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The Essential Climate Variable (ECV) Permafrost is currently undergoing strong changes due to rising ground and air temperatures. Surface movement, forming characteristic landforms such as rock glaciers, is one key indicator for mountain permafrost. Monitoring this movement can indicate ongoing changes in permafrost; therefore, rock glacier velocity (RGV) has recently been added as an ECV product. Despite the increased understanding of rock glacier dynamics in recent years, most observations are either limited in terms of the spatial coverage or temporal resolution. According to recent studies, Sentinel-1 (C-band) Differential SAR Interferometry (DInSAR) has potential for monitoring RGVs at high spatial and temporal resolutions. However, the suitability of DInSAR for the detection of heterogeneous small-scale spatial patterns of rock glacier velocities was never at the center of these studies. We address this shortcoming by generating and analyzing Sentinel-1 DInSAR time series over five years to detect small-scale displacement patterns of five high alpine permafrost environments located in the Central European Alps on a weekly basis at a range of a few millimeters. Our approach is based on a semi-automated procedure using open-source programs (SNAP, pyrate) and provides East-West displacement and elevation change with a ground sampling distance of 5 m. Comparison with annual movement derived from orthophotos and unpiloted aerial vehicle (UAV) data shows that DInSAR covers about one third of the total movement, which represents the proportion of the year suited for DInSAR, and shows good spatial agreement (Pearson R: 0.42–0.74, RMSE: 4.7–11.6 cm/a) except for areas with phase unwrapping errors. Moreover, the DInSAR time series unveils spatio-temporal variations and distinct seasonal movement dynamics related to different drivers and processes as well as internal structures. Combining our approach with in situ observations could help to achieve a more holistic understanding of rock glacier dynamics and to assess the future evolution of permafrost under changing climatic conditions.
Monitoring forest conditions is an essential task in the context of global climate change to preserve biodiversity, protect carbon sinks and foster future forest resilience. Severe impacts of heatwaves and droughts triggering cascading effects such as insect infestation are challenging the semi-natural forests in Germany. As a consequence of repeated drought years since 2018, large-scale canopy cover loss has occurred calling for an improved disturbance monitoring and assessment of forest structure conditions. The present study demonstrates the potential of complementary remote sensing sensors to generate wall-to-wall products of forest structure for Germany. The combination of high spatial and temporal resolution imagery from Sentinel-1 (Synthetic Aperture Radar, SAR) and Sentinel-2 (multispectral) with novel samples on forest structure from the Global Ecosystem Dynamics Investigation (GEDI, LiDAR, Light detection and ranging) enables the analysis of forest structure dynamics. Modeling the three-dimensional structure of forests from GEDI samples in machine learning models reveals the recent changes in German forests due to disturbances (e.g., canopy cover degradation, salvage logging). This first consistent data set on forest structure for Germany from 2017 to 2022 provides information of forest canopy height, forest canopy cover and forest biomass and allows estimating recent forest conditions at 10 m spatial resolution. The wall-to-wall maps of the forest structure support a better understanding of post-disturbance forest structure and forest resilience.
Cocoa growing is one of the main activities in humid West Africa, which is mainly grown in pure stands. It is the main driver of deforestation and encroachment in protected areas. Cocoa agroforestry systems which have been promoted to mitigate deforestation, needs to be accurately delineated to support a valid monitoring system. Therefore, the aim of this research is to model the spatial distribution of uncertainties in the classification cocoa agroforestry. The study was carried out in Côte d’Ivoire, close to the Taï National Park. The analysis followed three steps (i) image classification based on texture parameters and vegetation indices from Sentinel-1 and -2 data respectively, to train a random forest algorithm. A classified map with the associated probability maps was generated. (ii) Shannon entropy was calculated from the probability maps, to get the error maps at different thresholds (0.2, 0.3, 0.4 and 0.5). Then, (iii) the generated error maps were analysed using a Geographically Weighted Regression model to check for spatial autocorrelation. From the results, a producer accuracy (0.88) and a user’s accuracy (0.91) were obtained. A small threshold value overestimates the classification error, while a larger threshold will underestimate it. The optimal value was found to be between 0.3 and 0.4. There was no evidence of spatial autocorrelation except for a smaller threshold (0.2). The approach differentiated cocoa from other landcover and detected encroachment in forest. Even though some information was lost in the process, the method is effective for mapping cocoa plantations in Côte d’Ivoire.
