Graduate School of Science and Technology
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- Femtosekundenspektroskopie (4)
- Kleinsatellit (4)
- Ultrakurzzeitspektroskopie (4)
- Polymere (3)
- Rastertunnelmikroskopie (3)
- 3D-Druck (2)
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- Biomaterial (2)
- Computertomografie (2)
- Data Fusion (2)
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- Graduate School of Science and Technology (48)
- Institut für Informatik (6)
- Physikalisches Institut (4)
- Institut für Funktionsmaterialien und Biofabrikation (3)
- Institut für Geographie und Geologie (3)
- Institut für Physikalische und Theoretische Chemie (3)
- Fakultät für Chemie und Pharmazie (1)
- Fakultät für Humanwissenschaften (Philos., Psycho., Erziehungs- u. Gesell.-Wissensch.) (1)
- Fakultät für Physik und Astronomie (1)
- Institut für Anorganische Chemie (1)
Sonstige beteiligte Institutionen
- Technische Hochschule Nürnberg Georg Simon Ohm (2)
- Experimental Radiation Oncology, Department of Radiation Oncology, University Medical Center Mannheim (1)
- Fraunhofer Institut für Integrierte Schaltungen (IIS) (1)
- Fraunhofer Institut für Silicatforschung ISC (1)
- Hochschule Wismar (1)
- Institut für Medizintechnik Schweinfurt (IMeS) (1)
EU-Project number / Contract (GA) number
- 320377 (1)
Die vorliegende Arbeit untersucht mit Rastertunnelmikroskopie (RTM) und -spektroskopie (RTS) die Korrelation von strukturellen, elektronischen und magnetischen Eigenschaften auf metallischen Oberflächen. Zuerst wird der spin-aufgespaltene Oberflächenzustand des Ni(111) analysiert. Anschließend geht der Fokus über auf dünne Eisenfilme, die auf Rh(001) gewachsen
wurden. Zuletzt wird die CePt$_5$/Pt(111)-Oberflächenlegierung untersucht. Nickel ist ein bekannter Ferromagnet und die (111)-Oberfläche war in der Vergangenheit schon mehrfach das Objekt theoretischer und experimenteller Studien. Trotz intensiver Bemühungen wurden inkonsistente Ergebnisse veröffentlicht und ein klares, konsistentes Bild ist noch nicht vorhanden. Aus diesem Grund wird die Ni(111)-Oberfläche mittels RTM und RTS erforscht, die den Zugang sowohl zu besetzten als auch unbesetzten Zuständen ermöglicht. Mit der Methode der Quasiteilcheninterferenz wird eine detailierte Beschreibung der Banddispersion erhalten. Die Austauschaufspaltung zwischen Minoritäts- und Majoritätsoberflächenzustands wird zu ∆E$_{ex}$ = (100 ± 8) meV ermittelt. Der Ansatzpunkt des Majoritätsbandes liegt bei E − E$_F$ = −(160 ± 8)meV und die effektive Masse beträgt m^* = +(0,14 ± 0,04)me. Des Weiteren liegt der Ansatzpunkt der Oberflächenresonanz der Majoritätladungsträger energetisch bei E−E$_F$ = −(235±5)meV mit einer effektiven Masse von m^* = +(0,36±0,05)m$_e$. Um unmissverständlich den dominierenden Spin-Kanal in der RTS zu identifizieren, wurden hexagonale Quantentröge durch reaktives Ionenätzen hergestellt und mit der Hilfe eines eindimensionalen Quantentrogmodells interpretiert. Die sechs Kanten eines Hexagons erscheinen unterschiedlich. Atomar aufgelöste Messungen zeigen, dass gegenüberliegende Kanten nicht nur eine unterschiedliche Struktur haben sondern auch unterschiedliche spektroskopische Eigenschaften, die durch einen alternierend auftauchenden oder abwesenden spektroskopischen Peak charakterisiert sind. Magnetische Messungen ergeben allerdings keine endgültigen Ergebnisse bezüglich des Ursprungs des Beobachtungen.
