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Estimating flood risks and managing disasters combines knowledge in climatology, meteorology, hydrology, hydraulic engineering, statistics, planning and geography - thus a complex multi-faceted problem. This study focuses on the capabilities of multi-source remote sensing data to support decision-making before, during and after a flood event. With our focus on urbanized areas, sample methods and applications show multi-scale products from the hazard and vulnerability perspective of the risk framework. From the hazard side, we present capabilities with which to assess flood-prone areas before an expected disaster. Then we map the spatial impact during or after a flood and finally, we analyze damage grades after a flood disaster. From the vulnerability side, we monitor urbanization over time on an urban footprint level, classify urban structures on an individual building level, assess building stability and quantify probably affected people. The results show a large database for sustainable development and for developing mitigation strategies, ad-hoc coordination of relief measures and organizing rehabilitation.
West Africa is one of the fastest growing regions in the world with annual population growth rates of more than three percent for several countries. Since the 1950s, West Africa experienced a fivefold increase of inhabitants, from 71 to 353 million people in 2015 and it is expected that the region’s population will continue to grow to almost 800 million people by the year 2050. This strong trend has and will have serious consequences for food security since agricultural productivity is still on a comparatively low level in most countries of West Africa. In order to compensate for this low productivity, an expansion of agricultural areas is rapidly progressing. The mapping and monitoring of agricultural areas in West Africa is a difficult task even on the basis of remote sensing. The small scale extensive farming practices with a low level of agricultural inputs and mechanization make the delineation of cultivated land from other land cover and land use (LULC) types highly challenging. In addition, the frequent cloud coverage in the region considerably decreases the availability of earth observation datasets. For the accurate mapping of agricultural area in West Africa, high temporal as well as spatial resolution is necessary to delineate the small-sized fields and to obtain data from periods where different LULC types are distinguishable. However, such consistent time series are currently not available for West Africa. Thus, a spatio-temporal data fusion framework was developed in this thesis for the generation of high spatial and temporal resolution time series.
Data fusion algorithms such as the Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model (ESTARFM) enjoyed increasing popularity during recent years but they have hardly been used for the application on larger scales. In order to make it applicable for this purpose and to increase the input data availability, especially in cloud-prone areas such as West Africa, the ESTARFM framework was developed in this thesis introducing several enhancements. An automatic filling of cloud gaps was included in the framework in order to use even partly cloud-covered Landsat images for the fusion without producing gaps on the output images. In addition, the ESTARFM algorithm was improved to automatically account for regional differences in the heterogeneity of the study region. Further improvements comprise the automation of the time series generation as well as the significant acceleration of the processing speed through parallelization. The performance of the developed ESTARFM framework was tested by fusing an 8-day NDVI time series from Landsat and MODIS data for a focus area of 98,000 km² in the border region between Burkina Faso and Ghana. The results of this test show the capability of the ESTARFM framework to accurately produce high temporal resolution time series while maintaining the spatial detail, even in such a heterogeneous and cloud-prone region.
The successfully tested framework was subsequently applied to generate consistent time series as the basis for the mapping of agricultural area in Burkina Faso for the years 2001, 2007, and 2014. In a first step, high temporal (8-day) and high spatial (30 m) resolution NDVI time series for the entire country and the three years were derived with the ESTARFM framework. More than 500 Landsat scenes and 3000 MODIS scenes were automatically processed for this purpose. From the fused ESTARFM NDVI time series, phenological metrics were extracted and together with the single time steps of NDVI served as input for the delineation of rainfed agricultural areas, irrigated agricultural areas and plantations. The classification was conducted with the random forest algorithm at a 30 m spatial resolution for entire Burkina Faso and the three years 2001, 2007, and 2014. For the training and validation of the classifier, a randomly sampled reference dataset was generated from Google Earth images based on expert knowledge of the region. The overall classification accuracies of 92% (2001), 91% (2007), and 91% (2014) indicate the well-functioning of the developed methodology. The resulting maps show an expansion of agricultural area of 91% from about 61,000 km² in 2001 to 116,900 km² in 2014. While rainfed agricultural areas account for the major part of this increase, irrigated areas and plantations also spread considerably. Especially the expansion of irrigation systems and plantation area can be explained by the promotion through various national and international development projects. The increase of agricultural areas goes in line with the rapid population growth in most of Burkina Faso’s provinces which still had available land resources for an expansion of agricultural area. An analysis of the development of agricultural areas in the vicinity of protected areas highlighted the increased human pressure on these reserves. The protection of the remnant habitats for flora and fauna while at the same time improving food security for a rapidly growing population, are the major challenges for the region in the future.
The developed ESTARFM framework showed great potential beyond its utilization for the mapping of agricultural area. Other large-scale research that requires a sufficiently high temporal and spatial resolution such as the monitoring of land degradation or the investigation of land surface phenology could greatly benefit from the application of this framework.
As a cradle of ancient Chinese civilization, the Yellow River Basin has a very long human-environment interrelationship, where early anthropogenic activities re- sulted in large scale landscape modifications. Today, the impact of this relationship
has intensified further as the basin plays a vital role for China’s continued economic
development. It is one of the most densely-populated, fastest growing, and most dynamic
regions of China with abundant natural and environmental resources providing a livelihood for almost 190 million people. Triggered by fundamental economic reforms, the
basin has witnessed a spectacular economic boom during the last decades and can be
considered as an exemplary blueprint region for contemporary dynamic Global Change
processes occurring throughout the country, which is currently transitioning from an
agrarian-dominated economy into a modern urbanized society. However, this resourcesdemanding growth has led to profound land use changes with adverse effects on the Yellow
River social-ecological systems, where complex challenges arise threatening a long-term
sustainable development.
Consistent and continuous remote sensing-based monitoring of recent and past land
cover and land use change is a fundamental requirement to mitigate the adverse impacts
of Global Change processes. Nowadays, technical advancement and the multitude of
available satellite sensors, in combination with the opening of data archives, allow the
creation of new research perspectives in regional land cover applications over heterogeneous landscapes at large spatial scales. Despite the urgent need to better understand the
prevailing dynamics and underlying factors influencing the current processes, detailed
regional specific land cover data and change information are surprisingly absent for this
region.
In view of the noted research gaps and contemporary developments, three major objectives are defined in this thesis. First (i), the current and most pressing social-ecological
challenges are elaborated and policy and management instruments towards more sustainability are discussed. Second (ii), this thesis provides new and improved insights on
the current land cover state and dynamics of the entire Yellow River Basin. Finally (iii),
the most dominant processes related to mining, agriculture, forest, and urban dynamics
are determined on finer spatial and temporal scales.
