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In dieser Arbeit sind Methoden der optischen Spektroskopie, insbesondere die Ramanspektroskopie (RS) und die Reflexions-Anisotropie-Spektroskopie (RAS), angewandt worden, um die Oberflächen von II-VI Halbleitern zu charakterisieren. Für die experimentellen Untersuchungen wurde eine eigens für diesen Zweck entwickelte UHV-Optikkammer benutzt. Diese einzigartige Möglichkeit, II-VI Halbleiterproben aus einer state-of-the-art MBE-Anlage mit einer UHV-Optikanlage zu kombinieren hat gezeigt, dass optische Spektroskopie sehr gut dafür geeignet ist, strukturelle Eigenschaften, z.B. Rekonstruktionen, und chemische Bindungen an Oberflächen, sowie die damit verbundene Schwingungsdynamik zu analysieren. Neben den experimentellen Arbeiten wurden u. a. first principles Rechnungen mittels der Dichtefunktionaltheorie im Rahmen der Lokalen-Dichte-Approximation durchgeführt. Damit konnten für die Oberflächen einerseits ihre geometrischen Eigenschaften, d.h die atomare Anordnung der Oberflächenatome, und andererseits auch ihre Dynamik, d.h. die Schwingungsfrequenzen und die Auslenkungsmuster der an der Rekonstruktion beteiligten Atome der Oberfläche und der oberflächennahen Schichten, im Rahmen der Frozen-Phonon-Näherung bestimmt werden. Die Kombination von experimenteller und theoretischer Vibrationsbestimmung von Oberflächen bietet also, neben den klassischen Oberflächen-Analysemethoden wie RHEED, LEED, XPS, Auger und SXRD, ein zusätzliches Werkzeug zur Charakterisierung von Oberflächen. Da die Frozen-Phonon-Näherung nicht elementarer Bestandteil des hier benutzten DFT-Programmcodes fhi96md ist, wurde diese Erweiterung im Rahmen dieser Arbeit durchgeführt. Die theoretische Berechnung von Schwingungsfrequenzen mit dynamischen Matrizen ist in einem Unterkapitel dargestellt. Die so berechneten Schwingungsfrequenzen für verschiedene Oberflächen-Rekonstruktionen konnten erfolgreich am Beispiel der reinen BeTe(100)-Oberfläche mit den experimentell mit der UHV-Ramanspektroskopie beobachteten Frequenzen verglichen werden. So gelang erstmalig die optische identifizierung von rekonstruktionsinduzierten Eigenschwingungen einer Oberfläche. Nach detaillierter Kenntnis der BeTe(100)-Oberfläche wurde die Ramanspektroskopie als Sonde benutzt, um die Entwicklung der BeTe-Oberfläche bei unterschiedlichen Behandlungen (Modifikation) zu verfolgen. Dabei dienten die früheren Ergebnisse als Referenzpunkte, um die modifizierten Spektren zu erklären. Zusätzlich wurde ein Konzept zur Passivierung der Te-reichen BeTe(100)-Oberfläche entwickelt, um diese Proben ohne einen technisch aufwendigen UHV-Transportbehälter über grössere Entfernungen transportieren zu können (z.B. zu Experimenten an einem Synchrotron). Mit der RAS wurden auch die Oberflächen von weiteren Gruppe II-Telluriden, nämlich die Te-reiche (2x1) CdTe(100)-Oberfläche, die Te-reiche (2x1) MnTe(100)-Oberfläche und die Hg-reiche c(2x2) HgTe(100)-Oberfläche untersucht. Schließlich wurde der Wachstumsstart von CdSe auf der BeTe(100)-Oberfläche im Bereich weniger Monolagen (1-5 ML) CdSe analysiert, wobei die hohe Empfindlichkeit der Ramanspektroskopie bereits den Nachweis einer Monolage CdSe erlaubte.