Das zweite experimentelle Kapitel dreht sich um dünne Eisenfilme, die auf eine saubere Rh(001)-Oberfläche aufgebracht und diese dann mit RTM, RTS und spin-polarisierter (SP- )RTM untersucht werden. Eine nahezu defektfreie Rh(001)-Oberfläche ist notwendig, um ein Wachstum der Eisenfilme mit wenigen Defekten zu erhalten. Dies ist relevant, um das magnetische Signal korrekt interpretieren zu können und den möglichen Einfluss von Adsorbaten auszuschließen. Die erste atomare Lage Fe ordnet sich antiferromagnetisch in einer c(2 × 2)-Struktur an mit der leichten Magnetisierungsachse senkrecht zur Probenoberfläche. Die zweite und dritte Lage verhält sich ferromagnetisch mit immer kleiner werdenden Domänen für steigende Bedeckung. Ab 3,5 atomaren Lagen kommt es vermutlich zu einer Änderung der leichten Magnetisierungsrichtung von vertikal zu horizontal zur Probenebene. Dies wird durch kleiner werdende Domänengrößen und den gleichzeitig breiter werdenden Domänenwänden signalisiert. Temperaturabhängige spin-polarisierter RTM erlaubt es die Curietemperatur der zweiten Lage auf 80 K zu schätzen. Zusätzlich wurde bei dieser Bedeckung eine periodische Modulation der lokalen Zustandsdichte gemessen, die mit steigender Periodizität auch auf der dritten und vierten Lage erscheint. Temperatur- und spannungsabhängige Messungen unterstützen eine Interpretation der Daten auf der Grundlage einer Ladungsdichtewelle. Ich zeige, dass die beiden für gewöhnlich konkurrierende Ordnungen (Ladungs- und magnetische Ordnung) koexistieren und sich gegenseitig beeinflussen, was theoretische Rechnungen, die in Zusammenarbeit mit F. P. Toldin und F. Assaad durchgeführt wurden, bestätigen können.
Im letzten Kapitel wurde die Oberflächenlegierung CePt$_5$/Pt(111) analysiert. Diese System bildet laut einer kürzlich erschienenen Veröffentlichung ein schweres Fermionengitter. Von der sauberen Pt(111)-Oberfläche ausgehend wurde die Oberflächenlegierung CePt$_5$/Pt(111) hergestellt. Die Dicke der Legierung (t in u.c.) lässt sich durch die aufgedampfte Menge an Cer variieren und die erzeugte Oberfläche wurde mit RTM und RTS für verschiedene Dicken unter- sucht. RTM-Bilder und LEED (engl.: low energy electron diffraction)-Daten zeigen konsistente Ergebnisse, die in Zusammenarbeit mit C. Praetorius analysiert wurden. Für Bedeckungen unter einer atomaren Lage Cer konnte keine geordnete Struktur mit dem RTM beobachtet werden. Für 2 u.c. wurde eine (2 × 2)-Rekonstruktion an der Oberfläche gemessen und für 3 u.c. CePt$_5$ wurde eine (3√3×3√3)R30◦-Rekonstruktion beobachtet. Der Übergang von 3 u.c. CePt5 zu 5 u.c. CePt$_5$ wurde untersucht. Mit Hilfe eines Strukturmodells schließe ich, dass es weder zu einer Rotation des atomaren Gitters noch zu einer Rotation des Übergitters kommt. Ab einer Bedeckung von 6 u.c. CePt5 erscheint eine weitere Komponente der CePt$_5$-Oberflächenlegierung, die keine Rekonstruktion mehr besitzt. Das atomare Gitter verläuft wieder entlang der kris- tallographischen Richtungen des Pt(111)-Kristalls und ist somit nicht mehr um 30^° gedreht. Für alle Bedeckungen wurden Spektroskopiekurven aufgenommen, die keinen Hinweis auf ein kohärentes schweres Fermionensystem geben. Eine Erklärung hierfür kommt aus einer LEED-IV Studie, die besagt, dass jede gemessene Oberfläche mit einer Pt(111)-Schicht terminiert ist. Das RTM ist sensitiv für die oberste Schicht und somit wäre der Effekt eines kohärenten schweren Fermionensystems nicht unbedingt messbar.
Die vorliegende Arbeit umfasst die Synthese, die Untersuchung von Struktur-Eigenschafts-Beziehungen und Eigenschaftsmodifikationen von Komplexen und Koordinationspolymeren basierend auf den 3d-Übergangsmetallchloriden von Mn, Fe, Co sowie Zn und N-heterozyklischen Liganden.
Durch die Kombination von mechanochemische Umsetzungen, mikrowellenassistierten Synthesen, solvensassistierten, solvothermalen und solvensfreien Reaktionen zu verschiedenen Synthesestrategien wurden 23 neue Koordinationsverbindungen synthetisiert und charakterisiert.
Ausgehend von den auf mechanochemischem Weg synthetisierten, monomeren Precursor-Komplexen [MCl2(TzH)4] (M = Mn und Fe) konnten die höhervernetzten Koordinationspolymere 1∞[FeCl(TzH)2]Cl und 1∞[MCl2(TzH)] (M = Fe und Mn) durch thermische und mikrowelleninduzierte Konversionsreaktionen als phasenreine Bulkprodukte erhalten werden. Die sukzessive Abgabe organischer Liganden und die damit verbundene Umwandlung in die höhervernetzten Spezies wurden dabei mittels temperaturabhängiger Pulverdiffraktometrie und simultanem DTA/TG-Verfahren analysiert.