The complex and manifold problems and challenges that result from long-term abuse
of the water and land resources in the basin have been underpinned by policy choices,
cultural attitude, and institutions that have evolved over centuries in China. The tremendous economic growth that has been mainly achieved by extracting water and exploiting
land resources in a rigorous, but unsustainable manner, might not only offset the economic benefits, but could also foster social unrest. Since the early emergence of the first Chinese dynasties, flooding was considered historically as a primary issue in river management and major achievements have been made to tame the wild nature of the Yellow
River. Whereas flooding is therefore largely now under control, new environmental and
social problems have evolved, including soil and water pollution, ecological degradation,
biodiversity decline, and food security, all being further aggravated by anthropogenic
climate change. To resolve the contemporary and complex challenges, many individual
environmental laws and regulations have been enacted by various Chinese ministries.
However, these policies often pursue different, often contradictory goals, are too general
to tackle specific problems and are usually implemented by a strong top-down approach.
Recently, more flexible economic and market-based incentives (pricing, tradable permits,
investments) have been successfully adopted, which are specifically tailored to the respective needs, shifting now away from the pure command and regulating instruments.
One way towards a more holistic and integrated river basin management could be the
establishment of a common platform (e.g. a Geographical Information System) for data
handling and sharing, possibly operated by the Yellow River Basin Conservancy Commission (YRCC), where available spatial data, statistical information and in-situ measures
are coalesced, on which sustainable decision-making could be based. So far, the collected
data is hardly accessible, fragmented, inconsistent, or outdated.
The first step to address the absence and lack of consistent and spatially up-to-date
information for the entire basin capturing the heterogeneous landscape conditions was
taken up in this thesis. Land cover characteristics and dynamics were derived from
the last decade for the years 2003 and 2013, based on optical medium-resolution hightemporal MODIS Normalized Differenced Vegetation Index (NDVI) time series at 250 m.
To minimize the inherent influence of atmospheric and geometric interferences found in
raw high temporal data, the applied adaptive Savitzky-Golay filter successfully smoothed
the time series and substantially reduced noise. Based on the smoothed time series
data, a large variety of intra-annual phenology metrics as well as spectral and multispectral annual statistics were derived, which served as input variables for random
forest (RF) classifiers. High quality reference data sets were derived from very high
resolution imagery for each year independently of which 70 % trained the RF models. The
accuracy assessments for all regionally specific defined thematic classes were based on the
remaining 30 % reference data split and yielded overall accuracies of 87 % and 84 % for
2003 and 2013, respectively. The first regional adapted Yellow River Land Cover Products
(YRB LC) depict the detail spatial extent and distribution of the current land cover status
and dynamics. The novel products overall differentiate overall 18 land cover and use
classes, including classes of natural vegetation (terrestrial and aquatic), cultivated classes,
mosaic classes, non-vegetated, and artificial classes, which are not presented in previous
land cover studies so far.
Building on this, an extended multi-faceted land cover analysis on the most prominent
land cover change types at finer spatial and temporal scales provides a better and more
detailed picture of the Yellow River Basin dynamics. Precise spatio-temporal products
about mining, agriculture, forest, and urban areas were examined from long-trem Landsat
satellite time series monitored at annual scales to capture the rapid rate of change in four
selected focus regions. All archived Landsat images between 2000 and 2015 were used to
derive spatially continuous spectral-temporal, multi-spectral, and textural metrics. For
each thematic region and year RF models were built, trained and tested based on a stablepixels reference data set. The automated adaptive signature (AASG) algorithm identifies those pixels that did not change between the investigated time periods to generate a
mono-temporal reference stable-pixels data set to keep manual sampling requirements
to a minimum level. Derived results gained high accuracies ranging from 88 % to 98 %.
Throughout the basin, afforestation on the Central Loess Plateau and urban sprawl are
identified as most prominent drivers of land cover change, whereas agricultural land
remained stable, only showing local small-scale dynamics. Mining operations started in
2004 on the Qinghai-Tibet Plateau, which resulted in a substantial loss of pristine alpine
meadows and wetlands.
In this thesis, a novel and unique regional specific view of current and past land cover
characteristics in a complex and heterogeneous landscape was presented by using a
multi-source remote sensing approach. The delineated products hold great potential for
various model and management applications. They could serve as valuable components
for effective and sustainable land and water management to adapt and mitigate the
predicted consequences of Global Change processes.
Pedosedimentäre Archive liefern einen wichtigen Beitrag zur Rekonstruktion der Landschaftsgeschichte. Die anthropogene Besiedlung und Nutzung der Landoberfläche seit dem Beginn des Holozäns verursacht Boden-, Vegetations- und Reliefveränderungen, welche sich durch die Verbreitung von Böden mit ihren Erosionsstadien und Kolluvien zeigen. Das Ausmaß und die Art der Bodenerosion und die damit verbundene Bildung der Kolluvien werden neben den natürlichen Faktoren wesentlich durch die Landnutzung bestimmt. Böden und Kolluvien enthalten wichtige Informationen über die ursprüngliche Landschaft, ehemalige Landnutzungsphasen und Umweltveränderungen. Die spezifischen Merkmale in Kombination mit den archäologischen Befunden ermöglichen Rückschlüsse auf vergangene Natur- und Kulturräume.
Das Ziel der vorliegenden Arbeit ist es, ein besseres Verständnis über die Siedlungs- und Landschaftsentwicklung der untersuchten Gebiete in Franken zu erlangen. Hierfür ist es angebracht, mehrere räumlich verteilte Standorte zu untersuchen. Um den menschlichen Einfluss auf die prähistorische Landschaft besser verstehen zu können, kam ein interdisziplinärer Ansatz mit archäologischen und physisch-geographischen Methoden zur Anwendung. Die Umgebungen der einzelnen Untersuchungsstandorte wurden nach geomorphologischen Kriterien charakterisiert und ausgewählten Befunde nach bodenkundlichen Fragestellungen aufgenommen. Die Bestimmung der bodenphysikalischen und -chemischen Eigenschaften von Böden und Sedimenten erfolgte anhand repräsentativer Probenmengen. Bei ausgewählten Profilen kamen zusätzlich die Analysen zur Bestimmung der Gesamt- und Tonmineralogie sowie die Methode der 14C-Datierung für Bodensedimente, Tierknochen und Holzkohlen hinzu. Die physisch-geographischen Ergebnisse konnten anschließend mit den archäologischen Informationen ergänzt.
Die drei ausgewählten Untersuchungsgebiete befinden sich im Fränkischen Schichtstufenland. Der Bullenheimer Berg wurde aufgrund seiner bedeutenden Besiedlungsgeschichte ausgewählt. Die ausgewählten Profile liegen in verschiedenen Nutzungsarealen auf dem Plateau.
