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Summary Using the facultative root hemiparasite Rhinanthus minor and Hordeum vulgare as a host, several aspects of water relations, the flows and partitioning of mineral nutrients, the flows, depositions and metabolism of abscisic acid (ABA) and zeatin type cytokinins (zeatin Z, zeatin riboside ZR, zeatin nucleotide ZN) within the host, the parasite and between host and parasite and the flows and partitioning of the transport metabolites mannitol in the parasite, and of sucrose in the host, have been studied during the study period 41 to 54 days after planting, i.e about 30 to 43 days after successful attachment of the parasite to the host. Water relations Extraction of xylem sap by the parasite from the host’s roots is facilitated by considerably higher transpiration per leaf area in the parasite than in the host and by the fact that stomata of attached Rhinanthus were wide open all day and night despite extremely high ABA concentrations in the leaves. By comparison, another related root hemiparasite, Melampyrum arvense, parasitising on various grasses in the field (botanic garden), showed normal diurnal stomatal behaviour. The abnormal behaviour of Rhinanthus stomata was not due to anatomical reasons as closure could be induced by applying high external ABA concentrations. Remarkable differences have been detected between the hydraulic conductance of barley seminal roots showing relatively low values, and that of Rhinanthus the seminal root showing very high values. The latter could be related to the observed high ABA concentrations in these roots. Whole plant water uptake, transpirational losses, growth-dependent deposition and the flows of water within the plants have been measured in singly growing Rhinanthus and Hordeum plants and in the parasitic association between the two. Water uptake, deposition and transpiration in Rhinanthus were dramatically increased after attachment to the barley host; most of the water used by the parasite was extracted as xylem sap from the host, thereby scavenging 20% of the total water taken up by the host’s roots. This water uptake by the parasitised host, however, due to a parasite induced reduction in the hosts growth, was decreased by 22% as compared to non- parasitised barley. The overall changes in growth-related water deposition in host and parasite pointed to decreased shoot and relatively favoured root growth in the host and to strongly favoured shoot growth and less strongly increased root growth only in the parasite. These changes in the host became more severe, when more than one Rhinanthus was parasitising one barley plant. Mineral nutrients relations 5 mM NO3- supply In parasitising Rhinanthus shoot growth was 12-fold, but root growth only twofold increased compared to the non-parasitising (very small) plants. On the other hand, in the Hordeum host, shoot dry matter growth was clearly reduced, by 33% in leaf laminae and by 52% in leaf sheaths, whereas root growth was only slightly reduced as a consequence of parasitism. Growth-dependent increments of total N and P and of K, Ca and Mg in parasitising Rhinanthus shoot were strongly increased, particularly increments of total N and P, which were 18 and 42 times, respectively, higher than in the small solitary Rhinanthus. On the other hand, increments of the above mineral nutrients in leaf sheaths of parasitised Hordeum vulgare were more strongly decreased than in leaf laminae in response to parasitic attack. Estimation of the flows of nutrients revealed that Rhinanthus withdrew from the host xylem sap about the same percentage of each nutrients: 18% of total N, 22% of P and 20% of K. Within the host almost all net flows of nutrient ions were decreased due to parasitism, but retranslocation from shoot to root-as related to xylem flow-was somewhat increased for all nutrients. Quantitative information is provided to show that the substantially increased growth in the shoot of attached Rhinanthus and the observed decrease in Hordeum shoot growth after infection were related to strongly elevated supply of nitrogen and phosphorus in the parasite and to incipient deficiency of these nutrients in the parasitised host. The flows of nutrients between host and parasite are discussed in terms of low selectivity of nutrient abstraction from the host xylem by the hemiparasite Rhinanthus minor. 1 mM NO3- or 1 mM NH4+ supply Rhinanthus shoot growth as measured by dry matter increase, was 19-fold (1 mM NO3-) and 15-fold (1 mM NH4+), but root growth only twofold (1 mM NO3-) and 2.9-fold (1 mM NH4+) increased-relative to singly growing Rhinanthus-when parasitising on host barley. In the Hordeum host, shoot dry matter growth was clearly reduced, whereas root growth was only slightly affected. Growth-dependent increments of total N and P and of K, Ca and Mg in parasitising Rhinanthus shoot were strongly increased, particularly increments of total N or of P, which were 20 or 53 times (1 mM NO3-) and 18 or 51 times (1 mM NH4+) , respectively, higher than those in solitary Rhinanthus. Within the host almost all net flows of nutrient ions were decreased due to parasitism. Flows of mannitol in parasite and sucrose flows in host barley When the plants were supplied with 5 mM NO3-, the biosynthesis of mannitol in Rhinanthus shoots increased 16-fold by parasitism, resulting in a 15-fold higher mannitol flow in the phloem and a 10-fold higher deposition in the shoot. Also the backward transport of mannitol in the xylem were increased 10-fold after attachment. Lower level nitrogen supply increased the deposition of mannitol in both single and attached Rhinanthus shoot and root. No mannitol was found in barley roots even in the direct vicinity of the haustoria. This indicates there are no backward transport of xylem sap from parasite to host. Compared to unparasitised barley, the net biosynthesis and deposition of sucrose in the shoot and the phloem flow was decreased substantially when plants were supplied with 5 mM NO3- or 1 mM NO3-. No sucrose has been detected in barley xylem sap and consequently there was no indication of a sucrose transfer from the host to the parasite. A possible involvement of mannitol in the abscisic acid relations of the parasite is discussed. ABA relations When the plants were supplied with 5 mM NO3-, there were weak or no effects of parasitism on ABA flows, biosynthesis and ABA degradation in barley. However, ABA growth-dependent deposition was significantly increased in the leaf laminae (3 fold) and in leaf sheath (2.4 fold), but not in roots. Dramatic changes in ABA flows, metabolism and deposition on a per plant basis, however, have been observed in