyst (Cp)^2Zr(CH3)^2, which induces a catalytic coordination position on the molecule. The spectroscopic studies presented in that chapter were performed in collaboration to the company BASF A.G. and constitute a proof-of principle attempt for a commercial application of the adaptive femtosecond quantum control technique.
The generation of high harmonics is an ideal method to convert frequencies of the infrared- or visible range into the soft x-ray range. This process demands high laser intensities that are nowadays supplied by femtosecond laser systems. As the temporal and spatial coherence properties of the laser are transferred during the conversion process, the generated high harmonics will propagate as a beam with high peak-brightness. Under ideal conditions the generation of soft-x-ray pulses shorter than one femtosecond is possible. These properties are exploited in many applications like time-resolved x-ray spectroscopy. The topic of this thesis is the generation and optimization of high harmonics. A variety of conversion setups is investigated (jet of noble gas atoms, gas-filled hollow-fiber, water microdroplets) and theoretical models present ideas to further enhance the conversion efficiency (using excited atoms or aligned molecules). In different setups the peak intensity of the fundamental laser pulses is increased by spectral broadening and subsequent temporal compression. This is achieved with the help of pulse shaping devices that can modify the spectral phase and therefore also the temporal intensity distribution of laser pulses. These pulse shaping devices are controlled by an evolutionary algorithm. With this setup not only adaptive compression of laser pulses is possible, but also the engineering of specific laser pulse shapes to optimize an experimental output. This setup was used to influence the process of high harmonic generation. It is demonstrated that the spectral distribution of the generated soft-x-ray radiation can be controlled by temporal pulse shaping. This method to tailor high harmonics is complemented by spatial shaping techniques. These findings demonstrate the realization of a tunable source of soft-x-ray radiation.
Adaptive Polarization Pulse Shaping and Modeling of Light-Matter Interactions with Neural Networks
(2007)
The technique of ultrafast polarization shaping is applied to a model quantum system, the potassium dimer. The polarization dependence of the multiphoton ionization dynamics in this molecule is first investigated in pump–probe experiments, and it is then more generally addressed and exploited in an adaptive quantum control experiment utilizing near–IR polarization–shaped laser pulses. The extension of these polarization shaping techniques to the UV spectral range is presented, and methods for the generation and characterization of polarization–shaped laser pulses in the UV are introduced. Systematic scans of double–pulse sequences are introduced for the investigation and interpretation of control mechanisms. This concept is first introduced and illustrated for an optical demonstration experiment, and it is then applied for the analysis of the intrapulse dumping mechanism that is observed in the excitation of a large dye molecule in solution with ultrashort laser pulses. Shaped laser pulses are employed as a means for obtaining copious amounts of data on light–matter interactions. Neural networks are introduced as a novel tool for generating computer–based models for these interactions from the accumulated data. The viability of this approach is first tested for second harmonic generation (SHG) and molecular fluorescence processes. Neural networks are then utilized for modeling the far more complex coherent strong–field dynamics of potassium atoms.
The goal of this work is to improve the understanding of adsorption-induced deformation in nanoporous (and in particular microporous) materials in order to explore its potential for material characterization and provide guidelines for related technical applications such as adsorption-driven actuation. For this purpose this work combines in-situ dilatometry measurements with in-depth modeling of the obtained adsorption-induced strains. A major advantage with respect to previous studies is the combination of the dilatometric setup and a commercial sorption instrument resulting in high quality adsorption and strain isotherms. The considered model materials are (activated and thermally annealed) carbon xerogels, a sintered silica aerogel, a sintered hierarchical structured porous silica and binderless zeolites of type LTA and FAU; this selection covers micro-, meso- and macroporous as well as ordered and disordered model materials.
All sample materials were characterized by scanning electron microscopy, gas adsorption and sound velocity measurements. In-situ dilatometry measurements on mesoporous model materials were performed for the adsorption of N2 at 77 K, while microporous model materials were also investigated for CO2 adsorption at 273 K, Ar adsorption at 77 K and H2O adsorption at 298 K. Within this work the available in-situ dilatometry setup was revised to improve resolution and reproducibility of measurements of small strains at low relative pressures, which are of particular relevance for microporous materials.
The obtained experimental adsorption and strain isotherms of the hierarchical structured porous silica and a micro-macroporous carbon xerogel were quantitatively analyzed based on the adsorption stress model; this approach, originally proposed by Ravikovitch and Neimark, was extended for anisotropic pore geometries within this work. While the adsorption in silica mesopores could be well described by the classical and analytical theory of Derjaguin, Broekhoff and de Boer, the adsorption in carbon micropores required for comprehensive nonlocal density functional theory calculations. To connect adsorption-induced stresses and strains, furthermore mechanical models for the respective model materials were derived. The resulting theoretical framework of adsorption, adsorption stress and mechanical model was applied to the experimental data yielding structural and mechanical information about the model materials investigated, i.e., pore size or pore size distribution, respectively, and mechanical moduli of the porous matrix and the nonporous solid skeleton. The derived structural and mechanical properties of the model materials were found to be consistent with independent measurements and/or literature values. Noteworthy, the proposed extension of the adsorption stress model proved to be crucial for the correct description of the experimental data.
Furthermore, it could be shown that the adsorption-induced deformation of disordered mesoporous aero-/xerogel structures follows qualitatively the same mechanisms obtained for the ordered hierarchical structured porous silica. However, respective quantitative modeling proved to be challenging due to the ill-shaped pore geometry of aero-/xerogels; good agreement between model and experiment could only be achieved for the filled pore regime of the adsorption isotherm and the relative pressure range of monolayer formation. In the intermediate regime of multilayer formation a more complex model than the one proposed here is required to correctly describe stress related to the curved adsorbate-adsorptive interface. Notably, for micro-mesoporous carbon xerogels it could be shown that micro- and mesopore related strain mechanisms superimpose one another.
The strain isotherms of the zeolites were only qualitatively evaluated. The result for the FAU type zeolite is in good agreement with other experiments reported in literature and the theoretical understanding derived from the adsorption stress model. On the contrary, the strain isotherm of the LTA type zeolite is rather exceptional as it shows monotonic expansion over the whole relative pressure range. Qualitatively this type of strain isotherm can also be explained by the adsorption stress model, but a respective quantitative analysis is beyond the scope of this work.
In summary, the analysis of the model materials' adsorption-induced strains proved to be a suitable tool to obtain information on their structural and mechanical properties including the stiffness of the nonporous solid skeleton. Investigations on the carbon xerogels modified by activation and thermal annealing revealed that adsorption-induced deformation is particularly suited to analyze even small changes of carbon micropore structures.
Magnetic Resonance Imaging (MRI) is a non-invasive medical imaging technique, that is rou- tinely used in clinical practice for detection and diagnosis of a wide range of different diseases. In MRI, no ionizing radiation is used, making even repeated application unproblematic. This is an important advantage over other common imaging methods such as X-rays and Computer To- mography. One major drawback of MRI, however, are long acquisition times and associated high costs of experiments. Since the introduction of MRI, several important technical developments have been made to successfully reduce acquisition times. In this work, novel approaches were developed to increase the efficiency of MRI acquisitions.
In Chapter 4, an improved radial turbo spin-echo (TSE) combined acquisition and reconstruction strategy was introduced. Cartesian turbo spin-echo sequences [3] are widely used especially for the detection and diagnosis of neurological pathologies, as they provide high SNR images with both clinically important proton density and T2 contrasts. TSE acquisitions combined with radial sampling are very efficient, since it is possible to obtain a number of ETL images with different contrasts from a single radial TSE measurement [56–58]. Conventionally, images with a particular contrast are obtained from both radial and Cartesian TSE acquisitions by combining data from different echo times into a single image. In the radial case, this can be achieved by employing k-space weighted image contrast (KWIC) reconstruction. In KWIC, the center region of k-space is filled exclusively with data belonging to the desired contrast while outer regions also are assembled with data acquired at other echo times. However, this data sharing leads to mixed contrast contributions to both Cartesian and radial TSE images. This is true especially for proton density weighted images and therefore may reduce their diagnostic value.
In the proposed method, an adapted golden angle reordering scheme is introduced for radial TSE acquisitions, that allows a free choice of the echo train length and provides high flexibility in image reconstruction. Unwanted contrast contaminations are greatly reduced by employing a narrow-band KWIC filter, that restricts data sharing to a small temporal window around the de- sired echo time. This corresponds to using fewer data than required for fully sampled images and consequently leads to images exhibiting aliasing artifacts. In a second step, aliasing-free images are obtained using parallel imaging. In the neurological examples presented, the CG-SENSE algorithm [42] was chosen due to its stable convergence properties and its ability to reconstruct arbitrarily sampled data. In simulations as well as in different in vivo neurological applications, no unwanted contrast contributions could be observed in radial TSE images reconstructed with the proposed method. Since this novel approach is easy to implement on today’s scanners and requires low computational power, it might be valuable for the clinical breakthrough of radial TSE acquisitions.
In Chapter 5, an auto-calibrating method was introduced to correct for stimulated echo contribu- tions to T2 estimates from a mono-exponential fit of multi spin-echo (MSE) data. Quantification of T2 is a useful tool in clinical routine for the detection and diagnosis of diseases as well as for tis- sue characterization. Due to technical imperfections, refocusing flip angles in a MSE acquisition deviate from the ideal value of 180○. This gives rise to significant stimulated echo contributions to the overall signal evolution. Therefore, T2 estimates obtained from MSE acquisitions typically are notably higher than the reference. To obtain accurate T2 estimates from MSE acquisitions, MSE signal amplitudes can be predicted using the extended phase graph (EPG, [23, 24]) algo- rithm. Subsequently, a correction factor can be obtained from the simulated EPG T2 value and applied to the MSE T2 estimates. However, EPG calculations require knowledge about refocus- ing pulse amplitudes, T2 and T1 values and the temporal spacing of subsequent echoes. While the echo spacing is known and, as shown in simulations, an approximate T1 value can be assumed for high ratios of T1/T2 without compromising accuracy of the results, the remaining two parameters are estimated from the data themselves. An estimate for the refocusing flip angle can be obtained from the signal intensity ratio of the second to the first echo using EPG. A conventional mono- exponential fit of the MSE data yields a first estimate for T2. The T2 correction is then obtained iteratively by updating the T2 value used for EPG calculations in each step. For all examples pre- sented, two iterations proved to be sufficient for convergence. In the proposed method, a mean flip angle is extracted across the slice. As shown in simulations, this assumption leads to greatly reduced deviations even for more inhomogeneous slice profiles. The accuracy of corrected T2 values was shown in experiments using a phantom consisting of bottles filled with liquids with a wide range of different T2 values. While T2 MSE estimates were shown to deviate significantly from the spin-echo reference values, this is not the case for corrected T2 values. Furthermore, applicability was demonstrated for in vivo neurological experiments.
In Chapter 6, a new auto-calibrating parallel imaging method called iterative GROG was pre- sented for the reconstruction of non-Cartesian data. A wide range of different non-Cartesian schemes have been proposed for data acquisition in MRI, that present various advantages over conventional Cartesian sampling such as faster acquisitions, improved dynamic imaging and in- trinsic motion correction. However, one drawback of non-Cartesian data is the more complicated reconstruction, which is ever more problematic for non-Cartesian parallel imaging techniques. Iterative GROG uses Calibrationless Parallel Imaging by Structured Low-Rank Matrix Completion (CPI) for data reconstruction. Since CPI requires points on a Cartesian grid, it cannot be used to directly reconstruct non-Cartesian data. Instead, Grappa Operator Gridding (GROG) is employed in a first step to move the non-Cartesian points to the nearest Cartesian grid locations. However, GROG requires a fully sampled center region of k-space for calibration. Combining both methods in an iterative scheme, accurate GROG weights can be obtained even from highly undersampled non-Cartesian data. Subsequently, CPI can be used to reconstruct either full k- space or a calibration area of arbitrary size, which can then be employed for data reconstruction with conventional parallel imaging methods.
In Chapter 7, a new 2D sampling scheme was introduced consisting of multiple oscillating effi- cient trajectories (MOET), that is optimized for Compressed Sensing (CS) reconstructions. For successful CS reconstruction of a particular data set, some requirements have to be met. First, ev- ery data sample has to carry information about the whole object, which is automatically fulfilled for the Fourier sampling employed in MRI. Additionally, the image to be reconstructed has to be sparse in an arbitrary domain, which is true for a number of different applications. Last, data sam- pling has to be performed in an incoherent fashion. For 2D imaging, this important requirement of CS is difficult to achieve with conventional Cartesian and non-Cartesian sampling schemes. Ra- dial sampling is often used for CS reconstructions of dynamic data despite the streaking present in undersampled images. To obtain incoherent aliasing artifacts in undersampled images while at the same time preserving the advantages of radial sampling for dynamic imaging, MOET com- bines radial spokes with oscillating gradients of varying amplitude and alternating orientation orthogonal to the readout direction. The advantage of MOET over radial sampling in CS re- constructions was demonstrated in simulations and in in vivo cardiac imaging. MOET provides superior results especially when used in CS reconstructions with a sparsity constraint directly in image space. Here, accurate results could be obtained even from few MOET projections, while the coherent streaking artifacts present in the case of radial sampling prevent image recovery even for smaller acceleration factors. For CS reconstructions of dynamic data with sparsity constraint in xf-space, the advantage of MOET is smaller since the temporal reordering is responsible for an important part of incoherency. However, as was shown in simulations of a moving phantom and in the reconstruction of ungated cardiac data, the additional spatial incoherency provided by MOET still leads to improved results with higher accuracy and may allow reconstructions with higher acceleration factors.
Magnetic Resonance Imaging (MRI) is an imaging modality which provides anatomical or functional images of the human body with variable contrasts in an arbitrarily positioned slice without the need for ionizing radiation. In MRI, data are not acquired directly, but in the reciprocal image space (otherwise known as k-space) through the application of spatially variable magnetic field gradients. The k-space is made up of a grid of data points which are generally acquired in a line-by-line fashion (Cartesian imaging). After the acquisition, the k-space data are transformed into the image domain using the Fast Fourier Transformation (FFT). However, the acquisition of data is not limited to the rectilinear Cartesian sampling scheme described above. Non-Cartesian acquisitions, where the data are collected along exotic trajectories, such as radial and spiral, have been shown to be beneficial in a number of applications. However, despite their additional properties and potential advantages, working with non-Cartesian data can be complicated. The primary difficulty is that non-Cartesian trajectories are made up of points which do not fall on a Cartesian grid, and a simple and fast FFT algorithm cannot be employed to reconstruct images from non-Cartesian data. In order to create an image, the non-Cartesian data are generally resampled on a Cartesian grid, an operation known as gridding, before the FFT is performed. Another challenge for non-Cartesian imaging is the combination of unusual trajectories with parallel imaging. This thesis has presented several new non-Cartesian parallel imaging methods which simplify both gridding and the reconstruction of images from undersampled data. In Chapter 4, a novel approach which uses the concepts of parallel imaging to grid data sampled along a non-Cartesian trajectory called GRAPPA Operator Gridding (GROG) is described. GROG shifts any acquired k-space data point to its nearest Cartesian location, thereby converting non-Cartesian to Cartesian data. The only requirements for GROG are a multi-channel acquisition and a calibration dataset for the determination of the GROG weights. Chapter 5 discusses an extension of GRAPPA Operator Gridding, namely Self-Calibrating GRAPPA Operator Gridding (SC-GROG). SC-GROG is a method by which non-Cartesian data can be gridded using spatial information from a multi-channel coil array without the need for an additional calibration dataset, as required in standard GROG. Although GROG can be used to grid undersampled datasets, it is important to note that this method uses parallel imaging only for gridding, and not to reconstruct artifact-free images from undersampled data. Chapter 6 introduces a simple, novel method for performing modified Cartesian GRAPPA reconstructions on undersampled non-Cartesian k-space data gridded using GROG to arrive at a non-aliased image. Because the undersampled non-Cartesian data cannot be reconstructed using a single GRAPPA kernel, several Cartesian patterns are selected for the reconstruction. Finally, Chapter 7 discusses a novel method of using GROG to mimic the bunched phase encoding acquisition (BPE) scheme. In MRI, it is generally assumed that an artifact-free image can be reconstructed only from sampled points which fulfill the Nyquist criterion. However, the BPE reconstruction is based on the Generalized Sampling Theorem of Papoulis, which states that a continuous signal can be reconstructed from sampled points as long as the points are on average sampled at the Nyquist frequency. A novel method of generating the “bunched” data using GRAPPA Operator Gridding (GROG), which shifts datapoints by small distances in k-space using the GRAPPA Operator instead of employing zig-zag shaped gradients, is presented in this chapter. With the conjugate gradient reconstruction method, these additional “bunched” points can then be used to reconstruct an artifact-free image from undersampled data. This method is referred to as GROG-facilitated Bunched Phase Encoding, or GROG-BPE.
This thesis aims to investigate the form-phase diagram of aqueous solutions of the triblock copolymer Pluronic P123 focusing on its high-temperature phases. P123 is based on polyethylene as well as polypropylene oxide blocks and shows a variety of di erent temperaturedependent micelle morphologies or even lyotropic liquid crystal phases in aqueous solutions. Besides the already well-studied spherical aggregates at intermediate temperatures, the size and internal structure of both worm-like and lamellar micelles, which appear near the cloud point, is determined using light, neutron and X-ray scattering. By combining the results of time-resolved dynamic light as well as small-angle neutron and X-ray scattering experiments, the underlying structural changes and kinetics of the sphere-to-worm transition were studied supporting the random fusion process, which is proposed in literature. For temperatures near the cloud point, it was observed that aqueous P123 solutions below the critical crystallization concentration gelate after several hours, which is linked to the presence and structure of polymeric surface layers on the sample container walls as shown by neutron re ectometry
measurements. Using a hierarchical model for the lamellar micelles including their periodicity as well as domain and overall size, it is possible to unify the existing results in literature and propose a direct connection between the near-surface and bulk properties of P123 solutions at temperatures near the cloud point.
The material system of interest in this thesis are II-VI-semiconductors. The first part of this thesis focuses on the formation of self-assembled CdSe-based quantum dots (QD) on ZnSe. The lattice constants of ZnSe and CdSe differ as much as about 7\% and therefore a CdSe layer grown on top of ZnSe experiences a huge strain. The aspired strain relief constitutes in the self-assembly of QDs (i.e. a roughened layer structure). Additionally, this QD layer is intermixed with Zn as this is also a possibility to decrease the strain in the layer. For CdSe on ZnSe, in Molecular Beam Epitaxy (MBE), various QD growth procedures were analysed with respect to the resulting Cd-content of the non-stoichiometric ternary (Zn,Cd)Se. The evaluation was performed by Raman Spectroscopy as the phonon frequency depends on the Cd-content. The second part of the thesis emphasis on the interface properties of n-ZnSe on n-GaAs. Different growth start procedures of the ZnSe epilayer may lead to different interface configurations with characteristic band-offsets and carrier depletion layer widths. The analysis is mainly focused on the individual depletion layer widths in the GaAs and ZnSe. This non-destructive analysis is performed by evaluating the Raman signal which comprises of phonon scattering from the depleted regions and coupled plasmon-phonon scattering from regions with free carriers.
Ferromagnetic semiconductors (FS) promise the integration of magnetic memory functionalities and semiconductor information processing into the same material system. The prototypical FS (Ga,Mn)As has become the focus of semiconductor spintronics research over the past years. The spin-orbit mediated coupling of magnetic and semiconductor properties in this material gives rise to many novel transport-related phenomena which can be harnessed for device applications. In this thesis we address challenges faced in the development of an all-semiconductor memory architecture. A starting point for information storage in FS is the knowledge of their detailed magnetic anisotropy. The first part of this thesis concentrates on the investigation of the magnetization behaviour in compressively strained (Ga,Mn)As by electrical means. The angle between current and magnetization is monitored in magnetoresistance(MR) measurements along many in-plane directions using the Anisotropic MR(AMR) or Planar Hall effect(PHE). It is shown, that a full angular set of such measurements displayed in a color coded resistance polar plot can be used to identify and quantitatively determine the symmetry components of the magnetic anisotropy of (Ga,Mn)As at 4 K. We compile such "anisotropy fingerprints" for many (Ga,Mn)As layers from Wuerzburg and other laboratories and find the presence of three symmetry terms in all layers. The biaxial anisotropy term with easy axes along the [100] and [010] crystal direction dominates the magnetic behaviour. An additional uniaxial term with an anisotropy constant of ~10% of the biaxial one has its easy axis along either of the two <110> directions. A second contribution of uniaxial symmetry with easy axis along one of the biaxial easy axes has a strength of only ~1% of the biaxial anisotropy and is therefore barely visible in standard SQUID measurements. An all-electrical writing scheme would be desirable for commercialization. We report on a current assisted magnetization manipulation experiment in a lateral (Ga,Mn)As nanodevice at 4 K (far below Tc). Reading out the large resistance signal from DW that are confined in nanoconstrictions, we demonstrate the current assisted magnetization switching of a small central island through a hole mediated spin transfer from the adjacent leads. One possible non-perturbative read-out scheme for FS memory devices could be the recently discovered Tunneling Anisotropic MagnetoResistance (TAMR) effect. Here we clarify the origin of the large amplification of the TAMR amplitude in a device with an epitaxial GaAs tunnel barrier at low temperatures. We prove with the help of density of states spectroscopy that a thin (Ga,Mn)As injector layer undergoes a metal insulator transition upon a change of the magnetization direction in the layer plane. The two states can be distinguished by their typical power law behaviour in the measured conductance vs voltage tunneling spectra. While all hereto demonstrated (Ga,Mn)As devices inherited their anisotropic magnetic properties from their parent FS layer, more sophisticated FS architectures will require locally defined FS elements of different magnetic anisotropy on the same wafer. We show that shape anisotropy is not applicable in FS because of their low volume magnetization. We present a method to lithographically engineer the magnetic anisotropy of (Ga,Mn)As by submicron patterning. Anisotropic strain relaxation in submicron bar structures (nanobars) and the related deformation of the crystal lattice introduce a new uniaxial anisotropy term in the energy equation. We demonstrate by both SQUID and transport investigations that this lithographically induced uniaxial anisotropy overwrites the intrinsic biaxial anisotropy at all temperatures up to Tc. The final section of the thesis combines all the above into a novel device scheme. We use anisotropy engineering to fabricate two orthogonal, magnetically uniaxial, nanobars which are electrically connected through a constriction. We find that the constriction resistance depends on the relative orientation of the nanobar magnetizations, which can be written by an in-plane magnetic field. This effect can be explained with the AMR effect in connection with the field line patterns in the respective states. The device offers a novel non-volatile information storage scheme and a corresponding non-perturbative read-out method. The read out signal is shown to increase drastically in samples with partly depleted constriction region. This could be shown to originate in a magnetization direction driven metal insulator transition of the material in the constriction region.
This thesis focuses on various aspects and techniques of 19F magnetic resonance (MR). The first chapters provide an overview of the basic physical properties, 19F MR and MR sequences related to this work. Chapter 5 focuses on the application of 19F MR to visualize biological processes in vivo using two different animal models. The dissimilar models underlined the wide applicability of 19F MR in preclinical research. A subsection of Chapter 6 shows the application of compressed sensing (CS) to 19F turbo-spin-echo chemical shift imaging (TSE-CSI), which leads to reduced measurement time. CS, however, can only be successfully applied when a sufficient signal-to-noise ratio (SNR) is available. When the SNR is low, so-called spike artifacts occur with the CS algorithm used in the present work. However, it was shown in an additional subsection that these artifacts can be reduced using a CS-based post processing algorithm. Thus, CS might help overcome limitations with time consuming 19F CSI experiments. Chapter 7 deals with a novel technique to quantify the B+1 profile of an MR coil. It was shown that, using a specific application scheme of off resonant pulses, Bloch-Siegert (BS)-based B+1 mapping can be enabled using a Carr Purcell Meiboom Gill (CPMG)-based TSE sequence. A fast acquisition of the data necessary for B+1 mapping was thus enabled. In the future, the application of BS-CPMG-TSE B+1 mapping to improve quantification using 19F MR could therefore be possible.
The aim of the present thesis is to explore the potential of X-ray magnetic circular dichroism(XMCD) experiments on gaining new insights into Kondo and heavy fermion materials. XMCD, which is derived from X-ray absorption spectroscopy (XAS), allows probing magnetic polarization specific to the different elements in a material and to their atomic orbitals. In particular, at the Ce M4,5 edges the method is sensitive to the localized 4f level, which provides the magnetic impurity moment responsible for Kondo physics in Ce compounds. Hence, Ce M4,5 XMCD is ideally suited to investigate local magnetism in the presence of interaction of impurity and conduction electrons in such materials.
As a model material, CePt5/Pt(111) surface intermetallics were chosen for the present study. This thin-film material can be prepared by well-defined procedures involving molecular beam epitaxy. Crystalline Ordered samples are obtained by exploiting the single-crystallinity of the Pt(111) substrate. The surface character of thin films ideally matches the probing depth of soft X-ray spectroscopy in the total electron yield mode.
The XMCD and XAS experiments, taking into account dependence on temperature, angle of incidence, sample thickness and external magnetic field, revealed the presence of four relevant energy scales that influence the magnetic response:
1. The 4f level in CePt5/Pt(111) is subject to significant crystal field (CF) splitting, which leads to reorganization of the six j = 5/2 sublevels. The hexagonal symmetry of the crystal structure conserves mj as a good quantum number. The proposed CF scheme, which is derived from measurements of the paramagnetic susceptibility by XMCD as well as linear dichroism in XAS, consists of nearly degenerate |1/2> and |3/2> doublets with the |5/2> doublet excited by E5/2 = 15 ... 25 meV.
2. Single impurity Kondo interaction significantly couples the magnetic moments of the impurity and conduction electrons. A signature thereof is the f0 -> f1 contribution to Ce M4,5 XAS, the strength of which can be tuned by control of the sample thickness. This finding is in line with the observation of reduced effective 4f moments as detected by XMCD.
3. Ruderman-Kittel-Kasuya-Yosida (RKKY) interaction induces ferromagnetic correlations on the impurity lattice, which induces a positive Curie-Weiss temperature in the temperature-dependent inverse susceptibility.
4. Indications for the transition to a coherent heavy fermion state are found in the inverse susceptibility at T ~ 20 K; the ferromagnetic ground state is not observed. The fielddependence of the magnetic moment in the coherent state can be interpreted in terms of a metamagnetic transition. This allows studying basic characteristics of the renormalized band structure of a heavy fermion system by XMCD.
The disentanglement of these different contributions to the 4f magnetism not only required extensive Ce M4,5 XAS and XMCD data, but also a thorough structural characterization of the material, a fundamental study of the Ce M4,5 line shape in relation to the degree of 4f hybridization and the development of a model for the paramagnetic susceptibility.
The unit cell dimensions and sample morphology of CePt5/Pt(111) intermetallics were studied by low-energy electron diffraction (LEED) and scanning transmission electron microscopy (STEM). These experiments showed that well-defined intermetallic films form on top of the substrate. This lead to introduction of the film thickness t, measured in unit cells (u.c.), as a key feature to characterize the samples.
Systematic LEED measurements in the thickness range t ~ 1 ... 15 u.c. allowed identification of six different phases, which could be interpreted as resulting from the same crystal structure with different rotational alignments and lattice constants. An accurate determination of the surface lattice constant at t ~ 3 u.c. could be achieved by interpretation of additional superstructure spots as arising from a well-defined combination of substrate and film lattices. The thicknessdependence of the lateral lattice constant could be explained in terms of lattice relaxation.
Confirmation of the CePt5 stoichiometry and structure was performed by use of thicknessdependent XAS and a representative LEED-IV study. The results of this study indicate that the intermetallic films exhibit hexagonal CaCu5 structure over the entire range of thicknesses that were studied. The terminating layer consists purely of Pt with one additional Pt atom per unit cell compared to the bulk structure.
The line shape of Ce M4,5 spectra was analyzed with the help of full multiplet calculations.
Experimentally, characteristic variations of the line shape were observed with increasing f0 -> f1 contribution. The calculations show that these variations are not due to an admixture of j = 7/2 character to the ground state, as often stated in the literature. As alternatives, this observation can be explained by either considering an additional contribution to the spectrum or by assumption of an asymmetric lifetime profile.
The model that was developed for the inverse paramagnetic susceptibility contains the hexagonal crystal field, magnetic coupling of the impurity moments in a mean field scheme and Kondo screening. The latter is included phenomenologically by screening factors for the effective moment. Assumption of doublet-specific screening factors, which means that the degree of Kondo interaction depends on the mj character of the 4f sublevels, allows satisfactory reproduction of the experimental data.
Two-dimensional lattices are in the focus of research in modern solid state physics due to their novel and exotic electronic properties with tremendous potential for seminal future applications. Of particular interest within this research field are quantum spin Hall insulators which are characterized by an insulating bulk with symmetry-protected metallic edge states. For electrons within these one-dimensional conducting channels, spin-momentum locking enables dissipationless transport - a property which promises nothing short of a revolution for electronic devices. So far, however, quantum spin Hall materials require enormous efforts to be realized such as cryogenic temperatures or ultra-high vacuum. A potential candidate to overcome these shortcomings are two-dimensional lattices of the topological semi-metal antimony due to their potential to host the quantum spin Hall effect while offering improved resilience against oxidation.
In this work, two-dimensional lattices of antimony on different substrates, namely Ag(111), InSb(111) and SiC(0001), are investigated regarding their atomic structure and electronic properties with complimentary surface sensitive techniques. In addition, a systematic oxidation study compares the stability of Sb-SiC(0001) with that of the two-dimensional topological insulators bismuthene-SiC(0001) and indenene-SiC(0001).
A comprehensive experimental analysis of the \((\sqrt{3}\times\sqrt{3})R30^\circ\) Sb-Ag(111) surface, including X-ray standing wave measurements, disproves the proclaimed formation of a buckled antimonene lattice in literature. The surface lattice can instead be identified as a metallic Ag\(_2\)Sb surface alloy.
Antimony on InSb(111) shows an unstrained Volmer-Weber island growth due to its large lattice mismatch to the substrate. The concomitant moir\'{e} situation at the interface imprints mainly in a periodic height corrugation of the antimony islands which as observed with scanning tunneling microscopy. On islands with various thicknesses, quasiparticle interference patterns allow to trace the topological surface state of antimony down to the few-layer limit.
On SiC(0001), two different two-dimensional antimony surface reconstructions are identified. Firstly, a metallic triangular $1\times1$ lattice which constitutes the antimony analogue to the topological insulator indenene. Secondly, an insulating asymmetric kagome lattice which represents the very first realized atomic surface kagome lattice.
A comparative, systematic oxidation study of elemental (sub-)monolayer materials on SiC(0001) reveals a high sensitivity of indenene and bismuthene to small dosages of oxygen. An improved resilience is found for Sb-SiC(0001) which, however, oxidizes nevertheless if exposed to oxygen. These surface lattices are therefore not suitable for future applications without additional protective measures.