Die Standorte Marktbergel und Ergersheim liegen im Gebiet des Fränkischen Gipskarstes. Diese Untersuchungen sind ein Teil des DFG-geförderten Projektes „Prähistorische Mensch-Umwelt-Beziehungen im Gipskarst der Windsheimer Bucht, Nordbayern. Dolinen als Archive für Siedlungs- und Landschaftsentwicklung.“
Die vorliegenden Ergebnisse zeigen, dass der anthropogene Einfluss zu einer deutlichen Veränderung in der Landschaft führte. Für die Untersuchungsräume zeichnet sich eine lange Nutzungsgeschichte seit dem Beginn des Holozäns ab. Durch die Auswertung der Geländebefunde und der labortechnisch erzeugten Kennwerte konnten die untersuchten Profile in mehrere Phasen gegliedert werden. Es zeigten sich Stabilitätsphasen in denen Bodenbildung stattfinden konnte, aber auch geomorphodynamisch aktive Phasen der Erosion und Akkumulation von Bodensedimenten.
Urban areas are population, culture and infrastructure concentration points. Electricity blackouts or interruptions of water supply severely affect people when happening unexpected and at large scale. Interruptions of such infrastructure supply services alone have the potential to trigger crises. But when happening in concert with or as a secondary effect of an earthquake, for example, the crisis situation is often aggravated. This is the case for any country, but it has been observed that even highly industrialised
countries face severe risks when their degree of acquired dependency on services of what is termed Critical Infrastructure results in even bigger losses when occurring unexpectedly in a setting that usually has high reliability of services.
Zum Verständnis der komplexen Wechselwirkungen innerhalb des Klimasystems der Erde sind Kenntnisse über den hydrologischen Zyklus und den Energiekreislauf essentiell. Eine besondere Rolle obliegt hierbei der Evapotranspiration (ET), da sie eine wesentliche Teilkomponente beider oben erwähnter Kreisläufe ist. Die exakte Quantifizierung der regionalen, tatsächlichen Evapotranspiration innerhalb der Wasser- und Energiekreisläufe der Erdoberfläche auf unterschiedlichen zeitlichen und räumlichen Skalen ist für hydrologische, klimatologische und agronomische Fragestellungen von großer Bedeutung. Dabei ist eine realistische Abschätzung der regionalen tatsächlichen Evapotranspiration die wichtigste Herausforderung der hydrologischen Modellierung. Besonders die unterschiedlichen räumlichen und zeitlichen Auflösungen von Satelliteninformationen machen die Fernerkundung sowohl für globale als auch regionale hydrologischen Fragestellungen interessant. Zusätzlich zur Notwendigkeit des Prozessverständnisses des Wasserkreislaufs auf globaler Ebene kommt dessen regionale Bedeutung für die Landwirtschaft, insbesondere in Bewässerungssystemen arider Regionen. In ariden Klimazonen übersteigt die Menge der Verdunstung oft bei weitem die Niederschlagsmengen. Aufgrund der geringen Niederschlagsmenge muss in ariden agrarischen Regionen das zum Pflanzenwachstum benötigte Wasser mit Hilfe künstlicher Bewässerung aufgebracht werden. Der jeweilige lokale Bewässerungsbedarf hängt von der Feldfrucht und deren Wachstumsphase, den Klimabedingungen, den Bodeneigenschaften und der Ausdehnung der Wurzelzone ab. Die Evapotranspiration ist als Komponente der regionalen Wasserbilanz eine wichtige Steuerungsgröße und Effizienzindikator für das lokale Bewässerungsmanagement. Die Bewässe-rungslandwirtschaft verbraucht weltweit etwa 70 % der verfügbaren Süßwasservorkom-men. Dies wird als einer der Hauptgründe für die weltweit steigende Wasserknappheit identifiziert. Dabei liegt die Wasserentnahme des landwirtschaftlichen Sektors in den OECD Staaten im Mittel bei etwa 44 %, in den Staaten Mittelasiens bei über 90 %.
Bei der Erstellung der vorliegenden Arbeit kam die Methode der residualen Bestimmung der Energiebilanz zum Einsatz. Eines der weltweit am häufigsten eingesetzten und vali-dierten fernerkundlichen Residualmodelle zur ET Ableitung ist das SEBAL-Modell (Surface Energy Balance Algorithm for Land, mit über 40 veröffentlichten Studien. SEBAL eignet sich zur Quantifizierung der Verdunstung großflächiger Gebiete und wurde bisher über-wiegend in der Bewässerungslandwirtschaft eingesetzt. Aus diesen Gründen wurde es für die Bearbeitung der Fragestellungen in dieser Arbeit ausgewählt. SEBAL verwendet physikalische und empirische Beziehungen zur Berechnung der Energiebilanzkomponenten basierend auf Fernerkundungsdaten, bei gleichzeitig minimalem Einsatz bodengestützter Daten. Als Eingangsdaten werden u.a. Informationen über Strahlung, Bodenoberflächentemperatur, NDVI, LAI und Albedo verwendet. Zusätzlich zu SEBAL wurden einige Komponenten der SEBAL Weiterentwicklung METRIC (Mapping Evapotranspiration with Internalized Calibration) verwendet, um die Modellierung der ET vorzunehmen. METRIC überwindet einige Limitierungen des SEBAL Verfahrens und kann beispielsweise auch in stärker reliefierten Regionen angewendet werden. Außerdem ermöglicht die Integration einer gebietsspezifischen Referenz-ET sowie einer Landnutzungsklassifikation eine bessere regionale Anpassung des Residualverfahrens. Unter der Annahme der Bedingungen zum Zeitpunkt der Fernerkundungsaufnahme ergibt sich die Energiebilanz an der Erdoberfläche
RN = LvE + H + G. Demnach teilt sich die verfügbare Strahlungsenergie RN in die Komponenten latenter Wärme (LVE), fühlbarer Wärme (H) und Bodenwärme (G) auf. Durch Umstellen der Gleichung kann auf die latente Wärme geschlossen werden.
Das wesentliche Ziel der vorliegenden Arbeit ist die Optimierung, Erweiterung und Validierung des ausgewählten SEBAL Verfahrens zur regionalen Modellierung der Energiebilanzkomponenten und der daraus abgeleiteten tatsächlichen Evapotranspiration. Die validierten Modellergebnisse der Gebietsverdunstung der Jahre 2009-2011 sollen anschließend als Grundlage dienen, das Gesamtverständnis der regionalen Prozesse des Wasserkreislaufs zu verbessern. Die Arbeit basiert auf der Datengrundlage von MODIS Daten mit 1 km räumlicher Auflösung. Während die Komponenten verfügbare Strahlungsenergie und fühlbarer Wärmestrom physikalisch basiert ermittelt werden, beruht die Berechnung des Bodenwärmestroms ausschließlich auf empirischen Abschätzungen. Ein großer Nachteil des empirischen Ansatzes ist die Vernachlässigung des zeitlichen Versatzes zwischen Strahlungsbilanz und Bodenwärmestrom in Abhängigkeit der aktuellen Bodenfeuchtesituation.