Durch gezielte Variation der Lösungsmittel beim Liquid-assisted grinding, der mechanochemischen Synthese unter Zugabe einer flüssigen Phase, konnten die beiden polymorphen Koordinationspolymere α-1∞[MnCl2(BtzH)2] und β-1∞[MnCl2(BtzH)2] erhalten werden, die im monoklinen bzw. orthorhombischen Kristallsystem kristallisieren.
Solvensassistierte Umsetzungen von MnCl2 mit 1,2,4-1H-Triazol (TzH) unter Zugabe von Hilfsbasen resultierten unter anderem in der Bildung der dreidimensionalen Koordinationspolymere 3∞[MnCl(Tz)(TzH)] und 3∞{[Mn5Cl3(Tz)7(TzH)2]}2·NEt3HCl.
Die Untersuchung von Struktur-Eigenschafts-Korrelationen erfolgte systematisch an ausgewählten Verbindungen hinsichtlich ihrer dielektrischen Eigenschaften. Dabei wurden die Einflüsse intra- und intermolekularer Wechselwirkungen auf die strukturelle Rigidität und die daraus folgenden Polarisierbarkeitseigenschaften analysiert und miteinander verglichen. Die gemessenen dielektrischen Konstanten erstrecken sich von Werten im high-k-Bereich für monomere Komplexe bis hin zu den nahezu frequenzunabhängigen low-k-Werten der eindimensionalen Koordinationspolymere 1∞[MnCl2(TzH)] und 1∞[MnCl2(BtzH)2] sowie der Komplexe [ZnCl2(TzH)2] und [ZnCl2(BtzH)2]·BtzH.
Eigenschaftsmodifikationen und -optimierungen der synthetisierten Verbindungen er-folgten zum einen durch Erzeugung flexibler Kunststofffilme, in welche die eindimensionalen Koordinationspolymere 1∞[MCl2(TzH)] (M = Fe und Mn) eingebettet wurden. Zum anderen konnten in mechanochemischen Umsetzungen superparamagnetische Kompositpartikel bestehend aus einem Fe3O4/SiO2-Kern und einer kristallinen [ZnCl2(TzH)2]-Hülle erhalten werden, die in situ aus den Edukten ZnCl2 und TzH synthetisiert wurde.
In der heutigen Strahlentherapie kann durch eine am Linearbeschleuniger integrierte
Röntgenröhre eine 3D-Bildgebung vor der Bestrahlung durchgeführt werden. Die
sogenannte Kegel-Strahl-CT (Cone-Beam-CT, CBCT) erlaubt eine präzise Verifikation
der Patientenlagerung sowie ein Ausgleich von Lagerungsungenauigkeiten. Dem
Nutzen der verbesserten Patientenlagerung steht jedoch bei täglicher Anwendung eine
erhöhte, nicht zu vernachlässigbare Strahlenexposition des Patienten gegenüber. Eine
Verringerung des Dosisbeitrages bei der CBCT-Bildgebung lässt sich durch
Reduzierung des Stroms zur Erzeugung der Röntgenstrahlung sowie durch
Verringerung der Anzahl an Projektionen erreichen. Die so aufgenommen Projektionen
lassen sich dann aber nur durch aufwendige Rekonstruktionsverfahren zu qualitativ
hochwertigen Bilddatensätzen rekonstruieren. Ein Verfahren, dass für die
Rekonstruktion vorab vorhandene Vorwissensbilder verwendet, ist der Prior-Image-
Constrained-Compressed-Sensing-Rekonstruktionsalgorithmus (PICCS). Die Rekonstruktionsergebnisse
des PICCS-Verfahrens übertreffen die Ergebnisse des auf den
konventionellen Feldkamp-Davis-Kress-Algorithmus (FDK) basierenden Verfahrens,
wenn nur eine geringe Anzahl an Projektionen zur Verfügung steht. Allerdings können
bei dem PICCS-Verfahren derzeit keine großen Variationen in den Vorwissensbildern
berücksichtigt werden und führen zu einer geringeren Bildqualität. Diese Variationen
treten insbesondere durch anatomische Veränderungen wie Tumorverkleinerung oder
Gewichtsveränderungen auf. Das Ziel der vorliegenden Arbeit bestand folglich darin,
einen neuen vorwissensbasierten Rekonstruktionsalgorithmus zu entwickeln, der auf
Basis des PICCS-Verfahrens zusätzlich die Verwendung von lokalen
Verlässlichkeitsinformationen über das Vorwissensbild ermöglicht, um damit die
Variationen in den Vorwissensbildern bei der Rekonstruktion entsprechend
berücksichtigen zu können.
