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As a cradle of ancient Chinese civilization, the Yellow River Basin has a very long human-environment interrelationship, where early anthropogenic activities re- sulted in large scale landscape modifications. Today, the impact of this relationship
has intensified further as the basin plays a vital role for China’s continued economic
development. It is one of the most densely-populated, fastest growing, and most dynamic
regions of China with abundant natural and environmental resources providing a livelihood for almost 190 million people. Triggered by fundamental economic reforms, the
basin has witnessed a spectacular economic boom during the last decades and can be
considered as an exemplary blueprint region for contemporary dynamic Global Change
processes occurring throughout the country, which is currently transitioning from an
agrarian-dominated economy into a modern urbanized society. However, this resourcesdemanding growth has led to profound land use changes with adverse effects on the Yellow
River social-ecological systems, where complex challenges arise threatening a long-term
sustainable development.
Consistent and continuous remote sensing-based monitoring of recent and past land
cover and land use change is a fundamental requirement to mitigate the adverse impacts
of Global Change processes. Nowadays, technical advancement and the multitude of
available satellite sensors, in combination with the opening of data archives, allow the
creation of new research perspectives in regional land cover applications over heterogeneous landscapes at large spatial scales. Despite the urgent need to better understand the
prevailing dynamics and underlying factors influencing the current processes, detailed
regional specific land cover data and change information are surprisingly absent for this
region.
In view of the noted research gaps and contemporary developments, three major objectives are defined in this thesis. First (i), the current and most pressing social-ecological
challenges are elaborated and policy and management instruments towards more sustainability are discussed. Second (ii), this thesis provides new and improved insights on
the current land cover state and dynamics of the entire Yellow River Basin. Finally (iii),
the most dominant processes related to mining, agriculture, forest, and urban dynamics
are determined on finer spatial and temporal scales.
The complex and manifold problems and challenges that result from long-term abuse
of the water and land resources in the basin have been underpinned by policy choices,
cultural attitude, and institutions that have evolved over centuries in China. The tremendous economic growth that has been mainly achieved by extracting water and exploiting
land resources in a rigorous, but unsustainable manner, might not only offset the economic benefits, but could also foster social unrest. Since the early emergence of the first Chinese dynasties, flooding was considered historically as a primary issue in river management and major achievements have been made to tame the wild nature of the Yellow
River. Whereas flooding is therefore largely now under control, new environmental and
social problems have evolved, including soil and water pollution, ecological degradation,
biodiversity decline, and food security, all being further aggravated by anthropogenic
climate change. To resolve the contemporary and complex challenges, many individual
environmental laws and regulations have been enacted by various Chinese ministries.
However, these policies often pursue different, often contradictory goals, are too general
to tackle specific problems and are usually implemented by a strong top-down approach.
Recently, more flexible economic and market-based incentives (pricing, tradable permits,
investments) have been successfully adopted, which are specifically tailored to the respective needs, shifting now away from the pure command and regulating instruments.
One way towards a more holistic and integrated river basin management could be the
establishment of a common platform (e.g. a Geographical Information System) for data
handling and sharing, possibly operated by the Yellow River Basin Conservancy Commission (YRCC), where available spatial data, statistical information and in-situ measures
are coalesced, on which sustainable decision-making could be based. So far, the collected
data is hardly accessible, fragmented, inconsistent, or outdated.
The first step to address the absence and lack of consistent and spatially up-to-date
information for the entire basin capturing the heterogeneous landscape conditions was
taken up in this thesis. Land cover characteristics and dynamics were derived from
the last decade for the years 2003 and 2013, based on optical medium-resolution hightemporal MODIS Normalized Differenced Vegetation Index (NDVI) time series at 250 m.
To minimize the inherent influence of atmospheric and geometric interferences found in
raw high temporal data, the applied adaptive Savitzky-Golay filter successfully smoothed
the time series and substantially reduced noise. Based on the smoothed time series
data, a large variety of intra-annual phenology metrics as well as spectral and multispectral annual statistics were derived, which served as input variables for random
forest (RF) classifiers. High quality reference data sets were derived from very high
resolution imagery for each year independently of which 70 % trained the RF models. The
accuracy assessments for all regionally specific defined thematic classes were based on the
remaining 30 % reference data split and yielded overall accuracies of 87 % and 84 % for
2003 and 2013, respectively. The first regional adapted Yellow River Land Cover Products
(YRB LC) depict the detail spatial extent and distribution of the current land cover status
and dynamics. The novel products overall differentiate overall 18 land cover and use
classes, including classes of natural vegetation (terrestrial and aquatic), cultivated classes,
mosaic classes, non-vegetated, and artificial classes, which are not presented in previous
land cover studies so far.