Ein besonderer Schwerpunkt der vorliegenden Arbeit liegt auf der Bewertung und Verbesserung der Modellgüte des Bodenwärmestroms durch Verwendung eines neuen Ansatzes zur Integration von Bodenfeuchteinformationen. Daher wird in der Arbeit ein physikalischer Ansatz entwickelt der auf dem Ansatz der periodischen Temperaturveränderung basiert. Hierbei wurde neben dem ENVISAT ASAR SSM Produkt der TU Wien das operationelle Oberflächenbodenfeuchteprodukt ASCAT SSM als Fernerkundungseingangsdaten ausgewählt. Die mit SEBAL modellierten Energiebilanzkomponenten werden durch eine intensive Validierung mit bodengestützten Messungen bewertet, die Messungen stammen von Bodensensoren und Daten einer Eddy-Kovarianz-Station aus den Jahren 2009 bis 2011.
Die Region Khorezm gilt als charakteristisch für die wasserbezogene Problematik der Bewässerungslandwirtschaft Mittelasiens und wurde als Untersuchungsgebiet für diese Arbeit ausgewählt. Die wesentlichen Probleme dieser Region entstehen durch die nach wie vor nicht nachhaltige Land- und Wassernutzung, das marode Bewässerungsnetz mit einer Verlustrate von bis zu 40 % und der Bodenversalzung aufgrund hoher Grundwasserspiegel. Im Untersuchungsgebiet wurden in den Jahren 2010 und 2011 umfangreiche Feldarbeiten zur Erhebung lokaler bodengestützter Informationen durchgeführt.
Bei der Evaluierung der modellierten Einzelkomponenten ergab sich für die Strahlungsbi-lanz eine hohe Modellgüte (R² > 0,9; rRMSE < 0,2 und NSE > 0,5). Diese Komponente bildet die Grundlage bei der Bezifferung der für die Prozesse an der Erdoberfläche zur Verfügung stehenden Energie. Für die fühlbaren Wärmeströme wurden ebenfalls gute Ergebnisse erzielt, mit NSE von 0,31 und rRMSE von ca. 0,21. Für die residual bestimmte Größe der latenten Wärmeströmung konnte eine insgesamt gute Modellgüte festgestellt werden (R² > 0,6; rRMSE < 0,2 und NSE > 0,5). Dementsprechend gut wurde die tägliche Evapotranspiration modelliert. Hier ergab sich, nach der Interpolation täglicher Werte, eine insgesamt ausreichend gute Modellgüte (R² > 0,5; rRMSE < 0,2 und NSE > 0,4). Dies bestätigt die Ergebnisse vieler Energiebilanzstudien, die lediglich den für die Ableitung der Evapotranspiration maßgebenden Wärmestrom untersuchten. Die Modellergebnisse für den Bodenwärmestrom konnten durch die Entwicklung und Verwendung des neu entwickelten physikalischen Ansatzes von NSE < 0 und rRMSE von ca. 0,57 auf NSE von 0,19 und rRMSE von 0,35 verbessert werden. Dies führt zu einer insgesamt positiven Einschätzung des Verbesserungspotenzials des neu entwickelten Bodenwärmestromansatzes bei der Berechnung der Energiebilanz mit Hilfe von Fernerkundung.
Disentangling the relative effects of bushmeat availability on human nutrition in central Africa
(2015)
We studied links between human malnutrition and wild meat availability within the Rainforest Biotic Zone in central Africa. We distinguished two distinct hunted mammalian diversity distributions, one in the rainforest areas (Deep Rainforest Diversity, DRD) containing taxa of lower hunting sustainability, the other in the northern rainforest-savanna mosaic, with species of greater hunting potential (Marginal Rainforest Diversity, MRD). Wild meat availability, assessed by standing crop mammalian biomass, was greater in MRD than in DRD areas. Predicted bushmeat extraction was also higher in MRD areas. Despite this, stunting of children, a measure of human malnutrition, was greater in MRD areas. Structural equation modeling identified that, in MRD areas, mammal diversity fell away from urban areas, but proximity to these positively influenced higher stunting incidence. In DRD areas, remoteness and distance from dense human settlements and infrastructures explained lower stunting levels. Moreover, stunting was higher away from protected areas. Our results suggest that in MRD areas, forest wildlife rational use for better human nutrition is possible. By contrast, the relatively low human populations in DRD areas currently offer abundant opportunities for the continued protection of more vulnerable mammals and allow dietary needs of local populations to be met.
Der Einzelhandel in Ostmitteleuropa entwickelt sich seit dem Zusammenbruch des Sozialismus außerordentlich dynamisch. Er ist zugleich durch extreme Gegensätze gekennzeichnet: Das Spektrum der Betriebsformen reicht vom ambulanten Handel „aus der Hand“, der für viele Menschen existentielle Bedeutung einnimmt, bis zu Luxusgeschäften und SB-Warenhäusern westeuropäischer Ketten. Die Einzelhandelsstruktur wird so zum Spiegelbild der zunehmenden gesellschaftlichen Polarisierung in den Transformationsstaaten. Der Strukturwandel im Einzelhandel vollzieht sich dabei zwischen unternehmerischer Anpassung sowie administrativer Regulierung auf der lokalen Ebene und wachsender Internationalisierung. Dieses Spannungsfeld kann als maßgeblicher Erklärungsrahmen für die Transformation in Ostmitteleuropa gelten.