Die grundlegende Idee des neu entwickelten Rekonstruktionsverfahrens ist die
Annahme, dass die Vorwissensbilder aus Bereichen mit kleinen und großen Variationen
bestehen. Darauf aufbauend wird eine Gewichtungsmatrix erzeugt, die die Stärke der
Variationen des Vorwissens im Rekonstruktionsalgorithmus berücksichtigt. In
Machbarkeitsstudien wurde das neue Verfahren hinsichtlich der Verbesserung der Bildqualität unter Berücksichtigung gängiger Dosisreduzierungsstrategien untersucht.
Dazu zählten die Reduktion der Anzahl der Projektionen, die Akquisition von
Projektionen mit kleinerer Fluenz sowie die Verkleinerung des Akquisitionsbereiches.
Die Studien erfolgten an einem Computerphantom sowie insbesondere an
experimentellen Daten, die mit dem klinischen CBCT aufgenommen worden sind. Zum
Vergleich erfolgte die Rekonstruktion mit dem Standardverfahren basierend auf der
gefilterten Rückprojektion, dem Compressed Sensing- sowie dem konventionellen
PICCS-Verfahren.
Das neue Verfahren konnte in den untersuchten Fällen Bilddatensätze mit verbesserter
bis ausgezeichneter Qualität rekonstruieren, sogar dann, wenn nur eine sehr geringe
Anzahl an Projektionen oder nur Projektionen mit starkem Rauschen zur Verfügung
standen. Demgegenüber wiesen die Rekonstruktionsergebnisse der anderen
Algorithmen starke Artefakte auf. Damit eröffnet das neu entwickelte Verfahren die
Möglichkeit durch die Integration von Zuverlässigkeitsinformationen über die
vorhandenen Vorwissensbildern in den Rekonstruktionsalgorithmus, den Dosisbeitrag
bei der täglichen CBCT-Bildgebung zu minimieren und eine ausgezeichnete
Bildqualität erzielen zu können.
Time-resolved spectroscopy allows for analyzing light-induced energy conversion and
chromophore–chromophore interactions in molecular systems, which is a prerequisite in
the design of new materials and for improving the efficiency of opto-electronic devices.
To elucidate photo-induced dynamics of complex molecular systems, transient absorption
(TA) and coherent two-dimensional (2D) spectroscopy were employed and combined
with additional experimental techniques, theoretical approaches, and simulation models
in this work.
A systematic series of merocyanines, synthetically varied in the number of chromophores
and subsitution pattern, attached to a benzene unit was investigated in cooperation with
the group of Prof. Dr. Frank Würthner at the University of Würzburg. The global analysis
of several TA experiments, and additional coherent 2D spectroscopy experiments, provided
the basis to elaborate a relaxation scheme which was applicable for all merocyanine
systems under investigation. This relaxation scheme is based on a double minimum on the
excited-state potential energy surface. One of these minima is assigned to an intramolecular
charge-transfer state which is stabilized in the bis- and tris-chromophoric dyes by
chromphore–chromophore interactions, resulting in an increase in excited-state lifetime.
Electro-optical absorption and density functional theory (DFT) calculations revealed a
preferential chromophore orientation which compensates most of the dipole moment of
the individual chromophores. Based on this structural assignment the conformationdependent
exciton energy splitting was calculated. The linear absorption spectra of the
multi-chromophoric merocyanines could be described by a combination of monomeric and
excitonic spectra.
Subsequently, a structurally complex polymeric squaraine dye was studied in collaboration
with the research groups of Prof. Dr. Christoph Lambert and Prof. Dr. Roland Mitric
at the University of Würzburg. This polymer consists of a superposition of zigzag and
helix structures depending on the solvent. High-level DFT calculations confirmed the previous
assignment that zigzag and helix structures can be treated as J- and H-aggregates,
respectively. TA experiments revealed that in dependence on the solvent as well as the
excitation energy, ultrafast energy transfer within the squaraine polymer proceeds from
initially excited helix segments to zigzag segments or vice versa. Additionally, 2D spectroscopy
confirmed the observed sub-picosecond dynamics. In contrast to other conjugated
polymers such as MEH-PPV, which is investigated in the last chapter, ultrafast
energy transfer in squaraine polymers is based on the matching of the density of states
between donor and acceptor segments due to the small reorganization energy in cyanine-like
chromophores.
Finally, the photo-induced dynamics of the aggregated phase of the conjugated polymer
MEH-PPV was investigated in cooperation with the group of Prof. Dr. Anna Köhler at the University of Bayreuth. Our collaborators had previously described the aggregation of MEH-PPV upon cooling by the formation of so-called HJ-aggregates based on exciton
theory. By TA measurements and by making use of an affiliated band analysis distinct
relaxation processes in the excited state and to the ground state were discriminated. By
employing 2D spectroscopy the energy transfer between different conjugated segments
within the aggregated polymer was resolved. The initial exciton relaxation within the
aggregated phase indicates a low exciton mobility, in contrast to the subsequent energy
transfer between different chromophores within several picoseconds.
