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Inspired by the fact that sufficient solubility in aqueous media can be achieved by functional substitution of perylene bisimides (PBIs) with polar groups, one of the essential aims of this thesis was the design and successful synthesis of the new water-soluble PBI cyclophanes [2PBI]-1m and [2PBI]-1p, which are appended with branched, hydrophilic oligoethylene glycol (OEG) chains. Subsequently, the focus was set on the elucidation of properties of PBI cyclophane hosts which are also of relevance for recognition processes in biological systems. The performance of the new amphiphilic PBI cyclophane [2PBI]-1p as synthetic receptors for various natural aromatic alkaloids in aqueous media was thoroughly investigated. Alkaloids represent a prominent class of ubiquitous nitrogen containing natural compounds with a great structural variety and diverse biological activity. As of yet, no chromophore host acting as a molecular probe for a range of alkaloids such as harmine or harmaline is known. In addition, the self-association behavior of cyclophane host [2PBI]-1m and its reference monomer in water was studied in order to gain insights into the thermodynamic driving forces affecting the self-assembly process of these two PBI systems in aqueous environment. Moreover, the chirality transfer upon guest binding previously observed for a PBI cyclophane was investigated further. The assignment of the underlying mechanism of guest recognition to either the induced fit or conformational selection model was of particular interest.
The present thesis introduce different synthetic strategies towards a variety of polycyclic aromatic dicarboximides (PADIs) with highly interesting and diverse properties. This included tetrachlorinated, tetraaryloxy- and tetraaryl-substituted dicarboximides, fused acceptor‒donor(‒acceptor) structures as well as sterically shielded rylene and nanographene dicarboximides. The properties and thus the disclosure of structure‒property relationships of the resulting dyes were investigated in detail among others with UV‒vis absorption spectroscopy, fluorescence spectroscopy, cyclic voltammetry and single crystal X-ray analysis. For instance, some of the fused and substituted PADIs offer strong absorption of visible and near infrared (NIR) light, NIR emission and low-lying LUMO levels. On the contrary, intriguing optical features in the solid-state characterize the rylene dicarboximides with their bulky N-substituents, while the devised sterically enwrapped nanographene host offered remarkable complexation capabilities in solution.
The presented work in the field of supramolecular chemistry describes the synthesis and detailed investigation of (bi)pyridine-based oligo(phenylene ethynylene) (OPE) amphiphiles, decorated with terminal glycol chains. The metal-ligating property of these molecules could be exploited to coordinate to Pd(II) and Pt(II) metal ions, respectively, resulting in the creation of novel metallosupramolecular π-amphiphiles of square-planar geometry.
The focus of the presented studies is on the self-assembly behaviour of the OPE ligands and their corresponding metal complexes in polar and aqueous environment. In this way, the underlying aggregation mechanism (isodesmic or cooperative) is revealed and the influence of various factors on the self-assembly process in supramolecular systems is elucidated. In this regard, the effect of the molecular design of the ligand, the coordination to a metal centre as well as the surrounding medium, the pH value and temperature is investigated.
The subject of this thesis is the synthesis and characterization of PBI-based fluorescent metallosupramolecular polymers and cyclic arrays. Terpyridine receptor functionalized PBIs of predesigned geometry have been used as building blocks to construct desired macromolecular structures through metal-ion-directed self-assembly. These metallosupramolecular architectures have been investigated by NMR, UV/Vis and fluorescence spectroscopy, mass spectrometry, and atomic force microscopy.
The present thesis demonstrates the potential of dipolar aggregation of merocyanine dyes as novel directional and specific supramolecular binding motif for the creation of more elaborate supramolecular architectures beyond simple dimers. Furthermore, the self-assembly studies into bis(merocyanine) nanorods gave new insights into the kinetics of morphogenesis in supramolecular aggregates.