Rhinanthus. Biosynthesis in the roots was 12-fold higher after attachment resulting in 14-fold higher ABA flows in the xylem. A large portion of this ABA was metabolised, a small portion was deposited. Phloem flows of ABA were increased 13-fold after attachment. The concentrations of ABA in tissues and xylem sap were higher in attached Rhinanthus by an order of magnitude than in host tissues and xylem sap. Similar dramatic difference existed when comparing the high concentrations in the xylem sap of single Rhinanthus with unparasitised barley. As compared to 5 mM NO3-, lower NO3- or 1 mM NH4+ supply doubled the ABA concentrations in barley leaf laminae, while having only small or no significant effects in the other organs. The possible special functions of ABA for the parasite are discussed. Zeatin type cytokinins relations Parasitism decreased, in the case of zeatin (Z), the synthesis (by 57%) in the root, xylem flows (by 56%) and metabolism (by 71%) in leaf laminae, however, increased the phloem flows of zeatin massively (3-fold) in host barley. The deposition of zeatin in the root of Rhinanthus and the flowing in xylem and phloem were 24, 12, 29-fold, respectively, increased after successfully attaching to the host barley. However, net biosynthesis of zeatin in Rhinanthus roots decreased by 39% after attachment. This indicates that a large portion (70%) of xylem flow of zeatin in attached Rhinanthus was extracted from the host. In singly growing Rhinanthus plants, the balance of zeatin deposition in the shoot was negative, i.e. zeatin was metabolised and exported back to root in the phloem. The xylem flows of zeatin riboside (ZR) in barley decreased by 39% after infected by Rhinanthus; phloem flow, which was 117% relative to xylem flow was less decreased (by 13%) after infection. Deposition of ZR has not been significantly affected in the leaf laminae, in leaf sheaths and roots. After parasitising on the host barley depositions in root, xylem flow and phloem flow increased 12, 18, 88–fold respectively in Rhinanthus. A large portion (57%) of xylem flow of ZR in attached Rhinanthus was extracted from the host. In single Rhinanthus increament of shoot zeatin riboside was negative and a substantial portion was degraded in shoot and the rest was retranslocated back to the root in the phloem. A significant depositions of Z and ZR were detected in the haustoria of the Rhinanthus/barley association. Flows and deposition of zeatin nucleotides also have been investigated. The possible physiological functions of the large quantities of Z and ZR derived from the host barley, for the improved growth and the stomatal opening in the parasitising Rhinanthus are discussed.
In this work, we studied in great detail how the unknown parameters of the SUSY seesaw model can be determined from measurements of observables at or below collider energies, namely rare flavor violating decays of leptons, slepton pair production processes at linear colliders and slepton mass differences. This is a challenging task as there is an intricate dependence of the observables on the unknown seesaw, light neutrino and mSUGRA parameters. In order to separate these different influences, we first considered two classes of seesaw models, namely quasi-degenerate and strongly hierarchical right-handed neutrinos. As a generalisation, we presented a method that can be used to reconstruct the high energy seesaw parameters, among them the heavy right-handed neutrino masses, from low energy observables alone.
The present thesis encompasses two parts. The first supramolecular part focuses on the development of new flexible self-assembling zwitterions as building blocks for supramolecular polymers. In the second part, the aim was to develop bioorganic receptors for amino acids and dipeptides in aqueous media. Both research projects are based on the guanidiniocarbonyl pyrrole 1 as a new efficient binding motif for the complexation of carboxylates in polar solution.A necessary requirement for the realization of these research projects was to develop an efficient and mild synthetic approach for the cationic guanidiniocarbonyl pyrroles in general. The harsh reaction conditions of the previously used method and the problematic purification of the cationic guanidinocarbonyl pyrroles so far prevented a more extensive exploration in bioorganic and supramolecular research. In the course of this work I successfully developed a new synthesis starting with mono tBoc-protected guanidine that was coupled with a benzyl protected pyrrole carboxylic acid. After deprotection of the benzyl group, a key intermediate in the newly developed synthesis, the tBoc-protected guanidinocarbonyl pyrrole acid, was obtained. This new, mild and extremely efficient synthetic approach for the introduction of acyl guanidines is now the standard procedure in our group for the preparation of both solution and solid-phase guanidiniocarbonyl pyrroles. With this facile method at hand, a new class of flexible zwitterions, in which a carboxylate is linked via an alkyl chain to a guanidiniocarbonyl pyrrole cation was synthesized. The self-aggregation and the influence of the length and therefore flexibility of the alkyl spacer on the structure and stability of the formed aggregates were studied in solution and gas phase. In solution the aggregation was studied by NMR-dilution experiments in DMSO which suggest that flexible zwitterions with n = 1, 3 and 5 form oligomers. For n = 1, highly stable helical aggregates with nanometer size are formed. In the gas phase studies the stability and the fragmentation kinetics of a series of sodiated dimeric zwitterions with n = 2, 3 and 5 were investigated. This was done by infrared multiphoton dissociation Fourier transform ion cyclotron resonance mass spectrometry (IRMPD-FT-ICR-MS). These kinds of studies can be used in the future for a more directed design of supramolecular building blocks The bioorganic research part comprises three different projects. In a first project I synthesized four new arginine analogues which can be implemented in peptides as a substitute for arginine. Therefore, I developed the new multi-step synthesis shown below for these arginine analogues. As a test for their application in normal solid phase synthesis, I successfully prepared a tripeptide sequence Ala-AA1-Val (AA: arginine analogue. In a second project I studied the influence of additional ionic interactions within our binding motif. I synthesized a di-cationic and a tris-cationic receptor and evaluated the binding properties via NMR titration experiments against a variety of amino acids. Especially, the tris-cationic receptor was capable to strongly complex amino