Grasslands shape many landscapes of the earth as they cover about one-third of its surface. They are home and provide livelihood for billions of people and are mainly used as source of forage for animals. However, grasslands fulfill many additional ecosystem functions next to fodder production, such as storage of carbon, water filtration, provision of habitats and cultural values. They play a role in climate change (mitigation) and in preserving biodiversity and ecosystem functions on a global scale. The degree to what these ecosystem functions are present within grassland ecosystems is largely determined by the management. Individual management practices and the use intensity influence the species composition as well as functions, like carbon storage, while higher use intensities (e.g. high mowing frequencies) usually show a negative impact. Especially in Central European countries, like in Germany, the determining influence of grassland management on its physiognomy and ecosystem functions leads to a large variability and small-scale alternations of grassland parcels. Large-scale information on the management and use intensity of grasslands is not available. Consequently, estimations of grassland ecosystem functions are challenging which, however, would be required for large-scale assessments of the status of grassland ecosystems and optimized management plans for the future. The topic of this thesis tackles this gap by investigating the major grassland management practice in Germany, which is mowing, for multiple years, in high spatial resolution
and on a national scale.
Earth Observation (EO) has the advantage of providing information of the earth’s surface on multi-temporal time steps. An extensive literature review on the use of EO for grassland management and production analyses, which was part of this thesis, showed that in particular research on grasslands consisting of small parcels with a large variety of management and use intensity, like common in Central Europe, is underrepresented. Especially
the launch of the Sentinel satellites in the recent past now enables the analyses of such grasslands due to their high spatial and temporal resolution. The literature review specifically on the investigation of grassland mowing events revealed that most previous studies focused on small study areas, were exploratory, only used one sensor type and/or lacked a reference data set with a complete range of management options.
Within this thesis a novel framework to detect grassland mowing events over large areas is presented which was applied and validated for the entire area of Germany for multiple years (2018–2021). The potential of both sensor types, optical (Sentinel-2) and Synthetic Aperture Radar (SAR) (Sentinel-1) was investigated regarding grassland mowing event detection. Eight EO parameters were investigated, namely the Enhanced Vegetation Index (EVI), the backscatter intensity and the interferometric (InSAR) temporal coherence for both available polarization modes (VV and VH), and the polarimetric (PolSAR) decomposition parameters Entropy, K0 and K1. An extensive reference data set was generated based on daily images of webcams distributed in Germany which resulted in mowing information
for grasslands with the entire possible range of mowing frequencies – from one to six in Germany – and in 1475 reference mowing events for the four years of interest.
For the first time a observation-driven mowing detection approach including data from Sentinel-2 and Sentinel-1 and combining the two was developed, applied and validated on large scale. Based on a subset of the reference data (13 grassland parcels with 44 mowing events) from 2019 the EO parameters were investigated and the detection algorithm
developed and parameterized. This analysis showed that a threshold-based change detection approach based on EVI captured grassland mowing events best, which only failed during periods of clouds. All SAR-based parameters showed a less consistent behavior to mowing events, with PolSAR Entropy and InSAR Coherence VH, however, revealing the
highest potential among them. A second, combined approach based on EVI and a SARbased parameter was developed and tested for PolSAR Entropy and InSAR VH. To avoid additional false positive detections during periods in which mowing events are anyhow reliably detected using optical data, the SAR-based mowing detection was only initiated
during long gaps within the optical time series (< 25 days). Application and validation of
these approaches in a focus region revealed that only using EVI leads to the highest accuracies (F1-Score = 0.65) as combining this approach with SAR-based detection led to a strong increase in falsely detected mowing events resulting in a decrease of accuracies (EVI + PolSAR ENT F1-Score = 0.61; EVI + InSAR COH F1-Score = 0.61).