Building on this, an extended multi-faceted land cover analysis on the most prominent
land cover change types at finer spatial and temporal scales provides a better and more
detailed picture of the Yellow River Basin dynamics. Precise spatio-temporal products
about mining, agriculture, forest, and urban areas were examined from long-trem Landsat
satellite time series monitored at annual scales to capture the rapid rate of change in four
selected focus regions. All archived Landsat images between 2000 and 2015 were used to
derive spatially continuous spectral-temporal, multi-spectral, and textural metrics. For
each thematic region and year RF models were built, trained and tested based on a stablepixels reference data set. The automated adaptive signature (AASG) algorithm identifies those pixels that did not change between the investigated time periods to generate a
mono-temporal reference stable-pixels data set to keep manual sampling requirements
to a minimum level. Derived results gained high accuracies ranging from 88 % to 98 %.
Throughout the basin, afforestation on the Central Loess Plateau and urban sprawl are
identified as most prominent drivers of land cover change, whereas agricultural land
remained stable, only showing local small-scale dynamics. Mining operations started in
2004 on the Qinghai-Tibet Plateau, which resulted in a substantial loss of pristine alpine
meadows and wetlands.
In this thesis, a novel and unique regional specific view of current and past land cover
characteristics in a complex and heterogeneous landscape was presented by using a
multi-source remote sensing approach. The delineated products hold great potential for
various model and management applications. They could serve as valuable components
for effective and sustainable land and water management to adapt and mitigate the
predicted consequences of Global Change processes.
Impervious surface areas (ISA) are heavily influenced by urban structure and related structural features. We examined the effects of object-based impervious surface spatial pattern analysis on land surface temperature and population density in Guangzhou, China, in comparison to classic per-pixel analyses. An object-based support vector machine (SVM) and a linear spectral mixture analysis (LSMA) were integrated to estimate ISA fraction using images from the Chinese HJ-1B satellite for 2009 to 2011. The results revealed that the integrated object-based SVM-LSMA algorithm outperformed the traditional pixel-wise LSMA algorithm in classifying ISA fraction. More specifically, the object-based ISA spatial patterns extracted were more suitable than pixel-wise patterns for urban heat island (UHI) studies, in which the UHI areas (landscape surface temperature >37 °C) generally feature high ISA fraction values (ISA fraction >50%). In addition, the object-based spatial patterns enable us to quantify the relationship of ISA with population density (correlation coefficient >0.2 in general), with global human settlement density (correlation coefficient >0.2), and with night-time light map (correlation coefficient >0.4), and, whereas pixel-wise ISA did not yield significant correlations. These results indicate that object-based spatial patterns have a high potential for UHI detection and urbanization monitoring. Planning measures that aim to reduce the urbanization impacts and UHI intensities can be better supported.
The use of inverse methods allow efficient model calibration. This study employs PEST to calibrate a large catchment scale transient flow model. Results are demonstrated by comparing manually calibrated approaches with the automated approach. An advanced Tikhonov regularization algorithm was employed for carrying out the automated pilot point (PP) method. The results indicate that automated PP is more flexible and robust as compared to other approaches. Different statistical indicators show that this method yields reliable calibration as values of coefficient of determination (R-2) range from 0.98 to 0.99, Nash Sutcliffe efficiency (ME) range from 0.964 to 0.976, and root mean square errors (RMSE) range from 1.68 m to 1.23 m, for manual and automated approaches, respectively. Validation results of automated PP show ME as 0.969 and RMSE as 1.31 m. The results of output sensitivity suggest that hydraulic conductivity is a more influential parameter. Considering the limitations of the current study, it is recommended to perform global sensitivity and linear uncertainty analysis for the better estimation of the modelling results.
Der anthropogene Klimawandel ist eine der größten Herausforderungen des 21. Jahrhunderts. Eine Hauptschwierigkeit liegt dabei in der Unsicherheit bezüglich der regionalen Änderung von Niederschlag und Temperatur. Hierdurch wird die Entwicklung geeigneter Anpassungsstrategien deutlich erschwert.