acids. The association constants were about a factor of 100 higher than those for the guanidiniocarbonyl pyrroles known so far. Even in 90 %water/10 % DMSO the association constants determined by NMR titration were extremely high with values around Kass = 2000 M-1. In the third project I developed a de-novo designed receptor for C-terminal dipeptides in a beta-sheet conformation based on molecular calculations. This receptor was studied in NMR and also UV titration experiments. In 40 % water/ 60 % DMSO the association constants were too strong to be measured by NMR titration experiments. Therefore, the complexation properties of 12 were studied by UV titration in water (with 10 % DMSO added for solubility reasons) with various dipeptides and amino acids as substrates. The data show that 12 binds dipeptides very efficiently even in water with association constants Kass > 10000 M-1, making 12 one of the most effective dipeptide receptors known so far. In contrast to that, simple amino acids are bound up to ten times less efficiently (Kass > 1000 M-1) than dipeptides. In the series of dipeptides studied the complex stability increases depending on the side chains present in the order Gly < Ala < Val which is a result of the decreasing flexibility of the peptide and the increasing hydrophobicity of the side chains. The binding properties of this receptor are superior to any other dipeptide receptor reported so far. Within my thesis I have not only developed an essential, mild and efficient synthetic approach for guanidiniocarbonyl pyrroles in general, but also a new binding motif for the complexation of amino acids 15, 11 and in addition a dipeptide receptor 12 that is superior to all dipeptides receptors known so far.
The exploitation of landscapes increases fragmentation of valuable areas with high biodiversity. Consequently, many populations nowadays exist as metapopulations. In such cases, the balance between extinction and colonisation of patches determines the regional survival of species. To determine long term survival of species and to assess the impact of different management regimes proper knowledge of species habitat requirements as well as information on their dispersal behaviour is needed. The aim of this thesis was to develop methods and measures for the identification of suitable areas for grasshoppers and bush crickets, as well as to quantify the reachability of single patches by individuals. The first part of my work focuses on the quantification of habitat suitability for grasshoppers and bush crickets. Based on presence/absence data, I developed statistical habitat suitability models using logistic regression analyses. The resulting models are evaluated and validated in space and time. It turned out that habitat selection of the species mainly took place on an intermediate spatial scale. The relevant scale falls into the same range as the species’ mean dispersal distances. Besides the rather coarse grained factor ‘type of habitat’ structural factors as well as abiotic factors are correlated with the occurrence of the species. The model of S. lineatus, including the parameters ‘type of biotope’ and ‘vegetation height’ was most successful in predicting the occurrences of the bush cricket species. To further test whether the occurrence of species of different insect groups can be predicted with a common model, I tested the usefulness of the orthoptera models for the prediction of butterflies in the same region and vice versa. While transferability of the orthoptera models was poor, the model of the moth Z. carniolica performed quite successful. It included the proportion of suitable habitat as well as the occurrence of the two sucking plants C. jacea and S. columbaria as relevant factors. Z. carniolica is classified as stenoecious and thus represents other species typically found on fringes and mesoxerophytic grasslands. The high mobility of Z. carniolica simultaneously guarantees the reachability of regional suitable areas and thus ensures that the influence of the random effects of colonisation on the model are marginal. Unfortunately, the factors predicting habitat quality for a species are normally not available at the landscape level. Thus, they cannot be used for the prediction of occurrences without extensive censuses in the field. Nevertheless, my results show that the sole use of the variable ‘type of habitat’, which often is available landscape wide, will be sufficient for the classification of habitat suitability in a landscape. I conclude that for practical use in conservation biology the type of biotope can be used to predict occurrence of the studied species. Besides quality/quantity of suitable habitat, dispersal of individuals between patches is a key factor influencing the survival of populations. Thus, the second part of my work concentrates on theoretical as well as empirical studies on the dispersal behaviour of bush crickets. In field experiments I could show that the assumption of a dichotomous movement behaviour does not apply for bush crickets. Instead, movement pattern changes continuously with structural resistance, temperature, mortality risk and resource availability. This result is confirmed in my experiments on the behaviour of bush crickets at habitat borders. For different borders I could demonstrate different edge permeabilities. Additionally, I observed that grasshoppers could detect suitable habitat from a certain distance. Because the dispersal behaviour plays an important role in theoretical models, my empirical data can be used to parameterise such models. In addition to the influence of movement pattern on the reachability of suitable habitats, I could demonstrate, with simulation models, that the influence of the landscape context in which dispersal takes place has a critical impact on the exchange of individuals between patches. This effect is enhanced if mortality risk during dispersal is accounted for. The results from my studies on habitat suitability can be used to identify suitable habitat for grasshoppers and bush crickets in a landscape. Consequently, the potential suitability of an area as habitat, based on predictions on changes in the type of biotope by management regime, can be predicted. But this information alone is not sufficient to determine regional survival probability of a species. My investigations concerning the dispersal behaviour clearly show, that the reachability of suitable areas is dependent on the spatial configuration of patches and the structure of areas between habitats. Additionally, factors specific for individuals, like motivation and physiological factors play a crucial role for the reachability of suitable habitats.
