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This work is concerned with the syntheses and photophysical properties of para-xylylene bridged macrocycles nPBI with ring sizes from two to nine PBI units, as well as the complexation of polycyclic aromatic guest compounds.
With a reduced but substantial fluorescence quantum yield of 21% (in CHCl3) the free host 2PBI(4-tBu)4 can be used as a dual fluorescence probe. Upon encapsulation of rather electron-poor guests the fluorescence quenching interactions between the chromophores are prevented, leading to a significant fluorescence enhancement to > 90% (“turn-on”). On the other hand, the addition of electron-rich guest molecules induces an electron transfer from the guest to the electron-poor PBI chromophores and thus quenches the fluorescence entirely (“turn-off”). The photophysical properties of the host-guest complexes were studied by transient absorption spectroscopy. These measurements revealed that the charge transfer between guest and 2PBI(4-tBu)4 occurs in the “normal region” of the Marcus-parabola with the fastest charge separation rate for perylene. In contrast, the charge recombination back to the PBI ground state lies far in the “inverted region” of the Marcus-parabola.
Beside complexation of planar aromatic hydrocarbons into the cavity of the cyclophanes an encapsulation of fullerene into the cyclic trimer 3PBI(4-tBu)4 was observed. 3PBI(4-tBu)4 provides a tube-like structure in which the PBI subunits represent the walls of those tubes. The cavity has the optimal size for hosting fullerenes, with C70 fitting better than C60 and a binding constant that is higher by a factor of 10. TA spectroscopy in toluene that was performed on the C60@3PBI(4-tBu)4 complex revealed two energy transfer processes. The first one comes from the excited PBI to the fullerene, which subsequently populates the triplet state. From the fullerene triplet state a second energy transfer occurs back to the PBI to generate the PBI triplet state.
In all cycles that were studied by TA spectroscopy, symmetry-breaking charge separation (SB-CS) was observed in dichloromethane. This process is fastest within the PBI cyclophane 2PBI(4-tBu)4 and slows down for larger cycles, suggesting that the charge separation takes place through space and not through bonds. The charges then recombine to the PBI triplet state via a radical pair intersystem crossing (RP-ISC) mechanism, which could be used to generate singlet oxygen in yields of ~20%.
By changing the solvent to toluene an intramolecular folding of the even-numbered larger cycles was observed that quenches the fluorescence and increases the 0-1 transition band in the absorption spectra. Force field calculations of 4PBI(4-tBu)4 suggested a folding into pairs of dimers, which explains the remarkable odd-even effect with respect to the number of connected PBI chromophores and the resulting alternation in the absorption and fluorescence properties. Thus, the even-numbered macrocycles can fold in a way that all chromophores are in a paired arrangement, while the odd-numbered cycles have open conformations (3PBI(4-tBu)4, 5PBI(4-tBu)4, 7PBI(4-tBu)4) or at least additional unpaired PBI unit (9PBI(4-tBu)4).
With these experiments we could for the first time give insights in the interactions between cyclic PBI hosts and aromatic guest molecules. Associated with the encapsulation of guest molecules a variety of possible applications can be envisioned, like fluorescence sensing, chiral recognition and photodynamic therapy by singlet oxygen generation. Particularly, these macrocycles provide photophysical relaxation pathways of PBIs, like charge separation and recombination and triplet state formation that are hardly feasible in monomeric PBI dyes. Furthermore, diverse compound specific features were found, like the odd-even effect in the folding process or the transition of superficial nanostructures of the tetrameric cycle influenced by the AFM tip. The comprehensive properties of these macrocycles provide the basis for further oncoming studies and can serve as an inspiration for the synthesis of new macrocyclic compounds.
In terms of the need of environmentally benign renewable and storable energy sources, splitting of water into hydrogen and oxygen by using sunlight is a promising approach. Hereby, water oxidation catalysts (WOCs) are required to perform the water oxidation comprising the transfer of four electrons to provide the reducing equivalents for producing hydrogen. The class of Ru(bda) (bda = 2,2'-bipyridine-6,6'-dicarboxylate) catalysts has proven to be efficient for this reaction.
In this thesis, ligand exchange processes in Ru(bda) complexes have been analyzed and the formation of multinuclear macrocyclic WOCs was studied. Based on the knowledge acquired by these studies, new multinuclear cyclic Ru(bda) complexes have been synthesized and their catalytic efficiencies in homogeneous water oxidation have been investigated. Going one step further for setting up functional devices, molecular WOCs have been immobilized on conducting or semiconducting supporting materials. Direct anchoring on carbon nanotubes generated a promising materials for further applications.
The chirality of the interlocked bay-arylated perylene motif is investigated upon its material prospect and the enhancement of its chiroptical response to the NIR spectral region. A considerable molecular library of inherently chiral perylene bisimides (PBIs) was utilized as acceptors in organic solar cells to provide decent device performances and insights into the structure-property relationship of PBI materials within a polymer blend. For the first time in the family of core-twisted PBIs, the effects of enantiopurity on the device performance was thoroughly investigated. The extraordinary structural sensitivity of CD spectroscopy served as crucial analytical tool to bridge the highly challenging gap between molecular properties and device analytics by proving the excitonic chirality of a helical PBI dimer. The chirality of this perylene motif could be further enhanced on a molecular level by both the expansion and the enhanced twisting of the π-scaffold to achieve a desirable strong chiroptical NIR response introducing a new family of twisted QBI-based nanoribbons. These achievements could be substantially further developed by expanding this molecular concept to a supramolecular level. The geometrically demanding supramolecular arrangement necessary for the efficient excitonic coupling was carefully encoded into the molecular design. Accordingly, the QBIs could form the first J-type aggregate constituting a fourfold-stranded superhelix of a rylene bisimide with strong excitonic chirality. Therefore, this thesis has highlighted the mutual corroboration of experimental and theoretical data from the molecular to the supramolecular level. It has demonstrated that for rylene bisimide dyes, the excitonic contribution to the overall chiroptical response can be designed and rationalized. This can help to pave the way for new organic functional materials to be used for
chiral sensing or chiral organic light-emitting devices.
In this thesis, the usage of onion-like carbon (OLC) for energy storage applications was researched regarding sustainability, performance and processability. This work targets to increase the scientific understanding regarding the role of OLC in electrodes and to facilitate a large-scale production, which is the foundation for commercial application. Research was devoted to increase the knowledge in the particular field, to yield synergistic approaches and a shared value regarding sustainability and performance.