The Urban Heat Island (UHI) is the phenomenon of altered increased temperatures in urban areas compared to their rural surroundings. UHIs grow and intensify under extreme hot periods, such as during heat waves, which can affect human health and also increase the demand for energy for cooling. This study applies remote sensing and land use/land cover (LULC) data to assess the cooling effect of varying urban vegetation cover, especially during extreme warm periods, in the city of Munich, Germany. To compute the relationship between Land Surface Temperature (LST) and Land Use Land Cover (LULC), MODIS eight-day interval LST data for the months of June, July and August from 2002 to 2012 and the Corine Land Cover (CLC) database were used. Due to similarities in the behavior of surface temperature of different CLCs, some classes were reclassified and combined to form two major, rather simplified, homogenized classes: one of built-up area and one of urban vegetation. The homogenized map was merged with the MODIS eight-day interval LST data to compute the relationship between them. The results revealed that (i) the cooling effect accrued from urban vegetation tended to be non-linear; and (ii) a remarkable and stronger cooling effect in terms of LST was identified in regions where the proportion of vegetation cover was between seventy and almost eighty percent per square kilometer. The results also demonstrated that LST within urban vegetation was affected by the temperature of the surrounding built-up and that during the well-known European 2003 heat wave, suburb areas were cooler from the core of the urbanized region. This study concluded that the optimum green space for obtaining the lowest temperature is a non-linear trend. This could support urban planning strategies to facilitate appropriate applications to mitigate heat-stress in urban area.
BACKGROUND: Climate change will probably alter the spread and transmission intensity of malaria in Africa. OBJECTIVES: In this study, we assessed potential changes in the malaria transmission via an integrated weather disease model.
METHODS: We simulated mosquito biting rates using the Liverpool Malaria Model (LMM). The input data for the LMM were bias-corrected temperature and precipitation data from the regional model (REMO) on a 0.5 degrees latitude longitude grid. A Plasmodium falciparum infection model expands the LMM simulations to incorporate information on the infection rate among children. Malaria projections were carried out with this integrated weather disease model for 2001 to 2050 according to two climate scenarios that include the effect of anthropogenic land-use and land-cover changes on climate.
RESULTS: Model-based estimates for the present climate (1960 to 2000) are consistent with observed data for the spread of malaria in Africa. In the model domain, the regions where malaria is epidemic are located in the Sahel as well as in various highland territories. A decreased spread of malaria over most parts of tropical Africa is projected because of simulated increased surface temperatures and a significant reduction in annual rainfall. However, the likelihood of malaria epidemics is projected to increase in the southern part of the Sahel. In most of East Africa, the intensity of malaria transmission is expected to increase. Projections indicate that highland areas that were formerly unsuitable for malaria will become epidemic, whereas in the lower-altitude regions of the East African highlands, epidemic risk will decrease.
CONCLUSIONS: We project that climate changes driven by greenhouse-gas and land-use changes will significantly affect the spread of malaria in tropical Africa well before 2050. The geographic distribution of areas where malaria is epidemic might have to be significantly altered in the coming decades.
The focus of this analysis is on the early detection of forest health changes, specifically that of Norway spruce (Picea abies L. Karst.). In this analysis, we planned to examine the time (degree of early detection), spectral wavelengths and appropriate method for detecting vitality changes. To accomplish this, a ring-barking experiment with seven subsequent laboratory needle measurements was carried out in 2013 and 2014 in an area in southeastern Germany near Altötting. The experiment was also accompanied by visual crown condition assessment. In total, 140 spruce trees in groups of five were ring-barked with the same number of control trees in groups of five that were selected as reference trees in order to compare their development. The laboratory measurements were analysed regarding the separability of ring-barked and control samples using spectral reflectance, vegetation indices and derivative analysis. Subsequently, a random forest classifier for determining important spectral wavelength regions was applied. Results from the methods are consistent and showed a high importance of the visible (VIS) spectral region, very low importance of the near-infrared (NIR) and minor importance of the shortwave infrared (SWIR) spectral region. Using spectral reflectance data as well as indices, the earliest separation time was found to be 292 days after ring-barking. The derivative analysis showed that a significant separation was observed 152 days after ring-barking for six spectral features spread through VIS and SWIR. A significant separation was detected using a random forest classifier 292 days after ring-barking with 58% separability. The visual crown condition assessment was analysed regarding obvious changes of vitality and the first indication was observed 302 days after ring-barking as bark beetle infestation and yellowing of foliage in the ring-barked trees only. This experiment shows that an early detection, compared with visual crown assessment, is possible using the proposed methods for this specific data set. This study will contribute to ongoing research for early detection of vitality changes that will support foresters and decision makers.
In this study, polarimetric Synthetic Aperture Radar (PolSAR) data at X-, C- and L-Bands, acquired by the satellites: TerraSAR-X (2011), Radarsat-2 (2011), ALOS (2010) and ALOS-2 (2016), were used to characterize the tundra land cover of a test site located close to the town of Tuktoyaktuk, NWT, Canada. Using available in situ ground data collected in 2010 and 2012, we investigate PolSAR scattering characteristics of common tundra land cover classes at X-, C- and L-Bands. Several decomposition features of quad-, co-, and cross-polarized data were compared, the correlation between them was investigated, and the class separability offered by their different feature spaces was analyzed. Certain PolSAR features at each wavelength were sensitive to the land cover and exhibited distinct scattering characteristics. Use of shorter wavelength imagery (X and C) was beneficial for the characterization of wetland and tundra vegetation, while L-Band data highlighted differences of the bare ground classes better. The Kennaugh Matrix decomposition applied in this study provided a unified framework to store, process, and analyze all data consistently, and the matrix offered a favorable feature space for class separation. Of all elements of the quad-polarized Kennaugh Matrix, the intensity based elements K0, K1, K2, K3 and K4 were found to be most valuable for class discrimination. These elements contributed to better class separation as indicated by an increase of the separability metrics squared Jefferys Matusita Distance and Transformed Divergence. The increase in separability was up to 57% for Radarsat-2 and up to 18% for ALOS-2 data.
Interactions between different formative processes are reflected in the internal structure of rock glaciers. Therefore, the detection of subsurface conditions can help to enhance our understanding of landform development. For an assessment of subsurface conditions, we present an analysis of the spatial variability of active layer thickness, ground ice content and frost table topography for two different rock glaciers in the Eastern Swiss Alps by means of quasi-3-D electrical resistivity imaging (ERI). This approach enables an extensive mapping of subsurface structures and a spatial overlay between site-specific surface and subsurface characteristics. At Nair rock glacier, we discovered a gradual descent of the frost table in a downslope direction and a constant decrease of ice content which follows the observed surface topography. This is attributed to ice formation by refreezing meltwater from an embedded snow bank or from a subsurface ice patch which reshapes the permafrost layer. The heterogeneous ground ice distribution at Uertsch rock glacier indicates that multiple processes on different time domains were involved in the development. Resistivity values which represent frozen conditions vary within a wide range and indicate a successive formation which includes several advances, past glacial overrides and creep processes on the rock glacier surface. In combination with the observed topography, quasi-3-D ERI enables us to delimit areas of extensive and compressive flow in close proximity. Excellent data quality was provided by a good coupling of electrodes to the ground in the pebbly material of the investigated rock glaciers. Results show the value of the quasi-3-D ERI approach but advise the application of complementary geophysical methods for interpreting the results.