The four-dimensional Minkowski space is known to be a good description for space-time down to the length scales probed by the latest high-energy experiments. Nevertheless, there is the viable and exciting possibility that additional space-time structure will be observable in the next generation of collider experiments. Hence, we discuss different extensions of the standard model of particle physics with an extra dimension at the TeV-scale. We assume that some of the gauge and Higgs bosons propagate in one additional spatial dimension, while matter fields are confined to a four-dimensional subspace, the usual Minkowski space. After compactification on an S^1/Z_2 orbifold, an effective four-dimensional theory is obtained where towers of Kaluza-Klein (KK) modes, in addition to the standard model fields, reflect the higher-dimensional structure of space-time. The models are elaborated from the 5D Lagrangian to the Feynman rules of the KK modes. Special attention is paid to an appropriate generalization of the Rxi-gauge and the interplay between spontaneous symmetry breaking and compactification. Confronting the observables in 5D standard model extensions with combined precision measurements at the Z-boson pole and the latest data from LEP2, we constrain the possible size R of the extra dimension experimentally. A multi-parameter fit of all relevant input parameters leads to bounds for the compactification scale M=1/R in the range 4-6 TeV at the 2 sigma confidence level and shows how the mass of the Higgs boson is correlated with the size of an extra dimension. Considering a future linear e+e- collider, we outline the discovery potential for an extra dimension using the proposed TESLA specifications as an example. As a consistency check for the various models, we analyze Ward identities and the gauge boson equivalence theorem in W-pair production and find that gauge symmetry is preserved by a complex interplay of the Kaluza-Klein modes. In this context, we point out the close analogy between the traditional Higgs mechanism and mass generation for gauge bosons via compactification. Beyond the tree-level, the higher-dimensional models studied extensively in the literature and in the first part of this thesis have to be extended. We modify the models by the inclusion of brane kinetic terms which are required as counter terms. Again, we derive the corresponding 4D theory for the KK towers paying special attention to gauge fixing and spontaneous symmetry breaking. Finally, the phenomenological implications of the new brane kinetic terms are investigated in detail.
The role of DNA supercoiling in the coordinated regulation of gene expression in Helicobacter pylori
(2004)
Summary Mechanisms of global gene regulation in bacteria are not well characterized yet. Changes in global or local supercoiling of chromosomal DNA are thought to play a role in global gene silencing and gene activation. In Helicobacter pylori, a bacterium with few dedicated transcriptional regulators, the structure of some promoters indicates a dependency on DNA topology. For example, the promoter of the major flagellar subunit gene flaA (ó28-dependent) has a shorter spacing of 13 nucleotides (nt) in comparison to the consensus promoter (15 nt). Supercoiling changes might be a mechanism of gene-specific and global transcriptional regulation in this bacterium. The aim of this study was to elucidate, if changes in global supercoiling have an influence on global gene regulation in H. pylori, and on the temporal regulation of the flagellar biosynthesis pathway in this organism. In the present work, global DNA supercoiling in H. pylori was visualized for the first time, by determining the supercoiling state of plasmids under different growth conditions. Using this method, we showed that cellular supercoiling was clearly growth phase-dependent in H. pylori. Coinciding with increased supercoiling during the growth phases, transcription of the flaA gene was increased, while the transcription of a second ó28-dependent gene with regular promoter spacing (HP0472) was reduced, supporting the hypothesis that growth phase-dependency of promoters might be mediated by changes of DNA topology. Supercoiling in H. pylori could be influenced in a reproducible fashion by inhibition of gyrase using novobiocin, which led to DNA relaxation and to a concomitant decrease of flaA transcript levels. Promoter spacer mutagenesis of the flaA promoter was performed. With flaA promoters of increased or reduced length, transcription of flaA was reduced, less susceptible to supercoiling changes, and, under specific conditions, inverted as compared to the wild type promoter. Transcriptional interdependence between the coupled topA-flaB genes and flaA was found by analysis of the flaA promoter mutants. Chromosomally linked gyrA-flgR, and topA-flaB genes were all dependent on supercoiling and coregulated with each other. Comprehensive transcript profiling (DNA microarrays) of wildtype H. pylori with and without novobiocin treatment identified a number of genes (10% of total genes), including flagellin, virulence and housekeeping genes, which were strongly dependent on and appeared to be synchronized by supercoiling changes (transcriptional up- or downregulation). These findings indicate a tightly coupled temporal regulation of flagellar biogenesis and metabolism in H. pylori, dependent on global supercoiling. A specific group of genes was also regulated in H. pylori by overexpression of Topoisomerase I, as detected by genome-wide analysis (DNA microarray). The DNA-bending protein HU is thought to be responsible for influencing the negative supercoiling of DNA, through its ability to wrap DNA. HU is encoded by the hup single gene in H. pylori, and constitutively expressed during the whole growth curve. An H. pylori hup mutant was constructed. H. pylori cells lacking HU protein were viable, but exhibited a severe growth defect. Our data indicate that the lack of HU dramatically changes global DNA supercoiling, indicating an important function of HU in chromosome structuring in H. pylori. Transcriptome analyses were performed and demonstrated that a total of 66 genes were differentially transcribed upon hup deletion, which include virulence genes and many other cell functions. The data indicate that HU might act as further important global regulator in H. pylori. Increased gene expression of heat shock proteins and a decreased transcription of the urease gene cluster may indicate a co-ordinated response of H. pylori to changes of environmental conditions in its specific ecological niche, mediated by HU. After the whole genomic sequences of H. pylori strains 26695 and J99 were published, two ORFs (HP0116 and HP0440) were presumptively annotated as topoisomerase I orthologs. HP0116 is the functional H. pylori topoisomerase I (TopA). HP0440 (topA2) was found in only few (5 of 43) strains. Western blot analysis indicated that TopA2 is antigenically different from TopA. TopA2 is transcribed in H. pylori, but the protein must be functionally different from TopA, since it is lacking one functionally essential zinc finger motif, and was not able to functionally complement a TopA-deficient E. coli. Like topA, topA2 was also transcribed in a growth phase-dependent manner. We did not find a function of TopA2 in DNA structuring or topology, but, in the present study, we were able for the first time to establish a unique function for TopA2 in global gene regulation, by comprehensive transcriptome analysis (DNA microarray). Transcriptome analysis showed that a total of 46 genes were differentially regulated upon topA2 deletion, which included flagellar genes and urease genes. These results suggest that TopA2 might act as a novel important regulator of both flagellar biosynthesis and urease in H. pylori.
