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The topic of this PhD thesis is the combination of topologically non-trivial phases with correlation effects stemming from Coulomb interaction between the electrons in a condensed matter system. Emphasis is put on both emerging benefits as well as hindrances, e.g. concerning the topological protection in the presence of strong interactions.
The physics related to topological effects is established in Sec. 2. Based on the topological band theory, we introduce topological materials including Chern insulators, topological insulators in two and three dimensions as well as Weyl semimetals. Formalisms for a controlled treatment of Coulomb correlations are presented in Sec. 3, starting with the topological field theory. The Random Phase Approximation is introduced as a perturbative approach, while in the strongly interacting limit the theory of quantum Hall ferromagnetism applies. Interactions in one dimension are special, and are treated through the Luttinger liquid description. The section ends with an overview of the expected benefits offered by the combination of topology and interactions, see Sec. 3.3.
These ideas are then elaborated in the research part. In Chap. II, we consider weakly interacting 2D topological insulators, described by the Bernevig-Hughes-Zhang model. This is applicable, e.g., to quantum well structures made of HgTe/CdTe or InAs/GaSb. The bulk band structure is here a mixture stemming from linear Dirac and quadratic Schrödinger fermions. We study the low-energy excitations in Random Phase Approximation, where a new interband plasmon emerges due to the combined Dirac and Schrödinger physics, which is absent in the separate limits. Already present in the undoped limit, one finds it also at finite doping, where it competes with the usual intraband plasmon. The broken particle-hole symmetry in HgTe quantum wells allows for an effective separation of the two in the excitation spectrum for experimentally accessible parameters, in the right range for Raman or electron loss spectroscopy. The interacting bulk excitation spectrum shows here clear differences between the topologically trivial and topologically non-trivial regime. An even stronger signal in experiments is expected from the optical conductivity of the system. It thus offers a quantitative way to identify the topological phase of 2D topological insulators from a bulk measurement.
In Chap. III, we study a strongly interacting system, forming an ordered, quantum Hall ferromagnetic state. The latter can arise also in weakly interacting materials with an applied strong magnetic field. Here, electrons form flat Landau levels, quenching the kinetic energy such that Coulomb interaction can be dominant. These systems define the class of quantum Hall topological insulators: topologically non-trivial states at finite magnetic field, where the counter-propagating edge states are protected by a symmetry (spatial or spin) other than time-reversal. Possible material realizations are 2D topological insulators like HgTe heterostructures and graphene. In our analysis, we focus on the vicinity of the topological phase transition, where the system is in a strongly interacting quantum Hall ferromagnetic state. The bulk and edge physics can be described by a nonlinear \sigma-model for the collective order parameter of the ordered state. We find that an emerging, continuous U(1) symmetry offers topological protection. If this U(1) symmetry is preserved, the topologically non-trivial phase persists in the presence of interactions, and we find a helical Luttinger liquid at the edge. The latter is highly tunable by the magnetic field, where the effective interaction strength varies from weakly interacting at zero field, K \approx 1, to diverging interaction strength at the phase transition, K -> 0.
In the last Chap. IV, we investigate whether a Weyl semimetal and a 3D topological insulator phase can exist together at the same time, with a combined, hybrid surface state at the joint boundaries. An overlap between the two can be realized by Coulomb interaction or a spatial band overlap of the two systems. A tunnel coupling approach allows us to derive the hybrid surface state Hamiltonian analytically, enabling a detailed study of its dispersion relation. For spin-symmetric coupling, new Dirac nodes emerge out of the combination of a single Dirac node and a Fermi arc. Breaking the spin symmetry through the coupling, the dispersion relation is gapped and the former Dirac node gets spin-polarized. We propose experimental realizations of the hybrid physics, including compressively strained HgTe as well as heterostructures of topological insulator and Weyl semimetal materials, connected to each other, e.g., by Coulomb interaction.
In this thesis we discuss the potential of nanodevices based on topological insulators. This novel class of matter is characterized by an insulating bulk with simultaneously conducting boundaries. To lowest order, the states that are evoking the conducting behavior in TIs are typically described by a Dirac theory. In the two-dimensional case, together with time- reversal symmetry, this implies a helical nature of respective states. Then, interesting physics appears when two such helical edge state pairs are brought close together in a two-dimensional topological insulator quantum constriction. This has several advantages. Inside the constriction, the system obeys essentially the same number of fermionic fields as a conventional quantum wire, however, it possesses more symmetries. Moreover, such a constriction can be naturally contacted by helical probes, which eventually allows spin- resolved transport measurements.