Within this thesis, three main approaches for the assessment and investigation of altered hemodynamics like wall shear stress, oscillatory shear index and the arterial pulse wave velocity in atherosclerosis development and progression were conducted:
1. The establishment of a fast method for the simultaneous assessment of 3D WSS and PWV in the complete murine aortic arch via high-resolution 4D-flow MRI
2. The utilization of serial in vivo measurements in atherosclerotic mouse models using high-resolution 4D-flow MRI, which were divided into studies describing altered hemodynamics in late and early atherosclerosis
3. The development of tissue-engineered artery models for the controllable application and variation of hemodynamic and biologic parameters, divided in native artery models and biofabricated artery models, aiming for the investigation of the relationship between atherogenesis and hemodynamics
Chapter 2 describes the establishment of a method for the simultaneous measurement of 3D WSS and PWV in the murine aortic arch at, using ultra high-field MRI at 17.6T [16], based on the previously published method for fast, self-navigated wall shear stress measurements in the murine aortic arch using radial 4D-phase contrast MRI at 17.6 T [4]. This work is based on the collective work of Dr. Patrick Winter, who developed the method and the author of this thesis, Kristina Andelovic, who performed the experiments and statistical analyses. As the method described in this chapter is basis for the following in vivo studies and undividable into the sub-parts of the contributors without losing important information, this chapter was not split into the single parts to provide fundamental information about the measurement and analysis methods and therefore better understandability for the following studies. The main challenge in this chapter was to overcome the issue of the need for a high spatial resolution to determine the velocity gradients at the vascular wall for the WSS quantification and a high temporal resolution for the assessment of the PWV without prolonging the acquisition time due to the need for two separate measurements. Moreover, for a full coverage of the hemodynamics in the murine aortic arch, a 3D measurement is needed, which was achieved by utilization of retrospective navigation and radial trajectories, enabling a highly flexible reconstruction framework to either reconstruct images at lower spatial resolution and higher frame rates for the acquisition of the PWV or higher spatial resolution and lower frame rates for the acquisition of the 3D WSS in a reasonable measurement time of only 35 minutes. This enabled the in vivo assessment of all relevant hemodynamic parameters related to atherosclerosis development and progression in one experimental session. This method was validated in healthy wild type and atherosclerotic Apoe-/- mice, indicating no differences in robustness between pathological and healthy mice.
The heterogeneous distribution of plaque development and arterial stiffening in atherosclerosis [10, 12], however, points out the importance of local PWV measurements. Therefore, future studies should focus on the 3D acquisition of the local PWV in the murine aortic arch based on the presented method, in order to enable spatially resolved correlations of local arterial stiffness with other hemodynamic parameters and plaque composition.
In Chapter 3, the previously established methods were used for the investigation of changing aortic hemodynamics during ageing and atherosclerosis in healthy wild type and atherosclerotic Apoe-/- mice using the previously established methods [4, 16] based on high-resolution 4D-flow MRI. In this work, serial measurements of healthy and atherosclerotic mice were conducted to track all changes in hemodynamics in the complete aortic arch over time. Moreover, spatially resolved 2D projection maps of WSS and OSI of the complete aortic arch were generated. This important feature allowed for the pixel-wise statistical analysis of inter- and intragroup hemodynamic changes over time and most importantly – at a glance. The study revealed converse differences of local hemodynamic profiles in healthy WT and atherosclerotic Apoe−/− mice, with decreasing longWSS and increasing OSI, while showing constant PWV in healthy mice and increasing longWSS and decreasing OSI, while showing increased PWV in diseased mice. Moreover, spatially resolved correlations between WSS, PWV, plaque and vessel wall characteristics were enabled, giving detailed insights into coherences between hemodynamics and plaque composition. Here, the circWSS was identified as a potential marker of plaque size and composition in advanced atherosclerosis. Moreover, correlations with PWV values identified the maximum radStrain could serve as a potential marker for vascular elasticity. This study demonstrated the feasibility and utility of high-resolution 4D flow MRI to spatially resolve, visualize and analyze statistical differences in all relevant hemodynamic parameters over time and between healthy and diseased mice, which could significantly improve our understanding of plaque progression towards vulnerability. In future studies the relation of vascular elasticity and radial strain should be further investigated and validated with local PWV measurements and CFD.
Moreover, the 2D histological datasets were not reflecting the 3D properties and regional characteristics of the atherosclerotic plaques. Therefore, future studies will include 3D plaque volume and composition analysis like morphological measurements with MRI or light-sheet microscopy to further improve the analysis of the relationship between hemodynamics and atherosclerosis.
Chapter 4 aimed at the description and investigation of hemodynamics in early stages of atherosclerosis. Moreover, this study included measurements of hemodynamics at baseline levels in healthy WT and atherosclerotic mouse models. Due to the lack of hemodynamic-related studies in Ldlr-/- mice, which are the most used mouse models in atherosclerosis research together with the Apoe-/- mouse model, this model was included in this study to describe changing hemodynamics in the aortic arch at baseline levels and during early atherosclerosis development and progression for the first time. In this study, distinct differences in aortic geometries of these mouse models at baseline levels were described for the first time, which result in significantly different flow- and WSS profiles in the Ldlr-/- mouse model. Further basal characterization of different parameters revealed only characteristic differences in lipid profiles, proving that the geometry is highly influencing the local WSS in these models. Most interestingly, calculation of the atherogenic index of plasma revealed a significantly higher risk in Ldlr-/- mice with ongoing atherosclerosis development, but significantly greater plaque areas in the aortic arch of Apoe-/- mice. Due to the given basal WSS and OSI profile in these two mouse models – two parameters highly influencing plaque development and progression – there is evidence that the regional plaque development differs between these mouse models during very early atherogenesis.
Therefore, future studies should focus on the spatiotemporal evaluation of plaque development and composition in the three defined aortic regions using morphological measurements with MRI or 3D histological analyses like LSFM. Moreover, this study offers an excellent basis for future studies incorporating CFD simulations, analyzing the different measured parameter combinations (e.g., aortic geometry of the Ldlr-/- mouse with the lipid profile of the Apoe-/- mouse), simulating the resulting plaque development and composition. This could help to understand the complex interplay between altered hemodynamics, serum lipids and atherosclerosis and significantly improve our basic understanding of key factors initiating atherosclerosis development.
Chapter 5 describes the establishment of a tissue-engineered artery model, which is based on native, decellularized porcine carotid artery scaffolds, cultured in a MRI-suitable bioreactor-system [23] for the investigation of hemodynamic-related atherosclerosis development in a controllable manner, using the previously established methods for WSS and PWV assessment [4, 16]. This in vitro artery model aimed for the reduction of animal experiments, while simultaneously offering a simplified, but completely controllable physical and biological environment. For this, a very fast and gentle decellularization protocol was established in a first step, which resulted in porcine carotid artery scaffolds showing complete acellularity while maintaining the extracellular matrix composition, overall ultrastructure and mechanical strength of native arteries. Moreover, a good cellular adhesion and proliferation was achieved, which was evaluated with isolated human blood outgrowth endothelial cells. Most importantly, an MRI-suitable artery chamber was designed for the simultaneous cultivation and assessment of high-resolution 4D hemodynamics in the described artery models. Using high-resolution 4D-flow MRI, the bioreactor system was proven to be suitable to quantify the volume flow, the two components of the WSS and the radStrain as well as the PWV in artery models, with obtained values being comparable to values found in literature for in vivo measurements. Moreover, the identification of first atherosclerotic processes like intimal thickening is achievable by three-dimensional assessment of the vessel wall morphology in the in vitro models. However, one limitation is the lack of a medial smooth muscle cell layer due to the dense ECM. Here, the utilization of the laser-cutting technology for the generation of holes and / or pits on a microscale, eventually enabling seeding of the media with SMCs showed promising results in a first try and should be further investigated in future studies. Therefore, the proposed artery model possesses all relevant components for the extension to an atherosclerosis model which may pave the way towards a significant improvement of our understanding of the key mechanisms in atherogenesis.
Chapter 6 describes the development of an easy-to-prepare, low cost and fully customizable artery model based on biomaterials. Here, thermoresponsive sacrificial scaffolds, processed with the technique of MEW were used for the creation of variable, biomimetic shapes to mimic the geometric properties of the aortic arch, consisting of both, bifurcations and curvatures. After embedding the sacrificial scaffold into a gelatin-hydrogel containing SMCs, it was crosslinked with bacterial transglutaminase before dissolution and flushing of the sacrificial scaffold. The hereby generated channel was subsequently seeded with ECs, resulting in an easy-to-prepare, fast and low-cost artery model. In contrast to the native artery model, this model is therefore more variable in size and shape and offers the possibility to include smooth muscle cells from the beginning. Moreover, a custom-built and highly adaptable perfusion chamber was designed specifically for the scaffold structure, which enabled a one-step creation and simultaneously offering the possibility for dynamic cultivation of the artery models, making it an excellent basis for the development of in vitro disease test systems for e.g., flow-related atherosclerosis research. Due to time constraints, the extension to an atherosclerosis model could not be achieved within the scope of this thesis. Therefore, future studies will focus on the development and validation of an in vitro atherosclerosis model based on the proposed bi- and three-layered artery models.
In conclusion, this thesis paved the way for a fast acquisition and detailed analyses of changing hemodynamics during atherosclerosis development and progression, including spatially resolved analyses of all relevant hemodynamic parameters over time and in between different groups. Moreover, to reduce animal experiments, while gaining control over various parameters influencing atherosclerosis development, promising artery models were established, which have the potential to serve as a new platform for basic atherosclerosis research.
The study of magnetic phases in spintronic materials is crucial to both our fundamental understanding of magnetic interactions and for finding new effects for future applications.
In this thesis, we study the basic electrical and magnetic transport properties of both epitaxially-grown MnSi thin films, a helimagnetic metal only starting to be developed within our group, and parabolic-doped ultra-thin (Ga,Mn)As layers for future studies and applications.
Micromegas are parallel-plate gaseous detectors with micro-pattern readout structures that are able to measure precisely and efficiently at high particle rates. Their difference with respect to other gaseous detectors is that the space in which particles ionise the gas and create electrons is separated from the region in which these electrons are multiplied (or amplified) by a thin metallic mesh. In the ionisation region, typically a few mm thick, a moderate field of a few hundred V/cm is applied. The amplification region with a homogeneous electrical field of 40--50~kV/cm is only 100--150~$\upmu$m thick. The latter guarantees that the positive ions produced in the amplification process are rapidly evacuated and the possibility to build up space charge at high rate is reduced. Critical in micromegas detectors are sparks in the thin amplification region in the presence of the high electrical field. This problem was solved in 2011 by introducing a spark protection scheme. It consists of a layer of resistive strips on top of the readout strips, separated from the latter by a thin insulation layer.
Micromegas with the spark protection scheme were selected as instrumentation of the first ATLAS forward muon station (NSW) in the upgrade of the ATLAS detector for the operation of the Large Hadron Collider (LHC) at high luminosity (HL-LHC), expected for 2026.
The main subjects of this thesis are: the characterisation of the first micromegas quadruplet prototypes for the NSW detectors; the characterisation of the materials used in the spark-protection system; and the study of the influence of the mesh distance holders (pillars) on the detector performance.
The thesis starts with a brief introduction into the LHC and ATLAS projects, followed by a chapter that explains the reason for the upgrade of the ATLAS muon system and shows the layout of the NSW.
The first of the three main chapters covers the construction and the characterisation of the first two prototypes for the NSW detectors. These detectors comprise four detection layers and have the same mechanical structure as the NSW detectors. The mechanical precision as well as the homogeneity of the detector response are discussed. The latter has been measured using X-rays and cosmic rays. The spatial resolution that can be achieved with these detectors precision has been measured at the MAMI accelerator at Mainz with low-energy electrons. The chapter is completed by a section that describes the successful integration of a data acquisition system (DAQ) into the official ATLAS DAQ system that was required for an initially planned installation of one of the prototypes on the existing Small Wheel.
The next chapter presents a study of the influence of temperature and humidity changes on the resistive strips used in the spark protection system. In addition the long-term stability of the resistive material has been measured accumulating charge equivalent to 100 years of operation in the HL-LHC and exposing the samples to intense gamma irradiation equivalent to 10 years of HL-LHC operation.
The third part covers the impact of the mesh distance holders (pillars) on the performance of the detector. This study has been performed with a 10 x 10 cm$^2$ bulk-micromegas with two different pillar shapes. Both 5.9 keV gammas from a $^{55}$Fe and 8 keV X-rays from a Cu target were used. In this context also the electrostatic charge-up of the detector is discussed.
In the Appendices one finds a summary of the fundamental physics relevant for gaseous detectors as well as some supporting material for the topics covered in the main part of the thesis.
In order to facilitate the human energy needs with renewable energy sources in the future, new concepts and ideas for the electricity generation are needed. Solar cells based on metal halide perovskite semiconductors represent a promising approach to address these demands in both single-junction and tandem configurations with existing silicon technology. Despite intensive research, however, many physical properties and the working principle of perovskite PVs are still not fully understood. In particular, charge carrier recombination losses have so far mostly been studied on pure films not embedded in a complete solar cell. This thesis aimed for the identification and quantification of charge carrier recombination dynamics in fully working devices under conditions corresponding to those under real operation. To study different PV systems, transient electrical methods, more precisely Open-Circuit Voltage Decay (OCVD), Transient Photovoltage (TPV) and Charge Extraction (CE), were applied. Whereas OCVD and TPV provide information about the recombination lifetime, CE allows to access the charge carrier density at a specific illumination intensity. The benefit of combining these different methods is that the obtained quantities can not only be related to the Voc but also to each other, thus enabling to determine also the dominant recombination mechanisms.The aim of this thesis is to contribute to a better understanding of recombination losses in fully working perovskite solar cells and the experimental techniques which are applied to determine these losses.
The charge transport in disordered organic bulk heterojunction (BHJ) solar cells is a crucial process affecting the power conversion efficiency (PCE) of the solar cell. With the need of synthesizing new materials for improving the power conversion efficiency of those cells it is important to study not only the photophysical but also the electrical properties of the new material classes. Thereby, the experimental techniques need to be applicable to operating solar cells. In this work, the conventional methods of transient photoconductivity (also known as "Time-of-Flight" (TOF)), as well as the transient charge extraction technique of "Charge Carrier Extraction by Linearly Increasing Voltage" (CELIV) are performed on different organic blend compositions. Especially with the latter it is feasible to study the dynamics, i.e. charge transport and charge carrier recombination, in bulk heterojunction (BHJ) solar cells with active layer thicknesses of 100-200 nm. For a well performing organic BHJ solar cells the morphology is the most crucial parameter finding a trade-off between an efficient photogeneration of charge carriers and the transport of the latter to the electrodes. Besides the morphology, the nature of energetic disorder of the active material blend and its influence on the dynamics are discussed extensively in this work. Thereby, the material system of poly(3-hexylthiophene-2,5-diyl) (P3HT) and [6,6]-phenyl-C61 butyric acid methyl ester (PC61BM) serves mainly as a reference material system. New promising donor or acceptor materials and their potential for application in organic photovoltaics are studied in view of charge dynamics and compared with the reference system. With the need for commercialization of organic solar cells the question of the impact of environmental conditions on the PCE of the solar cells raises. In this work, organic BHJ solar cells exposed to synthetic air for finite duration are studied in view of the charge carrier transport and recombination dynamics. Finally, within the framework of this work the technique of photo-CELIV is improved. With the modified technique it is now feasible to study the mobility and lifetime of charge carriers in organic solar cells under operating conditions.
The charge transport properties of disordered organic and nanocrystalline inorganic semiconductors as well as their combinations have been investigated in regard to the charge carrier density employing field-effect-transistor structures. The results were discussed in the framework of different theoretical models. In organic semiconductors the presence of positional and energetic disorder determines the transport of charges through the respective thin films and interfaces. The electronic disorder is characterized by statistically distributed and localized transport sites which were shown to form a Gaussian density of states. In this electronic environment the charge transport occurs via thermally activated hopping between the localized states and therefore depends on the temperature and the local electric field. Particularly, a dependence of the carrier mobility on the charge carrier concentration is observed due to filling of tail states. Inorganic nanocrystalline semiconductors, however, are expected to present a different electronic structure: Within the volume of a nanocrystallite the semiconductor is assumed to reflect the electronic properties of the crystalline bulk material. However, the outer shell is characterized by a relatively large density of surface states and correspondingly bending of the energy bands, which creates an energetic barrier between the adjacent particles. In a nanocrystalline thin film this characteristic can be rate-limiting for the inter-particle carrier transport as reflected by reduced charge carrier mobility. The effective barrier height can be reduced by controlled doping of the nanocrystals which results in improved majority carrier transfer rates across the barrier. However, doping results in the simultaneous increase of the defect density and consequently to enhanced limitation of the mobility due to charge carrier scattering. In the experiments, thin films of commercially available p- and n-type organic semiconductors (P3HT, and two derivatives of PCBM) were investigated in field-effect transistor structures. Further, sol-gel synthesized n-type nanocrystalline-ZnO (nc-ZnO) with varied doping concentration (agent: aluminum Al$^{3+}$) was introduced in order to establish an alternative way of customizing the charge transport properties of the neat material and in combination with the organic polymer semiconductor P3HT.
Metal nanostructures have been known for a long time to exhibit optical resonances via localized surface plasmons. The high electric fields in close proximity to the metal surface have prospects to dramatically change the dynamics of electronic transitions, such as an enhanced spontaneous decay rate of a single emitter. However, there have been two major issues which impede advances in the experimental realization of enhanced light-matter interaction. (i) The fabrication of high-quality resonant structures requires state-of-the-art patterning techniques in combination with superior materials. (ii) The tiny extension of the optical near-field requires precise control of the single emitter with respect to the nanostructure. This work demonstrates a solution to these problems by combining scanning probe and optical confocal microscopy. Here, a novel type of scanning probe is introduced which features a tip composed of the edge of a single crystalline gold sheet. The patterning via focused ion beam milling makes it possible to introduce a plasmonic nanoresonator directly at the apex of the tip. Numerical simulations demonstrate that the optical properties of this kind of scanning probe are ideal to analyze light-matter interaction. Detailed experimental studies investigate the coupling mechanism between a localized plasmon and single colloidal quantum dots by dynamically changing coupling strength via their spatial separation. The results have shown that weak interaction affects the shape of the fluorescence spectrum as well as the polarization. For the best probes it has been found that it is possible to reach the strong coupling regime at the single emitter level at room temperature. The resulting analysis of the experimental data and the proposed theoretical models has revealed the differences between the established far-field coupling and near-field coupling. It has been found that the broad bandwidth of plasmonic resonances are able to establish coherent coupling to multiple transitions simultaneously giving rise to an enhanced effective coupling strength. It has also been found that the current model to numerically calculate the effective mode volume is inaccurate in case of mesoscopic emitters and strong coupling. Finally, light-matter interaction is investigated by the means of a quantum-dot-decorated microtubule which is traversing a localized nearfield by gliding on kinesin proteins. This biological transport mechanism allows the parallel probing of a meta-surface with nm-precision. The results that have been put forward throughout this work have shed new light on the understanding of plasmonic light-matter interaction and might trigger ideas on how to more efficiently combine the power of localized electric fields and novel excitonic materials.
This thesis describes the epitaxial growth of the Half-Heusler alloy NiMnSb by molecular beam epitaxy. Its structural and magnetic properties are controlled by tuning the composition and the resulting small deviation from stoichiometry. The magnetic in-plane anisotropy depends on the Mn concentration of the sample and can be controlled in both strength and orientation. This control of the magnetic anisotropy allows for growing NiMnSb layers of a given thickness and magnetic properties as requested for the design of NiMnSb-based devices. The growth and characterization of NiMnSb-ZnTe-NiMnSb heterostructures is presented - such heterostructures form an all-NiMnSb based spin-valve and are a promising basis for spin torque devices.
In this thesis a systematic analysis of the correlation effects between lattice dynamics and magnetism in the Multiferroic Manganites RMnO3 with Pnma structure was conducted. For this task, Raman and FT-IR Spectroscopy were employed for an investigation of all optically accessible lattice vibrations, i.e. phonons. To study the correlation effects as well as their specific connections to symmetry and compositional properties of the Multiferroic Manganites, the polarisation and temperature dependence of the phonons were considered explicitly. In combination with lattice dynamical calculations based on Density Functional Theory, two coupling effects - Spin-Phonon Coupling and Electromagnon-Phonon Coupling - were systematically analysed.
Magnetic random access memory (MRAM) technology aims to replace dynamic RAM (DRAM) due to its significantly lower power consumption and non-volatility [Dong08]. During the last couple of years the commercial focus was set on spin-transfer torque MRAM (STT-MRAM) systems, where a current is pushed through a ferromagnetic (FM) free layer and a reference layer which are separated by an insulator. The free layer can be set to parallel or anti-parallel depending on the current direction [Kim11]. Unfortunately these currents have to be quite high which could lead to damages of the tunnel barrier of the magnetic tunnel junction resulting in higher power consumption as well as reliability issues. At this point a new effect, where the current is passed below the ferromagnetic layer stack, can be exploited to change the direction of the free layer magnetization. The effect is known as spin-orbit torque (SOT) and describes the transfer of angular momentum onto an adjacent magnetization either by the spin Hall effect (SHE) or inverse spin galvanic effect (iSGE) [Manchon19]. The latter describes a spin accumulation due to a current. This is similar to the process of spin accumulation in TIs, where a current corresponds to an effective spin due to spin-momentum locking [Qi11]. Thus TIs exhibit a high current-to-spin conversion rate, which makes them a promising material system for SOT experiments. Among all TIs it is HgTe, which can be reliably grown as an insulator. This thesis covers the development of a working device for SOT measurements (SOT-device) in a CdTe/CdHgTe/HgTe/CdHgTe heterostructure. It involves the development of a tunnel barrier (ZrOx) as well as the investigation of the behavior of a ferromagnetic layer stack on top of etched HgTe. The main result of this work is the successful construction and evaluation of a working SOT-device, which exhibits the up to date most efficient switching of in-plane magnetized ferromagnetic layer stacks.
In order to avoid hybridization between HgTe and the adjacent ferromagnetic atoms, which would cause a breakdown of the topological surface state, it is necessary to implement a thin tunnel barrier in between the TI and free layer [Zhang16]. Aside from hybridization a tunnel barrier avoids shunting of the current, that is pushed on the surface of the HgTe/CdHgTe interface. Thus a bigger part of the current can be used for spin accumulation and, at the same time, the resistance measurement of the ferromagnetic layer stack is not perturbed. In chapter 3 the focus is set on investigating the tunneling characteristics of ZrOx on top of dry etched HgTe. Thin barriers are used as the interaction of the current generated spin and the adjacent magnetization decreases with distance. On the other hand too small insulator thicknesses lead to leakage currents which disturb heavily the measurement of the resistance of the ferromagnetic layer stack. Thus an optimum thickness of 10 ALD cycles (\(d\approx 1.6\rm\, nm\)) is determined which yields a resistance area product of \(R\cdot A \approx 3\rm\, k\Omega\mu m^{2}\). This corresponds to a tunneling resistance of \(R_{T}\approx 20\rm\, k\Omega\) over a structure surface of \(A_{T} = 0.12\rm\, \mu m^2\). Multiple samples with different thicknesses have been produced. All samples have been examined on their tunneling behavior. The resistance area product as a function of thickness shows a linear behavior on a logarithmic scale. Furthermore all working samples show non-linear I-V curves as well as parabolic dI/dV-curves. Additionally the tunneling resistance \(R_{T}\) increases with decreasing temperature. All above mentioned properties are typical for tunnel barriers which do not include pinholes [Jonsson00]. The last part of chapter 3 deals with thermal properties of HgTe. By measuring the second harmonic of a biasing AC current in the channel below the tunnel barrier it is attempted to extract the diffusion thermopower of the heated electrons. Unfortunately the measured signal showed a far superior contribution of the first harmonic. According to electric circuit simulations a small asymmetry in the barrier (penetration and leaving point of electrons) could be responsible for this behavior.
A ferromagnetic layer stack, consisting of PY/Cu/CoFe, serves as a sensor for magnetization changes due to external fields and current induced spin accumulations. The layer stack exhibits a giant magnetoresistance (GMR) which has been measured by a resistance bridge. The biggest peculiarity in depositing a GMR stack on top of HgTe is that its easy axis forms along only one of the crystal axes (\((110)\) or \((1\overline{1}0)\)). The reason for this anisotropy is still unclear. Sources such as an influence of the terminating material, miscut, furrows during IBE or sputter ripples have been ruled out. It can be speculated that the surface states due to HgTe might have an influence on the development of this easy axis but this would need further investigation. A consequence of this unexpected anisotropy is that every CdTe/CdHgTe/HgTe/CdHgTe wafer has first to be characterized in SQUID in order to find the easy axis. A ferromagnetic resonance (FMR) measurement confirmed this observation. The shape of the ferromagnetic layer stack is chosen to be an ellipse in order to support the easy axis direction by shape anisotropy. Over 8 million ellipses are used to generate a SQUID signal of \(m > 10^{-5}\rm\, emu\). This is sufficient to extract the main characteristics of an average nano pillar under the influence of an external magnetic field. As in the case of bigger structures the ellipse shaped structure shows a step-like behavior. A measured minor loop confirms the existence of the irreversible anti-parallel stable magnetic state. Furthermore this state persists for both directions at \(m=0\) resulting in an anti-ferromagnetic coupling between Py and CoFe.
The geometry of the SOT-device is chosen in such a way that the current induced spin aligns either parallel or anti-parallel to the effective magnetic field \(\vec{B}_{eff}=\vec{B}_{ext}+\vec{B}_{aniso}+\vec{B}_{shape}\), which acts on the pillar. Due to interaction of the spin with the adjacent magnetization of Py the magnetization direction gets changed by a torque \(\vec{T}\). In general this torque can be decomposed into two components a field-like torque \(\vec{\tau}_{FL}\) and a damping-like torque \(\vec{\tau}_{DL}\) [Manchon19]. In the case of TIs \(\vec{T}\) is additionally depending on the z-component of \(\vec{m}\) [Ndiaye17]. In our case the magnetization is lying in the sample plane (\(m_{z}=0\)) which results in \(\vec{\tau}_{DL}=0\). Thus, in the case of \(\vec{S}\parallel\left(\vec{\hat{z}}\times\vec{j}\right)\) and \(\vec{j}\parallel\vec{\hat{y}}\), the only spin dependent effective magnetic field is \(\vec{B}_{FL}=\tau_{FL}\cdot\vec{\hat{x}}\) which is lying parallel or anti-parallel to \(\vec{B}_{eff}\). The evaluation of \(\vec{B}_{FL}\) can therefore be done in the following manner. First a high \(B_{ext}\) has to be set along the easy axis of the pillar. Then \(B_{ext}\) has to be reduced just a few \(\rm\, Oe\) before the switching occurs at the magnetic field \(B_{ext,0}\). At the magnetic field \(\Delta B = B_{ext}-B_{ext,0}\approx 0.5\rm\, Oe\) the lower resistive state should be stable over a longer time range (\(10-30\rm\, min\)) in order to exclude switching due to fluctuations. Now a positive or negative current can be pushed through the channel below the pillar. For one of the two current directions the magnetization of Py switches. It is therefore not a thermal effect that drives the change of \(\vec{m}\). Current densities that are able to switch \(\vec{m}\) at small \(\Delta B\neq 0\) lie in the range of \(j\approx 10^{4}\rm\, A/cm^{2}\). In all experiments the switching efficiency \(\Delta B/j\) decreases with rising \(j\). Furthermore the efficiency as a function of \(j\) depends on the temperature as \(\Delta B/j\) values tend to be up to 20 times higher at \(T=1.8\rm\, K\) and \(j\approx 0\) than at \(T=4.2\rm\, K\). This temperature dependence suggests that switching occurs not due to Oersted fields. Furthermore the Biot-Savart fields had been calculated for four different models: an infinite long rectangular wire, two infinite planes, a full volume and two thin volume planes. Every model shows an efficiency, which is at least three times lower than the observation.
The highest efficiencies in our samples show up to 10 times higher values than in heavy-metal/ferromagnets heterostructures. In contrast to measurement procedures of most other groups our method leads to direct determination of SOT parameters like the effective magnetic field \(\vec{B}_{FL}\). Other groups make use of spin-transfer FMR (ST-FMR) where they AC bias their structure and extract SOT parameters (like \(\tau_{FL}\) and \(\tau_{DL}\)) from second harmonics by fitting theoretical models. Material systems consisting of TIs and magnetic insulators (MIs) on the other hand show 10 times higher efficiencies [Khang18,Li19]. In those cases the magnetization points out of the sample plane which is conceptually different from in-plane magnetic anisotropy geometries like in our case. The greatest benefit in-plane magnetic anisotropy systems is its easy realisation [Bhatti17]. Here only an elliptical shape has to be lithographically implemented instead of conducting research on the appropriate combination of material systems that result in perpendicular magnetic anisotropies [Apalkov16]. Despite the fact that in our case only \(\vec{\tau}_{FL}\) acts as the driving force for changing \(m\) our device still exhibits the up to date highest efficiencies in the class of in-plane magnetized anisotropies of all material classes ever recorded.
This thesis reviews the fundamentals of three-dimensional super-resolution localization imaging. In order to infer the axial coordinate of the emission of single fluorophores, the point spread function is engineered following a technique usually referred to as astigmatic imaging by the introduction of a cylindrical lens to the detection path of a microscope.
After giving a short introduction to optics and localization microscopy, I outline sources of aberrations as frequently encountered in 3D-localization microscopy and will discuss their respective impact on the precision and accuracy of the localization process. With the knowledge from these considerations, experiments were designed and conducted to verify the validity of the conclusions and to demonstrate the abilities of the proposed microscope to resolve biological structures in the three spatial dimensions. Additionally, it is demonstrated that measurements of huge volumes with virtually no aberrations is in principle feasible.
During the course of this thesis, a new method was introduced for inferring axial coordinates. This interpolation method based on cubic B-splines shows superior performance in the calibration of a microscope and the evaluation of subsequent measurement and will therefore be used and explained in this work.
Finally, this work is also meant to give future students some guidance for entering the field of 3D localization microscopy and therefore, detailed protocols are provided covering the specific aspects of two color 3D localization imaging.
Plasmonic nanostructures are considered promising candidates for essential components of integrated quantum technologies because of their ability to efficiently localize broad-band electromagnetic fields on the nanoscale. The resulting local near field can be understood as a spatial superposition of spectrally different plasmon-polariton modes due to the spectrally broad optical excitation, and thus can be described as a classical wave packet. Since plasmon polaritons, in turn, can transmit and receive non-classical light states, the exciting question arises to what extent they have to be described as quantum mechanical wave packets, i.e. as a superposition of different quantum states.
But how to probe, characterize and eventually manipulate the quantum state of such plasmon polaritons? Up to now, probing at room temperatures relied completely on analyzing quantum optical properties of the corresponding in-going and out-going far-field photon modes. However, these methods so far only allow a rather indirect investigation of the plasmon-polariton quantum state by means of transfer into photons. Moreover, these indirect methods lack spatial resolution and therefore do not provide on-site access to the plasmon-polariton quantum state. However, since the spectroscopic method of coherent two-dimensional (2D) nanoscopy offers the capability to follow the plasmon-
polariton quantum state both in Hilbert space and in space and time domain a complete characterization of the plasmon polariton is possible.