Supramolecular Block Copolymers by Seeded Living Supramolecular Polymerization of Perylene Bisimides
(2019)
The research on supramolecular polymerization has undergone a rapid development in the last two decades, particularly since supramolecular polymers exhibit a broad variety of functionalities and applications in organic electronics, biological science or as functional materials (Chapter 2.1). Although former studies have focused on investigation of the thermodynamics of supramolecular polymerization (Chapter 2.2), the academic interest in the recent years shifted towards gaining insight into kinetically controlled self-assembly and pathway complexity to generate novel out-of-equilibrium architectures with interesting nanostructures and features (Chapter 2.3). Along this path, the concepts of seeded and living supramolecular polymerization were recently developed to enable the formation of supramolecular polymers with controlled length and low polydispersity under precise kinetic control (Chapter 2.4). Besides that, novel strategies were developed to achieve supramolecular copolymerization resulting in complex multicomponent nanostructures with different structural motives. The classification of these supramolecular copolymers on the basis of literature examples and an overview of previously reported principles to create such supramolecular architectures are provided in Chapter 2.5.
The aim of the thesis was the non-covalent synthesis of highly desirable supramolecular block copolymers by the approach of living seeded supramolecular polymerization and to study the impact of the molecular shape of the monomeric building blocks on the supramolecular copolymerization. Based on the structure of the previously investigated PBI organogelator H-PBI a series of novel PBIs, bearing identical hydrogen-bonding amide side-groups in imide-position and various kind or number of substituents in bay-position, was synthesized and analyzed within this thesis. The new PBIs were successfully obtained in three steps starting from the respective bromo-substituted perylene-3,4:9,10-tetracarboxylic acid tetrabutylesters or from the N,N’-dicyclohexyl-1,7-dibromoperylene-3,4:9,10-tetracarboxylic acid bisimide. All target compounds were obtained in the final step by imidization reactions of the respective perylene tetracarboxylic acid bisanhydride precursors with N-(2-aminoethyl)-3,4,5-tris(dodecyloxy)-benzamide and were fully characterized by 1H and 13C NMR spectroscopy as well as high resolution mass spectrometry.
The variation of bay-substituents strongly changes the optical properties of the monomeric PBIs which were investigated by UV/vis and fluorescence spectroscopy. The increase of the number of the methoxy-substituents provokes, for example, a red-shift of the absorption maxima concomitant with a decrease of extinction coefficients and leads to a drastic increase of the fluorescence quantum yields. Furthermore, the molecular geometry of the PBIs is also affected by variations of the bay-substituents. Thus, increasing the steric demand of the bay-substituents leads to an enlargement of the twist angles of the PBI cores as revealed by DFT calculations.
Especially the 1,7-dimethoxy bay-substituted MeO-PBI proved to be very well-suited for the studies envisioned within this thesis. The self-assembly of this PBI derivative was analyzed in detail by UV/vis, fluorescence and FT-IR spectroscopy as well as atomic force microscopy (Chapter 3). These studies revealed that MeO-PBI forms in a solvent mixture of methylcyclohexane and toluene (2:1, v/v) kinetically trapped off-pathway H-aggregated nanoparticles upon fast cooling of a monomeric solution from 90 to 20 °C. However, upon slow cooling of the monomer solution fluorescent J-type nanofibers are formed by π π interactions and intermolecular hydrogen-bonding.
The kinetically metastable off-pathway H-aggregates can be transformed into the thermodynamically more favored J-type aggregates by addition of seeds, which are produced by ultrasonication of the polymeric nanofibers. Interestingly, the living character of this seed-induced supramolecular polymerization process was proven by a newly designed multicycle polymerization experimental protocol. This living polymerization experiment clearly proves, that the polymerization can only occur at the “active” ends of the polymeric seed and that almost no recombination or chain termination processes are present. Hence, the approach of living supramolecular polymerization enables the formation of supramolecular polymers with controlled length and narrow polydispersity.
In Chapter 4 the copolymerization of MeO-PBI with the structurally similar 1,7-dichloro (Cl-PBI) and 1,7-dimethylthio (MeS-PBI) bay-substituted PBIs is studied in detail. Both PBIs form analogous to MeO-PBI kinetically trapped off-pathway aggregates, which can be converted into the thermodynamically stable supramolecular polymers by seed-induced living supramolecular polymerization under precise kinetic control. However, the stability of the kinetically trapped aggregates of Cl-PBI and MeS-PBI is distinctly reduced compared to that of MeO-PBI, because the π-π-interactions of the kinetically metastable aggregates are hampered through the increased twisting of the PBI-cores of the former PBIs. UV/vis studies revealed that the two-component seeded copolymerization of the kinetically trapped state of MeO-PBI with seeds of Cl-PBI leads to the formation of unprecedented supramolecular block copolymers with A-B-A pattern by a living supramolecular polymerization process at the termini of the seeds. Remarkably, the resulting A-B-A block pattern of the obtained copolymers was clearly confirmed by atomic force microscopy studies as the respective blocks formed by the individual monomeric units could be distinguished by the pitches of the helical nanofibers.
