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Institute
- Institut für Theoretische Physik und Astrophysik (12) (remove)
Quantum theory is considered to be the most fundamental and most accurate physical theory of today. Although quantum theory is conceptually difficult to understand, its mathematical structure is quite simple. What determines this particularly simple and elegant mathematical structure? In short: Why is quantum theory as it is?
Addressing such questions is the aim of investigating the foundations of quantum theory. In the past this field of research was sometimes considered as an academic subject without much practical impact. However, with the emergence of quantum information theory this perception has changed significantly and both fields started to fruitfully influence each other. Today fundamental aspects of quantum theory attract increasing attention and the field belongs to the most exciting subjects of theoretical physics.
This thesis is concerned with a particular branch in this field, namely, with so-called Generalized Probabilistic Theories (GPTs), which provide a unified theoretical framework in which classical and quantum theory emerge as special cases. This is used to examine nonlocal features that help to distinguish quantum theory from alternative toy theories. In order to extend the scope of theories that can be examined with the framework, we also introduce several generalizations to the framework itself.
We start in Chapter 1 with introducing the standard GPT framework and summarize previous results, based on a review paper of the author [New J. Phys. 13, 063024 (2011)]. To keep the introduction accessible to a broad readership, we follow a constructive approach. Starting from few basic physically motivated assumptions we show how a given set of observations can be manifested in an operational theory. Furthermore, we characterize consistency conditions limiting the range of possible extensions. We point out that non-classical features of single systems can equivalently result from higher dimensional classical theories that have been restricted. Entanglement and non-locality, however, are shown to be genuine non-classical features. We review features that have been found to be specific for quantum theory separably or single and joint systems.
Chapter 2 incorporates results published in [J. Phys. A 47(32), pp. 1-32 (2014)] and [Proc. QPL 2011 via EPTCS vol. 95, pp. 183–192 (2012)]. The GPT framework is applied to show how the structure of local state spaces indirectly affects possible nonlocal correlations, which are global properties of a theory. These correlations are stronger than those possible in a classical theory, but happen to show different restrictions that can be linked to the structure of subsystems. We first illustrate the phenomenon with toy theories with particular local state spaces. We than show that a particular class of joint states (inner product states), whose existence depends on geometrical properties of the local subsystems, can only have correlations for a known limited set called Q1. All bipartite correlations of both, quantum and classical correlations, can be mapped to measurement statistics from such joint states.
Chapter 3 shows unpublished results on entanglement swapping in GPTs. This protocol, which is well known in quantum information theory, allows to nonlocally transfer entanglement to initially unentangled parties with the help of a third party that shares entanglement with each. We review our approach published in [Proc. QPL 2011 via EPTCS vol. 95, pp. 183–192 (2012)], which mimics the joint systems' structure of quantum theory by modifying a popular toy theory known as boxworld. However, it is illustrated that this approach fails for bigger multipartite systems due to inconsistencies evoked by entanglement swapping. It turns out that the GPT framework does not allow entanglement swapping for general subsystems with two-dimensional state spaces with transitive pure states. Altering the GPT framework to allow completely globally degrees of freedom, however, enables us to construct consistent entanglement swapping for these subsystems. This construction resembles the situation in quantum theory on a real Hilbert space.
A questionable assumption usually taken in the standard GPT framework is the so-called no-restriction hypothesis. It states that the measurement that are possible in a theory can be derived from the state space. In fact, this assumption seems to exist for reasons of mathematical convenience, but it seems to lack physical motivation. We generalize the GPT framework to also account for systems that do not obey the no-restriction hypothesis in Chapter 4, which presents results published in [Phys. Rev. A 87, 052131 (2013)] and [Proc. QPL 2013, to be published in EPTCS]. The extended framework includes new classes of probabilistic theories. As an example, we show how to construct theories that include intrinsic noise. We also provide a "self-dualization" procedure that requires the violation of the no-restriction hypothesis. This procedure restricts the measurement of arbitrary theories such that the theories act as if they were self-dual. Self-duality has recently gathered lots of interest, since such theories share many features of quantum theory. For example Tsirelson’s bound holds for correlations on the maximally entangled state in these theories. Finally, we characterize the maximal set of joint states that can be consistently defined for given subsystems. This generalizes the maximal tensor product of the standard GPT framework.