Our research group focusses on the isolation, structural elucidation, and synthesis of bioactive natural products, among others, the naphthylisoquinoline alkaloids from tropical lianas. This intriguing class of compounds comprises representatives with activities against, e.g. P. falciparum, the cause of Malaria tropica, against the neglected disease leishmaniasis, and, as discovered more recently, against different types of cancer cells. Based on the high potency of theses extraordinary secondary metabolites, this thesis was devoted to the total synthesis of bioactive natural products and closely related analogs.
Dipolar merocyanines are very attractive supramolecular building blocks, as they combine interesting functional properties with strong, directional intermolecular interactions. The pyridine dioxocyano-pyridine (PYOP) chromophore (Chapter 2.2), used in this thesis, stands out because of its exceptionally high ground state dipole moment (g ~ 17 D), in combination with the option to retain good solubility also in unpolar solvents, by decoration with solubilizing groups.
The reliable binding motif of anti-parallel -stacking due to dipole-dipole interactions has allowed the design of molecular building blocks that form assemblies of predictable geometry. The intense unstructured charge transfer UV/Vis absorption band (eg ~ 10.7 D) is a result of the dominant contribution of the zwitterionic resonance structure which brings the PYOP chromophore just beyond the cyanine limit in solvents of low polarity (c2 = 0.60, 1,4 dioxane). The high sensitivity of the S0 – S1 UV/Vis absorption band to the environment manifests itself in a pronounced negative solvatochromism and strong H-type exciton coupling within -stacked PYOP assemblies. In accordance with the classical molecular exciton theory, an increasing hypsochromic shift of the dominant absorption band of these H aggregates can be observed as the stack size increases up to about six chromophores, where it levels out at about max ~ 440 nm (CHCl3). This allows a uniquely simple estimation of the number of interacting chromophores within the self-assembled structure from a single UV/Vis absorption spectrum of an aggregate.
The defined and well investigated PYOP dimer formation was employed in this thesis to probe the applicability and limitations of concentration-, temperature-, and solvent-dependent self-assembly studies (Chapter 3). Straightforward theoretical models to evaluate datasets of concentration-, temperature-, and solvent-dependent UV/Vis absorption by nonlinear regression analysis were derived for the case of dimer formation (Chapter 2.1). Although the dimer model is well known and widely applied in literature, this detailed derivation is helpful to understand assumptions and potential problems of the different approaches for the determination of thermodynamic parameters. This helps to decide on the most appropriate method to analyse a system of interest. In this regard it should be noted that covering a large portion of the self-assembly process with the experimental data is a prerequisite for the accuracy of the analysis. Additionally, many of the insights can also be transferred to other self-assembly systems like supramolecular polymerization or host-guest interactions.
The concentration-dependent analysis is the most straightforward method to investigate self-assembly equilibria. No additional assumptions, besides mass balance and mass action law, are required. Since it includes the least number of parameters (only K, if M/D are known), it is the most, or even only, reliable method, to elucidate the self-assembly mechanism of an unknown system by model comparison. To cover a large concentration range, however, the compound must be soluble enough and generally sample amounts at least in the low mg scale must be available.
The temperature-dependent analysis has the advantage that all thermodynamic parameters G0, H0 and S0 can be obtained from a single sample in one automated measurement. However, the accessible temperature-range is experimentally often quite limited and dependent on the solvent. For systems which do not show the transition from monomer to aggregate in a narrow temperature range, as given for, e.g., cooperative aggregation or processes with a high entropy contribution, often not the entire self-assembly process can be monitored. Furthermore, the assumptions of temperature-independent extinction coefficients of the individual species as well as temperature-independent H0 and S0 must be met. Monte Carlo simulations of data sets demonstrated that even minor changes in experimental data can significantly impact the optimized values for H0 and S0. This is due to the redundancy of these two parameters within the model framework and even small thermochromic effects can significantly influence the results. The G0 value, calculated from H0 and S0, is, however, still rather reliable.
Solvent-dependent studies can often cover the entire self-assembly process from monomeric (agg = 0) to the fully aggregated state (agg = 1). However, for dyes with strong solvatochromic effects, such as the dipolar merocyanines investigated in this thesis, the results are affected. Also, the assumption of a linear relation of the binding energy G0 and the fraction of denaturating solvent f, which is based on linear free energy relationships between G0 and the solvent polarity, can lead to errors. Especially when specific solvent effects are involved.
For the evaluation of experimental data by nonlinear regression, general data analysis software can be used, where user-defined fit models and known parameters can be implemented as desired. Alternatively, multiple specialized programs for analysing self-assembly data are available online. While the latter programs are usually more user-friendly, they have the disadvantage of being a “black box” where only pre-implemented models can be used without the option for the user to adapt models or parameters for a specific system.
In Chapter 3 comprehensive UV/Vis absorption datasets are presented for the dimerization of merocyanine derivative 1 in 1,4-dioxane, which allowed for the first time a direct comparison of the results derived from concentration-, temperature-, and solvent-dependent self-assembly studies.
The results for the binding constant K and corresponding G0 from the concentration- and temperature-dependent analysis were in very good agreement, also in comparison to the results from ITC. For the temperature-dependent analysis, though, multiple datasets of samples with different concentration had to be evaluated simultaneously to cover a meaningful part of the self-assembly process. Furthermore, a significant dependence of the optimized parameters H0 and S0 on the wavelength chosen for the analysis was observed. This can be rationalized by the small thermochromic shifts of both the monomer and the dimer UV/Vis absorption band. The results from the solvent-dependent evaluation showed the largest deviation, as expected for the highly solvatochromic merocyanine dye.
However, even here by evaluation at 491 and 549 nm the deviation for G0 was only 2.5 kJ mol1 (9%) with respect to the results from the concentration-dependent analysis (G0 = 29.1 kJ mol1). Thus, despite the strong solvatochromism of the dipolar chromophore, it can still be considered a reliable method for estimating the binding strength. Furthermore, multiple repetitions of the concentration-, temperature-, and solvent-dependent studies provided insight into the reproducibility of the results and possible sources of experimental errors. In all cases, the deviations of the results were small (G0 < 0.4 kJ mol1) and within the same range as the fit error from the nonlinear regression analysis.