Moreover, detailed UV/vis and AFM studies have shown that by inverted two-component seed-induced polymerization, e.g., upon addition of seeds of MeO-PBI to the kinetically trapped aggregates of Cl-PBI, triblock supramolecular copolymers with B-A-B pattern can be generated. The switching of the block pattern could only be achieved because of the perfectly matching conditions for the copolymerization process and the tailored molecular geometry of the individual building blocks of both PBIs. These studies have demonstrated for the first time, that the block pattern of a supramolecular copolymer can be modulated by the experimental protocol through the approach of living supramolecular polymerization. Furthermore, by UV/vis analysis of the living copolymerization of MeO-PBI and MeS-PBI similar results were obtained showing also the formation of both A-B-A and B-A-B type supramolecular block copolymers. Although for these two PBIs the individual blocks could not be identified by AFM because the helical nanofibers of both PBIs exhibit identical helical pitches, these studies revealed for the first time that the approach of seeded living polymerization is not limited to a special pair of monomeric building blocks.
In the last part of the thesis (Chapter 5) a systematic study on the two-component living copolymerization of PBIs with various sterical demanding bay-substituents is provided. Thus, a series of PBIs containing identical hydrogen-bonding amide groups in imide position but variable number (1-MeO-PBI, MeO-PBI, 1,6,7-MeO-PBI, 1,6,7,12-MeO-PBI) or size (EtO-PBI, iPrO-PBI) of alkoxy bay-substituents was investigated. The molecular geometry of the monomeric building blocks has a strong impact on the thermodynamically and even more pronounced on the kinetically controlled aggregation in solvent mixtures of MCH and Tol. While the mono- and dialkoxy-substituted PBIs form kinetically metastable species, the self-assembly of the tri- and tetramethoxy-substituted PBIs (1,6,7-MeO-PBI and 1,6,7,12-MeO-PBI) is completely thermodynamically controlled. The two 1,7-alkoxy substituted PBIs (EtO-PBI, iPrO-PBI) form very similar to MeO-PBI kinetically off-pathway H-aggregates and thermodynamically more favored J-type aggregates. However, the stability of the kinetically metastable state is drastically lower and the conversion into the thermodynamically favored state much faster than for MeO-PBI. In contrast, the monomethoxy-substituted PBI derivative (1-MeO-PBI) forms a kinetically trapped species by intramolecular hydrogen-bonding of the monomers, which can be transformed into the thermodynamically favored nanofibers by seeded polymerization.
Importantly, the two-component seeded copolymerization of the kinetically trapped MeO PBI with seeds of other PBIs of the present series was studied by UV/vis and AFM revealing that the formation of supramolecular block copolymers is only possible for appropriate combinations of PBI building blocks. Thus, the seeded polymerization of the trapped state of the moderately core-twisted MeO-PBI with the, according to DFT-calculations, structurally similar PBIs (EtO-PBI and iPrO-PBI) leads to the formation of A-B-A block copolymers, like in the seeded copolymerization of MeO-PBItrapped with seeds of Cl-PBI and MeS-PBI already described in Chapter 4. However, by addition of seeds of the almost planar PBIs (H-PBI and 1-MeO-PBI) or seeds of the strongly core-twisted PBIs (1,6,7-MeO-PBI and 1,6,7,12-MeO-PBI) to the kinetically trapped state of MeO-PBI no block copolymers can be obtained. The mismatching geometry of these molecular building blocks strongly hampers both the intermolecular hydrogen-bonding and the π-π-interactions between the two different PBIs and consequently prevents the copolymerization process.