In the current work, several well-known pharmaceuticals (1,4-dihydrazinophthalazine sulfate, caffeine, and papaverine hydrochloride) and new organometallic compounds (nickel(II) cupferronato complexes NiL2An, L = PhN2O2-, n = 1, A = o-phenanthroline (1), o,o’-bipyridine (2) and n = 2, A = H2O (3), o-NH2Py (4), o-C6H4(NH2)2 (5); silylene-bridged dinuclear iron complexes [Cp(OC)2Fe]2SiX2 (X = H (6), F (7), Cl (8), Br (9), I (10)); 3-silaoxetane 3,3-dimethyl-2,2,4,4-tetraphenyl-1-oxa-3-silacyclobutane (11) and 3-silathietane 3,3-dimethyl-2,2,4,4-tetraphenyl-1-sila-3-thiacyclobutane (12) compounds), which have successfully been characterized by using vibrational spectroscopy in conjunction with accurate density functional theory (DFT) calculations, are presented. The DFT computed molecular geometries of the species of interest reproduced the crystal structure data very well and in conjunction with IR and Raman measurements helped us to clarify the structures of the compounds, for which no experimental data were available; and this, especially for the new organometallic compounds, where the X-Ray analysis was limited by the non-availability of single crystals (3, 5, 10). Furthermore, a natural population analysis (NPA) and natural bond orbital (NBO) calculations together with a detailed analysis of the IR and Raman experimental as well as calculated spectra of the new organometallic compounds, allowed us to study some special bonding situations (1-12) or to monitor the structural changes observed with the change in temperature during the Raman experiments (11, 12). By combining these two methods (DFT and vibrational spectroscopy), the auspicious results obtained on the organometallic compounds 6-12 and overall in literature, made us confident of the power of theoretical calculations in aiding the interpretation of rich SERS spectra by solving some interesting issues. Consequently, the Raman and SERS spectra of well-known pharmaceuticals (1,4-dihydrazinophthalazine sulfate, caffeine, and papaverine hydrochloride) or new potentially biological active organometallic complexes (1-5), that were synthetized by our coworkers, were discussed with the assistance of the accurate results obtained from DFT calculations (structural parameters, harmonic vibrational wavenumbers, Raman scattering activities), and many previous incomplete assignments have been analyzed and improved. This allowed us to establish the vibrational behavior of these biological compounds near a biological artificial model at different pH values or concentrations (Ag substrate), taking into account that information about the species present under particular conditions could be of great importance for the interpretation of biochemical processes. The total electron density of molecules and the partial charges situated on selected atoms, which were determined theoretically by NPA, allowed us to establish the probability of different atoms acting as an adsorptive site for the metal surface. Moreover, a closer examination of the calculated orbitals of molecules brought further arguments on the presence or absence of the photoproducts at the Ag surface during the irradiation (1,4-dihydrazinophthalazine sulfate). Overall, the results provide a benchmark illustration of the virtues of DFT in aiding the interpretation of rich vibrational spectra attainable for larger polyatomic adsorbates by using SERS, as well as in furnishing detailed insight into the relation between the vibrational properties and the nature of the Ag substrate-adsorbate bonding. Therefore, we strongly believe that theoretical calculations will become a matter of rapidly growing scientific and practical interest in SERS.
The thesis contains two major parts. The first part deals with structural investigations on different coordination compounds performed by using infrared absorption and FT-Raman spectroscopy in combination with density functional theory calculations. In the first section of this part the starting materials Ph2P-N(H)SiMe3 and Ph3P=NSiMe3 and their corresponding [(MeSi)2NZnPh2P-NSiMe3]2 and Li(o-C6H4PPh2NSiMe3)]2·Et2O complexes have been investigated in order to determine the influence of the metal coordination on the P–N bond length. In the next section the vibrational spectra of four hexacoordinated silicon(IV) and germanium(IV) complexes with three symmetrical bidentate oxalato(2-) ligands have been elucidated. Kinetic investigations of the hydrolysis of two of them, one with silicon and another one with germanium, have been carried out at room temperature and at different pH values and it was observed that the hydrolysis reaction occurs only for the silicon compound, the fastest reaction taking place at acidic pH. In the last section of this part, the geometric configurations of some hexacoordinated silicon(IV) complexes with three unsymmetrical bidentate hydroximato(2-) ligands have been determined. The second part of the thesis contains vibrational investigations of some biologically active molecules performed by means of Raman spectroscopy together with theoretical simulations. The SER spectra of these molecules at different pH values have also been analysed and the adsorption behaviour on the metal surface as well as the influence of the pH on the molecule-substrate interaction have been established.