We re-evaluate the constraints on the parameter space of the minimal supersymmetric standard model from tunneling to charge- and/or color-breaking minima, taking into account thermal corrections. We pay particular attention to the region known as the Natural MSSM, where the masses of the scalar partners of the top quarks are within an order of magnitude or so of the electroweak scale. These constraints arise from the interaction between these scalar tops and the Higgs fields, which allows the possibility of parameter points having deep charge- and color-breaking true vacua. In addition to requiring that our electroweak-symmetry-breaking, yet QCD- and electromagnetism-preserving vacuum has a sufficiently long lifetime at zero temperature, also demanding stability against thermal tunneling further restricts the allowed parameter space.
Numerical Simulations of Heavy Fermion Systems: From He-3 Bilayers to Topological Kondo Insulators
(2014)
Even though heavy fermion systems have been studied for a long time, a strong interest in heavy fermions persists to this day. While the basic principles of local moment formation, Kondo effect and formation of composite quasiparticles leading to a Fermi liquid, are under- stood, there remain many interesting open questions. A number of issues arise due to the interplay of heavy fermion physics with other phenomena like magnetism and superconduc- tivity.
In this regard, experimental and theoretical investigations of He-3 can provide valuable insights. He-3 represents a unique realization of a quantum liquid. The fermionic nature of He-3 atoms, in conjunction with the absence of long-range Coulomb repulsion, makes this material an ideal model system to study Fermi liquid behavior.
Bulk He-3 has been investigated for quite some time. More recently, it became possible to prepare and study layered He-3 systems, in particular single layers and bilayers. The pos- sibility of tuning various physical properties of the system by changing the density of He-3 and using different substrate materials makes layers of He-3 an ideal quantum simulator for investigating two-dimensional Fermi liquid phenomenology.
In particular, bilayers of He-3 have recently been found to exhibit heavy fermion behavior. As a function of temperature, a crossover from an incoherent state with decoupled layers to a coherent Fermi liquid of composite quasiparticles was observed. This behavior has its roots in the hybridization of the two layers. The first is almost completely filled and subject to strong correlation effects, while the second layer is only partially filled and weakly correlated. The quasiparticles are formed due to the Kondo screening of localized moments in the first layer by the second-layer delocalized fermions, which takes place at a characteristic temperature scale, the coherence scale Tcoh.
Tcoh can be tuned by changing the He-3 density. In particular, at a certain critical filling,
the coherence scale is expected to vanish, corresponding to a divergence of the quasiparticle effective mass, and a breakdown of the Kondo effect at a quantum critical point. Beyond the critical point, the layers are decoupled. The first layer is a local moment magnet, while the second layer is an itinerant overlayer.
However, already at a filling smaller than the critical value, preempting the critical point, the onset of a finite sample magnetization was observed. The character of this intervening phase remained unclear.
Motivated by these experimental observations, in this thesis the results of model calcula- tions based on an extended Periodic Anderson Model are presented. The three particle ring exchange, which is the dominant magnetic exchange process in layered He-3, is included in the model. It leads to an effective ferromagnetic interaction between spins on neighboring sites. In addition, the model incorporates the constraint of no double occupancy by taking the limit of large local Coulomb repulsion.
By means of Cellular DMFT, the model is investigated for a range of values of the chemical potential µ and inverse temperature β = 1/T . The method is a cluster extension to the Dy- namical Mean-Field Theory (DMFT), and allows to systematically include non-local correla- tions beyond the DMFT. The auxiliary cluster model is solved by a hybridization expansion CTQMC cluster solver, which provides unbiased, numerically exact results for the Green’s function and other observables of interest.
As a first step, the onset of Fermi liquid coherence is studied. At low enough temperature, the self-energy is found to exhibit a linear dependence on Matsubara frequency. Meanwhile, the spin susceptibility crossed over from a Curie-Weiss law to a Pauli law. Both observations serve as fingerprints of the Fermi liquid state.
