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Institute
- Physikalisches Institut (207) (remove)
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ResearcherID
- D-1250-2010 (1)
Within this thesis, three main approaches for the assessment and investigation of altered hemodynamics like wall shear stress, oscillatory shear index and the arterial pulse wave velocity in atherosclerosis development and progression were conducted:
1. The establishment of a fast method for the simultaneous assessment of 3D WSS and PWV in the complete murine aortic arch via high-resolution 4D-flow MRI
2. The utilization of serial in vivo measurements in atherosclerotic mouse models using high-resolution 4D-flow MRI, which were divided into studies describing altered hemodynamics in late and early atherosclerosis
3. The development of tissue-engineered artery models for the controllable application and variation of hemodynamic and biologic parameters, divided in native artery models and biofabricated artery models, aiming for the investigation of the relationship between atherogenesis and hemodynamics
Chapter 2 describes the establishment of a method for the simultaneous measurement of 3D WSS and PWV in the murine aortic arch at, using ultra high-field MRI at 17.6T [16], based on the previously published method for fast, self-navigated wall shear stress measurements in the murine aortic arch using radial 4D-phase contrast MRI at 17.6 T [4]. This work is based on the collective work of Dr. Patrick Winter, who developed the method and the author of this thesis, Kristina Andelovic, who performed the experiments and statistical analyses. As the method described in this chapter is basis for the following in vivo studies and undividable into the sub-parts of the contributors without losing important information, this chapter was not split into the single parts to provide fundamental information about the measurement and analysis methods and therefore better understandability for the following studies. The main challenge in this chapter was to overcome the issue of the need for a high spatial resolution to determine the velocity gradients at the vascular wall for the WSS quantification and a high temporal resolution for the assessment of the PWV without prolonging the acquisition time due to the need for two separate measurements. Moreover, for a full coverage of the hemodynamics in the murine aortic arch, a 3D measurement is needed, which was achieved by utilization of retrospective navigation and radial trajectories, enabling a highly flexible reconstruction framework to either reconstruct images at lower spatial resolution and higher frame rates for the acquisition of the PWV or higher spatial resolution and lower frame rates for the acquisition of the 3D WSS in a reasonable measurement time of only 35 minutes. This enabled the in vivo assessment of all relevant hemodynamic parameters related to atherosclerosis development and progression in one experimental session. This method was validated in healthy wild type and atherosclerotic Apoe-/- mice, indicating no differences in robustness between pathological and healthy mice.
The heterogeneous distribution of plaque development and arterial stiffening in atherosclerosis [10, 12], however, points out the importance of local PWV measurements. Therefore, future studies should focus on the 3D acquisition of the local PWV in the murine aortic arch based on the presented method, in order to enable spatially resolved correlations of local arterial stiffness with other hemodynamic parameters and plaque composition.
In Chapter 3, the previously established methods were used for the investigation of changing aortic hemodynamics during ageing and atherosclerosis in healthy wild type and atherosclerotic Apoe-/- mice using the previously established methods [4, 16] based on high-resolution 4D-flow MRI. In this work, serial measurements of healthy and atherosclerotic mice were conducted to track all changes in hemodynamics in the complete aortic arch over time. Moreover, spatially resolved 2D projection maps of WSS and OSI of the complete aortic arch were generated. This important feature allowed for the pixel-wise statistical analysis of inter- and intragroup hemodynamic changes over time and most importantly – at a glance. The study revealed converse differences of local hemodynamic profiles in healthy WT and atherosclerotic Apoe−/− mice, with decreasing longWSS and increasing OSI, while showing constant PWV in healthy mice and increasing longWSS and decreasing OSI, while showing increased PWV in diseased mice. Moreover, spatially resolved correlations between WSS, PWV, plaque and vessel wall characteristics were enabled, giving detailed insights into coherences between hemodynamics and plaque composition. Here, the circWSS was identified as a potential marker of plaque size and composition in advanced atherosclerosis. Moreover, correlations with PWV values identified the maximum radStrain could serve as a potential marker for vascular elasticity. This study demonstrated the feasibility and utility of high-resolution 4D flow MRI to spatially resolve, visualize and analyze statistical differences in all relevant hemodynamic parameters over time and between healthy and diseased mice, which could significantly improve our understanding of plaque progression towards vulnerability. In future studies the relation of vascular elasticity and radial strain should be further investigated and validated with local PWV measurements and CFD.
Moreover, the 2D histological datasets were not reflecting the 3D properties and regional characteristics of the atherosclerotic plaques. Therefore, future studies will include 3D plaque volume and composition analysis like morphological measurements with MRI or light-sheet microscopy to further improve the analysis of the relationship between hemodynamics and atherosclerosis.
Chapter 4 aimed at the description and investigation of hemodynamics in early stages of atherosclerosis. Moreover, this study included measurements of hemodynamics at baseline levels in healthy WT and atherosclerotic mouse models. Due to the lack of hemodynamic-related studies in Ldlr-/- mice, which are the most used mouse models in atherosclerosis research together with the Apoe-/- mouse model, this model was included in this study to describe changing hemodynamics in the aortic arch at baseline levels and during early atherosclerosis development and progression for the first time. In this study, distinct differences in aortic geometries of these mouse models at baseline levels were described for the first time, which result in significantly different flow- and WSS profiles in the Ldlr-/- mouse model. Further basal characterization of different parameters revealed only characteristic differences in lipid profiles, proving that the geometry is highly influencing the local WSS in these models. Most interestingly, calculation of the atherogenic index of plasma revealed a significantly higher risk in Ldlr-/- mice with ongoing atherosclerosis development, but significantly greater plaque areas in the aortic arch of Apoe-/- mice. Due to the given basal WSS and OSI profile in these two mouse models – two parameters highly influencing plaque development and progression – there is evidence that the regional plaque development differs between these mouse models during very early atherogenesis.
Therefore, future studies should focus on the spatiotemporal evaluation of plaque development and composition in the three defined aortic regions using morphological measurements with MRI or 3D histological analyses like LSFM. Moreover, this study offers an excellent basis for future studies incorporating CFD simulations, analyzing the different measured parameter combinations (e.g., aortic geometry of the Ldlr-/- mouse with the lipid profile of the Apoe-/- mouse), simulating the resulting plaque development and composition. This could help to understand the complex interplay between altered hemodynamics, serum lipids and atherosclerosis and significantly improve our basic understanding of key factors initiating atherosclerosis development.
Chapter 5 describes the establishment of a tissue-engineered artery model, which is based on native, decellularized porcine carotid artery scaffolds, cultured in a MRI-suitable bioreactor-system [23] for the investigation of hemodynamic-related atherosclerosis development in a controllable manner, using the previously established methods for WSS and PWV assessment [4, 16]. This in vitro artery model aimed for the reduction of animal experiments, while simultaneously offering a simplified, but completely controllable physical and biological environment. For this, a very fast and gentle decellularization protocol was established in a first step, which resulted in porcine carotid artery scaffolds showing complete acellularity while maintaining the extracellular matrix composition, overall ultrastructure and mechanical strength of native arteries. Moreover, a good cellular adhesion and proliferation was achieved, which was evaluated with isolated human blood outgrowth endothelial cells. Most importantly, an MRI-suitable artery chamber was designed for the simultaneous cultivation and assessment of high-resolution 4D hemodynamics in the described artery models. Using high-resolution 4D-flow MRI, the bioreactor system was proven to be suitable to quantify the volume flow, the two components of the WSS and the radStrain as well as the PWV in artery models, with obtained values being comparable to values found in literature for in vivo measurements. Moreover, the identification of first atherosclerotic processes like intimal thickening is achievable by three-dimensional assessment of the vessel wall morphology in the in vitro models. However, one limitation is the lack of a medial smooth muscle cell layer due to the dense ECM. Here, the utilization of the laser-cutting technology for the generation of holes and / or pits on a microscale, eventually enabling seeding of the media with SMCs showed promising results in a first try and should be further investigated in future studies. Therefore, the proposed artery model possesses all relevant components for the extension to an atherosclerosis model which may pave the way towards a significant improvement of our understanding of the key mechanisms in atherogenesis.
Chapter 6 describes the development of an easy-to-prepare, low cost and fully customizable artery model based on biomaterials. Here, thermoresponsive sacrificial scaffolds, processed with the technique of MEW were used for the creation of variable, biomimetic shapes to mimic the geometric properties of the aortic arch, consisting of both, bifurcations and curvatures. After embedding the sacrificial scaffold into a gelatin-hydrogel containing SMCs, it was crosslinked with bacterial transglutaminase before dissolution and flushing of the sacrificial scaffold. The hereby generated channel was subsequently seeded with ECs, resulting in an easy-to-prepare, fast and low-cost artery model. In contrast to the native artery model, this model is therefore more variable in size and shape and offers the possibility to include smooth muscle cells from the beginning. Moreover, a custom-built and highly adaptable perfusion chamber was designed specifically for the scaffold structure, which enabled a one-step creation and simultaneously offering the possibility for dynamic cultivation of the artery models, making it an excellent basis for the development of in vitro disease test systems for e.g., flow-related atherosclerosis research. Due to time constraints, the extension to an atherosclerosis model could not be achieved within the scope of this thesis. Therefore, future studies will focus on the development and validation of an in vitro atherosclerosis model based on the proposed bi- and three-layered artery models.
In conclusion, this thesis paved the way for a fast acquisition and detailed analyses of changing hemodynamics during atherosclerosis development and progression, including spatially resolved analyses of all relevant hemodynamic parameters over time and in between different groups. Moreover, to reduce animal experiments, while gaining control over various parameters influencing atherosclerosis development, promising artery models were established, which have the potential to serve as a new platform for basic atherosclerosis research.
Plasmonic nanostructures are considered promising candidates for essential components of integrated quantum technologies because of their ability to efficiently localize broad-band electromagnetic fields on the nanoscale. The resulting local near field can be understood as a spatial superposition of spectrally different plasmon-polariton modes due to the spectrally broad optical excitation, and thus can be described as a classical wave packet. Since plasmon polaritons, in turn, can transmit and receive non-classical light states, the exciting question arises to what extent they have to be described as quantum mechanical wave packets, i.e. as a superposition of different quantum states.
But how to probe, characterize and eventually manipulate the quantum state of such plasmon polaritons? Up to now, probing at room temperatures relied completely on analyzing quantum optical properties of the corresponding in-going and out-going far-field photon modes. However, these methods so far only allow a rather indirect investigation of the plasmon-polariton quantum state by means of transfer into photons. Moreover, these indirect methods lack spatial resolution and therefore do not provide on-site access to the plasmon-polariton quantum state. However, since the spectroscopic method of coherent two-dimensional (2D) nanoscopy offers the capability to follow the plasmon-
polariton quantum state both in Hilbert space and in space and time domain a complete characterization of the plasmon polariton is possible.
In this thesis a versatile coherent 2D nanoscopy setup is presented combining spectral tunability and femtosecond time resolution with spatial resolution on the nanometer scale due to the detection of optically excited nonlinear emitted electrons via photoemission electron microscopy (PEEM). Optical excitation by amplitude- and phase-shaped, systematically-modified and interferometric-stable multipulse sequences is realized, and characterized via Fourier-transform spectral interferometry (FTSI). This linear technique enables efficient data acquisition in parallel to a simultaneously performed experiment. The full electric-field reconstruction of every generated multipulse sequence is used to analyze the effect of non-ideal pulse sequences on the two-dimensional spectral data of population-based multidimensional spectroscopy methods like, e.g., the coherent 2D nanoscopy applied in this thesis. Investigation of the spatially-resolved nonlinear electron emission yield from plasmonic gold nanoresonators by coherent 2D nanoscopy requires a quasi-particle treatment of the addressed plasmon-polariton mode and development of a quantum model to adequately describe the plasmon-assisted multi-quantum electron emission from nanostructures. Good agreement between simulated and experimental data enables to connect certain spectral features to superpositions of non-adjacent plasmon-polariton quantum states, i.e, non-adjacent occupation-number states of the underlying quantized, harmonic oscillator, thus direct probing of the plasmon-polariton quantum wave packet at the location of the nanostructure.
This is a necessary step to locally control and manipulate the plasmon-polariton quantum state and thus of general interest for the realization of nanoscale quantum optical devices.
This doctoral thesis investigates magneto-optical properties of mercury telluride layers grown tensile strained on cadmium telluride substrates. Here, layer thicknesses start above the usual quantum well thickness of about 20 nm and have a upper boundary around 100 nm due to lattice relaxation effects. This kind of layer system has been attributed to the material class of three-dimensional topological insulators in numerous publications. This class stands out due to intrinsic boundary states which cross the energetic band gap of the layer's bulk.
In order to investigate the band structure properties in a narrow region around the Fermi edge, including possible boundary states, the method of highly precise time-domain Terahertz polarimetry is used. In the beginning, the state of the art of Teraherz technology at the start of this project is discussed, moving on to a detailed description and characterization of the self-built measurement setup. Typical standard deviation of a polarization rotation or ellipticity measurement are on the order of 10 to 100 millidegrees, according to the transmission strength through investigated samples. A range of polarization spectra, depending on external magnetic fields up to 10 Tesla, can be extracted from the time-domain signal via Fourier transformation.
The identification of the actual band structure is done by modeling possible band structures by means of the envelope function approximation within the framework of the k·p method. First the bands are calculated based on well-established model parameters and from them the possible optical transitions and expected ellipticity spectra, all depending on external magnetic fields and the layer's charge carrier concentration. By comparing expected with measured spectra, the validity of k·p models with varying depths of detail is analyzed throughout this thesis. The rich information encoded in the ellipitcity spectra delivers key information for the attribution of single optical transitions, which are not part of pure absorption spectroscopy. For example, the sign of the ellipticity signals is linked to the mix of Landau levels which contribute to an optical transition, which shows direct evidence for bulk inversion asymmetry effects in the measured spectra.
Throughout the thesis, the results are compared repeatedly with existing publications on the topic. It is shown that the models used there are often insufficient or, in worst case, plainly incorrect. Wherever meaningful and possible without greater detours, the differences to the conclusions that can be drawn from the k·p model are discussed.
The analysis ends with a detailed look on remaining differences between model and measurement. It contains the quality of model parameters as well as different approaches to integrate electrostatic potentials that exist in the structures into the model.
An outlook on possible future developments of the mercury cadmium telluride layer systems, as well as the application of the methods shown here onto further research questions concludes the thesis.
In this thesis, a model system of a magnetic topological heterostructure is studied, namely a heterosystem consisting of a single ferromagnetic septuple-layer (SL) of \(MnBi_2Te_4\) on the surface of the three-dimensional topological insulator \(Bi_2Te_3\).
Using MBE and developing a specialized experimental setup, the first part of this thesis deals with the growth of \(Bi_2Te_3\) and thin films of \(MnBi_2Te_4\) on \(BaF_2\)-substrates by the co-evaporation of its binary constituents. The structural analysis is conducted along several suitable probes such as X-ray diffraction (XRD, XRR), AFM and scanning tunnelling electron microscopy (STEM). It is furthermore found that the growth of a single septuple-layer of \(MnBi_2Te_4\) on the surface of \(Bi_2Te_3\) can be facilitated.
By using X-ray absorption and circular magnetic dichroism (XAS, XMCD), the magnetic properties of \(MnBi_2Te_4\) are explored down to the monolayer limit. The layered nature of the vdW crystal and a strong uniaxial magnetocrystalline anisotropy establish stable out-of plane magnetic order at the surface of \(MnBi_2Te_4\), which is stable even down to the 2D limit. Pushing the material system to there, i.e. a single SL \(MnBi_2Te_4\) further allows to study the phase transition of this 2D ferromagnet and extract its critical behaviour with \(T_c \, = \, 14.89~k\) and \(\beta \, = \, 0.484\).
Utilizing bulk crystals of the ferromagnetic \(Fe_3GeTe_2\) as substrate allows to influence, enhance and bias the magnetism in the single SL of \(MnBi_2Te_4\). By growing heterostructures of the type \(MnBi_2Te_4\) -- n layer \(Bi_2Te_3\) -- \(Fe_3GeTe_2\)for n between 0 and 2, it is shown, that a considerable magnetic coupling can be introduced between the \(MnBi_2Te_4\) top-layer and the substrate.
Finally the interplay between topology and magnetism in the ferromagnetic extension is studied directly by angle-resolved photoemission spectroscopy. The heterostructure is found to host a linearly dispersing TSS at the centre of the Brillouin zone. Using low temperature and high-resolution ARPES a large magnetic gap opening of \(\sim\) 35 meV is found at the Dirac point of the TSS. By following its temperature evolution, it is apparent that the scaling behaviour coincides with the magnetic order parameter of the modified surface.
Two-dimensional (2D) topological insulators are a new class of materials with properties that are
promising for potential future applications in quantum computers. For example, stanene represents
a possible candidate for a topological insulator made of Sn atoms arranged in a hexagonal
lattice. However, it has a relatively fragile low-energy spectrum and sensitive topology. Therefore,
to experimentally realize stanene in the topologically non-trivial phase, a suitable substrate
that accommodates stanene without compromising these topological properties must be found.
A heterostructure consisting of a SiC substrate with a buffer layer of adsorbed group-III elements
constitutes a possible solution for this problem. In this work, 2D adatom systems of Al and In
were grown epitaxially on SiC(0001) and then investigated structurally and spectroscopically by
scanning tunneling microscopy (STM) and photoelectron spectroscopy.
Al films in the high coverage regime \( (\Theta_{ML}\approx2\) ML\( ) \) exhibit unusually large, triangular- and
rectangular-shaped surface unit cells. Here, the low-energy electron diffraction (LEED)
pattern is brought into accordance with the surface topography derived from STM. Another Al
reconstruction, the quasi-one-dimensional (1D) Al phase, exhibits a striped surface corrugation,
which could be the result of the strain imprinted by the overlayer-substrate lattice mismatch.
It is suggested that Al atoms in different surface areas can occupy hexagonal close-packed and
face-centered cubic lattice sites, respectively, which in turn lead to close-packed transition regions
forming the stripe-like corrugations. On the basis of the well-known herringbone reconstruction
from Au(111), a first structural model is proposed, which fits well to the structural data from
STM. Ultimately, however, thermal treatments of the sample could not generate lower coverage
phases, i.e. in particular, a buffer layer structure.
Strong metallic signatures are found for In high coverage films \( (\Theta_{ML}\approx3\) to \(2\) ML\() \) by
scanning tunneling spectroscopy (STS) and angle-resolved photoelectron spectroscopy (ARPES),
which form a \( (7\times7) \), \( (6\times4\sqrt{3}) \), and \( (4\sqrt{3}\times4\sqrt{3}) \) surface reconstruction. In all these In phases
electrons follow the nearly-free electron model. Similar to the Al films, thermal treatments could
not obtain the buffer layer system.
Surprisingly, in the course of this investigation a triangular In lattice featuring a \( (1\times1) \)
periodicity is observed to host massive Dirac-like bands at \( K/K^{\prime} \) in ARPES. Based on this
strong electronic similarity with graphene at the Brillouin zone boundary, this new structure is
referred to as \textit{indenene}. An extensive theoretical analysis uncovers the emergence of an electronic
honeycomb network based on triangularly arranged In \textit{p} orbitals. Due to strong atomic spin-orbit
coupling and a comparably small substrate-induced in-plane inversion symmetry breaking this
material system is rendered topologically non-trivial. In indenene, the topology is intimately
linked to a bulk observable, i.e., the energy-dependent charge accumulation sequence within the
surface unit cell, which is experimentally exploited in STS to confirm the non-trivial topological
character. The band gap at \( K/K^{\prime} \), a signature of massive Dirac fermions, is estimated by
ARPES to approximately 125 meV. Further investigations by X-ray standing wave, STM, and
LEED confirm the structural properties of indenene. Thus, this thesis presents the growth and
characterization of the novel quantum spin Hall insulator material indenene.
After the discovery of three-dimensional topological insulators (TIs), such as tetradymite chalcogenides Bi$_2$Se$_3$, Bi$_2$Te$_3$ and Sb$_2$Te$_3$ – a new class of quantum materials characterized by their unique surface electronic properties – the solid state community got focused on topological states that are driven by strong electronic correlations and magnetism. An important material class is the magnetic TI (MTI) exhibiting the quantum anomalous Hall (QAH) effect, i.e. a dissipationless quantized edge-state transport in the absence of external magnetic field, originating from the interplay between ferromagnetism and a topologically non-trivial band structure. The unprecedented opportunities offered by these new exotic materials open a new avenue for the development of low-dissipation electronics, spintronics, and quantum computation. However, the major concern with QAH effect is its extremely low onset temperature, limiting its practical application. To resolve this problem, a comprehensive understanding of the microscopic origin of the underlying ferromagnetism is necessary.
V- and Cr-doped (Bi,Sb)$_2$Te$_3$ are the two prototypical systems that have been widely studied as realizations of the QAH state. Finding microscopic differences between the strongly correlated V and Cr impurities would help finding a relevant model of ferromagnetic coupling and eventually provide better control of the QAH effect in these systems. Therefore, this thesis first focuses on the V- and Cr-doped (Bi,Sb)$_2$Te$_3$ systems, to better understand these differences. Exploiting the unique capabilities of x-ray absorption spectroscopy and magnetic circular dichroism (XAS/XMCD), combined with advanced modeling based on multiplet ligand-field theory (MLFT), we provide a detailed microscopic insight into the local electronic and magnetic properties of these systems and determine microscopic parameters crucial for the comparison with theoretical models, which include the $d$-shell filling, spin and orbital magnetic moments. We find a strongly covalent ground state, dominated by the superposition of one and two Te-ligand-hole configurations, with a negligible contribution from a purely ionic 3+ configuration. Our findings indicate the importance of the Te $5p$ states for the ferromagnetism in (Bi, Sb)$_2$Te$_3$ and favor magnetic coupling mechanisms involving $pd$-exchange. Using state-of-the-art density functional theory (DFT) calculations in combination with XMCD and resonant photoelectron spectroscopy (resPES), we reveal the important role of the $3d$ impurity states in mediating magnetic exchange coupling. Our calculations illustrate that the kind and strength of the exchange coupling varies with the impurity $3d$-shell occupation. We find a weakening of ferromagnetic properties upon the increase of doping concentration, as well as with the substitution of Bi at the Sb site. Finally, we qualitatively describe the origin of the induced magnetic moments at the Te and Sb sites in the host lattice and discuss their role in mediating a robust ferromagnetism based on a $pd$-exchange interaction scenario. Our findings reveal important clues to designing higher $T_{\text{C}}$ MTIs.
Rare-earth ions typically exhibit larger magnetic moments than transition-metal ions and thus promise the opening of a wider exchange gap in the Dirac surface states of TIs, which is favorable for the realization of the high-temperature QAH effect. Therefore, we have further focused on Eu-doped Bi$_2$Te$_3$ and scrutinized whether the conditions for formation of a substantial gap in this system are present by combining spectroscopic and bulk characterization methods with theoretical calculations. For all studied Eu doping concentrations, our atomic multiplet analysis of the $M_{4,5}$ x-ray absorption and magnetic circular dichroism spectra reveals a Eu$^{2+}$ valence, unlike most other rare earth elements, and confirms a large magnetic moment. At temperatures below 10 K, bulk magnetometry indicates the onset of antiferromagnetic ordering. This is in good agreement with DFT results, which predict AFM interactions between the Eu impurities due to the direct overlap of the impurity wave functions. Our results support the notion of antiferromagnetism coexisting with topological surface states in rare-earth doped Bi$_2$Te$_3$ and corroborate the potential of such doping to result in an antiferromagnetic TI with exotic quantum properties.
The doping with impurities introduces disorder detrimental for the QAH effect, which may be avoided in stoichiometric, well-ordered magnetic compounds. In the last part of the thesis we have investigated the recently discovered intrinsic magnetic TI (IMTI) MnBi$_6$Te$_{10}$, where we have uncovered robust ferromagnetism with $T_{\text{C}} \approx 12$ K and connected its origin to the Mn/Bi intermixing. Our measurements reveal a magnetically intact surface with a large moment, and with FM properties similar to the bulk, which makes MnBi$_6$Te$_{10}$ a promising candidate for the QAH effect at elevated temperatures. Moreover, using an advanced ab initio MLFT approach we have determined the ground-state properties of Mn and revealed a predominant contribution of the $d^5$ configuration to the ground state, resulting in a $d$-shell electron occupation $n_d = 5.31$ and a large magnetic moment, in excellent agreement with our DFT calculations and the bulk magnetometry data. Our results together with first principle calculations based on the DFT-GGA$+U$, performed by our collaborators, suggest that carefully engineered intermixing plays a crucial role in achieving a robust long-range FM order and therefore could be the key for achieving enhanced QAH effect properties.
We expect our findings to aid better understanding of MTIs, which is essential to help increasing the temperature of the QAH effect, thus facilitating the realization of low-power electronics in the future.
This thesis examines the electronic properties of two materials that promise the realization and observation of novel exotic quantum phenomena. For this purpose, angle-resolved photoemission forms the experimental basis for the investigation of the electronic properties. Furthermore, the magnetic order is investigated utilizing X-ray dichroism measurements.
First, the bulk and surface electronic structure of epitaxially grown HgTe in its three-dimensional topological insulator phase is investigated. In this study, synchrotron radiation is used to address the three-dimensional band structure and orbital composition of the bulk states by employing photon-energy-dependent and polarization-dependent measurements, respectively. In addition, the topological surface state is examined on in situ grown samples using a laboratory photon source. The resulting data provide a means to experimentally localize the bulk band inversion in momentum space and to evidence the momentum-dependent change in the orbital character of the inverted bulk states.
Furthermore, a rather new series of van der Waals compounds, (MnBi\(_2\)Te\(_4\))(Bi\(_2\)Te\(_3\))\(_n\), is investigated. First, the magnetic properties of the first two members of the series, MnBi\(_2\)Te\(_4\) and MnBi\(_4\)Te\(_7\), are studied via X-ray absorption-based techniques. The topological surface state on the two terminations of MnBi\(_4\)Te\(_7\) is analyzed using circular dichroic, photon-energy-dependent, and spin-resolved photoemission. The topological state on the (MnBi\(_2\)Te\(_4\))-layer termination shows a free-standing Dirac cone with its Dirac point located in the bulk band gap. In contrast, on the (Bi\(_2\)Te\(_3\))-layer termination the surface state hybridizes with the bulk valences states, forming a spectral weight gap, and exhibits a Dirac point that is buried within the bulk continuum. Lastly, the lack of unambiguous evidence in the literature showing a temperature-dependent mass gap opening in these magnetic topological insulators is discussed through MnBi\(_2\)Te\(_4\).
This PhD thesis addresses the photophysics of selected small organic molecules with the purpose of using them for efficient and even novel light sources. In particular, the studies presented focused on revealing the underlying exciton dynamics and determining the transition rates between different molecular states. It was shown how the specific properties and mechanisms of light emission in fluorescent molecules, molecules with phosphorescence or thermally activated delayed fluorescence (TADF), biradicals, and multichromophores can be utilized to build novel light-emitting devices. The main tool employed here was the analysis of the emitters’ photon statistics, i.e. the analysis of the temporal distribution of emitted photons, during electrical or optical excitation. In the introduction of this work, the working principle of an organic light-emitting diode (OLED) was introduced, while Chapter 2 provided the physical background of the relevant properties of organic molecules and their interaction with light. In particular, the occurrence of discrete energy levels in organic semiconductors and the process of spontaneous light emission were discussed. Furthermore, in this chapter a mathematical formalism was elaborated with the goal to find out what kind of information about the studied molecule can be obtained by analyzing its photon statistics. It was deduced that the intensity correlation function g (2)(t) contains information about the first two factorial moments of the photon statistics and that higher order factorial moments do not contain any additional information about the system under study if the system is always in the same state after the emission of a photon. To conclude the introductory part, Chapter 3 introduced the utilized characterization methods including confocal microscopy of single molecules, time correlated single photon counting and temperature dependent photoluminescence measurements. To provide the background necessary for an understanding of for the following result chapters, in Section 4.1 a closer look was taken at the phenomenon of blinking and photobleaching of individual molecules. For a squaraine-based fluorescent emitter rapid switching between a bright and dark state was observed during photoexcitation. Using literature transition rates between the molecular states, a consistent model was developed that is able to explain the distribution of the residence times of the molecule in the bright and dark states. In particular, an exponential and a power-law probability distribution was measured for the time the molecule resides in tis bright and dark state, respectively. This behavior as well as the change in photoluminescence intensity between the two states was conclusively explained by diffusion of residual oxygen within the sample, which had been prepared in a nitrogen-filled glovebox. For subsequent samples of this work, thin strips of atomic aluminum were deposited on the matrices to serve as oxygen getter material. This not only suppressed the efficiency of photobleaching, but also noticeably prolonged the time prior to photobleaching, which made many of the following investigations possible in the first place. For emitters used in displays, emission properties such as narrow-band luminescence and short fluorescence lifetimes are desired. These properties can be influenced not only by the emitter molecule itself, but also by the interaction with the chosen environment. Therefore, before focusing on the photophysics of individual small organic molecules, Section 4.2 highlighted the interaction of a perylene bisimide-based molecular species with its local environment in a disordered polymethyl methacrylate matrix. In a statistical approach, individual photophysical properties were measured for 32 single molecules and correlations in the variation of the properties were analyzed. This revealed how the local polarity of the molecules’ environment influences their photophysics. In particular, it was shown how an increase in local polarity leads to a red-shifted emission, narrower emission lines, broader vibronic splitting between different emission lines in combination with a smaller Huang-Rhys parameter, and a longer fluorescence lifetime. In the future, these results may help to embed individual chromophores into larger macromolecules to provide the chromophore with the optimal local environment to exhibit the desired emission properties. The next two sections focused on a novel and promising class of chromophores, namely linear coordinated copper complexes, synthesized in the group of Dr. Andreas Steffen at the Institute of Inorganic Chemistry at the University of Würzburg. In copper atoms, the d-orbitals are fully occupied, which prevents undesirable metal-centered d-d⋆ states, which tend to lie low in energy and recombine non-radiatively. Simultaneously, the copper atom provides a flexible coordination geometry, while complexes in their linear form are expected to exhibit the least amount of excited state distortions. Depending on the chosen ligands, these copper complexes can exhibit phosphorescence as well as temperature activated delayed fluorescence. In Section 4.3, a phosphorescent copper complex with a chlorine atom and a 1-(2,6-diisopropylphenyl)-3,3,5,5-tetramethyl-2-pyrrolidine-ylidene- ligand was tested for its suitability as an optically active material in an OLED. For this purpose, an OLED with a polyspirobifluorene-based copolymer matrix and the dopant at a concentration of 20 wt% was electrically excited. Deconvolution of the emission spectrum in contributions from the matrix and the dopant revealed that 60 % of the OLEDs emission was due to the copper complex. It was also shown that the shape of the emission spectrum of the copper complex remains unchanged upon incorporation into the OLED, but is red-shifted by about 233 meV. In Section 4.4, a second copper complex exhibiting thermally activated delayed fluorescence was analyzed. This complex comprised a carbazolate as well as a 2-(2,6- diisopropyl)-phenyl-1,1-diphenyl-isoindol-2-ium-3-ide ligand and was examined in the solid state and at the single-molecule level, where single photon emission was recorded up to an intensity of 78’000 counts per second. The evaluation of the second-order autocorrelation function of the emitted light proved an efficient transition between singlet and triplet excited states on the picosecond time scale. In the solid state, the temperature- dependent fluorescence decay of the complex was analyzed after pulsed photoexcitation in the temperature range between 300 K and 5 K. From these measurements, a small singlet-triplet energy gap of only 65 meV and a triplet sublevel splitting of 3.0 meV were derived. The transition rates between molecular states could also be determined. Here, the fast singlet decay time of τS1 = 9.8ns proved the efficient thermally activated delayed fluorescence process, which was demonstrated for the first time for this new class of copper(I) complexes thus. While the use of thermally activated delayed fluorescence is a potential way to harness otherwise long-living dark triplet states, radicals completely avoid dark triplet states. However, this usually comes with the huge drawback of the molecules being chemically unstable. Therefore, two chemically stable biradical species were synthesized in the framework of the DFG research training school GRK 2112 on Molecular biradicals: structure, properties and reactivity, by Yohei Hattori in the group of Prof. Dr. Christoph Lambert and Rodger Rausch in the group of Prof. Dr. Frank Würthner at the Institute of Organic Chemistry at the University of Würzburg, respectively. In Section 4.5, it was investigated how these molecules can be used in OLEDs. In the first isoindigo based biradical (6,6’-bis(3,5-di-tert-butyl-4-phenoxyl)-1,1’-bis(2- ethylhexyl)-[3,3’-biindolinyl-idene]-2,2’-dione) two tert-butyl moieties kinetically block chemical reactions at the place of the lone electrons and an electron-withdrawing core shifts the electron density into the center of the chromophore. With these properties, it was possible to realize a poly(p-phenylene vinylene) copolymer based OLED doped with the biradical and to observe luminescence during optical as well as electrical excitation. Analyzing shapes of the photo- and electroluminescence spectra at different doping concentrations, Förster resonance energy transfer was determined to be the dominant transition mechanism for excitons from the matrix to the biradical dopants. Likewise, OLEDs could be realized with the second diphenylmethylpyridine based birad- ical (4-(5-(bis(2,4,6-trichlorophenyl)methyl)-4,6-dichloropyridin-2-yl)-N-(4-(5-(bis(2,4,6- -trichlorophenyl)methyl)-4,6-dichloropyridin-2-yl)phenyl)-N-(4-methoxyphenyl)aniline) as dopant. In this biradical, chlorinated diphenylmethyl groups protect the two unpaired electrons. Photo- and electroluminescence spectra showed an emission in the near in- frared spectral range between 750 nm and 1000 nm. Also, Förster resonance energy trans- fer was the dominant energy transfer mechanism with an transfer efficiency close to 100 % even at doping concentrations of only 5 wt%. In addition to demonstrating the working OLEDs based in biradicals, the detection of luminescence of the two biradical species in devices also constitutes an important step toward making use of experimental techniques such as optically detected electron spin resonance, which could provide information about the electronic states of the emitter and their spin manifold during OLED operation. Another class of emitters studied are molecules in which several chromophores are co- valently linked to form a macrocyclic system. The properties of these multichromophores were highlighted in Section 4.6. Here, it was analyzed how the photophysical behavior of the molecules is affected by the covalent linking, which determines the interaction be- tween the chromophores. The first multichromophore, 2,2’-ditetracene, was synthesized by Lena Ross in the group of Prof. Dr. Anke Krüger at the Institute of Organic Chemistry at the University of Würzburg and was analyzed in this work both at the single-molecule level and in its aggregated crystalline form. While the single crystals were purified and grown in a vertical sublimation oven, the samples for the single molecule studies were prepared in matrices of amorphous polymethyl methacrylate and crystalline anthracene. Tetracene was analyzed concurrently to evaluate the effects of covalent linking. In samples where the distance between two molecules is sufficiently large, tetracene and 2,2’-ditracene show matching emission profiles with the only difference in the Franck-Condon factors and a de- creased photoluminescence decay time constant from 14 ns for tetracene to 5 ns for 2,2’- ditracene, which can be attributed to the increased density of the vibrational modes in 2,2’-ditracene. Evaluation of the photon statistics of individual 2,2’-ditracene molecules however showed that the system does not behave as two individual chromophores but as a collective state, preserving the spectral properties of the two tetracene chromophores. Complementary calculations performed by Marian Deutsch in the group of Prof. Dr. Bernd Engels at the Institute of Physical and Theoretical Chemistry at the University of Würzburg helped to understand the processes in the materials and could show that the electronic and vibronic modes of 2,2’-ditracene are superpositions of the modes occurring in tetracene. In contrast, single-crystalline 2,2’-ditetracene behaves significantly different than tetracene, namely exhibiting a red shift in photoluminescence of 150 meV, caused by an altered crys- talline packing that lowers the S1-state energy level. Temperature-dependent photolu- minescence measurements revealed a rich emission pattern from 2,2’-ditetracene single crystals. The mechanisms behind this were unraveled using photoluminescence lifetime density analysis in different spectral regions of the emission spectrum and at different tem- peratures. An excimer state was identified that is located about 5 meV below the S1-state, separated by a 1 meV barrier, and which can decay to the ground state with a time constant of 9 ns. Also, as the S1-state energy level is lowered below the E(S1) ≥ 2 ×E(T1) threshold, singlet fission is suppressed in 2,2’-ditetracene in contrast to tetracene. Therefore, at low temperatures, photoluminescence is enhanced by a factor of 46, which could make 2,2’- ditetracene a useful material for future applications in devices such as OLEDs or lasers. The second multichromophore species, para-xylylene bridged perylene bisimide macrocycles, were synthesized by Peter Spenst in the group of Prof. Dr. Frank Würthner at the Institute of Organic Chemistry at the University of Würzburg, by linking three and four perylene bisimides, respectively. To reveal the exciton dynamics in these macrocycles, highly diluted monomers as well as trimers and tetramers were doped into matrices of polymethyl methacrylate to create thin films in which individual macrocycles could be analyzed. The emission spectra of the macrocycles remained identical to those of the monomers, indicating weak coupling between the chromophores. Single photon emission could be verified for monomers as well as macrocycles, as exciton-exciton annihilation processes suppress the simultaneous emission of two photons from one macrocycle. Nevertheless, the proof of the occurrence of a doubly excited state was obtained by excitation power dependent photon statistics measurements. The formalism developed in the theory part of this thesis for calculating the photon statistics of multichromophore systems was used here to find a theoretical model that matches the experimental results. The main features of this model are a doubly excited state, fast singlet-singlet annihilation, and an efficient transition from the doubly excited state to a dark triplet state. The occurrence of triplet-triplet annihilation was demonstrated in a subsequent experiment in which the macrocycles were excited at a laser intensity well above the saturation intensity of the monomer species. In contrast to the monomers, the trimers and tetramers exhibited neither a complete dark state nor saturation of photoluminescence. Both processes, efficient singlet-singlet and triplet-triplet annihilation make perylene bisimide macrocycles exceptionally bright single photon emitters. These advantages were utilized to realize a room temperature electrically driven fluorescent single photon source. For this purpose, OLEDs were fabricated using polyvinylcarbazole and 2-tert-butylphenyl-5-biphenyl-1,3,4-oxadiazol blends as a host material for perylene bisimide trimers. Photon antibunching could be observed in both optically and electrically driven devices, representing the first demonstration of electrically driven single photon sources using fluorescent emitters at room temperature. As expected from the previous optical experiments, the electroluminescence of the molecules was exceptionally bright, emitting about 105 photons per second, which could be seen even by eye under the microscope. Finally, in the last section 4.7 of this thesis, two additional measurement schemes were proposed as an alternative to the measurement of the second-order correlation function g (2)(t) of single molecules, which only provides information about the first two factorial moments of the molecules’ photon statistics. In the first scheme, the g (3)(t) function was measured with three photodiodes, which is a consequential extension of the Hanbury Brown and Twiss measurement with two photodiodes. It was demonstrated how measuring the g (3)(t) function is able to identify interfering emitters with non-Poisson statistics in the experiment. The second setup was designed with an electro-optic modulator that repeatedly gen- erates photoexcitation in the form of a step function. The recording of luminescence transients for different excitation intensities yields the same results as the correspond- ing g (2)-functions measured on single emitters, both in their shape and in their depen- dence on excitation power. To demonstrate this concept, the TADF emitter TXO-TPA (2- [4-(diphenylamino)phenyl]-10,10-dioxide-9H-thioxanthen-9-one) was doped at a concen- tration of 10−4 wt% in a mCP (1,3-Bis(N-carbazolyl)benzene) matrix. This concentration was low enough that TXO-TPA molecules did not interact with each other, but an ensem- ble of molecules was still present in the detection volume. The intramolecular transition rates between singlet and triplet states of TXO-TPA could be derived with an error of at most 5 %. Other experimental techniques designed to obtain this information require ei- ther lengthy measurements on single molecules, where sample preparation is also often a challenge, or temperature-dependent fluorescence lifetime measurements, which require a cryostat, which in turn places constraints on the sample design used. In future, this ap- proach could establish a powerful method to study external factors influencing molecular transition rates. Overall, this thesis has introduced new molecular materials, revealed their photophys- ical properties, and demonstrated how they can be used to fabricate efficient and even novel light sources.