The Galactic Starburst Region NGC 3603 : exciting new insights on the formation of high mass stars
(2004)
One of the most fundamental, yet still unsolved problems in star formation research is addressed by the question "How do high mass stars form?". While most details related to the formation and early evolution of low mass stars are quite well understood today, the basic processes leading to the formation of high mass stars still remain a mystery. There is no doubt that low mass stars like our Sun form via accretion of gas and dust from their natal environment. With respect to the formation of high mass stars theorists currently discuss two possible scenarios controversely: First, similar to stars of lower masses, high mass stars form by continuous (time variable) accretion of large amounts of gas and dust through their circumstellar envelopes and/or disks. Second, high mass stars form by repeated collisions (coalescence) of protostars of lower masses. Both scenarios bear difficulties which impose strong constrains on the final mass of the young star. To find evidences for or against one of these two theoretical models is a challenging task for observers. First, sites of high mass star formation are much more distant than the nearby sites of low mass star formation. Second, high mass stars form and evolve much faster than low mass star. In particular, they contract to main sequence, hydrogen burning temperatures and densities on time scales which are much shorter than typical accretion time scales. Third, as a consequence of the previous point, young high mass stars are usually deeply embedded in their natal environment throughout their (short) pre-main sequence phase. Therefore, high mass protostars are rare, difficult to find and difficult to study. In my thesis I undertake a novel approach to search for and to characterize high mass protostars, by looking into a region where young high mass stars form in the violent neighbourhood of a cluster of early type main sequence stars. The presence of already evolved O type stars provides a wealth of energetic photons and powerful stellar winds which evaporate and disperse the surrounding interstellar medium, thus "lifting the courtains" around nearby young stars at a relatively early evolutionary stage. Such premises are given in the Galactic starburst region NGC 3603. Nevertheless, a large observational effort with different telescopes and instruments -- in particular, taking advantage of the high angular resolution and high sensitivity of near and mid IR instruments available at ESO -- was necessary to achieve the goals of my study. After a basic introduction on the topic of (high mass) star formation in Chapter 1, a short overview of the investigated region NGC 3603 and its importance for both galactic and extragalactic star formation studies is given in Chapter 2. Then, in Chapter 3, I report on a comprehensive investigation of the distribution and kinematics of the molecular gas and dust associated with the NGC 3603 region. In Chapter 4 I thoroughly address the radial extent of the NGC 3603 OB cluster and the spatial distribution of the cluster members. Together with deep Ks band imaging data, a detailed survey of NGC 3603 at mid IR wavelengths allows to search the neighbourhood of the cold molecular gas and dust for sources with intrinsic mid IR excess (Chapter 5). In Chapter 6 I characterize the most prominent sources of NGC 3603 IRS 9 and show that these sources are bona-fide candidates for high mass protostars. Finally, a concise summary as well as an outlook on future prospects in high mass star formation research is given in Chapter 7.