This work contributes by its systematic study of structure-dependent relaxation dynamics
to the basic understanding of the structure-function relationship within complex
molecular systems. The investigated molecular classes display a high potential to increase
efficiencies of opto-electronic devices, e.g., organic solar cells, by the selective choice of
the molecular morphology.
Within the framework of this thesis, photolysis reactions in the liquid phase were investigated by means of ultrafast optical spectroscopy. Apart from molecular studies dealing with the highly spin-dependent reactivity of diphenylcarbene (DPC) in binary solvent
mixtures and ligand dissociation reactions of so-called CO-releasing molecules (CORMs),
special emphasis was put on the implementation and characterization of methods improving
and extending the signal detection in conventional pump–probe transient absorption setups.
The assumption of DPC being an archetypal triplet-ground-state arylcarbene was recently questioned by matrix-isolation studies at low temperatures. DPC embedded in argon matrices revealed a hitherto unknown reactivity when the carbene environment was modified by small amounts of methanol dopant molecules. To complement these findings with liquid-phase experiments at room temperature, femtosecond pump–probe transient absorption spectroscopy with probing in the visible and ultraviolet regime was employed to unravel primary reaction processes of DPC in solvent mixtures. Supported by quantum chemical simulations conducted by our collaborators, it was shown that a competition between the reaction pathways occurs that not only depends on the solvent molecule near-by but also on its interaction with other solvent molecules. In-depth analysis of the solvation dynamics and the amount of nascent intermediates corroborates the importance of a hydrogen-bonded complex with a protic solvent molecule, in striking analogy to complexes found at cryogenic temperatures.
Probing the transient absorption of molecules in the mid-infrared spectral range benefits from the high chemical specificity of molecules’ vibrational signatures. The technique of chirped-pulse upconversion (CPU) constitutes a promising alternative to standard direct multichannel MCT detection when accessing this spectral detection window. Hence, one chapter of this thesis is dedicated to a direct comparison between both detection methods. By conducting an exemplary pump–probe transient absorption experiment, it became evident, that the additional nonlinear interaction step is responsible for increased noise levels when using CPU. However, a correction procedure capable of removing these additional noise contributions—stemming from the fundamental laser radiation used for upconversion—was successfully tested. Perhaps most importantly for various spectroscopic applications, CPU scored with a significantly extended detection bandwidth owing to the high pixel numbers of modern CCD cameras.
Transition-metal complexes capable of releasing small molecular messengers upon photoactivation are promising sources of gasotransmitters such as carbon monoxide (CO) or nitric oxide (NO) in biological applications. However, only little is known about the characteristic time scales of ligand dissociation in this class of molecules. For this purpose, two complexes were investigated with femtosecond time resolution: [Mn(CO)3(tpm)]Cl with tpm=tris(2-pyrazolyl)methane, a manganese tricarbonyl complex which has proven to be selective and cytotoxic to cancer cells, and [Mo(CO)2(NO)(iPr3tacn)]PF6 with iPr3tacn=1,4,7-triisopropyl-1,4,7-triazacyclononane, a molybdenum complex containing both carbonyl and nitrosyl ligands. By conducting pump–probe transient absorption measurements in different spectral probing windows supported by quantum chemical calculations and linear absorption spectroscopy, it was shown that both complexes are able to release one CO ligand within the first few picoseconds after UV excitation. The results complement existing studies which focused on the molecules’ ligand-releasing properties upon long-term exposure. The additional information gained on an ultrafast time scale provides a comprehensive understanding of individual reaction steps connected with ligand release in this class of molecules. Hence, the studies might create new incentives to develop modified molecules for specific applications.
This work brings forward successful implementations of ultrafast chirality-sensitive spectroscopic techniques by probing circular dichroism (CD) or optical rotation dispersion (ORD). Furthermore, also first steps towards chiral quantum control, i.e., the selective variation of the chiral properties of molecules with the help of coherent light, are presented.
In the case of CD probing, a setup capable of mirroring an arbitrary polarization state of an ultrashort laser pulse was developed. Hence, by passing a left-circularly polarized laser pulse through this setup a right-circularly polarized laser pulse is generated. These two pulse enantiomers can be utilized as probe pulses in a pump--probe CD experiment. Besides CD spectroscopy, it can be utilized for anisotropy or ellipsometry spectroscopy also. Within this thesis, the approach is used to elucidate the photochemistry of hemoglobin, the oxygen transporting protein in mammalian blood. The oxygen loss can be triggered with laser pulses as well, and the results of the time-resolved CD experiment suggest a cascade-like relaxation, probably through different spin states, of the metallo-porphyrins in hemoglobin.