The fact that photovoltaics is a key technology for climate-neutral energy production can be taken as a given. The question to what extent perovskite will be used for photovoltaic technologies has not yet been fully answered. From a photophysical point of view, however, it has the potential to make a useful contribution to the energy sector. However, it remains to be seen whether perovskite-based modules will be able to compete with established technologies in terms of durability and cost efficiency. The additional aspect of ionic migration poses an additional challenge. In the present work, primarily the interaction between ionic redistribution, capacitive properties and recombination dynamics was investigated. This was done using impedance spectroscopy, OCVD and IV characteristics as well as extensive numerical drift-diffusion simulations. The combination of experimental and numerical methods proved to be very fruitful. A suitable model for the description of solar cells with respect to mobile ions was introduced in chapter 4.4. The formal mathematical description of the model was transferred by a non-dimensionalization and suitable numerically solvable form. The implementation took place in the Julia language. By intelligent use of structural properties of the sparse systems of equations, automatic differentiation and the use of efficient integration methods, the simulation tool is not only remarkably fast in finding the solution, but also scales quasi-linearly with the grid resolution. The software package was released under an open source license. In conventional semiconductor diodes, capacitance measurements are often used to determine the space charge density. In the first experimental chapter 5, it is shown that although this is also possible for the ionic migration present in perovskites, it cannot be directly understood as doping related, since the space charge distribution strongly depends on the preconditions and can be manipulated by an externally applied voltage. The exact form of this behavior depends on the perovskite composition. This shows, among other things, that experimental results can only be interpreted within the framework of conventional semiconductors to a very limited extent. Nevertheless, the built-in 99 potential of the solar cell can be determined if the experiments are carried out properly. A statement concerning the type and charge of the mobile ions is not possible without further effort, while their number can be determined. The simulations were applied to experimental data in chapter 6. Thus, it could be shown that mobile ions make a significant contribution to the OCVD of perovskite solar cells. j-V characteristics and OCVD transients measured as a function of temperature and illumination intensities could be quantitatively modeled simultaneously using a single global set of parameters. By the simulations it was further possible to derive a simple experimental procedure to determine the concentration and the diffusivity of the mobile ions. The possibility of describing different experiments in a uniform temperaturedependent manner strongly supports the model of mobile ions in perovskites. In summary, this work has made an important contribution to the elucidation of ionic contributions to the (photo)electrical properties of perovskite solar cells. Established experimental techniques for conventional semiconductors have been reinterpreted with respect to ionic mass transport and new methods have been proposed to draw conclusions on the properties for ionic transport. As a result, the published simulation tools can be used for a number of further studies.
Magnetic systems underlie the physics of quantum mechanics when reaching the limit of few or even single atoms. This behavior limits the minimum size of magnetic bits in data storage devices as spontaneous switching of the magnetization leads to the loss of information. On the other hand, exactly these quantum mechanic properties allow to use such systems in quantum computers. Proposals to realize qubits involve the spin states of single atoms as well as topologically protected Majorana zero modes, that emerge in coupled systems of magnetic atoms in proximity to a superconductor. In order to implement and control the proposed applications, a detailed understanding of atomic spins and their interaction with the environment is required.
In this thesis, two different systems of magnetic adatoms coupled to metallic and superconducting surfaces are studied by means of scanning tunneling microscopy (STM) and spectroscopy: Co atoms on the clean Cu(111) were among the first systems exhibiting signatures of the Kondo effect in an individual atom. Yet, a recent theoretical work proposed an alternative interpretation of these early experimental results, involving a newly described many-body state. Spin-averaged and -polarized experiments in high magnetic fields presented in this thesis confirm effects beyond the Kondo effect that determine the physics in these Co atoms and suggest a potentially even richer phenomenology than proposed by theory.
The second studied system are single and coupled Fe atoms on the superconducting Nb(110) surface. Magnetic impurities on superconducting surfaces locally induce Yu-Shiba-Rusinov (YSR) states inside the superconducting gap due to their pair breaking potential. Coupled systems of such impurities exhibit YSR bands and, if the bands cross the Fermi level such that the band structure is inverted, host Majorana zero modes. Using the example of Fe atoms on Nb(110), the YSR states’ dependence on the adatom–substrate interaction as well as the interatomic YSR state coupling is investigated. In the presence of oxygen on the Nb surface, the adatom–substrate interaction is shown to be heavily modified and the YSR states are found to undergo a quantum phase transition, which can be directly linked to a modified Kondo screening.
STM tips functionalized with CO molecules allow to resolve self-assembled one-dimensional chains of Fe atoms on the clean Nb(110) surface to study the YSR states’ coupling. Mapping out the states’ wave functions reveals their symmetry, which is shown to alter as a function of the states’ energy and number of atoms in the chain. These experimental results are reproduced in a simple tight-binding model, demonstrating a straightforward possibility to describe also more complex YSR systems toward engineered, potentially topologically non-trivial states.
A plethora of novel material concepts are currently being investigated in the condensed matter research community. Some of them hold promise to shape our everyday world in a way that silicon-based semiconductor materials and the related development of semiconductor devices have done in the past. In this regard, the last decades have witnessed an explosion of studies concerned with so called ‘’quantum materials’’ with emerging novel functionalities. These could eventually lead to new generations of electronic and/or spintronic devices. One particular material class, the so called topological materials, play a central role. As far as their technological applicability is concerned, however, they are still facing outstanding challenges to date.
Predicted for the first time in 2005 and experimentally verified in 2007, two-dimensional topological insulators (2D TIs) (a.k.a. quantum spin Hall insulators) exhibit the outstanding property of hosting spin-polarized metallic states along the boundaries of the insulating 2D bulk material, which are protected from elastic single-particle backscattering and give rise to the quantum spin Hall effect (QSHE). Owing to these peculiar properties the QSHE holds promise for dissipationless charge and/or spin transport. However, also in today’s best 2D TIs the observation of the QSHE is still limited to cryogenic temperatures of maximum 100 K. Here, the discovery of bismuthene on SiC(0001) has marked a milestone towards a possible realization of the QSHE at or beyond room-temperature owing to the massively increased electronic bulk energy gap on the order of 1 eV. This thesis is devoted to and motivated by the goal of advancing its synthesis and to build a deeper understanding of its one-particle and two-particle electronic properties that goes beyond prior work.
Regarding the aspect of material synthesis, an improved growth procedure for bismuthene is elaborated that increases the domain size of the material considerably (by a factor of ≈ 3.2 - 6.5 compared to prior work). The improved film quality is an important step towards any future device application of bismuthene, but also facilitates all further basic studies of this material.
Moreover, the deposition of magnetic transition metals (Mn and Co) on bismuthene is investigated. Thereby, the formation of ordered magnetic Bi-Mn/Co alloys is realized, their structure is resolved with scanning tunneling microscopy (STM), and their pristine electronic properties are resolved with scanning tunneling spectroscopy (STS) and photoemission spectroscopy (PES). It is proposed that these ordered magnetic Bi-Mn/Co-alloys offer the potential to study the interplay between magnetism and topology in bismuthene in the future.
In this thesis, a wide variety of spectroscopic techniques are employed that aim to build an understanding of the single-particle, as well as two-particle level of description of bismuthene's electronic structure. The techniques involve STS and angle-resolved PES (ARPES) on the one hand, but also optical spectroscopy and time-resolved ARPES (trARPES), on the other hand. Moreover, these experiments are accompanied by advanced numerical modelling in form of GW and Bethe-Salpeter equation calculations provided by our theoretical colleagues. Notably, by merging many experimental and theoretical techniques, this work sets a benchmark for electronic structure investigations of 2D materials in general.
Based on the STS studies, electronic quasi-particle interferences in quasi-1D line defects in bismuthene that are reminiscent of Fabry-Pérot states are discovered. It is shown that they point to a hybridization of two pairs of helical boundary modes across the line defect, which is accompanied by a (partial) lifting of their topological protection against elastic single-particle backscattering.
Optical spectroscopy is used to reveal bismuthene's two-particle elecronic structure. Despite its monolayer thickness, a strong optical (two-particle) response due to enhanced electron-hole Coulomb interactions is observed. The presented combined experimental and theoretical approach (including GW and Bethe-Salpeter equation calculations) allows to conclude that two prominent optical transitions can be associated with excitonic transitions derived from the Rashba-split valence bands of bismuthene. On a broader scope this discovery might promote further experiments to elucidate links of excitonic and topological physics.
Finally, the excited conduction band states of bismuthene are mapped in energy and momentum space employing trARPES on bismuthene for the first time. The direct and indirect band gaps are succesfully extracted and the effect of excited charge carrier induced gap-renormalization is observed. In addition, an exceptionally fast excited charge carrier relaxation is identified which is explained by the presence of a quasi-metallic density of states from coupled topological boundary states of domain boundaries.
The presented thesis deals with the investigation of the characteristic physical properties of lead-free double perovskites. For this purpose lead-free double perovskite single crystals were grown from solution. In order to assess the influence of growth temperature on tail states in the material, the crystals were studied using Photoluminescence Excitation (PLE) and Transmission measurements. Additionally, lead-free double perovskite solar cells and thin films were investigated to address the correlation of precursor stoichiometry and solar cell efficiency. In a last step a new earth abundant lead-free double perovskite was introduced and its physical properties were studied by photoluminescene and absorptance. Like this it was possible to assess the suitability of this material for solar cell applications in the future.
This thesis is aimed at establishing modalities of time-resolved photoelectron spectroscopy (tr-PES) conducted at a free-electron laser (FEL) source and at a high harmonic generation (HHG) source for imaging the motion of atoms, charge and energy at photoexcited hybrid organic/inorganic interfaces. Transfer of charge and energy across interfaces lies at the heart of surface science and device physics and involves a complex interplay between the motion of electrons and atoms. At hybrid organic/inorganic interfaces involving planar molecules, such as pentacene and copper(II)-phthalocyanine (CuPc), atomic motions in out-of-plane direction are particularly apparent. Such hybrid interfaces are of importance to, e.g., next-generation functional devices, smart catalytic surfaces and molecular machines. In this work, two hybrid interfaces – pentacene atop Ag(110) and copper(II)-phthalocyanine (CuPc) atop titanium disulfide (1T-TiSe2) – are characterized by means of modalities of tr-PES. The experiments were conducted at a HHG source and at the FEL source FLASH at Deutsches Elektronen-Synchrotron DESY (Hamburg, Germany). Both sources provide photon pulses with temporal widths of ∼ 100 fs and thus allow for resolving the non-equilibrium dynamics at hybrid interfaces involving both electronic and atomic motion on their intrinsic time scales. While the photon energy at this HHG source is limited to the UV-range, photon energies can be tuned from the UV-range to the soft x-ray-range at FLASH. With this increased energy range, not only macroscopic electronic information can be accessed from the sample’s valence and conduction states, but also site-specific structural and chemical information encoded in the core-level signatures becomes accessible. Here, the combined information from the valence band and core-level dynamics is obtained by performing time- and angle-resolved photoelectron spectroscopy (tr-ARPES) in the UV-range and subsequently performing time-resolved x-ray photoelectron spectroscopy (tr-XPS) and time-resolved photoelectron diffraction (tr-XPD) in the soft x-ray regime in the same experimental setup. The sample’s bandstructure in energy-momentum space and time is captured by a time-of-flight momentum microscope with femtosecond temporal and sub-Ångström spatial resolutions. In the investigated systems, out-of-equilibrium dynamics are traced that are connected to the transfer of charge and energy across the hybrid interfaces. While energetic shifts and complementary population dynamics are observed for molecular and substrate states, the shapes of involved molecular orbitals change in energy-momentum space on a subpicosecond time scale. In combination with theory support, these changes are attributed to iiiatomic reorganizations at the interface and transient molecular structures are reconstructed with sub-Ångström precision. Unique to the material combination of CuPc/TiSe2, a structural rearrangement on the macroscopic scale is traced simultaneously: ∼ 60 % of the molecules undergo a concerted, unidirectional in-plane rotation. This surprising observation and its origin are detailed in this thesis and connected to a particularly efficient charge transfer across the CuPc/TiSe2 interface, resulting in a charging of ∼ 45 % of CuPc molecules.
This work presents a newly developed method for the epitaxial growth of the half-Heusler antiferromagnet CuMnSb. All necessary process steps, from buffer growth to the deposition of a protective layer, are presented in detail. Using structural, electrical, and magnetic characterization, the material parameters of the epitaxial CuMnSb layers are investigated.
The successful growth of CuMnSb by molecular beam epitaxy is demonstrated on InAs (001), GaSb (001), and InP (001) substrates. While CuMnSb can be grown pseudomorphically on InAs and GaSb, the significant lattice mismatch for growth on InP leads to relaxation already at low film thicknesses. Due to the lower conductivity of GaSb compared to InAs, GaSb substrates are particularly suitable for the fabrication of CuMnSb layers for lateral electrical transport experiments. However, by growing a high-resistive ZnTe interlayer below the CuMnSb layer, lateral transport experiments on CuMnSb layers grown on InAs can also be realized. Protective layers of Ru and Al2O3 have proven to be suitable for protecting the CuMnSb layers from the environment.
Structural characterization by high resolution X-ray diffraction (full width at half maximum of 7.7 ′′ of the rocking curve) and atomic force microscopy (root mean square surface roughness of 0.14 nm) reveals an outstanding crystal quality of the epitaxial CuMnSb layers. The half-Heusler crystal structure is confirmed by scanning transmission electron microscopy and the stoichiometric material composition by Rutherford backscattering spectrometry. In line with the high crystal quality, a new minimum value of the residual resistance of CuMnSb (𝜌0 = 35 μΩ ⋅ cm) could be measured utilizing basic electrical transport experiments.
An elaborate study of epitaxial CuMnSb grown on GaSb reveals a dependence of the vertical lattice parameter on the Mn/Sb flux ratio. This characteristic enables the growth of tensile, unstrained, and compressive strained CuMnSb layers on a single substrate material. Additionally, it is shown that the Néel temperature has a maximum of 62 K at stoichiometric material composition and thus can be utilized as a selection tool for stoichiometric CuMnSb samples. Mn-related defects are believed to be the driving force for these observations.
The magnetic characterization of the epitaxial CuMnSb films is performed by superconducting quantum interference device magnetometry. Magnetic behavior comparable to the bulk material is found, however, an additional complex magnetic phase appears in thin CuMnSb films and/or at low magnetic fields, which has not been previously reported for CuMnSb. This magnetic phase is believed to be localized at the CuMnSb surface and exhibits both superparamagnetic and spin-glass-like behavior. The exchange bias effect of CuMnSb is investigated in combination with different in- and out-of-plane ferromagnets. It is shown that the exchange bias effect can only be observed in combination with in-plane ferromagnets.
Finally, the first attempts at the growth of fully epitaxial CuMnSb/NiMnSb heterostructures are presented. Both magnetic and structural studies by secondary-ion mass spectrometry indicate the interdiffusion of Cu and Ni atoms between the two half-Heusler layers, however, an exchange bias effect can be observed for the CuMnSb/NiMnSb heterostructures. Whether this exchange bias effect originates from exchange interaction between the CuMnSb and NiMnSb layers, or from ferromagnetic inclusions in the antiferromagnetic layer can not be conclusively identified.
Topological phenomena known from solid state physics have been transferred to a variety of other classical and quantum systems. Due to the equivalence of the Hamiltonian matrix describing tight binding models and the grounded circuit Laplacian describing an electrical circuit we can investigate such phenomena in circuits. By implementing different Hermitian topological models general suggestions on designing those types of circuit are worked out with the aim of minimizing unwanted coupling effects and parasitic admittances in the circuit. Here the existence and the spatial profile of topological states as well as the band structure of the model can be determined.
Due to the complex nature of electric admittance the investigations can be directly expanded to systems with broken Hermiticity. The particular advantages of the experimental investigation of non-exclusively topological phenomena by means of electric circuits come to light in the realization of non-Hermitian and non-linear models. Here we find limitation of the Hermitian bulk-boundary correspondence principle, purely real eigenvalues in non-Hermitian PT-symmetrical systems and edge localization of all eigenstates in non-Hermitian and non-reciprocal systems, which in literature is termed the non-Hermitian skin effect.
When systems obeying non-linear equations are studied, the grounded circuit Laplacian based on the Fourier-transform cannot be applied anymore. By combination of the connectivity of a topological system together with non-linear van der Pol oscillators self-activated and self-sustained topological edge oscillations can be found. These robust high frequency sinusoidal edge oscillations differ significantly from low frequency relaxation oscillations, which can be found in the bulk of the system.
Realization and Spectroscopy of the Quantum Spin Hall Insulator Bismuthene on Silicon Carbide
(2022)
Topological matter is one of the most vibrant research fields of contemporary solid state physics since the theoretical prediction of the quantum spin Hall effect in graphene in 2005. Quantum spin Hall insulators possess a vanishing bulk conductivity but symmetry-protected, helical edge states that give rise to dissipationless charge transport.
The experimental verification of this exotic state of matter in 2007 lead to a boost of research activity in this field, inspired by possible ground-breaking future applications.
However, the use of the quantum spin Hall materials available to date is limited to cryogenic temperatures owing to their comparably small bulk band gaps.
In this thesis, we follow a novel approach to realize a quantum spin Hall material with a large energy gap and epitaxially grow bismuthene, i.e., Bi atoms adopting a honeycomb lattice, in a \((\sqrt{3}\times\sqrt{3})\) reconstruction on the semiconductor SiC(0001). In this way, we profit both from the honeycomb symmetry as well as the large spin-orbit coupling of Bi, which, in combination, give rise to a topologically non-trivial band gap on the order of one electronvolt.
An in-depth theoretical analysis demonstrates that the covalent bond between the Si and Bi atoms is not only stabilizing the Bi film but is pivotal to attain the quantum spin Hall phase.
The preparation of high-quality, unreconstructed SiC(0001) substrates sets the basis for the formation of bismuthene and requires an extensive procedure in ultra-pure dry H\(_2\) gas. Scanning tunneling microscopy measurements unveil the (\(1\times1\)) surface periodicity and smooth terrace planes, which are suitable for the growth of single Bi layers by means of molecular beam epitaxy. The chemical configuration of the resulting Bi film and its oxidation upon exposure to ambient atmosphere are inspected with X-ray photoelectron spectroscopy.
Angle-resolved photoelectron spectroscopy reveals the excellent agreement of probed and calculated band structure. In particular, it evidences a characteristic Rashba-splitting of the valence bands at the K point. Scanning tunneling spectroscopy probes signatures of this splitting, as well, and allows to determine the full band gap with a magnitude of \(E_\text{gap}\approx0.8\,\text{eV}\).
Constant-current images and local-density-of-state maps confirm the presence of a planar honeycomb lattice, which forms several domains due to different, yet equivalent, nucleation sites of the (\(\sqrt{3}\times\sqrt{3}\))-Bi reconstruction.
Differential conductivity measurements demonstrate that bismuthene edge states evolve at atomic steps of the SiC substrate. The probed, metallic local density of states is in agreement with the density of states expected from the edge state's energy dispersion found in density functional theory calculations - besides a pronounced dip at the Fermi level.
By means of temperature- and energy-dependent tunneling spectroscopy it is shown that the spectral properties of this suppressed density of states are successfully captured in the framework of the Tomonaga-Luttinger liquid theory and most likely originate from enhanced electronic correlations in the edge channel.
Spin- and \(k\)-resolved hard X-ray photoelectron spectroscopy (HAXPES) is a powerful tool to probe bulk electronic properties of complex metal oxides. Due to the low efficiency of common spin detectors of about \(10^{-4}\), such experiments have been rarely performed within the hard X-ray regime since the notoriously low photoionization cross sections further lower the performance tremendously. This thesis is about a new type of spin detector, which employs an imaging spin-filter with multichannel electron recording. This increases the efficiency by a factor of \(10^4\) and makes spin- and \(k\)-resolved photoemission at high excitation energies possible. Two different technical approaches were pursued in this thesis: One using a hemispherical deflection analyzer (HDA) and a separate external spin detector chamber, the other one resorting to a momentum- or \(k\)-space microscope with time-of-flight (TOF) energy recording and an integrated spin-filter crystal. The latter exhibits significantly higher count rates and - since it was designed for this purpose from scratch - the integrated spin-filter option found out to be more viable than the subsequent upgrade of an existing setup with an HDA. This instrumental development is followed by the investigation of the complex metal oxides (CMOs) KTaO\(_3\) by angle-resolved HAXPES (HARPES) and Fe\(_3\)O\(_4\) by spin-resolved HAXPES (spin-HAXPES), respectively.
KTaO\(_3\) (KTO) is a band insulator with a valence-electron configuration of Ta 5\(d^0\). By angle- and spin-integrated HAXPES it is shown that at the buried interface of LaAlO\(_3\)/KTO - by the generation of oxygen vacancies and hence effective electron doping - a conducting electron system forms in KTO. Further investigations using the momentum-resolution of the \(k\)-space TOF microscope show that these states are confined to the surface in KTO and intensity is only obtained from the center or the Gamma-point of each Brillouin zone (BZ). These BZs are furthermore square-like arranged reflecting the three-dimensional cubic crystal structure of KTO. However, from a comparison to calculations it is found that the band structure deviates from that of electron-doped bulk KTaO\(_3\) due to the confinement to the interface.
There is broad consensus that Fe\(_3\)O\(_4\) is a promising material for spintronics applications due to its high degree of spin polarization at the Fermi level. However, previous attempts to measure the spin polarization by spin-resolved photoemission spectroscopy have been hampered by the use of low photon energies resulting in high surface sensitivity. The surfaces of magnetite, though, tend to reconstruct due to their polar nature, and thus their magnetic and electronic properties may strongly deviate from each other and from the bulk, dependent on their orientation and specific preparation. In this work, the intrinsic bulk spin polarization of magnetite at the Fermi level (\(E_F\)) by spin-resolved photoelectron spectroscopy, is determined by spin-HAXPES on (111)-oriented thin films, epitaxially grown on ZnO(0001) to be \(P(E_F) = -80^{+10}_{-20}\) %.
The motivation for this work has been contributing a step to the advancement of technology. A next leap in technology would be the realization of a scalable quantum computer. One potential route is via topological quantum computing. A profound understanding of topological materials is thus essential. My work contributes by the investigation of the exemplary topological material HgTe. The focus lies on the understanding of the topological surface states (TSS) and new possibilities to manipulate them appropriately. Traditionally top gate electrodes are used to adjust the carrier density in such semi-conductor materials. We found that the electric field of the top gate can further alter the properties of the HgTe layer. The formation of additional massive Volkov-Pankratov states limits the accessibility of the TSS. The understanding of these states and their interplay with the TSS is necessary to appropriately design devices and to ensure their desired properties. Similarly, I observed the existence and stability of TSSs even without a bandgap in the bulk band structure in the inversion induced Dirac semi-metal phase of compressively strained HgTe. The finding of topological surface states in inversion-induced Dirac semi-metals provides a consistent and simple explanation for the observation reported for \(\text{Cd}_3\text{As}_2\).
These observations have only been possible due to the high quality of the MBE grown HgTe layers and the access of different phases of HgTe via strain engineering. As a starting point I performed Magneto-transport measurements on 67 nm thick tensilely strained HgTe layers grown on a CdTe substrate. We observed multiple transport channels in this three-dimensional topological insulator and successfully identified them. Not only do the expected topological surface states exist, but also additional massive surface states have been observed. These additional massive surface states are formed due to the electrical field applied at the top gate, which is routinely used to vary the carrier density in the HgTe layer. The additional massive surface states are called Volkov-Pankratov states after B. A. Volkov and O. A. Pankratov. They predicted the existence of similar massive surface states at the interface of materials with mutually inverted bands. We first found indications for such massive Volkov-Pankratov states in high-frequency compressibility measurements for very high electron densities in a fruitful collaboration with LPA in Paris. Magneto-transport measurements and \(k \cdot p\) calculations revealed that such Volkov-Pankratov states are also responsible for the observed whole transport. We also found indications for similar massive VPS in the electron regime, which coexist with the topological surface states. The topological surface states exist over the full investigated gate range including a regime of pure topological insulator transport. To increase the variability of the topological surface states we introduced a modulation doping layer in the buffer layer. This modulation doping layer also enabled us to separate and identify the top and bottom topological surface states.
We used the variability of the bulk band structure of HgTe with strain to engineer the band structure of choice using virtual substrates. The virtual substrates enable us to grow compressively strained HgTe layers that do not possess a bandgap, but instead linear crossing points. These layers are predicted to beDirac semi-metals. Indeed I observed also topological surface states and massive Volkov-Pankratov states in the compressively strained Dirac semi-metal phase. The observation of topological surfaces states also in the Dirac semi-metal phase has two consequences: First, it highlights that no bulk bandgap is necessary to observe topological surface states. Second, the observation of TSS also in the Dirac semi-metal phase emphasizes the importance of the underlying band inversion in this phase. I could not find any clear signatures of the predicted disjoint topological surface states, which are typically called Fermi-arcs. The presence of topological surface states and massive Volkov-Pankratov states offer a simple explanation for the observed quantum Hall effect and other two-dimensional transport phenomena in the class of inversion induced Dirac semi-metals, as \(\text{Cd}_3\text{As}_2\). This emphasizes the importance of the inherent bulk band inversion of different topological materials and provides a consistent and elegant explanation for the observed phenomena in these materials. Additionally, it offers a route to design further experiments, devices, and thus the foundation for the induction of superconductivity and thus topological quantum computing.
Another possible path towards quantum computing has been proposed based on the chiral anomaly. The chiral anomaly is an apparent transport anomaly that manifests itself as an additional magnetic field-driven current in three-dimensional topological semimetals with a linear crossing point in their bulk band structure. I observed the chiral anomaly in compressively strained HgTe samples and performed multiple control experiments to identify the observed reduction of the magnetoresistance with the chiral anomaly. First, the dependence of the so-called negative magnetoresistance on the angle and strength of the magnetic field has been shown to fit the expectation for the chiral anomaly. Second, extrinsic effects as scattering could be excluded as a source for the observed negative MR using samples with different mobilities and thus impurity concentrations. Third, the necessity of the linear crossing point has been shown by shifting the electrochemical potential away from the linear crossing points, which diminished the negative magnetoresistance. Fourth, I could not observe a negative magnetoresistance in the three-dimensional topological insulator phase of HgTe. These observations together prove the existence of the chiral anomaly and verify compressively strained HgTe as Dirac semi-metal. Surprisingly, the chiral anomaly is also present in unstrained HgTe samples, which constitute a semi-metal with a quadratic band touching point. This observation reveals the relevance of the Zeeman effect for the chiral anomaly due to the lifting of the spin-degeneracy in these samples. Additionally to the chiral anomaly, the Dirac semi-metal phase of compressively strained HgTe showed other interesting effects. For low magnetic fields, a strong weak-antilocalization has been observed. Such a strong weak-anti-localization correction in a three-dimensional layer is surprising and interesting. Additionally, non-trivial magnetic field strength and direction dependencies have been observed. These include a strong positive magnetoresistance for high magnetic fields, which could indicate a metal-insulator transition. On a more device-oriented note, the semi-metal phase of unstrained HgTe constitutes the lower limit of the by strain engineering adjustable minimal carrier density of the topological surface states and thus of very high mobility.
To sum up, topological surface states have been observed in the three-dimensional topological insulator phase and the Dirac semi-metal phase of HgTe. The existence and accessibility of topological surface states are thus independent of the existence of a bandgap in the bulk band structure. The topological surface states can be accompanied by massive Volkov-Pankratov states. These VPS are created by electric fields, which are routinely applied to adjust the carrier density in semiconductor devices. The theoretical predicted chiral anomaly has been observed in the Dirac semi-metal phase of HgTe. In contrast to theoretical predictions, no indications for the Fermi-arc called disjoint surface states have been observed, but instead the topological and massive Volkov-Pankratov surface states have been found. These states are thus expected for all inversion-induced topological materials.
Overview of the Organolead Trihalide Perovskite Crystal Area
Studies of perovskite single crystals with high crystallographic quality is an important technological area of the perovskite research, which enables to estimate their full optoelectronic potential, and thus to boost their future applications [26]. It was therefore essential to grow high-quality single crystals with lowest structural as well as chemical defect densities and with a stoichiometry relevant for their thin-film counterparts [26]. Optoelectronic devices, e.g. solar cells, are highly complex systems in which the properties of the active layer (absorber) are strongly influenced by the adjacent layers, so it is not always easy to define the targeted properties and elaborate the design rules for the active layer. Currently, organolead trihalide perovskite (OLTP) single crystals with the structure ABX3 are one of the most studied crystalline systems. These hybrid crystals are solids composed of an organic cation such as methylammonium (A = MA+) or formamidinium (A = FA+) to form a three-dimensional periodic lattice together with the lead cation (B = Pb2+) and a halogen anion such as chloride, bromide or iodide (X = Cl-, Br- or I-) [23]. Among them are methylammonium lead tribromide (MAPbBr3), methylammonium lead triiodide (MAPbI3), as well as methylammonium lead trichloride (MAPbCl3) [62, 63]. Important representatives with the larger cation FA+ are formamidinium lead tribromide (FAPbBr3) and formamidinium lead triiodide (FAPbI3) [23, 64]. Besides the exchange of cations as well as anions, it was possible to grow crystals containing two halogens to obtain mixed crystals with different proportions of chlorine to bromine and bromine to iodine, as it is shown in Figure 70. By varying the mixing ratio of the halogens, it was therefore possible to vary the colour and thus the absorption properties of the crystals [85], as it can be done with thin polycrystalline perovskite films. In addition, since a few years it is also doable to grow complex crystals that contain several cations as well as anions [26, 80, 81]. These include the perovskites double cation – double halide formamidinium lead triiodide – methylammonium lead tribromide (FAPbI3)0.9(MAPbBr3)0.1 (FAMA) [26, 80] and formamidinium lead triiodide – methylammonium lead tribromide – caesium lead tribromide (FAPbI3)0.9(MAPbBr3)0.05(CsPbBr3)0.05 (CsFAMA) [81], which have made a significant contribution to increase the power conversion efficiency (PCE) in thin-film photovoltaics [47, 79, 182]. The growth of crystals to this day is performed exclusively from solution [23, 26, 56, 62]. Important preparation methods are the cooling acid-based precursor solution crystallisation [22], the inverse temperature crystallisation (ITC) [62], and the antisolvent vapour-assistant crystallisation (AVC) [137]. In the cooling crystallisation, the precursor salts AX and PbX2 are dissolved in an aqueous halogen-containing acid at high temperatures [56]. Controlled and slow cooling finally results in a supersaturated precursor solution, which leads to spontaneous nucleation of crystal nuclei, followed by subsequent crystal growth. The ITC method is based on the inverse or retrograde solubility of a dissociated perovskite in an organic solvent [23, 64]. With increasing temperature, the solubility of the perovskite decreases and mm-sized crystals can be grown within a few hours [23]. In the AVC method, the precursors are also dissolved in an organic solvent as well [137]. By slow evaporation of a so-called antisolvent [137], the solubility of the perovskite in the now present solvent mixture decreases and it finally precipitates. In addition, there are many other methods with the goal of growing high quality and large crystals in a short period of
time [60, 61, 233, 310].
Quantum point contacts (QPCs) are one-dimensional constrictions in an otherwise extended two-dimensional electron or hole system. Since their first realization in GaAs based two-dimensional electron gases, QPCs have become basic building blocks of mesoscopic physics and are used in manifold experimental contexts. A so far unrealized goal however is the implementation of QPCs in the new material class of two-dimensional topological insulators, which host the emergence of the so-called quantum spin Hall (QSH) effect. The latter is characterized by the formation of conducting one-dimensional spin-polarized states at the device edges, while the bulk is insulating. Consequently, an implemented QPC technology can be utilized to bring the QSH edge channels in close spatial proximity, thus for example enabling the study of interaction effects between the edge states. The thesis at hand describes the technological realization as well as the subsequent experimental characterization and analysis of QPCs in a QSH system for the first time.
After an introduction is given in Chapter 1, the subsequent Chapter 2 starts with discussing the peculiar band structure of HgTe. The emergence of the QSH phase for HgTe quantum wells with an inverted band structure is explained. For the band inversion to occur, the quantum wells have to exhibit a well thickness d_QW above a critical value (d_QW > d_c = 6.3 nm). Subsequently, the concept of QPCs is explicated and the corresponding transport behaviour is analytically described. Following the discussion of relevant constraints when realizing a QPC technology in a QSH system, a newly developed lithography process utilizing a multi-step wet etching technique for fabricating QPC devices based on HgTe quantum wells is presented. Transport measurements of exemplary devices show the expected conductance quantization in steps of ΔG ≈ 2e^2/h within the conduction band for a topological as well as for a trivial (d_QW < d_c) QPC. For the topological case, the residual conductance within the bulk band gap saturates at G_QSH ≈ 2e^2/h due to presence of the QSH state, while it drops to G ≈ 0 for the trivial device. Moreover, bias voltage dependent measurements of the differential conductance of an inverted sample provide explicit proof of the unperturbed coexistence of topological and trivial transport modes.
In a next step, Chapter 3 describes the emergence of a QSH interferometer state in narrow QPC devices with a quantum well thickness of d_QW = 7 nm. Presented band structure calculations reveal that the spatial extension of the QSH edge states depends on the position of the Fermi energy within the bulk band gap. As a consequence, reservoir electrons with randomized spin couple to both edge channels with the same probability under certain conditions, thus causing the formation of a QSH ring. A straightforward model capturing and specifying the occurrence of such a QSH interferometer is provided as well as substantiated by two experimental plausibility checks. After relevant quantum phases are theoretically introduced, the discussion of the obtained data reveals the accumulation of an Aharonov-Bohm phase, of a dynamical Aharonov-Casher phase as well as of a spin-orbit Berry phase of π in appropriate QPC devices. These results are consistent with analytic model considerations.
The last part of this thesis, Chapter 4, covers the observation of an unexpected conductance pattern for QPC samples fabricated from quantum wells with d_QW = 10.5 nm. In these devices, an anomalous plateau at G ≈ e^2/h = 0.5 x G_QSH emerges in addition to the QSH phase entailed residual conductance of G_QSH ≈ 2e^2/h. This so-called 0.5 anomaly occurs only for a specific interval of QPC width values, while it starts to get lost for too large sample widths. Furthermore, presented temperature and bias voltage dependent measurements insinuate that the emergence of the 0.5 anomaly is related to a gapped topological state. Additional characterization of this peculiar transport regime is provided by the realization of a novel device concept, which integrates a QPC within a standard Hall bar geometry. The results of the experimental analysis of such a sample link the occurrence of the 0.5 anomaly to a backscattered QSH channel. Thus, following a single particle perspective argumentation, it is reasoned that only one edge channel is transmitted in the context of the 0.5 anomaly. Two theoretic models possibly explaining the emergence of the 0.5 anomaly -- based on electron-electron interactions -- are discussed.
To conclude, the implementation of a working QPC technology in a QSH system represents a paramount development in the context of researching two-dimensional topological insulators and enables a multitude of future experiments. QPC devices realized in a QSH system are for example envisaged to allow for the detection of Majorana fermions and parafermions. Furthermore, the reported formation of a QSH interferometer state in appropriate QPC devices is of high interest. The observed dynamical Aharonov-Casher phase in the QSH regime enables a controllable modulation of the topological conductance, thus providing the conceptual basis for a topological transistor. Moreover, due to the resilience of geometric phases against dephasing, the presence of a spin-orbit Berry phase of π represents a promising perspective with regard to possible quantum computation concepts. Besides that, the transmission of only one QSH edge channel due to the emergence of the 0.5 anomaly is equivalent to 100 % spin polarization, which is an essential ingredient for realizing spintronic applications. Hence, the thesis at hand covers the experimental detection of three effects of fundamental importance in the context of developing new generations of logic devices -- based on QPCs fabricated from topological HgTe quantum wells.
The subject of this thesis is the investigation of the transport properties of topological and massive surface states in the three-dimensional topological insulator Hg(Mn)Te. These surface states give rise to a variety of extraordinary transport phenomena, making this material system of great interest for research and technological applications. In this connection, many physical properties of the topological insulator Hg(Mn)Te still require in-depth exploration. The overall aim of this thesis is to analyze the quantum transport of HgTe-based devices ranging from hundreds of micrometers (macroscopic) down to a few micrometers in size (microscopic) in order to extend the overall understanding of surface states and the possibilities of their manipulation.
In order to exploit the full potential of our high-quality heterostructures, it was necessary to revise and improve the existing lithographic fabrication process of macroscopic three-dimensional Hg(Mn)Te samples. A novel lithographic standard recipe for the fabrication of the HgTe-based macrostructures was developed. This recipe includes the use of an optimized Hall bar design and wet etching instead of etching with high-energy \(\mathrm{{Ar^{+}}}\)-ions, which can damage the samples. Further, a hafnium oxide insulator is applied replacing the SiO\(_{2}\)/Si\(_{3}\)N\(_{4}\) dielectric in order to reduce thermal load. Moreover, the devices are metallized under an alternating angle to avoid discontinuities of the metal layers over the mesa edges. It was revealed that the application of gate-dielectric and top-gate metals results in n-type doping of the devices. This phenomenon could be attributed to quasi-free electrons tunneling from the trap states, which form at the interface cap layer/insulator, through the cap into the active layer. This finding led to the development of a new procedure to characterize wafer materials. It was found that the optimized lithographic processing steps do not unintentionally react chemically with our heterostructures, thus avoiding a degradation of the quality of the Hg(Mn)Te layer. The implementation of new contact structures Ti/Au, In/Ti/Au, and Al/Ti/Au did not result in any improvement compared to the standard structure AuGe/Au. However, a novel sample recipe could be developed, resulting in an intermixing of the contact metals (AuGe and Au) and fingering of metal into the mesa. The extent of the quality of the ohmic contacts obtained through this process has yet to be fully established.
This thesis further deals with the lithographic realization of three-dimensional HgTe-based microstructures measuring only a few micrometer in size. Thus, these structures are in the order of the mean free path and the spin relaxation length of topological surface state electrons. A lithographic process was developed enabling the fabrication of nearly any desired microscopic device structure. In this context, two techniques suitable for etching microscopic samples were realized, namely wet etching and the newly established inductively coupled plasma etching. While wet etching was found to preserve the crystal quality of the active layer best, inductively coupled plasma etching is characterized by high reproducibility and excellent structural fidelity. Hence, the etching technique employed depends on the envisaged type of experiment.
Magneto-transport measurements were carried out on the macroscopic HgTe-based devices fabricated by means of improved lithographic processing with respect to the transport properties of topological and massive surface states. It was revealed that due to the low charge carrier density present in the leads to the ohmic contacts, these regions can exhibit an insulating behavior at high magnetic fields and extremely low temperatures. As soon as the filling factor of the lowest Landau levels dropped below a critical value (\(\nu_{\mathrm{{c}}}\approx0.8\)), the conductance of the leads decreased significantly. It was demonstrated that the carrier density in the leads can be increased by the growth of modulation doping layers, a back-gate-electrode, light-emitting diode illumination, and by the application of an overlapping top-gate layout. This overlapping top-gate and a back-gate made it possible to manipulate the carrier density of the surface states on both sides of the Hg(Mn)Te layer independently. With this setup, it was identified that topological and massive surface states contribute to transport simultaneously in 3D Hg(Mn)Te. A model could be developed allowing the charge carrier systems populated in the sample to be determined unambiguously. Based on this model, the process of the re-entrant quantum Hall effect observed for the first time in three-dimensional topological insulators could be explained by an interplay of n-type topological and p-type massive surface states. A well-pronounced \(\nu=-1\rightarrow\nu=-2\rightarrow\nu=-1\) sequence of quantum Hall plateaus was found in manganese-doped HgTe-based samples. It is postulated that this is the condensed-matter realization of the parity anomaly in three-dimensional topological insulators. The actual nature of this phenomenon can be the subject of further research. In addition, the measurements have shown that inter-scattering occurs between counter-propagating quantum Hall edge states. The good quantization of the Hall conductance despite this inter-scattering indicates that only the unpaired edge states determine the transport properties of the system as a whole. The underlying inter-scattering mechanism is the topic of a publication in preparation.