The present studies which have been performed in the work-group C-2 (Prof. W. Kiefer) within the program of the Sonderforschungsbereichs 347, deal with the FT-Raman and –IR spectroscopy on new organometallic complexes, synthesized in the work-groups B-2 (Prof. W. Malisch), B-3 (Prof. W. A. Schenk), D-1 (Prof. H. Werner) and D-4 (Prof. D. Stalke). The FT-Raman spectra recorded at 1064 nm led to very useful and interesting information. Furthermore, the DFT calculations which are known to offer promise of obtaining accurate vibrational wavenumbers, were successfully used for the assignment of the vibrational spectra. For the first time it has been possible to ascribe exactly the n(RhC) stretching mode in the vinylidene rhodium(I) complex trans-[RhF(=C=CH2)(PiPr3)2] by using isotopic substitution, in conjunction with theoretical calculations. This is also true for the complexes trans-[RhF(CO)(PiPr3)2], trans-[RhF(C2H4)(PiPr3)2], trans-[RhX(=C=CHPh)(PiPr3)2] (X = F, Cl, Br, I, Me, PhCºC) and trans-[RhX(CN-2,6-xylyl)(PiPr3)2] (X = F, Cl, Br, I, CºCPh). In addition, the comparison between the n(RhC) wavenumbers of the complexes trans-[RhF(=13C=13CH2)(PiPr3)2] and trans-[RhF(CO)(PiPr3)2], containing the isoelectronic ligands 13C=13CH2 and CO, which have the same reduced mass, indicated that the Rh-C bond is stronger in the carbonyl than in the vinylidene complex. Besides, the n(RhF) stretching mode, which has been observed at higher wavenumbers in the FT-Raman and -IR spectra of trans-[RhF(CO)(PiPr3)2], showed that the carbonyl ligand is a better p-acceptor and a less effective s-donor than the vinylidene one. Moreover, the comparison of the n(CºC) and n(Rh-C) modes from the FT-Raman spectrum of the complexes trans-[Rh(CºCPh)(L)(PiPr3)2] (L = C=CHPh, CO, CN-2,6-xylyl) point out that the p-acceptor ability of the ligand trans to CºCPh should rise in the order C=CH2 < CO < CN-2,6-xylyl £ C=CHPh. The investigated sensitivity of the n(RhC), n(CC), n(CO) and n(CN) vibrational modes to the electronic modifications occuring in the vinylidene, carbonyl, ethylene and isonitrile complexes, should allow in the future the examination of the p-acceptor or p-donor properties of further ligands. Likewise, we were able to characterize the influence of various X ligands on the RhC bond by using the n(RhC) stretching mode as a probe for the weakening of this. The calculated wavenumbers of the n(RhC) for the vinylidene complexes trans-[RhX(=C=CHR)(PiPr3)2], where R = H or Ph, suggested that the strength of the Rh=C bond increases along the sequence X = CºCPh < CH3 < I < Br < Cl < F. For the series of carbonyl compounds trans-[RhX(CO)(PiPr3)2], where X = F, Cl, Br and I, analogous results have been obtained and confirmed from the model compounds trans-[RhX(CO)(PMe3)2]. Since, the calculated vibrational modes for the ethylene complex trans-[RhF(C2H4)(PiPr3)2] were in good agreement with the experimental results and supported the description of this complex as a metallacyclopropane, we were interested in getting more information upon this class of compounds. In this context, we have recorded the FT-Raman and -IR spectra of the thioaldehyde complexes mer-[W(CO)3(dmpe)(h2-S=CH2)] and mer-[W(CO)3(dmpe)(h2-S=CD2)] which have been synthezised by B-3. The