Der anthropogene Klimawandel ist eine der größten Herausforderungen des 21. Jahrhunderts. Eine Hauptschwierigkeit liegt dabei in der Unsicherheit bezüglich der regionalen Änderung von Niederschlag und Temperatur. Hierdurch wird die Entwicklung geeigneter Anpassungsstrategien deutlich erschwert.
In der vorliegenden Arbeit werden vier Evaluationsansätze mit insgesamt 13 Metriken für aktuelle globale (zwei Generationen) und regionale Klimamodelle entwickelt und verglichen, um anschließend eine Analyse der Projektionsunsicherheit vorzunehmen. Basierend auf den erstellten Modellbewertungen werden durch Gewichtung Aussagen über den Unsicherheitsbereich des zukünftigen Klimas getroffen. Die Evaluation der Modelle wird im Mittelmeerraum sowie in acht Unterregionen durchgeführt. Dabei wird der saisonale Trend von Temperatur und Niederschlag im Evaluationszeitraum 1960–2009 ausgewertet. Zusätzlich wird für bestimmte Metriken jeweils das klimatologische Mittel oder die harmonischen Zeitreiheneigenschaften evaluiert. Abschließend werden zum Test der Übertragbarkeit der Ergebnisse neben den Hauptuntersuchungsgebieten sechs global verteilte Regionen untersucht. Außerdem wird die zeitliche Konsistenz durch Analyse eines zweiten, leicht versetzten Evaluationszeitraums behandelt, sowie die Abhängigkeit der Modellbewertungen von verschiedenen Referenzdaten mit Hilfe von insgesamt drei Referenzdatensätzen untersucht.
Die Ergebnisse legen nahe, dass nahezu alle Metriken zur Modellevaluierung geeignet sind. Die Auswertung unterschiedlicher Variablen und Regionen erzeugt Modellbewertungen, die sich in den Kontext aktueller Forschungsergebnisse einfügen. So wurde die Leistung der globalen Klimamodelle der neusten Generation (2013) im Vergleich zur Vorgängergeneration (2007) im Schnitt ähnlich hoch bzw. in vielen Situationen auch stärker eingeordnet. Ein durchweg bestes Modell konnte nicht festgestellt werden. Der Großteil der entwickelten Metriken zeigt für ähnliche Situationen übereinstimmende Modellbewertungen. Bei der Gewichtung hat sich der Niederschlag als besonders geeignet herausgestellt. Grund hierfür sind die im Schnitt deutlichen Unterschiede der Modellleistungen in Zusammenhang mit einer geringeren Simulationsgüte. Umgekehrt zeigen die Metriken für die Modelle der Temperatur allgemein überwiegend hohe Evaluationsergebnisse, wodurch nur wenig Informationsgewinn durch Gewichtung erreicht werden kann. Während die Metriken gut für unterschiedliche Regionen und Skalenniveaus verwendet werden Evaluationszeiträume nicht grundsätzlich gegeben. Zusätzlich zeigen die Modellranglisten unterschiedlicher Regionen und Jahreszeiten häufig nur geringe Korrelationen. Dies gilt besonders für den Niederschlag. Bei der Temperatur sind hingegen leichte Übereinstimmungen auszumachen. Beim Vergleich der mittleren Ranglisten über alle Modellbewertungen und Situationen der Hauptregionen des Mittelmeerraums mit den Globalregionen besteht eine signifikante Korrelation von 0,39 für Temperatur, während sie für Niederschlag um null liegt. Dieses Ergebnis ist für alle drei verwendeten Referenzdatensätze im Mittelmeerraum gültig. So schwankt die Korrelation der Modellbewertungen des Niederschlags für unterschiedliche Referenzdatensätze immer um Null und die der Temperaturranglisten zwischen 0,36 und 0,44. Generell werden die Metriken als geeignete Evaluationswerkzeuge für Klimamodelle eingestuft. Daher können sie einen Beitrag zur Änderung des Unsicherheitsbereichs und damit zur Stärkung des Vertrauens in Klimaprojektionen leisten.
Die Abhängigkeit der Modellbewertungen von Region und Untersuchungszeitraum muss dabei jedoch berücksichtigt werden. So besitzt die Analyse der Konsistenz von Modellbewertungen sowie der Stärken und Schwächen der Klimamodelle großes Potential für folgende Studien, um das Vertrauen in Modellprojektionen weiter zu steigern.
Eine lange Tradition im japanischen Einzelhandel besitzen die oftmals schmalen und überdachten Einkaufspassagen (Shoutengai). Charakteristisch ist die Aneinanderreihung von kleinflächigen, unabhängigen und oftmals familiengeführten Fachgeschäften. Diese sind sowohl im Einzelhandel, Dienstleistungsgewerbe als auch in der Gastronomie angesiedelt und dienen nicht nur als zentrales Versorgungszentrum in Fußnähe, sondern sind auch Kommunikationsmittelpunkt einer Nachbarschaft oder eines Stadtbezirks. Das Ziel der Arbeit ist die Darstellung der momentanen Situation traditioneller Einkaufspassagen in Japan und welchen Herausforderungen diese aktuell und zukünftig gegenüberstehen. Mangelnde Kundennachfrage, erhöhte Konkurrenzsituation, steigende Steuerabgaben oder fehlende Nachfolger stehen beispielhaft für die Probleme, mit denen sich viele Inhaber konfrontiert sehen. Durch die empirische Untersuchung sollen Determinanten des Erfolgs bzw. Misserfolgs erarbeitet werden. Hierbei wurden von Juni 2015 bis Juli 2016 in Kyoto und Osaka 21 Einkaufspassagen mit insgesamt 3.469 Geschäftsflächen kartiert, von denen wiederum acht Einkaufspassagen näher untersucht wurden. Dabei haben 513 Betriebe an einer standardisierten Befragung teilgenommen und es wurden mehrere Leitfadeninterviews mit Shoutengai-Vereinen sowie Stadtverwaltungen und Wirtschaftsförderern geführt. Als theoretische Grundlagen der vorliegenden Arbeit dient insbesondere die Akteurs- und Handlungstheorie und wie die Aktivitäten der Geschäftsbetreiber die Passagen positiv bzw. negativ beeinflussen. Flankierenden Charakter besitzen zudem die Institutionentheorie, anhand derer der Einfluss politischer Entscheidungen erörtert wird sowie zyklische Theorieansätze, um eine Einordnung der traditionellen Einkaufspassagen in Japans Einzelhandelslandschaft durchzuführen.