Furthermore, three-dimensional HgTe-based microstructures shaped like the capital letter "H" were investigated regarding spin transport phenomena. The non-local voltage signals occurring in the measurements could be attributed to a current-induced spin polarization of the topological surface states due to electrons obeying spin-momentum locking. It was shown that the strength of this non-local signal is directly connected to the magnitude of the spin polarization and can be manipulated by the applied top-gate voltage. It was found that in these microstructures, the massive surface and bulk states, unlike the topological surface states, cannot contribute to this spin-associated phenomenon. On the contrary, it was demonstrated that the population of massive states results in a reduction of the spin polarization, either due to the possible inter-scattering of massive and topological surface states or due to the addition of an unpolarized electron background. The evidence of spin transport controllable by a top-gate-electrode makes the three-dimensional material system mercury telluride a promising candidate for further research in the field of spintronics.
This thesis focuses on investigating magneto-transport properties of a ferromagnetic topological insulator (V,Bi,Sb)2Te3. This material is most famously known for exhibiting the quantum anomalous Hall effect, a novel quantum state of matter that has opened up possibilities for potential applications in quantum metrology as a quantum standard of resistance, as well as for academic investigations into unusual magnetic properties and axion electrodynamics. All of those aspects are investigated in the thesis.
X-ray dark-field imaging allows to resolve the conflict between the demand for centimeter scaled fields of view and the spatial resolution required for the characterization of fibrous materials structured on the micrometer scale. It draws on the ability of X-ray Talbot interferometers to provide full field images of a sample's ultra small angle scattering properties, bridging a gap of multiple orders of magnitude between the imaging resolution and the contrasted structure scale. The correspondence between shape anisotropy and oriented scattering thereby allows to infer orientations within a sample's microstructure below the imaging resolution. First demonstrations have shown the general feasibility of doing so in a tomographic fashion, based on various heuristic signal models and reconstruction approaches. Here, both a verified model of the signal anisotropy and a reconstruction technique practicable for general imaging geometries and large tensor valued volumes is developed based on in-depth reviews of dark-field imaging and tomographic reconstruction techniques.
To this end, a wide interdisciplinary field of imaging and reconstruction methodologies is revisited. To begin with, a novel introduction to the mathematical description of perspective projections provides essential insights into the relations between the tangible real space properties of cone beam imaging geometries and their technically relevant description in terms of homogeneous coordinates and projection matrices. Based on these fundamentals, a novel auto-calibration approach is developed, facilitating the practical determination of perspective imaging geometries with minimal experimental constraints. A corresponding generalized formulation of the widely employed Feldkamp algorithm is given, allowing fast and flexible volume reconstructions from arbitrary tomographic imaging geometries. Iterative reconstruction techniques are likewise introduced for general projection geometries, with a particular focus on the efficient evaluation of the forward problem associated with tomographic imaging. A highly performant 3D generalization of Joseph's classic linearly interpolating ray casting algorithm is developed to this end and compared to typical alternatives. With regard to the anisotropic imaging modality required for tensor tomography, X-ray dark-field contrast is extensively reviewed. Previous literature is brought into a joint context and nomenclature and supplemented by original work completing a consistent picture of the theory of dark-field origination. Key results are explicitly validated by experimental data with a special focus on tomography as well as the properties of anisotropic fibrous scatterers. In order to address the pronounced susceptibility of interferometric images to subtle mechanical imprecisions, an efficient optimization based evaluation strategy for the raw data provided by Talbot interferometers is developed. Finally, the fitness of linear tensor models with respect to the derived anisotropy properties of dark-field contrast is evaluated, and an iterative scheme for the reconstruction of tensor valued volumes from projection images is proposed. The derived methods are efficiently implemented and applied to fiber reinforced plastic samples, imaged at the ID19 imaging beamline of the European Synchrotron Radiation Facility. The results represent unprecedented demonstrations of X-ray dark-field tensor tomography at a field of view of 3-4cm, revealing local fiber orientations of both complex shaped and low-contrast samples at a spatial resolution of 0.1mm in 3D. The results are confirmed by an independent micro CT based fiber analysis.
Breaking inversion symmetry in crystalline solids enables the formation of spin-polarized electronic states by spin-orbit coupling without the need for magnetism. A variety of interesting physical phenomena related to this effect have been intensively investigated in recent years, including the Rashba effect, topological insulators and Weyl semimetals. In this work, the interplay of inversion symmetry breaking and spin-orbit coupling and, in particular their general influence on the character of electronic states, i.e., on the spin and orbital degrees of freedom, is investigated experimentally. Two different types of suitable model systems are studied: two-dimensional surface states for which the Rashba effect arises from the inherently broken inversion symmetry at the surface, and a Weyl semimetal, for which inversion symmetry is broken in the three-dimensional crystal structure. Angle-resolved photoelectron spectroscopy provides momentum-resolved access to the spin polarization and the orbital composition of electronic states by means of photoelectron spin detection and dichroism with polarized light. The experimental results shown in this work are also complemented and supported by ab-initio density functional theory calculations and simple model considerations.
Altogether, it is shown that the breaking of inversion symmetry has a decisive influence on the Bloch wave function, namely, the formation of an orbital angular momentum. This mechanism is, in turn, of fundamental importance both for the physics of the surface Rashba effect and the topology of the Weyl semimetal TaAs.
The thesis at hand is concerned with improving our understanding of and our control over transport properties of the three-dimensional topological insulator HgTe. Topological insulators are characterized by an insulating bulk and symmetry-protected metallic surface states. These topological surface states hold great promise for research and technology; at the same time, many properties of experimentally accessible topological insulator materials still need to be explored thoroughly. The overall aim of this thesis was to experimentally investigate micrometer-sized HgTe transport devices to observe the ballistic transport regime as well as intercarrier scattering and possibly identify special properties of the topological surface states.
Part I of the thesis presents lithographic developments concerned with etching small HgTe devices. The aim was to replace existing processes which relied on dry etching with high-energy \(\text{Ar}^+\) ions and an organic etch mask. This etching method is known to degrade the HgTe crystal quality. In addition, the etch mask turned out to be not durable for long etching processes and difficult to remove completely after etching. First, \(\text{BaF}_2\) was introduced as a new etch mask for dry etching to replace the organic etch mask. With common surface characterization techniques like SEM and XPS it was shown that \(\text{BaF}_2\) etch masks are easy to deposit, highly durable in common dry etching processes for \(\text{Hg}_{1-x}\text{Cd}_x\text{Te}\), and easy to remove in deionized water. Transport results of HgTe devices fabricated with the new etch mask are comparable to results obtained with the old process. At the same time, the new etch mask can withstand longer etching times and does not cause problems due to incomplete removal. Second, a new inductively coupled plasma dry etching process based on \(\text{CH}_4\) and Ar was introduced. This etching process is compatible with \(\text{BaF}_2\) etch masks and yields highly reproducible results. Transport results indicate that the new etching process does not degrade the crystal quality and is suitable to produce high-quality transport devices even in the micrometer range. A comparison with wet-etched samples shows that inductively coupled plasma etching introduces a pronounced edge roughness. This - usually undesirable - property is actually beneficial for some of the experiments in this study and mostly irrelevant for others. Therefore, most samples appearing in this thesis were fabricated with the new process.
Part II of the thesis details the advancements made in identifying topological and trivial states which contribute to transport in HgTe three-dimensional topological insulators. To this end, macroscopic Hall bar samples were fabricated from high-quality tensilely strained HgTe layers by means of the improved lithographic processes. All samples were equipped with a top gate electrode, and some also with a modulation doping layer or a back gate electrode to modify the carrier density of the surface states on both sides of the HgTe layer. Due to the high sample quality, Landau levels could be well-resolved in standard transport measurements down to magnetic fields of less than 0.5T. High-resolution measurements of the Landau level dispersion with gate voltage and magnetic field allowed disentangling different transport channels. The main result here is that the upper (electron) branches of the two topological surface states contribute to transport in all experimentally relevant density regimes, while the hole branch is not accessible. Far in n-regime bulk conduction band states give a minor contribution to transport. More importantly, trivial bulk valence band holes come into play close to the charge neutrality point. Further in p-regime, the strong applied gate voltage leads to the formation of two-dimensional, massive hole states at the HgTe surface. The interplay of different states gives rise to rich physics: Top gate-back gate maps revealed that an anticrossing of Landau levels from the two topological surface states occurs at equal filling. A possible explanation for this effect is a weak hybridization of the surface states; however, future studies need to further clarify this point. Furthermore, the superposition of n-type topological and p-type trivial surface states leads to an intriguing Landau level dispersion. The good quantization of the Hall conductance in this situation indicates that the counterpropagating edge states interact with each other. The nature of this interaction will be the topic of further research.
Part III of the thesis is focused on HgTe microstructures. These "channel samples" have a typical width of 0.5 to 4µm and a typical length of 5 to 80µm. The quality of these devices benefits particularly from the improved lithographic processes. As a result, the impurity mean free path of the topological surface state electrons is on the order of the device width and transport becomes semiballistic. This was verified by measuring the channel resistance in small magnetic fields in n-regime. The deflection of carriers towards the dissipative channel walls results in a pronounced peak in the magnetoresistance, which scales in a predictable manner with the channel width. To investigate transport effects due to mutual scattering of charge carriers, the differential resistance of channel samples was measured as a function of carrier temperature. Selective heating of the charge carriers - but not the lattice - was achieved by passing a heating current through the channel. Increasing the carrier temperature has two pronounced effects when the Fermi level is situated in proximity to the bulk valence band maximum where the density of states is large. First, when both topological surface state electrons and bulk holes are present, electron-hole scattering leads to a pronounced increase in resistance with increasing carrier temperature. Second, a thermally induced increase of the electron and hole carrier densities reduces the resistance again at higher temperatures. A model considering these two effects was developed, which can well reproduce the experimental results. Current heating experiments in zero-gap HgTe quantum wells and compressively strained HgTe layers are consistent with this model. These observations raise the question as to how electron-hole scattering may affect other transport properties of HgTe-based three-dimensional topological insulators, which is briefly discussed in the outlook.
The fascination of microcavity exciton-polaritons (polaritons) rests upon the combination of advanced technological control over both the III-V semiconductor material platform as well as the precise spectroscopic access to polaritonic states, which provide access to the investigation of open questions and complex phenomena due to the inherent nonlinearity and direct spectroscopic observables such as energy-resolved real and Fourier space information, pseudospin and coherence. The focus of this work was to advance the research area of polariton lattice simulators with a particular emphasis on their lasing properties. Following the brief introduction into the fundamental physics of polariton lattices in chapter 2, important aspects of the sample fabrication as well as the Fourier spectroscopy techniques used to investigate various features of these lattices were summarized in chapter 3. Here, the implementation of a spatial light modulator for advanced excitation schemes was presented.
At the foundation of this work is the capability to confine polaritons into micropillars or microtraps resulting in discrete energy levels. By arranging these pillars or traps into various lattice geometries and ensuring coupling between neighbouring sites, polaritonic band structures were engineered. In chapter 4, the formation of a band structure was visualised in detail by investigating ribbons of honeycomb lattices. Here, the transition of the discrete energy levels of a single chain of microtraps to the fully developed band structure of a honeycomb lattice was observed. This study allows to design the size of individual domains in more complicated lattice geometries such that a description using band structures becomes feasible, as it revealed that a width of just six unit cells is sufficient to reproduce all characteristic features of the S band of a honeycomb lattice. In particular in the context of potential technological applications in the realms of lasing, the laser-like, coherent emission from polariton microcavities that can be achieved through the excitation of polariton condensates is intriguing. The condensation process is significantly altered in a lattice potential environment when compared to a planar microcavity. Therefore, an investigation of the polariton condensation process in a lattice with respect to the characteristics of the excitation laser, the exciton-photon detuning as well as the reduced trap distance that represents a key design parameter for polaritonic lattices was performed. Based on the demonstration of polariton condensation into multiple bands, the preferred condensation into a desired band was achieved by selecting the appropriate detuning. Additionally, a decreased condensation threshold in confined systems compared to a planar microcavity was revealed.
In chapter 5, the influence of the peculiar feature of flatbands arising in certain lattice geometries, such as the Lieb and Kagome lattices, on polaritons and polariton condensates was investigated. Deviations from a lattice simulator described by a tight binding model that is solely based on nearest neighbour coupling cause a remaining dispersiveness of the flatbands along certain directions of the Brillouin zone. Therefore, the influence of the reduced trap distance on the dispersiveness of the flatbands was investigated and precise technological control over the flatbands was demonstrated. As next-nearest neighbour coupling is reduced drastically by increasing the distance between the corresponding traps, increasing the reduced trap distance enables to tune the S flatbands of both Lieb and Kagome lattices from dispersive bands to flatbands with a bandwidth on the order of the polariton linewidth. Additionally to technological control over the band structures, the controlled excitation of large condensates, single compact localized state (CLS) condensates as well as the resonant excitation of polaritons in a Lieb flatband were demonstrated. Furthermore, selective condensation into flatbands was realised. This combination of technological and spectroscopic control illustrates the capabilities of polariton lattice simulators and was used to study the coherence of flatband polariton condensates. Here, the ability to tune the dispersiveness from a dispersive band to an almost perfect flatband in combination with the selectivity of the excitation is particularly valuable. By exciting large flatband condensates, the increasing degree of localisation to a CLS with decreasing dispersiveness was demonstrated by measurements of first order spatial coherence. Furthermore, the first order temporal coherence of CLS condensates was increased from τ = 68 ps for a dispersive flatband, a value typically achieved in high-quality microcavity samples, to a remarkable τ = 459 ps in a flatband with a dispersiveness below the polarion linewidth. Corresponding to this drastic increase of the first order coherence time, a decrease of the second order temporal coherence function from g(2)(τ =0) = 1.062 to g(2)(0) = 1.035 was observed. Next to laser-like, coherent emission, polariton condensates can form vortex lattices. In this work, two distinct vortex lattices that can form in polariton condensates in Kagome flatbands were revealed. Furthermore, chiral, superfluid edge transport was realised by breaking the spatial symmetry through a localised excitation spot. This chirality was related to a change in the vortex orientation at the edge of the lattice and thus opens the path towards further investigations of symmetry breaking and chiral superfluid transport in Kagome lattices.
Arguably the most influential concept in solid-state physics of the recent decades is the idea of topological order that has also provided a new degree of freedom to control the propagation of light. Therefore, in chapter 6, the interplay of topologically non-trivial band structures with polaritons, polariton condensates and lasing was emphasised. Firstly, a two-dimensional exciton-polariton topological insulator based on a honeycomb lattice was realised. Here, a topologically non-trivial band gap was opened at the Dirac points through a combination of TE-TM splitting of the photonic mode and Zeeman splitting of the excitonic mode. While the band gap is too small compared to the linewidth to be observed in the linear regime, the excitation of polariton condensates allowed to observe the characteristic, topologically protected, chiral edge modes that are robust against scattering at defects as well as lattice corners. This result represents a valuable step towards the investigation of non-linear and non-Hermitian topological physics, based on the inherent gain and loss of microcavities as well as the ability of polaritons to interact with each other. Apart from fundamental interest, the field of topological photonics is driven by the search of potential technological applications, where one direction is to advance the development of lasers. In this work, the starting point towards studying topological lasing was the Su-Schrieffer-Heeger (SSH) model, since it combines a simple and well-understood geometry with a large topological gap. The coherence properties of the topological edge defect of an SSH chain was studied in detail, revealing a promising degree of second order temporal coherence of g(2)(0) = 1.07 for a microlaser with a diameter of only d = 3.5 µm. In the context of topological lasing, the idea of using a propagating, topologically protected mode to ensure coherent coupling of laser arrays is particularly promising. Here, a topologically non-trivial interface mode between the two distinct domains of the crystalline topological insulator (CTI) was realised. After establishing selective lasing from this mode, the coherence properties were studied and coherence of a full, hexagonal interface comprised of 30 vertical-cavity surface-emitting lasers (VCSELs) was demonstrated. This result thus represents the first demonstration of a topological insulator VCSEL array, combining the compact size and convenient light collection of vertically emitting lasers with an in-plane topological protection.
Finally, in chapter 7, an approach towards engineering the band structures of Lieb and honeycomb lattices by unbalancing the eigenenergies of the sites within each unit cell was presented. For Lieb lattices, this technique opens up a path towards controlling the coupling of a flatband to dispersive bands and could enable a detailed study of the influence of this coupling on the polariton flatband states. In an unbalanced honeycomb lattice, a quantum valley Hall boundary mode between two distinct, unbalanced honeycomb domains with permuted sites in the unit cells was demonstrated. This boundary mode could serve as the foundation for the realisation of a polariton quantum valley Hall effect with a truly topologically protected spin based on vortex charges. Modifying polariton lattices by unbalancing the eigenenergies of the sites that comprise a unit cell was thus identified as an additional, promising path for the future development of polariton lattice simulators.
This thesis addresses the identification and characterization of spin states in optoelectronic materials and devices using multiple spin-sensitive techniques. For this purpose, a systematic study focussing on triplet states as well as associated loss pathways and excited state kinetics was carried out. The research was based on comparing a range of donor:acceptor systems, reaching from organic light emitting diodes (OLEDs) based on thermally activated delayed fluorescence (TADF) to organic photovoltaics (OPV) employing fullerene and multiple non-fullerene acceptors (NFAs). By developing new strategies, e.g., appropriate modeling, new magnetic resonance techniques and experimental frameworks, the influence of spin states in the fundamental processes of organic semiconductors has been investigated. Thereby, the combination of techniques based on the principle of electron paramagnetic resonance (EPR), in particular transient EPR (trEPR) and optically detected magnetic resonance (ODMR), with all-optical methods, such as transient electroluminescence (trEL) and transient absorption (TA), has been employed. As a result, excited spin states, especially molecular and charge transfer (CT) states, were investigated in terms of kinetic behavior and associated pathways, which revealed a significant impact of triplet states on efficiency-limiting processes in both optoelectronic applications.
Photoelectron spectroscopy proves as a versatile tool for investigating various aspects of the electronic structure in strongly correlated electron systems. Influencing the manifestation of strong correlation in Ce-based surface alloys is the main task of this work. It is shown, that the manifestation of the Kondo ground state is influenced by a multitude of parameters such as the choice of the metal binding partner in binary Ce compounds, the surface alloy layer thickness and accompanying variations in the lattice structure as well as the interfaces to substrate or vacuum. Gaining access to these parameters allows to directly influence essential state variables, such as the f level occupancy nf or the Kondo temperature TK.
The center of this work are the intermetallic thin films of CePt5/Pt(111) and CeAgx/Ag(111). By utilizing different excitation energies, photoemission spectroscopy provides access to characteristic features of Kondo physics in the valence band, such as the Kondo resonance and its spin-orbit partner at the Fermi level, as well as the multiplet structure of the Ce 3d core levels. In this work both approaches are applied to CePt5/Pt(111) to determine nf and TK for a variety of surface alloy layer thicknesses. A temperature dependent study of the Ce 3d core levels allows to determine the systems TK for the different layer thicknesses. This leads to TK ≈200–270K in the thin layer thickness regime and TK >280K for larger layer thicknesses. These results are confirmed by fitting the Ce 3d multiplet based on the Gunnarsson-Schönhammer formalism for core level spectroscopy and additionally by valence band photoemission spectra of the respective Kondo resonances. The influence of varying layer thickness on the manifestation of strong correlation is subsequently studied for the surface alloy CeAgx/Ag(111). Furthermore, the heavy element Bi is added, to investigate the effects of strong spin-orbit coupling on the electronic structure of the surface alloy.
In this work, a bridge was built between the so-far separate fields of spin defects and 2D systems: for the first time, an optically addressable spin defect (VB-) in a van der Waals material (hexagonal boron nitride) was identified and exploited. The results of this thesis are divided into three topics as follows:
1.) Identification of VB-:
In the scope of this chapter, the defect ,the negatively charged boron vacancy VB-, is identified and characterized. An initialization and readout of the spin state can be demonstrated optically at room temperature and its spin Hamiltonian contributions can be quantified.
2.) Coherent Control of VB-:
A coherent control is required for the defect to be utilized for quantum applications, which
Thermoplastic polymers have a history of decades of safe and effective use in the clinic as implantable medical devices. In recent years additive manufacturing (AM) saw increased clinical interest for the fabrication of customizable and implantable medical devices and training models using the patients’ own radiological data. However, approval from the various regulatory bodies remains a significant hurdle. A possible solution is to fabricate the AM scaffolds using materials and techniques with a clinical safety record, e.g. melt processing of polymers. Melt Electrowriting (MEW) is a novel, high resolution AM technique which uses thermoplastic polymers. MEW produces scaffolds with microscale fibers and precise fiber placement, allowing the control of the scaffold microarchitecture. Additionally, MEW can process medical-grade thermoplastic polymers, without the use of solvents paving the way for the production of medical devices for clinical applications. This pathway is investigated in this thesis, where the layout is designed to resemble the journey of a medical device produced via MEW from conception to early in vivo experiments. To do so, first, a brief history of the development of medical implants and the regenerative capability of the human body is given in Chapter 1. In Chapter 2, a review of the use of thermoplastic polymers in medicine, with a focus on poly(ε-caprolactone) (PCL), is illustrated, as this is the polymer used in the rest of the thesis. This review is followed by a comparison of the state of the art, regarding in vivo and clinical experiments, of three polymer melt AM technologies: melt-extrusion, selective laser sintering and MEW. The first two techniques already saw successful translation to the bedside, producing patient-specific, regulatory-approved AM implants. To follow in the footsteps of these two technologies, the MEW device parameters need to be optimized. The MEW process parameters and their interplay are further discussed in Chapter 3 focusing on the importance of a steady mass flow rate of the polymer during printing. MEW reaches a balance between polymer flow, the stabilizing electric field and moving collector to produce reproducible, high-resolution scaffolds. An imbalance creates phenomena like fiber pulsing or arcing which result in defective scaffolds and potential printer damage. Chapter 4 shows the use of X-ray microtomography (µCT) as a non-destructive method to characterize the pore-related features: total porosity and the pore size distribution. MEW scaffolds are three-dimensional (3D) constructs but have long been treated in the literature as two-dimensional (2D) ones and characterized mainly by microscopy, including stereo- and scanning electron microscopy, where pore size was simply reported as the distance between the fibers in a single layer. These methods, together with the trend of producing scaffolds with symmetrical pores in the 0/90° and 0/60/120° laydown patterns, disregarded the lateral connections between pores and the potential of MEW to be used for more complex 3D structures, mimicking the extracellular matrix. Here we characterized scaffolds in the aforementioned symmetrical laydown patterns, along with the more complex 0/45/90/135° and 0/30/60/90/120/150° ones. A 2D pore size estimation was done first using stereomicroscopy, followed by and compared to µCT scanning. The scaffolds with symmetrical laydown patterns resulted in the predominance of one pore size, while those with more complex patterns had a broader distribution, which could be better shown by µCT scans. Moreover, in the symmetrical scaffolds, the size of 3D pores was not able to reach the value of the fiber spacing due to a flattening effect of the scaffold, where the thickness of the scaffold was less than the fiber spacing, further restricting the pore size distribution in such scaffolds. This method could be used for quality assurance of fabricated scaffolds prior to use in in vitro or in vivo experiments and would be important for a clinical translation. Chapter 5 illustrates a proof of principle subcutaneous implantation in vivo experiment. MEW scaffolds were already featured in small animal in vivo experiments, but to date, no analysis of the foreign body reaction (FBR) to such implants was performed. FBR is an immune reaction to implanted foreign materials, including medical devices, aimed at protecting the host from potential adverse effects and can interfere with the function of some medical implants. Medical-grade PCL was used to melt electrowrite scaffolds with 50 and 60 µm fiber spacing for the 0/90° and 0/60/120° laydown patterns, respectively. These implants were implanted subcutaneously in immunocompetent, outbred mice, with appropriate controls, and explanted after 2, 4, 7 and 14 days. A thorough characterization of the scaffolds before implantation was done, followed by a full histopathological analysis of the FBR to the implants after excision. The scaffolds, irrespective of their pore geometry, induced an extensive FBR in the form of accumulation of foreign body giant cells around the fiber walls, in a manner that almost occluded available pore spaces with little to no neovascularization. This reaction was not induced by the material itself, as the same reaction failed to develop in the PCL solid film controls. A discussion of the results was given with special regard to the literature available on flat surgical meshes, as well as other hydrogel-based porous scaffolds with similar pore sizes. Finally, a general summary of the thesis in Chapter 6 recapitulates the most important points with a focus on future directions for MEW.
This work investigates the correlations between spin states and the light emission properties of organic light-emitting diodes (OLEDs), which are based on the principle of thermally activated delayed fluorescence. The spin-spin interactions responsible for this mechanism are investigated in this work using methods based on spin-sensitive electron paramagnetic resonance (EPR). In particular, this method has been applied to electrically driven OLEDs. The magnetic resonance has been detected by electroluminescence, giving this method its name: electroluminescence detected magnetic resonance (ELDMR).
Initial investigations on a novel deep blue TADF emitter were performed. Furthermore, the ELDMR method was used in this work to directly detect the spin states in the OLED. These measurements were further underlined by time-resolved experiments such as transient electro- and photoluminescence.
Laser spectroscopic gas sensing has been applied for decades for several applications
as atmospheric monitoring, industrial combustion gas analysis or fundamental research.
The availability of new laser sources in the mid-infrared opens the spectral fingerprint
range to the technology where multiple molecules possess their fundamental ro-vibrational
absorption features that allow very sensitive detection and accurate discrimination of
the species. The increasing maturity of quantum cascade lasers that cover this highly
interesting spectral range motivated this research to gain fundamental knowledge about
the spectra of hydrocarbon gases in pure composition and in complex mixtures as they
occur in the petro-chemical industry. The long-term target of developing accurate and fast
hydrocarbon gas analyzers, capable of real-time operation while enabling feedback-loops,
would lead to a paradigm change in this industry.
This thesis aims to contribute to a higher accuracy and more comprehensive understanding
of the sensing of hydrocarbon gas mixtures. This includes the acquisition of yet
unavailable high resolution and high accuracy reference spectra of the respective gases,
the investigation of their spectral behavior in mixtures due to collisional broadening of
their transitions and the verification of the feasibility to quantitatively discriminate the
spectra when several overlapping species are simultaneously measured in gas mixtures.
To achieve this knowledge a new laboratory environment was planned and built up to
allow for the supply of the individual gases and their arbitrary mixing. The main element
was the development of a broadly tunable external-cavity quantum cascade laser based
spectrometer to record the required spectra. This also included the development of a new
measurement method to obtain highly resolved and nearly gap-less spectral coverage as
well as a sophisticated signal post-processing that was crucial to achieve the high accuracy
of the measurements. The spectroscopic setup was used for a thorough investigation of
the spectra of the first seven alkanes as of their mixtures. Measurements were realized
that achieved a spectral resolution of 0.001 cm-1 in the range of 6-11 µm while ensuring an
accuracy of 0.001 cm-1 of the spectra and attaining a transmission sensitivity of 2.5 x 10-4
for long-time averaging of the acquired spectra.
These spectral measurements accomplish a quality that compares to state-of-the art
spectral databases and revealed so far undocumented details of several of the investigated
gases that have not been measured with this high resolution before at the chosen measurement
conditions. The results demonstrate the first laser spectroscopic discrimination of a
seven component gas mixture with absolute accuracies below 0.5 vol.% in the mid-infrared
provided that a sufficiently broad spectral range is covered in the measurements. Remaining
challenges for obtaining improved spectral models of the gases and limitations of the
measurement accuracy and technology are discussed.
Novel appraches to the molecular beam epitaxy of core-shell nanowires in the group II telluride material system were explored in this work. Significant advances in growth spurred the development of a flexible and reliable platform for a charge transport characterization of the topological insulator HgTe in a tubular nanowire geometry. The transport results presented provide an important basis for the design of future studies that strive for the experimental realization of topological charge transport in the quantum wire limit.
In this work the creation of silicon vacancy spin defects in silicon carbide with predictable properties is demonstrated. Neutron and electron irradiation was used to create silicon vacancy ensembles and proton beam writing to create isolated vacancies at a desired position. The coherence properties of the created silicon vacancies as a function of the emitter density were investigated and a power-law function established. Sample annealing was implemented to increase the coherence properties of existing silicon vacancies. Further, spectral hole burning was used to implement absolute dc-magnetometry.
This thesis focused on the influence of the underlying crystal structure and hence, of the mutual molecular orientation, on the excited states in ordered molecular aggregates. For this purpose, two model systems have been investigated. In the prototypical donor-acceptor complex pentacene-perfluoropentacene (PEN-PFP) the optical accessibility of the charge transfer state and the possibility to fabricate highly defined interfaces by means of single crystal templates enabled a deep understanding of the spatial anisotropy of the charge transfer state formation. Transferring the obtained insights to the design of prototypical donor-acceptor devices, the importance of interface control to minimize the occurrence of charge transfer traps and thereby, to improve the device performance, could be demonstrated. The use of zinc phthalocyanine (ZnPc) allowed for the examination of the influence of molecular packing on the excited electronic states without a change in molecular species by virtue of its inherent polymorphism. Combining structural investigations, optical absorption and emission spectroscopy, as well as Franck-Condon modeling of emission spectra revealed the nature of the optical excited state emission in relation to the structural \(\alpha \) and \(\beta \) phase over a wide temperature range from 4 K to 300 K. As a results, the phase transition kinetics of the first order \(\alpha \rightarrow \beta\) phase transition were characterized in depth and applied to the fabrication of prototypical dual luminescent OLEDs.
Spin-Orbit Torques and Galvanomagnetic Effects Generated by the 3D Topological Insulator HgTe
(2021)
Nature shows us only the tail of the lion. But I have no doubt that the lion belongs with it even if he cannot reveal himself all at once. Albert Einstein
In my dissertation, I addressed the question of whether the 3D topological insulator mercury telluride (3D TI HgTe) is a suitable material for spintronics applications. This question was addressed by investigating the SOTs generated by the 3D TI HgTe in an adjacent ferromagnet (Permalloy) by using the ferromagnetic resonance technique (SOT-FMR).
In the first part of the dissertation, the reader was introduced to the mathematical description of the SOTs of a hybrid system consisting of a topological insulator (TI) and a ferromagnet (FM). Furthermore, the sample preparation and the measurement setup for the SOT-FMR measurements were discussed. Our SOT-FMR measurements showed that at low temperatures (T = 4.2 K) the out-of-plane component of the torque is dominant. At room temperature, both in-plane and out-of-plane components of the torque could be observed. From the symmetry of the mixing voltage (Figs. 3.14 and 3.15) we could conclude that the 3D TI HgTe may be efficient for the generation of spin torques in the permalloy [1]. The investigations reported here showed that the SOT efficiencies generated by the 3D TI HgTe are comparable with other existent topological insulators (see Fig. 3.17). We also discussed in detail the parasitic effects (such as thermovoltages) that can contribute to the correct interpretation of the spin torque efficiencies.
Although the results reported here provide several indications that the 3D TI HgTe might be efficient in exerting spin-torques in adjacent ferromagnets [2], the reader was repeatedly made aware that parasitic effects might contaminate the correct writing and reading of the information in the ferromagnet. These effects should be taken into consideration when interpreting results in the published literature claiming high spin-orbit torque efficiencies [2–4]. The drawbacks of the SOT-FMR measurement method led to a further development of our measurement concept, in which the ferromagnet on top of the 3D TI HgTe was replaced by a
spin-valve structure. In contrast with our measurements, in this measurement setup, the current flowing through the HgTe is known and changes in the spin-valve resistance can be read via the GMR effect.
Moreover, the SOT-FMR experiments required the application of an in-plane magnetic field up to 300 mT to define the magnetization direction in the ferromagnet. Motivated by this fact, we investigated the influence of an in-plane magnetic field in the magnetoresistance of the 3D TI HgTe. The surprising results of these measurements are described in the second part of the dissertation. Although the TI studied here is non-magnetic, its transversal MR (Rxy) showed an oscillating behavior that depended on the angle between the in-plane magnetic field and the electrical current. This effect is a typical property of ferromagnetic materials and is called planar Hall effect (PHE) [5, 6]. Moreover, it was also shown that the PHE amplitude (Rxy) and the longitudinal resistance (Rxx) oscillate as a function of the in-plane magnetic field amplitude for a wide range of carrier densities of the topological insulator.
The PHE was already described in another TI material (Bi2−xSbxTe3) [7]. The authors suggested as a possible mechanism the scattering of the electron off impurities that are polarized by an in-plane magnetic field. We critically discussed this and other theoretical proposed mechanisms existent in the literature [8, 9].
In this thesis, we attempted to explain the origin of the PHE in the 3D TI HgTe by anisotropies in the band structure of this material. The k.p calculations based on 6-orbitals were able to demonstrate that an interplay between Rashba, Dresselhaus, and in-plane magnetic field deforms the Fermi contours of the camel back band of the 3D TI HgTe, which could lead to anisotropies in its conductivity. However, the magnetic fields needed to experimentally observe this effect are as
high as 40 T, i.e., one order of magnitude higher than reported in our experiments. Additionally, calculations of the DoS to assess if there is a difference in the states for Bin parallel and Bin perpendicular to the current were, so far, inconclusive. Moreover, the complicated dependence of Rashba in the p-conducting
regime of HgTe [10] makes it not straightforward the inclusion of this term in the band structure calculations.
Despite the extensive efforts to understand the origin of the galvanomagnetic effects in the 3D TI HgTe, we could not determine a clear mechanism for the origin of the PHE and the MR oscillations studied in this thesis. However, our work clarifies and excludes a few mechanisms reported in the literature as the origin of these effects in the 3D TI HgTe. The major challenge, which still needs to be overcome, is to find a model that simultaneously explains the PHE, the gate dependence, and the oscillations in the magnetoresistance of the 3D TI HgTe as a function of the in-plane magnetic field.
To conclude, the author would like to express her hope to have brought the reader closer to the complexity of the questions addressed in this thesis and to have initiated them into the art of properly conducting electrical transport measurements on topological insulators with in-plane magnetic fields.
The SNR spectra model and measurement method developed in this work yield reliable application-specific optima for image quality. This optimization can either be used to understand image quality, find out how to build a good imaging device or to (automatically) optimize the parameters of an existing setup.
SNR spectra are here defined as a fraction of power spectra instead of a product of device properties. In combination with the newly developed measurement method for this definition, a close correspondence be- tween theory and measurement is achieved. Prior approaches suffer from a focus on theoretical definitions without fully considering if the defined quantities can be measured correctly. Additionally, discrepancies between assumptions and reality are common.
The new approach is more reliable and complete, but also more difficult to evaluate and interpret. The signal power spectrum in the numerator of this fraction allows to model the image quality of different contrast mechanisms that are used in high-resolution x-ray imaging. Superposition equations derived for signal and noise enable understanding how polychromaticity (or superposition in general) affects the image quality.
For the concept of detection energy weighting, a quantitative model for how it affects im- age quality was found. It was shown that—depending on sample properties—not detecting x-ray photons can increase image quality. For optimal computational energy weighting, more general formula for the optimal weight was found. In addition to the signal strength, it includes noise and modulation transfer.
The novel method for measuring SNR spectra makes it possible to experimentally optimize image quality for different contrast mechanisms. This method uses one simple measurement to obtain a measure for im- age quality for a specific experimental setup. Comparable measurement methods typically require at least three more complex measurements, where the combination may then give a false result. SNR spectra measurements can be used to:
• Test theoretical predictions about image quality optima.
• Optimize image quality for a specific application.
• Find new mechanisms to improve image quality.
The last item reveals an important limitation of x- ray imaging in general: The achievable image quality is limited by the amount of x-ray photons interacting with the sample, not by the amount incident per detector area (see section 3.6). If the rest of the imaging geometry is fixed, moving the detector only changes the field of view, not the image quality. A practical consequence is that moving the sample closer to the x-ray source increases image quality quadratically.
The results of a SNR spectra measurement represent the image quality only on a relative scale, but very reliable. This relative scale is sufficient for an optimization problem. Physical effects are often already clearly identifiable by the shape of the functional relationship between input parameter and measurement result.
SNR spectra as a quantity are not well suited for standardization, but instead allow a reliable optimization. Not satisfying the requirements of standardization allows to use methods which have other advantages. In this case, the SNR spectra method describes the image quality for a specific application. Consequently, additional physical effects can be taken into account. Additionally, the measurement method can be used to automate the setting of optimal machine parameters.
The newly proposed image quality measure detection effectiveness is better suited for standardization or setup comparison. This quantity is very similar to measures from other publications (e.g. CNR(u)), when interpreted monochromatically. Polychromatic effects can only be modeled fully by the DE(u). The measurement processes of both are different and the DE(u) is fundamentally more reliable.
Information technology and digital data processing make it possible to determine SNR spectra from a mea- sured image series. This measurement process was designed from the ground up to use these technical capabilities. Often, information technology is only used to make processes easier and more exact. Here, the whole measurement method would be infeasible without it. As this example shows, using the capabilities of digital data processing much more extensively opens many new possibilities. Information technology can be used to extract information from measured data in ways that analog data processing simply cannot.
The original purpose of the SNR spectra optimization theory and methods was to optimize high resolution x-ray imaging only. During the course of this work, it has become clear that some of the results of this work affect x-ray imaging in general. In the future, these results could be applied to MI and NDT x-ray imaging. Future work on the same topic will also need to consider the relationship between SNR spectra or DE(u) and sufficient image quality.This question is about the minimal image quality required for a specific measurement task.
The projects presented in this thesis cover the examination of the electronic and structural properties of organic thin films at noble metal-organic interfaces. Angle-resolved photoemission spectroscopy is used as the primary investigative tool due to the connection of the emitted photoelectrons to the electronic structure of the sample. The surveyed materials are of relevance for fundamental research and practical applications on their own, but also serve as archetypes for the photoemission techniques presented throughout the four main chapters of this thesis. The techniques are therefore outlined with their adaptation to other systems in mind and a special focus on the proper description of the final state.
The most basic description of the final state that is still adequate for the evaluation of photoemission data is a plane wave. Its simplicity enables a relatively intuitive interpretation of photoemission data, since the initial and final state are related to one another by a Fourier transform and a geometric factor in this approximation. Moreover, the initial states of some systems can be reconstructed in three dimensions by combining photoemission measurements at various excitation energies. This reconstruction can even be carried out solely based on experimental data by using suitable iterative algorithms.
Since the approximation of the final state in the photoemission process by a plane wave is not valid in all instances, knowledge on the limitations of its applicability is indispensable. This can be gained by a comparison to experimental data as well as calculations with a more detailed description of the photoemission final state. One possible appraoch is based on independently emitting atoms where the coherent superposition of partial, atomic final states produces the total final state. This approach can also be used for more intricate studies on organic thin films. To this end, experimental data can be related to theoretical calculations to gain extensive insights into the structural and electronic properties of molecules in organic thin films.
Two-dimensional triangular lattices of group IV adatoms on semiconductor substrates provide a rich playground for the investigation of Mott-Hubbard physics. The possibility to combine various types of adatoms and substrates makes members of this material class versatile model systems to study the influence of correlation strength, band filling and spin-orbit coupling on the electronic structure - both experimentally and with dedicated many-body calculation techniques. The latter predict exotic ground states such as chiral superconductivity or spin liquid behavior for these frustrated lattices, however, experimental confirmation is still lacking. In this work, three different systems, namely the \(\alpha\)-phases of Sn/SiC(0001), Pb/Si(111), and potassium-doped Sn/Si(111) are investigated with scanning tunneling microscopy and photoemission spectroscopy in this regard. The results are potentially relevant for spintronic applications or quantum computing.