positions of the different WL vibrational modes anticipated by the DFT calculations, were consistent with the experimental results. Indeed, the analysis of the band shifts in the FT-Raman and –IR spectra of the isotopomer mer-[W(CO)3(dmpe)(h2-S=CD2)] confirmed our assignment. The different stereoisomers of complex mer-[W(CO)3(dmpe)(h2-S=CH2)] were investigated too, since RMN and IR-data have shown that complex mer-[W(CO)3(dmpe)(h2-S=CH2)] lead in solution to an equilibrium. Since the information on the vibrational spectra of the molybdenum and tungsten complexes Cp(CO)2M-PR2-X (M = Mo, W; R = Me, tBu, Ph; X = S, Se) is very scarce, we extended our research work to this class of compounds. We have tried to elucidate the bonding properties in these chalcogenoheterocycle complexes by taking advantage of the mass effect on the different metal atoms (W vs. Mo). Thus, the observed band shifts allowed to assign most of the ML fundamental modes of these complexes. This project and the following one were a cooperation within the work-group B-2. The Raman and IR spectra of the matrix isolated photoproducts expected by the UV irradiation of the iron silyl complex Cp(CO)2FeSiH2CH3 have been already reported by Claudia Fickert and Volker Nagel in their PhD-thesis. Since no exact assignment was feasible for these spectra, we were interested in the study of the reaction products created by irradiation of the carbonyl iron silyl complex Cp(CO)2FeCH2SiH3. Although the calculated characteristic vibrational modes of the metal ligand unit for the various photoproducts are significantly different in constitution, they are very similar in wavenumbers, which did not simplify their identification. However, the theoretical results have been found to be consistent with the earlier experimental results. Finally, the last part of this thesis has been devoted to the (2-Py)2E- anions which exhibit a high selectivity toward metal-coordination. All di(2-pyridyl) amides and -phosphides which were synthesized by D-4, coordinate the R2Al+ fragment via both ring nitrogen atoms. This already suggests that the charge density in the anions is coupled into the rings and accumulated at the ring nitrogen atoms, but the Lewis basicity of the central nitrogen atom in Et2Al(2-Py)2N is still high enough to coordinate a second equivalent AlEt3 to form the Lewis acid base adduct Et2Al(2-Py)2NAlEt3. Due to the higher electronegativity of the central nitrogen atom in Me2Al(2-Py)2N, Et2Al(2-Py)2N and Et2Al(2-Py)2NAlEt3, compared to the bridging two coordinated phosphorus atom in Me2Al(2-Py)2P and Et2Al(2-Py)2P, the di(2-pyridyl)amide is the hardest Lewis base. In the phosphides merely all charge density couples into the rings leaving the central phosphorus atom only attractive for soft metals. These results were confirmed by using DFT and MP2 calculations. Moreover, a similar behaviour has been observed and described for the benzothiazolyl complex [Me2Al{Py(Bth)P}], where complementary investigations are to be continued. The DFT calculations carried out on the model compounds analysed in these studies supply very accurate wavenumbers and molecular geometries, these being in excellent agreement with the experimental results obtained from the corresponding isolated complexes.