The mowing detection algorithm based on EVI was applied for the entire area of Germany for the years 2018-2021. It was revealed that the largest share of grasslands with high mowing frequencies (at least four mowing events) can be found in southern/south-eastern Germany. Extensively used grassland (mown up to two times) is distributed within the entire country with larger shares in the center and north-eastern parts of Germany. These patterns stay constant in general, but small fluctuations between the years are visible. Early mown grasslands can be found in southern/south-eastern Germany – in line with high mowing frequency areas – but also in central-western parts. The years 2019 and 2020 revealed higher accuracies based on the 1475 mowing events of the multi-annual validation data set
(F1-Scores of 0.64 and 0.63), 2018 and 2021 lower ones (F1-Score of 0.52 and 0.50).
Based on this new, unprecedented data set, potential influencing factors on the mowing dynamics were investigated. Therefore, climate, topography, soil data and information on conservation schemes were related to mowing dynamics for the year 2020, which showed a high number of valid observations and detection accuracy. It was revealed that there are no strong linear relationships between the mowing frequency or the timing of the first mowing event and the investigated variables. However, it was found that for intensive grassland usage certain climatic and topographic conditions have to be fulfilled, while extensive grasslands appear on the entire spectrum of these variables. Further, higher mowing frequencies occur on soils with influence of ground water and lower mowing frequencies in protected areas. These results show the complex interplay between grassland mowing dynamics and external influences and highlight the challenges of policies aiming to protect grassland ecosystem functions and their need to be adapted to regional circumstances.
Mapping aquaculture ponds for the coastal zone of Asia with Sentinel-1 and Sentinel-2 time series
(2021)
Asia dominates the world's aquaculture sector, generating almost 90 percent of its total annual global production. Fish, shrimp, and mollusks are mainly farmed in land-based pond aquaculture systems and serve as a primary protein source for millions of people. The total production and area occupied for pond aquaculture has expanded rapidly in coastal regions in Asia since the early 1990s. The growth of aquaculture was mainly boosted by an increasing demand for fish and seafood from a growing world population. The aquaculture sector generates income and employment, contributes to food security, and has become a billion-dollar industry with high socio-economic value, but has also led to severe environmental degradation. In this regard, geospatial information on aquaculture can support the management of this growing food sector for the sustainable development of coastal ecosystems, resources, and human health. With free and open access to the rapidly growing volume of data from the Copernicus Sentinel missions as well as machine learning algorithms and cloud computing services, we extracted coastal aquaculture at a continental scale. We present a multi-sensor approach that utilizes Earth observation time series data for the mapping of pond aquaculture within the entire Asian coastal zone, defined as the onshore area up to 200 km from the coastline. In this research, we developed an object-based framework to detect and extract aquaculture at a single-pond level based on temporal features derived from high-spatial-resolution SAR and optical satellite data acquired from the Sentinel-1 and Sentinel-2 satellites. In a second step, we performed spatial and statistical data analyses of the Earth-observation-derived aquaculture dataset to investigate spatial distribution and identify production hotspots at various administrative units at regional, national, and sub-national scale.