For the novel group IV triangular lattice Sn/SiC(0001), a combined experimental and theoretical study reveals that the system features surprisingly strong electronic correlations because they are boosted by the substrate through its partly ionic character and weak screening capabilities. Interestingly, the spectral function, measured for the first time via angle-resolved photoemission, does not show any additional superstructure beyond the intrinsic \(\sqrt{3} \times \sqrt{3} R30^{\circ}\) reconstruction, thereby raising curiosity regarding the ground-state spin pattern.
For Pb/Si(111), preceding studies have noted a phase transition of the surface reconstruction from \(\sqrt{3} \times \sqrt{3} R30^{\circ}\) to \(3 \times 3\) at 86 K. In this thesis, investigations of the low-temperature phase with high-resolution scanning tunneling microscopy and spectroscopy unveil the formation of a charge-ordered ground state. It is disentangled from a concomitant structural rearrangement which is found to be 2-up/1-down, in contrast to previous predictions. Applying an extended variational cluster approach, a phase diagram of local and nonlocal Coulomb interactions is mapped out. Based on a comparison of theoretical spectral functions with scattering vectors found via quasiparticle interference, Pb/Si(111) is placed in said phase diagram and electronic correlations are found to be the driving force of the charge-ordered state.
In order to realize a doped Mott insulator in a frustrated geometry, potassium was evaporated onto the well-known correlated Sn/Si(111) system. Instead of the expected insulator-to-metal transition, scanning tunneling spectroscopy data indicates that the electronic structure of Sn/Si(111) is only affected locally around potassium atoms while a metallization is suppressed. The potassium atoms were found to be adsorbed on empty \(T_4\) sites of the substrate which eventually leads to the formation of two types of K-Sn alloys with a relative potassium content of 1/3 and 1/2, respectively. Complementary measurements of the spectral function via angle-resolved photoemission reveal that the lower Hubbard band of Sn/Si(111) gradually changes its shape upon potassium deposition. Once the tin and potassium portion on the surface are equal, this evolution is complete and the system can be described as a band insulator without the need to include Coulomb interactions.
This thesis aims to investigate the form-phase diagram of aqueous solutions of the triblock copolymer Pluronic P123 focusing on its high-temperature phases. P123 is based on polyethylene as well as polypropylene oxide blocks and shows a variety of di erent temperaturedependent micelle morphologies or even lyotropic liquid crystal phases in aqueous solutions. Besides the already well-studied spherical aggregates at intermediate temperatures, the size and internal structure of both worm-like and lamellar micelles, which appear near the cloud point, is determined using light, neutron and X-ray scattering. By combining the results of time-resolved dynamic light as well as small-angle neutron and X-ray scattering experiments, the underlying structural changes and kinetics of the sphere-to-worm transition were studied supporting the random fusion process, which is proposed in literature. For temperatures near the cloud point, it was observed that aqueous P123 solutions below the critical crystallization concentration gelate after several hours, which is linked to the presence and structure of polymeric surface layers on the sample container walls as shown by neutron re ectometry
measurements. Using a hierarchical model for the lamellar micelles including their periodicity as well as domain and overall size, it is possible to unify the existing results in literature and propose a direct connection between the near-surface and bulk properties of P123 solutions at temperatures near the cloud point.
Magnetic random access memory (MRAM) technology aims to replace dynamic RAM (DRAM) due to its significantly lower power consumption and non-volatility [Dong08]. During the last couple of years the commercial focus was set on spin-transfer torque MRAM (STT-MRAM) systems, where a current is pushed through a ferromagnetic (FM) free layer and a reference layer which are separated by an insulator. The free layer can be set to parallel or anti-parallel depending on the current direction [Kim11]. Unfortunately these currents have to be quite high which could lead to damages of the tunnel barrier of the magnetic tunnel junction resulting in higher power consumption as well as reliability issues. At this point a new effect, where the current is passed below the ferromagnetic layer stack, can be exploited to change the direction of the free layer magnetization. The effect is known as spin-orbit torque (SOT) and describes the transfer of angular momentum onto an adjacent magnetization either by the spin Hall effect (SHE) or inverse spin galvanic effect (iSGE) [Manchon19]. The latter describes a spin accumulation due to a current. This is similar to the process of spin accumulation in TIs, where a current corresponds to an effective spin due to spin-momentum locking [Qi11]. Thus TIs exhibit a high current-to-spin conversion rate, which makes them a promising material system for SOT experiments. Among all TIs it is HgTe, which can be reliably grown as an insulator. This thesis covers the development of a working device for SOT measurements (SOT-device) in a CdTe/CdHgTe/HgTe/CdHgTe heterostructure. It involves the development of a tunnel barrier (ZrOx) as well as the investigation of the behavior of a ferromagnetic layer stack on top of etched HgTe. The main result of this work is the successful construction and evaluation of a working SOT-device, which exhibits the up to date most efficient switching of in-plane magnetized ferromagnetic layer stacks.
In order to avoid hybridization between HgTe and the adjacent ferromagnetic atoms, which would cause a breakdown of the topological surface state, it is necessary to implement a thin tunnel barrier in between the TI and free layer [Zhang16]. Aside from hybridization a tunnel barrier avoids shunting of the current, that is pushed on the surface of the HgTe/CdHgTe interface. Thus a bigger part of the current can be used for spin accumulation and, at the same time, the resistance measurement of the ferromagnetic layer stack is not perturbed. In chapter 3 the focus is set on investigating the tunneling characteristics of ZrOx on top of dry etched HgTe. Thin barriers are used as the interaction of the current generated spin and the adjacent magnetization decreases with distance. On the other hand too small insulator thicknesses lead to leakage currents which disturb heavily the measurement of the resistance of the ferromagnetic layer stack. Thus an optimum thickness of 10 ALD cycles (\(d\approx 1.6\rm\, nm\)) is determined which yields a resistance area product of \(R\cdot A \approx 3\rm\, k\Omega\mu m^{2}\). This corresponds to a tunneling resistance of \(R_{T}\approx 20\rm\, k\Omega\) over a structure surface of \(A_{T} = 0.12\rm\, \mu m^2\). Multiple samples with different thicknesses have been produced. All samples have been examined on their tunneling behavior. The resistance area product as a function of thickness shows a linear behavior on a logarithmic scale. Furthermore all working samples show non-linear I-V curves as well as parabolic dI/dV-curves. Additionally the tunneling resistance \(R_{T}\) increases with decreasing temperature. All above mentioned properties are typical for tunnel barriers which do not include pinholes [Jonsson00]. The last part of chapter 3 deals with thermal properties of HgTe. By measuring the second harmonic of a biasing AC current in the channel below the tunnel barrier it is attempted to extract the diffusion thermopower of the heated electrons. Unfortunately the measured signal showed a far superior contribution of the first harmonic. According to electric circuit simulations a small asymmetry in the barrier (penetration and leaving point of electrons) could be responsible for this behavior.
A ferromagnetic layer stack, consisting of PY/Cu/CoFe, serves as a sensor for magnetization changes due to external fields and current induced spin accumulations. The layer stack exhibits a giant magnetoresistance (GMR) which has been measured by a resistance bridge. The biggest peculiarity in depositing a GMR stack on top of HgTe is that its easy axis forms along only one of the crystal axes (\((110)\) or \((1\overline{1}0)\)). The reason for this anisotropy is still unclear. Sources such as an influence of the terminating material, miscut, furrows during IBE or sputter ripples have been ruled out. It can be speculated that the surface states due to HgTe might have an influence on the development of this easy axis but this would need further investigation. A consequence of this unexpected anisotropy is that every CdTe/CdHgTe/HgTe/CdHgTe wafer has first to be characterized in SQUID in order to find the easy axis. A ferromagnetic resonance (FMR) measurement confirmed this observation. The shape of the ferromagnetic layer stack is chosen to be an ellipse in order to support the easy axis direction by shape anisotropy. Over 8 million ellipses are used to generate a SQUID signal of \(m > 10^{-5}\rm\, emu\). This is sufficient to extract the main characteristics of an average nano pillar under the influence of an external magnetic field. As in the case of bigger structures the ellipse shaped structure shows a step-like behavior. A measured minor loop confirms the existence of the irreversible anti-parallel stable magnetic state. Furthermore this state persists for both directions at \(m=0\) resulting in an anti-ferromagnetic coupling between Py and CoFe.
The geometry of the SOT-device is chosen in such a way that the current induced spin aligns either parallel or anti-parallel to the effective magnetic field \(\vec{B}_{eff}=\vec{B}_{ext}+\vec{B}_{aniso}+\vec{B}_{shape}\), which acts on the pillar. Due to interaction of the spin with the adjacent magnetization of Py the magnetization direction gets changed by a torque \(\vec{T}\). In general this torque can be decomposed into two components a field-like torque \(\vec{\tau}_{FL}\) and a damping-like torque \(\vec{\tau}_{DL}\) [Manchon19]. In the case of TIs \(\vec{T}\) is additionally depending on the z-component of \(\vec{m}\) [Ndiaye17]. In our case the magnetization is lying in the sample plane (\(m_{z}=0\)) which results in \(\vec{\tau}_{DL}=0\). Thus, in the case of \(\vec{S}\parallel\left(\vec{\hat{z}}\times\vec{j}\right)\) and \(\vec{j}\parallel\vec{\hat{y}}\), the only spin dependent effective magnetic field is \(\vec{B}_{FL}=\tau_{FL}\cdot\vec{\hat{x}}\) which is lying parallel or anti-parallel to \(\vec{B}_{eff}\). The evaluation of \(\vec{B}_{FL}\) can therefore be done in the following manner. First a high \(B_{ext}\) has to be set along the easy axis of the pillar. Then \(B_{ext}\) has to be reduced just a few \(\rm\, Oe\) before the switching occurs at the magnetic field \(B_{ext,0}\). At the magnetic field \(\Delta B = B_{ext}-B_{ext,0}\approx 0.5\rm\, Oe\) the lower resistive state should be stable over a longer time range (\(10-30\rm\, min\)) in order to exclude switching due to fluctuations. Now a positive or negative current can be pushed through the channel below the pillar. For one of the two current directions the magnetization of Py switches. It is therefore not a thermal effect that drives the change of \(\vec{m}\). Current densities that are able to switch \(\vec{m}\) at small \(\Delta B\neq 0\) lie in the range of \(j\approx 10^{4}\rm\, A/cm^{2}\). In all experiments the switching efficiency \(\Delta B/j\) decreases with rising \(j\). Furthermore the efficiency as a function of \(j\) depends on the temperature as \(\Delta B/j\) values tend to be up to 20 times higher at \(T=1.8\rm\, K\) and \(j\approx 0\) than at \(T=4.2\rm\, K\). This temperature dependence suggests that switching occurs not due to Oersted fields. Furthermore the Biot-Savart fields had been calculated for four different models: an infinite long rectangular wire, two infinite planes, a full volume and two thin volume planes. Every model shows an efficiency, which is at least three times lower than the observation.
The highest efficiencies in our samples show up to 10 times higher values than in heavy-metal/ferromagnets heterostructures. In contrast to measurement procedures of most other groups our method leads to direct determination of SOT parameters like the effective magnetic field \(\vec{B}_{FL}\). Other groups make use of spin-transfer FMR (ST-FMR) where they AC bias their structure and extract SOT parameters (like \(\tau_{FL}\) and \(\tau_{DL}\)) from second harmonics by fitting theoretical models. Material systems consisting of TIs and magnetic insulators (MIs) on the other hand show 10 times higher efficiencies [Khang18,Li19]. In those cases the magnetization points out of the sample plane which is conceptually different from in-plane magnetic anisotropy geometries like in our case. The greatest benefit in-plane magnetic anisotropy systems is its easy realisation [Bhatti17]. Here only an elliptical shape has to be lithographically implemented instead of conducting research on the appropriate combination of material systems that result in perpendicular magnetic anisotropies [Apalkov16]. Despite the fact that in our case only \(\vec{\tau}_{FL}\) acts as the driving force for changing \(m\) our device still exhibits the up to date highest efficiencies in the class of in-plane magnetized anisotropies of all material classes ever recorded.
This work revealed spin states that are involved in the light generation of organic light-emitting diodes (OLEDs) that are based on thermally activated delayed fluorescence (TADF). First, several donor:acceptor-based TADF systems forming exciplex states were investigated. Afterwards, a TADF emitter that shows intramolecular charge transfer states but also forms exciplex states with a proper donor molecule was studied. The primary experimental technique was electron paramagnetic resonance (EPR), in particular the advanced methods electroluminescence detected magnetic resonance (ELDMR), photoluminescence detected magnetic resonance (PLDMR) and electrically detected magnetic resonance (EDMR). Additional information was gathered from time-resolved and continuous wave photoluminescence measurements.
This work consists of two parts. On the one hand, it describes simulation and
measurement of the effect of contaminations of the detector gas on the performance
of particle detectors, with special focus on Micromegas detectors. On the other
hand, it includes the setup of a production site for the finalization of drift panels
which are going to be used in the ATLAS NSW. The first part augments these
two parts to give an introduction into the theoretical foundations of gaseous particle
detectors.
As a non-destructive testing method, X-ray imaging has proved to be suitable for the examination of a variety of objects. The measurement principle is based on the attenuation of X-rays caused by these objects. This attenuation can be recorded as shades of intensity using X-ray detectors and thus contains information about the inner structure of the investigated object. Since X-rays are electromagnetic waves, they also experience a change of phase in addition to their attenuation while penetrating an object. In general, imaging methods based on this effect are referred to as phase contrast imaging techniques. In the laboratory, the two mainly used methods are the propagation based phase contrast or in-line phase contrast and the grating interferometry.
While in-line phase contrast - under certain conditions - shows edge enhancement at interfaces due to interference, phase contrast in the grating interferometry is only indirectly measurable by the use of several gratings. In addition to phase contrast, grating interferometry provides access to the so-called dark-field imaging contrast, which measures the scattering of X-rays caused by an object.
These two imaging techniques, together with a novel concept of laboratory X-ray sources, the liquid-metal-jet, form the main part of this work. Compared to conventional X-ray sources, the liquid-metal-jet source offers higher brightness. The term brightness is defined by the number of X-ray photons per second, emitting area (area of the X-ray spot) and solid angle at which they are emitted.
On the basis of this source, a high resolution in-line phase contrast setup was partially developed in the scope of this work. Several computed tomographies show the feasibility of in-line phase contrast and the improvement of image quality by applying phase retrieval algorithms.
Moreover, the determination of optimized sample positions for in-line phase contrast imaging is treated at which the edge enhancement is maximized. Based on primitive fiber objects, this optimization has proven to be a good approximation.
With its high brightness in combination with a high spatial coherence, the liquid-metal-jet source is also interesting for grating interferometry. The development of such a setup is also part of this work. The overall concept and the characterization of the setup is presented as well as the applicability and its limits for the investigation of various objects.
Due to the very unique concept of this grating interferometer it was possible to realize a modified interferometer system by using a single grating only. Its concept and results are also presented in this work.
Furthermore, a grating interferometer based on a microfocus X-ray tube was tested regarding its performance. Thereby, parameters like the anode material, acquisition geometry and gratings were altered in order to find the advantages and disadvantages of each configuration.
The subject of this thesis is the fabrication and characterization of magnetic topological
insulator layers of (V,Bi,Sb)\(_2\)Te\(_3\) exhibiting the quantum anomalous Hall
effect. A major task was the experimental realization of the quantum anomalous
Hall effect, which is only observed in layers with very specific structural,
electronic and magnetic properties. These properties and their influence on the
quantum anomalous Hall effect are analyzed in detail.
First, the optimal conditions for the growth of pure Bi\(_2\)Te\(_3\) and Sb\(_2\)Te\(_3\) crystal
layers and the resulting structural quality are studied. The crystalline quality of
Bi\(_2\)Te\(_3\) improves significantly at higher growth temperatures resulting in a small
mosaicity-tilt and reduced twinning defects. The optimal growth temperature is
determined as 260\(^{\circ}\)C, low enough to avoid desorption while maintaining a high
crystalline quality.
The crystalline quality of Sb\(_2\)Te\(_3\) is less dependent on the growth temperature.
Temperatures below 230\(^{\circ}\)C are necessary to avoid significant material desorption,
though. Especially for the nucleation on Si(111)-H, a low sticking coefficient is
observed preventing the coalescence of islands into a homogeneous layer.
The influence of the substrate type, miscut and annealing sequence on the growth
of Bi\(_2\)Te\(_3\) layers is investigated. The alignment of the layer changes depending on
the miscut angle and annealing sequence: Typically, layer planes align parallel to
the Si(111) planes. This can enhance the twin suppression due to transfer of the
stacking order from the substrate to the layer at step edges, but results in a step
bunched layer morphology. For specific substrate preparations, however, the layer
planes are observed to align parallel to the surface plane. This alignment avoids
displacement at the step edges, which would cause anti-phase domains. This results
in narrow Bragg peaks in XRD rocking curve scans due to long-range order in
the absence of anti-phase domains. Furthermore, the use of rough Fe:InP(111):B
substrates leads to a strong reduction of twinning defects and a significantly reduced
mosaicity-twist due to the smaller lattice mismatch.
Next, the magnetically doped mixed compound V\(_z\)(Bi\(_{1−x}\)Sb\(_x\))\(_{2−z}\)Te\(_3\) is studied in
order to realize the quantum anomalous Hall effect. The addition of V and Bi to
Sb\(_2\)Te\(_3\) leads to efficient nucleation on the Si(111)-H surface and a closed, homogeneous
layer. Magneto-transport measurements of layers reveal a finite anomalous
Hall resistivity significantly below the von Klitzing constant. The observation of
the quantum anomalous Hall effect requires the complete suppression of parasitic
bulklike conduction due to defect induced carriers. This can be achieved by optimizing
the thickness, composition and growth conditions of the layers.
The growth temperature is observed to strongly influence the structural quality.
Elevated temperatures result in bigger islands, improved crystallographic orientation
and reduced twinning. On the other hand, desorption of primarily Sb is
observed, affecting the thickness, composition and reproducibility of the layers.
At 190\(^{\circ}\)C, desorption is avoided enabling precise control of layer thickness and
composition of the quaternary compound while maintaining a high structural
quality.
It is especially important to optimize the Bi/Sb ratio in the (V,Bi,Sb)\(_2\)Te\(_3\) layers,
since by alloying n-type Bi\(_2\)Te\(_3\) and p-type Sb\(_2\)Te\(_3\) charge neutrality is achieved at
a specific mixing ratio. This is necessary to shift the Fermi level into the magnetic
exchange gap and fully suppress the bulk conduction. The Sb content x furthermore
influences the in-plane lattice constant a significantly. This is utilized to
accurately determine x even for thin films below 10 nm thickness required for the
quantum anomalous Hall effect. Furthermore, x strongly influences the surface
morphology: with increasing x the island size decreases and the RMS roughness
increases by up to a factor of 4 between x = 0 and x = 1.
A series of samples with x varied between 0.56-0.95 is grown, while carefully
maintaining a constant thickness of 9 nm and a doping concentration of 2 at.% V.
Magneto-transport measurements reveal the charge neutral point around x = 0.86
at 4.2 K. The maximum of the anomalous Hall resistivity of 0.44 h/e\(^2\) is observed
at x = 0.77 close to charge neutrality. Reducing the measurement temperature
to 50 mK significantly increases the anomalous Hall resistivity. Several samples
in a narrow range of x between 0.76-0.79 show the quantum anomalous Hall effect
with the Hall resistivity reaching the von Klitzing constant and a vanishing
longitudinal resistivity. Having realized the quantum anomalous Hall effect as the
first group in Europe, this breakthrough enabled us to study the electronic and
magnetic properties of the samples in close collaborations with other groups.
In collaboration with the Physikalisch-Technische Bundesanstalt high-precision
measurements were conducted with detailed error analysis yielding a relative de-
viation from the von Klitzing constant of (0.17 \(\pm\) 0.25) * 10\(^{−6}\). This is published
as the smallest, most precise value at that time, proving the high quality of the
provided samples. This result paves the way for the application of magnetic topological
insulators as zero-field resistance standards.
Non-local magneto-transport measurements were conducted at 15 mK in close
collaboration with the transport group in EP3. The results prove that transport
happens through chiral edge channels. The detailed analysis of small anomalies in
transport measurements reveals instabilities in the magnetic phase even at 15 mK.
Their time dependent nature indicates the presence of superparamagnetic contributions
in the nominally ferromagnetic phase.
Next, the influence of the capping layer and the substrate type on structural properties
and the impact on the quantum anomalous Hall effect is investigated. To
this end, a layer was grown on a semi-insulating Fe:InP(111)B substrate using the
previously optimized growth conditions. The crystalline quality is improved significantly
with the mosaicity twist reduced from 5.4\(^{\circ}\) to 1.0\(^{\circ}\). Furthermore, a layer
without protective capping layer was grown on Si and studied after providing sufficient
time for degradation. The uncapped layer on Si shows perfect quantization,
while the layer on InP deviates by about 5%. This may be caused by the higher
crystalline quality, but variations in e.g. Sb content cannot be ruled out as the
cause. Overall, the quantum anomalous Hall effect seems robust against changes
in substrate and capping layer with only little deviations.
Furthermore, the dependence of the quantum anomalous Hall effect on the thickness
of the layers is investigated. Between 5-8 nm thickness the material typically
transitions from a 2D topological insulator with hybridized top and bottom surface
states to a 3D topological insulator. A set of samples with 6 nm, 8 nm, and
9 nm thickness exhibits the quantum anomalous Hall effect, while 5 nm and 15 nm
thick layers show significant bulk contributions. The analysis of the longitudinal
and Hall conductivity during the reversal of magnetization reveals distinct differences
between different thicknesses. The 6 nm thick layer shows scaling consistent
with the integer quantum Hall effect, while the 9 nm thick layer shows scaling expected
for the topological surface states of a 3D topological insulator. The unique
scaling of the 9 nm thick layer is of particular interest as it may be a result of
axion electrodynamics in a 3D topological insulator.
Subsequently, the influence of V doping on the structural and magnetic properties
of the host material is studied systematically. Similarly to Bi alloying, increased
V doping seems to flatten the layer surface significantly. With increasing V content,
Te bonding partners are observed to increase simultaneously in a 2:3 ratio
as expected for V incorporation on group-V sites. The linear contraction of the
in-plane and out-of-plane lattice constants with increasing V doping is quantitatively
consistent with the incorporation of V\(^{3+}\) ions, possibly mixed with V\(^{4+}\)
ions, at the group-V sites. This is consistent with SQUID measurements showing
a magnetization of 1.3 \(\mu_B\) per V ion.
Finally, magnetically doped topological insulator heterostructures are fabricated
and studied in magneto-transport. Trilayer heterostructures with a non-magnetic
(Bi,Sb)\(_2\)Te\(_3\) layer sandwiched between two magnetically doped layers are predicted
to host the axion insulator state if the two magnetic layers are decoupled and in
antiparallel configuration. Magneto-transport measurements of such a trilayer heterostructure
with 7 nm undoped (Bi,Sb)\(_2\)Te\(_3\) between 2 nm thick layers doped with
1.5 at.% V exhibit a zero Hall plateau representing an insulating state. Similar results
in the literature were interpreted as axion insulator state, but in the absence
of a measurement showing the antiparallel magnetic orientation other explanations
for the insulating state cannot be ruled out.
Furthermore, heterostructures including a 2 nm thin, highly V doped layer region
show an anomalous Hall effect of opposite sign compared to previous samples. A
dependency on the thickness and position of the doped layer region is observed,
which indicates that scattering at the interfaces causes contributions to the anomalous
Hall effect of opposite sign compared to bulk scattering effects.
Many interesting phenomena in quantum anomalous Hall insulators as well as axion
insulators are still not unambiguously observed. This includes Majorana bound
states in quantum anomalous Hall insulator/superconductor hybrid systems and
the topological magneto-electric effect in axion insulators. The limited observation
temperature of the quantum anomalous Hall effect of below 1 K could be increased
in 3D topological insulator/magnetic insulator heterostructures which utilize the
magnetic proximity effect.
The main achievement of this thesis is the reproducible growth and characterization
of (V,Bi,Sb)2Te3 layers exhibiting the quantum anomalous Hall effect. The
detailed study of the structural requirements of the quantum anomalous Hall effect
and the observation of the unique axionic scaling behavior in 3D magnetic
topological insulator layers leads to a better understanding of the nature of this
new quantum state. The high-precision measurements of the quantum anomalous
Hall effect reporting the smallest deviation from the von Klitzing constant
are an important step towards the realization of a zero-field quantum resistance
standard.
The subject of this thesis is the growth of Hg\(_{1-x}\)Cd\(_2\)Te layers via molecular beam epitaxy (MBE).
This material system gives rise to a number of extraordinary physical phenomena related to its electronic band structure and therefore is of fundamental interest in research.
The main results can be divided into three main areas, the implementation of a temperature measurement system based on band edge thermometry (BET), improvements of CdTe virtual substrate growth and the investigation of Hg\(_{1-x}\)Cd\(_2\)Te for different compositions.
In order to facilitate the human energy needs with renewable energy sources in the future, new concepts and ideas for the electricity generation are needed. Solar cells based on metal halide perovskite semiconductors represent a promising approach to address these demands in both single-junction and tandem configurations with existing silicon technology. Despite intensive research, however, many physical properties and the working principle of perovskite PVs are still not fully understood. In particular, charge carrier recombination losses have so far mostly been studied on pure films not embedded in a complete solar cell. This thesis aimed for the identification and quantification of charge carrier recombination dynamics in fully working devices under conditions corresponding to those under real operation. To study different PV systems, transient electrical methods, more precisely Open-Circuit Voltage Decay (OCVD), Transient Photovoltage (TPV) and Charge Extraction (CE), were applied. Whereas OCVD and TPV provide information about the recombination lifetime, CE allows to access the charge carrier density at a specific illumination intensity. The benefit of combining these different methods is that the obtained quantities can not only be related to the Voc but also to each other, thus enabling to determine also the dominant recombination mechanisms.The aim of this thesis is to contribute to a better understanding of recombination losses in fully working perovskite solar cells and the experimental techniques which are applied to determine these losses.
Quantitative Electron Paramagnetic Resonance Studies of Charge Transfer in Organic Semiconductors
(2020)
In the present work we investigated various charge transfer processes, as they appear in the versatile world of organic semiconductors by probing the spin states of the corresponding charge carrier species via electron paramagnetic resonance (EPR) spectroscopy. All studied material systems are carbon-based compounds, either belonging to the group of polymers, fullerenes, or single-wall carbon nanotubes (SWNTs).
In the first instance, we addressed the change of the open circuit voltage (Voc) with the fullerene blend stoichiometry in fullerene-based solar cells for organic photovoltaics (OPV). The voltage depends strongly on the energy separation between the lowest unoccupied molecular orbital (LUMO) of the donor and the highest occupied molecular orbital (HOMO) of the acceptor. By exploiting the Gaussian distribution of the charge carriers in a two-level system, and thus also their spins in the EPR experiment, it could be shown that the LUMOs get closer by a few to a few hundred meV when going from pure fullerene materials to a fullerene mixture. The reason for this strong energetic effect is likely the formation of a fullerene alloy.
Further, we investigated the chemical doping mechanism of SWNTs with a (6,5)-chirality and their behaviour under optical excitation. In order to determine the unintentional (pre)-doping of SWNTs, EPR spectra of the raw material as well as after different purification steps were recorded. This facilitated the determination of nanotube defects and atmospheric p-doping as the causes of the measured EPR signals. In order to deliberately transfer additional charge carriers to the nanotubes, we added the redox-active substance AuCl3 where we determined an associated doping-yield of (1.5±0.2)%. In addition, a statistical occupation model was developed which can be used to simulate the distribution of EPR active, i.e. unpaired and localised charge carriers on the nanotubes.
Finally, we investigated the charge transfer behaviour of (6,5)-SWNTs together with the polymer P3HT and the fullerene PC60BM after optical excitation.
Magnetic Resonance Imaging at field strengths up to 3 T, has become a default diagnostic modality for a variety of disorders and injuries, due to multiple reasons ranging from its non-invasive nature to the possibility of obtaining high resolution images of internal organs and soft tissues. Despite tremendous advances, MR imaging of certain anatomical regions and applications present specific challenges to be overcome. One such application is MR Musculo-Skeletal Imaging. This work addresses a few difficult areas within MSK imaging from the hardware perspective, with coil solutions for dynamic imaging of knee and high field imaging of hand.
Starting with a brief introduction to MR physics, different types of RF coils are introduced in chapter 1, followed by sections on design of birdcage coils, phased arrays and their characterization in chapter 2. Measurements, calculations and simulations, done during the course of this work, have been added to this chapter to give a quantitative feel of the concepts explained.
Chapter 3 deals with the construction of a phased array receiver for dynamic imaging of knee of a large animal model, i.e. minipig, at 1.5 T. Starting with details on the various aspects of an application that need to be considered when an MR RF array is designed, the chapter details the complex geometry of the region of interest in a minipig and reasons that necessitate a high density array. The sizes of the individual elements that constitute the array have been arrived at by studying the ratio of unloaded to loaded Q factors and choosing a size that provides the best ratio but still maintains a uniform SNR throughout the movement of the knee. To have a minimum weight and to allow mechanical movement of the knee, the Preamplifiers were located in a separate box. A movement device was constructed to achieve adjustable periodic movement of the knee of the anesthetized animal. The constructed array has been characterized for its SNR and compared with an existing product coil to show the improvement. The movement device was also characterized for its reproducibility. High resolution static images with anatomical details marked have been presented. The 1/g maps show the accelerations possible with the array. Snapshots of obtained dynamic images trace the cruciate ligaments through a cycle of movement of the animal's knee.
The hardware combination of a high density phased array and a movement device designed for a minipig's knee was used as a 'reference' and extended in chapter 4 for a human knee. In principle the challenges are similar for dynamic imaging of a human knee with regards to optimization of the elements, the associated electronics and the construction of the movement device. The size of the elements were optimized considering the field penetration / sensitivity required for the internal tissues. They were distributed around the curvature of the knee keeping in mind the acceleration required for dynamic imaging and the direction of the movement. The constructed movement device allows a periodic motion of the lower half of the leg, with the knee placed within the coil, enabling visualization of the tissues inside, while the leg is in motion. Imaging has been performed using dynamic interleaved acquisition sequence where higher effective TR and flip angles are achieved due to a combination of interleaving and segmentation of the sequence. The movement device has been characterized for its reproducibility while the SNR distribution of the constructed RF array has been compared with that of a commercially available standard 8 channel array. The results show the improvement in SNR and acceleration with the constructed geometry. High resolution static images, dynamic snapshots and the 3D segmentation of the obtained images prove the usefulness of the complete package provided in the design, for performing dynamic imaging at a clinically relevant field strength.
A simple study is performed in chapter 5 to understand the effects of changes in overlap for coil configurations with different loads and at different frequencies. The noise levels of individual channels and the correlation between them are plotted against subtle changes in overlap, at 64 and 123 MHz. SNR for every overlap setup is also measured and plotted. Results show that achieving critical overlap is crucial to obtain the best possible SNR in those coil setups where the load offered by the sample is low.
Chapter 6 of the thesis work deals with coil design for high field imaging of hand and wrists at 7 T, with an aim to achieve ultra high resolution imaging. At this field strength due to the increase in dielectric effects and the resulting decrease in homogeneity, whole body transmit coils are impractical and this has led engineers to design local transmit coils, for specific anatomies. While transmit or transceive arrays are usually preferred, to mitigate SAR effects, the spatial resolution obtained is limited. It is shown that a solution to this, with regards to hand imaging, can be a single volume transmit coil, along with high density receive arrays optimized for different regions of the hand. The use of a phased array for reception provides an increased SNR / penetration under high resolution. A volume transmit coil could pose issues in homogeneity at 7 T, but the specific anatomy of hand and wrist, with comparatively less water content, limits dielectric effects to have homogeneous B_1+ profile over the hand. To this effect, a bandpass birdcage and a 12 channel receive array are designed and characterized. Images of very high spatial resolution (0.16 x 0.16 x 0.16 mm3) with internal tissues marked are presented. In vivo 1/g maps show that an acceleration of up to 3 is possible and the EM simulation results presented show the uniform field along with SAR hotspots in the hand. To reduce the stress created due to the 'superman' position of imaging, provisions in the form of a holder and a hand rest have been designed and presented. Factors that contributed to the stability of the presented design are also listed, which would help future designs of receive arrays at high field strengths.
In conclusion, the coils and related hardware presented in this thesis address the following two aspects of MSK imaging: Dynamic imaging of knee and High resolution imaging of hand / wrist. The presented hardware addresses specific challenges and provides solutions. It is hoped that these designs are steps in the direction of improving the existing coils to get a better knowledge and understanding of MSK diseases such as Rheumatoid Arthritis and Osteoarthritis. The hardware can aid our study of ligament reconstruction and development. The high density array and transmit coil design for hand / wrist also demonstrates the benefits of the obtained SNR at 7 T while maintaining SAR within limits. This design is a contribution towards optimizing hardware at high field strength, to make it clinically acceptable and approved by regulatory bodies.
Single molecule localization microscopy has seen a remarkable growth since its first
experimental implementations about a decade ago. Despite its technical challenges,
it is already widely used in medicine and biology and is valued as a unique tool
to gain molecular information with high specificity. However, common illumination techniques do not allow the use of single molecule sensitive super-resolution
microscopy techniques such as direct stochastic optical reconstruction microscopy
(dSTORM) for whole cell imaging. In addition, they can potentially alter the
quantitative information.
In this thesis, I combine dSTORM imaging in three dimensions with lattice lightsheet illumination to gain quantitative molecular information from cells unperturbed by the illumination and cover slip effects. Lattice light-sheet illumination
uses optical lattices for beam shaping to restrict the illumination to the detectable
volume. I describe the theoretical background needed for both techniques and detail
the experimental realization of the system as well as the software that I developed
to efficiently evaluate the data.
Eventually, I will present key datasets that demonstrate the capabilities of the
developed microscope system with and without dSTORM. My main goal here was
to use these techniques for imaging the neural cell adhesion molecule (NCAM, also
known as CD56) in whole cells. NCAM is a plasma membrane receptor known to
play a key role in biological processes such as memory and learning. Combining
dSTORM and lattice light-sheet illumination enables the collection of quantitative
data of the distribution of molecules across the whole plasma membrane, and shows
an accumulation of NCAM at cell-cell interfaces. The low phototoxicity of lattice
light-sheet illumination further allows for tracking individual NCAM dimers in living cells, showing a significant dependence of its mobility on the actin skeleton of
the cell.
In the past decades correlated-electron physics due to strong Coulomb interactions and topological physics caused by band inversion often induced by strong spin-orbit coupling have been the workhorses of solid state research.
While commonly considered as disparate phenomena, it was realized in the early 2010s that the interplay between the comparably strong Coulomb and spin-orbit interactions in the $5d$ transition metal oxides may result in hitherto unforeseen properties.
The layered perovskite Sr$\textsubscript{2}$IrO$\textsubscript{4}$ has attracted special attention due to the observation of an unconventional Mott-insulating phase and predictions of exotic superconductivity.
Less is known about its three-dimensional counterpart SrIrO$\textsubscript{3}$, since rather than the cubic perovskite structure it adopts the thermodynamically stable hexagonal polymorph thereof.
This thesis therefore sets out to establish the synthesis of epitaxially stabilized perovskite SrIrO$\textsubscript{3}$ by pulsed laser deposition and to investigate its electronic and magnetic structure by state-of-the-art x-ray spectroscopy techniques.
In this endeavor the appropriate thermodynamic conditions for the growth of high-quality SrIrO$\textsubscript{3}$ are identified with a focus on the prevention of cation off-stoichiometry and the sustainment of layer-by-layer growth.
In the thus-optimized films the cubic perovskite symmetry is broken by a tetragonal distortion due to epitaxial strain and additional cooperative rotations of the IrO$\textsubscript{6}$ octahedra.
As a consequence of the thermodynamic instability of the IrO$\textsubscript{2}$ surface layer, the films unexpectedly undergo a conversion to a SrO termination during growth.
In an attempt to disentangle the interplay between spin-orbit and Coulomb interaction the three-dimensional electronic structure of perovskite SrIrO$\textsubscript{3}$ is investigated in a combined experimental and theoretical approach using soft x-ray angle-resolved photoelectron spectroscopy and \textit{ab initio} density functional theory calculations.
The experimentally found metallic ground state hosts coherent quasiparticle peaks with a well-defined Fermi surface and is theoretically described by a single half-filled band with effective total angular momentum $J_\text{eff} = 1/2$ only upon incorporation of a sizeable local Coulomb repulsion and -- to a lesser extent -- the broken cubic crystal symmetry in the film.
Upon reduction of the SrIrO$\textsubscript{3}$ thickness below a threshold of four unit cells the scales are tipped in favor of a Mott-insulating phase as the on-site Coulomb repulsion surmounts the diminishing kinetic energy upon transition into the two-dimensional regime.
Concomitantly, a structural transition occurs because the corner-shared octahedral network between substrate and film imposes constraints upon the IrO$\textsubscript{6}$ octahedral rotations in the thin-film limit.
The striking similarity between the quasi-two-dimensional spin-orbit-induced Mott insulator Sr$\textsubscript{2}$IrO$\textsubscript{4}$ and SrO-terminated SrIrO$\textsubscript{3}$ in the monolayer limit underlines the importance of dimensionality for the metal-insulator transition and possibly opens a new avenue towards the realization of exotic superconductivity in iridate compounds.
Whether the analogy between SrIrO$\textsubscript{3}$ in the two-dimensional limit and its Ruddlesden-Popper bulk counterparts extends to their complex magnetic properties ultimately remains an open question, although no indications for a remanent (anti)ferromagnetic order were found.
The unprecedented observation of an x-ray magnetic circular dichroism at the O~$K$-absorption edge of iridium oxides in an external magnetic field promises deeper insights into the intricate connection between the $J_\text{eff} = 1/2$ pseudospin state, its hybridization with the oxygen ligand states and the magnetic order found in the Ruddlesden-Popper iridates.
Surface systems attract great scientific attention due to novel and exotic properties. The atomically structured surfaces lead to a reduced dimensionality which alters electronic correlations, vibrational properties, and their impact on each other. The emerging physical phenomena are not observed for related bulk materials. In this thesis, ordered (sub)monolayers of metal atoms (Au and Sn) on semiconductor substrates (Si(111) and Ge(111)) and ultrathin intermetallic films (CePt5 and LaPt5) on metal substrate (Pt(111)) are investigated by polarized in situ surface Raman spectroscopy. The surface Raman spectra exhibit features of specific elementary excitations like surface phonons and electronic excitations, which are suitable to gain fundamental insights into the surface systems.
The Au-induced surface reconstructions (5x2) and (r3xr3) constitute quasi-one- and two-dimensional Au structures on the Si(111) substrate, respectively. The new reconstruction-related Raman peaks are analyzed with respect to their polarization and temperature behavior. The Raman results are combined with firstprinciples calculations to decide between different proposed structural models. The Au-(5x2)/Si(111) reconstruction is best described by the model of Kwon and Kang, while for Au-(r3xr3)/Si(111) the conjugate honeycomb-chained-trimer model is favored. The Sn-induced reconstructions with 1/3 monolayer on Ge(111) and Si(111) are investigated to reveal their extraordinary temperature behavior. Specific surface phonon modes are identified that are predicted within the dynamical fluctuation model. Contrary to Sn/Si(111), the corresponding vibrational mode of Sn/Ge(111) exhibits a nearly harmonic character. The reversible structural phase transition of Sn/Ge(111) from (r3xr3) to (3x3) is observed, while no phase transition is apparent for Sn/Si(111). Moreover, Raman spectra of the closely related systems Sn-(2r3x2r3)/Si(111) and thin films of a-Sn as well as the clean semiconductor surfaces Si(111)-(7x7) and Ge(111)-c(2x8) are evaluated and compared.