The heavy fermion state appears at a characteristic coherence scale Tcoh. This scale depends strongly on the density. While it is rather high for small filling, for larger filling Tcoh is increas- ingly suppressed. This involves a decreasing quasiparticle residue Z ∼ Tcoh and an enhanced mass renormalization m∗/m ∼ Tcoh−1. Extrapolation leads to a critical filling, where the co-
herence scale is expected to vanish at a quantum critical point. At the same time, the effective mass diverges. This corresponds to a breakdown of the Kondo effect, which is responsible for the formation of quasiparticles, due to a vanishing of the effective hybridization between the layers.
Taking only single-site DMFT results into account, the above scenario seems plausible. However, paramagnetic DMFT neglects the ring exchange interaction completely. In or- der to improve on this, Cellular DMFT simulations are conducted for small clusters of size Nc = 2 and 3. The results paint a different physical picture. The ring exchange, by favor- ing a ferromagnetic alignment of spins, competes with the Kondo screening. As a result, strong short-range ferromagnetic fluctuations appear at larger values of µ. By lowering the temperature, these fluctuations are enhanced at first. However, for T < Tcoh they are increas- ingly suppressed, which is consistent with Fermi liquid coherence. However, beyond a certain threshold value of µ, fluctuations persist to the lowest temperatures. At the same time, while not apparent in the DMFT results, the total occupation n increases quite strongly in a very narrow range around the same value of µ. The evolution of n with µ is always continuous, but hints at a discontinuity in the limit Nc → ∞. This first-order transition breaks the Kondo effect. Beyond the transition, a ferromagnetic state in the first layer is established, and the second layer becomes a decoupled overlayer.
These observations provide a quite appealing interpretation of the experimental results. As a function of chemical potential, the Kondo breakdown quantum critical point is preempted by a first-order transition, where the layers decouple and the first layer turns into a ferromagnet. In the experimental situation, where the filling can be tuned directly, the discontinuous transition is mirrored by a phase separation, which interpolates between the Fermi liquid ground state at lower filling and the magnetic state at higher filling. This is precisely the range of the intervening phase found in the experiments, which is characterized by an onset of a finite sample magnetization.
Besides the interplay of heavy fermion physics and magnetic exchange, recently the spin- orbit coupling, which is present in many heavy fermion materials, attracted a lot of interest. In the presence of time-reversal symmetry, due to spin-orbit coupling, there is the possibility of a topological ground state.
It was recently conjectured that the energy scale of spin-orbit coupling can become dom- inant in heavy fermion materials, since the coherence scale and quasiparticle bandwidth are rather small. This can lead to a heavy fermion ground state with a nontrivial band topology; that is, a topological Kondo insulator (TKI). While being subject to strong correlation effects, this state must be adiabatically connected to a non-interacting, topological state.
The idea of the topological ground state realized in prototypical Kondo insulators, in par- ticular SmB6, promises to shed light on some of the peculiarities of these materials, like a residual conductivity at the lowest temperatures, which have remained unresolved so far.
In this work, a simple two-band model for two-dimensional topological Kondo insulators is devised, which is based on a single Kramer’s doublet coupled to a single conduction band. The model is investigated in the presence of a Hubbard interaction as a function of interaction strength U and inverse temperature β. The bulk properties of the model are obtained by DMFT, with a hybridization expansion CTQMC impurity solver. The DMFT approximation of a local self-energy leads to a very simple way of computing the topological invariant.
The results show that with increasing U the system can be driven through a topological phase transition. Interestingly, the transition is between distinct topological insulating states, namely the Γ-phase and M-phase. This appearance of different topological phases is possible due to the symmetry of the underlying square lattice. By adiabatically connecting both in- teracting states with the respective non-interacting state, it is shown that the transition indeed drives the system from the Γ-phase to the M-phase.