In this thesis a versatile coherent 2D nanoscopy setup is presented combining spectral tunability and femtosecond time resolution with spatial resolution on the nanometer scale due to the detection of optically excited nonlinear emitted electrons via photoemission electron microscopy (PEEM). Optical excitation by amplitude- and phase-shaped, systematically-modified and interferometric-stable multipulse sequences is realized, and characterized via Fourier-transform spectral interferometry (FTSI). This linear technique enables efficient data acquisition in parallel to a simultaneously performed experiment. The full electric-field reconstruction of every generated multipulse sequence is used to analyze the effect of non-ideal pulse sequences on the two-dimensional spectral data of population-based multidimensional spectroscopy methods like, e.g., the coherent 2D nanoscopy applied in this thesis. Investigation of the spatially-resolved nonlinear electron emission yield from plasmonic gold nanoresonators by coherent 2D nanoscopy requires a quasi-particle treatment of the addressed plasmon-polariton mode and development of a quantum model to adequately describe the plasmon-assisted multi-quantum electron emission from nanostructures. Good agreement between simulated and experimental data enables to connect certain spectral features to superpositions of non-adjacent plasmon-polariton quantum states, i.e, non-adjacent occupation-number states of the underlying quantized, harmonic oscillator, thus direct probing of the plasmon-polariton quantum wave packet at the location of the nanostructure.
This is a necessary step to locally control and manipulate the plasmon-polariton quantum state and thus of general interest for the realization of nanoscale quantum optical devices.
The approach of using the combination of Ultraviolet (UPS) and Inverse Photoemission (IPS) to determine the transport levels in thin films of organic semiconductors is the scope of this work. For this matter all influences on the peak position and width in Photoelectron Spectroscopy are discussed with a special focus on organic semiconductors. Many of these influences are shown with experimental results of the investigation of diindenoperylene on Ag(111). These findings are applied to inorganic semiconductors silicon in order to establish the use of UPS and IPS on a well-understood system. Finally, the method is used to determine the transport level of several organic semiconductors (PTCDA, Alq3, CuPc, DIP, PBI-H4) and the corresponding exciton binding energies are calculated by comparison to optical absorption data.
Virtually all existing MRI applications require both a high spatial and high temporal resolution for optimum detection and classification of the state of disease. The main strategy to meet the increasing demands of advanced diagnostic imaging applications has been the steady improvement of gradient systems, which provide increased gradient strengths and faster switching times. Rapid imaging techniques and the advances in gradient performance have significantly reduced acquisition times from about an hour to several minutes or seconds. In order to further increase imaging speed, much higher gradient strengths and much faster switching times are required which are technically challenging to provide. In addition to significant hardware costs, peripheral neuro-stimulations and the surpassing of admissable acoustic noise levels may occur. Today’s whole body gradient systems already operate just below the allowed safety levels. For these reasons, alternative strategies are needed to bypass these limitations. The greatest progress in further increasing imaging speed has been the development of multi-coil arrays and the advent of partially parallel acquisition (PPA) techniques in the late 1990’s. Within the last years, parallel imaging methods have become commercially available,and are therefore ready for broad clinical use. The basic feature of parallel imaging is a scan time reduction, applicable to nearly any available MRI method, while maintaining the contrast behavior without requiring higher gradient system performance. PPA operates by allowing an array of receiver surface coils, positioned around the object under investigation, to partially replace time-consuming spatial encoding which normally is performed by switching magnetic field gradients. Using this strategy, spatial resolution can be improved given a specific imaging time, or scan times can be reduced at a given spatial resolution. Furthermore, in some cases, PPA can even be used to reduce image artifacts. Unfortunately, parallel imaging is associated with a loss in signal-to-noise ratio (SNR) and therefore is limited to applications which do not already operate at the SNR limit. An additional limitation is the fact that the coil array must provide sufficient sensitivity variations throughout the object under investigation in order to offer enough spatial encoding capacity. This doctoral thesis exhibits an overview of my research on the topic of efficient parallel imaging strategies. Based on existing parallel acquisition and reconstruction strategies, such as SENSE and GRAPPA, new concepts have been developed and transferred to potential clinical applications.
Magnetic resonance imaging (MRI) is a medical imaging method that involves no ionizing radiation and can be used non-invasively. Another important - if not the most important - reason for the widespread and increasing use of MRI in clinical practice is its interesting and highly flexible image contrast, especially of biological tissue. The main disadvantages of MRI, compared to other widespread imaging modalities like computed tomography (CT), are long measurement times and the directly resulting high costs. In the first part of this work, a new technique for accelerated MRI parameter mapping using a radial IR TrueFISP sequence is presented. IR TrueFISP is a very fast method for the simultaneous quantification of proton density, the longitudinal relaxation time T1, and the transverse relaxation time T2. Chapter 2 presents speed improvements to the original IR TrueFISP method. Using a radial view-sharing technique, it was possible to obtain a full set of relaxometry data in under 6 s per slice. Furthermore, chapter 3 presents the investigation and correction of two major sources of error of the IR TrueFISP method, namely magnetization transfer and imperfect slice profiles. In the second part of this work, a new MRI thermometry method is presented that can be used in MRI-safety investigations of medical implants, e.g. cardiac pacemakers and implantable cardioverter-defibrillators (ICDs). One of the major safety risks associated with MRI examinations of pacemaker and ICD patients is RF induced heating of the pacing electrodes. The design of MRI-safe (or MRI-conditional) pacing electrodes requires elaborate testing. In a first step, many different electrode shapes, electrode positions and sequence parameters are tested in a gel phantom with its geometry and conductivity matched to a human body. The resulting temperature increase is typically observed using temperature probes that are placed at various positions in the gel phantom. An alternative to this local thermometry approach is to use MRI for the temperature measurement. Chapter 5 describes a new approach for MRI thermometry that allows MRI thermometry during RF heating caused by the MRI sequence itself. Specifically, a proton resonance frequency (PRF) shift MRI thermometry method was combined with an MR heating sequence. The method was validated in a gel phantom, with a copper wire serving as a simple model for a medical implant.
The projects presented in this thesis cover the examination of the electronic and structural properties of organic thin films at noble metal-organic interfaces. Angle-resolved photoemission spectroscopy is used as the primary investigative tool due to the connection of the emitted photoelectrons to the electronic structure of the sample. The surveyed materials are of relevance for fundamental research and practical applications on their own, but also serve as archetypes for the photoemission techniques presented throughout the four main chapters of this thesis. The techniques are therefore outlined with their adaptation to other systems in mind and a special focus on the proper description of the final state.
The most basic description of the final state that is still adequate for the evaluation of photoemission data is a plane wave. Its simplicity enables a relatively intuitive interpretation of photoemission data, since the initial and final state are related to one another by a Fourier transform and a geometric factor in this approximation. Moreover, the initial states of some systems can be reconstructed in three dimensions by combining photoemission measurements at various excitation energies. This reconstruction can even be carried out solely based on experimental data by using suitable iterative algorithms.
Since the approximation of the final state in the photoemission process by a plane wave is not valid in all instances, knowledge on the limitations of its applicability is indispensable. This can be gained by a comparison to experimental data as well as calculations with a more detailed description of the photoemission final state. One possible appraoch is based on independently emitting atoms where the coherent superposition of partial, atomic final states produces the total final state. This approach can also be used for more intricate studies on organic thin films. To this end, experimental data can be related to theoretical calculations to gain extensive insights into the structural and electronic properties of molecules in organic thin films.
In this work we investigate magnetic resonant tunneling diode (RTD) structures for spin manipulation. All-II-VI semiconductor RTD structures based on [Zn,Be]Se are grown by molecular beam epitaxy. We observe a strong, magnetic field induced, splitting of the resonance peaks in the I-V characteristics of RTDs with [Zn,Mn]Se diluted magnetic semiconductors (DMS) quantum well. The splitting saturates at high fields and has strong temperature dependence. A phonon replica of the resonance is also observed and has similar behaviour to the peak. We develop a model based on the giant Zeeman splitting of the spin levels in the DMS quantum well in order to explain the magnetic field induced behaviour of the resonance.
In the past decades correlated-electron physics due to strong Coulomb interactions and topological physics caused by band inversion often induced by strong spin-orbit coupling have been the workhorses of solid state research.
While commonly considered as disparate phenomena, it was realized in the early 2010s that the interplay between the comparably strong Coulomb and spin-orbit interactions in the $5d$ transition metal oxides may result in hitherto unforeseen properties.
The layered perovskite Sr$\textsubscript{2}$IrO$\textsubscript{4}$ has attracted special attention due to the observation of an unconventional Mott-insulating phase and predictions of exotic superconductivity.
Less is known about its three-dimensional counterpart SrIrO$\textsubscript{3}$, since rather than the cubic perovskite structure it adopts the thermodynamically stable hexagonal polymorph thereof.
This thesis therefore sets out to establish the synthesis of epitaxially stabilized perovskite SrIrO$\textsubscript{3}$ by pulsed laser deposition and to investigate its electronic and magnetic structure by state-of-the-art x-ray spectroscopy techniques.
In this endeavor the appropriate thermodynamic conditions for the growth of high-quality SrIrO$\textsubscript{3}$ are identified with a focus on the prevention of cation off-stoichiometry and the sustainment of layer-by-layer growth.
In the thus-optimized films the cubic perovskite symmetry is broken by a tetragonal distortion due to epitaxial strain and additional cooperative rotations of the IrO$\textsubscript{6}$ octahedra.
As a consequence of the thermodynamic instability of the IrO$\textsubscript{2}$ surface layer, the films unexpectedly undergo a conversion to a SrO termination during growth.
In an attempt to disentangle the interplay between spin-orbit and Coulomb interaction the three-dimensional electronic structure of perovskite SrIrO$\textsubscript{3}$ is investigated in a combined experimental and theoretical approach using soft x-ray angle-resolved photoelectron spectroscopy and \textit{ab initio} density functional theory calculations.
The experimentally found metallic ground state hosts coherent quasiparticle peaks with a well-defined Fermi surface and is theoretically described by a single half-filled band with effective total angular momentum $J_\text{eff} = 1/2$ only upon incorporation of a sizeable local Coulomb repulsion and -- to a lesser extent -- the broken cubic crystal symmetry in the film.
Upon reduction of the SrIrO$\textsubscript{3}$ thickness below a threshold of four unit cells the scales are tipped in favor of a Mott-insulating phase as the on-site Coulomb repulsion surmounts the diminishing kinetic energy upon transition into the two-dimensional regime.
Concomitantly, a structural transition occurs because the corner-shared octahedral network between substrate and film imposes constraints upon the IrO$\textsubscript{6}$ octahedral rotations in the thin-film limit.
The striking similarity between the quasi-two-dimensional spin-orbit-induced Mott insulator Sr$\textsubscript{2}$IrO$\textsubscript{4}$ and SrO-terminated SrIrO$\textsubscript{3}$ in the monolayer limit underlines the importance of dimensionality for the metal-insulator transition and possibly opens a new avenue towards the realization of exotic superconductivity in iridate compounds.
Whether the analogy between SrIrO$\textsubscript{3}$ in the two-dimensional limit and its Ruddlesden-Popper bulk counterparts extends to their complex magnetic properties ultimately remains an open question, although no indications for a remanent (anti)ferromagnetic order were found.
The unprecedented observation of an x-ray magnetic circular dichroism at the O~$K$-absorption edge of iridium oxides in an external magnetic field promises deeper insights into the intricate connection between the $J_\text{eff} = 1/2$ pseudospin state, its hybridization with the oxygen ligand states and the magnetic order found in the Ruddlesden-Popper iridates.
The thesis investigates the electrical transport properties of different π-conjugated organic semiconductors applied as active semiconducting material in organic field-effect transistor (OFET) devices. Theses organic materials are αω-dihexylquaterthiophene (DH4T), the tetrathiafulvalene (TTF) derivatives dibenzene-tetrathiafulvalene (DB-TTF) and dithiophene-tetrathiafulvalene (DT-TTF), and polytriarylamine (PTAA). The latter material is an amorphous polymer, the three others are small molecule oligomer materials. Different deposition methods were applied and compared. The investigations in the thesis treat the pure characterisation of the above materials with their different properties in OFET devices. Furthermore, the aim was to observe and analyse general rules and effects in OFETs depending on the structure, previous history, and the device scaling. Therefore, different tools and special analysing methods were developed and applied. These are a standard characterisation method for the classification of the used organic semiconductor, temperature dependent electrical characterisation investigating the electrical transport properties, the newly developed in situ measurement method of OFET devices, the downscaling of the OFET devices of channel length below 100 nm, and the lithographical structuring of a PTAA film.
Electrochemical double layer capacitors (EDLC), most commonly referred to as “supercapacitors”,
have gained increasing scientific and commercial interest in recent years. Purely electrostatic charge storage processes allow charge- and discharge cycles in the second-time scale, exhibiting a theoretical capacitance in the order of 100 F per gram of electrode material, thereby providing efficient recuperation devices for electromechanical processes, for example. Introducing electrochemically active materials such as manganese oxides into the supercapacitor electrode, allows to combine the double-layer storage with a battery-like storage process, leading to capacitance that can be up to two orders of magnitude larger than those in EDLC.
In the present work, an electroless deposition approach of manganese oxide on a carbon scaffold
is adapted and further investigated. The carbon material is derived from an organic xerogel, which in turn is prepared via a sol-gel process, allowing tailoring of the structural properties of the carbon, making it an ideal model system to study the relation between morphology and electrochemical performance in the carbon-manganese oxide hybrid electrode.
In the first part of this thesis, a variation of manganese oxide deposition time at a low concentration of precursor solution is analyzed. Mass uptakes reach up to 58 wt.%, leading to an increase of volumetric capacitance by a factor 5, however reducing the dynamic performance of the electrode.
The structural characterization gives hints on the deposition location of the active material either in the intra-particular pores of the carbon backbone or on the enveloping surface area of the particles forming the backbone.
In order to comprehensively answer the question of the location of the active material within
the hybrid electrode, the particle size of the carbon backbone and therefore the enveloping surface area of the carbon particles was varied. For samples with high mass uptakes, scanning electron microscopy (SEM) images show a layer thickness of 27 nm of active material around the carbon particles. In order to quantitatively investigate this layer morphology, even for low mass uptakes where no layer is visible in SEM images, a model interpreting data from anomalous small angle X-ray scattering (ASAXS) measurements was developed. The results confirm the presence of a layer around the carbon particles, exhibiting a layer thickness ranging from 3 to 26 nm.
From an electrochemical point of view, carbon backbones with a large enveloping surface area
will lead to high mass uptakes in the electroless deposition process and therefore lead to high
capacitance of the electrode. However, for future application, electrodeposition approaches should be investigated in detail, since no deposits will form on the interface between carbon backbone and current collector, leading to a better dynamic performance of the hybrid electrode. Furthermore, the ASAXS-method should be promoted and applied on other material systems, since this technique allows to draw important conclusions and allows to deduce integral and quantitative information towards a rational design of high performance electrodes.
In this thesis, thin-film solar cells on the basis of Cu(In,Ga)(S,Se)2 (CIGSSe) were investigated.
Until today, most high efficient CIGSSe-based solar cells use a toxic and wetchemical deposited CdS buffer layer, which doesn’t allow a dry inline production. However, a promising and well-performing alternative buffer layer, namely indium sulfide, has been found which doesn’t comprise these disadvantages. In order to shed light on these well-performing devices, the surfaces and in particular the interfaces which play a major role for the charge carrier transport are investigated in the framework of this thesis. Both, the chemical and electronic properties of the solar cells’ interfaces were characterized.
In case of the physical vapor deposition of an InxSy-based buffer layer, the cleaning step of the CdS chemical-bath deposition is not present and thus changes of the absorber surface have to be taken into account. Therefore, adsorbate formation, oxidation, and segregation of absorber elements in dependence of the storing temperature and the humidity are investigated in the first part of this thesis.
The efficiencies of CIGSSe-based solar cells with an InxSy buffer layer depend on the nominal indium concentration x and display a maximum for x = 42 %. In this thesis, InxSy samples with a nominal indium concentration of 40.2% ≤ x ≤ 43.2% were investigated by surface-sensitive and surface-near bulk-sensitive techniques, namely with photoemission spectroscopy (PES) and x-ray emission spectroscopy (XES). The surfaces of the films were found to be sulfur-poor and indium-rich in comparison with stoichiometric In2S3. Moreover, a direct determination of the band alignment at the InxSy/CISSe interface in dependence of the nominal indium concentration x was conducted with the help of PES and inverse PES (IPES) and a flat band alignment was found for x = 42 %.
In order to study the impact of a heat treatment as it occurs during subsequent cell process steps, the indium sulfide-buffered absorbers were annealed for 30 minutes under UHV conditions at 200 °C after the initial data set was taken. Besides a reported enhanced solar cell performance, a significant copper diffusion from the absorber into the buffer layer takes place due to the thermal treatment. Accordingly, the impact of the copper diffusion on the hidden InxSy/CISSe interface was discussed and for x = 40.2% a significant cliff (downwards step in the conduction band) is observed. For increasing x, the alignment in the conduction band turns into a small upwards step (spike) for the region 41% ≤ x ≤ 43.2%. This explains the optimal solar cell performance for this indium contents.
In a further step, the sodium-doped indium sulfide buffer which leads to significantly higher efficient solar cells was investigated. It was demonstrated by PES/IPES that the enhanced performance can be ascribed to a significant larger surface band gap in comparison with undoped InxSy. The occurring spike in the Na:InxSy/CISSe band alignment gets reduced due to a Se diffusion induced by the thermal treatment. Furthermore, after the thermal treatment the sodium doped indium sulfide layer experiences a copper diffusion which is reduced by more than a factor of two compared to pure InxSy.
Next, the interface between the Na:InxSy buffer layer and the i-ZnO (i = intrinsic, non-deliberately doped), as a part of the transparent front contact was analyzed. The i-ZnO/Na:InxSy interface shows significant interdiffusion, leading to the formation of, e.g., ZnS and hence to a reduction of the nominal cliff in the conduction band alignment.
In the last part of this thesis, the well-established surface-sensitive reflective electron energy loss spectroscopy (REELS) was utilized to study the CIGSSe absorber, the InxSy buffer, and annealed InxSy buffer surfaces. By fitting the characteristic inelastic scattering cross sections λK(E) with Drude-Lindhard oscillators the dielectric function was identified. The determined dielectric functions are in good agreement with values from bulk-sensitive optical measurements on indium sulfide layers. In contrast, for the chalcopyrite-based absorber significant differences appear. In particular, a substantial larger surface band gap of the CIGSSe surface of E^Ex_Gap = (1.4±0.2) eV in comparison with bulk values is determined. This provides for the first time an independent verification of earlier PES/IPES results. Finally, the electrons’ inelastic mean free paths l for the three investigated surfaces are compared for different primary energies with theoretical values and the universal curve.
In the presented thesis, the various excited states encountered in conjugated organic semiconductors are investigated with respect to their utilization in organic thin-film solar cells. Most of these states are spin-baring and can therefore be addressed by means of magnetic resonance spectroscopy. The primary singlet excitation (spin 0), as well as positive and negative polaronic charge carriers (spin 1/2) are discussed. Additionally, triplet excitons (spin 1) and charge transfer complexes are examined, focussing on their differing spin-spin interaction strength. For the investigation of these spin-baring states especially methods of electron paramagnetic resonance (EPR) are best suited. Therefore according experimental methods were implemented in the course of this work to study conjugated polymers, fullerenes and their blends with continuous wave as well as time-resolved EPR and optically detected magnetic resonance.
This thesis was dedicated to the studies of the electronic and chemical properties of liquids and solutions using soft x-ray spectroscopies. The used photon-in-photon-out methods namely x-ray absorption spectroscopy (XAS), x-ray emission spectroscopy (XES), and resonant inelastic x-ray scattering (RIXS) appeared to be an excellent choice for these studies. In the framework of this thesis, the necessary experimental setup for using the above mentioned experimental techniques on liquids was developed. Hereby, a new flow-through liquid cell was introduced which simplifies the studies of liquids and solutions. The cell design is very flexible and thus can be modified for gases and liquid/solid interfaces. With this cell it is possible to study the samples under well-controlled conditions (temperature and flow rate). The novel flow-through liquid cell is part of the new SALSA synchrotron endstation including an electron analyzer and a novel high-resolution, high-transmission soft x-ray spectrometer. The latter makes it possible to measure two-dimensional RIXS maps in a very short time, which include the full excitation and emission information in one plot. Making use of the new instrumentation, a variety of different liquids and solutions were investigated. As first system, aqueous solutions of sodium hydroxide (NaOH) and sodium deuteroxide (NaOD) were investigated. In the XAS as well as in the XES spectra a pronounced concentration dependence was found. At non-resonant energies, the spectra are dominated by the solvent and thus look similar to water. Making use of the pre-pre-edge in the absorption spectra which can exclusively be attributed to OH- / OD- it was possible to extract the resonant emission spectra of the ions which show an indication for proton dynamics during the core-hole lifetime. For the solid state NaOH XES spectra it was possible to reveal a high energetic shoulder and a low energetic shoulder at the high energy emission feature. These shoulders can be assigned to self-dissociation processes where OH- forms O2- ions and H2O. The study of NaOH was also of interest for the studies of the amino acids, which were in the focus of the next part, since the pH-values of the respective solutions were controlled by NaOH. In the next part of this thesis, amino acid solutions were investigated. Amino acids are the building blocks of peptides and proteins and thus important for life science. The investigated representatives were glycine, the simplest amino acid, and lysine, an amino acid with two amine groups. Both amino acids react on pH-value changes at the amine group where the local environment at the nitrogen atom changes (NH2 ↔ NH3+). A strong change of the spectra induced by this protonation/deprotonation could be found. Furthermore, for low pH-values (protonated amine groups) the amine groups are influenced by strong proton dynamics. First DFT calculations confirm the dissociation model of the amino acids. Qualitatively the high energy peak in the N K XES spectra can be attributed to the deprotonated amine group and the low energy area for the protonated amine group. Besides amino acids, alcohols and acids are important in biological processes. Therefore, the smallest alcohol (methanol) and the smallest carboxylic acid (acetic acid) were under investigation. For the liquid methanol XES spectra a very good agreement with DFT calculations of gas phase methanol could be found. This observation suggests that the influence of the environment (hydrogen bonding) on the spectra is small. The achieved spectra are in good agreement with DFT calculations found in literature. It was possible to selectively excite the two non-equivalent oxygen atoms in acetic acid and to reveal the carboxyl specific C K XES. The carbon XAS spectra showed strong differences compared to gas phase measurements which might be a hint for the influence of the hydrogen bond network. The investigation of the electronic and chemical properties of liquids and solutions is a very young field of research and the results presented in this thesis show that it is a very interesting topic. The presented results can be seen as the fundamental frame work for all following studies. With the understanding of basic, i.e., simple, systems as shown in this work it will be possible to understand complex biological systems in their native environment, e.g., peptides and proteins, which are the building blocks of life.
Two-dimensional triangular lattices of group IV adatoms on semiconductor substrates provide a rich playground for the investigation of Mott-Hubbard physics. The possibility to combine various types of adatoms and substrates makes members of this material class versatile model systems to study the influence of correlation strength, band filling and spin-orbit coupling on the electronic structure - both experimentally and with dedicated many-body calculation techniques. The latter predict exotic ground states such as chiral superconductivity or spin liquid behavior for these frustrated lattices, however, experimental confirmation is still lacking. In this work, three different systems, namely the \(\alpha\)-phases of Sn/SiC(0001), Pb/Si(111), and potassium-doped Sn/Si(111) are investigated with scanning tunneling microscopy and photoemission spectroscopy in this regard. The results are potentially relevant for spintronic applications or quantum computing.
For the novel group IV triangular lattice Sn/SiC(0001), a combined experimental and theoretical study reveals that the system features surprisingly strong electronic correlations because they are boosted by the substrate through its partly ionic character and weak screening capabilities. Interestingly, the spectral function, measured for the first time via angle-resolved photoemission, does not show any additional superstructure beyond the intrinsic \(\sqrt{3} \times \sqrt{3} R30^{\circ}\) reconstruction, thereby raising curiosity regarding the ground-state spin pattern.
For Pb/Si(111), preceding studies have noted a phase transition of the surface reconstruction from \(\sqrt{3} \times \sqrt{3} R30^{\circ}\) to \(3 \times 3\) at 86 K. In this thesis, investigations of the low-temperature phase with high-resolution scanning tunneling microscopy and spectroscopy unveil the formation of a charge-ordered ground state. It is disentangled from a concomitant structural rearrangement which is found to be 2-up/1-down, in contrast to previous predictions. Applying an extended variational cluster approach, a phase diagram of local and nonlocal Coulomb interactions is mapped out. Based on a comparison of theoretical spectral functions with scattering vectors found via quasiparticle interference, Pb/Si(111) is placed in said phase diagram and electronic correlations are found to be the driving force of the charge-ordered state.
In order to realize a doped Mott insulator in a frustrated geometry, potassium was evaporated onto the well-known correlated Sn/Si(111) system. Instead of the expected insulator-to-metal transition, scanning tunneling spectroscopy data indicates that the electronic structure of Sn/Si(111) is only affected locally around potassium atoms while a metallization is suppressed. The potassium atoms were found to be adsorbed on empty \(T_4\) sites of the substrate which eventually leads to the formation of two types of K-Sn alloys with a relative potassium content of 1/3 and 1/2, respectively. Complementary measurements of the spectral function via angle-resolved photoemission reveal that the lower Hubbard band of Sn/Si(111) gradually changes its shape upon potassium deposition. Once the tin and potassium portion on the surface are equal, this evolution is complete and the system can be described as a band insulator without the need to include Coulomb interactions.
The results of this thesis contribute to the understanding of the electronic properties of organic thin-films and interfaces. It is demonstrated that photoemission spectroscopy is very useful for studying surfaces and interfaces. Additionally it is shown, that many-body effects can be relevant for organic thin films, in particular at interfaces with strong interaction. These effects can have general implications for the material properties. In the first part of this thesis a systematic series of polyacene molecules is investigated with NEXAFS spectroscopy. The comparison of the data with core level and IPES data indicates that core excitations and core excitons need to be understood as many-body excitations. This finding implies for example that a high exciton binding energy is not necessarily associated with strong localization of the excited electron at the hole. As these effects apply also for valence excitons they can be relevant for the separation of charges and for the electron-hole recombination at interfaces. In the next chapter some fundamental effects in organic multilayer films and at organic-metal interfaces are studied with core level and NEXAFS spectroscopy. In this context a series of selected molecules is investigated, namely BTCDA, BTCDI, PTCDA and PTCDI. It is shown that in case of strong interface interaction a density of adsorbate-substrate states is formed which can lead to significant charge transfer satellites in the PES and NEXAFS spectra, similar to what is known for transition metal compounds. Moreover, it is demonstrated that the data can be modeled qualitatively by a basic approach which fuses the single impurity Anderson model with the description of charge transfer satellites by Sawatzky et al. This approach, which is equivalent to that of Gunnarsson and Schönhammer, allows even a relatively simple semi-quantitative analysis of the experimental data. The comparison of different adsorbate layers indicates that these many-body effects are particularly strong in case of partial occupation of the LUMO derived DOS. In the third part an organic multilayer film (SnPc), an organic-metal interface with strong coupling (SnPc/Ag) and an organic-organic interface (SnPc/PTCDA/Ag) are studied exemplarily with resonant Auger spectroscopy. The comparison of the data gives evidence for the contribution of many-body effects to the autoionization spectra. Furthermore, it is found that the electron-vibration coupling and the substrate-adsorbate charge transfer occurs on the time scale of the core hole life time. Moreover, the interaction at the organic-organic interface is weak, comparable to the intermolecular interaction in the multilayer films, despite a considerable rigid level shift for the SnPc layer. Furthermore, weak but significant electron-electron correlation is found for the molecular frontier orbitals, which are important for the substrate-adsorbate charge transfer. Therefore, these strongly coupled adsorbate films are briefly discussed within the context of the Hubbard model in the last part of this thesis. From the data derived in this work it can be estimated that such monolayer films are in the regime of medium correlations. Consequently one can expect for these adsorbate films properties which are related to the extraordinary behavior of strongly correlated materials, for which Mott metal-insulator transitions, sophisticated magnetic properties and superconductivity can be observed. Additionally some results from the investigation of alkyl/Si self-assembled monolayers are briefly discussed in the appendix. It is demonstrated exemplarily for the alkyl chains that the electronic band structure of short, finitely repeating units can be well modeled by a comparatively simple quantum well approach. In principle this approach can also be applied to higher dimensional systems, which makes it very useful for the description of E(k) relations in the regime of repeating units of intermediate length. Furthermore, the photoelectron and NEXAFS spectra indicate strong interaction at the alkyl/Si interface. It was found that the interface states can be modified by moderate x-ray irradiation, which changes the properties for charge transport through the SAM.
This thesis focuses on investigating magneto-transport properties of a ferromagnetic topological insulator (V,Bi,Sb)2Te3. This material is most famously known for exhibiting the quantum anomalous Hall effect, a novel quantum state of matter that has opened up possibilities for potential applications in quantum metrology as a quantum standard of resistance, as well as for academic investigations into unusual magnetic properties and axion electrodynamics. All of those aspects are investigated in the thesis.
This thesis aimed at the coherent investigation of the electrical and thermal transport properties of the low-dimensional organic conductor (DCNQI)2M (DCNQI: dicyanoquinonediimine; M: metallic counterion). These radical anion salts present a promising, new material class for thermoelectric applications and hence, a consistent characterization of the key parameters is required to evaluate and to optimize their performance. For this purpose, a novel experimental measurement setup enabling the determination of the electrical conductivity, the Seebeck coefficient and the thermal conductivity on a single crystalline specimen has been designed and implemented in this work. The novel measurement setup brought to operation within this thesis enabled a thorough investigation of the thermal transport properties in the (DCNQI)2M system. The thermal conductivity of (DCNQI-h8)2Cu at RT was determined to κ=1.73 W m^(-1) K^(-1). By reducing of the copper content in isostructural, crystalline (DMe-DCNQI)2CuxLi1-x alloys, the electrical conductivity has been lowered by one order of magnitude and the correlated changes in the thermal conductivity allowed for a verification of the Wiedemann-Franz (WF) law at RT. A room temperature Lorenz number of L=(2.48±0.45)⋅〖10〗^(-8) WΩK^(-2) was obtained in agreement with the standard Lorenz number L_0=2,44⋅〖10〗^(-8) WΩK^(-2) for 3D bulk metals. This value appears to be significantly reduced upon cooling below RT, even far above the Debye temperature of θ_D≈82 K, below which a breakdown of the WF law is caused by different relaxation times in response to thermal and to electric field perturbations. The experimental data enabled the first consistent evaluation of the thermoelectric performance of (DCNQI)$_2$Cu. The RT power factor of 110 μWm^(-1) K^(-2) is comparable to values obtained on PEDOT-based thermoelectric polymers. The RT figure of merit amounts to zT=0.02 which falls short by a factor of ten compared to the best values of zT=0.42 claimed for conducting polymers. It originates from the larger thermal conductivity in the organic crystals of about 1.73 W m^(-1) K^(-1) in (DCNQI)2Cu. Yet, more elaborate studies on the anisotropy of the thermal conductivity in PEDOT polymers assume their figure of merit to be zT=0.15 at most, recently. Therefore, (DCNQI)2Cu can be regarded as thermoelectric material of similar performance to polymer-based ones. Moreover, it represents one of the best organic n-type thermoelectric materials to date and as such, may also become important in hybrid thermoelectrics in combination with conducting polymers. Upon cooling below room temperature, (DCNQI)2Cu reveals its full potential attaining power factors of 50 mW K^(-2) m^(-1) and exceeding values of zT>0.15 below 40 K. These values represent the best thermoelectric performance in this low-temperature regime for organic as well as inorganic compounds and thus, low-dimensional organic conductors might pave the way toward new applications in cryogenic thermoelectrics. Further improvements may be expected from optimizing the charge carrier concentration by taking control over the CT process via the counterion stack of the crystal lattice. The concept has also been demonstrated in this work. Moreover, the thermoelectric performance in the vicinity of the CDW transition in (MeBr-DCNQI)2Cu was found to be increased by a factor of 5. Accordingly, the diversity of electronic ground states accessible in organic conductors provides scope for further improvements. Finally, the prototype of an all-organic thermoelectric generator has been built in combination with the p-type organic metal TTT2I3. While it only converts about 0.02% of the provided heat into electrical energy, the specific power output per active area attains values of up to 5 mW cm^(-2). This power output, defining the cost-limiting factor in the recovery of waste heat, is three orders of magnitude larger than in conducting polymer devices and as such, unrivaled in organic thermoelectrics. While the thermoelectric key parameters of (DCNQI)2Cu still lack behind conventional thermoelectrics made of e.g. Bi2Te3, the promising performance together with its potential for improvements make this novel material class an interesting candidate for further exploration. Particularly, the low-cost and energy-efficient synthesis routes of organic materials highlight their relevance for technological applications.