Die vorliegende Dissertation beschäftigt sich mit der Darstellung Übergangsmetall-substitutierter Silane und Untersuchungen zum Einfluss verschiedener Übergangsmetallsubstituenten auf die chemischen und spektroskopischen Eigenschaften dieser Klasse von Siliciumverbindungen. Dabei steht insbesondere die Synthese mehrfach metallierter Silanole und Siloxane im Vordergrund. A – Halogenierte Bis(metallo)silane: Durch schrittweise Umsetzung von HSiCl3 oder HSiCl2Me mit den Übergangsmetallaten Na[Fe(CO)2Cp] oder Li[W(CO)2PMe3Cp] wurden verschiedene bismetalliete Silane [LnM]2SiRCl (R = H, Me) aufgebaut. Durch weitere Derivatisierung konnten u.a. die Bis(ferrio)silane [Cp(OC)2Fe]2SiX2 (X = F, Cl, Br, I) dargestellt und z. T. durch Röntgenstrukturen charakterisiert werden. Aus diesen Verbindungen lassen sich durch photochemische CO-Eliminierung die µ2-silylenverbrückten Komplexe [Cp(OC)Fe]2(µ2-CO)(µ2-SiRHal) (R = Me, Halogen) gewinnen. B – Bis(metallo)silanole und –siloxane: Die unter A hergestellten Verbindungen dienten als Vorstufen zur Synthese der neuen Bis(ferrio)silanole [Cp(OC)2Fe]2SiX(OH) (X = H, Cl, OH) und des hetero-bismetallierten Silanols [Cp(OC)2Fe][Cp(OC)2PMe3]SiMe(OH). Dabei konnte lediglich [Cp(OC)2Fe]2SiH(OH) durch Hydrolyse des entsprechenden halogenierten Bis(ferrio)silans hergestellt werden. Alle anderen Bis(metallo)silanole wurden durch Oxygenierung der jeweiligen SiH-funktionellen Vorstufen mit Hilfe von Dimethyldioxiran synthetisiert. Alle Bis(metallo)silanole sind stabil bezüglich Eigenkondensation, lassen sich aber mit ClSiMe2H in die entsprechenden Siloxane [LnM]2SiR(OSiMe2H) umwandeln. C – Co2(CO)2 assistierte Hydrolyse von Silanen: Die Umsetzung verschiedener Si-H-funktioneller Silane R3Si-H mit Dicobaltoctacarbonyl führt unter H2-Entwicklung zu Cobaltio-Silanen R3Si-Co(CO)4. Diese besitzen eine extrem labile Si-CoBindung, welche sich durch zahlreiche protische Reagenzien spalten läßt. Es wurden u. a die Cobaltio-Silane Me3SiOSiMe2-Co(CO4), Me(OMe)2Si-Co(CO)4 und Ph2SiCo2(CO)7 generiert und durch Hydrolyse in verschiedene Silanole oder Siloxane überführt. Eine direkte hydrolytische SiH/SiOH-Umwandlung ist auch in Gegenwart katalytischer Mengen Co2(CO)8 möglich und wurde u.a. zur Darstellung des Bis(ferrio)siloxanols [Cp(OC)2Fe]2Si(OH)(OSiMe2H) genutzt. D – DFT-Berechnungen an Übergangsmetallverbindungen von Silicium und Phosphor: Die Strukturen der dimeren Siloxygallane (RH2SiOGaMe2)2 (R = H, tBu) wurden theoretisch berechnet. Man findet eine starke Abhängigkeit der Geometrie des zentralen viergliedrigen Ga-O-Ga-O-Ringes von Größe und relativen Position der exocyclischen Substituenten R. Struktur- und NBO-Analyse des cyclischen Metallasiloxans Cp(OC)(H)Fe[SiMe2O]2SiMe2 belegen den Einfluß des Cp(OC)(H)Fe-Fragmentes auf Struktur und Bindungsverhältnisse des Heterosiloxan Ringes. Relative thermodynamische Stabilitäten wurden für die diastereomeren Formen des kationischen Phosphankomplexe lk/ul-Cp*(OC)2Fe-P(Ph)(H)[CH(CO2Me)CH2CO2Me]+ und des µ2-silylenbrückten Eisenkomplexes cis/trans-[Cp(OC)Fe]2(µ2-CO)(µ2-SiH2) theoretisch berechnet.