The ORD probing was realized via the combination of common-path optical heterodyne interferometric polarimetry and accumulative femtosecond spectroscopy. Within this setup, on the one hand the applicability of this approach for ultrafast studies was demonstrated explicitly. On the other hand, the discrimination between an achiral and a racemic solution without prior spatial separation was realized. This was achieved by inducing an enantiomeric excess via polarized femtosecond laser pulses and following its evolution with the developed polarimeter. Hence, chiral selectivity was already achieved with this method which can be turned into chiral control if the polarized laser pulses are optimized to steer an enhancement of the enantiomeric excess.
Furthermore, within this thesis, theoretical prerequisites for anisotropy-free pump--probe experiments with arbitrary polarized laser pulses were derived. Due to the small magnitude of optical chirality-sensitve signals, these results are important for any pump--probe chiral spectroscopy, like the CD probing presented in this thesis. Moreover, since for chiral quantum control the variation of the molecular structure is necessary, the knowledge about rearrangement reactions triggered by photons is necessary. Hence, within this thesis the ultrafast Wolff rearrangement of an α-diazocarbonyl was investigated via ultrafast photofragment ion spectroscopy in the gas phase. Though the compound is not chiral, the knowledge about the exact reaction mechanism is beneficial for future studies of chiral compounds.
The ecosystem of the high northern latitudes is affected by the recently changing environmental conditions. The Arctic has undergone a significant climatic change over the last decades. The land coverage is changing and a phenological response to the warming is apparent. Remotely sensed data can assist the monitoring and quantification of these changes. The remote sensing of the Arctic was predominantly carried out by the usage of optical sensors but these encounter problems in the Arctic environment, e.g. the frequent cloud cover or the solar geometry. In contrast, the imaging of Synthetic Aperture Radar is not affected by the cloud cover and the acquisition of radar imagery is independent of the solar illumination. The objective of this work was to explore how polarimetric Synthetic Aperture Radar (PolSAR) data of TerraSAR-X, TanDEM-X, Radarsat-2 and ALOS PALSAR and interferometric-derived digital elevation model data of the TanDEM-X Mission can contribute to collect meaningful information on the actual state of the Arctic Environment. The study was conducted for Canadian sites of the Mackenzie Delta Region and Banks Island and in situ reference data were available for the assessment. The up-to-date analysis of the PolSAR data made the application of the Non-Local Means filtering and of the decomposition of co-polarized data necessary.
The Non-Local Means filter showed a high capability to preserve the image values, to keep the edges and to reduce the speckle. This supported not only the suitability for the interpretation but also for the classification. The classification accuracies of Non-Local Means filtered data were in average +10% higher compared to unfiltered images. The correlation of the co- and quad-polarized decomposition features was high for classes with distinct surface or double bounce scattering and a usage of the co-polarized data is beneficial for regions of natural land coverage and for low vegetation formations with little volume scattering. The evaluation further revealed that the X- and C-Band were most sensitive to the generalized land cover classes. It was found that the X-Band data were sensitive to low vegetation formations with low shrub density, the C-Band data were sensitive to the shrub density and the shrub dominated tundra. In contrast, the L-Band data were less sensitive to the land cover. Among the different dual-polarized data the HH/VV-polarized data were identified to be most meaningful for the characterization and classification, followed by the HH/HV-polarized and the VV/VH-polarized data. The quad-polarized data showed highest sensitivity to the land cover but differences to the co-polarized data were small. The accuracy assessment showed that spectral information was required for accurate land cover classification. The best results were obtained when spectral and radar information was combined. The benefit of including radar data in the classification was up to +15% accuracy and most significant for the classes wetland and sparse vegetated tundra. The best classifications were realized with quad-polarized C-Band and multispectral data and with co-polarized X-Band and multispectral data. The overall accuracy was up to 80% for unsupervised and up to 90% for supervised classifications. The results indicated that the shortwave co-polarized data show promise for the classification of tundra land cover since the polarimetric information is sensitive to low vegetation and the wetlands. Furthermore, co-polarized data provide a higher spatial resolution than the quad-polarized data.
The analysis of the intermediate digital elevation model data of the TanDEM-X showed a high potential for the characterization of the surface morphology. The basic and relative topographic features were shown to be of high relevance for the quantification of the surface morphology and an area-wide application is feasible. In addition, these data were of value for the classification and delineation of landforms. Such classifications will assist the delineation of geomorphological units and have potential to identify locations of actual and future morphologic activity.