In the context of this thesis, the novel method soft X-ray energy-dispersive NEXAFS spectroscopy was explored and utilized to investigate intermolecular coupling and post-growth processes with a temporal resolution of seconds. 1,4,5,8- naphthalene tetracarboxylic acid dianhydride (NTCDA)multilayer films were the chosen model system for these investigations. The core hole-electron correlation in coherently coupled molecules was studied by means of energy-dispersive near-edge X-ray absorption fine-structure spectroscopy. A transient phase was found which exists during the transition between a disordered condensed phase and the bulk structure. This phase is characterized by distinct changes in the spectral line shape and energetic position of the X-ray absorption signal at the C K-edge. The findings were explained with the help of theoretical models based on the coupling of transition dipole moments, which are well established for optically excited systems. In consequence, the experimental results provides evidence for a core hole-electron pair delocalized over several molecules. Furthermore, the structure formation of NTCDA multilayer films on Ag(111) surfaces was investigated. With time-resolved and energy-dispersive NEXAFS experiments the intensity evolution in s- and p-polarization showed a very characteristic behavior. By combining these findings with the results of time-dependent photoemission measurements, several sub-processes were identified in the post- growth behavior. Upon annealing, the amorphous but preferentially flat-lying molecules flip into an upright orientation. After that follows a phase characterized by strong intermolecular coupling. Finally, three-dimensional islands are established. Employing the Kolmogorov-Johnson-Mehl-Avrami model, the activation energies of the sub-processes were determined.
In this work the creation of silicon vacancy spin defects in silicon carbide with predictable properties is demonstrated. Neutron and electron irradiation was used to create silicon vacancy ensembles and proton beam writing to create isolated vacancies at a desired position. The coherence properties of the created silicon vacancies as a function of the emitter density were investigated and a power-law function established. Sample annealing was implemented to increase the coherence properties of existing silicon vacancies. Further, spectral hole burning was used to implement absolute dc-magnetometry.
In this work the epitaxial growth and characterization of the half-metallic ferromagnet NiMnSb was presented. NiMnSb crystallizes in the C1b structure which is similar to the zinc blende structure from widely used III-V semiconductors. One special property of NiMnSb is the theoretical 100% spin-polarization at the Fermi edge. This makes it a perfect candidate for spintronic experiments and the material of choice for building novel spintronic devices. Another important topic in this work were the magnetic properties of NiMnSb, especially the low magnetic damping of the grown thin films. All grown layers were fabricated with the technique of MBE. The layer stacks for all different experiments and devices were grown on InP substrate in (001) or (111)B orientation. Before the NiMnSb layer a buffer layer of undoped (In,Ga)As was grown. Additional for some samples on InP(111)B, a Si doped (In,Ga)As layer was grown on top of the undoped (In,Ga)As layer. The dopant concentration of this n-doped layer was determined by ETCH-CV. All layers were investigated by structural and the NiMnSb layer additional by magnetic properties. For the structural investigation the in-situ technique RHEED and ex-situ tool HRXRD were used. RHEED observations showed a good quality of the grown buffer and half-metallic ferromagnet layers on both orientations. These results were strengthened by the HRXRD measurement. The vertical lattice constant could be determined. The received value of a(NiMnSb_vertical) = 5.925 Å for NiMnSb on InP(001) is in good agreement to the value a(NiMnSb_Lit) = 5.903 Å found in literature [Cas55]. For NiMnSb on InP(111)B a vertical lattice constant of a(NiMnSb_vertikal) = 6.017 Å could be determined. The horizontal lattice constant of the buffer and the half-metallic ferromagnet layer could be determined as the same of the substrate. For NiMnSb this conclusion is only valid up to a thickness of ≈40nm. To increase this maximum thickness, NiMnSb samples were grown on InP(001) substrates and capped with Ti/Au layers. Afterwards a reciprocal space map of the (533) reflex was drawn with GIXRD at the synchrotron beamline BW2 of HASYLAB [Kum07]. It has been shown that the critical thickness is more than doubled by depositing a Ti/Au capping directly after growth of NiMnSb without breaking the ultrahigh vacuum (UHV). The magnetic properties were determined with FMR experiments and SQUID measurements. The received magnetic damping parameter α from a 40nm thick NiMnSb layer on InP(001) could be determined to 3.19e−3 along [1-10]. The resulting line width of our NiMnSb layers on InP(001) is more than 4.88 times smaller than measured before [Hei04]. Another result is the direction dependence of the damping. It has been measured that the difference of the damping is changed by more than 42% when rotating the applied field by 45° from [1-10] to [100].With SQUID we measured a saturation magnetization of a 40nm thick NiMnSb layer as 4µB. NiMnSb layers on InP(111)B substrate where also measured with FMR with a surprising result. These layers not only showed a decreasing in the anisotropy field with increasing thickness but also an uniaxial anisotropy. This behaviour can be explained with defects on these samples. With an AFM triangle-like defects were measured. These defects originated from the buffer layer and influenced the magnetic properties. Another part of this work is dedicated to the behaviour of NiMnSb at temperatures around 80K. With our samples, no phase transition can be observed in the data of the Hall, anomalous Hall term and resistivity. The last part of this work discusses different spintronic devices build with our NiMnSb layers. In a first device the magnetization acts on the current. This Giant Magneto Resistance (GMR) device consisted of InP:S(001) - 180nm undoped (In,Ga)As - 40nm NiMnSb - 10nm Cu - 6nm NiFe - 10nm Ru in current perpendicular to plane (CPP) geometry. We received a Magneto-Resistance-Ratio of 3.4%. In a second device the current acts on the magnetization and makes use of the spin torque phenomena. This so called Spin Torque Oscillator (STO) emitted frequencies in the GHz range (13.94GHz - 14.1GHz). The last fabricated device is based on the magnetic vortex phenomena. For switching the core polarity the gyrotropic frequencies f + = 254MHz f − = 217MHz and a total static magnetic field of only mµ0H = 65mT were necessary. The reversal efficiency has been determined as better than 99% [Lou09].
Two-dimensional (2D) topological insulators are a new class of materials with properties that are
promising for potential future applications in quantum computers. For example, stanene represents
a possible candidate for a topological insulator made of Sn atoms arranged in a hexagonal
lattice. However, it has a relatively fragile low-energy spectrum and sensitive topology. Therefore,
to experimentally realize stanene in the topologically non-trivial phase, a suitable substrate
that accommodates stanene without compromising these topological properties must be found.
A heterostructure consisting of a SiC substrate with a buffer layer of adsorbed group-III elements
constitutes a possible solution for this problem. In this work, 2D adatom systems of Al and In
were grown epitaxially on SiC(0001) and then investigated structurally and spectroscopically by
scanning tunneling microscopy (STM) and photoelectron spectroscopy.
Al films in the high coverage regime \( (\Theta_{ML}\approx2\) ML\( ) \) exhibit unusually large, triangular- and
rectangular-shaped surface unit cells. Here, the low-energy electron diffraction (LEED)
pattern is brought into accordance with the surface topography derived from STM. Another Al
reconstruction, the quasi-one-dimensional (1D) Al phase, exhibits a striped surface corrugation,
which could be the result of the strain imprinted by the overlayer-substrate lattice mismatch.
It is suggested that Al atoms in different surface areas can occupy hexagonal close-packed and
face-centered cubic lattice sites, respectively, which in turn lead to close-packed transition regions
forming the stripe-like corrugations. On the basis of the well-known herringbone reconstruction
from Au(111), a first structural model is proposed, which fits well to the structural data from
STM. Ultimately, however, thermal treatments of the sample could not generate lower coverage
phases, i.e. in particular, a buffer layer structure.
Strong metallic signatures are found for In high coverage films \( (\Theta_{ML}\approx3\) to \(2\) ML\() \) by
scanning tunneling spectroscopy (STS) and angle-resolved photoelectron spectroscopy (ARPES),
which form a \( (7\times7) \), \( (6\times4\sqrt{3}) \), and \( (4\sqrt{3}\times4\sqrt{3}) \) surface reconstruction. In all these In phases
electrons follow the nearly-free electron model. Similar to the Al films, thermal treatments could
not obtain the buffer layer system.
Surprisingly, in the course of this investigation a triangular In lattice featuring a \( (1\times1) \)
periodicity is observed to host massive Dirac-like bands at \( K/K^{\prime} \) in ARPES. Based on this
strong electronic similarity with graphene at the Brillouin zone boundary, this new structure is
referred to as \textit{indenene}. An extensive theoretical analysis uncovers the emergence of an electronic
honeycomb network based on triangularly arranged In \textit{p} orbitals. Due to strong atomic spin-orbit
coupling and a comparably small substrate-induced in-plane inversion symmetry breaking this
material system is rendered topologically non-trivial. In indenene, the topology is intimately
linked to a bulk observable, i.e., the energy-dependent charge accumulation sequence within the
surface unit cell, which is experimentally exploited in STS to confirm the non-trivial topological
character. The band gap at \( K/K^{\prime} \), a signature of massive Dirac fermions, is estimated by
ARPES to approximately 125 meV. Further investigations by X-ray standing wave, STM, and
LEED confirm the structural properties of indenene. Thus, this thesis presents the growth and
characterization of the novel quantum spin Hall insulator material indenene.
The transport of optically excited states, called excitons, as well as their conversion into charges define the two major steps allowing for the operation of organic photovoltaic (OPV) devices. Hence, a deep understanding of these processes, the involved mechanisms as well as possible loss channels is crucial for further improving the efficiency of organic solar cells. For studying the aforementioned processes spectroscopic methods like absorption and emission measurements are useful tools. As many of the processes take place on a sub-nanosecond (ns) timescale ultrafast spectroscopic methods are required. Due to this reason two experiments based on a femtosecond laser system were built and employed in this work, namely picosecond (ps) time-resolved photoluminescence (PL) and transient absorption (TA) spectroscopy.
By analyzing the PL decay dynamics in the prototypical organic semiconductor rubrene, the feasibility of a new approach for improving the efficiency of organic solar cells by harvesting triplet excitons generated by singlet fission was examined. Singlet fission describes a process where two triplet excitons are generated via a photoexcited singlet exciton precursor state if the energy of the two triplets is comparable with the energy of the singlet. For this purpose the influence of characteristic length scales on the exciton dynamics in different rubrene morphologies exhibiting an increasing degree of confinement was analyzed. The results show that the quenching at interfacial states efficiently suppresses the desired fission process if these states are reached by excitons during migration. Since interfacial states are expected to play a significant role in thin film solar cells and are easily accessible for the migrating excitons, the results have to be considered for triplet-based OPV.
While the aforementioned approach is only investigated for model systems so far, the efficiency of disordered organic bulk heterojunction (BHJ) solar cells could be significantly enhanced in the last couple of years by employing new and more complex copolymer donor materials. However, little is known about the photophysics and in particular the excitation dynamics of these systems. By carrying out a systematic optical study on the prominent copolymer PCDTBT and its building blocks we were able to identify the nature of the two characteristic absorption bands and the coupling mechanism between these levels. The latter mechanism is based on an intrachain partial charge transfer between two functional subunits and our time-resolved measurements indicate that this coupling governs the photophysical properties of solar cells based on these copolymers. The efficient coupling of functional subunits can be seen as a key aspect that guarantees for the success of the copolymer approach.
Another important issue concerns the optimization of the morphology of BHJ solar cells. It arises from the discrepancy between the exciton diffusion length \mbox{($\approx$ 10 nm)} and the absorption length of solar irradiation ($\approx$ 100 nm). Due to this reason, even for devices based on new copolymer materials, processing parameters affecting the morphology like annealing or employing processing additives are of major importance. In our combined optical, electrical and morphological study for solar cells based on the high-efficient copolymer PBDTTT-C we find a direct correlation between additive content and intermixing of the active layer. The observed maximum in device efficiency can be attributed to a morphology guaranteeing for an optimized balance between charge generation and transport. Our results highlight the importance of understanding the influence of processing parameters on the morphology of the BHJ and thus on the efficiency of the device.
This work revealed spin states that are involved in the light generation of organic light-emitting diodes (OLEDs) that are based on thermally activated delayed fluorescence (TADF). First, several donor:acceptor-based TADF systems forming exciplex states were investigated. Afterwards, a TADF emitter that shows intramolecular charge transfer states but also forms exciplex states with a proper donor molecule was studied. The primary experimental technique was electron paramagnetic resonance (EPR), in particular the advanced methods electroluminescence detected magnetic resonance (ELDMR), photoluminescence detected magnetic resonance (PLDMR) and electrically detected magnetic resonance (EDMR). Additional information was gathered from time-resolved and continuous wave photoluminescence measurements.
Exploring the transport properties of the three-dimensional topological insulator material HgTe
(2015)
In the present thesis the transport properties of strained bulk HgTe devices are investigated. Strained HgTe forms a 3D TI and is of special interest for studying topological surface states, since it can be grown by MBE in high crystal quality. The low defect density leads to considerable mobility values, well above the mobilities of other TI materials. However, strained HgTe has a small band gap of ca. 20 meV. With respect to possible applications the question is important, under which conditions the surface transport occurs. To answer this question, the HgTe devices are investigated at dilution refrigerator temperatures (T<100 mK) in high magnetic fields of different orientation. The influence of top and back gate electrodes as well as surface protecting layers is discussed.
On the basis of an analysis of the quantum Hall behaviour it is shown that transport is dominated by the topological surface states in a surprisingly large parameter range. A dependence on the applied top gate voltage is presented for the topological surface states. It enables the first demonstration of an odd integer QHE sequence from the surfaces perpendicular to the magnetic field. Furthermore, the p-type QHE from the surface states is observed for the first time in any 3D TI. This is achieved in samples of high surface quality. It is concluded from the gate response that the screening behaviour in 3D TI devices is non-trivial. The transport data are qualitatively analysed by means of intuitive theoretical models.
This work deals with nonlinear optics with wavefront controlled ultra-short laser pulses. The effects studied are self-phase modulation due to filamentation of ultra-short laser pulses and high-order harmonic generation in a jet of noble gas. Additionally, a way to optimize the spectral brilliance of the high-order harmonic source is studied by measuring the spectrum and wavefront of the generated XUV beam.
A primary focus of the semiconductor industry is the miniaturisation of active devices. This work shows an experimental approach to fabricate small three-terminal devices suitable for the characterisation of single molecules. The nanoelectrodes are fabricated by high resolution electron-beam lithography and electromigration. First measurements on buckyball and pentaphenylene molecules are presented.
Fabrication and characterization of CPP-GMR and spin-transfer torque induced magnetic switching
(2014)
Even though the unique magnetic behavior for ferromagnets has been known for thousands of years, explaining this interesting phenomenon only occurred in the 20th century. It was in 1920, with the discovery of electron spin, that a clear explanation of how ferromagnets achieve their unique magnetic properties came to light. The electron carries an intrinsic electric charge and intrinsic angular momentum. Use of this property in a device was achieved in 1998 when Fert and Gru¨nberg independently found that the resistance of FM/NM/FM trilayer depended on the angle between the magnetization of the two layers. This phenomena which is called giant magnetoresistance (GMR) brought spin transfer into mainstream. This new discovery created a brand new research fi called “spintronics” or “spin based electronics” which exploits the intrinsic spin of electron.
As expected spintronics delivered a new generation of magnetic devices which are currently used in magnetic disk drives and magnetic random access memories (MRAM). The potential advantages of spintronics devices are non-volatility, higher speed, increased data density and low power consumption. GMR devices are already used in industry as magnetic memories and read heads.
The quality of GMR devices can be increased by developing new magnetic materials and also by going down to nanoscale. The desired characteristic properties of these new materials are higher spin polarization, higher curie temperature and better spin filtering. Half-metals are a good candidate for these devices since they are expected to have high polarization. Some examples of half-metals are Half-Heusler alloy, full Heusler alloy and Perovskite or double Perovskite oxides. The devices discussed in this thesis have NiMnSb half-Heusler alloy and permalloy as the ferromagnetic layers separated by Cu as the nonmagnetic layer.
This dissertation includes mainly two parts, fabrication and characterization of nan- opillars. The layer stack used for the fabrication is Ru/Py/Cu/NiMnSb which is grown on an InP substrate with an (In,Ga)As buff by molecule beam epitaxy (MBE). A new method of fabrication using metal mask which has a higher yield of working samples over the previous method (using the resist mask) used in our group is discussed in detail. Also, the advantages of this new method and draw backs of the old method are explained thoroughly (in chapter 3).
The second part (chapters 4 and 5) is focused on electrical measurements and charac- terization of the nanopillar, specially with regard to GMR and spin-transfer torque (STT)
measurements. In chapter 4, the results of current perpendicular the plane giant mag- netoresistance (CPP-GMR) measurements at various temperatures and in-plane magnetic fi are presented. The dependence of CPP-GMR on bias current and shape anisotropy of the device are investigated. Results of these measurements show that the device has strong shape anisotropy.
The following chapter deals with spin-transfer torque induced magnetic switching measurements done on the device. Critical current densities are on the order of 106 A/cm2, which is one order of magnitude smaller than the current industry standards. Our results show that the two possible magnetic configurations of the nanopillar (parallel and anti-parallel) have a strong dependence on the applied in-plane magnetic fi Fi- nally, four magnetic fi regimes based on the stability of the magnetic configuration (P stable, AP stable, both P and AP stable, both P and AP unstable) are identified.
Thermoplastic polymers have a history of decades of safe and effective use in the clinic as implantable medical devices. In recent years additive manufacturing (AM) saw increased clinical interest for the fabrication of customizable and implantable medical devices and training models using the patients’ own radiological data. However, approval from the various regulatory bodies remains a significant hurdle. A possible solution is to fabricate the AM scaffolds using materials and techniques with a clinical safety record, e.g. melt processing of polymers. Melt Electrowriting (MEW) is a novel, high resolution AM technique which uses thermoplastic polymers. MEW produces scaffolds with microscale fibers and precise fiber placement, allowing the control of the scaffold microarchitecture. Additionally, MEW can process medical-grade thermoplastic polymers, without the use of solvents paving the way for the production of medical devices for clinical applications. This pathway is investigated in this thesis, where the layout is designed to resemble the journey of a medical device produced via MEW from conception to early in vivo experiments. To do so, first, a brief history of the development of medical implants and the regenerative capability of the human body is given in Chapter 1. In Chapter 2, a review of the use of thermoplastic polymers in medicine, with a focus on poly(ε-caprolactone) (PCL), is illustrated, as this is the polymer used in the rest of the thesis. This review is followed by a comparison of the state of the art, regarding in vivo and clinical experiments, of three polymer melt AM technologies: melt-extrusion, selective laser sintering and MEW. The first two techniques already saw successful translation to the bedside, producing patient-specific, regulatory-approved AM implants. To follow in the footsteps of these two technologies, the MEW device parameters need to be optimized. The MEW process parameters and their interplay are further discussed in Chapter 3 focusing on the importance of a steady mass flow rate of the polymer during printing. MEW reaches a balance between polymer flow, the stabilizing electric field and moving collector to produce reproducible, high-resolution scaffolds. An imbalance creates phenomena like fiber pulsing or arcing which result in defective scaffolds and potential printer damage. Chapter 4 shows the use of X-ray microtomography (µCT) as a non-destructive method to characterize the pore-related features: total porosity and the pore size distribution. MEW scaffolds are three-dimensional (3D) constructs but have long been treated in the literature as two-dimensional (2D) ones and characterized mainly by microscopy, including stereo- and scanning electron microscopy, where pore size was simply reported as the distance between the fibers in a single layer. These methods, together with the trend of producing scaffolds with symmetrical pores in the 0/90° and 0/60/120° laydown patterns, disregarded the lateral connections between pores and the potential of MEW to be used for more complex 3D structures, mimicking the extracellular matrix. Here we characterized scaffolds in the aforementioned symmetrical laydown patterns, along with the more complex 0/45/90/135° and 0/30/60/90/120/150° ones. A 2D pore size estimation was done first using stereomicroscopy, followed by and compared to µCT scanning. The scaffolds with symmetrical laydown patterns resulted in the predominance of one pore size, while those with more complex patterns had a broader distribution, which could be better shown by µCT scans. Moreover, in the symmetrical scaffolds, the size of 3D pores was not able to reach the value of the fiber spacing due to a flattening effect of the scaffold, where the thickness of the scaffold was less than the fiber spacing, further restricting the pore size distribution in such scaffolds. This method could be used for quality assurance of fabricated scaffolds prior to use in in vitro or in vivo experiments and would be important for a clinical translation. Chapter 5 illustrates a proof of principle subcutaneous implantation in vivo experiment. MEW scaffolds were already featured in small animal in vivo experiments, but to date, no analysis of the foreign body reaction (FBR) to such implants was performed. FBR is an immune reaction to implanted foreign materials, including medical devices, aimed at protecting the host from potential adverse effects and can interfere with the function of some medical implants. Medical-grade PCL was used to melt electrowrite scaffolds with 50 and 60 µm fiber spacing for the 0/90° and 0/60/120° laydown patterns, respectively. These implants were implanted subcutaneously in immunocompetent, outbred mice, with appropriate controls, and explanted after 2, 4, 7 and 14 days. A thorough characterization of the scaffolds before implantation was done, followed by a full histopathological analysis of the FBR to the implants after excision. The scaffolds, irrespective of their pore geometry, induced an extensive FBR in the form of accumulation of foreign body giant cells around the fiber walls, in a manner that almost occluded available pore spaces with little to no neovascularization. This reaction was not induced by the material itself, as the same reaction failed to develop in the PCL solid film controls. A discussion of the results was given with special regard to the literature available on flat surgical meshes, as well as other hydrogel-based porous scaffolds with similar pore sizes. Finally, a general summary of the thesis in Chapter 6 recapitulates the most important points with a focus on future directions for MEW.
In this work, femtosecond laser pulses are used to launch optical excitations on different nanostructures. The excitations are confined below the diffraction limit and propagate along the nanostructures.
Fundamental properties of these ultrashort optical near fields are determined by characterizing the far-field emission after propagation with a setup developed for this task. Furthermore, control of the nanooptical excitations' spatial and temporal evolution is demonstrated for a designed nanostructure.
Adaptive femtosecond quantum control has proven to be a very successful method in many different scientific fields like physics, chemistry or biology. Numerous quantum systems and in particular molecules undergoing chemical reactions have been controlled using shaped femtosecond laser pulses. This method allows to go beyond simple observation and to obtain active control over quantum--mechanical systems. It uses interference phenomena in the time and/or frequency domain to achieve selectivity. The shaped femtosecond laser pulses employed in this scheme have until recently been purely linearly polarized. Therefore, they only address the scalar properties of light--matter interaction and neglect the vectorial character of both the dipole moment $\vec{\mu}$ and the electric field $\vec{E}(t)$. Especially in the quantum control of chemical reactions the investigated systems ---the molecules--- are three dimensional and exhibit complex spatio--tempo\-ral dynamics. With the help of polarization--shaped laser pulses one is now able to follow these dynamics in both, time and spatial direction, and can therefore reach a new level of control over quantum--mechanical systems. In this work, the generation of polarization--shaped laser pulses has been implemented in an optical setup. It requires no interferometric stability as a result of the identical beam path for both polarization components. Dual--channel spectral interferometry was employed as experimental pulse characterization and a mathematical description of the time--dependent polarization state of these pulses was given. The polarization modulation of the shaped pulses by subsequent optical elements was investigated and some solutions to minimize these modulations were presented. Jones matrix calculus with experimentally calibrated matrices was implemented to account for all polarization distortions from the LCD to the position of the experiment and for full characterization of the generated pulse shapes. Adaptive polarization shaping was demonstrated in a purely optical realization of the learning--loop concept. The learning algorithm was able to find the needed linear polarization in order to maximize second harmonic generation in a nonlinear optical crystal. The closed--loop configuration has proven to be capable to clear up more complicated polarization distortion, which was introduced using a multiple order half--wave plate designed for use at a wavelength of 620~nm. The additional deformation of the spectral phase through dispersion in a 10~cm long SF10 glass rod has also been compensated automatically. After these optical demonstration experiments ultrafast polarization shaping was applied to control a quantum system. Polarization sensitivity was shown in pump--probe measurements of the multiphoton ionization of potassium dimer molecules K$_2$. This sensitivity was exploited in a more general way in a learning--loop experiment with polarization--shaped laser pulses. A qualitatively new level of control was demonstrated using the time--dependent polarization state of laser pulses as an active agent. This polarization control was applicable even in randomly aligned molecules, which is a significant simplification of the experimental setup. In addition to these polarization control experiments, the three dimensional dynamics of molecules were also investigated and controlled. The \textit{cis--trans} photoisomerization of NK88 was studied in the liquid phase by transient absorption spectroscopy. The isomerization reaction efficiency was enhanced as well as reduced using linearly polarized laser pulses at 400~nm shaped in spectral phase and amplitude. This experiment demonstrates the ability to control the large scale motion of complex molecular groups with shaped femtosecond laser pulses. The modification of the molecular geometry can be regarded as a first step towards control of chirality in photochemistry. Especially with the successful demonstration of polarization quantum control, which is required in the theoretical models for the selective conversion of one enantiomer into the other, the way is paved towards coherent control of chirality. Besides these fascinating applications of polarization shaping it should now also be possible to extend the wavelength range of these pulses. Apart from second harmonic generation in order to reach the ultraviolet region intra-pulse difference frequency generation could be an option to open the mid-infrared spectral range for polarization shaping. With these new wavelength regions numerous new perspectives arise for quantum control using polarization--shaped laser pulses. Referring once more to the novel of Edwin A. Abbott presented in the introduction one could say that shaped femtosecond pulses really have left Flatland. Or to put it into the words of the sphere, when it teaches the square about the perception of dimensions: \begin{quote} ``Look yonder [...] in Flatland thou hast lived; of Lineland thou hast received a vision; thou hast soared with me to the heights of Spaceland;'' \hfill Edwin A.~Abbott~\cite{abbott1884}, 1884 \end{quote}
This work studies the fundamental connection between lattice strain and magnetic anisotropy in the ferromagnetic semiconductor (Ga,Mn)As. The first chapters provide a general introduction into the material system and a detailed description of the growth process by molecular beam epitaxy. A finite element simulation formalism is developed to model the strain distribution in (Ga,Mn)As nanostructures is introduced and its predictions verified by high-resolution x-ray diffraction methods. The influence of lattice strain on the magnetic anisotropy is explained by an magnetostatic model. A possible device application is described in the closing chapter.
Since the discovery of spin torque in 1996, independently by Berger and Slonczewski, and given its potential impact on information storage and communication technologies, (e.g. through the possibility of switching the magnetic configuration of a bit by current instead of a magnetic field, or the realization of high frequency spin torque oscillators (STO), this effect has been an important field of spintronics research. One aspect of this research focuses on ferromagnets with low damping. The lower the damping in a ferromagnet, the lower the critical current that is needed to induce switching of a spin valve or induce precession of its magnetization. In this thesis ferromagnetic resonance (FMR) studies of NiMnSb layers are presented along with experimental studies on various spin-torque (ST) devices using NiMnSb. NiMnSb, when crystallized in the half-Heusler structure, is a half-metal which is predicted to have 100% spin polarization, a consideration which further increases its potential as a candidate for memory devices based on the giant magnetoresistance (GMR) effect. The FMR measurements show an outstandingly low damping factor for NiMnSb, in low 10-3 range. This is about a factor of two lower than permalloy and well comparable to lowest damping for iron grown by molecular beam epitaxy (MBE). According to theory the 100% spin polarization properties of the bulk disappear at interfaces where the break in translational symmetry causes the gap in the minority spin band to collapse but can remain in other crystal symmetries such as (111). Consequently NiMnSb layers on (111)(In,Ga)As buffer are characterized in respect of anisotropies and damping. The FMR measurements on these samples indicates a higher damping that for the 001 samples, and a thickness dependent uniaxial in-plane anisotropy. Investigations of the material for device use is pursued by considering sub-micrometer sized elements of NiMnSb on 001 substrates, which were fabricated by electron-beam lithography and measured by ferromagnetic resonance. The damping remains in the low 10-3 range as determined directly by extracting the Gilbert damping from the line width. Additionally magnetostatic modes are observed in arrays of elements, which is further evidence of high material quality of the samples. By sputtering various metals on top of the NiMnSb, spin pumping from the ferromagnet into the non-magnetic layer is investigated. After these material investigations, pseudo-spin-valves using NiMnSb as one of the ferromagnet, in combination with Permalloy were fabricating using a self-aligned lithography process. These samples show a GMR ratio of 3.4% at room temperature and almost double at low temperature, comparing favourably to the best single stack GMR structures reported to date. Moreover, current induced switching measurements show promisingly low current densities are necessary to change the magnetic orientation of the free layer. These current densities compete with state-of-the-art GMR devices for metal based structures and almost with tunnel junction devices. The true potential of these devices however comes to light when they are operated as spin torque oscillators to emit high frequency, tunable, narrow spectrum electromagnetic waves. These Heusler based STOs show an outstanding q-factor of 4180, even when operating in the absence of an external field, a value which bests the highest value in the literature by more than an order of magnitude. While these devices currently still suffer from the same limited output power as all STO reported to date, their sub-micron lateral dimensions make the fabrication of an on-chip array of coupled oscillators, which is a promising path forward towards industrially relevant output power.
In the field of organic photovoltaics, one of the most intensely researched topics to date is the charge carrier photogeneration in organic bulk heterojunction solar cells whose thorough understanding is crucial for achieving higher power conversion efficiencies. In particular, the mechanism of singlet exciton dissociation at the polymer–fullerene interface is still controversially debated.