In der vorliegenden Arbeit werden vier Evaluationsansätze mit insgesamt 13 Metriken für aktuelle globale (zwei Generationen) und regionale Klimamodelle entwickelt und verglichen, um anschließend eine Analyse der Projektionsunsicherheit vorzunehmen. Basierend auf den erstellten Modellbewertungen werden durch Gewichtung Aussagen über den Unsicherheitsbereich des zukünftigen Klimas getroffen. Die Evaluation der Modelle wird im Mittelmeerraum sowie in acht Unterregionen durchgeführt. Dabei wird der saisonale Trend von Temperatur und Niederschlag im Evaluationszeitraum 1960–2009 ausgewertet. Zusätzlich wird für bestimmte Metriken jeweils das klimatologische Mittel oder die harmonischen Zeitreiheneigenschaften evaluiert. Abschließend werden zum Test der Übertragbarkeit der Ergebnisse neben den Hauptuntersuchungsgebieten sechs global verteilte Regionen untersucht. Außerdem wird die zeitliche Konsistenz durch Analyse eines zweiten, leicht versetzten Evaluationszeitraums behandelt, sowie die Abhängigkeit der Modellbewertungen von verschiedenen Referenzdaten mit Hilfe von insgesamt drei Referenzdatensätzen untersucht.
Die Ergebnisse legen nahe, dass nahezu alle Metriken zur Modellevaluierung geeignet sind. Die Auswertung unterschiedlicher Variablen und Regionen erzeugt Modellbewertungen, die sich in den Kontext aktueller Forschungsergebnisse einfügen. So wurde die Leistung der globalen Klimamodelle der neusten Generation (2013) im Vergleich zur Vorgängergeneration (2007) im Schnitt ähnlich hoch bzw. in vielen Situationen auch stärker eingeordnet. Ein durchweg bestes Modell konnte nicht festgestellt werden. Der Großteil der entwickelten Metriken zeigt für ähnliche Situationen übereinstimmende Modellbewertungen. Bei der Gewichtung hat sich der Niederschlag als besonders geeignet herausgestellt. Grund hierfür sind die im Schnitt deutlichen Unterschiede der Modellleistungen in Zusammenhang mit einer geringeren Simulationsgüte. Umgekehrt zeigen die Metriken für die Modelle der Temperatur allgemein überwiegend hohe Evaluationsergebnisse, wodurch nur wenig Informationsgewinn durch Gewichtung erreicht werden kann. Während die Metriken gut für unterschiedliche Regionen und Skalenniveaus verwendet werden Evaluationszeiträume nicht grundsätzlich gegeben. Zusätzlich zeigen die Modellranglisten unterschiedlicher Regionen und Jahreszeiten häufig nur geringe Korrelationen. Dies gilt besonders für den Niederschlag. Bei der Temperatur sind hingegen leichte Übereinstimmungen auszumachen. Beim Vergleich der mittleren Ranglisten über alle Modellbewertungen und Situationen der Hauptregionen des Mittelmeerraums mit den Globalregionen besteht eine signifikante Korrelation von 0,39 für Temperatur, während sie für Niederschlag um null liegt. Dieses Ergebnis ist für alle drei verwendeten Referenzdatensätze im Mittelmeerraum gültig. So schwankt die Korrelation der Modellbewertungen des Niederschlags für unterschiedliche Referenzdatensätze immer um Null und die der Temperaturranglisten zwischen 0,36 und 0,44. Generell werden die Metriken als geeignete Evaluationswerkzeuge für Klimamodelle eingestuft. Daher können sie einen Beitrag zur Änderung des Unsicherheitsbereichs und damit zur Stärkung des Vertrauens in Klimaprojektionen leisten.
Die Abhängigkeit der Modellbewertungen von Region und Untersuchungszeitraum muss dabei jedoch berücksichtigt werden. So besitzt die Analyse der Konsistenz von Modellbewertungen sowie der Stärken und Schwächen der Klimamodelle großes Potential für folgende Studien, um das Vertrauen in Modellprojektionen weiter zu steigern.
Optical remote sensing is an important tool in the study of animal behavior providing ecologists with the means to understand species-environment interactions in combination with animal movement data. However, differences in spatial and temporal resolution between movement and remote sensing data limit their direct assimilation. In this context, we built a data-driven framework to map resource suitability that addresses these differences as well as the limitations of satellite imagery. It combines seasonal composites of multiyear surface reflectances and optimized presence and absence samples acquired with animal movement data within a cross-validation modeling scheme. Moreover, it responds to dynamic, site-specific environmental conditions making it applicable to contrasting landscapes. We tested this framework using five populations of White Storks (Ciconia ciconia) to model resource suitability related to foraging achieving accuracies from 0.40 to 0.94 for presences and 0.66 to 0.93 for absences. These results were influenced by the temporal composition of the seasonal reflectances indicated by the lower accuracies associated with higher day differences in relation to the target dates. Additionally, population differences in resource selection influenced our results marked by the negative relationship between the model accuracies and the variability of the surface reflectances associated with the presence samples. Our modeling approach spatially splits presences between training and validation. As a result, when these represent different and unique resources, we face a negative bias during validation. Despite these inaccuracies, our framework offers an important basis to analyze species-environment interactions. As it standardizes site-dependent behavioral and environmental characteristics, it can be used in the comparison of intra- and interspecies environmental requirements and improves the analysis of resource selection along migratory paths. Moreover, due to its sensitivity to differences in resource selection, our approach can contribute toward a better understanding of species requirements.