Supraglacial meltwater accumulation on ice sheets can be a main driver for accelerated ice discharge, mass loss, and global sea-level-rise. With further increasing surface air temperatures, meltwater-induced hydrofracturing, basal sliding, or surface thinning will cumulate and most likely trigger unprecedented ice mass loss on the Greenland and Antarctic ice sheets. While the Greenland surface hydrological network as well as its impacts on ice dynamics and mass balance has been studied in much detail, Antarctic supraglacial lakes remain understudied with a circum-Antarctic record of their spatio-temporal development entirely lacking. This study provides the first automated supraglacial lake extent mapping method using Sentinel-1 synthetic aperture radar (SAR) imagery over Antarctica and complements the developed optical Sentinel-2 supraglacial lake detection algorithm presented in our companion paper. In detail, we propose the use of a modified U-Net for semantic segmentation of supraglacial lakes in single-polarized Sentinel-1 imagery. The convolutional neural network (CNN) is implemented with residual connections for optimized performance as well as an Atrous Spatial Pyramid Pooling (ASPP) module for multiscale feature extraction. The algorithm is trained on 21,200 Sentinel-1 image patches and evaluated in ten spatially or temporally independent test acquisitions. In addition, George VI Ice Shelf is analyzed for intra-annual lake dynamics throughout austral summer 2019/2020 and a decision-level fused Sentinel-1 and Sentinel-2 maximum lake extent mapping product is presented for January 2020 revealing a more complete supraglacial lake coverage (~770 km\(^2\)) than the individual single-sensor products. Classification results confirm the reliability of the proposed workflow with an average Kappa coefficient of 0.925 and a F\(_1\)-score of 93.0% for the supraglacial water class across all test regions. Furthermore, the algorithm is applied in an additional test region covering supraglacial lakes on the Greenland ice sheet which further highlights the potential for spatio-temporal transferability. Future work involves the integration of more training data as well as intra-annual analyses of supraglacial lake occurrence across the whole continent and with focus on supraglacial lake development throughout a summer melt season and into Antarctic winter.
Quantifying tree defoliation by insects over large areas is a major challenge in forest management, but it is essential in ecosystem assessments of disturbance and resistance against herbivory. However, the trajectory from leaf-flush to insect defoliation to refoliation in broadleaf trees is highly variable. Its tracking requires high temporal- and spatial-resolution data, particularly in fragmented forests.
In a unique replicated field experiment manipulating gypsy moth Lymantria dispar densities in mixed-oak forests, we examined the utility of publicly accessible satellite-borne radar (Sentinel-1) to track the fine-scale temporal trajectory of defoliation. The ratio of backscatter intensity between two polarizations from radar data of the growing season constituted a canopy development index (CDI) and a normalized CDI (NCDI), which were validated by optical (Sentinel-2) and terrestrial laser scanning (TLS) data as well by intensive caterpillar sampling from canopy fogging.
The CDI and NCDI strongly correlated with optical and TLS data (Spearman's ρ = 0.79 and 0.84, respectively). The ΔNCDII\(_{Defoliation(A−C)}\) significantly explained caterpillar abundance (R\(^{2}\) = 0.52). The NCDI at critical timesteps and ΔNCDI related to defoliation and refoliation well discriminated between heavily and lightly defoliated forests.
We demonstrate that the high spatial and temporal resolution and the cloud independence of Sentinel-1 radar potentially enable spatially unrestricted measurements of the highly dynamic canopy herbivory. This can help monitor insect pests, improve the prediction of outbreaks and facilitate the monitoring of forest disturbance, one of the high priority Essential Biodiversity Variables, in the near future.