The insights from these studies were an important basis for the in-depth investigation of a more complex supramolecular system in Chapter 4, as a single method is often not enough to capture the full picture of a more complicated self-assembly process. To elucidate the anti-cooperative self-assembly of the chiral merocyanine 2, a combination of multiple techniques had to be applied.
Solvent-dependent UV/Vis absorption studies in CH2Cl2/MCH mixtures showed the step-wise assembly of the merocyanine monomer (max(M) = 549 nm, CH2Cl2) to first a dimer (max(D) = 498 nm, CH2Cl2/MCH 15:85) by dipole-dipole interactions, and then a -stacked higher aggregate (max(H) = 477 nm, MCH), with pronounced H-type coupling.
The thermodynamic evaluation of this data, however, suffered from the severe solvatochromism, especially of the monomeric species (max(M, CH2Cl2) = 549 nm, max(M, MCH) = 596 nm). Therefore, concentration-dependent studies were performed at three different temperatures (298, 323, 353 K) to elucidate the self-assembly mechanism and determine reliable thermodynamic parameters. The studies at elevated temperatures were hereby necessary, to obtain experimental data over a larger agg--range. Due to the pronounced difference in the thermodynamic driving force for dimerization and higher aggregate formation (KD/K5 = 6500) a concentration range exists in MCH where almost exclusively the dimer species of 2 is present, before further self-assembly by dispersion interactions occurs. Therefore, the data could be evaluated independently for the two self-assembly steps. The self-assembly of dimers into the higher aggregate could not be described by the isodesmic model but was fitted satisfactorily to a pentamer model. This rather small size of about ten -stacked PYOP chromophores was, furthermore, consistently indicated by AFM, VPO and DOSY NMR measurements. Based on 1D and 2D NMR data as well as the strong bisignate CD signal of the higher aggregate in combination with TD-DFT calculations, a P-helical stack is proposed as its structure. The small size can be rationalized by the anti-cooperative self-assembly mechanism and the sterical demand of the solubilizing trialkoxyphenyl and the chiral tetralin substituents. Additionally, the aliphatic shell formed by the solubilizing chains around the polar chromophore stack, can account for the exceptionally high solubility of 2 in MCH (> 15 mg mL1). These combined studies of the self-assembly process enabled the identification of suitable conditions for the investigation of fluorescence properties of the individual aggregate species. Aggregation-induced emission enhancement was observed for the almost non-emissive monomer (Fl(M) = 0.23%), which can be rationalized by the increasing rigidification within the dimer (Fl(D) = 2.3%) and the higher aggregate (Fl(H) = 4.5%). The helical chirality of the PYOP decamer stack, furthermore, gave rise to a strong CPL signal with a large glum value of 0.011.
The important conclusion of this thesis is that the temperature- and solvent-dependent analyses are valid alternatives to the classical concentration-dependent analysis to determine thermodynamic parameters of self-assembly equilibria. Although, for a specific supramolecular system, one approach might be favourable over the others for a variety of reasons. The experimental limitations often demand a combination of techniques to fully elucidate a self-assembly process and to gain insights in the aggregate structure. The anti-cooperative merocyanine self-assembly, which was described here for the first time for the PYOP merocyanine 2, is no exception. Besides the interest in the merocyanine assemblies from a structural and functional point of view, the insights gained from the presented studies can also be transferred to other self-assembly systems and be a guide to find the most appropriate analysis technique.
The functionalities of DNA and RNA are mainly determined by the various interactions between the pairing nucleobases. To understand the complex interplay of the various interactions model systems are needed in which the interstrand pairing is less restricted by the backbone. Such systems are peptide nucleo acids (PNA) in which the sugar phosphate backbone of DNA or RNA is replaced by a peptide backbone. Diederichsen et al. were able to synthesize a large number of systems with an alpha-alanyl backbone to which canonical and non-canonical nucleobases were attached (alpha-alanyl-PNA). These systems formed aggregates with various binding motifs which do not appear in DNA or RNA. Especially the unusual binding motifs would allow a deep insight into the complex interplay of the interactions between nucleobases but the small solubility of alpha-alanyl PNA oligomers hampers the experimental determination of the geometrical arrangement by X-Ray or NMR. Only the overall stability of the various aggregates could be determined by measurements of melting temperatures via UV spectroscopy. Since a detailed knowledge about the geometrical structure and bonding motifs are necessary to obtain insight into the interplay of the various interactions it is the goal of the present work to achieve such information with the help of theoretical approaches. Additionally we are interested in the effects which govern the trends in the stabilities of the systems. This task should be simpler than an investigation of the absolute stabilities since many contributions (e.g. entropic and dynamic effects) can be expected to be similar for similar systems. Consequently, such effects are less important for our goal. For the investigation of all experimentally tested alpha-alanyl-PNA oligomers it was essential to parameterize the noncanonical nucleobases since they were not implemented in the standard version of the Amber4.1 force field. This was achieved by adding the missing parameters to the Amber Force Field. The charges of each nucleobase were determined by the R.E.D program package. The investigation started with the construction of all possible pairing modes for alpha-alanyl-PNA dimer. It could be observed that certain pairing modes were not realizable due to the geometrical arrangement of the dimer and the restriction of the backbone. For other pairing modes a construction was possible, but due to the geometrical restrictions of the backbone the strain in the system is so high that they fall apart during a first geometry optimization. Stable systems were then simulated by various molecular dynamics (MD)-runs. Information about their geometrical arrangements for T=0 K were obtained from geometry optimizations which were started from various points of the MD-run. The resulting geometries were found to be virtually identical. Information about the interactions within a dimer at T=0 K were obtained from a two step procedure in which the effects connected with the nucleobases and the influence of the backbone are determined separately. It was performed for the optimized geometries. In a first step the backbone was removed and the resulting dangling bonds were saturated by methyl groups. The total interaction energy between the nucleobases can now be estimated by the difference between the energy of the complete system and the sum of the energies of the single nucleobases computed at the geometries they take in the whole system. According to the carried out investigation and the resulting correlation of the melting temperature with the calculated stabilization energies the presented method seems to represent a reliable tool for the description of the PNA systems. Despite this success additional experimental verifications of our method are necessary to ensure its applicability. Such verifications could be based on geometrical information obtained via X-Ray or NMR investigations. More detailed data about entropic an enthalpic contribution to the stability of the various complexes would also be very helpful to verify and improve our approach. Such information could be either obtained from a careful analysis of shape of the melting temperature curve or from microcalorimetric investigations. If such tests confirm our predictions the approach could be extended and applied to neighboring fields as for examples beta-alanyl-PNA, DNA or RNA systems with unusual nucleobases. Such information is also necessary to extend our approach in a way that dynamic and/or entropic effects are also taken into account.