The focus of this analysis is on the early detection of forest health changes, specifically that of Norway spruce (Picea abies L. Karst.). In this analysis, we planned to examine the time (degree of early detection), spectral wavelengths and appropriate method for detecting vitality changes. To accomplish this, a ring-barking experiment with seven subsequent laboratory needle measurements was carried out in 2013 and 2014 in an area in southeastern Germany near Altötting. The experiment was also accompanied by visual crown condition assessment. In total, 140 spruce trees in groups of five were ring-barked with the same number of control trees in groups of five that were selected as reference trees in order to compare their development. The laboratory measurements were analysed regarding the separability of ring-barked and control samples using spectral reflectance, vegetation indices and derivative analysis. Subsequently, a random forest classifier for determining important spectral wavelength regions was applied. Results from the methods are consistent and showed a high importance of the visible (VIS) spectral region, very low importance of the near-infrared (NIR) and minor importance of the shortwave infrared (SWIR) spectral region. Using spectral reflectance data as well as indices, the earliest separation time was found to be 292 days after ring-barking. The derivative analysis showed that a significant separation was observed 152 days after ring-barking for six spectral features spread through VIS and SWIR. A significant separation was detected using a random forest classifier 292 days after ring-barking with 58% separability. The visual crown condition assessment was analysed regarding obvious changes of vitality and the first indication was observed 302 days after ring-barking as bark beetle infestation and yellowing of foliage in the ring-barked trees only. This experiment shows that an early detection, compared with visual crown assessment, is possible using the proposed methods for this specific data set. This study will contribute to ongoing research for early detection of vitality changes that will support foresters and decision makers.
The command area of the Rakh branch canal grows wheat, sugarcane, and rice crops in abundance. The canal water, which is trivial for irrigating these crops, is conveyed to the farms through the network of canals and distributaries. For the maintenance of this vast infrastructure; the end users are charged on a seasonal basis. The present water charges are severely criticized for not being adequate to properly manage the entire infrastructure. We use the residual value to determine the value of the irrigation water and then based on the quantity of irrigation water supplied to farm land coupled with the infrastructure maintenance cost, full cost recovery figures are executed for the study area, and policy recommendations are made for the implementation of the full cost recovery system. The approach is unique in the sense that the pricings are based on the actual quantity of water conveyed to the field for irrigating crops. The results of our analysis showed that the canal water is severely under charged in the culturable command area of selected distributaries, thus negating the plan of having a self-sustainable irrigation system.
Inadequate land management and agricultural activities have largely resulted in land degradation in Burkina Faso. The nationwide governmental and institutional driven implementation and adoption of soil and water conservation measures (SWCM) since the early 1960s, however, is expected to successively slow down the degradation process and to increase the agricultural output. Even though relevant measures have been taken, only a few studies have been conducted to quantify their effect, for instance, on soil erosion and environmental restoration. In addition, a comprehensive summary of initiatives, implementation strategies, and eventually region-specific requirements for adopting different SWCM is missing. The present study therefore aims to review the different SWCM in Burkina Faso and implementation programs, as well as to provide information on their effects on environmental restoration and agricultural productivity. This was achieved by considering over 143 studies focusing on Burkina Faso’s experience and research progress in areas of SWCM and soil erosion. SWCM in Burkina Faso have largely resulted in an increase in agricultural productivity and improvement in food security. Finally, this study aims at supporting the country’s informed decision-making for extending already existing SWCM and for deriving further implementation strategies.