A different behavior can be observed by pushing the bare position of the Kramer’s doublet to higher binding energies. In this case, the non-interacting starting point has a trivial band topology. By switching on the interaction, the system can be tuned through a quantum phase transition, with a closing of the band gap. Upon reopening of the band gap, the system is in the Γ-phase, i. e. a topological insulator. By increasing the interaction strength further, the system moves into a strongly correlated regime. In fact, close to the expected transition to the M phase, the mass renormalization becomes quite substantial. While absent in the para- magnetic DMFT simulations conducted, it is conceivable that instead of a topological phase transition, the system undergoes a time-reversal symmetry breaking, magnetic transition.
The regime of strong correlations is studied in more detail as a function of temperature, both in the bulk and with open boundary conditions. A quantity which proved very useful is the bulk topological invariant Ns, which can be generalized to finite interaction strength and temperature. In particular, it can be used to define a temperature scale T ∗ for the onset of the topological state. Rescaling the results for Ns, a nice data collapse of the results for different values of U, from the local moment regime to strongly mixed valence, is obtained. This hints at T ∗ being a universal low energy scale in topological Kondo insulators. Indeed, by comparing T ∗ with the coherence scale extracted from the self-energy mass renormalization, it is found that both scales are equivalent up to a constant prefactor. Hence, the scale T ∗ obtained from the temperature dependence of topological properties, can be used as an independent measure for Fermi liquid coherence. This is particularly useful in the experimentally relevant mixed valence regime, where charge fluctuations cannot be neglected. Here, a separation of the energy scales related to spin and charge fluctuations is not possible.
The importance of charge fluctuations becomes evident in the extent of spectral weight transfer as the temperature is lowered. For mixed valence, while the hybridization gap emerges, a substantial amount of spectral weight is shifted from the vicinity of the Fermi level to the lower Hubbard band. In contrast, this effect is strongly suppressed in the local moment regime.
In addition to the bulk properties, the spectral function for open boundaries is studied as a function of temperature, both in the local moment and mixed valence regime. This allows an investigation of the emergence of topological edge states with temperature. The method used here is the site-dependent DMFT, which is a generalization of the conventional DMFT to inhomogeneous systems. The hybridization expansion CTQMC algorithm is used as impurity solver.
By comparison with the bulk results for the topological quantity Ns, it is found that the
temperature scale for the appearance of the topological edge states is T ∗, both in the mixed valence and local moment regime.
It is natural to consider the possibility that the most energetic particles detected (> 10^18 eV), ultra-high-energy cosmic rays (UHECRs), are originated at the most luminous transient events observed (> 10^52 erg s^-1), gamma-ray bursts (GRBs). As a result of the interaction of highly-accelerated, magnetically-confined protons and ions with the photon field inside the burst, both neutrons and UHE neutrinos are expected to be created: the former escape the source and beta-decay into protons which propagate to Earth, where they are detected as UHECRs, while the latter, if detected, would constitute the smoking gun of hadronic acceleration in the sources.
Recently, km-scale neutrino telescopes such as IceCube have finally reached the sensitivities required to probe the neutrino predictions of some of the existing GRB models. On that account, we present here a revised, self-consistent model of joint UHE proton and neutrino production at GRBs that includes a state-of-the-art, improved numerical calculation of the neutrino flux (NeuCosmA); that uses a generalised UHECR emission model where some of the protons in the sources are able to "leak out" of their magnetic confinement before having interacted; and that takes into account the energy losses of the protons during their propagation to Earth. We use our predictions to take a close look at the cosmic ray-neutrino connection and find that the current UHECR observations by giant air shower detectors, together with the upper bounds on the flux of neutrinos from GRBs, are already sufficient to put tension on several possibilities of particle emission and propagation, and to point us towards some requirements that should be fulfilled by GRBs if they are to be the sources of the UHECRs. We further refine our analysis by studying a dynamical burst model, where we find that the different particle species originate at distinct stages of the expanding GRB, each under particular conditions. Finally, we consider a possibility of new physics: the effect of neutrino decay in the flux of UHE neutrinos from GRBs. On the whole, our results demonstrate that self-consistent models of particle production are now integral to the advancement of the field, given that the full picture of the UHE Universe will only emerge as a result of looking at the multi-messenger sky, i.e., at gamma-rays, cosmic rays, and neutrinos simultaneously.