This work addresses the dissociation pathway via relaxed charge transfer states (CTS) by investigating its field dependence for reference material systems consisting of MDMO-PPV and one of the fullerene derivatives PC61BM, bisPCBM and PC71BM. Field dependent photoluminescence (PL(F)) and transient absorption (TA(F)) measurements give insight into the recombination of charge transfer excitons (CTE) and the generation of polarons, respectively. Optically detected magnetic resonance and atomic force microscopy are used to characterize the morphology of the samples.
The comparison of the experimental field dependent exciton recombination recorded by PL(F) and the theoretical exciton dissociation probability given by the Onsager–Braun model yields the exciton binding energy as one of the key parameters determining the dissociation efficiency. The binding energies of both the singlet exciton in neat MDMO-PPV and the CTE in MDMO-PPV:PC61BM 1:1 are extracted, the latter turning out to be significantly reduced with respect to the one of the singlet exciton.
Based on these results, the field dependence of CTE dissociation is evaluated for MDMO-PPV:PC61BM blends with varying fullerene loads by PL(F) and TA(F). For higher PC61BM contents, the CTE binding energies decrease notably. This behavior is ascribed to a larger effective dielectric constant for well-intermixed blends and to an interplay between dielectric constant and CTE delocalization length for phase separated morphologies, emphasizing the importance of high dielectric constants for the charge carrier photogeneration process.
Finally, the CTE binding energies are determined for MDMO-PPV blends with different fullerene derivatives, focusing on the influence of the acceptor LUMO energy. Here, the experimental results suggest the latter having no or at least no significant impact on the binding energy of the CTE. Variations of this binding energy are rather related to different trap levels in the acceptors which seem to be involved in CTS formation.
Albeit of high technological import, epitaxial self-assembly of CdSe/ZnSe QDs is non-trivial and still not clearly understood. The origin and attributes of these QDs are significantly different from those of their III-V and group-IV counterparts. For III-V and group-IV heterosystems, QD-formation is assigned to the Stranski Krastanow (SK) transition, wherein elastic relaxation of misfit strain leads to the formation of coherent three-dimensional (3D) islands, from a supercritically strained two-dimensional (2D) epilayer. Unfortunately, this phenomenon is inconspicuous for the CdSe/ZnSe heterosystem. Well-defined 3D islands are not readily formed in conventional molecular beam epitaxial (MBE) growth of CdSe on ZnSe. Consequently, several alternative approaches have been adopted to induce/enhance formation of QDs. This thesis systematically investigates three such alternative approaches, along with conventional MBE, with emphasis on the formation-mechanism of QDs, and optimization of their morphological and optical attributes. It is shown here that no distinct 3D islands are formed in MBE growth of CdSe on ZnSe. The surface of the CdSe layer represents a rough 2D layer, characterized by a dense array of shallow (<1nm) abutting mounds. In capped samples, the CdSe deposit forms an inhomogeneous CdZnSe quantum well (QW)-like structure. This ternary QW consists of local Cd-rich inclusions, which confine excitons three-dimensionally, and act as QDs. The density of such QDs is very high (~ 1012 cm-2). The QDs defined by the composition inhomogeneities of the CdZnSe QW presumably originate from the shallow mounds of the uncapped CdSe surface. By a technique wherein a CdSe layer is grown at a low temperature (TG = 230 °C) and subsequently annealed at a significantly higher temperature (TA =310 °C), tiny but distinct 3D islands are formed. In this work, the mechanism underlying the formation of these islands is reported. While the CdSe deposit forms a quasi-two-dimensional (quasi-2D) layer at TG = 230 °C, subsequent annealing at TA = 310 °C results in a thermally activated “up-climb” of adatoms onto two-dimensional clusters (or precursors) and concomitant nucleation of 3D islands. The areal density of QDs, achieved by this technique, is at least a decade lower than that typical for conventional MBE growth. It is demonstrated that further reduction is possible by delaying the temperature ramp-up to TA. In the second technique, formation of distinct islands is demonstrated by deposition of amorphous selenium (a-Se) onto a 2D CdSe epilayer at room temperature and its subsequent desorption at a higher temperature (TD = 230 °C). Albeit the self-assembled islands are large, they are severely truncated during subsequent capping with ZnSe, presumably due to segregation of Cd and Zn-alloying of the islands. The segregation phenomenon is analyzed in this work and correlated to the optical properties of the QDs. Additionally, very distinct vertical correlation of QDs in QD-superlattices, wherein the first QD-layer is grown by this technique and the subsequent ones by migration enhanced epitaxy (MEE), is reported. The process steps of the third variant technique, developed in course of this work, are very similar to those of the previous one-the only alteration being the substitution of selenium with tellurium as the cap-forming-material. This leads not only to large alteration of the morphological and optical attributes of the QDs, but also to formation of unique self-assembled island-patterns. Oriented dashes, straight and buckled chains of islands, and aligned island-pairs are formed, depending on the thickness of the Te-cap layer. The islands are partially alloyed with Te and emit luminescence at very low energies (down to 1.7 eV at room temperature). The Te cap layer undergoes (poly)crystallization during temperature ramp-up (from room temperature to TD) for desorption. Here, it is shown that the self-assembled patterns of the island-ensembles are determined by the pattern of the grain boundaries of the polycrystalline Te layer. Based on an understanding of the mechanism of pattern formation, a simple and “clean” method for controlled positioning of individual QDs and QD-based extended nanostructures, is proposed in this work. The studies carried out in the framework of this thesis provide not only a deeper insight into the microscopic processes governing the heteroepitaxial self-assembly of CdSe/ZnSe(001) QDs, but also concrete approaches to achieve, optimize, and control several technologically-important features of QD-ensembles. Reduction and control of QD-areal-density, pronounced vertical correlation of distinctly-defined QDs in QD-superlattices, and self-assembly of QD-based extended structures, as demonstrated in this work, might turn out to be beneficial for envisioned applications in information-, and communication-technologies.
Understanding the mechanisms of fragmentation within silicate melts is of great interest not only for material science, but also for volcanology, particularly regarding molten fuel coolant-interactions (MFCIs). Therefore edge-on hammer impact experiments (HIEs) have been carried out in order to analyze the fracture dynamics in well defined targets by applying a Cranz-Schardin highspeed camera technique. This thesis presents the corresponding results and provides a thorough insight into the dynamics of fragmentation, particularly focussing on the processes of energy dissipation. In HIEs two main classes of cracks can be identified, characterized by completely different fracture mechanisms: Shock wave induced “damage cracks” and “normal cracks”, which are exclusively caused by shear-stresses. This dual fracture situation is taken into account by introducing a new concept, according to which the crack class-specific fracture energies are linearly correlated with the corresponding fracture areas. The respective proportionality constants - denoted “fracture surface energy densities” (FSEDs) - have been quantified for all studied targets under various constraints. By analyzing the corresponding high speed image sequences and introducing useful dynamic parameters it has been possible to specify and describe in detail the evolution of fractures and, moreover, to quantify the energy dissipation rates during the fragmentation. Additionally, comprehensive multivariate statistical analyses have been carried out which have revealed general dependencies of all relevant fracture parameters as well as characteristics of the resulting particles. As a result, an important principle of fracture dynamics has been found, referred to as the “local anisotropy effect”: According to this principle, the fracture dynamics in a material is significantly affected by the location of directed stresses. High local stress gradients cause a more stable crack propagation and consequently a reduction of the energy dissipation rates. As a final step, this thesis focusses on the volcanological conclusions which can be drawn on the basis of the presented HIE results. Therefore fragments stemming from HIEs have been compared with natural and experimental volcanic ash particles of basaltic Grimsvötn and rhyolitic Tepexitl melts. The results of these comparative particle analyses substantiate HIEs to be a very suitable method for reproducing the MFCI loading conditions in silicate melts and prove the FSED concept to be a model which is well transferable to volcanic fragmentation processes.
The controlled shaping of ultrashort laser pulses is a powerful technology and applied in many laser laboratories today. Most of the used pulse shapers are only able to produce linearly polarized pulses shaped in amplitude and phase. Some devices are also capable of producing limited time-varying polarization profiles, but they are not able to control the amplitude. However, for some state-of-the-art non-linear time-resolved methods, such as polarization-enhanced two-dimensional spectroscopy, the possibility of controlling the amplitude and the polarization simultaneously is desirable.
Over the last years, different concepts have been developed to overcome these restrictions and to manipulate the complete vector-field of an ultrashort laser pulse with independent control over all four degrees of freedom - phase, amplitude, orientation, and ellipticity. The aim of this work was to build such a vector-field shaper. While the basic concept used for our setup is based on previous designs reported in the literature, the goal was to develop an optimized optical design that minimizes artifacts, allowing for the generation of predefined polarization pulse sequences with the highest achievable accuracy.
In Chapter 3, different approaches reported in the literature for extended and unrestricted vector-field control were examined and compared in detail. Based on this analysis, we decided to follow the approach of modulating the spectral phase and amplitude of two perpendicularly polarized pulses independently from each other in two arms of an interferometer and recombining them to a single laser pulse to gain control over the complete vector field.
As described in Chapter 4, the setup consists of three functional groups: i) an optical component to generate and recombine the two polarized beams, ii) a 4f setup, and iii) a refracting telescope to direct the two beams under two different angles of incidence onto the grating of the 4f setup in a common-path geometry. This geometry was chosen to overcome potential phase instabilities of an interferometric vector-field shaper. Manipulating the two perpendicularly polarized pulses simultaneously within one 4f setup and using adjacent pixel groups of the same liquid-crystal spatial light modulator (LC SLM) for the two polarizations has the advantages that only a single dual-layer LC SLM is required and that a robust and compact setup was achieved. The shaping capabilities of the presented design were optimized by finding the best parameters for the setup through numerical calculations to adjust the frequency distributions for a broad spectrum of 740 – 880 nm. Instead of using a Wollaston prism as in previous designs, a thin-film polarizer (TFP) is utilized to generate and recombine the two orthogonally polarized beams. Artifacts such as angular dispersion and phase distortions along the beam profile which arise when a Wollaston prism is used were discussed. Furthermore, it was shown by ray-tracing simulations that in combination with a telescope and the 4f setup, a significant deformation of the beam profile would be present when using a Wollaston prism since a separation of the incoming and outgoing beam in height is needed. The ray-tracing simulations also showed that most optical aberrations of the setup are canceled out when the incoming and outgoing beams propagate in the exact same plane by inverting the beam paths. This was realized by employing a TFP in the so-called crossed-polarizer arrangement which has also the advantage that the polarization-dependent efficiencies of the TFP and the other optics are automatically compensated and that a high extinction ratio in the order of 15000:1 is reached. Chromatic aberrations are, however, not compensated by the crossed-polarizer arrangement. The ray-tracing simulations confirmed that these chromatic aberrations are mainly caused by the telescope and not by the cylindrical lens of the 4f setup. Nevertheless, in the experimentally used wavelength range of 780 – 816 nm, only minor distortions of the beam profile were observed, which were thus considered to be negligible in the presented setup.
The software implementation of the pulse shaper was reviewed in Chapter 5 of this thesis. In order to perform various experiments, five different parameterizations, accounting for the extended shaping capabilities of a vector-field shaper, were developed. The Pixel Basis, the Spectral Basis, and the Spectral Taylor Basis can generally be used in combination with an optimization algorithm and are therefore well suited for quantum control experiments. For multidimensional spectroscopy, the Polarized Four-Pulse Basis was established. With this parameterization pulse sequences with up to four subpulses can be created. The polarization state of each subpulse can be specified and the relative intensity, phase, and temporal delay between consecutive subpulses can be controlled. In addition, different software programs were introduced in Chapter 5 which are required to perform the experiments conducted in this work.
The experimental results were presented in Chapter 6. The frequency distribution across the LC SLM was measured proving that the optimal frequency distribution was realized experimentally. Furthermore, the excellent performance of the TFP was verified. In general, satellite pulses are emitted from the TFP due to multiple internal reflections. Various measurements demonstrated that these pulses are temporally separated by at least 4.05 ps from the main pulse and that they have vanishing intensity. The phase stability between the two arms of the presented common-path setup σ = 28.3 mrad (λ/222) over 60 minutes. To further improve this stability over very long measurement times, an on-the-fly phase reduction and stabilization (OPRAS) routine utilizing the pulse shaper itself was developed. This routine automatically produces a compressed pulse with a minimized relative phase between the two polarization components. A phase stability of σ = 31.9 mrad (λ/197) over nearly 24 hours was measured by employing OPRAS. Various pulse sequences exceeding the capabilities of conventional pulse shapers were generated and characterized. The experimental results proved that shaped pulses with arbitrary phase, amplitude, and polarization states can be created. In all cases very high agreement between the target parameters and the experimental data was achieved.
For the future use of the setup also possible modifications were suggested. These are not strictly required, but all of them could further improve the performance and flexibility of the setup. Firstly, it was illustrated how a “dual-output” of the setup can be realized. With this modification it would be possible to use the main intensity of the shaped pulse for an experiment while using a small fraction to characterize the pulse or to perform OPRAS simultaneously. Secondly, the basic idea of replacing the telescope by focusing mirrors in order to eliminate the chromatic aberrations was presented. Regarding the different parameterizations for vector-field shaping, some modifications increasing the flexibility of the implemented bases and the realization of a von Neumann Basis for the presented setup were proposed. In future experiments, the vector-field shaper will be used in conjunction with a photoemission electron microscope (PEEM). This approach combines the temporal resolution provided by ultrashort laser pulses with the high spatial resolution gained by electron microscopy in order to perform two-dimensional spectroscopy and coherent control on nanostructures with polarization-shaped femtosecond laser pulses. In combination with other chiral-sensitive experimental setups implemented earlier in our group, the vector-field shaper opens up new perspectives for chiral femtochemistry and chiral control.
The designed vector-field shaper meets all requirements to generate high-precision polarization-shaped multipulse sequences. These can be used to perform numerous polarization-sensitive experiments. Employing the OPRAS routine, a quasi-infinitely long phase stability is achieved and complex and elaborated long-term measurements can be carried out. The fact that OPRAS demands no additional hardware and that only a single dual-layer LC SLM and inexpensive optics are required allows the building of a vector-field shaper at comparatively low costs. We hope that with the detailed insights into the optical design process as well as into the software implementation given in this thesis, vector-field shaping will become a standard technique just as conventional pulse shaping in the upcoming years.
In this work, functional plasmonic nanocircuitry is examined as a key of revolutionizing state-of-the-art electronic and photonic circuitry in terms of integration density and transmission bandwidth. In this context, numerical simulations enable the design of dedicated devices, which allow fundamental control of photon flow at the nanometer scale via single or multiple plasmonic eigenmodes. The deterministic synthesis and in situ analysis of these eigenmodes is demonstrated and constitutes an indispensable requirement for the practical use of any device. By exploiting the existence of multiple eigenmodes and coherence - both not accessible in classical electronics - a nanoscale directional coupler for the ultrafast spatial and spatiotemporal coherent control of plasmon propagation is conceived. Future widespread application of plasmonic nanocircuitry in quantum technologies is boosted by the promising demonstrations of spin-optical and quantum plasmonic nanocircuitry.
High-harmonic generation provides a powerful source of ultrashort coherent radiation in the XUV and soft-x-ray range, which also allows for the production of attosecond light pulses. Based on the unique properties of this new radiation it is now possible to perform time-resolved spectroscopy at high excitation energies, from which a wide field of seminal discoveries can be expected. Since the exploration and observation of the corresponding processes in turn are accompanied by the desire to control them, this work deals with new ways to manipulate and characterize the properties of these high-harmonic-based soft-x-ray pulses. After introductory remarks this work first presents a comprehensive overview over recent developments and achievements on the field of the control of high-harmonic radiation in order to classify the experimental results obtained in this work. These results include the control of high-harmonic radiation both by temporally shaping and by manipulating the spatial properties of the fundamental laser pulses. In addition, the influence of the conversion medium and of the setup geometry (gas jet, gas-filled hollow fiber) was investigated. Using adaptive temporal pulse shaping of the driving laser pulse by a deformable mirror, this work demonstrates the complete control over the XUV spectrum of high harmonics. Based on a closed-loop optimization setup incorporating an evolutionary algorithm, it is possible to generate arbitrarily shaped spectra of coherent soft-x-ray radiation in a gas-filled hollow fiber. Both the enhancement and suppression of narrowband high-harmonic emission in a selected wavelength region as well as the enhancement of coherent soft-x-ray radiation over a selectable extended range of harmonics (multiple harmonics) can be achieved. Since simulations that do not take into account spatial properties such as propagation effects inside a hollow fiber cannot reproduce the experimentally observed high contrast ratios between adjacent harmonics, a feedback-controlled adaptive two-dimensional spatial pulse shaper was set up to examine selective fiber mode excitation and the optimization of high-harmonic radiation in such a geometry. It is demonstrated that different fiber modes contribute to harmonic generation and make the high extent of control possible. These results resolve the long-standing issue about the controllability of high-harmonic generation in free-focusing geometries such as gas jets as compared to geometries where the laser is guided. Temporal pulse shaping alone is not sufficient. It was possible to extend the cutoff position of harmonics generated in a gas jet, however, selectivity cannot be achieved. The modifications of the high-harmonic spectrum have direct implications for the time structure of the harmonic radiation, including the possibility for temporal pulse shaping on an attosecond time scale. To this end, known methods for the temporal characterization of optical pulses and high-harmonic pulses (determination of the harmonic chirp on femtosecond and attosecond time scales) were introduced. The experimental progress in this work comprises the demonstration of different setups that are in principle suitable to determine the time structure of shaped harmonic pulses based on two-photon two-color ionization cross-correlation techniques. Photoelectron spectra of different noble gases generated by photoionization with high-harmonic radiation reproduce the spin-orbit splitting of the valence electrons and prove the satisfactory resolution of our electron time-of-flight spectrometer for the temporal characterization of high harmonics. Unfortunately no positive results for this part could be achieved so far, which can probably be attributed mainly to the lack of the focusability of the high harmonics and to the low available power of our laser system. However, we have shown that shaping the high-harmonic radiation in the spectral domain must result in modifications of the time structure on an attosecond time scale. Therefore this constitutes the first steps towards building an attosecond pulse shaper in the soft-x-ray domain. Together with the ultrashort time resolution, high harmonics open great possibilities in the field of time-resolved soft-x-ray spectroscopy, for example of inner-shell transitions. Tailored high-harmonic spectra as generated in this work and shaped attosecond pulses will represent a multifunctional toolbox for this kind of research.
Atomic nanowires formed by self-assembled growth on semiconducting surfaces represent a feasible physical realization of quasi-1D electron systems and can be used to study fascinating 1D quantum phenomena. The system in the focus of this thesis, Si(553)-Au, is generated by Au adsorption onto a stepped silicon surface. It features two different chain types, interspersed with each other: A Au chain on the terrace, and a honeycomb chain of graphitic silicon located at the step edge. The silicon atoms at the exposed edges of the latter are predicted to be spin-polarized and charge-ordered [1], leading to an ordered array of local magnetic moments referred to as ``spin chains''.
The present thesis puts this spin chain proposal to an experimental test.
A detailed scanning tunneling microscopy (STM) and scanning tunneling spectroscopy (STS) scrutiny reveals a distinct unoccupied density of states (DOS) feature localized at every third Si step-edge atom, which aligns perfectly with the density functional theory (DFT) prediction.
This finding provides strong evidence for the formation of spin chains at the Si(553)-Au step edges, and simultaneously rules out the interpretation of previous studies which attributed the x3 step-edge superstructure to a Peierls instability.
To study the formation of spin chains in further detail, an additional member of the so-called Si(hhk)-Au family -- Si(775)-Au -- is analyzed.
Based on DFT modeling (performed by S.C. Erwin, Naval Research Laboratory, USA) and detailed STM and STS experiments, a new structure model for this surface is developed, and the absence of spin chains at the Si(775)-Au step edges is demonstrated.
The different step-edge charge distributions of all known Si(hhk)-Au surfaces are traced back to an electron transfer between the terrace and the step edge. Accordingly, an unintentional structure defect should create a localized spin at the Si(775)-Au step edge. This prediction is verified experimentally, and suggest that surface chemistry can be used to create and destroy Si spin chains.
Having clarified why spin chains form on some Si(hhk)-Au surfaces but not on others, various interaction effects of the Si(553)-Au spin chains are inspected.
A collaborative analysis by SPA-LEED (M. Horn-von Hoegen group, University of Duisburg-Essen, Germany), DFT (S.C. Erwin), and STM reveals strong lateral coupling between adjacent spin chains, bearing interesting implications for their magnetic ordering. The centered geometry uncovered leads to magnetic frustration, and may stabilize a 2D quantum spin liquid.
Moreover, a complex interplay between neighboring Au and Si chains is detected.
Specifically, the interaction is found effectively ``one-way'', i.e., the Si step edges respond to the Au chains but not vice versa.
This unidirectional effect breaks the parity of the Si chains, and creates two different configurations of step edges with opposite directionality.
In addition to the static properties of the Si(553)-Au surface mentioned above, the occurrence of solitons in both wire types is witnessed in real space by means of high-resolution STM imaging. The solitons are found to interact with one another such that both move in a coupled fashion along the chains. Likewise, STM experiments as a function of the tunneling current suggest an excitation of solitons along the step edge by the STM tunneling tip.
Solitons are also found to play an essential role in the temperature-dependent behavior of the Si(553)-Au step edges.
It is an accepted fact that the distinct x3 superstructure of the Si(553)-Au step edges vanishes upon heating to room temperature. As a first step in exploring this transition in detail over a large temperature range, a previously undetected, occupied electronic state associated with the localized step-edge spins is identified by means of angle-resolved photoemission spectroscopy (ARPES).
A tracking of this state as a function of temperature reveals an order-disorder-type transition. Complementary STM experiments attribute the origin of this transition to local, thermally activated spin site hops, which correspond to soliton-anitsoliton pairs.
Finally, a manipulation of the Si(553)-Au atomic wire array is achieved by the stepwise adsorption of potassium atoms. This does not only increase the filling of the Au-induced surface bands culminating in a metal-insulator transition (MIT), but also modifies the Si step-edge charge distribution, as indicated by STM and ARPES experiments.
[1] S. C. Erwin and F. Himpsel, Intrinsic magnetism at silicon surfaces, Nat. Commun. 1,
58 (2010).
Graphene-based single-electron and hybrid devices, their lithography, and their transport properties
(2016)
This work explores three different aspects of graphene, a single-layer of carbon atoms arranged in a hexagonal lattice, with regards to its usage in future electronic devices; for instance in the context of quantum information processing. For a long time graphene was believed to be thermodynamically unstable. The discovery of this strictly two-dimensional material completed the family of carbon based structures, which had already been subject of intensive research with focus on zero-dimensional fullerenes and one-dimensional carbon nanotubes. Within only a few years of its discovery, the field of graphene related research has grown into one of today’s most diverse and prolific areas in condensed matter physics, highlighted by the award of the 2010 Nobel Prize in Physics to A.K. Geim and K. Noveselov for “their groundbreaking experiments regarding the two-dimensional material graphene”.
From the point of view of an experimental physicist interested in the electronic properties of a material system, the most intriguing characteristic of graphene is found in the Dirac-like nature of its charge carriers, a peculiar fact that distinguishes graphene from all other known standard semiconductors. The dynamics of charge carriers close to zero energy are described by a linear energy dispersion relation, as opposed to a parabolic one, which can be understood as a result of the underlying lattice symmetry causing them to behave like massless relativistic particles. This fundamentally different behavior can be expected to lead to the observation of completely new phenomena or the occurrence of deviations in well-known effects.
Following a brief introduction of the material system in chapter 2, we present our work studying the effect of induced superconductivity in mesoscopic graphene Josephson junctions by proximity to superconducting contacts in chapter 3. We explore the use of Nb as the superconducting material driven by the lack of high critical temperature and high critical magnetic field superconductor technology in graphene devices at that time. Characterization of sputter-deposited Nb films yield a critical transition temperature of \(T_{C}\sim 8{\rm \,mK}\). A prerequisite for successful device operation is a high interface quality between graphene and the superconductor. In this context we identify the use of an Ti as interfacial layer and incorporate its use by default in our lithography process. Overall we are able to increase the interface transparency to values as high as \(85\%\). With the prospect of interesting effects in the ballistic regime we try to enhance the electronic quality of our Josephson junction devices by substrate engineering, yet with limited success. We achieve moderate charge carrier mobilities of up to \(7000{\rm \,cm^2/Vs}\) on a graphene/Boron-nitride heterostructure (fabrication details are covered in chapter 5) putting the junction in the diffusive regime (\(L_{device}<L_{\rm{mfp}}\)). We speculate that either inhomogeneities in the graphene channel or lithography residues are responsible for this observation.
Furthermore we study the Josephson effect and Andreev reflection related physics in this device by low-temperature transport measurements. The junction carries a bipolar supercurrent which remains finite at the charge neutrality point. The genuine Josephson character is confirmed by the modulation of the supercurrent as a function of an out-of-plane magnetic field resembling that of a Fraunhofer-like pattern. This is further supported by the response of the junction to microwave radiation in the form of Shaprio steps. Surprisingly we find a strongly reduced superconducting energy gap of approximately \(\Delta = 400{\rm \,\mu eV}\) by quantitatively analyzing data of multiple Andreev reflections. We show this result to be consistent by careful analysis of the device parameters and comparison of these to a theoretical model. More experiments will be needed to determine the origin of this reduction and if the presence of the Ti interfacial layer plays an important role in that.
With regards to possible usability of superconducting contacts in more complex hybrid structures we can conclude that our work establishes the necessary preconditions while still leaving room for improvements; especially in terms of device quality.
In the second part of this work we are primarily interested in electrical transport properties of graphene nanodevices and their application in graphene-superconductor hybrid structures. The fact that graphene is mechanically stable down to a few tens of nanometers in width while exhibiting a finite conductance makes it an appealing choice as host for single-electron devices, also known as quantum dots. Our work on this topic is covered in chapter 4 where we first develop a high-resolution lithography process for the fabrication of single electron devices with critical feature sizes of roughly \(50{\rm \,nm}\). To this end we use a resist etch mask in combination with a reactive-ion etch process for device patterning. Carrier confinement in graphene is known to be hindered by the Klein tunneling phenomenon, a challenge that can be overcome by using all-graphene nano-constrictions to decouple the source and drain contacts from the central island.
The traditionally used constriction design is comprised of long and narrow connections. We argue that a design with very short and narrow constrictions could be beneficial for the quantum dot performance as the length merely affects the overall conductance and requires extended side-gates to control their transmission. We confirm the functionality of two different devices in low-temperature measurements, which differ in the size of their central island with \(d=250{\rm \,nm}\) for device no. 1 and \(d=400{\rm \,nm}\) for device no. 2. Coulomb blockade measurements conducted at \(20{\rm \,mK}\) on both devices reveal clear sequences of Coulomb peaks with amplitudes of up to \(0.8\rm{\,e}^2/\rm{h}\), a value significantly larger than what is commonly reported for similar devices. We interpret this as an indication of rather homogeneous constrictions, resulting from the modified design. Coulomb diamond measurements display the behavior expected for a lithographically designed single quantum dot revealing no features related to the presence of an additional dot. Using the stability diagram we determine the addition energies of the two dots and find them to be in good agreement with values reported in the literature for devices of similar size. Using the normalized Coulomb peak spacing as a figure of merit for the device quality we find that device no. 1 quantitatively compares well with a similar device fabricated on a superior hexagonal boron-nitride substrate. This result underlines the importance of non-substrate related extrinsic disorder sources and emphasizes the cleanliness of our lithography process.
Superconductor-graphene quantum dot hybrid structures employing Nb and Al electrodes were successfully fabricated from a lithography point of view, yet no evidence of any superconducting related effect was found in transport measurements. We assign the missing observation to interface issues that require careful analysis and likely a revision of the fabrication process.
A property equally important in graphene Josephson Junctions and quantum dots is the electronic quality of the device, as has been addressed in the previous paragraphs. It turns out that the \(\rm{SiO}_{2}\;\) substrate and lithography residues constitute the two major sources of disorder in graphene. In chapter 5 we present an approach based on the original work of Dean et al. who utilize hexagonal-Boron nitride as a replacement substrate for \(\rm{SiO}_{2}\). This idea was then extended by Wang et al. who also used this material as a shield to protect the graphene surface from contaminations during the lithography process. These structures are commonly referred to as van der Waals heterostructures and are assembled by stacking individual crystals on top of each other.
For this purpose we build a mechanical transfer system based on an optical microscope equipped with an additional micro-manipulator stage allowing precise alignment of two micrometer sized crystals with high precision. We demonstrate the functionality of this setup on the basis of successfully fabricated heterostructures. Furthermore a variation on the traditional method for single graphene/boron nitride structures is presented. Based on a reversed stacking order this method yields large areas of homogeneous graphene, however it comes with the drawback of limited yields. A common type of problem accompanying the fabrication of encapsulated graphene structures is the formation of contamination spots (also referred to as bubbles in the literature) at the interfaces between BN and graphene. We experience similar issues which we are unable to prevent and thus pose a limit to the maximum available device size. In the next step we develop a full lithography paradigm including high-resolution device patterning by electron beam lithography combined with reactive ion etching and two different ways to establish electrical contact to the encapsulated graphene flake. In this context we explore the use of three different types of etch masks and find a double layer of PMMA/HSQ best suited for our purposes. Our low power plasma etch process utilizes a combination of \(\rm{O}_{2}\;\) and \(\rm{CHF}_{3}\;\) and is optimized to show reproducible etch results.
A widely used method for electrical contacts relies on one-dimensional edge contacts whose functionality crucially depends on the use of Cr as the interface layer. For compatibility reasons with superconducting materials, e.g. Nb, we develop a self-aligned contact process that instead of only Cr is also compatible with Ti. We achieve this by modifying the plasma etch parameters such that the etch process exhibits extremely low graphene etch rates while keeping a high etch rate for h-BN. This allows clearing of a narrow stripe of graphene at the edge of the structure by using a thick PMMA layer as etch mask as replacement of the PMMA/HSQ combination. The purpose of this PMMA mask is two-fold since it also serves as lift-off mask during metalization.
The quality of the edge contacts fabricated with either method is excellent as determined from transport measurements at room and cryogenic temperatures. With typical contact resistances of a few hundred \({\rm \,}\Omega\mu{\rm m}\) and a record low of \(100{\rm \,}\Omega\mu{\rm m}\) the contacts can be considered to be state-of-the-art. The positive effect of encapsulation on the electronic quality is confirmed on a device exhibiting charge carrier mobilities exceeding \(10^5{\rm \,cm^2/Vs}\), one magnitude larger than what is commonly achieved on \(\rm{SiO}_{2}\).
The investigation of induced superconductivity in graphene Josephson Junctions, quantum dots, and high mobility heterostructures underlines the versatility of this material system, while covering only a tiny fraction of its prospects. Combination of the acquired knowledge regarding the physical effects and the developed lithography processes lay the foundation towards the fabrication and study of novel graphene hybrid devices.