Although known about and investigated since the late 1970’s, the picture of the basic principles governing inhibitor strengths and the structure-activity relationships of the cysteine protease inhibition mechanism is still very incomplete. Computational approaches can be a very useful tool for investigating such questions, as they allow the inspection of single, specific effects in isolation from all others, in a manner very difficult to achieve experimentally. The ab initio treatments of such large systems like proteins are still not feasible. However, there is a vast number of computational approaches capable of dealing with protein structures with reasonable accuracy. This work presents a summary of theoretical investigations into cysteine protease cathepsin B using a range of methods. We have concentrated on the investigation of cysteine protease inhibition by epoxide- and aziridine-based inhibitors in order to obtain better insight into these important topics. Various model systems are simulated by means of pure quantum mechanical methods and by hybrid (QM/MM) methods. Both approaches provide a static picture. Dynamical effects are then accounted for by additional molecular dynamics (MD) simulations, using both classical and QM/MM MD approaches. The quantum mechanical approach was used to study very small model systems consisting only of the electrophilic warhead of the inhibitor (both substitituted and not) and molecular moieties simulating a very simplified protein active site (methylthiolate instead of Cys29 and methylimidazolium instead of His199 residue) and solvent surroundings (two waters or two ammonium ions, in combination with a continuum solvent model). Although simple, such a system provides a good description of the most important interactions involved in the inhibition reaction. It also allows investigation of the influence of the properties of the electrophilic warhead on the reaction rate. Beside the properties of the electrophilic warhead, the protein and solvent environment is also an important factor in the irreversible deactivation of the enzyme active site by the inhibitor. The non-covalent interactions of the inhibitor with the oxyanion hole and other subsites of the enzyme, as well as its interaction with the solvent molecules, need to be explicitly taken into account in the calculations, because of their possible impact on the reaction profile. As molecular modeling methods allow the treatment of such large systems, but lack the possibility of describing covalent interactions, our method of choice was the combined quantum mechanics/molecular modeling approach. By splitting the system into a smaller part that undergoes the bond cleavage/formation process and must be treated quantum mechanically, and a larger part, comprised of the rest of the protein, which could be treated using force fields, we managed to simulate the system at the desired precision. Our investigations concentrated on the role of His199 in the inhibition mechanism as well as on the structure-reactivity relationships between cysteine protease and various inhibitors, yielding new insight into the kinetics, regio- and stereospecificity of the inhibition. In particular, our calculations provide the following insights: i.) an explanation for the regioselectivity of the reaction, and original insight into which interactions affect the stereoselectivity; ii.) a clear model which explains the known structure-activity relationships and connects these effects with the pH-dependency of the inhibition; iii.) our computations question the generally accepted two-step model by showing that substituent effects accelerate the irreversible step to such an extent that the achievement of an equilibrium in the first step is doubtful; iv.) by way of theoretical characterizations of aziridine models, the reasons for similarities and differences in the mode of action of epoxide- and aziridine-based inhibitors are elucidated; and finally, v.) combining our results with experimental knowledge will allow rational design of new inhibitors. To account for dynamical effects as well, molecular dynamics (MD) computations were also performed. In these calculations the potential energy was computed at the force field level. The results not only supported and clarified the QM/MM results, but comparison with previous X-ray structures helped correct existing errors in the available geometrical models and resolved inconsistencies in the weighting of various factors governing the inhibition. In the work the first QM/MM MD calculations on the active site of the cysteine proteases are presented. In contrast to the MD simulations, these calculations used potential energies computed at the QM/MM-level. With the help of these computations we sought to address strongly disputed questions about the reasons for the existence of the active site ion pair and its role in the high activity of the enzyme.
Oxygen-centered radicals are important intermediates in photobiological, mechanistic and synthetic studies. The majority of precursors of reactive oxyl radicals are labile and thus delicate to handle. Therefore N-(alkoxy)-pyridinethiones and N-(Alkoxy)-thiazolethiones have attracted attention as "mild'' photochemical source of alkoxyl radicals, in the last few years. A disadvantage of the pyridine compounds, is their sensibility to daylight. Despite of their similarities, both molecules behave surprisingly different, if photolyzed in the absence of trapping reagents. The pyridinethione compounds undergo highly efficient radical chain reactions under such conditions while the corresponding thiazolethiones react surprisingly sluggish and give rise to several unwanted side products. The properties of both compounds should be understood and optimized in the frame of this work. Additionally new compounds should be suggested that can also be applied in the photochemical alkoxyl radical generation. Some background information about the generation and application of alkoxyl radicals is provided in chapter 2. Electronic excitations and UV/vis spectroscopy together with a description of quantum chemical approaches that are able to calculate such phenomena are outlined in chapter 3. Chapter 4 deals with the description of the vertical excitation spectra. During the validation CASSCF, CASPT2, TD-DFT and RI-CC2 were tested with respect to their ability to describe the vertical excitations in both compounds. The CASPT2 approach gives accurate descriptions of the electronic excitation spectra of all compounds. The time-dependent DFT results are very sensitive on the choice of the functional and a validation of the results should be always done. On the basis of these computations the spectroscopic visible absorption bands of both compounds were assigned to a pi-->pi* transition in the thiohydroxamic acid functionality. In chapter 5 the mechanism of the thermally and the photochemically induced N,O homolysis in both compounds is unveiled. The near UV-induced N,O homolysis will start from the S2 state. The expected relaxation from the S2- to the S1-state and the dissociation process is expected to be very fast in the case of the thiazolethione compound. The potential surfaces of the pyridine compound in contrast point to a slower N,O bond dissociation. Due to the resulting faster dissociation process the excess energy which results from the photochemical activation is quenched only to small amounts. The maximal possible excess energy of the fragments is lower and a quenching is much more likely in the case of the pyridinethione compounds. This explaines the different reactivities of both compounds. For the also already successfully applied precursor system N-(alkoxy)-pyridineones the computed dissociation paths show courses that clearly predict a slow bond dissociation process. Chapter 6 deals with the tuning of the initial excitation wave length of the known pyridinethiones und thiazolethiones. In the first part the effects of substituents on the thiazolethione heterocycle was examined. The UV/vis spectra of 4 and 5 substituted thiazolethiones can be interpreted like the spectrum of the parent compound. The second part of chapter 6 deals with the identification of a substitution pattern on the pyridine heterocycle which induces a blue shift of the photo active band. The computations showed that electron rich and electron poor substituents result the same effects on the electronic excitation spectra. These substituent effects are additive, but the steric orientation of the substituents has to be taken into account. Chapter 7 describes a computer aided design of new alkoxyl radical precursors. Combining the advantages of both compounds the radical formation should be initiated by an irradiation with light at about 350 nm, and the amount of side products during the radical formation process should be small. To achieve this 18 test candidates were obtained by a systematic variation of the parent compound of the thiazolethione precursor. To identify the promising new precursor systems a screening of the lower electronic excitations of all resulting 18 systems was performed with TD-DFT. For promising systems the N,O or P,O dissociation paths, respectively, were analyzed according to the developed model. N-(methoxy)-azaphospholethione and N-(methoxy)-pyrrolethione seem to be the most promising candidates. The computations predict a strong absorption at about 350 nm respectively 320 nm. Due to the amounts of maximal excess energy and the shapes of the potential surfaces of the N,O bond dissociation paths their reactivity should resemble more the behavior of the pyridinethiones.