A novel magnetic ground state is reported for the Hubbard Hamiltonian in strained graphene. When the chemical potential lies close to the Dirac point, the ground state exhibits locally both the Neel and ferromagnetic orders, even for weak Hubbard interaction. Whereas the Neel order parameter remains of the same sign in the entire system, the magnetization at the boundary takes the opposite sign from the bulk. The total magnetization vanishes this way, and the magnetic ground state is globally only an antiferromagnet. This peculiar ordering stems from the nature of the strain-induced single-particle zero-energy states, which have support on one sublattice of the honeycomb lattice in the bulk, and on the other sublattice near the boundary of a finite system. We support our claim with the self-consistent numerical calculation of the order parameters, as well as by the Monte Carlo simulations of the Hubbard model in both uniformly and nonuniformly strained honeycomb lattice. The present result is contrasted with the magnetic ground state of the same Hubbard model in the presence of a true magnetic field (and for vanishing Zeeman coupling), which is exclusively Neel ordered, with zero local magnetization everywhere in the system.
In this thesis, we investigate aspects of the physics of heavy-fermion systems and correlated topological insulators.
We numerically solve the interacting Hamiltonians that model the physical systems using quantum Monte Carlo algorithms
to access both ground-state and finite-temperature observables.
Initially, we focus on the metamagnetic transition in the Kondo lattice model for heavy fermions.
On the basis of the dynamical mean-field theory and the dynamical cluster approximation,
our calculations point towards a continuous transition, where the signatures of metamagnetism are linked to a Lifshitz transition of heavy-fermion bands.
In the second part of the thesis, we study various aspects of magnetic pi fluxes in the Kane-Mele-Hubbard model of a correlated topological insulator.
We describe a numerical measurement of the topological index, based on the localized mid-gap states that are provided by pi flux insertions.
Furthermore, we take advantage of the intrinsic spin degree of freedom of a pi flux to devise instances of interacting quantum spin systems.
In the third part of the thesis, we introduce and characterize the Kane-Mele-Hubbard model on the pi flux honeycomb lattice.
We place particular emphasis on the correlations effects along the one-dimensional boundary of the lattice and
compare results from a bosonization study with finite-size quantum Monte Carlo simulations.
It has been argued that the emergence of roughly periodic orientation preference maps (OPMs) in the primary visual cortex (V1) of carnivores and primates can be explained by a so-called statistical connectivity model. This model assumes that input to V1 neurons is dominated by feed-forward projections originating from a small set of retinal ganglion cells (RGCs). The typical spacing between adjacent cortical orientation columns preferring the same orientation then arises via Moire 'Interference between hexagonal ON/OFF RGC mosaics. While this Moire-Interference critically depends on long-range hexagonal order within the RGC mosaics, a recent statistical analysis of RGC receptive field positions found no evidence for such long-range positional order. Hexagonal order may be only one of several ways to obtain spatially repetitive OPMs in the statistical connectivity model. Here, we investigate a more general requirement on the spatial structure of RGC mosaics that can seed the emergence of spatially repetitive cortical OPMs, namely that angular correlations between so-called RGC dipoles exhibit a spatial structure similar to that of OPM autocorrelation functions. Both in cat beta cell mosaics as well as primate parasol receptive field mosaics we find that RGC dipole angles are spatially uncorrelated. To help assess the level of these correlations, we introduce a novel point process that generates mosaics with realistic nearest neighbor statistics and a tunable degree of spatial correlations of dipole angles. Using this process, we show that given the size of available data sets, the presence of even weak angular correlations in the data is very unlikely. We conclude that the layout of ON/OFF ganglion cell mosaics lacks the spatial structure necessary to seed iso-orientation domains in the primary visual cortex.
Current theoretical studies of electronic correlations in transition metal oxides typically only account for the local repulsion between d-electrons even if oxygen ligand p-states are an explicit part of the effective Hamiltonian. Interatomic interactions such as U-pd between d- and (ligand) p-electrons, as well as the local interaction between p-electrons, are neglected. Often, the relative d-p orbital splitting has to be adjusted 'ad hoc' on the basis of the experimental evidence. By applying the merger of local density approximation and dynamical mean field theory to the prototypical case of the three-band Emery dp model for the cuprates, we demonstrate that, without any 'ad hoc' adjustment of the orbital splitting, the charge transfer insulating state is stabilized by the interatomic interaction U-pd. Our study hence shows how to improve realistic material calculations that explicitly include the p-orbitals.