Furthermore, the studies of the two-component seeded copolymerization of the kinetically trapped species of 1-MeO-PBI with seeds of the other PBIs also corroborated that a precise shape complementarity is crucial to generate supramolecular block copolymers. Thus, by addition of seeds of H-PBI to the kinetically trapped monomers of 1-MeO-PBI supramolecular block copolymers were generated. Both PBIs exhibit an almost planar PBI core according to DFT-calculations leading to strong non-covalent interactions between these PBIs. This perfectly matching geometry of both PBIs also enables the inverted seeded copolymerization of the kinetically trapped monomers of H-PBI with 1-MeO-PBIseed concomitant with a switching of the block pattern of the supramolecular copolymer from A-B-A to B-A-B type. In contrast, the seeding with the moderately twisted (MeO-PBI, EtO-PBI and iPrO-PBI) and the strongly twisted PBIs (1,6,7-MeO-PBI and 1,6,7,12 MeO-PBI) has no effect on the kinetically trapped state of 1-MeO-PBI, because the copolymerization of these PBIs is prevented by the mismatching geometry of the molecular building blocks.
In conclusion, the supramolecular polymerization and two-component seeded copolymerization of a series of PBI monomers was investigated within this thesis. The studies revealed that the thermodynamically and kinetically controlled self-assembly can be strongly modified by subtle changes of the monomeric building blocks. Moreover, the results have shown that living supramolecular polymerization is an exceedingly powerful method to generate unprecedented supramolecular polymeric nanostructures with controlled block pattern and length distribution. The formation of supramolecular block copolymers can only be achieved under precise kinetic control of the polymerization process and is strongly governed by the shape complementarity already imparted in the individual components. Thus, these insightful studies might enable a more rational design of monomeric building blocks for the non-covalent synthesis of highly complex supramolecular architectures with interesting properties for possible future applications, e.g., as novel functional materials.
The aim of the first part of this thesis was to investigate (R,R)-PBI as a model system for polymorphism at its origin by a supramolecular approach. The pathway complexity of (R,R)-PBI was fine-tuned by experimental parameters such as solvent, temperature and concentration to make several supramolecular polymorphs accessible. Mechanistic and quantum chemical studies on the kinetics and thermodynamics of the supramolecular polymerization of (R,R)-PBI were conducted to shed light on the initial stages of polymorphism. The second part of this work deals with mechanistic investigations on the supramolecular polymerization of the racemic mixture of (R,R)- and (S,S)-PBI with regard to homochiral and heterochiral aggregation leading to conglomerates and a racemic supramolecular polymer, respectively.
In this thesis, the synthesis and photophysics of a great variety of squaraine dyes are presented. This variety is based on four parent squaraines containing either indolenine or quinoline heterocycles. By a suitable choice of the donor and acceptor unit, the optical properties can already be adapted to the properties desired on the stage of the monomer.
To promote a further derivatisation of these dyes, diverse functional groups are attached to the monomers using transition metal-catalysed C-C coupling reactions. However, this has to be preceded by the synthesis of bromine-functionalised derivatives as a direct halogenation of squaraine dyes is not feasible. Therefore, the halogen function is already introduced in precursor molecules giving rise to a molecular building block system containing bromine-, boronic ester-, and alkyne-functionalised monomer units, which pave the way to a plethora of squaraine oligomers and polymers.
The indolenine homopolymer pSQB-1 as well as the corresponding small molecular weight oligomers dSQB-1 and tSQB were synthesized applying Ni-mediated Yamamoto and Pd-catalysed Suzuki coupling methodologies, respectively. The motivation for this project relied on the fundamental investigations by Völker et al. on pSQB-V. A progressive red-shift of the lowest energy absorption maximum from the dimer to the polymer was observed in CHCl3 compared to the monomer. With increasing number of monomer units, the exciton coupling decreases from the dimer to the polymer. In addition, the shape of the absorption band manifold shows a strong dependence on the solvent, which was also observed by Völker et al. J-type aggregate behavior is found in chlorinated solvents such as CHCl3 and DCM, whereas H-type aggregates are formed in acetone. Temperature-dependent absorption studies in PhCN reveals a reversible equilibrium of diverse polymer conformers, which manifests itself in a gradual change from H-aggregate behavior to a mixture with a more pronounced J-aggregate behavior upon raising the temperature. It isassumed that both characteristic aggregate bands correlate in borderline cases with two polymer structures which can be assigned to a zig-zag and a helical structure. As no experimental evidence for these structures could hitherto be provided by NMR, TD-DFT computations on oligomers (22-mers) can reproduce very closely the characteristic features of the spectra for the two conformational isomers.