This thesis describes the growth and characterization of epitaxial MnSi thin films on Si substrates. The interest in this material system stems from the rich magnetic phase diagram resulting from the noncentrosymmetric B20 crystal structure. Here neighboring spins prefer a tilted relative arrangement in contrast to ferro- and antiferromagnets, which leads to a helical ground state where crystal and spin helix chirality are linked [IEM+85]. This link makes the characterization and control of the crystal chirality the main goal of this thesis.
After a brief description of the material properties and applied methods, the thesis itself is divided into four main parts. In the first part the advancement of the MBE growth process of MnSi on Si\((111)\) substrate as well as the fundamental structural characterization are described. Here the improvement of the substrate interface by an adjusted substrate preparation process is demonstrated, which is the basis for well ordered flat MnSi layers. On this foundation the influence of Mn/Si flux ratio and substrate temperature on the MnSi layer growth is investigated via XRD and clear boundaries to identify the optimal growth conditions are determined. The nonstoichiometric phases outside of this optimal growth window are identified as HMS and Mn\(_5\)Si\(_3\).
Additionally, a regime at high substrate temperatures and low Mn flux is discovered, where MnSi islands are growing incorporated in a Si layer, which could be interesting for further investigations as a size confinement can change the magnetic phase diagram [DBS+18]. XRD measurements demonstrate the homogeneity of the grown MnSi layers over most of the 3 inch wafer diameter and a small \(\omega\)-FWHM of about 0.02° demonstrates the high quality of the layers. XRD and TEM measurements also show that relaxation of the layers happens via misfit dislocations at the interface to the substrate.
The second part of the thesis is concerned with the crystal chirality. Here azimuthal \(\phi\)-scans of asymmetric XRD reflections reveal twin domains with a \(\pm\)30° rotation to the substrate. These twin domains seem to consist of left and right-handed MnSi, which are connected by a mirror operation at the \((\bar{1}10)\) plane. For some of the asymmetric XRD reflections this results in different intensities for the different twin domains, which reveals that one of the domains is rotated +30° and the other is rotated -30°. From XRD and TEM measurements an equal volume fraction of both domains is deduced. Different mechanisms to suppress these twin domains are investigated and successfully achieved with the growth on chiral Si surfaces, namely Si\((321)\) and Si\((531)\). Azimuthal \(\phi\)-scans of asymmetric XRD reflections demonstrate a suppression of up to 92%. The successful twin suppression is an important step in the use of MnSi for the proposed spintronics applications with skyrmions as information carriers, as discussed in the introduction.
Because of this achievement, the third part of the thesis on the magnetic properties of the MnSi thin films is not only concerned with the principal behavior, but also with the difference between twinned and twin suppressed layers. Magnetometry measurements are used to demonstrate, that the MnSi layers behave principally as expected from the literature. The analysis of saturation and residual magnetization hints to the twin suppression on Si\((321)\) and Si\((531)\) substrates and further investigations with more samples can complete this picture. For comparable layers on Si\((111)\), Si\((321)\) and Si\((531)\) the Curie-Weiss temperature is identical within 1 K and the critical field within 0.1 T.
Temperature dependent magnetoresistivity measurements also demonstrate the expected \(T^2\) behavior not only on Si\((111)\) but also on Si\((321)\) substrates. This demonstrates the successful growth of MnSi on Si\((321)\) and Si\((531)\) substrates. The latter measurements also reveal a residual resistivity of less then half for MnSi on Si\((321)\) in comparison to Si\((111)\). This can be explained with the reduced number of domain boundaries demonstrating the successful suppression of one of the twin domains. The homogeneity of the residual resistivity as well as the charge carrier density over a wide area of the Si\((111)\) wafer is also demonstrated with these measurements as well as Hall effect measurements.
The fourth part shows the AMR and PHE of MnSi depending on the angle between in plane current and magnetic field direction with respect to the crystal direction. This was proposed as a tool to identify skyrmions [YKT+15]. The influence of the higher C\(_{3\mathrm{v}}\) symmetry of the twinned system instead of the C\(_3\) symmetry of a B20 single crystal is demonstrated. The difference could serve as a useful additional tool to prove the twin suppression on the chiral substrates. But this is only possible for rotations with specific symmetry surfaces and not for the studied unsymmetrical Si\((321)\) surface. Measurements for MnSi layers on Si\((111)\) above the critical magnetic field demonstrate the attenuation of AMR and PHE parameters for increasing resistivity, as expected from literature [WC67]. Even if a direct comparison to the parameters on Si\((321)\) is not possible, the higher values of the parameters on Si\((321)\) can be explained considering the reduced charge carrier scattering from domain boundaries. Below the critical magnetic field, which would be the region where a skyrmion lattice could be expected, magnetic hysteresis complicates the analysis. Only one phase transition at the critical magnetic field can be clearly observed, which leaves the existence of a skyrmion lattice in thin epitaxial MnSi layers open.
The best method to solve this question seems to be a more direct approach in the form of Lorentz-TEM, which was also successfully used to visualize the skyrmion lattice for thin plates of bulk MnSi [TYY+12]. For the detection of in plane skyrmions, lamellas would have to be prepared for a side view, which seems in principle possible.
The demonstrated successful twin suppression for MnSi on Si\((321)\) and Si\((531)\) substrates may also be applied to other material systems.
Suppressing the twinning in FeGe on Si\((111)\) would lead to a single chirality skyrmion lattice near room temperature [HC12]. This could bring the application of skyrmions as information carriers in spintronics within reach.
Glossary:
MBE Molecular Beam Epitaxy
XRD X-Ray Diffraction
HMS Higher Manganese Silicide
FWHM Full Width Half Maximum
TEM Tunneling Electron Microscopy
AMR Anisotropic MagnetoResistance
PHE Planar Hall Effect
Bibliography:
[IEM+85] M. Ishida, Y. Endoh, S. Mitsuda, Y. Ishikawa, and M. Tanaka. Crystal Chirality and Helicity of the Helical Spin Density Wave in MnSi. II. Polarized Neutron Diffraction. Journal of the Physical Society of Japan, 54(8):2975, 1985.
[DBS+18] B. Das, B. Balasubramanian, R. Skomski, P. Mukherjee, S. R. Valloppilly, G. C. Hadjipanayis, and D. J. Sellmyer. Effect of size confinement on skyrmionic properties of MnSi nanomagnets. Nanoscale, 10(20):9504, 2018.
[YKT+15] T. Yokouchi, N. Kanazawa, A. Tsukazaki, Y. Kozuka, A. Kikkawa, Y. Taguchi, M. Kawasaki, M. Ichikawa, F. Kagawa, and Y. Tokura. Formation of In-plane Skyrmions in Epitaxial MnSi Thin Films as Revealed by Planar Hall Effect. Journal of the Physical Society of Japan, 84(10):104708, 2015.
[WC67] R. H. Walden and R. F. Cotellessa. Magnetoresistance of Nickel-Copper Single-Crystal Thin Films. Journal of Applied Physics, 38(3):1335, 1967.
[TYY+12] A. Tonomura, X. Yu, K. Yanagisawa, T. Matsuda, Y. Onose, N. Kanazawa, H. S. Park, and Y. Tokura. Real-Space Observation of Skyrmion Lattice in Helimagnet MnSi Thin Samples. Nano Letters, 12(3):1673, 2012.
[HC12] S. X. Huang and C. L. Chien. Extended Skyrmion Phase in Epitaxial FeGe(111) Thin Films. Physical Review Letters, 108(26):267201, 2012.
In this work heterostructures based on the half-Heusler alloy NiMnSb have been fabricated and characterized. NiMnSb is a member of the half-metallic ferromagnets, which exhibit an electron spin-polarization of 100% at the Fermi-level. For fabrication of these structures InP substrates with surface orientations of (001),(111)A and (111)B have been used. The small lattice mismatch of NiMnSb to InP allows for pseudomorphic layers, the (111) orientation additionally makes the formation of a half-metallic interface possible. For the growth on InP(001), procedures for the substrate preparation, growth of the lattice matched (In,Ga)As buffer layer and of the NiMnSb layer have been developed. The effect of flux-ratios and substrate temperatures on the MBE growth of the buffer as well as of the NiMnSb layer have been investigated and the optimum conditions have been pointed out. NiMnSb grows in the layer-by-layer Frank-van der Merwe growth mode, which can be seen by the intensity oscillations of the RHEED specular spot during growth. RHEED and LEED measurements show a flat surface and a well-defined surface reconstruction. High resolution x-ray measurements support this statement, additionally they show a high crystalline quality. Measurements of the lateral and the vertical lattice constant of NiMnSb films on (001) oriented substrates show that layers above a thickness of 20nm exhibit a pseudomorphic as well as a relaxed part in the same layer. Whereas layers around 40nm show partly relaxed partitions, these partitions are totally relaxed for layers above 100nm. However, even these layers still have a pseudomorphic part. Depth-dependent x-ray diffraction experiments prove that the relaxed part of the samples is always on top of the pseudomorphic part. The formation and propagation of defects in these layers has been investigated by TEM. The defects nucleate early during growth and spread until they form a defect network at a thickness of about 40nm. These defects are not typical misfit dislocations but rather antiphase boundaries which evolve in the Mn/Sb sublattice of the NiMnSb system. Dependent on the thickness of the NiMnSb films different magnetic anisotropies can be found. For layers up to 15nm and above 25nm a clear uniaxial anisotropy can be determined, while the layers with thicknesses in between show a fourfold anisotropy. Notably the easy axis for the thin layers is perpendicular to the easy axis observed for the thick layers. Thin NiMnSb layers show a very good magnetic homogeneity, as can be seen by the very small FMR linewidth of 20Oe at 24GHz. However, the increase of the linewidth with increasing thickness shows that the extrinsic damping gets larger for thicker samples which is a clear indication for magnetic inhomogeneities introduced by crystalline defects. Also, the magnetic moment of thick NiMnSb is reduced compared to the theoretically expected value. If a antiferromagnetic material is deposited on top of the NiMnSb, a clear exchange biasing of the NiMnSb layer can be observed. In a further step the epitaxial layers of the semiconductor ZnTe have been grown on these NiMnSb layers, which enables the fabrication of NiMnSb/ZnTe/NiMnSb TMR structures. These heterostructures are single crystalline and exhibit a low surface and interface roughness as measured by x-ray reflectivity. Magnetic measurements of the hysteresis curves prove that both NiMnSb layers in these heterostructures can switch separately, which is a necessary requirement for TMR applications. If a NiMn antiferromagnet is deposited on top of this structure, the upper NiMnSb layer is exchange biased by the antiferromagnet, while the lower one is left unaffected. Furthermore the growth of NiMnSb on (111) oriented substrates has been investigated. For these experiments, InP substrates with a surface orientation of (111)A and (111)B were used, which were miscut by 1 to 2° from the exact orientation to allow for smoother surfaces during growth. Both the (In, Ga)As buffer as well as the NiMnSb layer show well defined surface reconstructions during growth. X-ray diffraction experiments prove the single crystalline structure of the samples. However, neither for the growth on (111)A nor on (111)B a perfectly smooth surface could be obtained during growth, which can be attributed to the formation of pyramid-like facets evolving as a result of the atomic configuration at the surface. A similar relaxation behavior as NiMnSb layers on (001) oriented InP could not be observed. RHEED and x-ray diffraction measurements show that above a thickness of about 10nm the NiMnSb layer begins to relax, but remnants of pseudomorphic parts could not be found. Magnetic measurements show that the misorientation of the substrate crystal has a strong influence on the magnetic anisotropies of NiMnSb(111) samples. In all cases a uniaxial anisotropy could be observed. The easy axis is always aligned parallel to the direction of the miscut of the substrate.
A plethora of novel material concepts are currently being investigated in the condensed matter research community. Some of them hold promise to shape our everyday world in a way that silicon-based semiconductor materials and the related development of semiconductor devices have done in the past. In this regard, the last decades have witnessed an explosion of studies concerned with so called ‘’quantum materials’’ with emerging novel functionalities. These could eventually lead to new generations of electronic and/or spintronic devices. One particular material class, the so called topological materials, play a central role. As far as their technological applicability is concerned, however, they are still facing outstanding challenges to date.
Predicted for the first time in 2005 and experimentally verified in 2007, two-dimensional topological insulators (2D TIs) (a.k.a. quantum spin Hall insulators) exhibit the outstanding property of hosting spin-polarized metallic states along the boundaries of the insulating 2D bulk material, which are protected from elastic single-particle backscattering and give rise to the quantum spin Hall effect (QSHE). Owing to these peculiar properties the QSHE holds promise for dissipationless charge and/or spin transport. However, also in today’s best 2D TIs the observation of the QSHE is still limited to cryogenic temperatures of maximum 100 K. Here, the discovery of bismuthene on SiC(0001) has marked a milestone towards a possible realization of the QSHE at or beyond room-temperature owing to the massively increased electronic bulk energy gap on the order of 1 eV. This thesis is devoted to and motivated by the goal of advancing its synthesis and to build a deeper understanding of its one-particle and two-particle electronic properties that goes beyond prior work.
Regarding the aspect of material synthesis, an improved growth procedure for bismuthene is elaborated that increases the domain size of the material considerably (by a factor of ≈ 3.2 - 6.5 compared to prior work). The improved film quality is an important step towards any future device application of bismuthene, but also facilitates all further basic studies of this material.
Moreover, the deposition of magnetic transition metals (Mn and Co) on bismuthene is investigated. Thereby, the formation of ordered magnetic Bi-Mn/Co alloys is realized, their structure is resolved with scanning tunneling microscopy (STM), and their pristine electronic properties are resolved with scanning tunneling spectroscopy (STS) and photoemission spectroscopy (PES). It is proposed that these ordered magnetic Bi-Mn/Co-alloys offer the potential to study the interplay between magnetism and topology in bismuthene in the future.
In this thesis, a wide variety of spectroscopic techniques are employed that aim to build an understanding of the single-particle, as well as two-particle level of description of bismuthene's electronic structure. The techniques involve STS and angle-resolved PES (ARPES) on the one hand, but also optical spectroscopy and time-resolved ARPES (trARPES), on the other hand. Moreover, these experiments are accompanied by advanced numerical modelling in form of GW and Bethe-Salpeter equation calculations provided by our theoretical colleagues. Notably, by merging many experimental and theoretical techniques, this work sets a benchmark for electronic structure investigations of 2D materials in general.
Based on the STS studies, electronic quasi-particle interferences in quasi-1D line defects in bismuthene that are reminiscent of Fabry-Pérot states are discovered. It is shown that they point to a hybridization of two pairs of helical boundary modes across the line defect, which is accompanied by a (partial) lifting of their topological protection against elastic single-particle backscattering.
Optical spectroscopy is used to reveal bismuthene's two-particle elecronic structure. Despite its monolayer thickness, a strong optical (two-particle) response due to enhanced electron-hole Coulomb interactions is observed. The presented combined experimental and theoretical approach (including GW and Bethe-Salpeter equation calculations) allows to conclude that two prominent optical transitions can be associated with excitonic transitions derived from the Rashba-split valence bands of bismuthene. On a broader scope this discovery might promote further experiments to elucidate links of excitonic and topological physics.
Finally, the excited conduction band states of bismuthene are mapped in energy and momentum space employing trARPES on bismuthene for the first time. The direct and indirect band gaps are succesfully extracted and the effect of excited charge carrier induced gap-renormalization is observed. In addition, an exceptionally fast excited charge carrier relaxation is identified which is explained by the presence of a quasi-metallic density of states from coupled topological boundary states of domain boundaries.
This thesis treats the thermopower and other thermal effects in single quantum dots (QD) and quantum dot systems. It contributes new experimental results to the broad and active field of research on thermoelectrics in low dimensional systems. The thermopower experiments discussed in this work focus on QDs which exhibit a net spin and on tunnel-coupled double QDs (DQD). Furthermore, experiments are presented which address the realization of a QD device which extracts thermal energy from a heat reservoir and converts it into a directed charge current in a novel way.
The samples used for these investigations have been fabricated from GaAs/AlGaAs heterostructures which contain a two dimensional electron gas. Using optical and electron beam lithography, the devices have been realized by means of the top-gate technology. All experiments have been performed at low temperature. In order to create a controllable temperature difference in the samples the current heating technique has been used. These experimental basics as well as fundamentals of electric and thermoelectric transport are introduced in Part I of this thesis.
The experiments on the thermopower of a single QD are described in Part II. Essentially, they deal with the problem of how a single spin situated on a QD influences the thermoelectric properties of the system. In this context, the Kondo-effect plays a crucial role. Generally, the Kondo effect is the result of a many-body state which arises from an antiferromagnetic coupling of a magnetic impurity with the surrounding conduction electrons. Here, the magnetic impurity is represented by a QD which is occupied with an odd number of electrons so that it exhibits a net spin. For the first time the thermopower of a Kondo-QD has been studied systematically as a function of two parameters, namely the QD coupling energy and the sample temperature. Both parameters are crucial quantities for Kondo-physics to be observed. Based on these data, it is shown that the thermopower line shape as a function of QD energy is mainly determined by two competing contributions: On the one hand by the enhanced density of states around the Fermi level due to Kondo-correlations and on the other hand by thermopower contributions from the Coulomb resonances. Furthermore, the experiments confirm theoretical predictions which claim that the spectral DOS arising from Kondo-correlations shifts away from the Fermi level for those QD level configurations which are not electron-hole symmetric. Comparison with model calculations by T. Costi and V. Zlatic [Phys. Rev. B 81, 235127 (2010)] shows qualitative and partly even quantitative agreement. A finite thermovoltage at the center of the Kondo-region, which occurred in previous investigations, is also observed in the experiments presented here. It is not covered by the current theory of the Kondo effect. The dependence of this signal on temperature, coupling energy and magnetic field, which differ from non-Kondo regions, is analyzed. In order to clarify the physics behind this phenomenon further studies are desirable.
Furthermore, it is shown by variation of the QD coupling energy over a wide range that Kondo-correlations can be detected in the thermopower even in the regime of very weak coupling. In contrast, no Kondo signatures are visible in the conductance in this energy range. It is found that in the limit of weak coupling the Kondo effect causes the thermopower to exhibit a diminished amplitude in close vicinity of a conductance resonance. Subsequent filling of spin-degenerate states then leads to a thermopower amplitude modulation (odd-even-effect). Although this effect had been observed in previous studies, no connection to Kondo physics had been established in order to explain the observations.
Hence, the experiments on a single QD presented in this thesis provide unique insight into the complex interplay of different transport mechanisms in a spin-correlated QD. Moreover, the results confirm the potential of thermopower measurements as a highly sensitive tool to probe Kondo-correlations.
In Part III thermal effects are investigated in systems which contain two coupled QDs.
Such QD-systems are particularly interesting with respect to thermoelectric applications: Many proposals utilize the extremely sharp energy filtering properties of such coupled QDs and also different kinds of inter dot coupling to construct novel and highly efficient thermoelectric devices. In the present work, thermopower characterizations are performed on a tunnel-coupled DQD for the first time. The key result of these investigations is the thermopower stability diagram. Here it is found, that in such a system maximal thermopower is generated in the vicinity of the so-called triple points (TP) at which three charge states of the DQD are degenerate. Along the axis of total energy, which connects two adjacent TP, a typical thermopower line shape is observed. It is explained and modeled within an intuitive picture that assumes two transport channels across the DQD, representing the TP. For those regions which are far away from the TP, the thermopower turns out to be very sensitive to the relative configuration of the QD energies. The conductance and thermopower data are well reproduced within a model that assumes transport via molecular states. Integration of both models into one then allows model calculations for a complete stability cell in conductance and thermopower to be done.
Furthermore, experiments on two capacitively coupled QDs are presented. In these studies the focus lies on testing the feasibility of such systems for the manipulation and generation of charge currents from thermal energy. In a series of experiments it is shown that such a system of QDs can be utilized to increase or decrease a current flowing between two electron reservoirs by varying the temperature in a third reservoir. This effect is based on the cross-correlation of occupation fluctuations of the individual QDs. These are positive for certain QD energy level configurations and negative for others, which increases or decreases the charge current in the experiments, respectively. In the stability diagram this is manifested in a characteristic clover leaf shaped structure of positive and negative current changes in vicinity of the TP. All main experimental results are reproduced qualitatively in simple model calculations. Due to the close analogy between electrical and thermal conductance of a QD, this effect of thermal switching can, in principle, also be used to built a thermal transistor.
Finally, it is shown that a system consisting of two Coulomb-coupled QDs, which couple a hot electron reservoir electrostatically to two cold electron reservoirs, can be utilized as a novel device which extracts heat from its environment and converts it into a directed charge current. The idea of this heat-to-current converter (HCC) was first proposed by R. Sánchez and M. Büttiker [Phys. Rev. B 83, 085428 (2011)]. It is not only characterized by the novelty of its working principle but also by the fact, that it decouples the directions of charge current and energy flow. In the experiments presented here, such HCC-currents are identified unambiguously: For certain QD-level configurations an electric current between the two cold reservoirs is observed if the temperature in the third reservoir is increased. The direction of this current is shown to be independent of an external voltage. In contrast, the direction of the current exhibits a characteristic dependence on the tunneling coefficients of the QDs, as predicted by theory: By adjusting the thickness and the shape of the respective tunnel junctions, a charge current can be generated between two cold reservoirs, and it can even be inverted. The experimental observations are quantitatively reproduced by model calculations by R. Sánchez and B. Sothmann. Thus, the results represent direct evidence for the existence of HCC-currents. Due to the novelty of the working principle of the HCC and its relevance from a fundamental scientific point of view, the results presented here are an important step towards energy harvesting devices at the nano scale.
A novel growth method has been developed, allowing for the growth of strained HgTe shells on CdTe nanowires (NWs). The growth of CdTe-HgTe core-shell NWs required high attention in controlling basic parameters like substrate temperature and the intensity of supplied material fluxes. The difficulties in finding optimized growth conditions have been successfully overcome in this work.
We found the lateral redistribution of liquid growth seeds with a ZnTe growth start to be crucial to trigger vertical CdTe NW growth. Single crystalline zinc blende CdTe NWs grew, oriented along [111]B. The substrate temperature was the most critical parameter to achieve straight and long wires. In order to adjust it, the growth was monitored by reflection high-energy electron diffraction, which was used for fine tuning of the temperature over time in each growth run individually. For optimized growth conditions, a periodic diffraction pattern allowed for the detailed analysis of atomic arrangement on the surfaces and in the bulk. The ability to do so reflected the high crystal quality and ensemble uniformity of our CdTe NWs. The NW sides were formed by twelve stable, low-index crystalline facets. We observed two types stepped and polar sides, separated by in total six flat and non-polar facets.
The high crystalline quality of the cores allowed to grow epitaxial HgTe shells around. We reported on two different heterostructure geometries. In the first one, the CdTe NWs exhibit a closed HgTe shell, while for the second one, the CdTe NWs are overgrown mainly on one side. Scanning electron microscopy and scanning transmission electron microscopy confirmed, that many of the core-shell NWs are single crystalline zinc blende and have a high uniformity. The symmetry of the zinc blende unit cell was reduced by residual lattice strain. We used high-resolution X-ray diffraction to reveal the strain level caused by the small lattice mismatch in the heterostructures. Shear strain has been induced by the stepped hetero-interface, thereby stretching the lattice of the HgTe shell by 0.06 % along a direction oriented with an angle of 35 ° to the interface.
The different heterostructures obtained, were the base for further investigation of quasi-one-dimensional crystallites of HgTe. We therefore developed methods to reliably manipulate, align, localize and contact individual NWs, in order to characterize the charge transport in our samples. Bare CdTe cores were insulating, while the HgTe shells were conducting. At low temperature we found the mean free path of charge carriers to be smaller, but the phase coherence length to be larger than the sample size of several hundred nanometers. We observed universal conductance fluctuations and therefore drew the conclusion, that the trajectories of charge carriers are defined by elastic backscattering at randomly distributed scattering sites. When contacted with superconducting leads, we saw induced superconductivity, multiple Andreev reflections and the associated excess current. Thus, we achieved HgTe/superconductor interfaces with high interfacial transparency.
In addition, we reported on the appearance of peaks in differential resistance at Delta/e for HgTe-NW/superconductor and 2*Delta/e for superconductor/HgTe-NW/superconductor junctions, which is possibly related to unconventional pairing at the HgTe/superconductor interface. We noticed that the great advantage of our self-organized growth is the possibility to employ the metallic droplet, formerly seeding the NW growth, as a superconducting contact. The insulating wire cores with a metallic droplet at the tip have been overgrown with HgTe in a fully in-situ process. A very high interface quality was achieved in this case.
Spin- and \(k\)-resolved hard X-ray photoelectron spectroscopy (HAXPES) is a powerful tool to probe bulk electronic properties of complex metal oxides. Due to the low efficiency of common spin detectors of about \(10^{-4}\), such experiments have been rarely performed within the hard X-ray regime since the notoriously low photoionization cross sections further lower the performance tremendously. This thesis is about a new type of spin detector, which employs an imaging spin-filter with multichannel electron recording. This increases the efficiency by a factor of \(10^4\) and makes spin- and \(k\)-resolved photoemission at high excitation energies possible. Two different technical approaches were pursued in this thesis: One using a hemispherical deflection analyzer (HDA) and a separate external spin detector chamber, the other one resorting to a momentum- or \(k\)-space microscope with time-of-flight (TOF) energy recording and an integrated spin-filter crystal. The latter exhibits significantly higher count rates and - since it was designed for this purpose from scratch - the integrated spin-filter option found out to be more viable than the subsequent upgrade of an existing setup with an HDA. This instrumental development is followed by the investigation of the complex metal oxides (CMOs) KTaO\(_3\) by angle-resolved HAXPES (HARPES) and Fe\(_3\)O\(_4\) by spin-resolved HAXPES (spin-HAXPES), respectively.
KTaO\(_3\) (KTO) is a band insulator with a valence-electron configuration of Ta 5\(d^0\). By angle- and spin-integrated HAXPES it is shown that at the buried interface of LaAlO\(_3\)/KTO - by the generation of oxygen vacancies and hence effective electron doping - a conducting electron system forms in KTO. Further investigations using the momentum-resolution of the \(k\)-space TOF microscope show that these states are confined to the surface in KTO and intensity is only obtained from the center or the Gamma-point of each Brillouin zone (BZ). These BZs are furthermore square-like arranged reflecting the three-dimensional cubic crystal structure of KTO. However, from a comparison to calculations it is found that the band structure deviates from that of electron-doped bulk KTaO\(_3\) due to the confinement to the interface.
There is broad consensus that Fe\(_3\)O\(_4\) is a promising material for spintronics applications due to its high degree of spin polarization at the Fermi level. However, previous attempts to measure the spin polarization by spin-resolved photoemission spectroscopy have been hampered by the use of low photon energies resulting in high surface sensitivity. The surfaces of magnetite, though, tend to reconstruct due to their polar nature, and thus their magnetic and electronic properties may strongly deviate from each other and from the bulk, dependent on their orientation and specific preparation. In this work, the intrinsic bulk spin polarization of magnetite at the Fermi level (\(E_F\)) by spin-resolved photoelectron spectroscopy, is determined by spin-HAXPES on (111)-oriented thin films, epitaxially grown on ZnO(0001) to be \(P(E_F) = -80^{+10}_{-20}\) %.
The presented thesis deals with the investigation of the characteristic physical properties of lead-free double perovskites. For this purpose lead-free double perovskite single crystals were grown from solution. In order to assess the influence of growth temperature on tail states in the material, the crystals were studied using Photoluminescence Excitation (PLE) and Transmission measurements. Additionally, lead-free double perovskite solar cells and thin films were investigated to address the correlation of precursor stoichiometry and solar cell efficiency. In a last step a new earth abundant lead-free double perovskite was introduced and its physical properties were studied by photoluminescene and absorptance. Like this it was possible to assess the suitability of this material for solar cell applications in the future.
Overview of the Organolead Trihalide Perovskite Crystal Area
Studies of perovskite single crystals with high crystallographic quality is an important technological area of the perovskite research, which enables to estimate their full optoelectronic potential, and thus to boost their future applications [26]. It was therefore essential to grow high-quality single crystals with lowest structural as well as chemical defect densities and with a stoichiometry relevant for their thin-film counterparts [26]. Optoelectronic devices, e.g. solar cells, are highly complex systems in which the properties of the active layer (absorber) are strongly influenced by the adjacent layers, so it is not always easy to define the targeted properties and elaborate the design rules for the active layer. Currently, organolead trihalide perovskite (OLTP) single crystals with the structure ABX3 are one of the most studied crystalline systems. These hybrid crystals are solids composed of an organic cation such as methylammonium (A = MA+) or formamidinium (A = FA+) to form a three-dimensional periodic lattice together with the lead cation (B = Pb2+) and a halogen anion such as chloride, bromide or iodide (X = Cl-, Br- or I-) [23]. Among them are methylammonium lead tribromide (MAPbBr3), methylammonium lead triiodide (MAPbI3), as well as methylammonium lead trichloride (MAPbCl3) [62, 63]. Important representatives with the larger cation FA+ are formamidinium lead tribromide (FAPbBr3) and formamidinium lead triiodide (FAPbI3) [23, 64]. Besides the exchange of cations as well as anions, it was possible to grow crystals containing two halogens to obtain mixed crystals with different proportions of chlorine to bromine and bromine to iodine, as it is shown in Figure 70. By varying the mixing ratio of the halogens, it was therefore possible to vary the colour and thus the absorption properties of the crystals [85], as it can be done with thin polycrystalline perovskite films. In addition, since a few years it is also doable to grow complex crystals that contain several cations as well as anions [26, 80, 81]. These include the perovskites double cation – double halide formamidinium lead triiodide – methylammonium lead tribromide (FAPbI3)0.9(MAPbBr3)0.1 (FAMA) [26, 80] and formamidinium lead triiodide – methylammonium lead tribromide – caesium lead tribromide (FAPbI3)0.9(MAPbBr3)0.05(CsPbBr3)0.05 (CsFAMA) [81], which have made a significant contribution to increase the power conversion efficiency (PCE) in thin-film photovoltaics [47, 79, 182]. The growth of crystals to this day is performed exclusively from solution [23, 26, 56, 62]. Important preparation methods are the cooling acid-based precursor solution crystallisation [22], the inverse temperature crystallisation (ITC) [62], and the antisolvent vapour-assistant crystallisation (AVC) [137]. In the cooling crystallisation, the precursor salts AX and PbX2 are dissolved in an aqueous halogen-containing acid at high temperatures [56]. Controlled and slow cooling finally results in a supersaturated precursor solution, which leads to spontaneous nucleation of crystal nuclei, followed by subsequent crystal growth. The ITC method is based on the inverse or retrograde solubility of a dissociated perovskite in an organic solvent [23, 64]. With increasing temperature, the solubility of the perovskite decreases and mm-sized crystals can be grown within a few hours [23]. In the AVC method, the precursors are also dissolved in an organic solvent as well [137]. By slow evaporation of a so-called antisolvent [137], the solubility of the perovskite in the now present solvent mixture decreases and it finally precipitates. In addition, there are many other methods with the goal of growing high quality and large crystals in a short period of
time [60, 61, 233, 310].