The CePt5/Pt(111) system hosts 4f electrons whose energy levels are modified by the crystal field and are relevant for a description of the observed Kondo physics. In contrast, isostructural LaPt5/Pt(111) has no 4f electrons. For CePt5/Pt(111), distinct Raman features due to electronic Raman scattering can be unambiguously related to transitions between the crystal-field states which are depth-dependent. This assignment is supported by comparison to LaPt5/Pt(111) and group theoretical considerations. Furthermore, the vibrational properties of CePt5 and LaPt5 reveal interesting similarities but also striking differences like an unusual temperature shift of a vibration mode of CePt5, which is related to the influence of 4f electrons.
Due to their complex chemical structure transition metal oxides display many fascinating properties which conventional semiconductors lack.
For this reason transition metal oxides hold a lot of promise for novel electronic functionalities.
Just as in conventional semiconductor heterostructures, the interfaces between different materials play a key role in oxide electronics.
The textbook example is the (001) interface between the band insulators LaAlO\(_3\) and SrTiO\(_3\) at which a two-dimensional electron system (2DES) forms.
In order to utilize such a 2DES in prospective electronic devices, it is vital that the electronic properties of the interface can be controlled and manipulated at will.
Employing photoelectron spectroscopy as well as electronic transport measurements, this thesis examines how such interface engineering can be realized in the case of the LaAlO\(_3\)/SrTiO\(_3\) heterostructure:
By photoemission we manage to unambiguously distinguish the different mechanisms by which SrTiO\(_3\) can be doped with electrons.
An electronic reconstruction is identified as the driving mechanism to render stoichiometric LaAlO\(_3\)/SrTiO\(_3\) interfaces metallic.
The doping of the LaAlO\(_3\)/SrTiO\(_3\) heterointerface can furthermore be finely adjusted by changing the oxygen vacancy \(V_{\mathrm{O}}\) concentration in the heterostructure.
Combining intense x-ray irradiation with oxygen dosing, we even achieve control over the \(V_{\mathrm{O}}\) concentration and, consequently, the doping in the photoemission experiment itself.
Exploiting this method, we investigate how the band diagram of SrTiO\(_3\)-based heterostructures changes as a function of the \(V_{\mathrm{O}}\) concentration and temperature by hard x-ray photoemission spectroscopy.
With the band bending in the SrTiO\(_3\) substrate changing as a function of the \(V_{\mathrm{O}}\) concentration, the interfacial band alignment is found to vary as well.
The relative permittivity of the SrTiO\(_3\) substrate and, in particular, its dependence on temperature and electric field is identified as one of the essential parameters determining the electronic interface properties.
That is also why the sample temperature affects the charge carrier distribution.
The mobile charge carriers are shown to shift toward the SrTiO\(_3\) bulk when the sample temperature is lowered.
This effect is, however, only pronounced if the total charge carrier concentration is small.
At high charge carrier concentrations the charge carriers are always confined to the interface, independent of the sample temperature.
The dependence of the electronic interface properties on the \(V_{\mathrm{O}}\) concentration is also investigated by a complementary method, viz. by electronic transport measurements.
These experiments confirm that the mobile charge carrier concentration increases concomitantly to the \(V_{\mathrm{O}}\) concentration.
The mobility of the charge carriers changes as well depending on the \(V_{\mathrm{O}}\) concentration.
Comparing spectroscopy and transport results, we are able to draw conclusions about the processes limiting the mobility in electronic transport.
We furthermore build a memristor device from our LaAlO\(_3\)/SrTiO\(_3\) heterostructures and demonstrate how interface engineering is used in practice in such novel electronic applications.
This thesis furthermore investigates how the electronic structure of the 2DES is affected by the interface topology:
We show that, akin to the (001) LaAlO\(_3\)/SrTiO\(_3\) heterointerface, an electronic reconstruction also renders the (111) interface between LaAlO\(_3\) and SrTiO\(_3\) metallic.
The change in interface topology becomes evident in the Fermi surface of the buried 2DES which is probed by soft x-ray photoemission.
Based on the asymmetry in the Fermi surface, we estimate the extension of the conductive layer in the (111)-oriented LaAlO\(_3\)/SrTiO\(_3\) heterostructure.
The spectral function measured furthermore identifies the charge carriers at the interface as large polarons.
Main focus of the present dissertation was to gain new insight about the interaction between magnetic ions and the conduction band of diluted magnetic semiconductors. This interaction in magnetic semiconductors with carrier concentrations near the metal-insulator transition (MIT) in an external magnetic field is barely researched. Hence, n-doped Zn1−xMnxSe:Cl samples were studied.
Resonant Raman spectroscopy was employed at an external magnetic field between 1T and 7T and a temperature of 1.5K.
The resulting magnetization of the material amplifies the splitting of states with opposite spins both in the valence and the conduction band. This is known as the "giant-Zeeman-effect".
In this thesis, the resonance of the electron spin flip process, i.e. the enhancement of the signal depending on the excitation energy, was used as an indicator to determine the density of states of the charge carriers. The measured resonance profiles of each sample showed a structure, which consist of two partially overlapping Gaussian curves. The analysis of the Gaussian curves revealed that their respective maxima are separated independent of the magnetic field strenght by about 5 meV, which matches the binding energy of the donor bound exciton (D0, X).
A widening of the full width at half maximum of the resonance profile was observed with increasing magnetic field. A detailed analysis of this behavior showed that the donor bound exciton spin flip resonance primarily accounts for the widening for all samples with doping concentrations below the metal insulator transition. A model was proposed for the interpretation of this observation.
This is based on the fundamental assumptions of a spatially random distribution of the manganese ions on the group-II sublattice of the ZnSe crystal and the finite extension of the excitons. Thus, each exciton covers an individual quantity of manganese ions, which manifest as a local manganese concentration. This local manganese concentration is normally distributed for a set of excitons and hence, the evaluation of the distribution allows the determination of exciton radii
Two trends were identified for the (D0, X) radii. The radius of the bound exciton decreases with increasing carrier concentration as well as with increasing manganese concentration. The determination of the (D0, X) radii by the use of resonant spin flip Raman spectroscopy and also the observation of the behavior of the (D0, X) radius depending on the carrier concentration, was achieved for the first time.
For all samples with carrier concentrations below the metal-insulator transition, the obtained (X0) radii are up to a factor of 5.9 larger than the respective (D0, X) radii. This observation is explained by the unbound character of the (X0).
For the first time, such an observation could be made by Raman spectroscopy.Beside the resonance studies, the shape of the Raman signal of the electron spin flip was analyzed. Thereby an obvious asymmetry of the signal, with a clear flank to lower Raman shifts, was observed. This asymmetry is most pronounced, when the spin flip process is excited near the (D0, X) resonance.
To explain this observation, a theoretical model was introduced in this thesis. Based on the asymmetry of the resonantly excited spin flip signal, it was possible to estimate the (D0, X) radii, too. At external magnetic fields between 1.25T and 7T, the obtained radii lie between 2.38nm and 2.75nm.
Additionally, the asymmetry of the electron spin flip signal was observed at different excitation energies. Here it is striking that the asymmetry vanishes with increasing excitation energy. At the highest excitation energy, where the electron spin flip was still detectable, the estimated radius of the exciton is 3.92nm.
Beside the observations on the electron spin flip, the resonance behavior of the spin flip processes in the d-shell of the incorporated Mn ions was studied in this thesis. This was performed for the direct Mn spin flip process as well as for the sum process of the longitudinal optical phonon with the Mn spin flip. For the Stokes and anti-Stokes direct spin flip process and for the Stokes sum process, each the resonance curve is described by considering only one resonance mechanism. In contrast, resonance for the sum process in which an anti-Stokes Mn spin flip is involved, consists of two partially overlapping resonances due to different mechanisms. A detailed analysis of this resonance profile showed that for (Zn,Mn)Se at the chosen experimental parameters, an
incoming and outgoing resonance can be achieved, separated by a few meV.
Hereby, at a specific excitation energy range and a high excitation power, it was possible to achieve an inversion of the anti-Stokes to Stokes intensity, because only the anti-Stokes Mn spin flip process was enhanced resonantly.
Perovskite oxides are a very versatile material class with a large variety of outstanding physical properties.
A subgroup of these compounds particularly tempting to investigate are oxides involving high-\(Z\) elements, where spin-orbit coupling is expected to give rise to new intriguing phases and potential application-relevant functionalities. This thesis deals with the preparation and characterization of two representatives of high-\(Z\) oxide sample systems based on KTaO\(_3\) and BaBiO\(_3\).
KTaO\(_3\) is a band insulator with an electronic valence configuration of Ta 5\(d\)\(^0\) . It is shown that by pulsed laser deposition of a disordered LaAlO\(_3\) film on the KTaO\(_3\)(001) surface, through the creation of oxygen vacancies, a Ta 5\(d\)\(^{0+\(\delta\)}\) state is obtained in the upmost crystal layers of the substrate. In consequence a quasi two dimensional electron system (q2DES) with large spin-orbit coupling emerges at the heterointerface. Measurements of the Hall effect establish sheet carrier densities in the range of 0.1-1.2 10\(^{14}\) cm\(^2\), which can be controlled by the applied oxygen background pressure during deposition and the LaAlO\(_3\) film thickness. When compared to the prototypical oxide q2DESs based on SrTiO\(_3\) crystals, the investigated system exhibits exceptionally large carrier mobilities of up to 30 cm\(^2\)/Vs (7000 cm\(^2\)/Vs) at room temperature (below 10 K). Through a depth profiling by photoemission spectra of the Ta 4\(f\) core level it is shown that the majority of the Ta 5\(d\)\(^0\) charge carriers, consisting of mobile and localized electrons, is situated within 4 nm from the interface at low temperatures. Furthermore, the momentum-resolved electronic structure of the q2DES \(buried\) underneath the LaAlO\(_3\) film is probed by means of hard X-ray angle-resolved photoelectron spectroscopy. It is inferred that, due to a strong confinement potential of the electrons, the band structure of the system is altered compared to \(n\)-doped bulk KTO. Despite the constraint of the electron movement along one direction, the Fermi surface exhibits a clear three dimensional momentum dependence, which is related to a depth extension of the conduction channels of at least 1 nm.
The second material, BaBiO\(_3\), is a charge-ordered insulator, which has recently been predicted to emerge as a large-gap topological insulator upon \(n\)-doping. This study reports on the thin film growth of pristine BaBiO\(_3\) on Nb:SrTiO\(_3\)(001) substrates by means of pulsed laser deposition. The mechanism is identified that facilitates the development of epitaxial order in the heterostructure despite the presence of an extraordinary large lattice mismatch of 12 %. At the heterointerface, a structurally modified layer of about 1.7 nm thickness is formed that gradually relieves the in-plane strain and serves as the foundation of a relaxed BBO film. The thereupon formed lattice orders laterally in registry with the substrate with the orientation BaBiO\(_3\)(001)||SrTiO\(_3\)(001) by so-called domain matching, where 8 to 9 BaBiO\(_3\) unit cells align with 9 to 10 unit cells of the substrate. Through the optimization of the deposition conditions in regard to the cation stoichiometry and the structural lattice quality, BaBiO\(_3\) thin films with bulk-like electronic properties are obtained, as is inferred from a comparison of valence band spectra with density functional theory calculations. Finally, a spectroscopic survey of BaBiO\(_3\) samples of various thicknesses resolves that a recently discovered film thickness-controlled phase transition in BaBiO\(_3\) thin films can be traced back to the structural and concurrent stoichiometric modifications occuring in the initially formed lattice on top of the SrTiO\(_3\) substrate rather than being purely driven by the smaller spatial extent of the BBO lattice.
This work deals with the development and application of novel quantum Monte Carlo methods to simulate fermion-boson models. Our developments are based on the path-integral formalism, where the bosonic degrees of freedom are integrated out exactly to obtain a retarded fermionic interaction. We give an overview of three methods that can be used to simulate retarded interactions. In particular, we develop a novel quantum Monte Carlo method with global directed-loop updates that solves the autocorrelation problem of previous approaches and scales linearly with system size. We demonstrate its efficiency for the Peierls transition in the Holstein model and discuss extensions to other fermion-boson models as well as spin-boson models. Furthermore, we show how with the help of generating functionals bosonic observables can be recovered directly from the Monte Carlo configurations. This includes estimators for the boson propagator, the fidelity susceptibility, and the specific heat of the Holstein model. The algorithmic developments of this work allow us to study the specific heat of the spinless Holstein model covering its entire parameter range. Its key features are explained from the single-particle spectral functions of electrons and phonons. In the adiabatic limit, the spectral properties are calculated exactly as a function of temperature using a classical Monte Carlo method and compared to results for the Su-Schrieffer-Heeger model.
This thesis describes the growth and characterization of both the all-oxide heterostructure
Fe3O4/ZnO and the spin-orbit coupling driven layered perovskite iridates.
As for Fe3O4/ZnO, the 100% spin-polarized Fe3O4 is a promising spin electrode candidate
for spintronic devices. However, the single crystalline ZnO substrates exhibit different polar surface termination which, together with substrate preparation method, can drastically affect the physical properties of Fe3O4/ZnO heterostructures. In this thesis two different methods of substrate preparation were investigated: a previously used in situ method involving sputtering and annealing treatments and a recent ex situ method containing only the annealing procedure. For the latter, the annealing treatment was performed in dry and humid O2 gas flow for the O- and Zn-terminated substrates, respectively, to produce atomically at surfaces as verified by atomic force microscopy(AFM). With these methods, four different ZnO substrates were fabricated and used further for Fe3O4 film growth. Fe3O4 films of 20 nm thickness were successfully grown by reactive molecular beam epitaxy. AFM measurements reveal a higher film surface roughness for the samples with in situ prepared substrates. Moreover, X-ray photoelectron spectroscopy (XPS) measurements indicate significant Zn substitution within the Fe3O4 film for these samples, whereas the samples with ex situ prepared substrates show stoichiometric Fe3O4 films. X-ray diffraction measurements confirm the observations from XPS, revealing additional peaks due to Zn substitution in Fe3O4 films grown on in situ prepared ZnO substrates. Conductivity, as well as magnetometry, measurements show the presence of Zn-doped ferrites in films grown on in situ prepared substrates. Such unintentionally intercalated Zn-doped ferrites dramatically change the electrical and magnetic properties of the films and, therefore, are not preferred in a high-quality heterostructure.
X-ray reflectivity (XRR) measurements show for the film grown on ex situ prepared Zn-terminated substrate a variation of film density close to the interface which is also confirmed by transmission electron microscopy (TEM). Using polarized neutron reflectometry, magnetic depth profiles of the films grown on ex situ prepared substrates clearly indicate Fe3O4 layers with reduced magnetization at the interfaces. This result is consistent with earlier observations made by resonant magnetic X-ray reflectometry (RMXR), but in contrast to the findings from XRR and TEM of this thesis. A detailed TEM study of all four samples shows that the sample with ex situ prepared O-terminated substrate has the sharpest interface, whereas those with ex situ prepared Zn-terminated as well as in situ prepared substrates indicate rougher interfaces. STEM-EELS composition profiles of the samples reveal the Zn substitution in the films with in situ prepared substrates and therefore confirm the presence of Zn-doped ferrites. Moreover, a change of the Fe oxidation state of the first Fe layer at the interface which was observed in previous studies done by RMXR, was not verified for the samples with in situ prepared substrates thus leaving the question of a possible presence of the magnetically dead layer open. Furthermore, density functional theory calculations were performed to determine the termination dependent layer sequences which are ...-Zn-O-(interface)-[Fe(octa)-O-Fe(tetra)-Fe(octa)-Fe(tetra)-O]-[...]-... and ...-O-Zn-(interface)-[O-Fe(octa)-O-Fe(tetra)-Fe(octa)-Fe(tetra)]-[...]-... for the samples with O- and Zn-terminated substrates, respectively. Spin density calculations show that in case of O-termination the topmost substrate layers imitate the spin polarization of film layers close to the interface. Here, the first O layer is affected much stronger than the first Zn layer. Due to the strong decrease of this effect toward deeper substrate layers, the substrate surface is supposed to be sensitive to the contiguous spin polarization of the film. Thus, the topmost O layer of the O-terminated substrate could play the most essential role for effective spin injection into ZnO.
The 5d transition metal oxides Ba2IrO4 (BIO) and Sr2IrO4 (SIO) are associated with the Ruddlesden-Popper iridate series with phase type "214" (RP{214), and due to the strong spin-orbit coupling belong to the class of Mott insulators. Moreover, they show many similarities of the isostructural high Tc-cuprate superconductors, e.g. crystal structure, magnetism and electronic band structure. Therefore, it is of great interest to activate a potential superconducting phase in (RP{214) iridates. However, only a small number of publications on PLD grown (RP{214) iridates in the literature exists. Furthermore, published data of soft X-ray angle resolved photoemission spectroscopy (SX-ARPES) experiments mainly originate from measurements which were performed on single crystals or MBE grown films of SIO and BIO. In this thesis La-doped SIO films (La0:2Sr1:8IrO4, further referred as LSIO) were used to pursue a potential superconducting phase.
A set of characterization methods was used to analyze the quality of the PLD grown BIO, SIO and LSIO films. AFM measurements demonstrate that thick PLD grown(RP{214) iridate films have rougher surfaces, indicating a transition from a 2D layer-bylayer growth (which is demonstrated by RHEED oscillations) to a 3D island-like growth mode. In addition, chemical depth profiling XPS measurements indicate an increase of the O and Ir relative concentrations in the topmost film layers. Constant energy k-space maps and energy distribution curves (EDCs) measured by SX-ARPES show for every grown film only weak energy band dispersions, which are in strong contrast to the results obtained on the MBE grown films and single crystals from the literature. In this thesis,
a subsequent TEM study reveals missing SrO layers within the grown films which occur mainly in the topmost layers, confirming the results and suggestions from XPS and SX-ARPES data: the PLD grown films have defects and, therefore, incoherently scatter photoelectrons. Nevertheless, the LSIO film shows small additional spectral weight between the highsymmetry M points close to the Fermi level which can be attributed to quasiparticle states which, in turn, indicates the formation of a Fermi-arc. However, neither conductivity measurements nor valence band analysis via XPS confirm an activation of a superconducting phase or presence of spectral weight of quasiparticle states at the Fermi level in this LSIO film.
It is possible that these discovered difficulties in growth are responsible for the low number of SX-ARPES publications on PLD grown (RP{214) iridate films. For further investigations of (RP{214) iridate films by SX-ARPES, their PLD growth recipes have to be improved to create high quality single crystalline films without imperfections.
Lattice dynamics and spin-phonon coupling in the multiferroic oxides Eu(1-x)Ho(x)MnO3 and ACrO2
(2019)
The focus of this thesis is the investigation of the lattice dynamics and the coupling of magnetism and phonons in two different multiferroic model systems. The first system, which constitutes the main part in this work is the system of multiferroic manganites RMnO$_{3}$, in particular Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ with $0 \le x \le 0.5$. Its cycloidal spin arrangement leads to the emergence of the ferroelectric polarization via the inverse Dzyaloshinskii-Moriya interaction. This system is special among RMnO$_{3}$ as with increasing Ho content $x$, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ does not only become multiferroic, but due to the exchange interaction with the magnetic Ho-ion, the spin cycloid (and with it the electric polarization) is also flipped for higher Ho contents. This makes it one of the first compounds, where the cycloidal reorientation happens spontaneously, rather than with the application of external fields.
On the other hand, there is the delafossite ACrO$_{2}$ system. Here, due to symmetry reasons, the spin-spiral pattern can not induce the polarization according to the inverse Dzyaloshinskii-Moriya interaction mechanism. Instead, it is thought that another way of magnetoelectric coupling is involved, which affects the charge distribution in the $d-p$ hybridized orbitals of the bonds.
The lattice vibrations as well as the quasi-particle of the multiferroic phase, the electromagnon, are studied by Raman spectroscopy. Lattice vibrations like the B$_{3g}$(1) mode, which involves vibrations of the Mn-O-Mn bonds modulate the exchange interaction and serve as a powerful tool for the investigation of magnetic correlations effects with high frequency accuracy. Raman spectroscopy acts as a local probe as even local magnetic correlations directly affect the phonon vibration frequency, revealing coupling effects onto the lattice dynamics even in the absence of global magnetic order. By varying the temperature, the coupling is investigated and unveils a renormalization of the phonon frequency as the magnetic order develops. For Eu$_{1-x}$Ho$_{x}$MnO$_{3}$, the analysis of this spin-induced phonon frequency renormalization enables the quantitative determination of the in-plane spin-phonon coupling strengths. This formalism, introduced by Granado et al., is extended here to evaluate the out-of-plane coupling strengths, which is enabled by the identification of a previously elusive feature as a vibrational mode. The complete picture is obtained by studying the lattice- and electromagnon dynamics in the magnetic field.
Further emphasis is put towards the development of the cycloidal spin structure and correlations with temperature. A new model of describing the temperature-dependent behavior of said spin correlations is proposed and can consistently explain ordering phenomena which were until now unaddressed. The results are underscored with Monte Carlo based simulations of the spin dynamics with varying temperature.
Furthermore, a novel effect of a tentative violation of the Raman selection rules in Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ was discovered. While the phonon modes can be separated and identified by their symmetry by choosing appropriate polarization configurations, in a very narrow temperature range, Eu$_{1-x}$Ho$_{x}$MnO$_{3}$ shows an increase of phonon intensities in polarization configurations where they should be forbidden. This is interpreted as a sign of local disorder, caused by 90° domain walls and could be explained within the model framework.
This course of action is followed with the material system of delafossites ACrO$_{2}$. Being a relatively new class of multiferroic materials, the investigations on ACrO$_{2}$ are also of characterizing nature. For this, shell model calculations are performed as a reference to compare the vibrational frequencies obtained by the Raman experiments to. A renormalization of the vibrational frequencies is observed in this system as well and systematically analyzed across the sample series of \textit{A}=Cu, Pd and Ag. Eventually, the effect of applying an external magnetic field is studied. A particularly interesting feature specific for CuCrO$_{2}$ is a satellite peak which appears at lower temperatures. It is presumably related to a deformation of the lattice and therefore going to be discussed in further detail.
This thesis describes the growth and characterization of epitaxial MnSi thin films on Si substrates. The interest in this material system stems from the rich magnetic phase diagram resulting from the noncentrosymmetric B20 crystal structure. Here neighboring spins prefer a tilted relative arrangement in contrast to ferro- and antiferromagnets, which leads to a helical ground state where crystal and spin helix chirality are linked [IEM+85]. This link makes the characterization and control of the crystal chirality the main goal of this thesis.
After a brief description of the material properties and applied methods, the thesis itself is divided into four main parts. In the first part the advancement of the MBE growth process of MnSi on Si\((111)\) substrate as well as the fundamental structural characterization are described. Here the improvement of the substrate interface by an adjusted substrate preparation process is demonstrated, which is the basis for well ordered flat MnSi layers. On this foundation the influence of Mn/Si flux ratio and substrate temperature on the MnSi layer growth is investigated via XRD and clear boundaries to identify the optimal growth conditions are determined. The nonstoichiometric phases outside of this optimal growth window are identified as HMS and Mn\(_5\)Si\(_3\).
Additionally, a regime at high substrate temperatures and low Mn flux is discovered, where MnSi islands are growing incorporated in a Si layer, which could be interesting for further investigations as a size confinement can change the magnetic phase diagram [DBS+18]. XRD measurements demonstrate the homogeneity of the grown MnSi layers over most of the 3 inch wafer diameter and a small \(\omega\)-FWHM of about 0.02° demonstrates the high quality of the layers. XRD and TEM measurements also show that relaxation of the layers happens via misfit dislocations at the interface to the substrate.
The second part of the thesis is concerned with the crystal chirality. Here azimuthal \(\phi\)-scans of asymmetric XRD reflections reveal twin domains with a \(\pm\)30° rotation to the substrate. These twin domains seem to consist of left and right-handed MnSi, which are connected by a mirror operation at the \((\bar{1}10)\) plane. For some of the asymmetric XRD reflections this results in different intensities for the different twin domains, which reveals that one of the domains is rotated +30° and the other is rotated -30°. From XRD and TEM measurements an equal volume fraction of both domains is deduced. Different mechanisms to suppress these twin domains are investigated and successfully achieved with the growth on chiral Si surfaces, namely Si\((321)\) and Si\((531)\). Azimuthal \(\phi\)-scans of asymmetric XRD reflections demonstrate a suppression of up to 92%. The successful twin suppression is an important step in the use of MnSi for the proposed spintronics applications with skyrmions as information carriers, as discussed in the introduction.
Because of this achievement, the third part of the thesis on the magnetic properties of the MnSi thin films is not only concerned with the principal behavior, but also with the difference between twinned and twin suppressed layers. Magnetometry measurements are used to demonstrate, that the MnSi layers behave principally as expected from the literature. The analysis of saturation and residual magnetization hints to the twin suppression on Si\((321)\) and Si\((531)\) substrates and further investigations with more samples can complete this picture. For comparable layers on Si\((111)\), Si\((321)\) and Si\((531)\) the Curie-Weiss temperature is identical within 1 K and the critical field within 0.1 T.
Temperature dependent magnetoresistivity measurements also demonstrate the expected \(T^2\) behavior not only on Si\((111)\) but also on Si\((321)\) substrates. This demonstrates the successful growth of MnSi on Si\((321)\) and Si\((531)\) substrates. The latter measurements also reveal a residual resistivity of less then half for MnSi on Si\((321)\) in comparison to Si\((111)\). This can be explained with the reduced number of domain boundaries demonstrating the successful suppression of one of the twin domains. The homogeneity of the residual resistivity as well as the charge carrier density over a wide area of the Si\((111)\) wafer is also demonstrated with these measurements as well as Hall effect measurements.
The fourth part shows the AMR and PHE of MnSi depending on the angle between in plane current and magnetic field direction with respect to the crystal direction. This was proposed as a tool to identify skyrmions [YKT+15]. The influence of the higher C\(_{3\mathrm{v}}\) symmetry of the twinned system instead of the C\(_3\) symmetry of a B20 single crystal is demonstrated. The difference could serve as a useful additional tool to prove the twin suppression on the chiral substrates. But this is only possible for rotations with specific symmetry surfaces and not for the studied unsymmetrical Si\((321)\) surface. Measurements for MnSi layers on Si\((111)\) above the critical magnetic field demonstrate the attenuation of AMR and PHE parameters for increasing resistivity, as expected from literature [WC67]. Even if a direct comparison to the parameters on Si\((321)\) is not possible, the higher values of the parameters on Si\((321)\) can be explained considering the reduced charge carrier scattering from domain boundaries. Below the critical magnetic field, which would be the region where a skyrmion lattice could be expected, magnetic hysteresis complicates the analysis. Only one phase transition at the critical magnetic field can be clearly observed, which leaves the existence of a skyrmion lattice in thin epitaxial MnSi layers open.
The best method to solve this question seems to be a more direct approach in the form of Lorentz-TEM, which was also successfully used to visualize the skyrmion lattice for thin plates of bulk MnSi [TYY+12]. For the detection of in plane skyrmions, lamellas would have to be prepared for a side view, which seems in principle possible.
The demonstrated successful twin suppression for MnSi on Si\((321)\) and Si\((531)\) substrates may also be applied to other material systems.
Suppressing the twinning in FeGe on Si\((111)\) would lead to a single chirality skyrmion lattice near room temperature [HC12]. This could bring the application of skyrmions as information carriers in spintronics within reach.
Glossary:
MBE Molecular Beam Epitaxy
XRD X-Ray Diffraction
HMS Higher Manganese Silicide
FWHM Full Width Half Maximum
TEM Tunneling Electron Microscopy
AMR Anisotropic MagnetoResistance
PHE Planar Hall Effect
Bibliography:
[IEM+85] M. Ishida, Y. Endoh, S. Mitsuda, Y. Ishikawa, and M. Tanaka. Crystal Chirality and Helicity of the Helical Spin Density Wave in MnSi. II. Polarized Neutron Diffraction. Journal of the Physical Society of Japan, 54(8):2975, 1985.
[DBS+18] B. Das, B. Balasubramanian, R. Skomski, P. Mukherjee, S. R. Valloppilly, G. C. Hadjipanayis, and D. J. Sellmyer. Effect of size confinement on skyrmionic properties of MnSi nanomagnets. Nanoscale, 10(20):9504, 2018.
[YKT+15] T. Yokouchi, N. Kanazawa, A. Tsukazaki, Y. Kozuka, A. Kikkawa, Y. Taguchi, M. Kawasaki, M. Ichikawa, F. Kagawa, and Y. Tokura. Formation of In-plane Skyrmions in Epitaxial MnSi Thin Films as Revealed by Planar Hall Effect. Journal of the Physical Society of Japan, 84(10):104708, 2015.
[WC67] R. H. Walden and R. F. Cotellessa. Magnetoresistance of Nickel-Copper Single-Crystal Thin Films. Journal of Applied Physics, 38(3):1335, 1967.
[TYY+12] A. Tonomura, X. Yu, K. Yanagisawa, T. Matsuda, Y. Onose, N. Kanazawa, H. S. Park, and Y. Tokura. Real-Space Observation of Skyrmion Lattice in Helimagnet MnSi Thin Samples. Nano Letters, 12(3):1673, 2012.
[HC12] S. X. Huang and C. L. Chien. Extended Skyrmion Phase in Epitaxial FeGe(111) Thin Films. Physical Review Letters, 108(26):267201, 2012.
The rich phase diagram of transition metal oxides essentially roots in the many body physics arising from strong Coulomb interactions within the underlying electron system.
Understanding such electronic correlation effects remains challenging for modern solid state physics, therefore experimental data is required for further progress in the field. For this reason, spectroscopic investigations of prototypical correlated materials are the scope of this thesis. The experimental methods focus on photoelectron spectroscopy, and the test materials are the correlated metal SrVO\(_3\) and the Mott insulator LaTiO\(_3\), both of which are fabricated as high quality thin films.
In SrVO\(_3\) thin films, a reduction of the film thickness induces a dimensional crossover from the metallic into the Mott insulating phase. In this thesis, an extrinsic chemical contribution from a surface over-oxidation is revealed that emerges additionally to the intrinsic change of the effective bandwidth usually identified to drive the transition. The two contributions are successfully disentangled by applying a capping layer that prevents the oxidation, allowing for a clean view on the dimensional crossover in fully stoichiometric samples. Indeed, these stoichiometric layers exhibit a higher critical thickness for the onset of the metallic phase than the bare and therefore over-oxidized thin films.
For LaTiO\(_3\) thin films, the tendency to over-oxidize is even stronger. An uncontrolled oxygen diffusion from the substrate into the film is found to corrupt the electronic properties of LaTiO\(_3\) layers grown on SrTiO\(_3\). The Mott insulating phase is only detected in stoichiometric films fabricated on more suitable DyScO\(_3\) substrates. In turn, it is demonstrated that a \(controlled\) incorporation of excess oxygen ions by increasing the oxygen growth pressure is an effective way of \(p\) doping the material which is used to drive the band filling induced Mott transition.
Gaining control of the oxygen stoichiometry in both materials allows for a systematic investigation of correlation effects in general and of the Mott transition in particular. The investigations are realized by various photoelectron spectroscopy techniques that provide a deep insight into the electronic structure. Resonant photoemission not only gives access to the titanium and vanadium related partial density of states of the valence band features, but also shows how the corresponding signal is enhanced by tuning the photon energy to the \(L\) absorption threshold. The enhanced intensity turns out to be very helpful for probing the Fermi surface topology and band dispersions by means of angular-resolved photoemission. The resulting momentum resolved electronic structure verifies central points of the theoretical description of the Mott transition, viz. the renormalization of the band width and a constant Luttinger volume in a correlated metal as the Mott phase is approached.
The measurement of the mass of the $W$ boson is currently one of the most promising precision analyses of the Standard Model, that could ultimately reveal a hint for new physics.
The mass of the $W$ boson is determined by comparing the $W$ boson, which cannot be reconstructed directly, to the $Z$ boson, where the full decay signature is available. With the help of Monte Carlo simulations one can extrapolate from the $Z$ boson to the $W$ boson.
Technically speaking, the measurement of the $W$ boson mass is performed by comparing data taken by the ATLAS experiment to a set of calibrated Monte Carlo simulations, which reflect different mass hypotheses.\
A dedicated calibration of the reconstructed objects in the simulations is crucial for a high precision of the measured value.
The comparison of simulated $Z$ boson events to reconstructed $Z$ boson candidates in data allows to derive event weights and scale factors for the calibration.
This thesis presents a new approach to reweight the hadronic recoil in the simulations. The focus of the calibration is on the average hadronic activity visible in the mean of the scalar sum of the hadronic recoil $\Sigma E_T$ as a function of pileup. In contrast to the standard method, which directly reweights the scalar sum, the dependency to the transverse boson momentum is less strongly affected here.
The $\Sigma E_T$ distribution is modeled first by means of its pileup dependency. Then, the remaining differences in the resolution of the vector sum of the hadronic recoil are scaled. This is done separately for the parallel and the pterpendicular component of the hadronic recoil with respect to the reconstructed boson.
This calibration was developed for the dataset taken by the ATLAS experiment at a center of mass energy of $8\,\textrm{TeV}$ in 2012. In addition, the same reweighting procedure is applied to the recent dataset with a low pileup contribution, the \textit{lowMu} runs at $5\,\textrm{TeV}$ and at $13\,\textrm{TeV}$, taken by ATLAS in November 2017. The dedicated aspects of the reweighting procedure are presented in this thesis. It can be shown that this reweighting approach improves the agreement between data and the simulations effectively for all datasets.
The uncertainties of this reweighting approach as well as the statistical errors are evaluated for a $W$ mass measurement by a template fit to pseudodata for the \textit{lowMu} dataset. A first estimate of these uncertainties is given here. For the pfoEM algorithm a statistical uncertainty of $17\,\text{MeV}$ for the $5\,\textrm{TeV}$ dataset and of $18\,\text{MeV}$ for the $13\,\textrm{TeV}$ are found for the $W \rightarrow \mu \nu$ analysis. The systematic uncertainty introduced by the resolution scaling has the largest effect, a value of $15\,\text{MeV}$ is estimated for the $13\,\textrm{TeV}$ dataset in the muon channel.
Metal nanostructures have been known for a long time to exhibit optical resonances via localized surface plasmons. The high electric fields in close proximity to the metal surface have prospects to dramatically change the dynamics of electronic transitions, such as an enhanced spontaneous decay rate of a single emitter. However, there have been two major issues which impede advances in the experimental realization of enhanced light-matter interaction. (i) The fabrication of high-quality resonant structures requires state-of-the-art patterning techniques in combination with superior materials. (ii) The tiny extension of the optical near-field requires precise control of the single emitter with respect to the nanostructure. This work demonstrates a solution to these problems by combining scanning probe and optical confocal microscopy. Here, a novel type of scanning probe is introduced which features a tip composed of the edge of a single crystalline gold sheet. The patterning via focused ion beam milling makes it possible to introduce a plasmonic nanoresonator directly at the apex of the tip. Numerical simulations demonstrate that the optical properties of this kind of scanning probe are ideal to analyze light-matter interaction. Detailed experimental studies investigate the coupling mechanism between a localized plasmon and single colloidal quantum dots by dynamically changing coupling strength via their spatial separation. The results have shown that weak interaction affects the shape of the fluorescence spectrum as well as the polarization. For the best probes it has been found that it is possible to reach the strong coupling regime at the single emitter level at room temperature. The resulting analysis of the experimental data and the proposed theoretical models has revealed the differences between the established far-field coupling and near-field coupling. It has been found that the broad bandwidth of plasmonic resonances are able to establish coherent coupling to multiple transitions simultaneously giving rise to an enhanced effective coupling strength. It has also been found that the current model to numerically calculate the effective mode volume is inaccurate in case of mesoscopic emitters and strong coupling. Finally, light-matter interaction is investigated by the means of a quantum-dot-decorated microtubule which is traversing a localized nearfield by gliding on kinesin proteins. This biological transport mechanism allows the parallel probing of a meta-surface with nm-precision. The results that have been put forward throughout this work have shed new light on the understanding of plasmonic light-matter interaction and might trigger ideas on how to more efficiently combine the power of localized electric fields and novel excitonic materials.
In this work, we elucidated recombination kinetics in organic and hybrid semiconductors by steady-state and time-resolved PL spectroscopy. Using these simple and very flexible experimental techniques, we probed the infrared emission from recombining free charge carriers in metal–halide perovskites, as well as the deep blue luminescence from intramolecular charge-transfer states in novel OLED emitters. We showed that similar state diagrams and kinetic models accurately describe the dynamics of excited species in these very different material systems.
In Chapters 4 and 5, we focused on lead iodide perovskites (MAPI and FAPI), whose comparatively developed deposition techniques suited the systematic material research. In MAPI, we harnessed the anomalous dependence of transient PL on the laser repetition rate in order to investigate the role of interfaces with the commonly used charge-selective layers: PC60BM, spiro-MeOTAD, and P3HT. The film was deposited on a large precut substrate and separated into several parts, which were then covered with the charge-selective layers. Thereby, the same bulk perovskite structure was maintained for all samples. Consequently, we were able to isolate interface-affected and bulk carrier recombination. The first one dominated the fast component of PL decay up to 300 ns, whereas the last was assigned to the remaining slow component. The laser repetition rate significantly prolonged PL decay in MAPI with additional interfaces while shortening the charge carrier lifetime in the pristine film. We qualitatively explained this effect by a kinetic model that included radiative electron–hole recombination and nonradiative trap-assisted recombination. All in all, we showed that the apparent PL lifetime in MAPI is to large extend defined by the laser repetition rate and by the adjacent interfaces.
Further, we studied photon recycling in MAPI and FAPI. We monitored how the microscopic PL transforms while propagating through the thin perovskite film. The emission was recorded within 5orders of magnitude in intensity up to 70μm away from the excitation spot. The Beer–Lambert law previously failed to describe the complex interplay of the intrinsic PL spectrum and the additional red-shifted peak. Therefore, we developed a general numerical model that accounts for self-absorption and diffusion of the secondary charge carriers. A simulation based on this model showed excellent agreement with the experimental spatially resolved PL maps. The proposed model can be applied to any perovskite film, because it uses easily measurable intrinsic PL spectrum and macroscopic absorption coefficient as seeding parameters.
In Chapter 6, we conducted an extensive photophysical study of a novel compact deep blue OLED emitter, SBABz4, containing spiro-biacridine and benzonitrile units. We also considered its single-donor monomer counterpart, DMABz4, in order to highlight the structure–property relationships. Both compounds exhibited thermally activated delayed fluorescence (TADF), which was independently proven by oxygen quenching and temperature-dependent transient PL measurements. The spiro-linkage in the double-donor core of SBABz4 rendered its luminescence pure blue compared to the blue-green emission from the single-donor DMABz4. Thus, the core-donor provided desirable color tuning in the deep blue region, as opposed to the common TADF molecular design with core-acceptor. Using PL lifetimes and efficiencies, we predicted EQEmax = 7.1% for SBABz4-based OLED, whereas a real test device showed EQEmax = 6.8%. Transient PL was recorded from the solutions and solid films in the unprecedentedly broad dynamic range covering up to 6orders of magnitude in time and 8orders of magnitude in intensity. The stretched exponent was shown to fit the transient PL in the films very well, whereas PL decay in dilute solution was found purely exponential. When the emitter was embedded in the host matrix that prevented aggregation, its TADF properties were superior in comparison with the pure SBABz4 film. Finally, using temperature-dependent transient PL data, we calculated the TADF activation energy of 70 meV.
To sum up, this Thesis contributes to the two fascinating topics of the last decade’s material research: perovskite absorbers for photovoltaics and TADF emitters for OLEDs. We were lucky to work with the emerging systems and tailor for them new models out of the well-known physical concepts. This was both exciting and challenging. In the end, science of novel materials is always a mess. We hope that we brought there a bit of clarity and light.