The present thesis encompasses two parts. The first supramolecular part focuses on the development of new flexible self-assembling zwitterions as building blocks for supramolecular polymers. In the second part, the aim was to develop bioorganic receptors for amino acids and dipeptides in aqueous media. Both research projects are based on the guanidiniocarbonyl pyrrole 1 as a new efficient binding motif for the complexation of carboxylates in polar solution.A necessary requirement for the realization of these research projects was to develop an efficient and mild synthetic approach for the cationic guanidiniocarbonyl pyrroles in general. The harsh reaction conditions of the previously used method and the problematic purification of the cationic guanidinocarbonyl pyrroles so far prevented a more extensive exploration in bioorganic and supramolecular research. In the course of this work I successfully developed a new synthesis starting with mono tBoc-protected guanidine that was coupled with a benzyl protected pyrrole carboxylic acid. After deprotection of the benzyl group, a key intermediate in the newly developed synthesis, the tBoc-protected guanidinocarbonyl pyrrole acid, was obtained. This new, mild and extremely efficient synthetic approach for the introduction of acyl guanidines is now the standard procedure in our group for the preparation of both solution and solid-phase guanidiniocarbonyl pyrroles. With this facile method at hand, a new class of flexible zwitterions, in which a carboxylate is linked via an alkyl chain to a guanidiniocarbonyl pyrrole cation was synthesized. The self-aggregation and the influence of the length and therefore flexibility of the alkyl spacer on the structure and stability of the formed aggregates were studied in solution and gas phase. In solution the aggregation was studied by NMR-dilution experiments in DMSO which suggest that flexible zwitterions with n = 1, 3 and 5 form oligomers. For n = 1, highly stable helical aggregates with nanometer size are formed. In the gas phase studies the stability and the fragmentation kinetics of a series of sodiated dimeric zwitterions with n = 2, 3 and 5 were investigated. This was done by infrared multiphoton dissociation Fourier transform ion cyclotron resonance mass spectrometry (IRMPD-FT-ICR-MS). These kinds of studies can be used in the future for a more directed design of supramolecular building blocks The bioorganic research part comprises three different projects. In a first project I synthesized four new arginine analogues which can be implemented in peptides as a substitute for arginine. Therefore, I developed the new multi-step synthesis shown below for these arginine analogues. As a test for their application in normal solid phase synthesis, I successfully prepared a tripeptide sequence Ala-AA1-Val (AA: arginine analogue. In a second project I studied the influence of additional ionic interactions within our binding motif. I synthesized a di-cationic and a tris-cationic receptor and evaluated the binding properties via NMR titration experiments against a variety of amino acids. Especially, the tris-cationic receptor was capable to strongly complex amino acids. The association constants were about a factor of 100 higher than those for the guanidiniocarbonyl pyrroles known so far. Even in 90 %water/10 % DMSO the association constants determined by NMR titration were extremely high with values around Kass = 2000 M-1. In the third project I developed a de-novo designed receptor for C-terminal dipeptides in a beta-sheet conformation based on molecular calculations. This receptor was studied in NMR and also UV titration experiments. In 40 % water/ 60 % DMSO the association constants were too strong to be measured by NMR titration experiments. Therefore, the complexation properties of 12 were studied by UV titration in water (with 10 % DMSO added for solubility reasons) with various dipeptides and amino acids as substrates. The data show that 12 binds dipeptides very efficiently even in water with association constants Kass > 10000 M-1, making 12 one of the most effective dipeptide receptors known so far. In contrast to that, simple amino acids are bound up to ten times less efficiently (Kass > 1000 M-1) than dipeptides. In the series of dipeptides studied the complex stability increases depending on the side chains present in the order Gly < Ala < Val which is a result of the decreasing flexibility of the peptide and the increasing hydrophobicity of the side chains. The binding properties of this receptor are superior to any other dipeptide receptor reported so far. Within my thesis I have not only developed an essential, mild and efficient synthetic approach for guanidiniocarbonyl pyrroles in general, but also a new binding motif for the complexation of amino acids 15, 11 and in addition a dipeptide receptor 12 that is superior to all dipeptides receptors known so far.