We use these intriguing properties of such devices to predict the formation and detection of several profound physical effects. We demonstrate that narrow trenches in quantum spin Hall materials – a structure we coin anti-wire – are able to show a topological super- conducting phase, hosting isolated non-Abelian Majorana modes. They can be detected by means of a simple conductance experiment using a weak coupling to passing by helical edge states. The presence of Majorana modes implies the formation of unconventional odd-frequency superconductivity. Interestingly, however, we find that regardless of the presence or absence of Majoranas, related (superconducting) devices possess an uncon- ventional odd-frequency superconducting pairing component, which can be associated to a particular transport channel. Eventually, this enables us to prove the existence of odd- frequency pairing in superconducting quantum spin Hall quantum constrictions. The symmetries that are present in quantum spin Hall quantum constrictions play an essen- tial role for many physical effects. As distinguished from quantum wires, quantum spin Hall quantum constrictions additionally possess an inbuilt charge-conjugation symmetry. This can be used to form a non-equilibrium Floquet topological phase in the presence of a time-periodic electro-magnetic field. This non-equilibrium phase is accompanied by topological bound states that are detectable in transport characteristics of the system. Despite single-particle effects, symmetries are particularly important when electronic in- teractions are considered. As such, charge-conjugation symmetry implies the presence of a Dirac point, which in turn enables the formation of interaction induced gaps. Unlike single-particle gaps, interaction induced gaps can lead to large ground state manifolds. In combination with ordinary superconductivity, this eventually evokes exotic non-Abelian anyons beyond the Majorana. In the present case, these interactions gaps can even form in the weakly interacting regime (which is rather untypical), so that the coexistence with superconductivity is no longer contradictory. Eventually this leads to the simultaneous presence of a Z4 parafermion and a Majorana mode bound at interfaces between quantum constrictions and superconducting regions.
Adding interactions to topological (non-)trivial free fermion systems can in general have four different effects: (i) In symmetry protected topological band insulators, the correlations may lead to the spontaneous breaking of some protecting symmetries by long-range order that gaps the topological boundary modes. (ii) In free fermion (semi-)metal, the interaction could vice versa also generate long-range order that in turn induces a topological mass term and thus generates non-trivial phases dynamically. (iii) Correlation might reduce the topological classification of free fermion systems by allowing adiabatic deformations between states of formerly distinct phases. (iv) Interaction can generate long-range entangled topological order in states such as quantum spin liquids or fractional quantum Hall states that cannot be represented by non-interacting systems. During the course of this thesis, we use numerically exact quantum Monte Carlo algorithms to study various model systems that (potentially) represent one of the four scenarios, respectively.
First, we investigate a two-dimensional $d_{xy}$-wave, spin-singlet superconductor, which is relevant for high-$T_c$ materials such as the cuprates. This model represents nodal topological superconductors and exhibits chiral flat-band edge states that are protected by time-reversal and translational invariance. We introduce the conventional Hubbard interaction along the edge in order to study their stability with respect to correlations and find ferromagnetic order in case of repulsive interaction as well as charge-density-wave order and/or additional $i$s-wave pairing for attractive couplings. A mean-field analysis that, for the first time, is formulated in terms of the Majorana edge modes suggests that any order has normal and superconducting contributions. For example, the ferromagnetic order appears in linear superposition with triplet pairing. This finding is well confirmed by the numerically exact quantum Monte Carlo investigation.
Second, we consider spinless electrons on a two-dimensional Lieb lattice that are subject to nearest-neighbor Coulomb repulsion. The low energy modes of the free fermion part constitute a spin-$1$ Dirac cone that might be gapped by several mass terms. One option breaks time-reversal symmetry and generates a topological Chern insulator, which mainly motivated this study. We employ two flavors of quantum Monte Carlo methods and find instead the formation of charge-density-wave order that breaks particle-hole symmetry. Additionally, due to sublattices of unequal size in Lieb lattices, this induces a finite chemical potential that drives the system away from half-filling. We argue that this mechanism potentially extends the range of solvable models with finite doping by coupling the Lieb lattice to the target system of interest.