We report magnetotransport studies on a gated strained HgTe device. This material is a three-dimensional topological insulator and exclusively shows surface-state transport. Remarkably, the Landau-level dispersion and the accuracy of the Hall quantization remain unchanged over a wide density range (3×1011 cm−2<n<2×1012 cm−2). These observations imply that even at large carrier densities, the transport is surface-state dominated, where bulk transport would have been expected to coexist already. Moreover, the density dependence of the Dirac-type quantum Hall effect allows us to identify the contributions from the individual surfaces. A k⋅p model can describe the experiments but only when assuming a steep band bending across the regions where the topological surface states are contained. This steep potential originates from the specific screening properties of Dirac systems and causes the gate voltage to influence the position of the Dirac points rather than that of the Fermi level.
In this thesis, the broad band emission, especially in the gamma-ray and radio band, of the active galaxy IC 310 located in the Perseus cluster of galaxies was investigated. The main experimental methods were Cherenkov astronomy using the MAGIC telescopes and high resolution very
long baseline interferometry (VLBI) at radio frequencies (MOJAVE, EVN). Additionally, data
of the object in different energy bands were studied and a multi-wavelength campaign has been
organized and conducted. During the campaign, an exceptional bright gamma-ray flare at TeV
energies was found with the MAGIC telescopes. The results were compared to theoretical acceleration and emission models for explaining the high energy radiation of active galactic nuclei. Many open questions regarding the particle acceleration to very high energies in the jets of active galactic nuclei, the particle content of the jets, or how the jets are launched, were addressed in this thesis by investigating the variability of IC 310 in the very high energy band.
It is argued that IC310 was originally mis-classified as a head-tail radio galaxy. Instead,
it shows a variability behavior in the radio, X-ray, and gamma-ray band similar to the one
found for blazars. These are active galactic nuclei that are characterized by flux variability in all observed energy bands and at all observed time scales. They are viewed at a small angle between the jet axis and the line-of-sight. Thus, strong relativistic beaming influences the variability properties of blazars. Observations of IC 310 with the European VLBI Network helped to find limits for the angle between the jet axis and the line-of-sight, namely 10 deg - 20 deg. This places IC 310 at the borderline between radio galaxies (larger angles) and blazars (smaller angles).
During the gamma-ray outburst detected at the beginning of the multi-wavelength campaign, flux variability as short as minutes was measured. The spectrum during the flare can be described by a simple power-law function over two orders of magnitude in energy up to ~10 TeV. Compared to previous observations, no significant variability of the spectral shape was found. Together with the constraint on the viewing angle, this challenges the currently accepted models for particle acceleration at shock waves in the jets. Alternative models, such as stars moving through the jets, mini-jets in the jet caused, e.g., by reconnection events, or gap acceleration in a pulsar-like magnetosphere around the black hole were investigated. It was found that only the latter can explain all observational findings, which at least suggests that it could even be worthwhile to reconsider published investigations of AGN with this new knowledge in mind.
The first multi-wavelength campaign was successfully been conducted in 2012/2013, including
ground-based as well as space-based telescopes in the radio, optical, ultraviolet, X-ray, and
gamma-ray energy range. No pronounced variability was found after the TeV flare in any energy band. The X-ray data showed a slightly harder spectrum when the emission was brighter. The long-term radio light curve indicated a flickering flux variability, but no strong hint for a
new jet component was found from VLBI images of the radio jet. In any case, further analysis of the existing multi-wavelength data as well as complimentary measurements could provide further exciting insights, e.g., about the broad band spectral energy distribution.
Overall, it can be stated that IC 310 is a key object for research of active galactic nuclei in
the high-energy band due to its proximity and its peculiar properties regarding flux variability
and spectral behavior. Such objects are ideally suited for studying particle acceleration, jet
formation, and other physical effects and models which are far from being fully understood.