Summary The nature of the chemical bond is a topic under constant debate. What is known about individual molecular properties and functional groups is often taught and rationalized by explaining Lewis structures, which, in turn, make extensive use of the valence concept. The valence concept distinguishes between electrons, which do not participate in chemical interactions (core electrons) and those, which do (single, double, triple bonds, lone-pair electrons, etc.). Additionally, individual electrons are assigned to atomic centers. The valence concept is of paramount success: It allows the successful planning of chemical syntheses and analyses, it explains the behavior of individual functional groups, and, moreover, it provides the “language” to think of and talk about molecular structure and chemical interactions. The resounding success of the valence concept may be misleading to forget its approximative character. On the other hand, quantum mechanics provide in principle a quantitative description of all chemical phenomena, but there is no discrimination between electrons in quantum mechanics. From the quantum mechanical point of view there are only indistinguishable electrons in the field of the nuclei, i.e., it is impossible to assign a given electron to a particular center or to ascribe a particular purpose to individual electrons. The concept of indistinguishability of micro particles is founded on the Heisenberg uncertainty relation, which states, that wavepackets diverge in the 6N dimensional phase space, such that individual trajectories can not be identified. Hence it is a deep-rooted and approved physical concept. As an introduction to the present work density partitioning schemes were discussed, which divide the total molecular density into chemically meaningful areas. These partitioning schemes are intimately related to either the concepts of bound atoms in a molecule (as in the Atoms In Molecules theory (AIM) according to Bader or as in the Hirshfeld partitioning scheme) or to the concept of chemical structure in the sense of Lewis structures, which divide the total molecular density into core and valence density, where the valence density is split up again into bonding and non-bonding electron densities. Examples are early and recent loge theories, the topological analysis by means of the Electron Localization Function (ELF), and the Natural Bond Orbital (NBO) approach. Of these partitioning schemes, the theories according to Bader (AIM), to Becke and Edgecomb (ELF) and according to Weinhold (NBO and Natural Resonance Theory, NRT), respectively, were reviewed in detail critically. Points of criticism were explicated for each of the mentioned theories. Since theoretically derived electron densities are to be compared to experimentally derived densities, a brief introduction into the theory of X-ray di®raction experiments was given and the multipole formalism was introduced. The procedure of density refinement was briefly discussed. Various suggestions for improvements were developed: One strategy would be the employment of model parameters, which are to a maximum degree mutually orthogonal, with the object of minimizing correlations among the model parameters, e.g., to introduce nodal planes into the radial functions of the multipole model. A further suggestion involves the guidance of the iterative refinement procedure by an extremum principle, which states, that when di®erent solutions to the least squares minimization problem are available with about the same statistical measures of quality and with about the same residual density, then the solution is to prefer, which yields a minimum density at the bond critical point (BCP) and a maximum polarity in terms of the ratio of distances between the BCP and the nuclei. This suggestion is based on the well known fact, that the bond polarity (in terms of the ratio of distances between the BCP and the respective nuclei) is underestimated in the experiment. Another suggestion for including physical constraints is the explicit consideration of the virial theorem, e.g., by evaluating the integration of the Laplacian over the entire atomic basins and comparing this value to zero and to the value obtained from the integration of the electron gradient field over the atomic surface. The next suggestion was to explicitly use the electrostatic theorem of Feynman (often also denoted as Hellmann-Feynman theorem), which states, that the forces onto the nuclei can be calculated from the purely classical electrostatic forces of the electron distribution and the nuclei distribution. For a stationary system, these forces must add to zero. This also provides an internal quality criterion of the density model. This can be performed in an iterative way during the refinement procedure or as a test of the final result. The use of the electrostatic theorem is expected to reduce significantly correlations among static density parameters and parameters describing vibrations, since it is a valuable tool to discriminate between physically reasonable and artificial static electron densities. All of these mentioned suggestions can be applied as internal quality criteria. The last suggestion is based on the idea to initiate the experimental refinement with a set of model parameters, which is, as much as possible close to the final solution. This can be achieved by performing periodic boundary conditions calculations, from which theoretically created files are obtained, which contain the Miller indices (h, k, l) and the respective intensity I. This file is used for a model parameter estimation (refinement), which excludes vibrations. The resulting parameters can be used for the experimental refinement, where, in a first step, the density parameters are fixed to determine the parameters describing vibrations. For a fine tuning, again the electrostatic theorem and the other above mentioned suggestions could be applied. Theoretical predictions should not be biased by the method of computation. Therefore the dependence of the density analyzing tools on the level of calculation (method of calculation/basis set) and on the substituents in complex chemical bonding situations were evaluated in the second part of the present work. A number of compounds containing formal single and double sulfur nitrogen bonds was investigated. For these compounds, experimental data were also available. The calculated data were compared internally and with the experimental results. The internal comparison was drawn with regard to questions of convergency as well as with regard to questions of consistency: The resulting molecular properties from NBO/NRT analyses were found to be very stable, when the geometries were optimized at the respective level of theory. This stability is valid for variations in the methods of calculation as well as for variations in the basis set. Only the individual resonance weights of the contributing Natural Lewis Structures differed considerably depending on the level of calculation and depending on the substituents. However, the deviations were in both cases to a large extent within a limit which preserves the descending order of the leading resonance structure weights. The resulting bond orders, i.e., the total, covalent and ionic bond order from NRT calculations, were not affected by the shift in the resonance weights. The analysis of the bond topological parameters resulted in a discrimination between insensitive parameters and sensitive parameters. The stable parameters do neither depend strongly on the method of calculation nor on the basis set. Only minor variation occurs in the numerical values