Summary The nature of the chemical bond is a topic under constant debate. What is known about individual molecular properties and functional groups is often taught and rationalized by explaining Lewis structures, which, in turn, make extensive use of the valence concept. The valence concept distinguishes between electrons, which do not participate in chemical interactions (core electrons) and those, which do (single, double, triple bonds, lone-pair electrons, etc.). Additionally, individual electrons are assigned to atomic centers. The valence concept is of paramount success: It allows the successful planning of chemical syntheses and analyses, it explains the behavior of individual functional groups, and, moreover, it provides the “language” to think of and talk about molecular structure and chemical interactions. The resounding success of the valence concept may be misleading to forget its approximative character. On the other hand, quantum mechanics provide in principle a quantitative description of all chemical phenomena, but there is no discrimination between electrons in quantum mechanics. From the quantum mechanical point of view there are only indistinguishable electrons in the field of the nuclei, i.e., it is impossible to assign a given electron to a particular center or to ascribe a particular purpose to individual electrons. The concept of indistinguishability of micro particles is founded on the Heisenberg uncertainty relation, which states, that wavepackets diverge in the 6N dimensional phase space, such that individual trajectories can not be identified. Hence it is a deep-rooted and approved physical concept. As an introduction to the present work density partitioning schemes were discussed, which divide the total molecular density into chemically meaningful areas. These partitioning schemes are intimately related to either the concepts of bound atoms in a molecule (as in the Atoms In Molecules theory (AIM) according to Bader or as in the Hirshfeld partitioning scheme) or to the concept of chemical structure in the sense of Lewis structures, which divide the total molecular density into core and valence density, where the valence density is split up again into bonding and non-bonding electron densities. Examples are early and recent loge theories, the topological analysis by means of the Electron Localization Function (ELF), and the Natural Bond Orbital (NBO) approach. Of these partitioning schemes, the theories according to Bader (AIM), to Becke and Edgecomb (ELF) and according to Weinhold (NBO and Natural Resonance Theory, NRT), respectively, were reviewed in detail critically. Points of criticism were explicated for each of the mentioned theories. Since theoretically derived electron densities are to be compared to experimentally derived densities, a brief introduction into the theory of X-ray di®raction experiments was given and the multipole formalism was introduced. The procedure of density refinement was briefly discussed. Various suggestions for improvements were developed: One strategy would be the employment of model parameters, which are to a maximum degree mutually orthogonal, with the object of minimizing correlations among the model parameters, e.g., to introduce nodal planes into the radial functions of the multipole model. A further suggestion involves the guidance of the iterative refinement procedure by an extremum principle, which states, that when di®erent solutions to the least squares minimization problem are available with about the same statistical measures of quality and with about the same residual density, then the solution is to prefer, which yields a minimum density at the bond critical point (BCP) and a maximum polarity in terms of the ratio of distances between the BCP and the nuclei. This suggestion is based on the well known fact, that the bond polarity (in terms of the ratio of distances between the BCP and the respective nuclei) is underestimated in the experiment. Another suggestion for including physical constraints is the explicit consideration of the virial theorem, e.g., by evaluating the integration of the Laplacian over the entire atomic basins and comparing this value to zero and to the value obtained from the integration of the electron gradient field over the atomic surface. The next suggestion was to explicitly use the electrostatic theorem of Feynman (often also denoted as Hellmann-Feynman theorem), which states, that the forces onto the nuclei can be calculated from the purely classical electrostatic forces of the electron distribution and the nuclei distribution. For a stationary system, these forces must add to zero. This also provides an internal quality criterion of the density model. This can be performed in an iterative way during the refinement procedure or as a test of the final result. The use of the electrostatic theorem is expected to reduce significantly correlations among static density parameters and parameters describing vibrations, since it is a valuable tool to discriminate between physically reasonable and artificial static electron densities. All of these mentioned suggestions can be applied as internal quality criteria. The last suggestion is based on the idea to initiate the experimental refinement with a set of model parameters, which is, as much as possible close to the final solution. This can be achieved by performing periodic boundary conditions calculations, from which theoretically created files are obtained, which contain the Miller indices (h, k, l) and the respective intensity I. This file is used for a model parameter estimation (refinement), which excludes vibrations. The resulting parameters can be used for the experimental refinement, where, in a first step, the density parameters are fixed to determine the parameters describing vibrations. For a fine tuning, again the electrostatic theorem and the other above mentioned suggestions could be applied. Theoretical predictions should not be biased by the method of computation. Therefore the dependence of the density analyzing tools on the level of calculation (method of calculation/basis set) and on the substituents in complex chemical bonding situations were evaluated in the second part of the present work. A number of compounds containing formal single and double sulfur nitrogen bonds was investigated. For these compounds, experimental data were also available. The calculated data were compared internally and with the experimental results. The internal comparison was drawn with regard to questions of convergency as well as with regard to questions of consistency: The resulting molecular properties from NBO/NRT analyses were found to be very stable, when the geometries were optimized at the respective level of theory. This stability is valid for variations in the methods of calculation as well as for variations in the basis set. Only the individual resonance weights of the contributing Natural Lewis Structures differed considerably depending on the level of calculation and depending on the substituents. However, the deviations were in both cases to a large extent within a limit which preserves the descending order of the leading resonance structure weights. The resulting bond orders, i.e., the total, covalent and ionic bond order from NRT calculations, were not affected by the shift in the resonance weights. The analysis of the bond topological parameters resulted in a discrimination between insensitive parameters and sensitive parameters. The stable parameters do neither depend strongly on the method of calculation nor on the basis set. Only minor variation occurs in the numerical values of these parameters, when the level of calculation is changed or even when other functional groups (H, Me, or tBu) are employed, as long as the methods of calculation do not drop considerably below a standard level. The bond descriptors of the sulfur nitrogen bonds were found to be also stable with respect to the functional groups R = H, R = Me, and R = tBu. Stable parameters are the bond distance, the density at the bond critical point (BCP) and the ratio of distances between the BCP and the nuclei A and B, which varies clearly when considering the formal bond type. For very small basis sets like the 3-21G basis set, this characteristic stability collapses. The sensitive parameters are based on the second derivatives of the density with respect to the coordinates. This is in accordance with the well known fact, that the total second derivative of the density with respect to the coordinates is a strongly oscillating function with positive as well as negative values. A profound deviation has to be anticipated as a consequence of strong oscillations. lambda3, which describes the local charge depletion in the direction of the interaction