This work is investigating the electronic structure of organic thin films. A central question in this respect is the influence of the interaction between the molecules in the condensed phase and the interaction at metal-organic interfaces on the electronic properties. For this purpose the experimental methods Photoelectron Spectroscopy (PES) and Near Edge X-ray Absorption Finestructure Spectroscopy (NEXAFS) were applied with highest energy resolution. In addition, ab initio calculations were performed for the theoretical simulation of NEXFAS spectra. The investigation is mainly focussing on thin, vacuum sublimated films of aromatic model molecules with oxygen-containing functional groups (NTCDA, PTCDA, NDCA, BPDCA and ANQ) and Ag(111) surfaces. Due to their large, delocalised p-systems these molecules have very interesting properties for their application in electronic devices. Due to the high energy resolution of third generation synchrotron sources the vibronic fine structure in the NEXAFS spectra of these large molecules could be resolved for the first time in the condensed phase. A comparison of the data of the different molecules provides interesting insight into the coupling between electronic transition and vibronic excitation. Although for these molecules a variety of different vibronic modes exist, the NEXAFS data show that preferentially only on mode couples to each electronic transition. The high-resolution PES spectra of the molecules NTCDA, PTCDA, NDCA, BPDCA and ANQ show distinct differences thus providing a fingerprint for each investigated substance. A comparative analysis of the spectra enabled us to define the 1s binding energies of all chemically different carbon and oxygen atoms. Additional structures in the spectra can be assigned as shake-up satellites. The five molecules are an ideal model system for the investigation of fundamental aspects of core electron spectroscopy, such as initial and final state effects and satellites, that are influenced by the intra- and intermolecular electron distribution in the ground and core ionized state. An important aspect in this thesis is the spectroscopic investigation of structurally different NTCDA monolayer phases on the Ag(111) surface. Marked differences in the electronic structures of the different phases, that can be assigned to differences in the metal-adsorbate interaction, could be demonstrated by XPS and NEXAFS. The substrate bonding can be characterized as chemisorptive for both, the compressed as well as the relaxed NTCDA monolayer, which can be unambiguously deduced from the analysis of satellite structures in the O 1s and C 1s XPS spectra. These satellites are due to dynamic screening by charge transfer from the substrate. The NEXAFS data show consistently, that the NTCDA LUMO becomes partly occupied upon adsorption. Highly interesting phase transitions into disordered low-temperature phases occur upon cooling to 160 K for both, the compressed and the relaxed NTCDA monolayer. Thereby, the adsorbate-substrate bonding is increased and the NTCDA LUMO becomes completely occupied. This can be observed in the NEXAFS data, where transitions involving LUMO final states are quenched. Simultaneously, the XPS data show a distinctly decreased intensity of unscreened photoemission states due to enhanced charge transfer screening. In addition, a hysteresis behaviour could be demonstrated for the phase transition of the relaxed monolayer by temperature dependent NEXAFS experiments and the hysteresis curve was determined. The hysteresis could be quantified to approx. 20 K. From SPA-LEED experiments the activating energy for the phase transition of the relaxed monolayer upon cooling could be determined to 60 meV. Finally, a NEXAFS investigation of polyethylene samples with different comonomer content is presented. Differences in the absorption spectra between samples with different comonomer content could be unambiguously assigned to the different crystallinities of the samples by heating a highly crystalline sample in situ close to the melting temperature. Ab initio calculations on a model matrix of butane molecules show, that the spectra of crystalline and amorphous polyethylene differ distinctly due to the intermolecular interaction, which can be observed best for resonances with strong Rydberg character. Thus, the differences in the PE spectra can be explained by the superposition of the signatures of crystalline and amorphous moieties, that are mixed according to the respective crystallinity.
High-Resolution X-ray Imaging based on a Liquid-Metal-Jet-Source with and without X-ray Optics
(2016)
With increasing miniaturization in industry and medical technology, non-destructive testing techniques are an area of everincreasing importance. In this framework, X-ray microscopy offers an efficient tool for the analysis, understanding and quality assurance of microscopic species, in particular as it allows reconstructing three-dimensional data sets of the whole sample’s volumevia computed tomography (CT).
The following thesis describes the conceptualization, design, construction and characterization of a compact laboratory-based X-ray microscope in the hard X-ray regime around 9 keV, corresponding to a wavelength of 0.134 nm. Hereby, the main focus is on the optimization of resolution and contrast at relatively short exposure times. For this, a novel liquid-metal-jet anode source is the basis. Such only recently commercially available X-ray source reaches a higher brightness than other conventional laboratory sources, i.e. the number of emitted photons (X-ray quanta) per area and solid angle is exceptionally high. This is important in order to reach low exposure times. The reason for such high brightness is the usage of the rapidly renewing anode out of liquid metal which enables an effective dissipation of heat, normally limiting the creation of high intensities on a small area.
In order to cover a broad range of different samples, the microscope can be operated in two
modes. In the “micro-CT mode”, small pixels are realized with a crystal-scintillator and an
optical microscope via shadow projection geometry. Therefore, the resolution is limited by the emitted wavelength of the scintillator, as well as the blurring of the screen. However, samples in the millimeter range can be scanned routinely with low exposure times. Additionally, this mode is optimized with respect to in-line phase contrast, where edges of an object are enhanced and thus better visible.
In the second “nano-CT mode”, a higher resolution can be reached via X-ray lenses. However,
their production process is due to the physical properties of the hard X-ray range - namely high absorption and low diffraction - extremely difficult, leading typically to low performances. In combination with a low brightness, this leads to long exposure times and high requirements in terms of stability, which is one of the key problems of laboratory-based X-ray microscopy. With the here-developed setup and the high brightness of its source, structures down to 150 nm are resolved at moderate exposure times (several minutes per image) and nano-CTs can be obtained.
Perovskite oxides are a very versatile material class with a large variety of outstanding physical properties.
A subgroup of these compounds particularly tempting to investigate are oxides involving high-\(Z\) elements, where spin-orbit coupling is expected to give rise to new intriguing phases and potential application-relevant functionalities. This thesis deals with the preparation and characterization of two representatives of high-\(Z\) oxide sample systems based on KTaO\(_3\) and BaBiO\(_3\).
KTaO\(_3\) is a band insulator with an electronic valence configuration of Ta 5\(d\)\(^0\) . It is shown that by pulsed laser deposition of a disordered LaAlO\(_3\) film on the KTaO\(_3\)(001) surface, through the creation of oxygen vacancies, a Ta 5\(d\)\(^{0+\(\delta\)}\) state is obtained in the upmost crystal layers of the substrate. In consequence a quasi two dimensional electron system (q2DES) with large spin-orbit coupling emerges at the heterointerface. Measurements of the Hall effect establish sheet carrier densities in the range of 0.1-1.2 10\(^{14}\) cm\(^2\), which can be controlled by the applied oxygen background pressure during deposition and the LaAlO\(_3\) film thickness. When compared to the prototypical oxide q2DESs based on SrTiO\(_3\) crystals, the investigated system exhibits exceptionally large carrier mobilities of up to 30 cm\(^2\)/Vs (7000 cm\(^2\)/Vs) at room temperature (below 10 K). Through a depth profiling by photoemission spectra of the Ta 4\(f\) core level it is shown that the majority of the Ta 5\(d\)\(^0\) charge carriers, consisting of mobile and localized electrons, is situated within 4 nm from the interface at low temperatures. Furthermore, the momentum-resolved electronic structure of the q2DES \(buried\) underneath the LaAlO\(_3\) film is probed by means of hard X-ray angle-resolved photoelectron spectroscopy. It is inferred that, due to a strong confinement potential of the electrons, the band structure of the system is altered compared to \(n\)-doped bulk KTO. Despite the constraint of the electron movement along one direction, the Fermi surface exhibits a clear three dimensional momentum dependence, which is related to a depth extension of the conduction channels of at least 1 nm.
The second material, BaBiO\(_3\), is a charge-ordered insulator, which has recently been predicted to emerge as a large-gap topological insulator upon \(n\)-doping. This study reports on the thin film growth of pristine BaBiO\(_3\) on Nb:SrTiO\(_3\)(001) substrates by means of pulsed laser deposition. The mechanism is identified that facilitates the development of epitaxial order in the heterostructure despite the presence of an extraordinary large lattice mismatch of 12 %. At the heterointerface, a structurally modified layer of about 1.7 nm thickness is formed that gradually relieves the in-plane strain and serves as the foundation of a relaxed BBO film. The thereupon formed lattice orders laterally in registry with the substrate with the orientation BaBiO\(_3\)(001)||SrTiO\(_3\)(001) by so-called domain matching, where 8 to 9 BaBiO\(_3\) unit cells align with 9 to 10 unit cells of the substrate. Through the optimization of the deposition conditions in regard to the cation stoichiometry and the structural lattice quality, BaBiO\(_3\) thin films with bulk-like electronic properties are obtained, as is inferred from a comparison of valence band spectra with density functional theory calculations. Finally, a spectroscopic survey of BaBiO\(_3\) samples of various thicknesses resolves that a recently discovered film thickness-controlled phase transition in BaBiO\(_3\) thin films can be traced back to the structural and concurrent stoichiometric modifications occuring in the initially formed lattice on top of the SrTiO\(_3\) substrate rather than being purely driven by the smaller spatial extent of the BBO lattice.
The present thesis “Hot spin carriers in cold semiconductors” investigates hot carrier effects in low-temperature photoinduced magneto-optical Kerr effect (MOKE) microscopy of electron spins in semiconductor heterostructures. Our studies reveal that the influence of hot photocarriers in magneto-optical pump-probe experiments is twofold.
First, it is commonly assumed that a measurement of the local Kerr rotation using an arbitrary probe wavelength maps the local electron spin polarization. This is the fundamental assumption that underlies the widely used two-color MOKE microscopy technique. Our continuous-wave (cw) spectroscopy experiments demonstrate that this assumption is not correct.
At low lattice temperatures the nonresonant spin excitation by the focused pump laser inevitably leads to a strong heating of the electron system. This heating, in turn, locally modifies the magneto-optical coefficient which links the experimentally observed Kerr rotation to the electron spin polarization. As a consequence, the spin-induced local Kerr rotation is augmented by spin-unrelated changes in the magneto-optical coefficient. A spatially resolved measurement of the Kerr rotation then does not correctly map the electron spin polarization profile.
We demonstrate different ways to overcome this limitation and to correctly measure the electron spin profile. For cw spectroscopy we show how the true local electron spin polarization can be obtained from a quantitative analysis of the full excitonic Kerr rotation spectrum. Alternatively, picosecond MOKE microscopy using a spectrally broad probe laser pulse mitigates hot-carrier effects on the magneto-optical spin detection and allows to directly observe the time-resolved expansion of optically excited electron spin packets in real-space.
Second, we show that hot photocarriers strongly modify the spin diffusion process. Owing to their high kinetic energy, hot carriers greatly enhance the electron spin diffusion coefficient with respect to the intrinsic value of the undisturbed system. Therefore, for steady-state excitation the spin diffusivity is strongly enhanced close to the pump spot center where hot electrons are present. Similarly, for short delays following pulsed excitation the high initial temperature of the electrons leads to a very fast initial expansion of the spin packet which gradually slows as the electrons cool down to the lattice temperature.
While few previous publications have recognized the possible influence of hot carriers on the electron spin transport properties, the present work is the first to directly observe and quantify such hot carrier contributions. We develop models which for steady-state and pulsed excitation quantitatively describe the experimentally observed electron spin diffusion. These models are capable of separating the intrinsic spin diffusivity from the hot electron contribution, and allow to obtain spin transport parameters of the undisturbed system.
We perform extensive cw and time-resolved spectroscopy studies of the lattice temperature dependence of the electron spin diffusion in bulk GaAs. Using our models we obtain a consistent set of parameters for the intrinsic temperature dependence of the electron spin diffusion coefficient and spin relaxation time and the hot carrier contributions which quantitatively describes all experimental observations. Our analysis unequivocally demonstrates that we have, as we believe for the first time, arrived at a coherent understanding of photoinduced low-temperature electron spin diffusion in bulk semiconductors.
The focus of this work is studying recombination mechanisms occurring in organic solar cells, as well as their impact on one of their most important parameters — the open circuit voltage Voc.
Firstly, the relationship between Voc and the respective charge carrier density n in the active layer under open circuit conditions is analyzed. Therefor, a model after Shockley for the open circuit voltage is used, whose validity is proven with the aid of fits to the measured data. Thereby, it is emphasized that the equation is only valid under special conditions. In the used reference system P3HT:PC61BM the fits are in agreement with the measurement data only in the range of high temperatures (150 - 300 K), where Voc increases linearly with decreasing temperature. At lower temperatures (50 – 150 K), the experiment shows a saturation of Voc. This saturation cannot be explained with the model by the measured falling charge carrier density with decreasing temperatures. In this temperature range Voc is not directly related to the intrinsic properties of the active layer. Voc saturation is due to injection energy barriers at the contacts, which is ascertained by macroscopic simulations. Furthermore, it is observed that Voc in the case of saturation is equivalent to the so-called built-in potential. The difference between the built-in potential and the energy gap corresponds thereby to the sum of the energy barriers at both contacts.
With the knowledge of the Voc(n) dependency for not contact limited solar cells, it is possible to investigate the recombination mechanisms of charge carriers in the active layer. For Langevin recombination the recombination rate is Rn2 (recombination order RO = 2), for Shockley-Read-Hall (SRH) Rn1 (RO=1); in various publications RO higher than two is reported with two main explanations.
1: Trap states for charge carriers exist in the respective separated phases, i.e. electrons in the acceptor phase and holes in the donor phase, which leads to a delayed recombination of the charge carriers at the interface of both phases and finally to an apparent recombination order higher than 2.
2: The enhanced R(n) dependency is attributed to the so called recombination prefactor, which again is dependent from n dependent mobility µ.
It is shown that for the system P3HT:PC61BM at room temperature the µ(n) dependency does nearly completely explain the higher RO but not at lower temperatures which in this case supports the first explanation. In the material system PTB7:PC71BM the increased RO cannot be explained by the µ(n) dependency even at room temperature.
To support the importance of trap states in combination with a phase separation for the explanation of the enhanced RO, additional trap states were incorporated in the solar cells to investigate their influence on the recombination mechanisms. To achieve this, P3HT:PC61BM solar cells were exposed to synthetic air (in the dark and under illumination) or TCNQ was added in small concentrations to the active layer which act as electron traps. For the oxygen degraded solar cell the recombination order is determined by a combination of open Voc-transients and Voc(n) measurements. Thereby, a continuous increase of the recombination order from 2.4 to more than 5 is observed with higher degradation times. By the evaluation of the ideality factor it can be shown that the impact of SRH recombination is increasing with higher trap concentration in relation to Langevin recombination. A similar picture is revealed for solar cells with TCNQ as extrinsic trap states.
Finally, a phenomenon called s-shaped IV-curves is investigated, which can sometimes occur for solar cells under illumination. As course of this a reduced surface recombination velocity can be found. Experimentally, the solar cells were fabricated using a special plasma treatment of the ITO contact. The measured IV-curves of such solar cells are reproduced by macroscopic simulations, where the surface recombination velocity is reduced. Hereby, it has to be distinguished between the surface recombination of majority and minority charge carriers at the respective contacts. The theory can be experimentally confirmed by illumination level dependent IV-curves as well as short circuit current density and open circuit voltage transients.
Background Transgenic mouse models are increasingly used to study the pathophysiology of human cardiovascular diseases. The aortic pulse wave velocity (PWV) is an indirect measure for vascular stiffness and a marker for cardiovascular risk. Results This work presents three MR-methods that allow the determination of the PWV in the descending murine aorta by analyzing blood flow waveforms, arterial distension waveforms, and a method that uses the combination of flow and distension waveforms. Systolic flow pulses were recorded with a temporal resolution of 1 ms applying phase velocity encoding. In a first step, the MR methods were validated by pressure waveform measurements on pulsatile elastic vessel phantoms. In a second step, the MR methods were applied to measure PWVs in a group of five eight-month-old apolipoprotein E deficient (ApoE(-/-)) mice and an age matched group of four C57Bl/6J mice. The ApoE(-/-) group had a higher mean PWV than the C57Bl/6J group. Depending on the measurement technique, the differences were or were not statistically significant. Conclusions The findings of this study demonstrate that high field MRI is applicable to non-invasively determine and distinguish PWVs in the arterial system of healthy and diseased groups of mice.
As a non-destructive testing method, X-ray imaging has proved to be suitable for the examination of a variety of objects. The measurement principle is based on the attenuation of X-rays caused by these objects. This attenuation can be recorded as shades of intensity using X-ray detectors and thus contains information about the inner structure of the investigated object. Since X-rays are electromagnetic waves, they also experience a change of phase in addition to their attenuation while penetrating an object. In general, imaging methods based on this effect are referred to as phase contrast imaging techniques. In the laboratory, the two mainly used methods are the propagation based phase contrast or in-line phase contrast and the grating interferometry.
While in-line phase contrast - under certain conditions - shows edge enhancement at interfaces due to interference, phase contrast in the grating interferometry is only indirectly measurable by the use of several gratings. In addition to phase contrast, grating interferometry provides access to the so-called dark-field imaging contrast, which measures the scattering of X-rays caused by an object.
These two imaging techniques, together with a novel concept of laboratory X-ray sources, the liquid-metal-jet, form the main part of this work. Compared to conventional X-ray sources, the liquid-metal-jet source offers higher brightness. The term brightness is defined by the number of X-ray photons per second, emitting area (area of the X-ray spot) and solid angle at which they are emitted.
On the basis of this source, a high resolution in-line phase contrast setup was partially developed in the scope of this work. Several computed tomographies show the feasibility of in-line phase contrast and the improvement of image quality by applying phase retrieval algorithms.
Moreover, the determination of optimized sample positions for in-line phase contrast imaging is treated at which the edge enhancement is maximized. Based on primitive fiber objects, this optimization has proven to be a good approximation.
With its high brightness in combination with a high spatial coherence, the liquid-metal-jet source is also interesting for grating interferometry. The development of such a setup is also part of this work. The overall concept and the characterization of the setup is presented as well as the applicability and its limits for the investigation of various objects.
Due to the very unique concept of this grating interferometer it was possible to realize a modified interferometer system by using a single grating only. Its concept and results are also presented in this work.
Furthermore, a grating interferometer based on a microfocus X-ray tube was tested regarding its performance. Thereby, parameters like the anode material, acquisition geometry and gratings were altered in order to find the advantages and disadvantages of each configuration.
The combination of a topological insulator (TI) and a superconductor (S), which together
form a TI/S interface, is expected to influence the possible surface states in the
TI. It is of special interest, if the theoretical prediction of zero energy Majorana states
in this system is verifiable. This thesis presents the experimental realization of such
an interface between the TI strained bulk HgTe and the S Nb and studies if the afore
mentioned expectations are met.
As these types of interfaces were produced for the first time the initial step was
to develop a new lithographic process. Optimization of the S deposition technique as
well as the application of cleaning processes allowed for reproducible fabrication of
structures. In parallel the measurement setup was upgraded to be able to execute the
sensitive measurements at low energy. Furthermore several filters have been implemented
into the system to reduce high frequency noise and the magnetic field control
unit was additionally replaced to achieve the needed resolution in the μT range.
Two kinds of basic geometries have been studied: Josephson junctions (JJs) and
superconducting quantum interference devices (SQUIDs). A JJ consists of two Nb contacts
with a small separation on a HgTe layer. These S/TI/S junctions are one of the
most basic structures possible and are studied via transport measurements. The transport
through this geometry is strongly influenced by the behavior at the two S/TI
interfaces. In voltage dependent differential resistance measurements it was possible
to detect multiple Andreev reflections in the JJ, indicating that electrons and holes are
able to traverse the HgTe gap between both interfaces multiple times while keeping
phase coherence. Additionally using BTK theory it was possible to extract the interface
transparency of several junctions. This allowed iterative optimization for the highest
transparency via lithographic improvements at these interfaces. The increased transparency
and thus the increased coupling of the Nb’s superconductivity to the HgTe
results in a deeper penetration of the induced superconductivity into the HgTe. Due
to this strong coupling it was possible to enter the regime, where a supercurrent is
carried through the complete HgTe layer. For the first time the passing of an induced
supercurrent through strained bulk HgTe was achieved and thus opened the area for
detailed studies. The magnetic dependence of the supercurrent in the JJ was recorded,
which is also known as a Fraunhofer pattern. The periodicity of this pattern in magnetic
field compared to the JJ geometry allowed to conclude how the junction depends
on the phase difference between both superconducting contacts. Theoretical calculations
predicted a phase periodicity of 4p instead of 2p, if a TI is used as weak link
material between the contacts, due to the presence of Majorana modes. It could clearly
be shown that despite the usage of a TI the phase still was 2p periodic. By varying
further influencing factors, like number of modes and phase coherence length in the
junction, it might still be possible to reach the 4p regime with bound Majorana states
in the future. A good candidate for further experiments was found in capped HgTe
samples, but here the fabrication process still has to be developed to the same quality
as for the uncapped HgTe samples.
The second type of geometry studied in this thesis was a DC-SQUID, which consists
of two parallel JJs and can also be described as an interference device between two JJs.
The DC-SQUID devices were produced in two configurations: The symmetric SQUID,
where both JJs were identical, and the asymmetric SQUID, where one JJ was not linear,
but instead has a 90° bent. These configurations allow to test, if the predicted
uniformity of the superconducting band gap for induced superconductivity in a TI
is valid. While the phase of the symmetric SQUID is not influenced by the shape of
the band gap, the asymmetric SQUID would be in phase with the symmetric SQUID
in case of an uniform band gap and out of phase if p- or d-wave superconductivity
is dominating the transport, due to the 90° junction. As both devices are measured
one after another, the problem of drift in the coil used to create the magnetic field has
to be overcome in order to decide if the oscillations of both types of SQUIDs are in
phase. With an oscillation period of 0.5 mT and a drift rate in the range of 5.5 μT/h
the measurements on both configurations have to be conducted in a few hours. Only
then the total shift is small enough to compare them with each other. For this to be
possible a novel measurement system based on a real time micro controller was programmed,
which allows a much faster extraction of the critical current of a device. The
measurement times were reduced from days to hours, circumventing the drift problems
and enabling the wanted comparison. After the final system optimizations it has
been shown that the comparison should now be possible. Initial measurements with
the old system hinted that both types of SQUIDs are in phase and thus the expected
uniform band gap is more likely. With all needed optimizations in place it is now up
to the successors of this project to conclusively prove this last point.
This thesis has proven that it is possible to induce superconductivity in strained
bulk HgTe. It has thus realized the most basic sample geometry proposed by Fu and
Kane in 2008 for the appearance of Majorana bound states. Based on this work it is
now possible to further explore induced superconductivity in strained bulk HgTe to
finally reach a regime, where the Majorana states are both stable and detectable.
This thesis describes the studies of topological superconductivity, which is predicted to
emerge when pair correlations are induced into the surface states of 2D and 3D topolog-
ical insulators (TIs). In this regard, experiments have been designed to investigate the
theoretical ideas first pioneered by Fu and Kane that in such system Majorana bound
states occur at vortices or edges of the system [Phys. Rev. Lett. 100, 096407 (2008), Phys.
Rev. B 79, 161408 (2009)]. These states are of great interest as they constitute a new
quasiparticle which is its own antiparticle and can be used as building blocks for fault
tolerant topological quantum computing.
After an introduction in chapter 1, chapter 2 of the thesis lays the foundation for the
understanding of the field of topology in the context of condensed matter physics with a
focus on topological band insulators and topological superconductors. Starting from a
Chern insulator, the concepts of topological band theory and the bulk boundary corre-
spondence are explained. It is then shown that the low energy Hamiltonian of mercury
telluride (HgTe) quantum wells of an appropriate thickness can be written as two time
reversal symmetric copies of a Chern insulator. This leads to the quantum spin Hall effect.
In such a system, spin-polarized one dimensional conducting states form at the edges
of the material, while the bulk is insulating. This concept is extended to 3D topological
insulators with conducting 2D surface states. As a preliminary step to treating topological
superconductivity, a short review of the microscopic theory of superconductivity, i.e. the
theory of Bardeen, Cooper, and Shrieffer (BCS theory) is presented. The presence of
Majorana end modes in a one dimensional superconducting chain is explained using the
Kitaev model. Finally, topological band insulators and conventional superconductivity
are combined to effectively engineer p-wave superconductivity. One way to investigate
these states is by measuring the periodicity of the phase of the Josephson supercurrent
in a topological Josephson junction. The signature is a 4π-periodicity compared to the
2π-periodicity in conventional Josephson junctions. The proof of the presence of this
effect in HgTe based Josephson junction is the main goal of this thesis and is discussed in
chapters 3 to 6.
Chapter 3 describes in detail the transport of a 3D topological insulator based weak
link under radio-frequency radiation. The chapter starts with a review of the state of
research of (i) strained HgTe as 3D topological insulator and (ii) the progress of induc-
ing superconducting correlations into the topological surface states and the theoretical
predictions of 3D TI based Josephson junctions. Josephson junctions based on strained
HgTe are successfully fabricated. Before studying the ac driven Josephson junctions, the
dc transport of the devices is analysed. The critical current as a function of temperature
is measured and it is possible to determine the induced superconducting gap. Under
rf illumination Shapiro steps form in the current voltage characteristic. A missing first
step at low frequencies and low powers is found in our devices. This is a signature of
a 4π-periodic supercurrent. By studying the device in a wide parameter range - as a
147148 SUMMARY
function of frequency, power, device geometry and magnetic field - it is shown that the
results are in agreement with the presence of a single gapless Andreev doublet and several
conventional modes.
Chapter 4 gives results of the numerical modelling of the I −V dynamics in a Josephson
junction where both a 2π- and a 4π-periodic supercurrents are present. This is done in
the framework of an equivalent circuit representation, namely the resistively shunted
Josephson junction model (RSJ-model). The numerical modelling is in agreement with
the experimental results in chapter 3. First, the missing of odd Shapiro steps can be
understood by a small 4π-periodic supercurrent contribution and a large number of
modes which have a conventional 2π-periodicity. Second, the missing of odd Shapiro
steps occurs at low frequency and low rf power. Third, it is shown that stochastic processes
like Landau Zener tunnelling are most probably not responsible for the 4π contribution.
In a next step the periodicity of Josephson junctions based on quantum spin Hall
insulators using are investigated in chapter 5. A fabrication process of Josephson junctions
based on inverted HgTe quantum wells was successfully developed. In order to achieve a
good proximity effect the barrier material was removed and the superconductor deposited
without exposing the structure to air. In a next step a gate electrode was fabricated which
allows the chemical potential of the quantum well to be tuned. The measurement of the
diffraction pattern of the critical current Ic due to a magnetic field applied perpendicular
to the sample plane was conducted. In the vicinity to the expected quantum spin Hall
phase, the pattern resembles that of a superconducting quantum interference device
(SQUID). This shows that the current flows predominantly on the edges of the mesa.
This observation is taken as a proof of the presence of edge currents. By irradiating the
sample with rf, missing odd Shapiro steps up to step index n = 9 have been observed. This
evidences the presence of a 4π-periodic contribution to the supercurrent. The experiment
is repeated using a weak link based on a non-inverted HgTe quantum well. This material
is expected to be a normal band insulator without helical edge channels. In this device,
all the expected Shapiro steps are observed even at low frequencies and over the whole
gate voltage range. This shows that the observed phenomena are directly connected
to the topological band structure. Both features, namely the missing of odd Shapiro
steps and the SQUID like diffraction pattern, appear strongest towards the quantum spin
Hall regime, and thus provide evidence for induced topological superconductivity in the
helical edge states.
A more direct way to probe the periodicity of the Josephson supercurrent than using
Shapiro steps is the measurement of the emitted radiation of a weak link. This experiment
is presented in chapter 6. A conventional Josephson junction converts a dc bias V to
an ac current with a characteristic Josephson frequency fJ
= eV /h. In a topological
Josephson junction a frequency at half the Josephson frequency fJ /2 is expected. A
new measurement setup was developed in order to measure the emitted spectrum of a
single Josephson junction. With this setup the spectrum of a HgTe quantum well based
Josephson junction was measured and the emission at half the Josephson frequency fJ /2
was detected. In addition, fJ emission is also detected depending on the gate voltage and
detection frequency. The spectrum is again dominated by half the Josephson emission at
low voltages while the conventional emission is determines the spectrum at high voltages.
A non-inverted quantum well shows only conventional emission over the whole gateSUMMARY 149
voltage and frequency range. The linewidth of the detected frequencies gives a measure
on the lifetime of the bound states: From there, a coherence time of 0.3–4ns for the fJ /2
line has been deduced. This is generally shorter than for the fJ line (3–4ns).
The last part of the thesis, chapter 7, reports on the induced superconducting state
in a strained HgTe layer investigated by point-contact Andreev reflection spectroscopy.
For the experiment, a HgTe mesa was fabricated with a small constriction. The diameter
of the orifice was chosen to be smaller than the mean free path estimated from magne-
totransport measurements. Thus one gets a ballistic point-contact which allows energy
resolved spectroscopy. One part of the mesa is covered with a superconductor which
induces superconducting correlations into the surface states of the topological insulator.
This experiment therefore probes a single superconductor normal interface. In contrast to
the Josephson junctions studied previously, the geometry allows the acquisition of energy
resolved information of the induced superconducting state through the measurement
of the differential conductance dI/dV as a function of applied dc bias for various gate
voltages, temperatures and magnetic fields. An induced superconducting order parame-
ter of about 70µeV was extracted but also signatures of the niobium gap at the expected
value around Δ Nb
≈ 1.1meV have been found. Simulations using the theory developed by
Blonder, Tinkham and Klapwijk and an extended model taking the topological surface
states into account were used to fit the data. The simulations are in agreement with a
small barrier at the topological insulator-induced topological superconductor interface
and a high barrier at the Nb to topological insulator interface. To understand the full con-
ductance curve as a function of applied voltage, a non-equilibrium driven transformation
is suggested. The induced superconductivity is suppressed at a certain bias value due to
local electron population. In accordance with this suppression, the relevant scattering
regions change spatially as a function of applied bias.
To conclude, it is emphasized that the experiments conducted in this thesis found
clear signatures of induced topological superconductivity in HgTe based quantum well
and bulk devices and opens up the avenue to many experiments. It would be interesting
to apply the developed concepts to other topological matter-superconductor hybrid
systems. The direct spectroscopy and manipulation of the Andreev bound states using
circuit quantum electrodynamic techniques should be the next steps for HgTe based
samples. This was already achieved in superconducting atomic break junctions by the
group in Saclay [Science 2015, 349, 1199-1202 (2015)]. Another possible development
would be the on-chip detection of the emitted spectrum as a function of the phase φ
through the junction. In this connection, the topological junction needs to be shunted
by a parallel ancillary junction. Such a setup would allow the current phase relation
I(φ) directly and the lifetime of the bound states to be measured directly. By coupling
this system to a spectrometer, which can be another Josephson junction, the energy
dependence of the Andreev bound states E(φ) could be obtained. The experiments on
the Andreev reflection spectroscopy described in this thesis could easily be extended to
two dimensional topological insulators and to more complex geometries, like a phase
bias loop or a tunable barrier at the point-contact. This work might also be useful for
answering the question how and why Majorana bound states can be localized in quantum
spin Hall systems.