This thesis describes the studies of topological superconductivity, which is predicted to
emerge when pair correlations are induced into the surface states of 2D and 3D topolog-
ical insulators (TIs). In this regard, experiments have been designed to investigate the
theoretical ideas first pioneered by Fu and Kane that in such system Majorana bound
states occur at vortices or edges of the system [Phys. Rev. Lett. 100, 096407 (2008), Phys.
Rev. B 79, 161408 (2009)]. These states are of great interest as they constitute a new
quasiparticle which is its own antiparticle and can be used as building blocks for fault
tolerant topological quantum computing.
After an introduction in chapter 1, chapter 2 of the thesis lays the foundation for the
understanding of the field of topology in the context of condensed matter physics with a
focus on topological band insulators and topological superconductors. Starting from a
Chern insulator, the concepts of topological band theory and the bulk boundary corre-
spondence are explained. It is then shown that the low energy Hamiltonian of mercury
telluride (HgTe) quantum wells of an appropriate thickness can be written as two time
reversal symmetric copies of a Chern insulator. This leads to the quantum spin Hall effect.
In such a system, spin-polarized one dimensional conducting states form at the edges
of the material, while the bulk is insulating. This concept is extended to 3D topological
insulators with conducting 2D surface states. As a preliminary step to treating topological
superconductivity, a short review of the microscopic theory of superconductivity, i.e. the
theory of Bardeen, Cooper, and Shrieffer (BCS theory) is presented. The presence of
Majorana end modes in a one dimensional superconducting chain is explained using the
Kitaev model. Finally, topological band insulators and conventional superconductivity
are combined to effectively engineer p-wave superconductivity. One way to investigate
these states is by measuring the periodicity of the phase of the Josephson supercurrent
in a topological Josephson junction. The signature is a 4π-periodicity compared to the
2π-periodicity in conventional Josephson junctions. The proof of the presence of this
effect in HgTe based Josephson junction is the main goal of this thesis and is discussed in
chapters 3 to 6.
Chapter 3 describes in detail the transport of a 3D topological insulator based weak
link under radio-frequency radiation. The chapter starts with a review of the state of
research of (i) strained HgTe as 3D topological insulator and (ii) the progress of induc-
ing superconducting correlations into the topological surface states and the theoretical
predictions of 3D TI based Josephson junctions. Josephson junctions based on strained
HgTe are successfully fabricated. Before studying the ac driven Josephson junctions, the
dc transport of the devices is analysed. The critical current as a function of temperature
is measured and it is possible to determine the induced superconducting gap. Under
rf illumination Shapiro steps form in the current voltage characteristic. A missing first
step at low frequencies and low powers is found in our devices. This is a signature of
a 4π-periodic supercurrent. By studying the device in a wide parameter range - as a
147148 SUMMARY
function of frequency, power, device geometry and magnetic field - it is shown that the
results are in agreement with the presence of a single gapless Andreev doublet and several
conventional modes.
Chapter 4 gives results of the numerical modelling of the I −V dynamics in a Josephson
junction where both a 2π- and a 4π-periodic supercurrents are present. This is done in
the framework of an equivalent circuit representation, namely the resistively shunted
Josephson junction model (RSJ-model). The numerical modelling is in agreement with
the experimental results in chapter 3. First, the missing of odd Shapiro steps can be
understood by a small 4π-periodic supercurrent contribution and a large number of
modes which have a conventional 2π-periodicity. Second, the missing of odd Shapiro
steps occurs at low frequency and low rf power. Third, it is shown that stochastic processes
like Landau Zener tunnelling are most probably not responsible for the 4π contribution.
In a next step the periodicity of Josephson junctions based on quantum spin Hall
insulators using are investigated in chapter 5. A fabrication process of Josephson junctions
based on inverted HgTe quantum wells was successfully developed. In order to achieve a
good proximity effect the barrier material was removed and the superconductor deposited
without exposing the structure to air. In a next step a gate electrode was fabricated which
allows the chemical potential of the quantum well to be tuned. The measurement of the
diffraction pattern of the critical current Ic due to a magnetic field applied perpendicular
to the sample plane was conducted. In the vicinity to the expected quantum spin Hall
phase, the pattern resembles that of a superconducting quantum interference device
(SQUID). This shows that the current flows predominantly on the edges of the mesa.
This observation is taken as a proof of the presence of edge currents. By irradiating the
sample with rf, missing odd Shapiro steps up to step index n = 9 have been observed. This
evidences the presence of a 4π-periodic contribution to the supercurrent. The experiment
is repeated using a weak link based on a non-inverted HgTe quantum well. This material
is expected to be a normal band insulator without helical edge channels. In this device,
all the expected Shapiro steps are observed even at low frequencies and over the whole
gate voltage range. This shows that the observed phenomena are directly connected
to the topological band structure. Both features, namely the missing of odd Shapiro
steps and the SQUID like diffraction pattern, appear strongest towards the quantum spin
Hall regime, and thus provide evidence for induced topological superconductivity in the
helical edge states.
A more direct way to probe the periodicity of the Josephson supercurrent than using
Shapiro steps is the measurement of the emitted radiation of a weak link. This experiment
is presented in chapter 6. A conventional Josephson junction converts a dc bias V to
an ac current with a characteristic Josephson frequency fJ
= eV /h. In a topological
Josephson junction a frequency at half the Josephson frequency fJ /2 is expected. A
new measurement setup was developed in order to measure the emitted spectrum of a
single Josephson junction. With this setup the spectrum of a HgTe quantum well based
Josephson junction was measured and the emission at half the Josephson frequency fJ /2
was detected. In addition, fJ emission is also detected depending on the gate voltage and
detection frequency. The spectrum is again dominated by half the Josephson emission at
low voltages while the conventional emission is determines the spectrum at high voltages.
A non-inverted quantum well shows only conventional emission over the whole gateSUMMARY 149
voltage and frequency range. The linewidth of the detected frequencies gives a measure
on the lifetime of the bound states: From there, a coherence time of 0.3–4ns for the fJ /2
line has been deduced. This is generally shorter than for the fJ line (3–4ns).
The last part of the thesis, chapter 7, reports on the induced superconducting state
in a strained HgTe layer investigated by point-contact Andreev reflection spectroscopy.
For the experiment, a HgTe mesa was fabricated with a small constriction. The diameter
of the orifice was chosen to be smaller than the mean free path estimated from magne-
totransport measurements. Thus one gets a ballistic point-contact which allows energy
resolved spectroscopy. One part of the mesa is covered with a superconductor which
induces superconducting correlations into the surface states of the topological insulator.
This experiment therefore probes a single superconductor normal interface. In contrast to
the Josephson junctions studied previously, the geometry allows the acquisition of energy
resolved information of the induced superconducting state through the measurement
of the differential conductance dI/dV as a function of applied dc bias for various gate
voltages, temperatures and magnetic fields. An induced superconducting order parame-
ter of about 70µeV was extracted but also signatures of the niobium gap at the expected
value around Δ Nb
≈ 1.1meV have been found. Simulations using the theory developed by
Blonder, Tinkham and Klapwijk and an extended model taking the topological surface
states into account were used to fit the data. The simulations are in agreement with a
small barrier at the topological insulator-induced topological superconductor interface
and a high barrier at the Nb to topological insulator interface. To understand the full con-
ductance curve as a function of applied voltage, a non-equilibrium driven transformation
is suggested. The induced superconductivity is suppressed at a certain bias value due to
local electron population. In accordance with this suppression, the relevant scattering
regions change spatially as a function of applied bias.
To conclude, it is emphasized that the experiments conducted in this thesis found
clear signatures of induced topological superconductivity in HgTe based quantum well
and bulk devices and opens up the avenue to many experiments. It would be interesting
to apply the developed concepts to other topological matter-superconductor hybrid
systems. The direct spectroscopy and manipulation of the Andreev bound states using
circuit quantum electrodynamic techniques should be the next steps for HgTe based
samples. This was already achieved in superconducting atomic break junctions by the
group in Saclay [Science 2015, 349, 1199-1202 (2015)]. Another possible development
would be the on-chip detection of the emitted spectrum as a function of the phase φ
through the junction. In this connection, the topological junction needs to be shunted
by a parallel ancillary junction. Such a setup would allow the current phase relation
I(φ) directly and the lifetime of the bound states to be measured directly. By coupling
this system to a spectrometer, which can be another Josephson junction, the energy
dependence of the Andreev bound states E(φ) could be obtained. The experiments on
the Andreev reflection spectroscopy described in this thesis could easily be extended to
two dimensional topological insulators and to more complex geometries, like a phase
bias loop or a tunable barrier at the point-contact. This work might also be useful for
answering the question how and why Majorana bound states can be localized in quantum
spin Hall systems.
In Magnetic Resonance Imaging (MRI), acquisition of dynamic data may be highly complex due to rapid changes occurred in the object to be imaged. For clinical diagnostic, dynamic MR images require both high spatial and temporal resolution. The speed in the acquisition is a crucial factor to capture optimally dynamics of the objects to obtain accurate diagnosis. In the 90’s, partially parallel MRI (pMRI) has been introduced to shorten scan times reducing the amount of acquired data. These approaches use multi-receiver coil arrays to acquire independently and simultaneously the data.
Reduction in the amount of acquired data results in images with aliasing artifacts. Dedicated methods as such Sensitivity Encoding (SENSE) and Generalized Autocalibrating Partially Parallel Acquisition (GRAPPA) were the basis of a series of algorithms in pMRI.
Nevertheless, pMRI methods require extra spatial or temporal information in order to optimally reconstruct the data. This information is typically obtained by an extra scan or embedded in the accelerated acquisition applying a variable density acquisition scheme.
In this work, we were able to reduce or totally eliminate the acquisition of the training data for kt-SENSE and kt-PCA algorithms obtaining accurate reconstructions with high temporal fidelity.
For dynamic data acquired in an interleaved fashion, the temporal average of accelerated data can generate an artifact-free image used to estimate the coil sensitivity maps avoiding the need of extra acquisitions. However, this temporal average contains errors from aliased components, which may lead to signal nulls along the spectra of reconstructions when methods like kt-SENSE are applied. The use of a GRAPPA filter applied to the temporal average reduces these errors and subsequently may reduce the null components in the reconstructed data. In this thesis the effect of using temporal averages from radial data was investigated. Non-periodic artifacts performed by undersampling radial data allow a more accurate estimation of the true temporal average and thereby avoiding undesirable temporal filtering in the reconstructed images. kt-SENSE exploits not only spatial coil sensitivity variations but also makes use of spatio-temporal correlations in order to separate the aliased signals. Spatio-temporal correlations in kt-SENSE are learnt using a training data set, which consists of several central k-space lines acquired in a separate scan. The scan of these extra lines results in longer acquisition times even for low resolution images. It was demonstrate that limited spatial resolution of training data set may lead to temporal filtering effects (or temporal blurring) in the reconstructed data.
In this thesis, the auto-calibration for kt-SENSE was proposed and its feasibility was tested in order to completely eliminate the acquisition of training data. The application of a prior TSENSE reconstruction produces the training data set for the kt-SENSE algorithm. These training data have full spatial resolution. Furthermore, it was demonstrated that the proposed auto-calibrating method reduces significantly temporal filtering in the reconstructed images compared to conventional kt-SENSE reconstructions employing low resolution training images. However, the performance of auto-calibrating kt-SENSE is affected by the Signal-to-Noise Ratio (SNR) of the first pass reconstructions that propagates to the final reconstructions.
Another dedicated method used in dynamic MRI applications is kt-PCA, that was first proposed for the reconstruction of MR cardiac data. In this thesis, kt-PCA was employed for the generation of spatially resolved M0, T1 and T2 maps from a single accelerated IRTrueFISP or IR-Snapshot FLASH measurement. In contrast to cardiac dynamic data, MR relaxometry experiments exhibit signal at all temporal frequencies, which makes their reconstruction more challenging. However, since relaxometry measurements can be represented by only few parameters, the use of few principal components (PC) in the kt-PCA algorithm can significantly simplify the reconstruction. Furthermore, it was found that due to high redundancy in relaxometry data, PCA can efficiently extract the required information from just a single line of training data.
It has been demonstrated in this thesis that auto-calibrating kt-SENSE is able to obtain high temporal fidelity dynamic cardiac reconstructions from moderate accelerated data avoiding the extra acquisition of training data. Additionally, kt-PCA has been proved to be a suitable method for the reconstruction of highly accelerated MR relaxometry data.
Furthermore, a single central training line is necessary to obtain accurate reconstructions. Both reconstruction methods are promising for the optimization of training data acquisition and seem to be feasible for several clinical applications.
Atomic nanowires formed by self-assembled growth on semiconducting surfaces represent a feasible physical realization of quasi-1D electron systems and can be used to study fascinating 1D quantum phenomena. The system in the focus of this thesis, Si(553)-Au, is generated by Au adsorption onto a stepped silicon surface. It features two different chain types, interspersed with each other: A Au chain on the terrace, and a honeycomb chain of graphitic silicon located at the step edge. The silicon atoms at the exposed edges of the latter are predicted to be spin-polarized and charge-ordered [1], leading to an ordered array of local magnetic moments referred to as ``spin chains''.
The present thesis puts this spin chain proposal to an experimental test.
A detailed scanning tunneling microscopy (STM) and scanning tunneling spectroscopy (STS) scrutiny reveals a distinct unoccupied density of states (DOS) feature localized at every third Si step-edge atom, which aligns perfectly with the density functional theory (DFT) prediction.
This finding provides strong evidence for the formation of spin chains at the Si(553)-Au step edges, and simultaneously rules out the interpretation of previous studies which attributed the x3 step-edge superstructure to a Peierls instability.
To study the formation of spin chains in further detail, an additional member of the so-called Si(hhk)-Au family -- Si(775)-Au -- is analyzed.
Based on DFT modeling (performed by S.C. Erwin, Naval Research Laboratory, USA) and detailed STM and STS experiments, a new structure model for this surface is developed, and the absence of spin chains at the Si(775)-Au step edges is demonstrated.
The different step-edge charge distributions of all known Si(hhk)-Au surfaces are traced back to an electron transfer between the terrace and the step edge. Accordingly, an unintentional structure defect should create a localized spin at the Si(775)-Au step edge. This prediction is verified experimentally, and suggest that surface chemistry can be used to create and destroy Si spin chains.
Having clarified why spin chains form on some Si(hhk)-Au surfaces but not on others, various interaction effects of the Si(553)-Au spin chains are inspected.
A collaborative analysis by SPA-LEED (M. Horn-von Hoegen group, University of Duisburg-Essen, Germany), DFT (S.C. Erwin), and STM reveals strong lateral coupling between adjacent spin chains, bearing interesting implications for their magnetic ordering. The centered geometry uncovered leads to magnetic frustration, and may stabilize a 2D quantum spin liquid.
Moreover, a complex interplay between neighboring Au and Si chains is detected.
Specifically, the interaction is found effectively ``one-way'', i.e., the Si step edges respond to the Au chains but not vice versa.
This unidirectional effect breaks the parity of the Si chains, and creates two different configurations of step edges with opposite directionality.
In addition to the static properties of the Si(553)-Au surface mentioned above, the occurrence of solitons in both wire types is witnessed in real space by means of high-resolution STM imaging. The solitons are found to interact with one another such that both move in a coupled fashion along the chains. Likewise, STM experiments as a function of the tunneling current suggest an excitation of solitons along the step edge by the STM tunneling tip.
Solitons are also found to play an essential role in the temperature-dependent behavior of the Si(553)-Au step edges.
It is an accepted fact that the distinct x3 superstructure of the Si(553)-Au step edges vanishes upon heating to room temperature. As a first step in exploring this transition in detail over a large temperature range, a previously undetected, occupied electronic state associated with the localized step-edge spins is identified by means of angle-resolved photoemission spectroscopy (ARPES).
A tracking of this state as a function of temperature reveals an order-disorder-type transition. Complementary STM experiments attribute the origin of this transition to local, thermally activated spin site hops, which correspond to soliton-anitsoliton pairs.
Finally, a manipulation of the Si(553)-Au atomic wire array is achieved by the stepwise adsorption of potassium atoms. This does not only increase the filling of the Au-induced surface bands culminating in a metal-insulator transition (MIT), but also modifies the Si step-edge charge distribution, as indicated by STM and ARPES experiments.
[1] S. C. Erwin and F. Himpsel, Intrinsic magnetism at silicon surfaces, Nat. Commun. 1,
58 (2010).
In this work, functional plasmonic nanocircuitry is examined as a key of revolutionizing state-of-the-art electronic and photonic circuitry in terms of integration density and transmission bandwidth. In this context, numerical simulations enable the design of dedicated devices, which allow fundamental control of photon flow at the nanometer scale via single or multiple plasmonic eigenmodes. The deterministic synthesis and in situ analysis of these eigenmodes is demonstrated and constitutes an indispensable requirement for the practical use of any device. By exploiting the existence of multiple eigenmodes and coherence - both not accessible in classical electronics - a nanoscale directional coupler for the ultrafast spatial and spatiotemporal coherent control of plasmon propagation is conceived. Future widespread application of plasmonic nanocircuitry in quantum technologies is boosted by the promising demonstrations of spin-optical and quantum plasmonic nanocircuitry.
One of the most significant technological advances in history was driven by the utilization of a new material class: semiconductors.
Its most important application being the transistor, which is indispensable in our everyday life. The technological advance in the semiconductor industry, however, is about to slow down. Making transistors ever smaller to increase the performance and trying to reduce and deal with the dissipative heat will soon reach the limits dictated by quantum mechanics with Moore himself, predicting the death of his famous law in the next decade.
A possible successor for semiconductor transistors is the recently discovered material class of topological insulators. A material which in its bulk is insulating but has topological protected metallic surface states or edge states at its boundary. Their electrical transport characteristics include forbidden backscattering and spin-momentum-locking with the spin of the electron being perpendicular to its momentum. Topological insulators therefore offer an opportunity for high performance devices with low dissipation, and applications in spintronic where data is stored and processed at the same point.
The topological insulator Bi\(_2\)Se\(_3\) and related compounds offer relatively high energy band gaps and a rather simple band structure with a single dirac cone at the gamma point of the Brillouin zone. These characteritics make them ideal candidates to study the topological surface state in electrical transport experiments and explore its physics.
The noninvasive magnetic resonance imaging technique allows for the investigation of functional processes in the living plant. For this purpose during this work, different NMR imaging methods were further developed and applied.
For the localisation of the intrusion of water into the germinating rape seed with the simultaneous depiction of the lipid-rich tissue via a 3D rendering, in Chap. 5 the technique of interleaved chemical selective acquisition of water and lipid was used in the germinating seed. The utilization of high-resolution MR images of germinated seeds enabled the localization of a predetermined water gap in the lipid-rich aleurone layer, which resides directly under the seed coat. The for a long time in biology prevalent discussion, whether such a gap exists or the seed soaks up the water from all sides, rather like a sponge, could hereby, at least for the rapeseed seed, be answered clearly. Furthermore, the segmentation and 3D visualization of the vascular tissue in the rapeseed seeds was enabled by the high-resolution datasets, a multiply branched structure preconstructed in the seed could be shown. The water is directed by the vascular tissue and thus awakens the seed gradually to life. This re-awakening could as well be tracked by means of invasive imaging via an oxygen sensor. In the re-awakened seeds, the lipid degradation starts, other than expected, not in the lipid-rich cotyledons but in the residual endosperm remaining from seed development and in the aleurone layer which previously protected the embryo. Within this layer, the degradation could be verified in the high-resolution MR datasets.
The method presented in Chap. 6 provides a further characteristic trait for phenotyping of seeds and lipid containing plants in general. The visualization of the compounds of fatty acids in plant seeds and fruits could be achieved by the distinct utilization of chemical shift-selective imaging techniques. Via the application of a CSI sequence the fatty acid compounds in an olive were localized in a 2D slice. In conjunction with an individually adjusted CHESS presaturation module Haa85 the high-resolution 3D visualization of saturated and unsaturated fatty acid compounds in different seeds was achieved. The ratio maps calculated from these datasets allow to draw conclusions from the developmental stage or the type of seed. Furthermore, it could be shown that the storage condition of two soybean seeds with different storage time durations lead to no degradation of the fatty acid content.
Additional structural information from inside of dry seeds are now accessible via MRI. In this work the imaging of cereal seeds could be significantly improved by the application of the UTE sequence. The hitherto existing depictions of the lipid distribution, acquired with the spin echo sequence, were always sufficient for examinations of the lipid content, yet defects in the starchy endosperm or differences in the starch concentration within the seed remained constantly unseen with this technique. In a direct comparison of the datasets acquired with the previous imaging technique (spin echo) and with UTE imaging, the advantage of data acquisition with UTE could be shown. By investigating the potential seed compounds (starch, proteins, sugar) in pure form, the constituent parts contributing to the signal could be identified as bound water (residual moisture) and starch. The application of a bi-exponential fit on the datasets of the barley seed enabled the separate mapping of magnetization and of relaxation time of two components contributing to the NMR signal. The direct comparison with histological stainings verified the previous results, thus this technique can be used for the selective imaging of starch in dry seeds.
Conclusions on the translocation characteristics in plants can be drawn by the technique proposed in Chap. 8. The associated translocation velocities can now, even in the range of several um/h, be determined in the living plant. Based on calculated concentrations of an MR contrast agent, which was taken up by the plant, these translocation velocities were estimated both in longitudinal direction, thus along the vascular bundle, and in horizontal direction, thus out of the bundle. The latter velocity is located below the contrast agent's velocity value of free diffusion. By adjusting a dynamic contrast-enhancing imaging technique (DCE-Imaging, Tof91) the acquisition duration of a T1-map was significantly reduced. By means of these maps, local concentrations of the contrast agent in plant stems and the siliques of the rapeseed plant could be determined.
Numerous questions in plant science can only be answered by non-invasive techniques such as MRI. For this reason, besides the experimental results achieved in this work, further NMR methods were tested and provided for the investigation of plants.
As an example, the study on the imaging of magnetic exchange processes are mentioned, which provided the groundwork for a possible transfer of CEST experiments (Chemical Exchange Saturation Transfer) to the plant. The results are presented in the bachelor thesis of A. Jäger Jae17, which was performed under my supervision, they find great interest under biologists.
The development of new technologies, which extend the possibilities for the investigation of living organisms, is of great importance. For this reason, I have contributed to the development of the currently unpublished method RACETE (Refocused Acquisition of Chemical Exchange Transferred Excitations [Jak17, Reu17, Gut18a]). By rephasing the transferred magnetization the utilization of properties which have not been available in chemical "`exchange"' experiments is enabled. With this method a positive contrast is generated, thus a reference experiment is not mandatory. Furthermore, the image phase, which in classical experiments contains no information about the exchanged protons, can be used for the distinct identification of multiple substances which have been excited simultaneously.
This recently at the Department of Experimental Physics V developed method can be used in particular for the identification of lipids and for the localization of sugars and amino acids, thus it can serve the enhancement and improvement of non-invasive analytical methods.
Micromegas are parallel-plate gaseous detectors with micro-pattern readout structures that are able to measure precisely and efficiently at high particle rates. Their difference with respect to other gaseous detectors is that the space in which particles ionise the gas and create electrons is separated from the region in which these electrons are multiplied (or amplified) by a thin metallic mesh. In the ionisation region, typically a few mm thick, a moderate field of a few hundred V/cm is applied. The amplification region with a homogeneous electrical field of 40--50~kV/cm is only 100--150~$\upmu$m thick. The latter guarantees that the positive ions produced in the amplification process are rapidly evacuated and the possibility to build up space charge at high rate is reduced. Critical in micromegas detectors are sparks in the thin amplification region in the presence of the high electrical field. This problem was solved in 2011 by introducing a spark protection scheme. It consists of a layer of resistive strips on top of the readout strips, separated from the latter by a thin insulation layer.
Micromegas with the spark protection scheme were selected as instrumentation of the first ATLAS forward muon station (NSW) in the upgrade of the ATLAS detector for the operation of the Large Hadron Collider (LHC) at high luminosity (HL-LHC), expected for 2026.
The main subjects of this thesis are: the characterisation of the first micromegas quadruplet prototypes for the NSW detectors; the characterisation of the materials used in the spark-protection system; and the study of the influence of the mesh distance holders (pillars) on the detector performance.
The thesis starts with a brief introduction into the LHC and ATLAS projects, followed by a chapter that explains the reason for the upgrade of the ATLAS muon system and shows the layout of the NSW.
The first of the three main chapters covers the construction and the characterisation of the first two prototypes for the NSW detectors. These detectors comprise four detection layers and have the same mechanical structure as the NSW detectors. The mechanical precision as well as the homogeneity of the detector response are discussed. The latter has been measured using X-rays and cosmic rays. The spatial resolution that can be achieved with these detectors precision has been measured at the MAMI accelerator at Mainz with low-energy electrons. The chapter is completed by a section that describes the successful integration of a data acquisition system (DAQ) into the official ATLAS DAQ system that was required for an initially planned installation of one of the prototypes on the existing Small Wheel.
The next chapter presents a study of the influence of temperature and humidity changes on the resistive strips used in the spark protection system. In addition the long-term stability of the resistive material has been measured accumulating charge equivalent to 100 years of operation in the HL-LHC and exposing the samples to intense gamma irradiation equivalent to 10 years of HL-LHC operation.
The third part covers the impact of the mesh distance holders (pillars) on the performance of the detector. This study has been performed with a 10 x 10 cm$^2$ bulk-micromegas with two different pillar shapes. Both 5.9 keV gammas from a $^{55}$Fe and 8 keV X-rays from a Cu target were used. In this context also the electrostatic charge-up of the detector is discussed.
In the Appendices one finds a summary of the fundamental physics relevant for gaseous detectors as well as some supporting material for the topics covered in the main part of the thesis.
The goal of this work is to improve the understanding of adsorption-induced deformation in nanoporous (and in particular microporous) materials in order to explore its potential for material characterization and provide guidelines for related technical applications such as adsorption-driven actuation. For this purpose this work combines in-situ dilatometry measurements with in-depth modeling of the obtained adsorption-induced strains. A major advantage with respect to previous studies is the combination of the dilatometric setup and a commercial sorption instrument resulting in high quality adsorption and strain isotherms. The considered model materials are (activated and thermally annealed) carbon xerogels, a sintered silica aerogel, a sintered hierarchical structured porous silica and binderless zeolites of type LTA and FAU; this selection covers micro-, meso- and macroporous as well as ordered and disordered model materials.
All sample materials were characterized by scanning electron microscopy, gas adsorption and sound velocity measurements. In-situ dilatometry measurements on mesoporous model materials were performed for the adsorption of N2 at 77 K, while microporous model materials were also investigated for CO2 adsorption at 273 K, Ar adsorption at 77 K and H2O adsorption at 298 K. Within this work the available in-situ dilatometry setup was revised to improve resolution and reproducibility of measurements of small strains at low relative pressures, which are of particular relevance for microporous materials.
The obtained experimental adsorption and strain isotherms of the hierarchical structured porous silica and a micro-macroporous carbon xerogel were quantitatively analyzed based on the adsorption stress model; this approach, originally proposed by Ravikovitch and Neimark, was extended for anisotropic pore geometries within this work. While the adsorption in silica mesopores could be well described by the classical and analytical theory of Derjaguin, Broekhoff and de Boer, the adsorption in carbon micropores required for comprehensive nonlocal density functional theory calculations. To connect adsorption-induced stresses and strains, furthermore mechanical models for the respective model materials were derived. The resulting theoretical framework of adsorption, adsorption stress and mechanical model was applied to the experimental data yielding structural and mechanical information about the model materials investigated, i.e., pore size or pore size distribution, respectively, and mechanical moduli of the porous matrix and the nonporous solid skeleton. The derived structural and mechanical properties of the model materials were found to be consistent with independent measurements and/or literature values. Noteworthy, the proposed extension of the adsorption stress model proved to be crucial for the correct description of the experimental data.
Furthermore, it could be shown that the adsorption-induced deformation of disordered mesoporous aero-/xerogel structures follows qualitatively the same mechanisms obtained for the ordered hierarchical structured porous silica. However, respective quantitative modeling proved to be challenging due to the ill-shaped pore geometry of aero-/xerogels; good agreement between model and experiment could only be achieved for the filled pore regime of the adsorption isotherm and the relative pressure range of monolayer formation. In the intermediate regime of multilayer formation a more complex model than the one proposed here is required to correctly describe stress related to the curved adsorbate-adsorptive interface. Notably, for micro-mesoporous carbon xerogels it could be shown that micro- and mesopore related strain mechanisms superimpose one another.
The strain isotherms of the zeolites were only qualitatively evaluated. The result for the FAU type zeolite is in good agreement with other experiments reported in literature and the theoretical understanding derived from the adsorption stress model. On the contrary, the strain isotherm of the LTA type zeolite is rather exceptional as it shows monotonic expansion over the whole relative pressure range. Qualitatively this type of strain isotherm can also be explained by the adsorption stress model, but a respective quantitative analysis is beyond the scope of this work.
In summary, the analysis of the model materials' adsorption-induced strains proved to be a suitable tool to obtain information on their structural and mechanical properties including the stiffness of the nonporous solid skeleton. Investigations on the carbon xerogels modified by activation and thermal annealing revealed that adsorption-induced deformation is particularly suited to analyze even small changes of carbon micropore structures.
The presented thesis summarizes the results from four and a half years of intense lithography development on (Cd,Hg)Te/HgTe/(Cd,Hg)Te quantum well structures. The effort was motivated by the unique properties of this topological insulator. Previous work from Molenkamp at al.\ has proven that the transport through such a 2D TI is carried by electrons with opposite spin, counter-propagating in 1D channels along the sample edge. However, up to this thesis, the length of quantized spin Hall channels has never been reported to exceed 4 µm. Therefore, the main focus was put on a reproducible and easy-to-handle fabrication process that reveals the intrinsic material parameters.
Every single lithography step in macro as well as microscopic sample fabrication has been re-evaluated. In the Development, the process changes have been presented along SEM pictures, microgaphs and, whenever possible, measurement responses.
We have proven the conventional ion milling etch method to damage the remaining mesa and result in drastically lower electron mobilities in samples of microscopic size.
The novel KI:I2:HBr wet etch method for macro and microstructure mesa fabrication has been shown to leave the crystalline structure intact and result in unprecedented mobilities, as high as in macroscopic characterization Hall bars. Difficulties, such as an irregular etch start and slower etching of the conductive QW have been overcome by concentration, design and etch flow adaptations. In consideration of the diffusive regime, a frame around the EBL write field electrically decouples the structure mesa from the outside wafer. As the smallest structure, the frame is etched first and guarantees a non-different etching of the conductive layer during the redox reaction. A tube-pump method assures reproducible etch results with mesa heights below 300 nm. The PMMA etch mask is easy to strip and leaves a clean mesa with no redeposition. From the very first attempts, to the final etch process, the reader has been provided with the characteristics and design requirements necessary to enable the fabrication of nearly any mesa shape within an EBL write field of 200 µm.
Magneto resistance measurement of feed-back samples have been presented along the development chronology of wet etch method and subsequent lithography steps. With increasing feature quality, more and more physics has been revealed enabling detailed evaluation of smallest disturbances. The following lithography improvements have been implemented. They represent a tool-box for high quality macro and microstructure fabrication on (CdHg)Te/HgTe of almost any kind.
The optical positive resist ECI 3027 can be used as wet and as dry etch mask for structure sizes larger than 1 µm. It serves to etch mesa structures larger than the EBL write field.
The double layer PMMA is used for ohmic contact fabrication within the EBL write field. Its thickness allows to first dry etch the (Cd,Hg)Te cap layer and then evaporate the AuGe contact, in situ and self-aligned. Because of an undercut, up to 300 nm can be metalized without any sidewalls after the lift-off. An edge channel mismatch within the contact leads can be avoided, if the ohmic contacts are designed to reach close to the sample and beneath the later gate electrode.
The MIBK cleaning step prior to the gate application removes PMMA residuals and thereby improves gate and potential homogeneity.
The novel low HfO2-ALD process enables insulator growth into optical and EBL lift-off masks of any resolvable shape. Directly metalized after the insulator growth, the self-aligned method results in thin and homogeneous gate electrode reproducibly withholding gate voltages to +-10 V.
The optical negative resist ARN 4340 exhibits an undercut when developed. Usable as dry etch mask and lift-off resist, it enables an in-situ application of ohmic contacts first etching close to the QW, then metalizing AuGe. Up to 500 nm thickness, the undercut guarantees an a clean lift-off with no sidewalls.
The undertaken efforts have led to micro Hall bar measurements with Hall plateaus and SdH-oszillations in up to now unseen levels of detail.
The gap resistance of several micro Hall bars with a clear QSH signal have been presented in Quantum Spin Hall. The first to exhibit longitudinal resistances close to the expected h/2e2 since years, they reveal unprecedented details in features and characteristics. It has been shown that their protection against backscattering through time reversal symmetry is not as rigid as previously claimed. Values below and above 12.9 kΩ been explained, introducing backscattering within the Landauer-Büttiker formalism of edge channel transport. Possible reasons have been discussed. Kondo, interaction and Rashba-backscattering arising from density inhomogeneities close to the edge are most plausible to explain features on and deviations from a quantized value. Interaction, tunneling and dephasing mechanisms as well as puddle size, density of states and Rashba Fields are gate voltage dependent. Therefore, features in the QSH signal are fingerprints of the characteristic potential landscape.
Stable up to 11 K, two distinct but clear power laws have been found in the higher temperature dependence of the QSH in two samples. However, with ΔR = Tα, α = ¼ in one (QC0285) and α = 2 in the other (Q2745), none of the predicted dependencies could be confirmed. Whereas, the gap resistances of QC0285 remains QSH channel dominated up to 3.9 T and thereby confirmed the calculated lifting of the band inversion in magnetic field. The gate-dependent oscillating features in the QSH signal of Q2745 immediately increase in magnetic field. The distinct field dependencies allowed the assumption of two different dominant backscattering mechanisms.
Resulting in undisturbed magneto transport and unprecedented QSH measurements The Novel Micro Hall Bar Process has proven to enable the fabrication of a new generation of microstructures.
In this dissertation the electronic and high-energy optical properties of thin nanoscale
films of the magnetic topological insulator (MTI) (V,Cr)y(BixSb1-x)2-yTe3 are studied
by means of X-ray photoelectron spectroscopy (XPS) and electron energy-loss
spectroscopy (EELS). Magnetic topological insulators are presently of broad interest
as the combination of ferromagnetism and spin-orbit coupling in these materials
leads to a new topological phase, the quantum anomalous Hall state (QAHS), with
dissipation less conduction channels. Determining and controlling the physical
properties of these complex materials is therefore desirable for a fundamental understanding
of the QAHS and for their possible application in spintronics. EELS can
directly probe the electron energy-loss function of a material from which one can
obtain the complex dynamic dielectric function by means of the Kramers-Kronig
transformation and the Drude-Lindhard model of plasmon oscillations.
The XPS core-level spectra in (V,Cr)y(BixSb1-x)2-yTe3 are analyzed in detail with
regards to inelastic background contributions. It is shown that the spectra can be
accurately described based on the electron energy-loss function obtained from an
independent EELS measurement. This allows for a comprehensive and quantitative
analysis of the XPS data, which will facilitate future core-level spectroscopy studies
in this class of topological materials. From the EELS data, furthermore, the bulk and
surface optical properties were estimated, and compared to ab initio calculations
based on density functional theory (DFT) performed in the GW approximation
for Sb2Te3. The experimental results show a good agreement with the calculated
complex dielectric function and the calculated energy-loss function. The positions of
the main plasmon modes reported here are expected to be generally similar in other
materials in this class of nanoscale TI films. Hence, the present work introduces
EELS as a powerful method to access the high-energy optical properties of TI
thin films. Based on the presented results it will be interesting to explore more
systematically the effects of stoichiometry, magnetic doping, film thickness and
surface morphology on the electron-loss function, potentially leading to a better
understanding of the complex interplay of structural, electronic, magnetic and
optical properties in MTI nanostructures.
Transition metal oxides (TMO) represent a highly interesting material class as
they exhibit a variety of different emergent phenomena including multiferroicity and
superconductivity. These effects result from a significant interplay of charge, spin
and orbital degrees of freedom within the correlated d-electrons. Oxygen vacancies
(OV) at the surface of certain d0 TMO release free charge carriers and prompt the
formation of a two-dimensional electron gas (2DEG). Barium titanate (BaTiO3) is a
prototypical and promising d0 TMO. It displays ferroelectricity at room temperature
and features several structural phase transitions, from cubic over tetragonal (at
room temperature) and orthorhombic to rhombohedral. The spontaneous electric
polarization in BaTiO3 can be used to manipulate the physical properties of adjacent
materials, e.g. in thin films. Although the macroscopic properties of BaTiO3 are studied
in great detail, the microscopic electronic structure at the surface and interface of
BaTiO3 is not sufficiently understood yet due to the complex interplay of correlation
within the d states, oxygen vacancies at the surface, ferroelectricity in the bulk and
the structural phase transitions in BaTiO3.
This thesis investigates the electronic structure of different BaTiO3 systems by
means of angle-resolved photoelectron spectroscopy (ARPES). The valence band of
BaTiO3 single crystals is systematically characterized and compared to theoretical
band structure calculations. A finite p-d hybridization of titanium and oxygen states
was inferred at the high binding energy side of the valence band. In BaTiO3 thin films,
the occurrence of spectral weight near the Fermi level could be linked to a certain
amount of OV at the surface which effectively dopes the host system. By a systematic
study of the metallic surface states as a function of temperature and partial oxygen
pressure, a model was established which reflects the depletion and accumulation of
charge carriers at the surface of BaTiO3. An instability at T ~ 285K assumes a volatile
behavior of these surface states.
The ferroelectricity in BaTiO3 allows a control of the electronic structure at the interface
of BaTiO3-based heterostructures. Therefore, the interface electronic structure
of Bi/BaTiO3 was studied with respect to the strongly spin-orit coupled states in Bi by
also including a thickness dependent characterization. The ARPES results, indeed,
confirm the presence of Rashba spin-split electronic states in the bulk band gap of the ferroelectric substrate. By varying the film thickness in Bi/BaTiO3, it was able to modify
the energy position and the Fermi vector of the spin-split states. This observation
is associated with the appearance of an interface state which was observed for very
low film thickness. Both spectral findings suggest a significant coupling between the
Bi films and BaTiO3.
The focus of the work concerned the development of a series of MRI techniques that were specifically designed and optimized to obtain quantitative and spatially resolved information about characteristic parameters of the lung. Three image acquisition techniques were developed. Each of them allows to quantify a different parameter of relevant diagnostic interest for the lung, as further described below:
1) The blood volume fraction, which represents the amount of lung water in the intravascular compartment expressed as a fraction of the total lung water. This parameter is related to lung perfusion.
2) The magnetization relaxation time T\(_2\) und T*\(_2\)
, which represents the component of T\(_2\) associated with the diffusion of water molecules through the internal magnetic field gradients of the lung. Because the amplitude of these internal gradients is related to the alveolar size, T\(_2\) und T*\(_2\) can be used to obtain information about the microstructure of the lung.
3) The broadening of the NMR spectral line of the lung. This parameter depends on lung inflation and on the concentration of oxygen in the alveoli. For this reason, the spectral line broadening can be regarded as a fingerprint for lung inflation; furthermore, in combination with oxygen enhancement, it provides a measure for lung ventilation.
In this work fluorescence-based single molecule detection at low concetration is investigated, with an emphasis on the usage of active transport and waveguides.
Active transport allows to overcome the limits of diffusion-based systems in terms of the lowest detectable threshold of concentration.
The effect of flow in single molecule experiments is investigated and a theoretical model is derived for laminar flow.