Seit über drei Jahrzehnten sinkt landesweit die Zahl der Einzelhändler, die Gründe für den Niedergang sind vielfältig. Insbesondere Einzelgeschäfte mit einer niedrigen einstelligen Zahl an Mitarbeitern waren und sind auch weiterhin im Rückgang inbegriffen. Über ein Drittel der befragten Geschäftsinhaber planen in den nächsten fünf Jahren die Geschäftsführung aufzugeben, zwei Drittel von ihnen haben keinen Nachfolger für ihr Geschäft. Zunehmende Schließungen tragen zu Trading-Down Prozessen der gesamten Passage bei. Hohe Leerstandsquoten von bis zu über 50 %, verbunden mit ungepflegten Gebäudefassaden, einem schlechten Beleuchtungskonzept und begrenzter Produktauswahl führen zu einer unattraktiven Einkaufsatmosphäre, resultierend in einem Kundenmangel. Die Diversifizierung der Betriebsformen ab den 1960er Jahren und Deregulierungsprozesse der Binnenhandelspolitik beförderten die Konkurrenzsituation der Einkaufspassagen und bildeten die Grundlage dieser Abwärtsentwicklung.
Einige Immobiliengesellschaften nutzen dies für ihre Zwecke und erwerben einige Ladenzeilen, um diese großflächigen zu Wohnhäusern umzubauen. Die Einkaufspassagen erfahren dadurch einen Funktionswandel und verlieren zunehmend ihren ursprünglichen Charakter. Die Ergebnisse tragen dazu bei, die aktuelle Einzelhandelslandschaft Japans zu erfassen und stadtplanerischen Instrumenten bei der künftigen Planung zu unterstützen.
Home on the Range: Factors Explaining Partial Migration of African Buffalo in a Tropical Environment
(2012)
Partial migration (when only some individuals in a population undertake seasonal migrations) is common in many species and geographical contexts. Despite the development of modern statistical methods for analyzing partial migration, there have been no studies on what influences partial migration in tropical environments. We present research on factors affecting partial migration in African buffalo (Syncerus caffer) in northeastern Namibia. Our dataset is derived from 32 satellite tracking collars, spans 4 years and contains over 35,000 locations. We used remotely sensed data to quantify various factors that buffalo experience in the dry season when making decisions on whether and how far to migrate, including potential man-made and natural barriers, as well as spatial and temporal heterogeneity in environmental conditions. Using an information-theoretic, non-linear regression approach, our analyses showed that buffalo in this area can be divided into 4 migratory classes: migrants, non-migrants, dispersers, and a new class that we call "expanders". Multimodel inference from least-squares regressions of wet season movements showed that environmental conditions (rainfall, fires, woodland cover, vegetation biomass), distance to the nearest barrier (river, fence, cultivated area) and social factors (age, size of herd at capture) were all important in explaining variation in migratory behaviour. The relative contributions of these variables to partial migration have not previously been assessed for ungulates in the tropics. Understanding the factors driving migratory decisions of wildlife will lead to better-informed conservation and land-use decisions in this area.
The contact of hot melt with liquid water - called Molten Fuel Coolant Interaction (MFCI) - can result in vivid explosions. Such explosions can occur in different scenarios: in steel or powerplants but also in volcanoes. Because of the possible dramatic consequences of such explosions an investigation of the explosion process is necessary.
Fundamental basics of this process are already discovered and explained, such as the frame conditions for these explosions. It has been shown that energy transfer during an MFCI-process can be very high because of the transfer of thermal energy caused by positive feedback mechanisms.
Up to now the influence of several varying parameters on the energy transfer and the explosions is not yet investigated sufficiently. An important parameter is the melt temperature, because the amount of possibly transferable energy depends on it. The investigation of this influence is the main aim of this work. Therefor metallic tin melt was used, because of its nearly constant thermal material properties in a wide temperature range. With tin melt research in the temperature range from 400 °C up to 1000 °C are
possible.
One important result is the lower temperature limit for vapor film stability in the experiments. For low melt temperatures up to about 600 °C the vapor film is so unstable that it already can collapse before the mechanical trigger. As expected the transferred thermal energy all in all increases with higher temperatures. Although this effect sometimes is superposed by other influences such as the premix of melt and water, the result is confirmed after a consequent filtering of the remaining influences. This trend is not only recognizable in the amount of transferred energy, but also in the fragmentation of melt or the vaporizing water. But also the other influences on MFCI-explosions showed interesting results in the frame of this work. To perform the experiments the installation and preparation of the experimental Setup in the laboratory were necessary.
In order to compare the results to volcanism and to get a better investigation of the brittle fragmentation
of melt additional runs with magmatic melt were made. In the results the thermal power during energy transfer could be estimated. Furthermore the model of “cooling fragments “ could be usefully applied.
In the 1960s, when most African nations gained their independence after the age of colonialism, several theories and strategies emerged with the goal of "developing" these apparently "underdeveloped" territories. One of the most influential approaches for this task was represented in Julius K. Nyerere´s idea of Ujamaa, the Tanzanian version of African socialism.
Even before the Arusha Declaration established Ujamaa as a national development strategy in 1967, several groups of politicized young farmers took to the empty countryside of Tanzania to implement their own version of cooperative development. From one of these attempts emerged the Ruvuma Development Association (RDA), which organized up to 18 villages in southwestern Tanzania. The RDA became the inspiration for Nyerere´s concretization of Ujamaa and its implementation on national level. Yet, the central state could not replicate the success of the peasants, which was based on voluntariness and intrinsic motivation.
In 2015, this exploratory study has revisited the Region of Ruvuma. Through a case study approach, relying mostly on qualitative methods, new insights into the local history of Ujamaa and its perception have been gathered. In particular, narrative interviews with contemporary witnesses and group interviews with the present-day farmers’ groups have been conducted. Furthermore, NGOs active within the region, as well as regional and local government institutions were among the key stakeholders identified to concretize the local narrative of Ujamaa development. All interviews were analyzed according to the principles of qualitative content analysis. Additionally, individual villager questionnaires were used to achieve a more holistic picture of the local perception of development, challenges and the Ujamaa era.
None of the original Ujamaa groups of the times of the RDA was still operational at the time of research and no case of village-wide organization of collective agriculture could be observed. Nevertheless, in all of the three case study villages, several farmers’ groups (vikundi) were active in organizing development activities for their members. Furthermore, the perception of the Ujamaa era was generally positive throughout all of the case study sites. Yet, there have been significant differences in this perception, based on the village, age, gender and field size of the recipients. Overall, the period of Ujamaa was seen as an inspiration for present-day group activities, and the idea of such activities as a remedy for the developmental challenges of these villages was common among all stakeholders.