line, is the most varying parameter. A detailed analysis revealed that the position of the BCP in the rampant edge of the Laplacian distribution is responsible for the sensitivity of the numerical value of lambda3 in formal double bonds. Since the slope of the Laplacian assumes very high values in its rampant edge, a tiny displacement of the BCP leads already to a considerable change in lambda3. This instability is not a failure of the underlying theory, but it yields de facto to a considerable dependence of sensitive bond topological properties on the method of calculation and on the applied basis sets. Since the total second derivative is important to judge on the nature of the bond in the AIM theory (closed shell interactions versus shared interactions), the changes in lambda3 can lead to differing chemical interpretations. The comparison of theoretically derived bond topological properties of various sulfur nitrogen bonds provides the possibility to measure the self consistency of this data set. All data sets clearly exhibit a linear correlation between the bond distances and the density at the BCP on one hand and between the bond distances and the Laplacian values at the BCP on the other hand. These correlations were almost independent of the basis set size. In this context, the linear regression has to be regarded exclusively as a descriptive statistics tool. There is no correlation anticipated a priori. The formal bond type was found to be readily deducible from the theoretically obtained bond topological descriptors of the model systems. In this sense, the bond topological properties are self consistent despite of the numerical sensitivity of the derivatives, as exemplified above. Often, calculations are performed with the experimentally derived equilibrium geometries and not with optimized ones. Applying this approach, the computationally costly geometry optimizations are saved. Following this approach the bond topological properties were calculated using very flexible basis sets and employing the fixed experimental geometry (which, of course, includes the application of tBu groups). Regression coe±cients similar to those from optimized geometries were obtained for correlations between bond distances and the densities at the BCP as well as for the correlation between bond distances and the Laplacian at the BCP, i.e. the approach is valid. However, the data points scattered less and the coe±cient of correlation was clearly increased when geometry optimizations were performed beforehand. The comparison between data obtained from theory and experiment revealed fundamental discrepancies: In the data set of bond topological parameters from the experiment, the behavior of only 2 out of 3 insensitive parameters was comparable to the behavior of the theoretically obtained values, i.e. theoretical and experimental bond distances as well as theoretical and experimental densities at the BCP correlate. From the theoretically obtained data it was easy to deduce the formal bond type from the position of the BCP, since it changed in a systematic manner. The respective experimentally obtained values were almost constant and did not change systematically. For the SN bonds containing compounds, the total second derivative assumes exclusively negative values in the experiment. Due to the different internal behavior, experimentally and theoretically sensitive bond topological values could not be compared directly. The qualitative agreement in the Laplacian distribution, however, was excellent. In the third and last part of this work, the application to chemical systems follows. Formal hypervalent molecules, i.e. molecules where some atoms are considered to hold more than 8 electrons in their valence shell, were investigated. These were compounds containing sulfur nitrogen bonds (H(NtBu)2SMe, H2C{S(NtBu)2(NHtBu)}2, S(NtBu)2 and S(NtBu)3) and a highly coordinated silicon compound. The set of sulfur nitrogen compounds also contained a textbook example for valence expansion, the sulfur triimide. For these molecules, experimental reference values were available from high resolution X-ray experiments. The experimental results were in the case of the sulfur triimide not unique. Furthermore, from the experimental bond topological data no definite conclusion about the formal bonding type could be drawn. The situation of sulfur nitrogen bonds in the above mentioned set of molecules was analyzed in terms of a geometry discussion and by means of a topological analysis. The methyl-substituted isolated molecules served as model compounds. For the interpretation of the bonding situation additional NBO/NRT calculations were preformed for the sulfur nitrogen compounds and an ELF calculation and analysis was performed for the silicon compound. The ELF analysis included not only the presentation and discussion of the ELF-isosurfaces (eta = 0.85), but also the investigation of populations of disynaptic valence basins and the percentage contributions to these populations of the individual atoms when the disynaptic valence basins are split into atomic contributions according to Bader’s partitioning scheme. The question of chemical interest was whether hypervalency is present in the set of molecules or not. In the first case the octet rule would be violated, in the second case Pauling’s verdict would be violated. While the concept of hypervalency is well established in chemistry, the violation of Pauling’s verdict is not. The quantitative numbers of the sensitive bond topological values from theory and experiment were not comparable, since no systematic relationship between the experimentally and theoretically determined sensitive bond descriptors was found. However, the insensitive parameters are in good agreement and the qualitative Laplacian distribution is, with few exceptions, in excellent agreement. The formal bonding type was deduced from experimental and theoretical topological data by considering the number and shape of valence shell charge concentrations in proximity to the sulfur and nitrogen centers. The results from NBO/NRT calculations confirmed the findings. All employed density analyzing tools AIM, ELF and NBO/NRT coincided in describing the bonding situation in the formally hypervalent molecules as highly polar. A comparison and analysis of experimentally and theoretically derived electron densities led consistently to the result, that regarding this set of molecules, hypervalency has to be excluded unequivocally.
The initial goal was the conversion of Bifidobacterium adolescentis Sucrose Phosphorylase (BaSP) into a polyphenol glucosidase by structure based enzyme engineering. BaSP was chosen because of its ability to utilize sucrose, an economically viable and sustainable donor substrate, and transfer the glucosyl moiety to various acceptor substrates. The introduction of aromatic residues into the active site was considered a viable way to render it more suitable for aromatic acceptor compounds by reducing its polarity and potentially introducing π-π-interactions with the polyphenols. An investigation of the active site revealed Gln345 as a suitable mutagenesis target. As a proof of concept BaSP Q345F was employed in the glycosylation of (+)-catechin, (-)-epicatechin and resveratrol. The variant was selective for the aromatic acceptor substrates and the glucose disaccharide side reaction was only observed after almost quantitative conversion of the aromatic substrates. A crystal structure of BaSP Q345F in complex with glucose was obtained and it displayed an unexpected shift of an entire domain by 3.3 Å. A crystal structure of BaSP D192N-Q345F, an inactive variant in complex with resveratrol-3-α-D-glucosid, the glucosylation product of resveratrol, synthesized by BaSP Q345F was solved. It proved that the domain shift is in fact responsible for the ability of the variant to glycosylate aromatic compounds. Simultaneously a ligand free crystal structure of BaSP Q345F disproved an induced fit effect as the cause of the domain shift. The missing link, a crystal structure of BaSP Q345F in the F-conformation is obtained. This does not feature the domain shift, but is in outstanding agreement with the wildtype structure. The domain shift is therefore not static but rather a step in a dynamic process. It is further conceivable that the domain shifted conformation of BaSP Q345F resembles the open conformation of the wild type and that an adjustment of a conformational equilibrium as a result of the Q345F point mutation is observed. An investigation into the background reaction, the formation of glucose-glucose disaccharides of BaSP Q345F and three further variants that addressed the same region (L341C, D316C-L341C and D316C-N340C) revealed the formation of nigerose by BaSP Q345F.