of these parameters, when the level of calculation is changed or even when other functional groups (H, Me, or tBu) are employed, as long as the methods of calculation do not drop considerably below a standard level. The bond descriptors of the sulfur nitrogen bonds were found to be also stable with respect to the functional groups R = H, R = Me, and R = tBu. Stable parameters are the bond distance, the density at the bond critical point (BCP) and the ratio of distances between the BCP and the nuclei A and B, which varies clearly when considering the formal bond type. For very small basis sets like the 3-21G basis set, this characteristic stability collapses. The sensitive parameters are based on the second derivatives of the density with respect to the coordinates. This is in accordance with the well known fact, that the total second derivative of the density with respect to the coordinates is a strongly oscillating function with positive as well as negative values. A profound deviation has to be anticipated as a consequence of strong oscillations. lambda3, which describes the local charge depletion in the direction of the interaction line, is the most varying parameter. A detailed analysis revealed that the position of the BCP in the rampant edge of the Laplacian distribution is responsible for the sensitivity of the numerical value of lambda3 in formal double bonds. Since the slope of the Laplacian assumes very high values in its rampant edge, a tiny displacement of the BCP leads already to a considerable change in lambda3. This instability is not a failure of the underlying theory, but it yields de facto to a considerable dependence of sensitive bond topological properties on the method of calculation and on the applied basis sets. Since the total second derivative is important to judge on the nature of the bond in the AIM theory (closed shell interactions versus shared interactions), the changes in lambda3 can lead to differing chemical interpretations. The comparison of theoretically derived bond topological properties of various sulfur nitrogen bonds provides the possibility to measure the self consistency of this data set. All data sets clearly exhibit a linear correlation between the bond distances and the density at the BCP on one hand and between the bond distances and the Laplacian values at the BCP on the other hand. These correlations were almost independent of the basis set size. In this context, the linear regression has to be regarded exclusively as a descriptive statistics tool. There is no correlation anticipated a priori. The formal bond type was found to be readily deducible from the theoretically obtained bond topological descriptors of the model systems. In this sense, the bond topological properties are self consistent despite of the numerical sensitivity of the derivatives, as exemplified above. Often, calculations are performed with the experimentally derived equilibrium geometries and not with optimized ones. Applying this approach, the computationally costly geometry optimizations are saved. Following this approach the bond topological properties were calculated using very flexible basis sets and employing the fixed experimental geometry (which, of course, includes the application of tBu groups). Regression coe±cients similar to those from optimized geometries were obtained for correlations between bond distances and the densities at the BCP as well as for the correlation between bond distances and the Laplacian at the BCP, i.e. the approach is valid. However, the data points scattered less and the coe±cient of correlation was clearly increased when geometry optimizations were performed beforehand. The comparison between data obtained from theory and experiment revealed fundamental discrepancies: In the data set of bond topological parameters from the experiment, the behavior of only 2 out of 3 insensitive parameters was comparable to the behavior of the theoretically obtained values, i.e. theoretical and experimental bond distances as well as theoretical and experimental densities at the BCP correlate. From the theoretically obtained data it was easy to deduce the formal bond type from the position of the BCP, since it changed in a systematic manner. The respective experimentally obtained values were almost constant and did not change systematically. For the SN bonds containing compounds, the total second derivative assumes exclusively negative values in the experiment. Due to the different internal behavior, experimentally and theoretically sensitive bond topological values could not be compared directly. The qualitative agreement in the Laplacian distribution, however, was excellent. In the third and last part of this work, the application to chemical systems follows. Formal hypervalent molecules, i.e. molecules where some atoms are considered to hold more than 8 electrons in their valence shell, were investigated. These were compounds containing sulfur nitrogen bonds (H(NtBu)2SMe, H2C{S(NtBu)2(NHtBu)}2, S(NtBu)2 and S(NtBu)3) and a highly coordinated silicon compound. The set of sulfur nitrogen compounds also contained a textbook example for valence expansion, the sulfur triimide. For these molecules, experimental reference values were available from high resolution X-ray experiments. The experimental results were in the case of the sulfur triimide not unique. Furthermore, from the experimental bond topological data no definite conclusion about the formal bonding type could be drawn. The situation of sulfur nitrogen bonds in the above mentioned set of molecules was analyzed in terms of a geometry discussion and by means of a topological analysis. The methyl-substituted isolated molecules served as model compounds. For the interpretation of the bonding situation additional NBO/NRT calculations were preformed for the sulfur nitrogen compounds and an ELF calculation and analysis was performed for the silicon compound. The ELF analysis included not only the presentation and discussion of the ELF-isosurfaces (eta = 0.85), but also the investigation of populations of disynaptic valence basins and the percentage contributions to these populations of the individual atoms when the disynaptic valence basins are split into atomic contributions according to Bader’s partitioning scheme. The question of chemical interest was whether hypervalency is present in the set of molecules or not. In the first case the octet rule would be violated, in the second case Pauling’s verdict would be violated. While the concept of hypervalency is well established in chemistry, the violation of Pauling’s verdict is not. The quantitative numbers of the sensitive bond topological values from theory and experiment were not comparable, since no systematic relationship between the experimentally and theoretically determined sensitive bond descriptors was found. However, the insensitive parameters are in good agreement and the qualitative Laplacian distribution is, with few exceptions, in excellent agreement. The formal bonding type was deduced from experimental and theoretical topological data by considering the number and shape of valence shell charge concentrations in proximity to the sulfur and nitrogen centers. The results from NBO/NRT calculations confirmed the findings. All employed density analyzing tools AIM, ELF and NBO/NRT coincided in describing the bonding situation in the formally hypervalent molecules as highly polar. A comparison and analysis of experimentally and theoretically derived electron densities led consistently to the result, that regarding this set of molecules, hypervalency has to be excluded unequivocally.