The subsequent chapters are motivated by the goal to influence the optical properties through a control of the superstructure and thus of the intramolecular aggregate formation.
On the one hand, bulky groups are implemented in the 3-position of the indolenine scaffold to provoke steric repulsion and thus favoring J-aggregate behavior at the expense of helical arrangements. The resulting homopolymer pDiPhSQB bearing two phenyl groups per indolenine exhibits J-type aggregate behavior with red-shifted absorption maxima in all considered solvents which is explained to be caused by the formation of elongated zig-zag structures. Furthermore, single-crystal X-ray analysis of monomer DiPhSQB-2-Br2 reveals a torsion of the indolenine moieties as a consequence of steric congestion. The twist of the molecular geometry and the resulting loss of planarity leads to a serious deterioration of the fluorescence properties, however a significant bathochromic shift of ca. 1 200 cm-1 of the lowest absorption band was observed compared to parent SQB, which is even larger than the shift for dSQB-1 (ca. 1 000 cm-1).
On the other hand, a partial stiffening of the polymer backbone is attempted to create a bias for elongated polymer chains. In this respect, the synthetic approach is to replace every second biarylaxis with the rigid transoid benzodipyrrolenine unit. Despite a rather low average degree of polymerization < 10, exclusively red-shifted absorption maxima are observed in all solvents used.
In order to complete the picture of intramolecular aggregates through the selective design of H-aggregates, a squaraine-squaraine copolymer was synthesised containing the classic cisoid indolenine as well as the cisoid quinoline building block. Taking advantage of the highly structure directing self-assembly character of the quinoline moiety, the copolymer pSQBC indeed showes a broad, blue-shifted main absorption band in comparison with the monomer unit dSQBC. The shape of the absorption band manifold solely exhibited a minor solvent and temperature dependence indicating a persistent H-aggregate behaviour. Hence, as a proof of concept, it is shown that the optical properties of the polymers (H- and J-aggregate) and the corresponding superstructure can be inherently controlled by an adequate design of monomer precursors.
The last chapter of this work deals, in contrast to all other chapters, with intermolecular aggregates. It is shown that the two star-shaped hexasquarainyl benzenes hSQA-1 and hSQA-2 exhibit a strong propensity for self-organisation. Concentration- and temperature-dependent studies reveal a great driving force for self-assembly in acetone. While the larger hSQA-2 instantaneously forms stable aggregates, the aggregates of hSQA-1 shows a pronounced kinetic stability. Taking advantage of the kinetic persistency of these aggregates, the corresponding kinetic activation parameters for aggregation and deaggregation can be assessed. The absorption spectra of both hexasquarainyl benzenes in the aggregated state reveal some striking differences. While hSQA-1 features an intensive, very narrow and blue-shifted absorption band, two red-shifted bands are observed for hSQA-2, which are closely located at the monomer absorption. The very small bandwidth of hSQA-1 are interpreted to be caused by exchange narrowing and pointed towards highly ordered supramolecular aggregates. The concentration-dependent data of the two hexasquarainyl benzenes can be fitted to the dimer-model with excellent correlation coefficients, yielding binding constants in excess of 10^6 M-1, respectively. Such high binding constants are very surprising, considering the unfavourable bulky 3,3-dimethyl groups of the indolenine units which should rather prevent aggregation. Joint theoretical and NMR spectroscopic methods were applied to unravel the supramolecular aggregate structure of hSQA-1, which is shown to consist of two stacked hexasquarainyl benzenes resembling the picture of two stacked bowls.