This thesis concludes that the positive perception of group activities as a vehicle for village development and the perception of Ujamaa history as a positive asset for the inception and organization of farmers’ groups would be highly beneficial to further attempts to support such development activities. However, the limitations in market access and capital availability for these highly-motivated group members have to be addressed by public and private development institutions. Otherwise, "the smell of Ujamaa" will be of little use for the progress of these villages.
The Kaapvaal Craton hosts a number of large gold deposits (e.g. Witwatersrand Supergroup) which mining companies have exploited at certain stratigraphic positions. It also hosts the largest platinum group element (PGE) deposits (e.g. Bushveld Igneous Complex) which mining companies have exploited in different mineralised layered magmatic zones. In spite of the extensive exploration history in the Kaapvaal Craton, the origin of the Witwatersrand gold deposits and Bushveld Igneous Complex PGE deposits has remained one of the most debated topics in economic geology. The goal of this study was to identify the geochemical characteristics of marine shales in the Barberton, Witwatersrand, and Transvaal supergroups in South Africa in order to make inferences on their sediment provenance and siderophile element endowments. Understanding why some of the Archaean and Proterozoic hinterlands are heavily mineralised, compared to others with similar geological characteristics, will aid in the development of more efficient exploration models. Fresh, unmineralised marine shales from the Barberton (Fig Tree and Moodies groups), Witwatersrand (West Rand and Central Rand groups), and Transvaal (Black Reef Formation and Pretoria Group) supergroups were sampled from drill core and underground mining exposures. Analytical methods, such as X-ray powder diffraction (XRD), optical microscopy, X-ray fluorescence (XRF), inductively coupled plasma optical emission spectroscopy (ICP-OES), inductively coupled plasma mass spectrometry (ICP-MS), and electron microprobe analysis (EMPA) were applied to comprehensively characterise the shales. All of the Au and PGE assays examined the newly collected shale samples.
The Barberton Supergroup shales consist mainly of quartz, illite, chlorite, and albite, with diverse heavy minerals, including sulfides and oxides, representing the minor constituents. The regionally persistent Witwatersrand Supergroup shales consist mainly of quartz, muscovite, and chlorite, and also contain minor constituents of sulfides and oxides. The Transvaal Supergroup shales comprise quartz, chlorite, and carbonaceous material. Major, trace (including rare-earth element) concentrations were determined for shales from the above supergroups to constrain their source and post-depositional evolution. Chemical variations were observed in all the studied marine shales. Results obtained from this study revealed that post-depositional modification of shale chemistry was significant only near contacts with over- and underlying coarser-grained siliciclastic rocks and along cross-cutting faults, veins, and dykes. Away from such zones, the shale composition remained largely unaltered and can be used to draw inferences concerning sediment provenance and palaeoweathering in the source region and/or on intrabasinal erosion surfaces. Evaluation of weathering profiles through sections of the studied supergroups revealed that the shales therein are characterised by high chemical index of alteration (CIA), chemical index of weathering (CIW), and index of compositional variability (ICV), suggesting that the source area was lithologically complex and subject to intense chemical weathering.
A progressive change in the chemical composition was identified, from a dominant ultramafic–mafic source for the Fig Tree Group to a progressively felsic–plutonic provenance for the Moodies Group. The West Rand Group of the Witwatersrand Supergroup shows a dominance of tonalite–trondhjemite–granodiorite and calcalkaline granite sources. Compositional profiles through the only major marine shale unit within the Central Rand Group indicate the progressive unroofing of a granitic source in an otherwise greenstone-dominated hinterland during the course of sedimentation. No plausible likely tectonic setting was obtained through geochemical modelling. However, the combination of the systematic shale chemistry, geochronology, and sedimentology in the Witwatersrand Supergroup supports the hypothesised passive margin setting for the >2.98 to 2.91 Ga West Rand Group, and an active continental margin source for the overlying >2.90 to 2.78 Ga Central Rand Group, along with a foreland basin setting for the latter.
Ultra-low detection limit analyses of gold and PGE concentrations revealed a variable degree of gold accumulation within pristine unmineralised shales. All the studied shales contain elevated gold and PGE contents relative to the upper continental crust, with marine shales from the Central Rand Group showing the highest Au (±9.85 ppb) enrichment. Based on this variation in the provenance of contemporaneous sediments in different parts of the Kaapvaal Craton, one can infer that the siderophile elements were sourced from a fertile hinterland, but concentrated into the marine shales by a combination of different processes. It is proposed that accumulation of siderophile elements in the studied marine shales was mainly controlled by mechanical coagulation and aggregation. These processes involved suspended sediments, fine gold particles, and other trace elements being trapped in marine environments. Mechanical coagulation and aggregation resulted in gold enrichments by 2–3 orders of magnitude, whereas some of the gold in these marine shales can be reconciled by seawater adsorption into sedimentary pyrite.
For the source of gold and PGEs in the studied marine shales in the Kaapvaal Craton, a genetic model is proposed that involves the following:
(1) A highly siderophile elements enriched upper mantle domain, herein referred to as “geochemically anomalous mantle domain”, from which the Kaapvaal crust was sourced. This mantle domain enriched in highly siderophile elements was formed either by inhomogeneous mixing with cosmic material that was added during intense meteorite bombardment of the Hadaean to Palaeoarchaean Earth or by plume-like ascent of relics from the core–mantle boundary. In both cases, elevated siderophile elements concentrations would be expected. The geochemically anomalous mantle domain is likely the ultimate source of the Witwatersrand modified palaeoplacer gold deposits and was tapped again ca. 2.054 Ga during the emplacement of the Bushveld Igneous Complex. Therefore, I propose that there is a genetic link (i.e. common geochemically anomalous mantle source) between the Witwatersrand gold deposits and the younger Bushveld Igneous Complex PGE deposits.
(2) Scavenging of crustal gold by various surface processes such as trapping of gold from Archaean/Palaeoproterozoic river water on the surface of local photosynthesizing cyanobacterial or microbial mats, and reworking of these mats into erosion channels during flooding events.
The above two models complement each other, with model (1) providing a common geological source for the Witwatersrand gold and Bushveld Igneous Complex PGE deposits, and model (2) explaining the processes responsible for Witwatersrand-type gold pre-concentration processes. In sequences such as the Transvaal Supergroup, a less fertile hinterland and/or less reworking of older sediments led to a correspondingly lower gold endowment. These findings indicate temporal distribution of siderophile elements in the upper crust (e.g. marine shales). The overall implications of these findings are that background concentrations of gold and PGEs can be used to target potential exploration areas in other cratons of similar age. This increases the likelihood of finding other Witwatersrand-type gold or Bushveld Igneous Complex-type PGE deposits in other cratons.