This study investigates synthetic aperture radar (SAR) time series of the Sentinel-1 mission acquired over the Atacama Desert, Chile, between March 2015 and December 2018. The contribution analyzes temporal and spatial variations of Sentinel-1 interferometric SAR (InSAR) coherence and exemplarily illustrates factors that are responsible for observed signal differences. The analyses are based on long temporal baselines (365–1090 days) and temporally dense time series constructed with short temporal baselines (12–24 days). Results are compared to multispectral data of Sentinel-2, morphometric features of the digital elevation model (DEM) TanDEM-X WorldDEM™, and to a detailed governmental geographic information system (GIS) dataset of the local hydrography. Sentinel-1 datasets are suited for generating extensive, nearly seamless InSAR coherence mosaics covering the entire Atacama Desert (>450 × 1100 km) at a spatial resolution of 20 × 20 meter per pixel. Temporal baselines over several years lead only to very minor decorrelation, indicating a very high signal stability of C-Band in this region, especially in the hyperarid uplands between the Coastal Cordillera and the Central Depression. Signal decorrelation was associated with certain types of surface cover (e.g., water or aeolian deposits) or with actual surface dynamics (e.g., anthropogenic disturbance (mining) or fluvial activity and overland flow). Strong rainfall events and fluvial activity in the periods 2015 to 2016 and 2017 to 2018 caused spatial patterns with significant signal decorrelation; observed linear coherence anomalies matched the reference channel network and indicated actual episodic and sporadic discharge events. In the period 2015–2016, area-wide loss of coherence appeared as strip-like patterns of more than 80 km length that matched the prevailing wind direction. These anomalies, and others observed in that period and in the period 2017–2018, were interpreted to be caused by overland flow of high magnitude, as their spatial location matched well with documented heavy rainfall events that showed cumulative precipitation amounts of more than 20 mm.
Exploring the potential of C-Band SAR in contributing to burn severity mapping in tropical savanna
(2019)
The ability to map burn severity and to understand how it varies as a function of time of year and return frequency is an important tool for landscape management and carbon accounting in tropical savannas. Different indices based on optical satellite imagery are typically used for mapping fire scars and for estimating burn severity. However, cloud cover is a major limitation for analyses using optical data over tropical landscapes. To address this pitfall, we explored the suitability of C-band Synthetic Aperture Radar (SAR) data for detecting vegetation response to fire, using experimental fires in northern Australia. Pre- and post-fire results from Sentinel-1 C-band backscatter intensity data were compared to those of optical satellite imagery and were corroborated against structural changes on the ground that we documented through terrestrial laser scanning (TLS). Sentinel-1 C-band backscatter (VH) proved sensitive to the structural changes imparted by fire and was correlated with the Normalised Burn Ratio (NBR) derived from Sentinel-2 optical data. Our results suggest that C-band SAR holds potential to inform the mapping of burn severity in savannas, but further research is required over larger spatial scales and across a broader spectrum of fire regime conditions before automated products can be developed. Combining both Sentinel-1 SAR and Sentinel-2 multi-spectral data will likely yield the best results for mapping burn severity under a range of weather conditions.
The Sentinel-1 Satellite (S-1) of ESA's Copernicus Mission delivers freely available C-Band Synthetic Aperture Radar (SAR) data that are suited for interferometric applications (InSAR). The high geometric resolution of less than fifteen meter and the large coverage offered by the Interferometric Wide Swath mode (IW) point to new perspectives on the comprehension and understanding of surface changes, the quantification and monitoring of dynamic processes, especially in arid regions. The contribution shows the application of S-1 intensities and InSAR coherences in time series analysis for the delineation of changes related to fluvial morphodynamics in Damghan, Iran. The investigations were carried out for the period from April to October 2015 and exhibit the potential of the S-1 data for the identification of surface disturbances, mass movements and fluvial channel activity in the surroundings of the Damghan Playa. The Amplitude Change Detection highlighted extensive material movement and accumulation - up to sizes of more than 4,000 m in width - in the east of the Playa via changes in intensity. Further, the Coherence Change Detection technique was capable to indicate small-scale channel activity of the drainage system that was neither recognizable in the S-1 intensity nor the multispectral Landsat-8 data. The run off caused a decorrelation of the SAR signals and a drop in coherence. Seen from a morphodynamic point of view, the results indicated a highly dynamic system and complex tempo-spatial patterns were observed that will be subject of future analysis. Additionally, the study revealed the necessity to collect independent reference data on fluvial activity in order to train and adjust the change detector.