The present thesis encompasses two parts. The first supramolecular part focuses on the development of new flexible self-assembling zwitterions as building blocks for supramolecular polymers. In the second part, the aim was to develop bioorganic receptors for amino acids and dipeptides in aqueous media. Both research projects are based on the guanidiniocarbonyl pyrrole 1 as a new efficient binding motif for the complexation of carboxylates in polar solution.A necessary requirement for the realization of these research projects was to develop an efficient and mild synthetic approach for the cationic guanidiniocarbonyl pyrroles in general. The harsh reaction conditions of the previously used method and the problematic purification of the cationic guanidinocarbonyl pyrroles so far prevented a more extensive exploration in bioorganic and supramolecular research. In the course of this work I successfully developed a new synthesis starting with mono tBoc-protected guanidine that was coupled with a benzyl protected pyrrole carboxylic acid. After deprotection of the benzyl group, a key intermediate in the newly developed synthesis, the tBoc-protected guanidinocarbonyl pyrrole acid, was obtained. This new, mild and extremely efficient synthetic approach for the introduction of acyl guanidines is now the standard procedure in our group for the preparation of both solution and solid-phase guanidiniocarbonyl pyrroles. With this facile method at hand, a new class of flexible zwitterions, in which a carboxylate is linked via an alkyl chain to a guanidiniocarbonyl pyrrole cation was synthesized. The self-aggregation and the influence of the length and therefore flexibility of the alkyl spacer on the structure and stability of the formed aggregates were studied in solution and gas phase. In solution the aggregation was studied by NMR-dilution experiments in DMSO which suggest that flexible zwitterions with n = 1, 3 and 5 form oligomers. For n = 1, highly stable helical aggregates with nanometer size are formed. In the gas phase studies the stability and the fragmentation kinetics of a series of sodiated dimeric zwitterions with n = 2, 3 and 5 were investigated. This was done by infrared multiphoton dissociation Fourier transform ion cyclotron resonance mass spectrometry (IRMPD-FT-ICR-MS). These kinds of studies can be used in the future for a more directed design of supramolecular building blocks The bioorganic research part comprises three different projects. In a first project I synthesized four new arginine analogues which can be implemented in peptides as a substitute for arginine. Therefore, I developed the new multi-step synthesis shown below for these arginine analogues. As a test for their application in normal solid phase synthesis, I successfully prepared a tripeptide sequence Ala-AA1-Val (AA: arginine analogue. In a second project I studied the influence of additional ionic interactions within our binding motif. I synthesized a di-cationic and a tris-cationic receptor and evaluated the binding properties via NMR titration experiments against a variety of amino acids. Especially, the tris-cationic receptor was capable to strongly complex amino acids. The association constants were about a factor of 100 higher than those for the guanidiniocarbonyl pyrroles known so far. Even in 90 %water/10 % DMSO the association constants determined by NMR titration were extremely high with values around Kass = 2000 M-1. In the third project I developed a de-novo designed receptor for C-terminal dipeptides in a beta-sheet conformation based on molecular calculations. This receptor was studied in NMR and also UV titration experiments. In 40 % water/ 60 % DMSO the association constants were too strong to be measured by NMR titration experiments. Therefore, the complexation properties of 12 were studied by UV titration in water (with 10 % DMSO added for solubility reasons) with various dipeptides and amino acids as substrates. The data show that 12 binds dipeptides very efficiently even in water with association constants Kass > 10000 M-1, making 12 one of the most effective dipeptide receptors known so far. In contrast to that, simple amino acids are bound up to ten times less efficiently (Kass > 1000 M-1) than dipeptides. In the series of dipeptides studied the complex stability increases depending on the side chains present in the order Gly < Ala < Val which is a result of the decreasing flexibility of the peptide and the increasing hydrophobicity of the side chains. The binding properties of this receptor are superior to any other dipeptide receptor reported so far. Within my thesis I have not only developed an essential, mild and efficient synthetic approach for guanidiniocarbonyl pyrroles in general, but also a new binding motif for the complexation of amino acids 15, 11 and in addition a dipeptide receptor 12 that is superior to all dipeptides receptors known so far.
Dipolar merocyanines are very attractive supramolecular building blocks, as they combine interesting functional properties with strong, directional intermolecular interactions. The pyridine dioxocyano-pyridine (PYOP) chromophore (Chapter 2.2), used in this thesis, stands out because of its exceptionally high ground state dipole moment (g ~ 17 D), in combination with the option to retain good solubility also in unpolar solvents, by decoration with solubilizing groups.