One primary source for self-knowledge is social comparison. Often objective criteria for self-evaluations are not available or useful and therefore comparisons with other people play a crucial role in self-evaluations. But the question is whether social comparisons could indeed provide information about the self without consuming too much cognitive resources or time. Therefore, in this research I wanted to look at practice effects in social comparison and the particular significance of routine standards. Whereas traditional research on standard selection mostly focused on goal-oriented and strategic standard selection processes, this research sets out to integrate social cognitive knowledge, ideas, and methods. Researchers from many different fields agree that people’s behavior and thinking is not fully determined by rational choices or normative considerations. Quite the contrary, factors like knowledge accessibility, habits, procedural practice, stereotyping, categorization, and many more cognitive processes play an important role. The same may be true in social comparison and standard selection. In my research I demonstrate that efficiency concerns play an important role in social comparison. Since people may not be able to engage in a strategic standard selection whenever they engage in social comparison processes, there has to be a more efficient alternative. Using routine standards would be such an alternative. The efficiency advantage of routine standards may thereby be founded not only in the abandonment of a strategic but arduous standard selection process, but also in a higher efficiency of the comparison process itself. I therefore set out to show how the use of routine standards facilitates the social comparison processes. This was done in three steps. First, I replicated and improved our former research (Mussweiler & Rüter, 2003, JPSP) indicating that people really do use their best friends as routine standards to evaluate themselves. Second, I demonstrated that it is more efficient to compare with a routine standard than with another standard. In Studies 2 and 3 I therefore show that comparisons between the self and a routine standard (either a natural routine standard like the best friend or a experimentally induced routine standard based on practice) are faster and more efficient than comparisons with other standards. Finally, I looked at the underlying mechanism of the efficiency advantage of routine standards. The results of Studies 4 and 5 point out, that both general as well as specific practice effects occur with repeated comparisons. Whereas a specific practice effect implies the repeated processing of the same content (i.e., knowledge about the routine standard), general practice effects indicate that the pure process (i.e., comparing the self with a routine standard) becomes more efficient regardless whether new content (i.e., comparison relevant knowledge) has to be processed. Taken together, the efficiency advantage of routine standards during self-evaluation is based not only on the lack of necessity for an arduous standard selection, but is additionally supported by the facilitation of the comparison process itself. The efficiency of routine standards may provide an explanation as to why people base self-evaluations on comparisons with these standards and dispense with strategic considerations to select the most suitable standard.
The development of free floating exchange rates can hardly be explained by macroeconomic fundamentals as supposed by traditional economic theories. Therefore, prominent economists yet conclude that there exists an ‘exchange rate disconnect puzzle’ (see Obstfeld and Rogoff [2000]). The observable exchange rate trends are often attributed to an excessive speculative trading behavior of foreign exchange market participants. In this study we deal with psychological factors, which may be important for understanding the observable exchange rate movements. Thus, our study belongs to the new research field of behavioral economics, which considers the relevance of psychological factors in economic contexts. The main objective of behavioral economists is to develop a more realistic view of the actual human behavior in the context of economics. Therefore, behavioral economists often refer to the work of behavioral decision theorists, who introduced new concepts under the general heading of bounded rationality. Central to the concept of bounded rationality is the assumption that humans’ actual behavior deviates from the ideal of economic rationality due to at least two reasons: first, decisions are usually based on an incomplete information basis (limited information) and, second, the information processing of human beings is limited by their computational capacities (limited cognitive resources). Due to these limitations people are forced to apply simplification mechanisms in information processing. Important simplification mechanisms, which play a decisive role in the process judgment and decision making, are simple heuristics. Simple heuristics can principally be characterized as simple rules of thumb, which allow quick and efficient decisions even under a high degree of uncertainty. In this study, our aim is to analyze the relevance of simple heuristics in the context of foreign exchange markets. In our view, the decision situation in foreign exchange markets can serve as a prime example for decision situations in which simple heuristics are especially relevant as the complexity of the decision situation is very high. The study is organized as follows. In Chapter II, we deal with the exchange rate disconnect puzzle. In particular, we discuss and check the main implications of the traditional economic approach for explaining exchange rate movements. The asset market theory of exchange rate determination implies that exchange rates are mainly driven by the development of macroeconomic fundamentals. Furthermore the asset market theory assumes that foreign exchange market participants form rational expectations concerning future exchange rate developments and that exchange rates are determined in efficient markets. Overall the empirical evidence suggests that the traditional approach for explaining exchange rate changes is at odds with the data. Chapter III addresses the existence of long and persistent trends in exchange rate time series. Overall, our empirical analysis reveals that exchange rates show a clear tendency to move in long and persistent trends. Furthermore, we discuss the relevance of speculation in foreign exchange markets. With regard to the impact of speculation, economic theory states that speculation can have either a stabilizing effect or a destabilizing effect on exchange rates. At the end of Chapter III, we examine the Keynesian view on the functioning of asset markets. In Chapter IV we explore the main insights from the new research field of behavioral economics. A main building block of behavioral economics is the concept of bounded rationality first introduced by Herbert Simon [1955]. In the centre of the concept of bounded rationality is a psychological analysis of the actual human judgment and decision behavior. In Chapter IV, we discuss the concept of bounded rationality in detail and illustrate important insights of behavioral decision theories. In particular, we deal with the relevance of simple heuristics in the context of foreign exchange markets. Chapter V provides experimental and empirical evidence for the suggested relevance of simple heuristics in foreign exchange markets. In the first experiment, we deal with the human expectation formation. We compare point forecasts of the EUR/USD exchange rate surveyed from professional analysts and experimentally generated point forecasts of students for a simulated exchange rate time series. The results show that the forecasting performance of both groups differs substantially. Afterwards we analyze the nature of expectation formation of both groups in detail to reveal similarities and differences, which allow us to draw reasonable explanations for the differences in the forecasting performances. In the second experiment, we analyze the expectation formation in an experimental foreign exchange market. This approach allows us to consider the relevance of expectation feedback as individuals’ expectations directly influence the actual realization of the time series. Thus, Keynes’ predictions on the importance of conventions in asset markets can be analyzed. Overall, both experiments reveal that the human beings tend to apply simple trend heuristics, when forming their expectations about future exchange rates. In the empirical part of Chapter V we deal with the usefulness of such simple trend heuristics in real world. Only if simple trend heuristics lead to profits in the specific environment of foreign exchange markets, their application can be recommended. Thus, we analyze the profitability of simple technical analysis tools in foreign exchange markets. Finally, Chapter VI provides concluding remarks.