Forest ecosystems fulfill a whole host of ecosystem functions that are essential for life on our planet. However, an unprecedented level of anthropogenic influences is reducing the resilience and stability of our forest ecosystems as well as their ecosystem functions. The relationships between drivers, stress, and ecosystem functions in forest ecosystems are complex, multi-faceted, and often non-linear, and yet forest managers, decision makers, and politicians need to be able to make rapid decisions that are data-driven and based on short and long-term monitoring information, complex modeling, and analysis approaches. A huge number of long-standing and standardized forest health inventory approaches already exist, and are increasingly integrating remote-sensing based monitoring approaches. Unfortunately, these approaches in monitoring, data storage, analysis, prognosis, and assessment still do not satisfy the future requirements of information and digital knowledge processing of the 21st century. Therefore, this paper discusses and presents in detail five sets of requirements, including their relevance, necessity, and the possible solutions that would be necessary for establishing a feasible multi-source forest health monitoring network for the 21st century. Namely, these requirements are: (1) understanding the effects of multiple stressors on forest health; (2) using remote sensing (RS) approaches to monitor forest health; (3) coupling different monitoring approaches; (4) using data science as a bridge between complex and multidimensional big forest health (FH) data; and (5) a future multi-source forest health monitoring network. It became apparent that no existing monitoring approach, technique, model, or platform is sufficient on its own to monitor, model, forecast, or assess forest health and its resilience. In order to advance the development of a multi-source forest health monitoring network, we argue that in order to gain a better understanding of forest health in our complex world, it would be conducive to implement the concepts of data science with the components: (i) digitalization; (ii) standardization with metadata management after the FAIR (Findability, Accessibility, Interoperability, and Reusability) principles; (iii) Semantic Web; (iv) proof, trust, and uncertainties; (v) tools for data science analysis; and (vi) easy tools for scientists, data managers, and stakeholders for decision-making support.
Pedosedimentäre Archive liefern einen wichtigen Beitrag zur Rekonstruktion der Landschaftsgeschichte. Die anthropogene Besiedlung und Nutzung der Landoberfläche seit dem Beginn des Holozäns verursacht Boden-, Vegetations- und Reliefveränderungen, welche sich durch die Verbreitung von Böden mit ihren Erosionsstadien und Kolluvien zeigen. Das Ausmaß und die Art der Bodenerosion und die damit verbundene Bildung der Kolluvien werden neben den natürlichen Faktoren wesentlich durch die Landnutzung bestimmt. Böden und Kolluvien enthalten wichtige Informationen über die ursprüngliche Landschaft, ehemalige Landnutzungsphasen und Umweltveränderungen. Die spezifischen Merkmale in Kombination mit den archäologischen Befunden ermöglichen Rückschlüsse auf vergangene Natur- und Kulturräume.
Das Ziel der vorliegenden Arbeit ist es, ein besseres Verständnis über die Siedlungs- und Landschaftsentwicklung der untersuchten Gebiete in Franken zu erlangen. Hierfür ist es angebracht, mehrere räumlich verteilte Standorte zu untersuchen. Um den menschlichen Einfluss auf die prähistorische Landschaft besser verstehen zu können, kam ein interdisziplinärer Ansatz mit archäologischen und physisch-geographischen Methoden zur Anwendung. Die Umgebungen der einzelnen Untersuchungsstandorte wurden nach geomorphologischen Kriterien charakterisiert und ausgewählten Befunde nach bodenkundlichen Fragestellungen aufgenommen. Die Bestimmung der bodenphysikalischen und -chemischen Eigenschaften von Böden und Sedimenten erfolgte anhand repräsentativer Probenmengen. Bei ausgewählten Profilen kamen zusätzlich die Analysen zur Bestimmung der Gesamt- und Tonmineralogie sowie die Methode der 14C-Datierung für Bodensedimente, Tierknochen und Holzkohlen hinzu. Die physisch-geographischen Ergebnisse konnten anschließend mit den archäologischen Informationen ergänzt.
Die drei ausgewählten Untersuchungsgebiete befinden sich im Fränkischen Schichtstufenland. Der Bullenheimer Berg wurde aufgrund seiner bedeutenden Besiedlungsgeschichte ausgewählt. Die ausgewählten Profile liegen in verschiedenen Nutzungsarealen auf dem Plateau.
Die Standorte Marktbergel und Ergersheim liegen im Gebiet des Fränkischen Gipskarstes. Diese Untersuchungen sind ein Teil des DFG-geförderten Projektes „Prähistorische Mensch-Umwelt-Beziehungen im Gipskarst der Windsheimer Bucht, Nordbayern. Dolinen als Archive für Siedlungs- und Landschaftsentwicklung.“
Die vorliegenden Ergebnisse zeigen, dass der anthropogene Einfluss zu einer deutlichen Veränderung in der Landschaft führte. Für die Untersuchungsräume zeichnet sich eine lange Nutzungsgeschichte seit dem Beginn des Holozäns ab. Durch die Auswertung der Geländebefunde und der labortechnisch erzeugten Kennwerte konnten die untersuchten Profile in mehrere Phasen gegliedert werden. Es zeigten sich Stabilitätsphasen in denen Bodenbildung stattfinden konnte, aber auch geomorphodynamisch aktive Phasen der Erosion und Akkumulation von Bodensedimenten.