Waveguides on the other hand promise compact detection schemes and show great potential for their possible integration into lab-on-a-chip applications. Their properties in single molecule experiments are analyzed with help of a method based on the reciprocity theorem of electromagnetic theory.
Optical antennas work similar to antennas for the radio-frequency regime and convert electromagnetic radiation into oscillating electrical currents. Charge density accumulations form at the antenna surface leading to strong and localized near-fields. Since most optical antennas have dimensions of a few hundred nanometers, their near-fields allow the focusing of electromagnetic fields to volumes much smaller than the diffraction limit, with intensities several orders of magnitude larger than achievable with classical diffractive and refractive optical elements. The task to maximize the emission of a quantum emitter, a point-like entity capable of reception and emission of single photons, is identical to the task to maximize the field intensity at the position of the quantum emitter. Therefore it is desirable to optimize the capabilities of focusing optical antennas.
Radio-frequency-antenna designs scaled to optical dimensions of several hundred nanometers show already a decent performance. However, optical frequencies lie near the plasma frequency of the metals used for optical antennas and the mass of electrons cannot be neglected anymore. This leads to new physical phenomena. Light can couple to charge density oscillations, yielding a so-called Plasmon. Effects emerge which have no equivalent in the very advanced field of radio-frequency-technology, e.g.~volume currents and shortened effective wavelengths. Additionally the conductivity is not infinite anymore, leading to thermal losses. Therefore, the question for the optimal geometry of a focusing optical antenna is not easy to answer. However, up to now there was no evidence that there exist better alternatives for optical antennas than down-scaled radio-frequency designs.
In this work the optimization of focusing optical antennas is based on an approach, which often proved successful for radio-frequency-antennas in complex applications (e.g.~broadband and isotropic reception): evolutionary algorithms. The first implementation introduced here allows a large freedom regarding particle shape and count, as it arranges cubic voxels on a planar, square grid. The geometries are encoded in a binary matrix, which works as a genome and enables the methods of mutation and crossing as mechanism of improvement. Antenna geometries optimized in this way surpass a comparable dipolar geometry by a factor of 2. Moreover, a new working principle can be deduced from the optimized antennas: a magnetic split-ring resonance can be coupled conductively to dipolar antennas, to form novel and more effective split-ring-antennas, as their currents add up constructively near the focal point.
In a next step, the evolutionary algorithm is adapted so that the binary matrices describe geometries with realistic fabrication constraints. In addition a 'printer driver' is developed which converts the binary matrices into commands for focused ion-beam milling in mono-crystalline gold flakes. It is shown by means of confocal two-photon photo-luminescence microscopy that antennas with differing efficiency can be fabricated reliably directly from the evolutionary algorithm. Besides, the concept of the split-ring antenna is further improved by adding this time two split-rings to the dipole-like resonance.
The best geometry from the second evolutionary algorithm inspires a fundamentally new formalism to determine the power transfer between an antenna and a point dipole, best termed 'three-dimensional mode-matching'. Therewith, for the first time intuitive design rules for the geometry of an focusing optical antenna can be deduced. The validity of the theory is proven analytically at the case of a point dipole in from of a metallic nano sphere.
The full problem of focusing light by means of an optical antenna can, thus, be reduced to two simultaneous mode-matching conditions -- on the one hand with the fields of a point dipole, on the other hand with a plane wave. Therefore, two types of ideal focusing optical antenna mode patterns are identified, being fundamentally different from the established dipolar antenna mode. This allows not only to explain the functionality of the evolutionary antennas and the split-ring antenna, but also helps to design novel plamonic cavity antennas, which lead to an enhanced focusing of light. This is proven numerically in direct comparison to a classical dipole antenna design.
Soft x-ray spectroscopic study of methanol and glycine peptides in different physical environments
(2017)
Ion-specific effects occur in a huge variety of aqueous solutions of electrolytes and larger molecules like peptides, altering properties such as viscosity, enzyme activity, protein stability, and salting-in and salting-out behavior of proteins. Typically, these type of effects are rationalized in terms of the Hofmeister series, which originally orders cations and anions according to their ability to enhance or suppress the solubility of proteins in water. This empirical order, however, is still not understood yet. Quite some effort was made to gain a molecular level understanding of this phenomenon, yet no consensus has been found about the underlying mechanisms and the determination and localization of the interaction sites.
Resonant inelastic soft x-ray scattering (RIXS) combines x-ray emission (XES) and absorption spectroscopies (XAS), probing the partial local density of states of both occupied and unoccupied electronic states and is thus a promising candidate to shed more light onto the issue. The studies presented in this work are directed towards an improved understanding of the interaction between salts and peptides. In order to address this topic, the impact of different physical environments on the electronic structure of small molecules (i.e., methanol and glycine derived peptides) is investigated systematically using soft x-ray spectroscopic methods, corroborated with density functional theory (DFT) calculations.
In a first step, molecules without any interactions to the surrounding are investigated, using gas-phase methanol as a model system. Thereby, the local and element specific character of RIXS is demonstrated and used to separately probe the local electronic structure of methanol’s hydroxyl and methyl group, respectively. The attribution of the observed emission features to distinct molecular orbitals is confirmed by DFT calculations, which also quantitatively explain the different relative intensities of the emission features. For resonant excitation of the O K pre-edge absorption resonance, strong isotope effects are found that are explained by dynamical processes at the hydroxyl group. This serves as an excellent example for possible consequences of a local change in the geometric structure or symmetry of a molecule on its electronic structure.
In the following, the sample system is expanded to the amino acid glycine and its smallest derived peptides diglycine and triglycine. As a first step, they are studied in their crystalline form in solid state. Again, a comprehensive picture of the electronic structure is developed by measuring RIXS maps at the oxygen and nitrogen K absorption edge, corroborated by DFT calculations. Similar to the case of methanol, dynamic processes at the protonated amino group of the molecules after exciting the nitrogen atom have a strong influence on the emission spectra. Furthermore, it is shown that RIXS can be used to selectively excite the peptide nitrogen to probe the electronic structure around it. A simple building block approach for XES spectra is applied to separate the contribution of the emission attributed to transitions into core holes at the peptide and the amino nitrogen, respectively.
In the aqueous solution, the surrounding water molecules slightly change the electronic structure, probably via interactions with the charged functional groups. The effects on the x-ray emission spectra, however, are rather small. Much bigger changes are observed when manipulating the protonation state of the functional groups by adjusting the pH value of the solution. A protonation of the carboxyl group at low pH values, as well as a deprotonation of the amino group at high pH values lead to striking changes in the shape of the RIXS maps. In a comprehensive study of glycine’s XES spectra at varying pH values, changes in the local electronic structure are not only observed in the immediate surrounding of the manipulated functional groups but also in more distant moieties of the molecule.
Finally, the study is extended to mixed aqueous solutions of diglycine and a variety of different salts as examples for systems where Hofmeister effects are observed. To investigate the influence of different cations and anions on the electronic structure of diglycine, two series of chlorine and potassium salts are used. Ion-specific effects are identified for both cases. Some of the changes in the x-ray emission spectra of diglycine in the mixed solutions qualitatively follow the Hofmeister series as a function of the used salt. The observed trends thereby indicate an increased interaction between the electron density around the peptide oxygen with the cations, whereas anions seem to interact with the amino group of the peptide.
Spin- and angle-resolved photoelectron spectroscopy is the prime method to investigate
spin polarized electronic states at solid state surfaces. In how far the spin polarization
of an emitted photoelectron reflects the intrinsic spin character of an electronic state is
the main question in the work at hand. It turns out that the measured spin polarization
is strongly influenced by experimental conditions, namely by the polarization of the
incoming radiation and the excitation energy. The photoemission process thus plays a
non-negligible role in a spin-sensitive measurement. This work is dedicated to unravel
the relation between the result of a spin-resolved measurement and the spin character
in the ground state and, therefore, to gain a deep understanding of the spin-dependent
photoemission process.
Materials that exhibit significant spin-splittings in their electronic structure,
owing to a strong spin-orbit coupling, serve as model systems for the investigations in
this work. Therefore, systems with large Rashba-type spin-splittings as BiTeI(0001)
and the surface alloys BiAg2/Ag(111) and PbAg2/Ag(111) are investigated. Likewise,
the surface electronic structure of the topological insulators Bi2Te2Se(0001) and
Bi2Te3(0001) are analyzed.
Light polarization dependent photoemission experiments serve as a probe of the
orbital composition of electronic states. The knowledge of the orbital structure helps
to disentangle the spin-orbital texture inherent to the different surface states, when
in addition the spin-polarization is probed. It turns out that the topological surface
state of Bi2Te2Se(0001) as well as the Rashba-type surface state of BiTeI(0001) exhibit
chiral spin-textures associated with the p-like in-plane orbitals. In particular, opposite
chiralities are coupled to either tangentially or radially aligned p-like orbitals,
respectively. The results presented here are thus evidence that a coupling between
spin- and orbital part of the wave function occurs under the influence of spin-orbit
coupling, independent of the materials topology.
Systematic photon energy dependent measurements of the out-of-plane spin polarization
of the topological surface state of Bi2Te3(0001) reveal a strong dependence and
even a reversal of the sign of the photoelectron spin polarization with photon energy.
Similarly, the measured spin component perpendicular to the wave vector of the surface
state of BiAg2/Ag(111) shows strong modulations and sign reversals when the photon energy is changed. In BiAg2/Ag(111) the variations in the photoelectron spin
polarization are accompanied by significant changes and even a complete suppression
of the photoemission intensity from the surface state, indicating that the variations of
the spin polarization are strongly related to the photoemission cross section.
This relation is finally analyzed in detail by employing a simple model, which is
based on an evaluation of the transition matrix elements that describe the presented
experiments. The model shows that the underlying cause for the observed photoelectron
spin reversals can be found in the coupling of the spin structure to the spatial part
of the initial state wave function, revealing the crucial role of spin-orbit interaction
in the initial state wave function. The model is supported by ab initio photoemission
calculations, which show strong agreement with the experimental results.
Since the late 20th century, spintroncis has become a very active field of research [ŽFS04]. The prospect of spin based information technology, featuring strongly decreased energy consumption and possibly quantum-computation capabilities, has fueled this interest. Standard materials, like bulk gallium arsenide (GaAs), have experienced new attention in this context by exhibiting extraordinarily long lifetimes for nonequilibrium spin information, which is an important requirement for efficient spin based information storage and transfer. Another important factor is the lengthscale over which spin information can be transported in a given material and the role of external influences. Both aspects have been studied experimentally with innovative optical methods since the late 1990s by the groups of D. D. AWSHALOM and S. A. CROOKER et al. [KA99, CS05, CFL+05]. Although the pioneering experimental approaches presented by these authors led to a variety of insights into spin propagation, some questions were raised as well. Most prominently, the classical Einstein relation, which connects the mobility and diffusivity of a given particle species, seemed to be violated for electron spins in a bulk semiconductor. In essence, nonequilibrium spins appeared to move (diffuse) faster than the electrons that actually carry the spin. However, this contradiction was masked by the fact, that the material of interest was n-type GaAs with a doping concentration directly at the transition between metallic and insulating behavior (MIT). In this regime, the electron mobility is difficult to determine experimentally. Consequently, it was not a priori obvious that the spin diffusion rates determined by the newly introduced optical methods were in contradiction with established electrical transport data.
However, in an attempt to extend the available data of optical spin microscopy, another issue surfaced, concerning the mathematical drift-diffusion model that has been commonly used to evaluate lateral spin density measurements. Upon close investigation, this model appears to have a limited range of applicability, due to systematic discrepancies with the experimental data (chapter 4). These deviations are noticeable in original publications as well, and it is shown in the present work that they originate from the local heating of electrons in the process of optical spin pumping. Based on insights gained during the second half of the 20th century, it is recapitulated why conduction electrons are easily overheated at cryogenic temperatures. The main reason is the poor thermal coupling between electrons and the crystal lattice (chapter 3). Experiments in the present work showed that a significant thermal gradient exists in the conduction band under local optical excitation of electron–hole pairs. This information was used to develop a better mathematical model of spin diffusion, which allowed to derive the diffusivity of the undisturbed system, due to an effective consideration of electron overheating. In this way, spin diffusivities of n-GaAs were obtained as a function of temperature and doping density in the most interesting regime of the metal–insulator-transition.
The experiments presented in this work were performed on a series of n-type bulk GaAs samples, which comprised the transition between metallic conductivity and electrical insulation at low temperatures. Local electron temperature gradients were measured by a hyperspectral photoluminescence imaging technique with subsequent evaluation of the electron–acceptor (e,A$^0$) line shape. The local density of nonequilibrium conduction electron spins was deduced from scanning magneto-optic Kerr effect microscopy. Numerical evaluations were performed using the finite elements method in combination with a least-squares fitting procedure.
Chapter 1 provides an introduction to historical and recent research in the field of spintronics, as far as it is relevant for the understanding of the present work. Chapter 2 summarizes related physical concepts and experimental methods. Here, the main topics are semiconductor optics, relaxation of hot conduction electrons, and the dynamics of nonequilibrium electron spins in semiconductors.
Chapter 3 discusses optical heating effects due to local laser excitation of electron–hole pairs. Experimental evaluations of the acceptor-bound-exciton triplet lines led to the conclusion that the crystal lattice is usually not overheated even at high excitation densities. Here, the heat is efficiently dissipated to the bath, due to the good thermal conductivity of the lattice. Furthermore, the heating of the lattice is inherently limited by the weak heat transfer from the electron system, which on the other hand is also the reason why conduction electrons are easily overheated at temperatures below ≈ 30 K. Spatio-spectral imaging of the electron–acceptor-luminescence line shape allowed to trace the thermal gradient within the conduction band under focused laser excitation. A heat-diffusion model was formulated, which reproduces the experimental electron-temperature trend nicely for low-doped GaAs samples of n- and p-type. For high-doped n-type GaAs samples, it could be shown that the lateral electron-temperature profile is well approximated by a Gaussian. This facilitated easy integration of hot electron influence into the mathematical model of spin diffusion.
Chapter 4 deals with magneto-optical imaging of optically induced nonequilibrium conduction-electron spins in n-GaAs close to the MIT. First, the spectral dependence of the magneto-optic Kerr effect was examined in the vicinity of the fundamental band gap. Despite the marked differences among the investigated samples, the spectral shape of the Kerr rotation could be described in terms of a simple Lorentz-oscillator model in all cases. Based on this model, the linearity of the Kerr effect with respect to a nonequilibrium spin polarization is demonstrated, which is decisively important for further quantitative evaluations.
Furthermore, chapter 4 presents an experimental survey of spin relaxation in n-GaAs at the MIT. Here, the dependence of the spin relaxation time on bath temperature and doping density was deduced from Hanle-MOKE measurements. While all observed trends agree with established literature, the presented results extend the current portfolio by adding a coherent set of data.
Finally, diffusion of optically generated nonequilibrium conduction-electron spins was investigated by scanning MOKE microscopy. First, it is demonstrated that the standard diffusion model is inapplicable for data evaluation in certain situations. A systematic survey of the residual deviations between this model and the experimental data revealed that this situation unfortunately persisted in published works. Moreover, the temperature trend of the residual deviations suggests a close connection to the local overheating of conduction electrons. Consequently, a modified diffusion model was developed and evaluated, in order to compensate for the optical heating effect. From this model, much more reliable results were obtained, as compared to the standard diffusion model. Therefore, it was shown conclusively that the commonly reported anomalously large spin diffusivities were at least in parts caused by overheated conduction electrons.
In addition to these new insights some experimental and technological enhancements were realized in the course of this work. First, the optical resolution of scanning MOKE microscopy was improved by implementing a novel scanning mechanism, which allows the application of a larger aperture objective than in the usual scheme. Secondly, imaging photoluminescence spectroscopy was employed for spatially resolved electron-temperature measurements. Here, two different implementations were developed: One for lattice-temperature measurements by acceptor–bound exciton luminescence and a second for conduction-electron temperature measurements via the analysis of the electron–acceptor luminescence line shape.
It is shown in the present work that the originally stated anomalously high spin diffusivities were caused to a large extent by unwanted optical heating of the electron system. Although an efficient method was found to compensate for the influence of electron heating, it became also evident that the classical Einstein relation was nonetheless violated under the given experimental conditions. In this case however, it could be shown that this discrepancy did not originate from an experimental artifact, but was instead a manifestation of the fermionic nature of conduction electrons.
This thesis aimed at the coherent investigation of the electrical and thermal transport properties of the low-dimensional organic conductor (DCNQI)2M (DCNQI: dicyanoquinonediimine; M: metallic counterion). These radical anion salts present a promising, new material class for thermoelectric applications and hence, a consistent characterization of the key parameters is required to evaluate and to optimize their performance. For this purpose, a novel experimental measurement setup enabling the determination of the electrical conductivity, the Seebeck coefficient and the thermal conductivity on a single crystalline specimen has been designed and implemented in this work. The novel measurement setup brought to operation within this thesis enabled a thorough investigation of the thermal transport properties in the (DCNQI)2M system. The thermal conductivity of (DCNQI-h8)2Cu at RT was determined to κ=1.73 W m^(-1) K^(-1). By reducing of the copper content in isostructural, crystalline (DMe-DCNQI)2CuxLi1-x alloys, the electrical conductivity has been lowered by one order of magnitude and the correlated changes in the thermal conductivity allowed for a verification of the Wiedemann-Franz (WF) law at RT. A room temperature Lorenz number of L=(2.48±0.45)⋅〖10〗^(-8) WΩK^(-2) was obtained in agreement with the standard Lorenz number L_0=2,44⋅〖10〗^(-8) WΩK^(-2) for 3D bulk metals. This value appears to be significantly reduced upon cooling below RT, even far above the Debye temperature of θ_D≈82 K, below which a breakdown of the WF law is caused by different relaxation times in response to thermal and to electric field perturbations. The experimental data enabled the first consistent evaluation of the thermoelectric performance of (DCNQI)$_2$Cu. The RT power factor of 110 μWm^(-1) K^(-2) is comparable to values obtained on PEDOT-based thermoelectric polymers. The RT figure of merit amounts to zT=0.02 which falls short by a factor of ten compared to the best values of zT=0.42 claimed for conducting polymers. It originates from the larger thermal conductivity in the organic crystals of about 1.73 W m^(-1) K^(-1) in (DCNQI)2Cu. Yet, more elaborate studies on the anisotropy of the thermal conductivity in PEDOT polymers assume their figure of merit to be zT=0.15 at most, recently. Therefore, (DCNQI)2Cu can be regarded as thermoelectric material of similar performance to polymer-based ones. Moreover, it represents one of the best organic n-type thermoelectric materials to date and as such, may also become important in hybrid thermoelectrics in combination with conducting polymers. Upon cooling below room temperature, (DCNQI)2Cu reveals its full potential attaining power factors of 50 mW K^(-2) m^(-1) and exceeding values of zT>0.15 below 40 K. These values represent the best thermoelectric performance in this low-temperature regime for organic as well as inorganic compounds and thus, low-dimensional organic conductors might pave the way toward new applications in cryogenic thermoelectrics. Further improvements may be expected from optimizing the charge carrier concentration by taking control over the CT process via the counterion stack of the crystal lattice. The concept has also been demonstrated in this work. Moreover, the thermoelectric performance in the vicinity of the CDW transition in (MeBr-DCNQI)2Cu was found to be increased by a factor of 5. Accordingly, the diversity of electronic ground states accessible in organic conductors provides scope for further improvements. Finally, the prototype of an all-organic thermoelectric generator has been built in combination with the p-type organic metal TTT2I3. While it only converts about 0.02% of the provided heat into electrical energy, the specific power output per active area attains values of up to 5 mW cm^(-2). This power output, defining the cost-limiting factor in the recovery of waste heat, is three orders of magnitude larger than in conducting polymer devices and as such, unrivaled in organic thermoelectrics. While the thermoelectric key parameters of (DCNQI)2Cu still lack behind conventional thermoelectrics made of e.g. Bi2Te3, the promising performance together with its potential for improvements make this novel material class an interesting candidate for further exploration. Particularly, the low-cost and energy-efficient synthesis routes of organic materials highlight their relevance for technological applications.
The subject of this thesis is the control of strain in HgTe thin-film crystals. Such systems are members of the new class of topological insulator materials and therefore of special research interest. A major task was the experimental control of the strain in the HgTe films. This was achieved by a new epitaxial approach and confirmed by cristallographic analysis and magneto-transport measurements.
In this work, strain was induced in thin films by means of coherent epitaxy on substrate crystals. This means that the film adopts the lattice constant of the substrate in the plane of the substrate-epilayer interface. The level of strain is determined by the difference between the strain-free lattice constants of the substrate and epilayer material (the so-called lattice mismatch). The film responds to an in-plane strain with a change of its lattice constant perpendicular to the interface. This relationship is crucial for both the correct interpretation of high resolution X-ray diffraction (HRXRD) measurements, and the precise determination of the band dispersion. The lattice constant of HgTe is smaller than the lattice constant of CdTe. Therefore, strain in HgTe is tensile if it is grown on a CdTe substrate. In principle, compressive strain can be achieved by using an appropriate \(\text{Cd}_{1-x}\text{Zn}_{x}\text{Te}\) substrate. This concept was modified and applied in this work.
Epilayers have been fabricated by molecular-beam epitaxy (MBE). The growth of thick buffer layers of CdTe on GaAs:Si was established as an alternative to commercial CdTe and \(text{Cd}_{0.96}\text{Zn}_{0.04}\text{Te}\) substrates. The growth conditions have been optimized by an analysis of atomic force microscopy and HRXRD studies. HRXRD measurements reveal a power-law increase of the crystal quality with increasing thickness. Residual strain was found in the buffer layers, and was attributed to a combination of finite layer thickness and mismatch of the thermal expansion coefficients of CdTe and GaAs. In order to control the strain in HgTe epilayers, we have developed a new type of substrate with freely adjustable lattice constant.
CdTe-\(\text{Cd}_{0.5}\text{Zn}_{0.5}\text{Te}\) strained-layer-superlattices have been grown by a combination of MBE and atomic-layer epitaxy (ALE), and have been analyzed by HRXRD. ALE of the \(\text{Cd}_{0.5}\text{Zn}_{0.5}\text{Te}\) layer is self-limiting to one monolayer, and the effective lattice constant can be controlled reproducibly and straightforward by adjusting the CdTe layer thickness. The crystal quality has been found to degrade with increasing Zn-fraction. However, the effect is less drastic compared to single layer \(\text{Cd}_{1-x}\text{Zn}_{x}\text{Te}\) solid solutions. HgTe quantum wells (QWs) sandwiched in between CdHgTe barriers have been fabricated in a similar fashion on superlattices and conventional CdTe and \(\text{Cd}_{0.96}\text{Zn}_{0.04}\text{Te}\) substrates. The lower critical thickness of the CdHgTe barrier material grown on superlattice substrates had to be considered regarding the sample design. The electronic properties of the QWs depend on the strain and thickness of the QW. We have determined the QW thickness with an accuracy of \(\pm\)0.5 nm by an analysis of the beating patterns in the thickness fringes of HRXRD measurements and X-ray reflectometry measurements. We have, for the first time, induced compressive strain in HgTe QWs by an epitaxial technique (i.e. the effective lattice constant of the superlattice is lower compared to the lattice constant of HgTe). The problem of the lattice mismatch between superlattice and barriers has been circumvented by using CdHgTe-ZnHgTe superlattices instead of CdHgTe as a barrier material. Furthermore, the growth of compressively strained HgTe bulk layers (with a thickness of at least 50 nm) was demonstrated as well.
The control of the state of strain adds a new degree of freedom to the design of HgTe epilayers, which has a major influence on the band structure of QWs and bulk layers. Strain in bulk layers lifts the degeneracy of the \(\Gamma_8\) bands at \(\mathbf{k}=0\). Tensile strain opens an energy gap, compressive strain shifts the touching points of the valence- and conduction band to positions in the Brillouin zone with finite \(\mathbf{k}\). Such a situation has been realized for the first time in the course of this work. For QWs in the inverted regime, it is demonstrated that compressive strain can be used to significantly enhance the thermal energy gap of the two-dimensional electron gas (2DEG). In addition, semi-metallic and semiconducting behavior is expected in wide QWs, depending on the state of strain. An examination of the temperature dependence of the subband ordering in QWs revealed that the band gap is only temperature-stable for appropriate sample parameters and temperature regimes. The band inversion is always lifted for sufficiently high temperatures.
A large number of models investigate the influence of the band gap on the stability of the quantum-spin-Hall (QSH) effect. An enhancement of the stability of QSH edge state conductance is expected for enlarged band gaps. Furthermore, experimental studies on the temperature dependence of the QSH conductance are in contradiction to theoretical predictions. Systematic studies of these aspects have become feasible based on the new flexibility of the sample design.
Detailed low-temperature magnetotransport studies have been carried out on QWs and bulk layers. For this purpose, devices have been fabricated lithographically, which consist of two Hall-bar geometries with different dimensions. This allows to discriminate between conductance at the plane of the 2DEG and the edge of the sample. The Fermi energy in the 2DEG has been adjusted by means of a top gate electrode. The strain-induced transition from semi-metallic to semiconducting characteristics in wide QWs was shown. The magnitude of the semi-metallic overlap of valence- and conduction band was determined by an analysis of the two-carrier conductance and is in agreement with band structure calculations. The band gap of the semiconducting sample was determined by measurements of the temperature dependence of the conductance at the charge-neutrality point. Agreement with the value expected from theory has been achieved for the first time in this work. The influence of the band gap on the stability of QSH edge state conductance has been investigated on a set of six samples. The band gap of the set spans a range of 10 to 55 meV. The latter value has been achieved in a highly compressively strained QW, has been confirmed by temperature-dependent conductance measurements, and is the highest ever reported in the inverted regime. Studies of the carrier mobility reveal a degradation of the sample quality with increasing Zn-fraction in the superlattice, in agreement with HRXRD observations. The enhanced band gap does not suppress scattering mechanisms in QSH edge channels, but lowers the conductance in the plane of the 2DEG. Hence, edge state conductance is the dominant conducting process even at elevated temperatures. An increase in conductance with increasing temperature has been found, in agreement with reports from other groups. The increase follows a power-law dependency, the underlying physical mechanism remains open. A cause for the lack of an increase of the QSH edge state conductance with increasing energy gap has been discussed. Possibly, the sample remains insulating even at finite carrier densities, due to localization effects. The measurement does not probe the QSH edge state conductance at the situation where the Fermi energy is located in the center of the energy gap, but in the regime of maximized puddle-driven scattering. In a first set of measurements, it has been shown that the QSH edge state conductance can be influenced by hysteretic charging effects of trapped states in the insulating dielectric. A maximized conductance of \(1.6\ \text{e}^2/\text{h}\) was obtained in a \(58\ \mu\text{m}\) edge channel. Finally, measurements on three dimensional samples have been discussed. Recent theoretical works assign compressively strained HgTe bulk layers to the Weyl semi-metal class of materials. Such layers have been synthesized and studied in magnetotransport experiments for the first time. Pronounced quantum-Hall- and Shubnikov-de-Haas features in the Hall- and longitudinal resistance indicate two-dimensional conductance on the sample surface. However, this conductance cannot be assigned definitely to Weyl surface states, due to the inversion of \(\Gamma_6\) and \(\Gamma_8\) bands. If a magnetic field is aligned parallel to the current in the device, a decrease in the longitudinal resistance is observed with increasing magnetic field. This is a signature of the chiral anomaly, which is expected in Weyl semi-metals.
This thesis reports a successful fabrication and characterisation of ferromagnetic/superconductor junction (F/S) on graphene. The thesis preposes a fabrication method to produce F/S junctions on graphene which make use of ALD grown Al2O3 as the tunnel barrier for the ferromagnetic contacts. Measurements done on F/G/S/G/F suggests that by injecting spin polarised current into the superconductor, a spin imbalance is created in the quasiparticle density of states of the superconductor which then diffuses through the graphene channel. The observed characteristic curves are similar to the ones which are already reported on metallic ferromagnet/superconductor junctions where the spin imbalance is created using Zeeman splitting. Further measurements also show that the curves loose their characteristic shapes when the temperature is increased above the critical temperature (Tc) or when the external magnetic field is higher then the critical field (Hc) of the superconducting contact. But to prove conclusively and doubtlessly the existence of spin imbalance in ferromagnet/superconductor junctions on graphene, more devices have to be made and characterised preferably in a dilution refrigerator.
In the present work, the energetic structure and coherence properties of the silicon vacancy point defect in the technologically important material silicon carbide are extensively studied by the optically detected magnetic resonance (ODMR) technique in order to verify its high potential for various quantum applications. In the spin vacancy, unique attributes are arising from the C3v symmetry and the spin-3/2 state, which are not fully described by the standard Hamiltonian of the uniaxial model. Therefore, an advanced Hamiltonian, describing well the appearing phenomena is established and the relevant parameters are experimentally determined. Utilizing these new accomplishments, several quantum metrology techniques are proposed.
First, a vector magnetometry scheme, utilizing the appearance of four ODMR lines, allows for simultaneous detection of the magnetic field strength and the tilting angle of the magnetic field from the symmetry axis of the crystal.
The second magnetometry protocol utilizes the appearance of energetic level anticrossings (LAC) in the ground state (GS) energy levels. Relying only on the change in photoluminescence in the vicinity of this GSLACs, this all-optical method does not require any radio waves and hence provides a much easier operation with less error sources as for the common magnetometry schemes utilizing quantum points.
A similar all-optical method is applied for temperature sensing, utilizing the thermal shift of the zero field splitting and consequently the anticrossing in the excited state (ES). Since the GSLACs show no dependence on temperature, the all-optical magnetometry and thermometry (utilizing the ESLACs) can be conducted subsequently on the same defect.
In order to quantify the achievable sensitivity of quantum metrology, as well as to prove the potential of the Si-vacancy in SiC for quantum processing, the coherence properties are investigated by the pulsed ODMR technique. The spin-lattice relaxation time T1 and the spin-spin relaxation time T2 are thoroughly analyzed for their dependence on the external magnetic field and temperature.
For actual sensing implementations, it is crucial to obtain the best signal-to-noise ratio without loss in coherence time. Therefore, the irradiation process, by which the defects are created in the crystal, plays a decisive role in the device performance. In the present work, samples irradiated with electrons or neutrons with different fluences and energies, producing different defect densities, are analyzed in regard to their T1 and T2 times at room temperature.
Last but not least, a scheme to substantially prolong the T2 coherence time by locking the spin polarization with the dynamic decoupling Carr-Purcell-Meiboom-Gill (CPMG) pulse sequence is applied.
The Micromegas technology is one of the most successful modern gaseous detector concepts and widely utilized in nuclear and particle physics experiments. Twenty years of R & D rendered the technology sufficiently mature to be selected as precision tracking detector for the New Small Wheel (NSW) upgrade of the ATLAS Muon spectrometer. This will be the first large scale application of Micromegas in one of the major LHC experiments. However, many of the fundamental microscopic processes in these gaseous detectors are still not fully understood and studies on several detector aspects, like the micromesh geometry, have never been addressed systematically.
The studies on signal formation in Micromegas, presented in the first part of this thesis, focuses on the microscopic signal electron loss mechanisms and the amplification processes in electron gas interaction. Based on a detailed model of detector parameter dependencies, these processes are scrutinized in an iterating comparison between exper- imental results, theory prediction of the macroscopic observables and process simulation on the microscopic level. Utilizing the specialized detectors developed in the scope of this thesis as well as refined simulation algorithms, an unprecedented level of accuracy in the description of the microscopic processes is reached, deepening the understanding of the fundamental process in gaseous detectors.
The second part is dedicated to the challenges arising with the large scale Micro- megas production for the ATLAS NSW. A selection of technological choices, partially influenced or determined by the herein presented studies, are discussed alongside a final report on two production related tasks addressing the detectors’ core components: For the industrial production of resistive anode PCBs a detailed quality control (QC) and quality assurance (QA) scheme as well as the therefore required testing tools have been developed. In parallel the study on micromesh parameter optimization and production feasibility resulted in the selection of the proposed mesh by the NSW community and its full scale industrial manufacturing. The successful completion of both tasks were im- portant milestones towards the construction of large size Micromegas detectors clearing the path for NSW series production.
The present work addressed the influence of spins on fundamental processes in organic
semiconductors. In most cases, the role of spins in the conversion of sun light
into electricity was of particular interest. However, also the reversed process, an electric
current creating luminescence, was investigated by means of spin sensitive measurements.
In this work, many material systems were probed with a variety of innovative
detection techniques based on electron paramagnetic resonance spectroscopy.
More precisely, the observable could be customized which resulted in the experimental
techniques photoluminescence detected magnetic resonance (PLDMR), electrically
detected magnetic resonance (EDMR), and electroluminescence detected magnetic
resonance (ELDMR). Besides the commonly used continuous wave EPR spectroscopy,
this selection of measurement methods yielded an access to almost all intermediate
steps occurring in organic semiconductors during the conversion of light into electricity
and vice versa. Special attention was paid to the fact that all results were applicable
to realistic working conditions of the investigated devices, i.e. room temperature application and realistic illumination conditions.
Molecular Beam Epitaxy and Characterization of Bi-Based V\(_2\)VI\(_3\) Topological Insulators
(2016)
The present thesis is addressed to the growth and characterization of Bi-based V2VI3 topological insulators (TIs). The TIs were grown by molecular beam epitaxy (MBE) on differently passivated Si(111) substrates, as well as InP(111) substrates. This allows the study of the influence of the substrate on the structural and electrical properties of the TIs.
The Bi2Se3 layers show a change of mosaicity-tilt and -twist for growth on the differently prepared Si(111) substrates, as well as a significant increase of crystalline quality for growth on the lateral nearly lattice matched InP(111). The rocking curve FWHMs observed for thick layers grown on InP are comparable to these of common zincblende layers, which are close to the resolution limit of standard high resolution X-ray diffraction (HRXRD) setups. The unexpected high structural crystalline quality achieved in this material system is remarkable due to the presence of weak van der Waals bonds between every block of five atomic layers, i.e. a quintuple layer (QL), in growth direction.
In addition to the mosaicity also twin domains, present in films of the V2VI3 material system, are studied. The twin defects are observed in Bi2Se3 layers grown on Si(111) and lattice matched InP(111) suggesting that the two dimensional surface lattice of the substrates can not determine the stacking order ABCABC... or ACBACB... in locally separated growth seeds. Therefore the growth on misoriented and rough InP(111) is analyzed.
The rough InP(111) with its facets within a hollow exceeding the height of a QL is able to provide its stacking information to the five atomic layers within a QL. By varying the roughness of the InP substrate surface, due to thermal annealing, the influence on the twinning within the layer is confirmed resulting in a complete suppression of twin domains on rough InP(111).
Focusing on the electrical properties of the Bi2Se3 films, the increased structural quality for films grown on lattice matched flat InP(111)B results in a marginal reduction of carrier density by about 10% compared to the layers grown on H-passivated Si(111), whereas the suppression of twin domains for growth on rough InP(111)B resulted in a reduction of carrier density by an order of magnitude. This implies, that the twin domains are a main crystal defect responsible for the high carrier density in the presented Bi2Se3 thin films.
Besides the binary Bi2Se3 also alloys with Sb and Te are fabricated to examine the influence of the compound specific point defects on the carrier density. Therefore growth series of the ternary materials Bi2Te(3-y)Se(y), Bi(2-x)Sb(x)Se3, and Bi(2-x)Sb(x)Te3, as well as the quaternary Bi(2-x)Sb(x)Te(3-y)Se(y) are studied.
To further reduce the carrier density of twin free Bi2Se3 layers grown on InP(111)B:Fe a series of Bi(2-x)Sb(x)Se3 alloys were grown under comparable growth conditions. This results in a reduction of the carrier density with a minimum in the composition range of about x=0.9-1.0.
The Bi(2-x)Sb(x)Te3 alloys exhibit a pn-transition, due to the dominating n-type and p-type point defects in its binary compounds, which is determined to reduce the bulk carrier density enabling the study the TI surface states. This pn-transition plays a significant role in realizing predicted applications and exotic effects, such as the quantum anomalous Hall effect.
The magnetic doping of topological insulators with transition metals is studied by incorporating Cr and V in the alloy Bi(2-x)Sb(x)Te3 by codeposition. The preferential incorporation of Cr on group-V sites is confirmed by EDX and XRD, whereas the incorporation of Cr reduces the crystalline quality of the layer. Magnetotransport measurements of the Cr-doped TIs display an anomalous Hall effect confirming the realization of a magnetic TI thin film. The quantum anomalous Hall effect is observed in V-doped Bi(2-x)Sb(x)Te3, where the V-doping results in higher Curie temperatures, as well as higher coercive fields compared to the Cr-doping of the TIs.
Moreover the present thesis contributes to the understanding of the role of the substrate concerning the crystalline quality of van der Waals bonded layers, such as the V2VI3 TIs, MoS2 and WoTe2. Furthermore, the fabrication of the thin film TIs Bi(2-x)Sb(x)Te(3-y)Se(y) in high crystalline quality serves as basis to explore the physics of topological insulators.
A novel growth method has been developed, allowing for the growth of strained HgTe shells on CdTe nanowires (NWs). The growth of CdTe-HgTe core-shell NWs required high attention in controlling basic parameters like substrate temperature and the intensity of supplied material fluxes. The difficulties in finding optimized growth conditions have been successfully overcome in this work.
We found the lateral redistribution of liquid growth seeds with a ZnTe growth start to be crucial to trigger vertical CdTe NW growth. Single crystalline zinc blende CdTe NWs grew, oriented along [111]B. The substrate temperature was the most critical parameter to achieve straight and long wires. In order to adjust it, the growth was monitored by reflection high-energy electron diffraction, which was used for fine tuning of the temperature over time in each growth run individually. For optimized growth conditions, a periodic diffraction pattern allowed for the detailed analysis of atomic arrangement on the surfaces and in the bulk. The ability to do so reflected the high crystal quality and ensemble uniformity of our CdTe NWs. The NW sides were formed by twelve stable, low-index crystalline facets. We observed two types stepped and polar sides, separated by in total six flat and non-polar facets.
The high crystalline quality of the cores allowed to grow epitaxial HgTe shells around. We reported on two different heterostructure geometries. In the first one, the CdTe NWs exhibit a closed HgTe shell, while for the second one, the CdTe NWs are overgrown mainly on one side. Scanning electron microscopy and scanning transmission electron microscopy confirmed, that many of the core-shell NWs are single crystalline zinc blende and have a high uniformity. The symmetry of the zinc blende unit cell was reduced by residual lattice strain. We used high-resolution X-ray diffraction to reveal the strain level caused by the small lattice mismatch in the heterostructures. Shear strain has been induced by the stepped hetero-interface, thereby stretching the lattice of the HgTe shell by 0.06 % along a direction oriented with an angle of 35 ° to the interface.
The different heterostructures obtained, were the base for further investigation of quasi-one-dimensional crystallites of HgTe. We therefore developed methods to reliably manipulate, align, localize and contact individual NWs, in order to characterize the charge transport in our samples. Bare CdTe cores were insulating, while the HgTe shells were conducting. At low temperature we found the mean free path of charge carriers to be smaller, but the phase coherence length to be larger than the sample size of several hundred nanometers. We observed universal conductance fluctuations and therefore drew the conclusion, that the trajectories of charge carriers are defined by elastic backscattering at randomly distributed scattering sites. When contacted with superconducting leads, we saw induced superconductivity, multiple Andreev reflections and the associated excess current. Thus, we achieved HgTe/superconductor interfaces with high interfacial transparency.
In addition, we reported on the appearance of peaks in differential resistance at Delta/e for HgTe-NW/superconductor and 2*Delta/e for superconductor/HgTe-NW/superconductor junctions, which is possibly related to unconventional pairing at the HgTe/superconductor interface. We noticed that the great advantage of our self-organized growth is the possibility to employ the metallic droplet, formerly seeding the NW growth, as a superconducting contact. The insulating wire cores with a metallic droplet at the tip have been overgrown with HgTe in a fully in-situ process. A very high interface quality was achieved in this case.