Numerical Simulations of Heavy Fermion Systems: From He-3 Bilayers to Topological Kondo Insulators
(2014)
Even though heavy fermion systems have been studied for a long time, a strong interest in heavy fermions persists to this day. While the basic principles of local moment formation, Kondo effect and formation of composite quasiparticles leading to a Fermi liquid, are under- stood, there remain many interesting open questions. A number of issues arise due to the interplay of heavy fermion physics with other phenomena like magnetism and superconduc- tivity.
In this regard, experimental and theoretical investigations of He-3 can provide valuable insights. He-3 represents a unique realization of a quantum liquid. The fermionic nature of He-3 atoms, in conjunction with the absence of long-range Coulomb repulsion, makes this material an ideal model system to study Fermi liquid behavior.
Bulk He-3 has been investigated for quite some time. More recently, it became possible to prepare and study layered He-3 systems, in particular single layers and bilayers. The pos- sibility of tuning various physical properties of the system by changing the density of He-3 and using different substrate materials makes layers of He-3 an ideal quantum simulator for investigating two-dimensional Fermi liquid phenomenology.
In particular, bilayers of He-3 have recently been found to exhibit heavy fermion behavior. As a function of temperature, a crossover from an incoherent state with decoupled layers to a coherent Fermi liquid of composite quasiparticles was observed. This behavior has its roots in the hybridization of the two layers. The first is almost completely filled and subject to strong correlation effects, while the second layer is only partially filled and weakly correlated. The quasiparticles are formed due to the Kondo screening of localized moments in the first layer by the second-layer delocalized fermions, which takes place at a characteristic temperature scale, the coherence scale Tcoh.
Tcoh can be tuned by changing the He-3 density. In particular, at a certain critical filling,
the coherence scale is expected to vanish, corresponding to a divergence of the quasiparticle effective mass, and a breakdown of the Kondo effect at a quantum critical point. Beyond the critical point, the layers are decoupled. The first layer is a local moment magnet, while the second layer is an itinerant overlayer.
However, already at a filling smaller than the critical value, preempting the critical point, the onset of a finite sample magnetization was observed. The character of this intervening phase remained unclear.
Motivated by these experimental observations, in this thesis the results of model calcula- tions based on an extended Periodic Anderson Model are presented. The three particle ring exchange, which is the dominant magnetic exchange process in layered He-3, is included in the model. It leads to an effective ferromagnetic interaction between spins on neighboring sites. In addition, the model incorporates the constraint of no double occupancy by taking the limit of large local Coulomb repulsion.
By means of Cellular DMFT, the model is investigated for a range of values of the chemical potential µ and inverse temperature β = 1/T . The method is a cluster extension to the Dy- namical Mean-Field Theory (DMFT), and allows to systematically include non-local correla- tions beyond the DMFT. The auxiliary cluster model is solved by a hybridization expansion CTQMC cluster solver, which provides unbiased, numerically exact results for the Green’s function and other observables of interest.
As a first step, the onset of Fermi liquid coherence is studied. At low enough temperature, the self-energy is found to exhibit a linear dependence on Matsubara frequency. Meanwhile, the spin susceptibility crossed over from a Curie-Weiss law to a Pauli law. Both observations serve as fingerprints of the Fermi liquid state.
The heavy fermion state appears at a characteristic coherence scale Tcoh. This scale depends strongly on the density. While it is rather high for small filling, for larger filling Tcoh is increas- ingly suppressed. This involves a decreasing quasiparticle residue Z ∼ Tcoh and an enhanced mass renormalization m∗/m ∼ Tcoh−1. Extrapolation leads to a critical filling, where the co-
herence scale is expected to vanish at a quantum critical point. At the same time, the effective mass diverges. This corresponds to a breakdown of the Kondo effect, which is responsible for the formation of quasiparticles, due to a vanishing of the effective hybridization between the layers.
Taking only single-site DMFT results into account, the above scenario seems plausible. However, paramagnetic DMFT neglects the ring exchange interaction completely. In or- der to improve on this, Cellular DMFT simulations are conducted for small clusters of size Nc = 2 and 3. The results paint a different physical picture. The ring exchange, by favor- ing a ferromagnetic alignment of spins, competes with the Kondo screening. As a result, strong short-range ferromagnetic fluctuations appear at larger values of µ. By lowering the temperature, these fluctuations are enhanced at first. However, for T < Tcoh they are increas- ingly suppressed, which is consistent with Fermi liquid coherence. However, beyond a certain threshold value of µ, fluctuations persist to the lowest temperatures. At the same time, while not apparent in the DMFT results, the total occupation n increases quite strongly in a very narrow range around the same value of µ. The evolution of n with µ is always continuous, but hints at a discontinuity in the limit Nc → ∞. This first-order transition breaks the Kondo effect. Beyond the transition, a ferromagnetic state in the first layer is established, and the second layer becomes a decoupled overlayer.