Third, we construct a system with four layers of a topological insulators and interlayer correlation that respects one independent time-reversal and a unitary $\mathbb{Z}_2$ symmetry. Previous studies claim a reduced topological classification from $\mathbb{Z}$ to $\mathbb{Z}_4$, for example by gapping out degenerate zero modes in topological defects once the correlation term is designed properly. Our interaction is chosen according to this analysis such that there should exist an adiabatic deformation between states whose topological invariant differs by $\Delta w=\pm4$ in the free fermion classification. We use a projective quantum Monte Carlo algorithm to determine the ground-state phase diagram and find a symmetry breaking regime, in addition to the non-interacting semi-metal, that separates the free fermion insulators. Frustration reduces the size of the long-range ordered region until it is replaced by a first order phase transition. Within the investigated range of parameters, there is no adiabatic path deforming the formerly distinct free fermion states into each other. We conclude that the prescribed reduction rules, which often use the bulk-boundary correspondence, are necessary but not sufficient and require a more careful investigation.
Fourth, we study conduction electron on a honeycomb lattice that form a Dirac semi-metal Kondo coupled to spin-1/2 degrees of freedom on a Kagome lattice. The local moments are described by a variant of the Balents-Fisher-Girvin model that has been shown to host a ferromagnetic phase and a $\mathbb{Z}_2$ spin liquid at strong frustration. Here, we report the first numerical exact quantum Monte Carlo simulation of the Kondo-coupled system that does not exhibit the negative-sign problem. When the local moments form a ferromagnet, the Kondo coupling induces an anti-ferromagnetic mass term in the conduction-electron system. At large frustration, the Dirac cone remains massless and the spin system forms a $\mathbb{Z}_2$ spin liquid. Owing to the odd number of spins per unit cell, this constitutes a non-Fermi liquid that violates Luttinger's theorem which relates the Fermi volume to the particle density in a Fermi liquid. This phase is a specific realization of the so called 'fractional Fermi liquid` as it has been first introduced in the context of heavy fermion models.
The quantum Hall (QH) effect, which can be induced in a two-dimensional (2D) electron gas by an external magnetic field, paved the way for topological concepts in condensed matter physics. While the QH effect can for that reason not exist without Landau levels, there is a plethora of topological phases of matter that can exist even in the absence of a magnetic field. For instance, the quantum spin Hall (QSH), the quantum anomalous Hall (QAH), and the three-dimensional (3D) topological insulator (TI) phase are insulating phases of matter that owe their nontrivial topology to an inverted band structure. The latter results from a strong spin-orbit interaction or, generally, from strong relativistic corrections. The main objective of this thesis is to explore the fate of these preexisting topological states of matter, when they are subjected to an external magnetic field, and analyze their connection to quantum anomalies. In particular, the realization of the parity anomaly in solid state systems is discussed. Furthermore, band structure engineering, i.e., changing the quantum well thickness, the strain, and the material composition, is employed to manipulate and investigate various topological properties of the prototype TI HgTe.
Like the QH phase, the QAH phase exhibits unidirectionally propagating metallic edge channels. But in contrast to the QH phase, it can exist without Landau levels. As such, the QAH phase is a condensed matter analog of the parity anomaly. We demonstrate that this connection facilitates a distinction between QH and QAH states in the presence of a magnetic field. We debunk therefore the widespread belief that these two topological phases of matter cannot be distinguished, since they are both described by a $\mathbb{Z}$ topological invariant. To be more precise, we demonstrate that the QAH topology remains encoded in a peculiar topological quantity, the spectral asymmetry, which quantifies the differences in the number of states between the conduction and valence band. Deriving the effective action of QAH insulators in magnetic fields, we show that the spectral asymmetry is thereby linked to a unique Chern-Simons term which contains the information about the QAH edge states. As a consequence, we reveal that counterpropagating QH and QAH edge states can emerge when a QAH insulator is subjected to an external magnetic field. These helical-like states exhibit exotic properties which make it possible to disentangle QH and QAH phases. Our findings are of particular importance for paramagnetic TIs in which an external magnetic field is required to induce the QAH phase.