The reliable binding motif of anti-parallel -stacking due to dipole-dipole interactions has allowed the design of molecular building blocks that form assemblies of predictable geometry. The intense unstructured charge transfer UV/Vis absorption band (eg ~ 10.7 D) is a result of the dominant contribution of the zwitterionic resonance structure which brings the PYOP chromophore just beyond the cyanine limit in solvents of low polarity (c2 = 0.60, 1,4 dioxane). The high sensitivity of the S0 – S1 UV/Vis absorption band to the environment manifests itself in a pronounced negative solvatochromism and strong H-type exciton coupling within -stacked PYOP assemblies. In accordance with the classical molecular exciton theory, an increasing hypsochromic shift of the dominant absorption band of these H aggregates can be observed as the stack size increases up to about six chromophores, where it levels out at about max ~ 440 nm (CHCl3). This allows a uniquely simple estimation of the number of interacting chromophores within the self-assembled structure from a single UV/Vis absorption spectrum of an aggregate.
The defined and well investigated PYOP dimer formation was employed in this thesis to probe the applicability and limitations of concentration-, temperature-, and solvent-dependent self-assembly studies (Chapter 3). Straightforward theoretical models to evaluate datasets of concentration-, temperature-, and solvent-dependent UV/Vis absorption by nonlinear regression analysis were derived for the case of dimer formation (Chapter 2.1). Although the dimer model is well known and widely applied in literature, this detailed derivation is helpful to understand assumptions and potential problems of the different approaches for the determination of thermodynamic parameters. This helps to decide on the most appropriate method to analyse a system of interest. In this regard it should be noted that covering a large portion of the self-assembly process with the experimental data is a prerequisite for the accuracy of the analysis. Additionally, many of the insights can also be transferred to other self-assembly systems like supramolecular polymerization or host-guest interactions.
The concentration-dependent analysis is the most straightforward method to investigate self-assembly equilibria. No additional assumptions, besides mass balance and mass action law, are required. Since it includes the least number of parameters (only K, if M/D are known), it is the most, or even only, reliable method, to elucidate the self-assembly mechanism of an unknown system by model comparison. To cover a large concentration range, however, the compound must be soluble enough and generally sample amounts at least in the low mg scale must be available.
The temperature-dependent analysis has the advantage that all thermodynamic parameters G0, H0 and S0 can be obtained from a single sample in one automated measurement. However, the accessible temperature-range is experimentally often quite limited and dependent on the solvent. For systems which do not show the transition from monomer to aggregate in a narrow temperature range, as given for, e.g., cooperative aggregation or processes with a high entropy contribution, often not the entire self-assembly process can be monitored. Furthermore, the assumptions of temperature-independent extinction coefficients of the individual species as well as temperature-independent H0 and S0 must be met. Monte Carlo simulations of data sets demonstrated that even minor changes in experimental data can significantly impact the optimized values for H0 and S0. This is due to the redundancy of these two parameters within the model framework and even small thermochromic effects can significantly influence the results. The G0 value, calculated from H0 and S0, is, however, still rather reliable.
Solvent-dependent studies can often cover the entire self-assembly process from monomeric (agg = 0) to the fully aggregated state (agg = 1). However, for dyes with strong solvatochromic effects, such as the dipolar merocyanines investigated in this thesis, the results are affected. Also, the assumption of a linear relation of the binding energy G0 and the fraction of denaturating solvent f, which is based on linear free energy relationships between G0 and the solvent polarity, can lead to errors. Especially when specific solvent effects are involved.
For the evaluation of experimental data by nonlinear regression, general data analysis software can be used, where user-defined fit models and known parameters can be implemented as desired. Alternatively, multiple specialized programs for analysing self-assembly data are available online. While the latter programs are usually more user-friendly, they have the disadvantage of being a “black box” where only pre-implemented models can be used without the option for the user to adapt models or parameters for a specific system.
In Chapter 3 comprehensive UV/Vis absorption datasets are presented for the dimerization of merocyanine derivative 1 in 1,4-dioxane, which allowed for the first time a direct comparison of the results derived from concentration-, temperature-, and solvent-dependent self-assembly studies.
The results for the binding constant K and corresponding G0 from the concentration- and temperature-dependent analysis were in very good agreement, also in comparison to the results from ITC. For the temperature-dependent analysis, though, multiple datasets of samples with different concentration had to be evaluated simultaneously to cover a meaningful part of the self-assembly process. Furthermore, a significant dependence of the optimized parameters H0 and S0 on the wavelength chosen for the analysis was observed. This can be rationalized by the small thermochromic shifts of both the monomer and the dimer UV/Vis absorption band. The results from the solvent-dependent evaluation showed the largest deviation, as expected for the highly solvatochromic merocyanine dye.