These observations provide a quite appealing interpretation of the experimental results. As a function of chemical potential, the Kondo breakdown quantum critical point is preempted by a first-order transition, where the layers decouple and the first layer turns into a ferromagnet. In the experimental situation, where the filling can be tuned directly, the discontinuous transition is mirrored by a phase separation, which interpolates between the Fermi liquid ground state at lower filling and the magnetic state at higher filling. This is precisely the range of the intervening phase found in the experiments, which is characterized by an onset of a finite sample magnetization.
Besides the interplay of heavy fermion physics and magnetic exchange, recently the spin- orbit coupling, which is present in many heavy fermion materials, attracted a lot of interest. In the presence of time-reversal symmetry, due to spin-orbit coupling, there is the possibility of a topological ground state.
It was recently conjectured that the energy scale of spin-orbit coupling can become dom- inant in heavy fermion materials, since the coherence scale and quasiparticle bandwidth are rather small. This can lead to a heavy fermion ground state with a nontrivial band topology; that is, a topological Kondo insulator (TKI). While being subject to strong correlation effects, this state must be adiabatically connected to a non-interacting, topological state.
The idea of the topological ground state realized in prototypical Kondo insulators, in par- ticular SmB6, promises to shed light on some of the peculiarities of these materials, like a residual conductivity at the lowest temperatures, which have remained unresolved so far.
In this work, a simple two-band model for two-dimensional topological Kondo insulators is devised, which is based on a single Kramer’s doublet coupled to a single conduction band. The model is investigated in the presence of a Hubbard interaction as a function of interaction strength U and inverse temperature β. The bulk properties of the model are obtained by DMFT, with a hybridization expansion CTQMC impurity solver. The DMFT approximation of a local self-energy leads to a very simple way of computing the topological invariant.
The results show that with increasing U the system can be driven through a topological phase transition. Interestingly, the transition is between distinct topological insulating states, namely the Γ-phase and M-phase. This appearance of different topological phases is possible due to the symmetry of the underlying square lattice. By adiabatically connecting both in- teracting states with the respective non-interacting state, it is shown that the transition indeed drives the system from the Γ-phase to the M-phase.
A different behavior can be observed by pushing the bare position of the Kramer’s doublet to higher binding energies. In this case, the non-interacting starting point has a trivial band topology. By switching on the interaction, the system can be tuned through a quantum phase transition, with a closing of the band gap. Upon reopening of the band gap, the system is in the Γ-phase, i. e. a topological insulator. By increasing the interaction strength further, the system moves into a strongly correlated regime. In fact, close to the expected transition to the M phase, the mass renormalization becomes quite substantial. While absent in the para- magnetic DMFT simulations conducted, it is conceivable that instead of a topological phase transition, the system undergoes a time-reversal symmetry breaking, magnetic transition.
The regime of strong correlations is studied in more detail as a function of temperature, both in the bulk and with open boundary conditions. A quantity which proved very useful is the bulk topological invariant Ns, which can be generalized to finite interaction strength and temperature. In particular, it can be used to define a temperature scale T ∗ for the onset of the topological state. Rescaling the results for Ns, a nice data collapse of the results for different values of U, from the local moment regime to strongly mixed valence, is obtained. This hints at T ∗ being a universal low energy scale in topological Kondo insulators. Indeed, by comparing T ∗ with the coherence scale extracted from the self-energy mass renormalization, it is found that both scales are equivalent up to a constant prefactor. Hence, the scale T ∗ obtained from the temperature dependence of topological properties, can be used as an independent measure for Fermi liquid coherence. This is particularly useful in the experimentally relevant mixed valence regime, where charge fluctuations cannot be neglected. Here, a separation of the energy scales related to spin and charge fluctuations is not possible.
The importance of charge fluctuations becomes evident in the extent of spectral weight transfer as the temperature is lowered. For mixed valence, while the hybridization gap emerges, a substantial amount of spectral weight is shifted from the vicinity of the Fermi level to the lower Hubbard band. In contrast, this effect is strongly suppressed in the local moment regime.
In addition to the bulk properties, the spectral function for open boundaries is studied as a function of temperature, both in the local moment and mixed valence regime. This allows an investigation of the emergence of topological edge states with temperature. The method used here is the site-dependent DMFT, which is a generalization of the conventional DMFT to inhomogeneous systems. The hybridization expansion CTQMC algorithm is used as impurity solver.
By comparison with the bulk results for the topological quantity Ns, it is found that the
temperature scale for the appearance of the topological edge states is T ∗, both in the mixed valence and local moment regime.