A byproduct of the band inversion is the formation of additional extrema in the valence band dispersion at large momenta (the `camelback'). We develop a numerical implementation of the $8 \times 8$ Kane model to investigate signatures of the camelback in (Hg,Mn)Te quantum wells. Varying the quantum well thickness, as well as the Mn-concentration, we show that the class of topologically nontrivial quantum wells can be subdivided into direct gap and indirect gap TIs. In direct gap TIs, we show that, in the bulk $p$-regime, pinning of the chemical potential to the camelback can cause an onset to QH plateaus at exceptionally low magnetic fields (tens of mT). In contrast, in indirect gap TIs, the camelback prevents the observation of QH plateaus in the bulk $p$-regime up to large magnetic fields (a few tesla). These findings allowed us to attribute recent experimental observations in (Hg,Mn)Te quantum wells to the camelback. Although our discussion focuses on (Hg,Mn)Te, our model should likewise apply to other topological materials which exhibit a camelback feature in their valence band dispersion.
Furthermore, we employ the numerical implementation of the $8\times 8$ Kane model to explore the crossover from a 2D QSH to a 3D TI phase in strained HgTe quantum wells. The latter exhibit 2D topological surface states at their interfaces which, as we demonstrate, are very sensitive to the local symmetry of the crystal lattice and electrostatic gating. We determine the classical cyclotron frequency of surface electrons and compare our findings with experiments on strained HgTe.
The main goal of this thesis is to elucidate the sense in which recent experimental progress in condensed matter physics, namely the verification of two-dimensional Dirac-like materials and their control in ballistic- as well as hydrodynamic transport experiments enables the observation of a well-known 'high-energy' phenomenon: The parity anomaly of planar quantum electrodynamics (QED\(_{2+1}\)). In a nutshell, the low-energy physics of two-dimensional Quantum Anomalous Hall (QAH) insulators like (Hg,Mn)Te quantum wells or magnetically doped (Bi,Sb)Te thin films can be described by the combined response of two 2+1 space-time dimensional Chern insulators with a linear dispersion in momentum. Due to their Dirac-like spectra, each of those Chern insulators is directly related to the parity anomaly of planar quantum electrodynamics. However, in contrast to a pure QED\(_{2+1}\) system, the Lagrangian of each Chern insulator is described by two different mass terms: A conventional momentum-independent Dirac mass \(m\), as well as a momentum-dependent so-called Newtonian mass term \(B \vert \mathbf{k} \vert^2\). According to the parity anomaly it is not possible to well-define a parity- and U(1) gauge invariant quantum system in 2+1 space-time dimensions. More precisely, starting with a parity symmetric theory at the classical level, insisting on gauge-invariance at the quantum level necessarily induces parity-odd terms in the calculation of the quantum effective action. The role of the Dirac mass term in the calculation of the effective QED\(_{2+1}\) action has been initially studied in Phys. Rev. Lett. 51, 2077 (1983). Even in the presence of a Dirac mass, the associated fermion determinant diverges and lacks gauge invariance. This requires a proper regularization/renormalizaiton scheme and, as such, transfers the peculiarities of the parity anomaly to the massive case.
In the scope of this thesis, we connect the momentum-dependent Newtonian mass term of a Chern insulator to the parity anomaly. In particular, we reveal, that in the calculation of the effective action, before renormalization, the Newtonian mass term acts similarly to a parity-breaking element of a high-energy regularization scheme. This calculation allows us to derive the finite frequency correction to the DC Hall conductivity of a QAH insulator. We derive that the leading order AC correction contains a term proportional to the Chern number. This term originates from the Newtonian mass and can be measured via electrical or via magneto-optical experiments. The Newtonian mass, in particular, significantly changes the resonance structure of the AC Hall conductivity in comparison to pure Dirac systems like graphene.
In addition, we study the effective action of the aforementioned Chern insulators in external out-of-plane magnetic fields. We show that as a consequence of the parity anomaly the QAH phase in (Hg,Mn)Te quantum wells or in magnetically doped (Bi,Sb)Te thin films survives in out-of-plane magnetic fields, violates the Onsager relation, and can therefore be distinguished from a conventional quantum Hall (QH) response. As a smoking-gun of the QAH phase in increasing magnetic fields, we predict a transition from a quantized Hall plateau with \(\sigma_\mathrm{xy}= -\mathrm{e}^2/\mathrm{h}\) to a not perfectly quantized plateau which is caused by scattering processes between counter-propagating QH and QAH edge states. This transition is expected to be of significant relevance in paramagnetic QAH insulators like (Hg,Mn)Te/CdTe quantum wells, in which the exchange interaction competes against the out-of-plane magnetic field.