However, even here by evaluation at 491 and 549 nm the deviation for G0 was only 2.5 kJ mol1 (9%) with respect to the results from the concentration-dependent analysis (G0 = 29.1 kJ mol1). Thus, despite the strong solvatochromism of the dipolar chromophore, it can still be considered a reliable method for estimating the binding strength. Furthermore, multiple repetitions of the concentration-, temperature-, and solvent-dependent studies provided insight into the reproducibility of the results and possible sources of experimental errors. In all cases, the deviations of the results were small (G0 < 0.4 kJ mol1) and within the same range as the fit error from the nonlinear regression analysis.
The insights from these studies were an important basis for the in-depth investigation of a more complex supramolecular system in Chapter 4, as a single method is often not enough to capture the full picture of a more complicated self-assembly process. To elucidate the anti-cooperative self-assembly of the chiral merocyanine 2, a combination of multiple techniques had to be applied.
Solvent-dependent UV/Vis absorption studies in CH2Cl2/MCH mixtures showed the step-wise assembly of the merocyanine monomer (max(M) = 549 nm, CH2Cl2) to first a dimer (max(D) = 498 nm, CH2Cl2/MCH 15:85) by dipole-dipole interactions, and then a -stacked higher aggregate (max(H) = 477 nm, MCH), with pronounced H-type coupling.
The thermodynamic evaluation of this data, however, suffered from the severe solvatochromism, especially of the monomeric species (max(M, CH2Cl2) = 549 nm, max(M, MCH) = 596 nm). Therefore, concentration-dependent studies were performed at three different temperatures (298, 323, 353 K) to elucidate the self-assembly mechanism and determine reliable thermodynamic parameters. The studies at elevated temperatures were hereby necessary, to obtain experimental data over a larger agg--range. Due to the pronounced difference in the thermodynamic driving force for dimerization and higher aggregate formation (KD/K5 = 6500) a concentration range exists in MCH where almost exclusively the dimer species of 2 is present, before further self-assembly by dispersion interactions occurs. Therefore, the data could be evaluated independently for the two self-assembly steps. The self-assembly of dimers into the higher aggregate could not be described by the isodesmic model but was fitted satisfactorily to a pentamer model. This rather small size of about ten -stacked PYOP chromophores was, furthermore, consistently indicated by AFM, VPO and DOSY NMR measurements. Based on 1D and 2D NMR data as well as the strong bisignate CD signal of the higher aggregate in combination with TD-DFT calculations, a P-helical stack is proposed as its structure. The small size can be rationalized by the anti-cooperative self-assembly mechanism and the sterical demand of the solubilizing trialkoxyphenyl and the chiral tetralin substituents. Additionally, the aliphatic shell formed by the solubilizing chains around the polar chromophore stack, can account for the exceptionally high solubility of 2 in MCH (> 15 mg mL1). These combined studies of the self-assembly process enabled the identification of suitable conditions for the investigation of fluorescence properties of the individual aggregate species. Aggregation-induced emission enhancement was observed for the almost non-emissive monomer (Fl(M) = 0.23%), which can be rationalized by the increasing rigidification within the dimer (Fl(D) = 2.3%) and the higher aggregate (Fl(H) = 4.5%). The helical chirality of the PYOP decamer stack, furthermore, gave rise to a strong CPL signal with a large glum value of 0.011.
The important conclusion of this thesis is that the temperature- and solvent-dependent analyses are valid alternatives to the classical concentration-dependent analysis to determine thermodynamic parameters of self-assembly equilibria. Although, for a specific supramolecular system, one approach might be favourable over the others for a variety of reasons. The experimental limitations often demand a combination of techniques to fully elucidate a self-assembly process and to gain insights in the aggregate structure. The anti-cooperative merocyanine self-assembly, which was described here for the first time for the PYOP merocyanine 2, is no exception. Besides the interest in the merocyanine assemblies from a structural and functional point of view, the insights gained from the presented studies can also be transferred to other self-assembly systems and be a guide to find the most appropriate analysis technique.