This thesis focused on the influence of the underlying crystal structure and hence, of the mutual molecular orientation, on the excited states in ordered molecular aggregates. For this purpose, two model systems have been investigated. In the prototypical donor-acceptor complex pentacene-perfluoropentacene (PEN-PFP) the optical accessibility of the charge transfer state and the possibility to fabricate highly defined interfaces by means of single crystal templates enabled a deep understanding of the spatial anisotropy of the charge transfer state formation. Transferring the obtained insights to the design of prototypical donor-acceptor devices, the importance of interface control to minimize the occurrence of charge transfer traps and thereby, to improve the device performance, could be demonstrated. The use of zinc phthalocyanine (ZnPc) allowed for the examination of the influence of molecular packing on the excited electronic states without a change in molecular species by virtue of its inherent polymorphism. Combining structural investigations, optical absorption and emission spectroscopy, as well as Franck-Condon modeling of emission spectra revealed the nature of the optical excited state emission in relation to the structural \(\alpha \) and \(\beta \) phase over a wide temperature range from 4 K to 300 K. As a results, the phase transition kinetics of the first order \(\alpha \rightarrow \beta\) phase transition were characterized in depth and applied to the fabrication of prototypical dual luminescent OLEDs.
Since the late 20th century, spintroncis has become a very active field of research [ŽFS04]. The prospect of spin based information technology, featuring strongly decreased energy consumption and possibly quantum-computation capabilities, has fueled this interest. Standard materials, like bulk gallium arsenide (GaAs), have experienced new attention in this context by exhibiting extraordinarily long lifetimes for nonequilibrium spin information, which is an important requirement for efficient spin based information storage and transfer. Another important factor is the lengthscale over which spin information can be transported in a given material and the role of external influences. Both aspects have been studied experimentally with innovative optical methods since the late 1990s by the groups of D. D. AWSHALOM and S. A. CROOKER et al. [KA99, CS05, CFL+05]. Although the pioneering experimental approaches presented by these authors led to a variety of insights into spin propagation, some questions were raised as well. Most prominently, the classical Einstein relation, which connects the mobility and diffusivity of a given particle species, seemed to be violated for electron spins in a bulk semiconductor. In essence, nonequilibrium spins appeared to move (diffuse) faster than the electrons that actually carry the spin. However, this contradiction was masked by the fact, that the material of interest was n-type GaAs with a doping concentration directly at the transition between metallic and insulating behavior (MIT). In this regime, the electron mobility is difficult to determine experimentally. Consequently, it was not a priori obvious that the spin diffusion rates determined by the newly introduced optical methods were in contradiction with established electrical transport data.
However, in an attempt to extend the available data of optical spin microscopy, another issue surfaced, concerning the mathematical drift-diffusion model that has been commonly used to evaluate lateral spin density measurements. Upon close investigation, this model appears to have a limited range of applicability, due to systematic discrepancies with the experimental data (chapter 4). These deviations are noticeable in original publications as well, and it is shown in the present work that they originate from the local heating of electrons in the process of optical spin pumping. Based on insights gained during the second half of the 20th century, it is recapitulated why conduction electrons are easily overheated at cryogenic temperatures. The main reason is the poor thermal coupling between electrons and the crystal lattice (chapter 3). Experiments in the present work showed that a significant thermal gradient exists in the conduction band under local optical excitation of electron–hole pairs. This information was used to develop a better mathematical model of spin diffusion, which allowed to derive the diffusivity of the undisturbed system, due to an effective consideration of electron overheating. In this way, spin diffusivities of n-GaAs were obtained as a function of temperature and doping density in the most interesting regime of the metal–insulator-transition.
The experiments presented in this work were performed on a series of n-type bulk GaAs samples, which comprised the transition between metallic conductivity and electrical insulation at low temperatures. Local electron temperature gradients were measured by a hyperspectral photoluminescence imaging technique with subsequent evaluation of the electron–acceptor (e,A$^0$) line shape. The local density of nonequilibrium conduction electron spins was deduced from scanning magneto-optic Kerr effect microscopy. Numerical evaluations were performed using the finite elements method in combination with a least-squares fitting procedure.
Chapter 1 provides an introduction to historical and recent research in the field of spintronics, as far as it is relevant for the understanding of the present work. Chapter 2 summarizes related physical concepts and experimental methods. Here, the main topics are semiconductor optics, relaxation of hot conduction electrons, and the dynamics of nonequilibrium electron spins in semiconductors.
Chapter 3 discusses optical heating effects due to local laser excitation of electron–hole pairs. Experimental evaluations of the acceptor-bound-exciton triplet lines led to the conclusion that the crystal lattice is usually not overheated even at high excitation densities. Here, the heat is efficiently dissipated to the bath, due to the good thermal conductivity of the lattice. Furthermore, the heating of the lattice is inherently limited by the weak heat transfer from the electron system, which on the other hand is also the reason why conduction electrons are easily overheated at temperatures below ≈ 30 K. Spatio-spectral imaging of the electron–acceptor-luminescence line shape allowed to trace the thermal gradient within the conduction band under focused laser excitation. A heat-diffusion model was formulated, which reproduces the experimental electron-temperature trend nicely for low-doped GaAs samples of n- and p-type. For high-doped n-type GaAs samples, it could be shown that the lateral electron-temperature profile is well approximated by a Gaussian. This facilitated easy integration of hot electron influence into the mathematical model of spin diffusion.
Chapter 4 deals with magneto-optical imaging of optically induced nonequilibrium conduction-electron spins in n-GaAs close to the MIT. First, the spectral dependence of the magneto-optic Kerr effect was examined in the vicinity of the fundamental band gap. Despite the marked differences among the investigated samples, the spectral shape of the Kerr rotation could be described in terms of a simple Lorentz-oscillator model in all cases. Based on this model, the linearity of the Kerr effect with respect to a nonequilibrium spin polarization is demonstrated, which is decisively important for further quantitative evaluations.
Furthermore, chapter 4 presents an experimental survey of spin relaxation in n-GaAs at the MIT. Here, the dependence of the spin relaxation time on bath temperature and doping density was deduced from Hanle-MOKE measurements. While all observed trends agree with established literature, the presented results extend the current portfolio by adding a coherent set of data.
Finally, diffusion of optically generated nonequilibrium conduction-electron spins was investigated by scanning MOKE microscopy. First, it is demonstrated that the standard diffusion model is inapplicable for data evaluation in certain situations. A systematic survey of the residual deviations between this model and the experimental data revealed that this situation unfortunately persisted in published works. Moreover, the temperature trend of the residual deviations suggests a close connection to the local overheating of conduction electrons. Consequently, a modified diffusion model was developed and evaluated, in order to compensate for the optical heating effect. From this model, much more reliable results were obtained, as compared to the standard diffusion model. Therefore, it was shown conclusively that the commonly reported anomalously large spin diffusivities were at least in parts caused by overheated conduction electrons.
In addition to these new insights some experimental and technological enhancements were realized in the course of this work. First, the optical resolution of scanning MOKE microscopy was improved by implementing a novel scanning mechanism, which allows the application of a larger aperture objective than in the usual scheme. Secondly, imaging photoluminescence spectroscopy was employed for spatially resolved electron-temperature measurements. Here, two different implementations were developed: One for lattice-temperature measurements by acceptor–bound exciton luminescence and a second for conduction-electron temperature measurements via the analysis of the electron–acceptor luminescence line shape.
It is shown in the present work that the originally stated anomalously high spin diffusivities were caused to a large extent by unwanted optical heating of the electron system. Although an efficient method was found to compensate for the influence of electron heating, it became also evident that the classical Einstein relation was nonetheless violated under the given experimental conditions. In this case however, it could be shown that this discrepancy did not originate from an experimental artifact, but was instead a manifestation of the fermionic nature of conduction electrons.
Due to their complex chemical structure transition metal oxides display many fascinating properties which conventional semiconductors lack.
For this reason transition metal oxides hold a lot of promise for novel electronic functionalities.
Just as in conventional semiconductor heterostructures, the interfaces between different materials play a key role in oxide electronics.
The textbook example is the (001) interface between the band insulators LaAlO\(_3\) and SrTiO\(_3\) at which a two-dimensional electron system (2DES) forms.
In order to utilize such a 2DES in prospective electronic devices, it is vital that the electronic properties of the interface can be controlled and manipulated at will.
Employing photoelectron spectroscopy as well as electronic transport measurements, this thesis examines how such interface engineering can be realized in the case of the LaAlO\(_3\)/SrTiO\(_3\) heterostructure:
By photoemission we manage to unambiguously distinguish the different mechanisms by which SrTiO\(_3\) can be doped with electrons.
An electronic reconstruction is identified as the driving mechanism to render stoichiometric LaAlO\(_3\)/SrTiO\(_3\) interfaces metallic.
The doping of the LaAlO\(_3\)/SrTiO\(_3\) heterointerface can furthermore be finely adjusted by changing the oxygen vacancy \(V_{\mathrm{O}}\) concentration in the heterostructure.
Combining intense x-ray irradiation with oxygen dosing, we even achieve control over the \(V_{\mathrm{O}}\) concentration and, consequently, the doping in the photoemission experiment itself.
Exploiting this method, we investigate how the band diagram of SrTiO\(_3\)-based heterostructures changes as a function of the \(V_{\mathrm{O}}\) concentration and temperature by hard x-ray photoemission spectroscopy.
With the band bending in the SrTiO\(_3\) substrate changing as a function of the \(V_{\mathrm{O}}\) concentration, the interfacial band alignment is found to vary as well.
The relative permittivity of the SrTiO\(_3\) substrate and, in particular, its dependence on temperature and electric field is identified as one of the essential parameters determining the electronic interface properties.
That is also why the sample temperature affects the charge carrier distribution.
The mobile charge carriers are shown to shift toward the SrTiO\(_3\) bulk when the sample temperature is lowered.
This effect is, however, only pronounced if the total charge carrier concentration is small.
At high charge carrier concentrations the charge carriers are always confined to the interface, independent of the sample temperature.
The dependence of the electronic interface properties on the \(V_{\mathrm{O}}\) concentration is also investigated by a complementary method, viz. by electronic transport measurements.
These experiments confirm that the mobile charge carrier concentration increases concomitantly to the \(V_{\mathrm{O}}\) concentration.
The mobility of the charge carriers changes as well depending on the \(V_{\mathrm{O}}\) concentration.
Comparing spectroscopy and transport results, we are able to draw conclusions about the processes limiting the mobility in electronic transport.
We furthermore build a memristor device from our LaAlO\(_3\)/SrTiO\(_3\) heterostructures and demonstrate how interface engineering is used in practice in such novel electronic applications.
This thesis furthermore investigates how the electronic structure of the 2DES is affected by the interface topology:
We show that, akin to the (001) LaAlO\(_3\)/SrTiO\(_3\) heterointerface, an electronic reconstruction also renders the (111) interface between LaAlO\(_3\) and SrTiO\(_3\) metallic.
The change in interface topology becomes evident in the Fermi surface of the buried 2DES which is probed by soft x-ray photoemission.
Based on the asymmetry in the Fermi surface, we estimate the extension of the conductive layer in the (111)-oriented LaAlO\(_3\)/SrTiO\(_3\) heterostructure.
The spectral function measured furthermore identifies the charge carriers at the interface as large polarons.
Nuclear magnetic resonance has numerous applications for in vivo diagnostics. However, methods requiring homogeneous magnetic fields, particularly magnetic resonance spectroscopy (MRS) techniques, have limited applicability in regions near or on anatomical boundaries that cause strong inhomogeneities. In cases where the shim system can not or just partly correct for these inhomogeneities, methods based on intermolecular multiple quantum coherence (iMQC) detection can provide an alternative solution for in vivo MRS. This dissertation presented the development, validation and application potential of a novel MRS pulse sequence detecting intermolecular zero-quantum coherences (iZQC) with special emphasis on in vivo experiments. In addition, the detection limit and spectral behaviour of iZQC-MRS under modelled realistic conditions were systematically approached for the first time. Based on the original sequence used to detect two dimensional (2D) iZQC-spectra, dubbed HOMOGENIZED, methodological development led to increased sensitivity and water suppression, and decreased T2-relaxation effects through the application of a frequency selective 90° RF-pulse in place of a non selective beta-pulse. Best water suppression was achieved by placing a pair of selective refocusing units immediately prior to the acquisition window. The same placement was found to be optimal also for single voxel localization units based on slice selective spin echo refocusing. By voxel selection before the iZQC-MRS sequence, the chemical shift artefact could be avoided. However, this led to significant residual signal from outside the voxel. Analytical derivations of signal evolution for several sequences presented in this dissertation provide useful additions to the iZQC MRS theory. In vivo applications of the developed sequence provided high quality spectra in the central nervous system of the rat, the mouse brain and in subcutaneous xenograft tumor grown on the thigh of the mouse. In all these 2D spectra, the limiting factor of the resolution in the indirect dimension was the digital sampling rate, rather than inhomogeneous line broadening. Nevertheless, linewidths of the cross-peaks were similar or narrower than along the direct axis, where the sampling rate was about ten times higher. The first MR spectroscopic investigation of the rat spinal cord at 17.6 T was performed. Through its insensitivity to macroscopic field inhomogeneities, the localized iZQC method allowed for the selection of larger voxels than conventional methods and still provided the same spectral resolution. This property was used also in tumor tissue to propel the relative signal to noise (SNR) efficiency of the iZQC spectroscopy for the first time above the SNR efficiency of a conventional sequence. Future applications for fast metabolite count in large inhomogeneous organs, like a tumor, are thinkable. Extensive simulations and phantom experiments assessed the limit of iZQC cross-peak detection in presence of local field distortions. The order of maximum volume ratio between dipole source and voxel was found to be between 0.1 % and 1 %. It is an essential conclusion of this study that the dominant effect of microscopic to mesoscopic inhomogeneities on iZQC spectra under general in vivo conditions, like for voxels greater than (1 mm)³ and metabolite concentrations in the millimolar range, is a cross-peak intensity reduction and not line broadening. The iZQC method provided resolution enhancement in comparison to conventional MRS even in the presence of clustered paramagnetic microparticles. However, the vision of iZQC spectroscopy in green leafs or the lung epithelium has to be, unfortunately, abandoned, because cross-peaks can be observed until the volume of the separating medium is much larger than the volume of local dipole sources. Intermolecular zero-quantum coherence spectroscopy remains an exciting field in NMR research on living organisms. It provides access to the monitoring of relative metabolite concentration changes in the presence of microscopic iron particles, which raises realistic hopes for new applications in studies using stained stem cells.
Breaking inversion symmetry in crystalline solids enables the formation of spin-polarized electronic states by spin-orbit coupling without the need for magnetism. A variety of interesting physical phenomena related to this effect have been intensively investigated in recent years, including the Rashba effect, topological insulators and Weyl semimetals. In this work, the interplay of inversion symmetry breaking and spin-orbit coupling and, in particular their general influence on the character of electronic states, i.e., on the spin and orbital degrees of freedom, is investigated experimentally. Two different types of suitable model systems are studied: two-dimensional surface states for which the Rashba effect arises from the inherently broken inversion symmetry at the surface, and a Weyl semimetal, for which inversion symmetry is broken in the three-dimensional crystal structure. Angle-resolved photoelectron spectroscopy provides momentum-resolved access to the spin polarization and the orbital composition of electronic states by means of photoelectron spin detection and dichroism with polarized light. The experimental results shown in this work are also complemented and supported by ab-initio density functional theory calculations and simple model considerations.
Altogether, it is shown that the breaking of inversion symmetry has a decisive influence on the Bloch wave function, namely, the formation of an orbital angular momentum. This mechanism is, in turn, of fundamental importance both for the physics of the surface Rashba effect and the topology of the Weyl semimetal TaAs.
This doctoral thesis investigates magneto-optical properties of mercury telluride layers grown tensile strained on cadmium telluride substrates. Here, layer thicknesses start above the usual quantum well thickness of about 20 nm and have a upper boundary around 100 nm due to lattice relaxation effects. This kind of layer system has been attributed to the material class of three-dimensional topological insulators in numerous publications. This class stands out due to intrinsic boundary states which cross the energetic band gap of the layer's bulk.
In order to investigate the band structure properties in a narrow region around the Fermi edge, including possible boundary states, the method of highly precise time-domain Terahertz polarimetry is used. In the beginning, the state of the art of Teraherz technology at the start of this project is discussed, moving on to a detailed description and characterization of the self-built measurement setup. Typical standard deviation of a polarization rotation or ellipticity measurement are on the order of 10 to 100 millidegrees, according to the transmission strength through investigated samples. A range of polarization spectra, depending on external magnetic fields up to 10 Tesla, can be extracted from the time-domain signal via Fourier transformation.
The identification of the actual band structure is done by modeling possible band structures by means of the envelope function approximation within the framework of the k·p method. First the bands are calculated based on well-established model parameters and from them the possible optical transitions and expected ellipticity spectra, all depending on external magnetic fields and the layer's charge carrier concentration. By comparing expected with measured spectra, the validity of k·p models with varying depths of detail is analyzed throughout this thesis. The rich information encoded in the ellipitcity spectra delivers key information for the attribution of single optical transitions, which are not part of pure absorption spectroscopy. For example, the sign of the ellipticity signals is linked to the mix of Landau levels which contribute to an optical transition, which shows direct evidence for bulk inversion asymmetry effects in the measured spectra.
Throughout the thesis, the results are compared repeatedly with existing publications on the topic. It is shown that the models used there are often insufficient or, in worst case, plainly incorrect. Wherever meaningful and possible without greater detours, the differences to the conclusions that can be drawn from the k·p model are discussed.
The analysis ends with a detailed look on remaining differences between model and measurement. It contains the quality of model parameters as well as different approaches to integrate electrostatic potentials that exist in the structures into the model.
An outlook on possible future developments of the mercury cadmium telluride layer systems, as well as the application of the methods shown here onto further research questions concludes the thesis.
In this work, the trap states in the conjugated polymer P3HT, often used as electron donor in organic bulk heterojunction solar cells, three commonly used fullerene based electron acceptors and P3HT:PC61BM blends were investigated. Furthermore, the trap states in the blend were compared with these of the pure materials. Concerning the lifetime of organic solar cells the influence of oxygen on P3HT and P3HT:PC61BM blends was studied. The experimental techniques used to investigate the trap states in the organic semiconductors were (fractional) thermally stimulated current (TSC) and current based deep level transient spectroscopy (Q-DLTS). Fractional TSC measurements on P3HT diodes revealed a quasi-continuous trap distribution. The distribution suggested two different traps in P3HT with approximately Gaussian energy distributions and maxima at about 50 meV and 105 meV. Thereby, the former was attributed to the tail states within the regular Gaussian density of states due to the low activation energy. The latter, deeper traps, however, exhibited a strong dependence on oxygen. Exposure of the P3HT diodes to oxygen, ambient air and synthetic (dry) air all revealed an increase of the deeper traps density with exposure time in the same manner. While the lower limit of the trap density in non aged P3HT samples was in the range of (1.0 − 1.2)×10^22 m^−3, it was more than doubled after an exposure of 50 h to air. An increase of the trap density with oxygen exposure time was also seen in the Q-DLTS measurements accompanied with an increase of the temperature dependence of the emission rates, indicating an enhanced formation of deeper traps. Due to the raise in density of the deeper traps, the charge carrier mobility in P3HT significantly decreased, as revealed by photo-CELIV measurements, resulting in a loss in mobility of about two orders of magnitude after 100 h exposure to synthetic air. The increased trap density was attributed to p-doping of P3HT by the transfer of an electron to adsorbed oxygen. This effect was partially reversible by applying vacuum to the sample for several hours or, more significantly, by a thermal treatment of the devices in nitrogen atmosphere. The trap states in the methanofullerenes PC61BM, bisPC61BM and PC71BM were investigated by TSC measurements. PC61BM yielded a broad quasi-continuous trap distribution with the maximum of the distribution at about 75 meV. The comparison of the TSC spectra of the three methanofullerenes exhibited significant differences in the trap states with higher activation energies of the most prominent traps in bisPC61BM and PC71BM compared to PC61BM. This probably originates from the different isomers bisPC61BM and PC71BM consist of. Each of the isomers yields different LUMO energies, where the lower ones can act as traps. The lower limit of the trap density of all of the three investigated fullerene derivatives exhibited values in the order of 10^22 m^−3, with the highest for bisPC61BM and the lowest for PC61BM. By applying fractional TSC measurements on P3HT:PC61BM solar cells, it was shown that the trap distribution in the blend is a superposition of the traps in pure P3HT and PC61BM and additional deeper traps in the range of about 250 meV to 400 meV. The origin of these additional traps, which can not be related to the pure materials, was attributed to a higher disorder in the blend and P3HT/PC61BM interfaces. This conclusion was supported by standard TSC and Q-DLTS measurements performed on pristine and annealed P3HT:PC61BM blends, exhibiting a higher ratio of the deep traps in the pristine samples. The lower limit of the trap density of the investigated annealed solar cells was in the range of (6−8)×10^22 m^−3, which was considerably higher than in the pure materials. The influence of oxygen on P3HT:PC61BM solar cells was investigated by exposure of the devices to synthetic air under specific conditions. Exposure of the solar cells to oxygen in the dark resulted in a strong decrease in the power conversion efficiency of 60 % within 120 h, which was only caused by a loss in short-circuit current. Simultaneous illumination of the solar cells during oxygen exposure strongly accelerated the degradation, resulting in an efficiency loss of 30 % within only 3 h. Thereby, short-circuit current, open-circuit voltage and fill factor all decreased in the same manner. TSC measurements revealed an increase of the density of deeper traps for both degradation conditions, which resulted in a decrease of the mobility, as investigated by CELIV measurements. However, these effects were less pronounced than in pure P3HT. Furthermore, an increase of the equilibrium charge carrier density with degradation time was observed, which was attributed to oxygen doping of P3HT. With the aid of macroscopic simulations, it was shown that the doping of the solar cells is the origin of the loss in short-circuit current for both degradation conditions.
Investigation of Intermolecular Interaction in Organic Thin Films by means of NEXAFS Spectroscopy
(2009)
The present work reports on the electron–vibron coupling in large organic molecules and particularly on the intermolecular interaction in molecular condensates. The optical and electrical properties of these organic systems are in the focus of attention due to their crucial importance for the development of (hybrid) organic electronic devices. In particular, the charge transport mechanism and hence the interaction between condensed molecules is a matter of debate [1–4]. In order to shed light on this interaction, the spectroscopic signatures of isolated molecules in the gas phase and their condensed counterparts have been studied. The applied technique, near–edge x–ray absorption fine structure (NEXAFS) spectroscopy, is a local probe with high chemical selectivity, well suited for the investigation of the electronic structure of molecular valence levels [5]. In the experimental part, the experimental set–up developed in this work is described with special attention to the characteristic issues of gas phase measurements, energy calibration and the subsequent data evaluation. The high quality gas phase and solid state NEXAFS spectra are analysed with respect to energy positions, shape and intensity of the sharp pi*–resonances characteristic for these aromatic molecules. Where applicable, a detailed Franck–Condon (FC) analysis of the vibronic fine structure has been performed, yielding additional information on the changes that occur upon solid state formation. Together with former results on vibrational features in large organic molecules, this information has been used to investigate the correlation of vibrational energies in the ground and electronically excited state. We find a relatively good agreement with other empirical studies on vibronic structures in photoelectron spectroscopy (PES) spectra of small molecules [6]. The molecular compounds investigated are in general believed to interact via weak van–der–Waals forces only. The present results however reveal distinct differences between the spectra of the gas and solid phase that can not be explained within the context of a mere interaction by dispersive forces. In detail, differential red–shifts of 0.1 to 0.3eV of transitions assigned to the aromatic system have been observed in the C–K spectra of benzene–tetracarboxylic acid dianhydride (BTCDA), 1,4,5,8–naphthalene–tetracarboxylic acid dianhydride (NTCDA), and 3,4,9,10–perylene–tetracarboxylic acid dianhydride (PTCDA) upon solid state formation. From BTCDA to PTCDA the shift increases, indicating an improving intermolecular interaction with molecular size or a closer molecular packing. In contrast, all transitions assigned to the anhydride carbon atom (C1) do not show any shift. For the O–K spectra, small changes in relative intensity have been observed for BTCDA and NTCDA. In case of PTCDA, a blue–shift of up to 0.2eV is evident for the OB 1sLEMO+1 transition. Theoretical models for the intermolecular interaction have been proposed in this work, based on a change of molecular geometry and interaction of adjacent molecules in the ground and excited state, respectively. While an interaction of adjacent molecular orbitals may explain the experimental findings for one particular molecule, this model falls short for a comprehensive explanation of all three dianhydrides. For an interaction in the excited state, the excitonic coupling with the neighbours attached at an angle, quantum chemical calculations yield no significant change in peak positions for NTCDA. Unfortunately, results for the stacked neighbours as well as the larger compound PTCDA are still lacking. For tris (8–quinolinol) aluminum (Alq3), the observed peak–shifts are restricted to just one unoccupied orbital, the LEMO+2, which is mainly localised at the phenoxide side of the quinolinol ligands. Although the shifts differ for the individual edges, the main interaction can therefore be assigned to this orbital. In summary, NEXAFS spectroscopy, if performed with great care in terms of experimental details and data analysis especially for the gas phase data, provides very detailed and highly interesting data on the changes of the electronic structure of organic molecules upon condensation. The present data can be applied as a reference for further experimental and (highly desired) theoretical investigations, which are needed for a comprehensive understanding of the complex interaction mechanisms between organic molecules.
Lattice dynamics and spin-phonon coupling in the multiferroic oxides Eu(1-x)Ho(x)MnO3 and ACrO2
(2019)
The focus of this thesis is the investigation of the lattice dynamics and the coupling of magnetism and phonons in two different multiferroic model systems. The first system, which constitutes the main part in this work is the system of multiferroic manganites RMnO$_{3}$, in particular Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ with $0 \le x \le 0.5$. Its cycloidal spin arrangement leads to the emergence of the ferroelectric polarization via the inverse Dzyaloshinskii-Moriya interaction. This system is special among RMnO$_{3}$ as with increasing Ho content $x$, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ does not only become multiferroic, but due to the exchange interaction with the magnetic Ho-ion, the spin cycloid (and with it the electric polarization) is also flipped for higher Ho contents. This makes it one of the first compounds, where the cycloidal reorientation happens spontaneously, rather than with the application of external fields.
On the other hand, there is the delafossite ACrO$_{2}$ system. Here, due to symmetry reasons, the spin-spiral pattern can not induce the polarization according to the inverse Dzyaloshinskii-Moriya interaction mechanism. Instead, it is thought that another way of magnetoelectric coupling is involved, which affects the charge distribution in the $d-p$ hybridized orbitals of the bonds.
The lattice vibrations as well as the quasi-particle of the multiferroic phase, the electromagnon, are studied by Raman spectroscopy. Lattice vibrations like the B$_{3g}$(1) mode, which involves vibrations of the Mn-O-Mn bonds modulate the exchange interaction and serve as a powerful tool for the investigation of magnetic correlations effects with high frequency accuracy. Raman spectroscopy acts as a local probe as even local magnetic correlations directly affect the phonon vibration frequency, revealing coupling effects onto the lattice dynamics even in the absence of global magnetic order. By varying the temperature, the coupling is investigated and unveils a renormalization of the phonon frequency as the magnetic order develops. For Eu$_{1-x}$Ho$_{x}$MnO$_{3}$, the analysis of this spin-induced phonon frequency renormalization enables the quantitative determination of the in-plane spin-phonon coupling strengths. This formalism, introduced by Granado et al., is extended here to evaluate the out-of-plane coupling strengths, which is enabled by the identification of a previously elusive feature as a vibrational mode. The complete picture is obtained by studying the lattice- and electromagnon dynamics in the magnetic field.
Further emphasis is put towards the development of the cycloidal spin structure and correlations with temperature. A new model of describing the temperature-dependent behavior of said spin correlations is proposed and can consistently explain ordering phenomena which were until now unaddressed. The results are underscored with Monte Carlo based simulations of the spin dynamics with varying temperature.
Furthermore, a novel effect of a tentative violation of the Raman selection rules in Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ was discovered. While the phonon modes can be separated and identified by their symmetry by choosing appropriate polarization configurations, in a very narrow temperature range, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ shows an increase of phonon intensities in polarization configurations where they should be forbidden. This is interpreted as a sign of local disorder, caused by 90° domain walls and could be explained within the model framework.
This course of action is followed with the material system of delafossites ACrO$_{2}$. Being a relatively new class of multiferroic materials, the investigations on ACrO$_{2}$ are also of characterizing nature. For this, shell model calculations are performed as a reference to compare the vibrational frequencies obtained by the Raman experiments to. A renormalization of the vibrational frequencies is observed in this system as well and systematically analyzed across the sample series of \textit{A}=Cu, Pd and Ag. Eventually, the effect of applying an external magnetic field is studied. A particularly interesting feature specific for CuCrO$_{2}$ is a satellite peak which appears at lower temperatures. It is presumably related to a deformation of the lattice and therefore going to be discussed in further detail.
Magnetic systems underlie the physics of quantum mechanics when reaching the limit of few or even single atoms. This behavior limits the minimum size of magnetic bits in data storage devices as spontaneous switching of the magnetization leads to the loss of information. On the other hand, exactly these quantum mechanic properties allow to use such systems in quantum computers. Proposals to realize qubits involve the spin states of single atoms as well as topologically protected Majorana zero modes, that emerge in coupled systems of magnetic atoms in proximity to a superconductor. In order to implement and control the proposed applications, a detailed understanding of atomic spins and their interaction with the environment is required.
In this thesis, two different systems of magnetic adatoms coupled to metallic and superconducting surfaces are studied by means of scanning tunneling microscopy (STM) and spectroscopy: Co atoms on the clean Cu(111) were among the first systems exhibiting signatures of the Kondo effect in an individual atom. Yet, a recent theoretical work proposed an alternative interpretation of these early experimental results, involving a newly described many-body state. Spin-averaged and -polarized experiments in high magnetic fields presented in this thesis confirm effects beyond the Kondo effect that determine the physics in these Co atoms and suggest a potentially even richer phenomenology than proposed by theory.
The second studied system are single and coupled Fe atoms on the superconducting Nb(110) surface. Magnetic impurities on superconducting surfaces locally induce Yu-Shiba-Rusinov (YSR) states inside the superconducting gap due to their pair breaking potential. Coupled systems of such impurities exhibit YSR bands and, if the bands cross the Fermi level such that the band structure is inverted, host Majorana zero modes. Using the example of Fe atoms on Nb(110), the YSR states’ dependence on the adatom–substrate interaction as well as the interatomic YSR state coupling is investigated. In the presence of oxygen on the Nb surface, the adatom–substrate interaction is shown to be heavily modified and the YSR states are found to undergo a quantum phase transition, which can be directly linked to a modified Kondo screening.
STM tips functionalized with CO molecules allow to resolve self-assembled one-dimensional chains of Fe atoms on the clean Nb(110) surface to study the YSR states’ coupling. Mapping out the states’ wave functions reveals their symmetry, which is shown to alter as a function of the states’ energy and number of atoms in the chain. These experimental results are reproduced in a simple tight-binding model, demonstrating a straightforward possibility to describe also more complex YSR systems toward engineered, potentially topologically non-trivial states.