All of the aforementioned results do not incorporate finite temperature effects. In order to shed light on such phenomena, we further analyze the finite temperature Hall response of 2+1 dimensional Chern insulators under the combined influence of a chemical potential and an out-of-plane magnetic field. As we have mentioned above, this non-dissipative transport coefficient is directly related to the parity anomaly of planar quantum electrodynamics. Within the scope of our analysis we show that the parity anomaly itself is not renormalized by finite temperature effects. However, the parity anomaly induces two terms of different physical origin in the effective Chern-Simons action of a QAH insulator, which are directly proportional to its Hall conductivity. The first term is temperature and chemical potential independent and solely encodes the intrinsic topological response. The second term specifies the non-topological thermal response of conduction- and valence band modes, respectively. We show that the relativistic mass \(m\) of a Chern insulator counteracts finite temperature effects, whereas its non-relativistic Newtonian mass \(B \vert \mathbf{k} \vert^2 \) enhances these corrections. In addition, we are extending our associated analysis to finite out-of-plane magnetic fields, and relate the thermal response of a Chern insulator therein to the spectral asymmetry, which is a measure of the parity anomaly in out-of-plane magnetic fields.
In the second part of this thesis, we study the hydrodynamic properties of two-dimensional electron systems with a broken time-reversal and parity symmetry. Within this analysis we are mainly focusing on the non-dissipative transport features originating from a peculiar hydrodynamic transport coefficient: The Hall viscosity \(\eta_\mathrm{H}\). In out-of-plane magnetic fields, the Hall viscous force directly competes with the Lorentz force, as both mechanisms contribute to the overall Hall voltage. In our theoretical considerations, we present a way of uniquely distinguishing these two contributions in a two-dimensional channel geometry by calculating their functional dependencies on all external parameters. We are in particular deriving that the ratio of the Hall viscous contribution to the Lorentz force contribution is negative and that its absolute value decreases with an increasing width, slip-length and carrier density. Instead, it increases with the electron-electron mean free path in the channel geometry considered. We show that in typical materials such as GaAs the Hall viscous contribution can dominate the Lorentz signal up to a few tens of millitesla until the total Hall voltage vanishes and eventually is exceeded by the Lorentz contribution. Last but not least, we derive that the total Hall electric field has a parabolic form originating from Lorentz effects. Most remarkably, the offset of this parabola is directly characterized by the Hall viscosity. Therefore, in summary, our results pave the way to measure and to identify the Hall viscosity via both global and local measurements of the entire Hall voltage.
Since the prediction of the quantum spin Hall effect in graphene by Kane and Mele, \(Z_2\) topology in hexagonal monolayers is indissociably linked to high-symmetric honeycomb lattices. This thesis breaks with this paradigm by focusing on topological phases in the fundamental two-dimensional hexagonal crystal, the triangular lattice. In contrast to Kane-Mele-type systems, electrons on the triangular lattice profit from a sizable, since local, spin-orbit coupling (SOC) and feature a non-trivial ground state only in the presence of inversion symmetry breaking. This tends to displace the valence charge form the atomic position. Therefore, all non-trivial phases are real-space obstructed. Inspired by the contemporary conception of topological classification of electronic systems, a comprehensive lattice and band symmetry analysis of insulating phases of a \(p\)-shell on the triangular lattice is presented. This reveals not only the mechanism at the origin of band topology, the competition of SOC and symmetry breaking, but sheds also light on the electric polarization arising from a displacement of the valence charge centers from the nuclei, i. e., real-space obstruction. In particular, the competition of SOC versus horizontal and vertical reflection symmetry breaking gives rise to four topologically distinct insulating phases: two kinds of quantum spin Hall insulators (QSHI), an atomic insulator and a real-space obstructed higher-order topological insulator. The theoretical analysis is complemented with state-of-the-art first principles calculations and experiments on trigonal monolayer adsorbate systems. This comprises the recently discovered triangular QSHI indenene, formed by In atoms, and focuses on its topological classification and real-space obstruction. The analysis reveals Kane-Mele-type valence bands which profit from the atomic SOC of the triangular lattice. The realization of a HOTI is proposed by reducing SOC by considering lighter adsorbates. Further the orbital Rashba effect is analyzed in AgTe, a consequence of mirror symmetry breaking, the formation of local angular momentum polarization and SOC. As an outlook beyond topology, the Fermi surface and electronic susceptibility of Group V adsorbates on silicon carbide are investigated.
In summary, this thesis elucidates the interplay of symmetry breaking and SOC on the triangular lattice, which can promote non-trivial insulating phase.