High-Resolution X-ray Imaging based on a Liquid-Metal-Jet-Source with and without X-ray Optics
(2016)
With increasing miniaturization in industry and medical technology, non-destructive testing techniques are an area of everincreasing importance. In this framework, X-ray microscopy offers an efficient tool for the analysis, understanding and quality assurance of microscopic species, in particular as it allows reconstructing three-dimensional data sets of the whole sample’s volumevia computed tomography (CT).
The following thesis describes the conceptualization, design, construction and characterization of a compact laboratory-based X-ray microscope in the hard X-ray regime around 9 keV, corresponding to a wavelength of 0.134 nm. Hereby, the main focus is on the optimization of resolution and contrast at relatively short exposure times. For this, a novel liquid-metal-jet anode source is the basis. Such only recently commercially available X-ray source reaches a higher brightness than other conventional laboratory sources, i.e. the number of emitted photons (X-ray quanta) per area and solid angle is exceptionally high. This is important in order to reach low exposure times. The reason for such high brightness is the usage of the rapidly renewing anode out of liquid metal which enables an effective dissipation of heat, normally limiting the creation of high intensities on a small area.
In order to cover a broad range of different samples, the microscope can be operated in two
modes. In the “micro-CT mode”, small pixels are realized with a crystal-scintillator and an
optical microscope via shadow projection geometry. Therefore, the resolution is limited by the emitted wavelength of the scintillator, as well as the blurring of the screen. However, samples in the millimeter range can be scanned routinely with low exposure times. Additionally, this mode is optimized with respect to in-line phase contrast, where edges of an object are enhanced and thus better visible.
In the second “nano-CT mode”, a higher resolution can be reached via X-ray lenses. However,
their production process is due to the physical properties of the hard X-ray range - namely high absorption and low diffraction - extremely difficult, leading typically to low performances. In combination with a low brightness, this leads to long exposure times and high requirements in terms of stability, which is one of the key problems of laboratory-based X-ray microscopy. With the here-developed setup and the high brightness of its source, structures down to 150 nm are resolved at moderate exposure times (several minutes per image) and nano-CTs can be obtained.
Graphene-based single-electron and hybrid devices, their lithography, and their transport properties
(2016)
This work explores three different aspects of graphene, a single-layer of carbon atoms arranged in a hexagonal lattice, with regards to its usage in future electronic devices; for instance in the context of quantum information processing. For a long time graphene was believed to be thermodynamically unstable. The discovery of this strictly two-dimensional material completed the family of carbon based structures, which had already been subject of intensive research with focus on zero-dimensional fullerenes and one-dimensional carbon nanotubes. Within only a few years of its discovery, the field of graphene related research has grown into one of today’s most diverse and prolific areas in condensed matter physics, highlighted by the award of the 2010 Nobel Prize in Physics to A.K. Geim and K. Noveselov for “their groundbreaking experiments regarding the two-dimensional material graphene”.
From the point of view of an experimental physicist interested in the electronic properties of a material system, the most intriguing characteristic of graphene is found in the Dirac-like nature of its charge carriers, a peculiar fact that distinguishes graphene from all other known standard semiconductors. The dynamics of charge carriers close to zero energy are described by a linear energy dispersion relation, as opposed to a parabolic one, which can be understood as a result of the underlying lattice symmetry causing them to behave like massless relativistic particles. This fundamentally different behavior can be expected to lead to the observation of completely new phenomena or the occurrence of deviations in well-known effects.
Following a brief introduction of the material system in chapter 2, we present our work studying the effect of induced superconductivity in mesoscopic graphene Josephson junctions by proximity to superconducting contacts in chapter 3. We explore the use of Nb as the superconducting material driven by the lack of high critical temperature and high critical magnetic field superconductor technology in graphene devices at that time. Characterization of sputter-deposited Nb films yield a critical transition temperature of \(T_{C}\sim 8{\rm \,mK}\). A prerequisite for successful device operation is a high interface quality between graphene and the superconductor. In this context we identify the use of an Ti as interfacial layer and incorporate its use by default in our lithography process. Overall we are able to increase the interface transparency to values as high as \(85\%\). With the prospect of interesting effects in the ballistic regime we try to enhance the electronic quality of our Josephson junction devices by substrate engineering, yet with limited success. We achieve moderate charge carrier mobilities of up to \(7000{\rm \,cm^2/Vs}\) on a graphene/Boron-nitride heterostructure (fabrication details are covered in chapter 5) putting the junction in the diffusive regime (\(L_{device}<L_{\rm{mfp}}\)). We speculate that either inhomogeneities in the graphene channel or lithography residues are responsible for this observation.
Furthermore we study the Josephson effect and Andreev reflection related physics in this device by low-temperature transport measurements. The junction carries a bipolar supercurrent which remains finite at the charge neutrality point. The genuine Josephson character is confirmed by the modulation of the supercurrent as a function of an out-of-plane magnetic field resembling that of a Fraunhofer-like pattern. This is further supported by the response of the junction to microwave radiation in the form of Shaprio steps. Surprisingly we find a strongly reduced superconducting energy gap of approximately \(\Delta = 400{\rm \,\mu eV}\) by quantitatively analyzing data of multiple Andreev reflections. We show this result to be consistent by careful analysis of the device parameters and comparison of these to a theoretical model. More experiments will be needed to determine the origin of this reduction and if the presence of the Ti interfacial layer plays an important role in that.
With regards to possible usability of superconducting contacts in more complex hybrid structures we can conclude that our work establishes the necessary preconditions while still leaving room for improvements; especially in terms of device quality.
In the second part of this work we are primarily interested in electrical transport properties of graphene nanodevices and their application in graphene-superconductor hybrid structures. The fact that graphene is mechanically stable down to a few tens of nanometers in width while exhibiting a finite conductance makes it an appealing choice as host for single-electron devices, also known as quantum dots. Our work on this topic is covered in chapter 4 where we first develop a high-resolution lithography process for the fabrication of single electron devices with critical feature sizes of roughly \(50{\rm \,nm}\). To this end we use a resist etch mask in combination with a reactive-ion etch process for device patterning. Carrier confinement in graphene is known to be hindered by the Klein tunneling phenomenon, a challenge that can be overcome by using all-graphene nano-constrictions to decouple the source and drain contacts from the central island.
The traditionally used constriction design is comprised of long and narrow connections. We argue that a design with very short and narrow constrictions could be beneficial for the quantum dot performance as the length merely affects the overall conductance and requires extended side-gates to control their transmission. We confirm the functionality of two different devices in low-temperature measurements, which differ in the size of their central island with \(d=250{\rm \,nm}\) for device no. 1 and \(d=400{\rm \,nm}\) for device no. 2. Coulomb blockade measurements conducted at \(20{\rm \,mK}\) on both devices reveal clear sequences of Coulomb peaks with amplitudes of up to \(0.8\rm{\,e}^2/\rm{h}\), a value significantly larger than what is commonly reported for similar devices. We interpret this as an indication of rather homogeneous constrictions, resulting from the modified design. Coulomb diamond measurements display the behavior expected for a lithographically designed single quantum dot revealing no features related to the presence of an additional dot. Using the stability diagram we determine the addition energies of the two dots and find them to be in good agreement with values reported in the literature for devices of similar size. Using the normalized Coulomb peak spacing as a figure of merit for the device quality we find that device no. 1 quantitatively compares well with a similar device fabricated on a superior hexagonal boron-nitride substrate. This result underlines the importance of non-substrate related extrinsic disorder sources and emphasizes the cleanliness of our lithography process.
Superconductor-graphene quantum dot hybrid structures employing Nb and Al electrodes were successfully fabricated from a lithography point of view, yet no evidence of any superconducting related effect was found in transport measurements. We assign the missing observation to interface issues that require careful analysis and likely a revision of the fabrication process.
A property equally important in graphene Josephson Junctions and quantum dots is the electronic quality of the device, as has been addressed in the previous paragraphs. It turns out that the \(\rm{SiO}_{2}\;\) substrate and lithography residues constitute the two major sources of disorder in graphene. In chapter 5 we present an approach based on the original work of Dean et al. who utilize hexagonal-Boron nitride as a replacement substrate for \(\rm{SiO}_{2}\). This idea was then extended by Wang et al. who also used this material as a shield to protect the graphene surface from contaminations during the lithography process. These structures are commonly referred to as van der Waals heterostructures and are assembled by stacking individual crystals on top of each other.
For this purpose we build a mechanical transfer system based on an optical microscope equipped with an additional micro-manipulator stage allowing precise alignment of two micrometer sized crystals with high precision. We demonstrate the functionality of this setup on the basis of successfully fabricated heterostructures. Furthermore a variation on the traditional method for single graphene/boron nitride structures is presented. Based on a reversed stacking order this method yields large areas of homogeneous graphene, however it comes with the drawback of limited yields. A common type of problem accompanying the fabrication of encapsulated graphene structures is the formation of contamination spots (also referred to as bubbles in the literature) at the interfaces between BN and graphene. We experience similar issues which we are unable to prevent and thus pose a limit to the maximum available device size. In the next step we develop a full lithography paradigm including high-resolution device patterning by electron beam lithography combined with reactive ion etching and two different ways to establish electrical contact to the encapsulated graphene flake. In this context we explore the use of three different types of etch masks and find a double layer of PMMA/HSQ best suited for our purposes. Our low power plasma etch process utilizes a combination of \(\rm{O}_{2}\;\) and \(\rm{CHF}_{3}\;\) and is optimized to show reproducible etch results.
A widely used method for electrical contacts relies on one-dimensional edge contacts whose functionality crucially depends on the use of Cr as the interface layer. For compatibility reasons with superconducting materials, e.g. Nb, we develop a self-aligned contact process that instead of only Cr is also compatible with Ti. We achieve this by modifying the plasma etch parameters such that the etch process exhibits extremely low graphene etch rates while keeping a high etch rate for h-BN. This allows clearing of a narrow stripe of graphene at the edge of the structure by using a thick PMMA layer as etch mask as replacement of the PMMA/HSQ combination. The purpose of this PMMA mask is two-fold since it also serves as lift-off mask during metalization.
The quality of the edge contacts fabricated with either method is excellent as determined from transport measurements at room and cryogenic temperatures. With typical contact resistances of a few hundred \({\rm \,}\Omega\mu{\rm m}\) and a record low of \(100{\rm \,}\Omega\mu{\rm m}\) the contacts can be considered to be state-of-the-art. The positive effect of encapsulation on the electronic quality is confirmed on a device exhibiting charge carrier mobilities exceeding \(10^5{\rm \,cm^2/Vs}\), one magnitude larger than what is commonly achieved on \(\rm{SiO}_{2}\).
The investigation of induced superconductivity in graphene Josephson Junctions, quantum dots, and high mobility heterostructures underlines the versatility of this material system, while covering only a tiny fraction of its prospects. Combination of the acquired knowledge regarding the physical effects and the developed lithography processes lay the foundation towards the fabrication and study of novel graphene hybrid devices.
In this thesis two main projects are presented, both aiming at the overall goal
of particle detector development. In the first part of the thesis detailed shielding
studies are discussed, focused on the shielding section of the planned New Small
Wheel as part of the ATLAS detector upgrade. Those studies supported the discussions
within the upgrade community and decisions made on the final design of
the New Small Wheel. The second part of the thesis covers the design, construction
and functional demonstration of a test facility for gaseous detectors at the
University of Würzburg. Additional studies on the trigger system of the facility are
presented. Especially the precision and reliability of reference timing signals were
investigated.
In the present thesis the MBE growth and sample characterization of HgTe structures is investigated
and discussed. Due to the first experimental discovery of the quantum Spin Hall effect
(QSHE) in HgTe quantum wells, this material system attains a huge interest in the spintronics
society. Because of the long history of growing Hg-based heterostructures here at the Experimentelle
Physik III in Würzburg, there are very good requirements to analyze this material
system more precisely and in new directions. Since in former days only doped HgTe quantum
wells were grown, this thesis deals with the MBE growth in the (001) direction of undoped
HgTe quantum wells, surface located quantum wells and three dimensional bulk layers. All
Hg-based layers were grown on CdTe substrates which generate strain in the layer stack and
provide therefore new physical effects. In the same time, the (001) CdTe growth was investigated
on n-doped (001) GaAs:Si because the Japanese supplier of CdTe substrates had a
supply bottleneck due to the Tohoku earthquake and its aftermath in 2011.
After a short introduction of the material system, the experimental techniques were demonstrated
and explained explicitly. After that, the experimental part of this thesis is displayed.
So, the investigation of the (001) CdTe growth on (001) GaAs:Si is discussed in chapter 4.
Firstly, the surface preparation of GaAs:Si by oxide desorption is explored and analyzed.
Here, rapid thermal desorption of the GaAs oxide with following cool down in Zn atmosphere
provides the best results for the CdTe due to small holes at the surface, while e.g. an atomic
flat GaAs buffer deteriorates the CdTe growth quality. The following ZnTe layer supplies the
(001) growth direction of the CdTe and exhibits best end results of the CdTe for 30 seconds
growth time at a flux ratio of Zn/Te ~ 1/1.2. Without this ZnTe layer, CdTe will grow in the
(111) direction. However, the main investigation is here the optimization of the MBE growth
of CdTe. The substrate temperature, Cd/Te flux ratio and the growth time has to be adjusted
systematically. Therefore, a complex growth process is developed and established. This optimized
CdTe growth process results in a RMS roughness of around 2.5 nm and a FWHM value
of the HRXRD w-scan of 150 arcsec. Compared to the literature, there is no lower FWHM
value traceable for this growth direction. Furthermore, etch pit density measurements show
that the surface crystallinity is matchable with the commercial CdTe substrates (around 1x10^4
cm^(-2)). However, this whole process is not completely perfect and offers still room for improvements.
The growth of undoped HgTe quantum wells was also a new direction in research in contrast
to the previous n-doped grown HgTe quantum wells. Here in chapter 5, the goal of very low
carrier densities was achieved and therefore it is now possible to do transport experiments in
the n - and p - region by tuning the gate voltage. To achieve this high sample quality, very precise
growth of symmetric HgTe QWs and their HRXRD characterization is examined. Here,
the quantum well thickness can now determined accurate to under 0.3 nm. Furthermore, the transport analysis of different quantum well thicknesses shows that the carrier density and
mobility increase with rising HgTe layer thickness. However, it is found out that the band
gap of the HgTe QW closes indirectly at a thickness of 11.6 nm. This is caused by the tensile
strained growth on CdTe substrates. Moreover, surface quantum wells are studied. These
quantum wells exhibit no or a very thin HgCdTe cap. Though, oxidization and contamination
of the surface reduces here the carrier mobility immensely and a HgCdTe layer of around 5 nm
provides the pleasing results for transport experiments with superconductors connected to the
topological insulator [119]. A completely new achievement is the realization of MBE growth
of HgTe quantum wells on CdTe/GaAs:Si substrates. This is attended by the optimization of
the CdTe growth on GaAs:Si. It exposes that HgTe quantum wells grown in-situ on optimized
CdTe/GaAs:Si show very nice transport data with clear Hall plateaus, SdH oscillations, low
carrier densities and carrier mobilities up to 500 000 cm^2/Vs. Furthermore, a new oxide etching
process is developed and analyzed which should serve as an alternative to the standard
HCl process which generates volcano defects at some time. However, during the testing time
the result does not differ in Nomarski, HRXRD, AFM and transport measurements. Here,
long-time tests or etching and mounting in nitrogen atmosphere may provide new elaborate
results.
The main focus of this thesis is on the MBE growth and standard characterization of HgTe bulk
layers and is discussed in chapter 6. Due to the tensile strained growth on lattice mismatched
CdTe, HgTe bulk opens up a band gap of around 22 meV at the G-point and exhibits therefore
its topological surface states. The analysis of surface condition, roughness, crystalline quality,
carrier density and mobility via Nomarski, AFM, XPS, HRXRD and transport measurements
is therefore included in this work. Layer thickness dependence of carrier density and mobility
is identified for bulk layer grown directly on CdTe substrates. So, there is no clear correlation
visible between HgTe layer thickness and carrier density or mobility. So, the carrier density is
almost constant around 1x10^11 cm^(-2) at 0 V gate voltage. The carrier mobility of these bulk
samples however scatters between 5 000 and 60 000 cm^2/Vs almost randomly. Further experiments
should be made for a clearer understanding and therefore the avoidance of unusable
bad samples.But, other topological insulator materials show much higher carrier densities and
lower mobility values. For example, Bi2Se3 exhibits just density values around 1019 cm^(-2)
and mobility values clearly below 5000 cm2/Vs. The carrier density however depends much
on lithography and surface treatment after growth. Furthermore, the relaxation behavior and
critical thickness of HgTe grown on CdTe is determined and is in very good agreement with
theoretical prediction (d_c = 155 nm). The embedding of the HgTe bulk layer between HgCdTe
layers created a further huge improvement. Similar to the quantum well structures the carrier
mobility increases immensely while the carrier density levels at around 1x10^11 cm^(-2) at 0
V gate voltage as well. Additionally, the relaxation behavior and critical thickness of these
barrier layers has to be determined. HgCdTe grown on commercial CdTe shows a behavior as
predicted except the critical thickness which is slightly higher than expected (d_c = 850 nm).
Otherwise, the relaxation of HgCdTe grown on CdTe/GaAs:Si occurs in two parts. The layer
is fully strained up to 250 nm. Between 250 nm and 725 nm the HgCdTe film starts to relax
randomly up to 10 %. The relaxation behavior for thicknesses larger than 725 nm occurs than
linearly to the inverse layer thickness. A explanation is given due to rough interface conditions
and crystalline defects of the CdTe/GaAs:Si compared to the commercial CdTe substrate. HRXRD and AFM data support this statement. Another point is that the HgCdTe barriers protect the active HgTe layer and because of the high carrier mobilities the Hall measurements provide new transport data which have to be interpreted more in detail in the future. In addition, HgTe bulk samples show very interesting transport data by gating the sample from the top and the back. It is now possible to manipulate the carrier densities of the top and bottom surface states almost separately. The back gate consisting of the n-doped GaAs substrate and the thick insulating CdTe buffer can tune the carrier density for Delta(n) ~ 3x10^11 cm^(-2). This is sufficient to tune the Fermi energy from the p-type into the n-type region [138].
In this thesis it is shown that strained HgTe bulk layers exhibit superior transport data by embedding between HgCdTe barrier layers. The n-doped GaAs can here serve as a back gate.
Furthermore, MBE growth of high crystalline, undoped HgTe quantum wells shows also new
and extended transport output. Finally, it is notable that due to the investigated CdTe growth
on GaAs the Hg-based heterostructure MBE growth is partially independent from commercial
suppliers.
The controlled shaping of ultrashort laser pulses is a powerful technology and applied in many laser laboratories today. Most of the used pulse shapers are only able to produce linearly polarized pulses shaped in amplitude and phase. Some devices are also capable of producing limited time-varying polarization profiles, but they are not able to control the amplitude. However, for some state-of-the-art non-linear time-resolved methods, such as polarization-enhanced two-dimensional spectroscopy, the possibility of controlling the amplitude and the polarization simultaneously is desirable.
Over the last years, different concepts have been developed to overcome these restrictions and to manipulate the complete vector-field of an ultrashort laser pulse with independent control over all four degrees of freedom - phase, amplitude, orientation, and ellipticity. The aim of this work was to build such a vector-field shaper. While the basic concept used for our setup is based on previous designs reported in the literature, the goal was to develop an optimized optical design that minimizes artifacts, allowing for the generation of predefined polarization pulse sequences with the highest achievable accuracy.
In Chapter 3, different approaches reported in the literature for extended and unrestricted vector-field control were examined and compared in detail. Based on this analysis, we decided to follow the approach of modulating the spectral phase and amplitude of two perpendicularly polarized pulses independently from each other in two arms of an interferometer and recombining them to a single laser pulse to gain control over the complete vector field.
As described in Chapter 4, the setup consists of three functional groups: i) an optical component to generate and recombine the two polarized beams, ii) a 4f setup, and iii) a refracting telescope to direct the two beams under two different angles of incidence onto the grating of the 4f setup in a common-path geometry. This geometry was chosen to overcome potential phase instabilities of an interferometric vector-field shaper. Manipulating the two perpendicularly polarized pulses simultaneously within one 4f setup and using adjacent pixel groups of the same liquid-crystal spatial light modulator (LC SLM) for the two polarizations has the advantages that only a single dual-layer LC SLM is required and that a robust and compact setup was achieved. The shaping capabilities of the presented design were optimized by finding the best parameters for the setup through numerical calculations to adjust the frequency distributions for a broad spectrum of 740 – 880 nm. Instead of using a Wollaston prism as in previous designs, a thin-film polarizer (TFP) is utilized to generate and recombine the two orthogonally polarized beams. Artifacts such as angular dispersion and phase distortions along the beam profile which arise when a Wollaston prism is used were discussed. Furthermore, it was shown by ray-tracing simulations that in combination with a telescope and the 4f setup, a significant deformation of the beam profile would be present when using a Wollaston prism since a separation of the incoming and outgoing beam in height is needed. The ray-tracing simulations also showed that most optical aberrations of the setup are canceled out when the incoming and outgoing beams propagate in the exact same plane by inverting the beam paths. This was realized by employing a TFP in the so-called crossed-polarizer arrangement which has also the advantage that the polarization-dependent efficiencies of the TFP and the other optics are automatically compensated and that a high extinction ratio in the order of 15000:1 is reached. Chromatic aberrations are, however, not compensated by the crossed-polarizer arrangement. The ray-tracing simulations confirmed that these chromatic aberrations are mainly caused by the telescope and not by the cylindrical lens of the 4f setup. Nevertheless, in the experimentally used wavelength range of 780 – 816 nm, only minor distortions of the beam profile were observed, which were thus considered to be negligible in the presented setup.
The software implementation of the pulse shaper was reviewed in Chapter 5 of this thesis. In order to perform various experiments, five different parameterizations, accounting for the extended shaping capabilities of a vector-field shaper, were developed. The Pixel Basis, the Spectral Basis, and the Spectral Taylor Basis can generally be used in combination with an optimization algorithm and are therefore well suited for quantum control experiments. For multidimensional spectroscopy, the Polarized Four-Pulse Basis was established. With this parameterization pulse sequences with up to four subpulses can be created. The polarization state of each subpulse can be specified and the relative intensity, phase, and temporal delay between consecutive subpulses can be controlled. In addition, different software programs were introduced in Chapter 5 which are required to perform the experiments conducted in this work.
The experimental results were presented in Chapter 6. The frequency distribution across the LC SLM was measured proving that the optimal frequency distribution was realized experimentally. Furthermore, the excellent performance of the TFP was verified. In general, satellite pulses are emitted from the TFP due to multiple internal reflections. Various measurements demonstrated that these pulses are temporally separated by at least 4.05 ps from the main pulse and that they have vanishing intensity. The phase stability between the two arms of the presented common-path setup σ = 28.3 mrad (λ/222) over 60 minutes. To further improve this stability over very long measurement times, an on-the-fly phase reduction and stabilization (OPRAS) routine utilizing the pulse shaper itself was developed. This routine automatically produces a compressed pulse with a minimized relative phase between the two polarization components. A phase stability of σ = 31.9 mrad (λ/197) over nearly 24 hours was measured by employing OPRAS. Various pulse sequences exceeding the capabilities of conventional pulse shapers were generated and characterized. The experimental results proved that shaped pulses with arbitrary phase, amplitude, and polarization states can be created. In all cases very high agreement between the target parameters and the experimental data was achieved.
For the future use of the setup also possible modifications were suggested. These are not strictly required, but all of them could further improve the performance and flexibility of the setup. Firstly, it was illustrated how a “dual-output” of the setup can be realized. With this modification it would be possible to use the main intensity of the shaped pulse for an experiment while using a small fraction to characterize the pulse or to perform OPRAS simultaneously. Secondly, the basic idea of replacing the telescope by focusing mirrors in order to eliminate the chromatic aberrations was presented. Regarding the different parameterizations for vector-field shaping, some modifications increasing the flexibility of the implemented bases and the realization of a von Neumann Basis for the presented setup were proposed. In future experiments, the vector-field shaper will be used in conjunction with a photoemission electron microscope (PEEM). This approach combines the temporal resolution provided by ultrashort laser pulses with the high spatial resolution gained by electron microscopy in order to perform two-dimensional spectroscopy and coherent control on nanostructures with polarization-shaped femtosecond laser pulses. In combination with other chiral-sensitive experimental setups implemented earlier in our group, the vector-field shaper opens up new perspectives for chiral femtochemistry and chiral control.
The designed vector-field shaper meets all requirements to generate high-precision polarization-shaped multipulse sequences. These can be used to perform numerous polarization-sensitive experiments. Employing the OPRAS routine, a quasi-infinitely long phase stability is achieved and complex and elaborated long-term measurements can be carried out. The fact that OPRAS demands no additional hardware and that only a single dual-layer LC SLM and inexpensive optics are required allows the building of a vector-field shaper at comparatively low costs. We hope that with the detailed insights into the optical design process as well as into the software implementation given in this thesis, vector-field shaping will become a standard technique just as conventional pulse shaping in the upcoming years.
Exploring the transport properties of the three-dimensional topological insulator material HgTe
(2015)
In the present thesis the transport properties of strained bulk HgTe devices are investigated. Strained HgTe forms a 3D TI and is of special interest for studying topological surface states, since it can be grown by MBE in high crystal quality. The low defect density leads to considerable mobility values, well above the mobilities of other TI materials. However, strained HgTe has a small band gap of ca. 20 meV. With respect to possible applications the question is important, under which conditions the surface transport occurs. To answer this question, the HgTe devices are investigated at dilution refrigerator temperatures (T<100 mK) in high magnetic fields of different orientation. The influence of top and back gate electrodes as well as surface protecting layers is discussed.
On the basis of an analysis of the quantum Hall behaviour it is shown that transport is dominated by the topological surface states in a surprisingly large parameter range. A dependence on the applied top gate voltage is presented for the topological surface states. It enables the first demonstration of an odd integer QHE sequence from the surfaces perpendicular to the magnetic field. Furthermore, the p-type QHE from the surface states is observed for the first time in any 3D TI. This is achieved in samples of high surface quality. It is concluded from the gate response that the screening behaviour in 3D TI devices is non-trivial. The transport data are qualitatively analysed by means of intuitive theoretical models.
In this thesis, thin-film solar cells on the basis of Cu(In,Ga)(S,Se)2 (CIGSSe) were investigated.
Until today, most high efficient CIGSSe-based solar cells use a toxic and wetchemical deposited CdS buffer layer, which doesn’t allow a dry inline production. However, a promising and well-performing alternative buffer layer, namely indium sulfide, has been found which doesn’t comprise these disadvantages. In order to shed light on these well-performing devices, the surfaces and in particular the interfaces which play a major role for the charge carrier transport are investigated in the framework of this thesis. Both, the chemical and electronic properties of the solar cells’ interfaces were characterized.
In case of the physical vapor deposition of an InxSy-based buffer layer, the cleaning step of the CdS chemical-bath deposition is not present and thus changes of the absorber surface have to be taken into account. Therefore, adsorbate formation, oxidation, and segregation of absorber elements in dependence of the storing temperature and the humidity are investigated in the first part of this thesis.
The efficiencies of CIGSSe-based solar cells with an InxSy buffer layer depend on the nominal indium concentration x and display a maximum for x = 42 %. In this thesis, InxSy samples with a nominal indium concentration of 40.2% ≤ x ≤ 43.2% were investigated by surface-sensitive and surface-near bulk-sensitive techniques, namely with photoemission spectroscopy (PES) and x-ray emission spectroscopy (XES). The surfaces of the films were found to be sulfur-poor and indium-rich in comparison with stoichiometric In2S3. Moreover, a direct determination of the band alignment at the InxSy/CISSe interface in dependence of the nominal indium concentration x was conducted with the help of PES and inverse PES (IPES) and a flat band alignment was found for x = 42 %.
In order to study the impact of a heat treatment as it occurs during subsequent cell process steps, the indium sulfide-buffered absorbers were annealed for 30 minutes under UHV conditions at 200 °C after the initial data set was taken. Besides a reported enhanced solar cell performance, a significant copper diffusion from the absorber into the buffer layer takes place due to the thermal treatment. Accordingly, the impact of the copper diffusion on the hidden InxSy/CISSe interface was discussed and for x = 40.2% a significant cliff (downwards step in the conduction band) is observed. For increasing x, the alignment in the conduction band turns into a small upwards step (spike) for the region 41% ≤ x ≤ 43.2%. This explains the optimal solar cell performance for this indium contents.
In a further step, the sodium-doped indium sulfide buffer which leads to significantly higher efficient solar cells was investigated. It was demonstrated by PES/IPES that the enhanced performance can be ascribed to a significant larger surface band gap in comparison with undoped InxSy. The occurring spike in the Na:InxSy/CISSe band alignment gets reduced due to a Se diffusion induced by the thermal treatment. Furthermore, after the thermal treatment the sodium doped indium sulfide layer experiences a copper diffusion which is reduced by more than a factor of two compared to pure InxSy.
Next, the interface between the Na:InxSy buffer layer and the i-ZnO (i = intrinsic, non-deliberately doped), as a part of the transparent front contact was analyzed. The i-ZnO/Na:InxSy interface shows significant interdiffusion, leading to the formation of, e.g., ZnS and hence to a reduction of the nominal cliff in the conduction band alignment.
In the last part of this thesis, the well-established surface-sensitive reflective electron energy loss spectroscopy (REELS) was utilized to study the CIGSSe absorber, the InxSy buffer, and annealed InxSy buffer surfaces. By fitting the characteristic inelastic scattering cross sections λK(E) with Drude-Lindhard oscillators the dielectric function was identified. The determined dielectric functions are in good agreement with values from bulk-sensitive optical measurements on indium sulfide layers. In contrast, for the chalcopyrite-based absorber significant differences appear. In particular, a substantial larger surface band gap of the CIGSSe surface of E^Ex_Gap = (1.4±0.2) eV in comparison with bulk values is determined. This provides for the first time an independent verification of earlier PES/IPES results. Finally, the electrons’ inelastic mean free paths l for the three investigated surfaces are compared for different primary energies with theoretical values and the universal curve.
In this thesis, I present a model system for carbohydrate interactions with single-crystalline Ru surfaces. Geometric and electronic properties of copper phthalocyanine (CuPc) on top of graphene on hexagonal Ru(0001), rectangular Ru(10-10) and vicinal Ru(1,1,-2,10) surfaces have been studied. First, the Fermi surfaces and band structures of the three Ru surfaces were investigated by high-resolution angle-resolved photoemission spectroscopy. The experimental data and theoretical calculations allow to derive detailed information about the momentum-resolved electronic structure. The results can be used as a reference to understand the chemical and catalytic properties of Ru surfaces. Second, graphene layers were prepared on the three different Ru surfaces. Using low-energy electron diffraction and scanning tunneling microscopy, it was found that graphene can be grown in well-ordered structures on all three surfaces, hexagonal Ru(0001), rectangular Ru(10-10) and vicinal Ru(1,1,-2,10), although they have different surface symmetries. Evidence for a strong interaction between graphene and Ru surfaces is a 1.3-1.7e V increase in the graphene pi-bands binding energy with respect to free-standing graphene sheets. This energy variation is due to the hybridization between the graphene pi bands and the Ru 4d electrons, while the lattice mismatch does not play an important role in the bonding between graphene and Ru surfaces. Finally, the geometric and electronic structures of CuPc on Ru(10-10), graphene/Ru(10-10), and graphene/Ru(0001) have been studied in detail. CuPc molecules can be grown well-ordered on Ru(10-10) but not on Ru(0001). The growth of CuPc on graphene/Ru(10-10) and Ru(0001) is dominated by the Moire pattern of graphene. CuPc molecules form well-ordered structures with rectangular unit cells on graphene/Ru(10-10) and Ru(0001). The distance of adjacent CuPc molecules is 1.5 and 1.3 nm on graphene/Ru(0001) and 1.54 and 1.37 nm on graphene/Ru(10-10). This indicates that the molecule-substrate interaction dominates over the intermolecular interaction for CuPc molecules on graphene/Ru(10-10) and graphene/Ru(0001).
The results of two analyses searching for supersymmetry (SUSY) in data of the ATLAS experiment are presented in this thesis. The data were recorded in proton-proton collisions at the Large Hadron Collider in 2012 at a centre of mass energy of \(\sqrt{s}\)=8 TeV and correspond to an integrated luminosity of 20.3 fb\(^{−1}\). The first search is performed in signatures containing an opposite-sign electron or muon pair, which is compatible with originating from a Z boson decay, in addition to jets and large missing transverse momentum. The analysis targets the production of squarks and gluinos in R-parity conserving (RPC) models with SUSY breaking via General Gauge Mediation (GGM). The main Standard Model (SM) backgrounds are \(t\overline t\), WW, W+t and Z to \(\tau \tau\) processes which are entirely estimated from data using different-flavour events. Besides that, the SM production of Z bosons in association with jets and large fake missing momentum from mismeasurements plays a role and is predicted with the data-driven jet smearing method. Backgrounds from events with fake leptons are estimated with the data-driven matrix method. WZ/ZZ production as well as smaller background contributions are determined from Monte-Carlo simulations. The search observes an excess of data over the SM prediction with a local significance of 3.0 \(\sigma\) in the electron channel, 1.7 \(\sigma\) in the muon channel and 3.0 \(\sigma\) when the two channels are added together. The results are used to constrain the parameters of the GGM model. The second analysis uses the already published results of an ATLAS search for SUSY in events with one isolated electron or muon, jets and missing transverse momentum to reinterpret them in the context of squark and gluino production in SUSY models with R-parity violating (RPV) \(LQ\overline D\)-operators. In contrast to RPC models, the lightest SUSY particle (LSP) is not stable but decays into SM particles. "Standard" analyses often do not consider SUSY models with RPV although they are in principle sensitive to them. The exclusion limits on the squark and gluino mass obtained from the reinterpretation extend up to 1200 GeV. These are the first results by any ATLAS SUSY search which systematically cover a wide range of RPV couplings in the case of prompt LSP decays. However, the analysis is not sensitive to the full parameter space of the \(LQ\overline D\)-model and reveals gaps in the ATLAS SUSY program which have to be closed by dedicated search strategies in the future.
The combination of a topological insulator (TI) and a superconductor (S), which together
form a TI/S interface, is expected to influence the possible surface states in the
TI. It is of special interest, if the theoretical prediction of zero energy Majorana states
in this system is verifiable. This thesis presents the experimental realization of such
an interface between the TI strained bulk HgTe and the S Nb and studies if the afore
mentioned expectations are met.
As these types of interfaces were produced for the first time the initial step was
to develop a new lithographic process. Optimization of the S deposition technique as
well as the application of cleaning processes allowed for reproducible fabrication of
structures. In parallel the measurement setup was upgraded to be able to execute the
sensitive measurements at low energy. Furthermore several filters have been implemented
into the system to reduce high frequency noise and the magnetic field control
unit was additionally replaced to achieve the needed resolution in the μT range.
Two kinds of basic geometries have been studied: Josephson junctions (JJs) and
superconducting quantum interference devices (SQUIDs). A JJ consists of two Nb contacts
with a small separation on a HgTe layer. These S/TI/S junctions are one of the
most basic structures possible and are studied via transport measurements. The transport
through this geometry is strongly influenced by the behavior at the two S/TI
interfaces. In voltage dependent differential resistance measurements it was possible
to detect multiple Andreev reflections in the JJ, indicating that electrons and holes are
able to traverse the HgTe gap between both interfaces multiple times while keeping
phase coherence. Additionally using BTK theory it was possible to extract the interface
transparency of several junctions. This allowed iterative optimization for the highest
transparency via lithographic improvements at these interfaces. The increased transparency
and thus the increased coupling of the Nb’s superconductivity to the HgTe
results in a deeper penetration of the induced superconductivity into the HgTe. Due
to this strong coupling it was possible to enter the regime, where a supercurrent is
carried through the complete HgTe layer. For the first time the passing of an induced
supercurrent through strained bulk HgTe was achieved and thus opened the area for
detailed studies. The magnetic dependence of the supercurrent in the JJ was recorded,
which is also known as a Fraunhofer pattern. The periodicity of this pattern in magnetic
field compared to the JJ geometry allowed to conclude how the junction depends
on the phase difference between both superconducting contacts. Theoretical calculations
predicted a phase periodicity of 4p instead of 2p, if a TI is used as weak link
material between the contacts, due to the presence of Majorana modes. It could clearly
be shown that despite the usage of a TI the phase still was 2p periodic. By varying
further influencing factors, like number of modes and phase coherence length in the
junction, it might still be possible to reach the 4p regime with bound Majorana states
in the future. A good candidate for further experiments was found in capped HgTe
samples, but here the fabrication process still has to be developed to the same quality
as for the uncapped HgTe samples.
The second type of geometry studied in this thesis was a DC-SQUID, which consists
of two parallel JJs and can also be described as an interference device between two JJs.
The DC-SQUID devices were produced in two configurations: The symmetric SQUID,
where both JJs were identical, and the asymmetric SQUID, where one JJ was not linear,
but instead has a 90° bent. These configurations allow to test, if the predicted
uniformity of the superconducting band gap for induced superconductivity in a TI
is valid. While the phase of the symmetric SQUID is not influenced by the shape of
the band gap, the asymmetric SQUID would be in phase with the symmetric SQUID
in case of an uniform band gap and out of phase if p- or d-wave superconductivity
is dominating the transport, due to the 90° junction. As both devices are measured
one after another, the problem of drift in the coil used to create the magnetic field has
to be overcome in order to decide if the oscillations of both types of SQUIDs are in
phase. With an oscillation period of 0.5 mT and a drift rate in the range of 5.5 μT/h
the measurements on both configurations have to be conducted in a few hours. Only
then the total shift is small enough to compare them with each other. For this to be
possible a novel measurement system based on a real time micro controller was programmed,
which allows a much faster extraction of the critical current of a device. The
measurement times were reduced from days to hours, circumventing the drift problems
and enabling the wanted comparison. After the final system optimizations it has
been shown that the comparison should now be possible. Initial measurements with
the old system hinted that both types of SQUIDs are in phase and thus the expected
uniform band gap is more likely. With all needed optimizations in place it is now up
to the successors of this project to conclusively prove this last point.
This thesis has proven that it is possible to induce superconductivity in strained
bulk HgTe. It has thus realized the most basic sample geometry proposed by Fu and
Kane in 2008 for the appearance of Majorana bound states. Based on this work it is
now possible to further explore induced superconductivity in strained bulk HgTe to
finally reach a regime, where the Majorana states are both stable and detectable.
This work sheds light on different aspects of the silicon vacancy in SiC:
(1) Defect creation via irradiation is shown both with electrons and neutrons. Optical properties have been determined: the excitation of the vacancy is most efficient at excitation wavelengths between 720nm and 800nm. The PL decay yields a characteristic excited state lifetime of (6.3±0.6)ns.
(2) Defect engineering, meaning the controlled creation of vacancies in SiC with varying neutron fluence. The defect density could be engineered over eight orders of magnitude. On the one hand, in the sample with highest emitter density, the huge PL signal could even be enhanced by factor of five via annealing mechanisms. On the other hand, in the low defect density samples, single defects with photostable room temperature NIR emission were doubtlessly proven. Their lifetime of around 7ns confirmed the value of the transient measurement.
(3) Also electrical excitation of the defects has been demonstrated in a SiC LED structure.
(4) The investigations revealed for the first time that silicon vacancies can even exist SiC nanocrystals down to sizes of about 60 nm. The defects in the nanocrystals show stable PL emission in the NIR and even magnetic resonance in the 600nm fraction.
In conclusion, this work ascertains on the one hand basic properties of the silicon vacancy in silicon carbide. On the other hand, proof-of-principle measurements test the potential for various defect-based applications of the vacancy in SiC, and confirm the feasibility of e.g. electrically driven single photon sources or nanosensing applications in the near future.