In the course of this work, a total of three photocatalytically active dyads for proton reduction could be synthesized together with the associated individual components. Two of them, D1 and D2, comprised a [Ru(bpy)3]2+ photosensitizer and D3 an [Ir(ppy)2bpy]+ photosensitizer. A Ppyr3-substituted propyldithiolate [FeFe] complex was used as catalyst in all systems. The absorption spectroscopic and electrochemical investigations showed that an inner-dyadic electronic coupling is effectively prevented in the dyads due to conjugation blockers within the bridging units used. The photocatalytic investigations exhibited that all dyad containing two-component systems (2CS) showed a significantly worse performance than the corresponding bimolecular three-component systems (3CS). Transient absorption spectroscopy showed that the 2CS behave very similarly to the associated multicomponent systems during photocatalysis. The electron that was intended for the intramolecular transfer from the photosensitizer unit to the catalyst unit within the dyads remains at the photosensitizer for a relatively long time, analogous to the 3CS and despite the covalently bound catalyst. It is therefore assumed that this intramolecular electron transfer is likely to be hindered as a result of the weak electronic coupling caused by the bridge units used. Instead, the system bypasses this through an intermolecular transfer to other dyad molecules in the immediate vicinity. In addition, with the help of emission quenching experiments and electrochemical investigations, it could be clearly concluded that all investigated systems proceed via the reductive quenching mechanism during photocatalysis.
Beyond the four canonical nucleosides as primary building blocks of RNA, posttranscriptional modifications give rise to the epitranscriptome as a second layer of genetic information. In eukaryotic mRNA, the most abundant posttranscriptional modification is N6-methyladenosine (m6A), which is involved in the regulation of cellular processes. Throughout this thesis, the concept of atomic mutagenesis was employed to gain novel mechanistic insights into the substrate recognition by human m6A reader proteins as well as in the oxidative m6A demethylation by human demethylase enzymes. Non-natural m6A atomic mutants featuring distinct steric and electronic properties were synthesized and incorporated into RNA oligonucleotides. Fluorescence anisotropy measurements using these modified oligonucleotides revealed the impact of the atomic mutagenesis on the molecular recognition by the human m6A readers YTHDF2, YTHDC1 and YTHDC2 and allowed to draw conclusions about structural prerequisites for substrate recognition. Furthermore, substrate recognition and demethylation mechanism of the human m6A demethylase enzymes FTO and ALKBH5 were analyzed by HPLC-MS and PAGE-based assays using the modified oligonucleotides synthesized in this work.
Modified nucleosides not only expand the genetic alphabet, but are also extensively researched as drug candidates. In this thesis, the antiviral mechanism of the anti-SARS-CoV-2 drug remdesivir was investigated, which causes delayed stalling of the viral RNA-dependent RNA polymerase (RdRp). Novel remdesivir phosphoramidite building blocks were synthesized and used to construct defined RNA-RdRp complexes for subsequent studies by cryogenic electron microscopy (cryo-EM). It was found that the 1'-cyano substituent causes Rem to act as a steric barrier of RdRp translocation. Since this translocation barrier can eventually be overcome by the polymerase, novel derivatives of Rem with potentially improved antiviral properties were designed.
Biomolecules are difficult to investigate in their native environment. The vast complexity of cellular systems and seldom availability of chemical reactions compatible with the physiological milieu make it a challenging task. Bioorthogonal chemical reactions serve as a key to achieve selective ligation, whose components must react rapidly and selectively with each other under physiological conditions in the presence of the plethora of functionalities necessary to sustain life. In this dissertation, we focused on the synthesis of chemical reporters and probe molecules for bioorthogonal labeling through click reaction. Initially, sialic acid derivatives with a linker containing terminal alkyne functionality were synthesized. After the synthesis of azide derivatives of fluorescent dyes as counter partners, they were conjugated with sialic acids through Cu(I) catalyzed alkyne azide cycloaddition (CuAAC). The successful in vitro conjugation of Sia and fluorescent dyes was followed by metabolic tagging of human larynx carcinoma (HEp-2) and the carcinoma of Chinese hamster ovary (CHOK1) with alkynated Sia that were subsequently ligated with fluorescein azide. Finally, the stained cells were subjected to fluorescent microscopy to obtain their images. To enable the click reaction compatible to in vivo applications, the reactivity of cyclooctyne was enhanced by two different approaches. In a first approach, following the Bertozzi’s strategy, two fluorine atoms were introduced adjacent to the alkyne to lower the LUMO. In a second strategy the ring strain of cyclooctyne was attempted to be enhanced by the introduction of an amide group. In addition, glutarimide derivatives with free amino and carboxylic acid functional groups were synthesized by domino-Michael addition-cyclization-reaction.
The aim of this work was the selective functionalisation of tribenzotriquinacene (TBTQ) in order to extend the aromatic system and tune the electronic properties. The synthesised molecules could be starting materials for a model system of a defective graphene fragment. The “triple cyclisation pathway” by Hopf et al. was adapted and fluorinated tribenzotriquinacenes were synthesised for the first time.
Phenanthrene groups were also introduced in other model systems and the crystal structures of phenanthrene functionalised TBTQs were compared with the parent molecules.
In addition, the arrangement of TBTQ and centro methyl functionalised TBTQ was investigated on a Ag(111) surface for the first time using scanning transmission microscopy (STM). Different arrangements were observed, depending on the coverage of the surface.
The insights gained about the interaction between TBTQs as well as their synthesis provide a foundation for further work and potential applications as components in organic electronic devices.
In this thesis, the synthesis and photophysics of a great variety of squaraine dyes are presented. This variety is based on four parent squaraines containing either indolenine or quinoline heterocycles. By a suitable choice of the donor and acceptor unit, the optical properties can already be adapted to the properties desired on the stage of the monomer.
To promote a further derivatisation of these dyes, diverse functional groups are attached to the monomers using transition metal-catalysed C-C coupling reactions. However, this has to be preceded by the synthesis of bromine-functionalised derivatives as a direct halogenation of squaraine dyes is not feasible. Therefore, the halogen function is already introduced in precursor molecules giving rise to a molecular building block system containing bromine-, boronic ester-, and alkyne-functionalised monomer units, which pave the way to a plethora of squaraine oligomers and polymers.
The indolenine homopolymer pSQB-1 as well as the corresponding small molecular weight oligomers dSQB-1 and tSQB were synthesized applying Ni-mediated Yamamoto and Pd-catalysed Suzuki coupling methodologies, respectively. The motivation for this project relied on the fundamental investigations by Völker et al. on pSQB-V. A progressive red-shift of the lowest energy absorption maximum from the dimer to the polymer was observed in CHCl3 compared to the monomer. With increasing number of monomer units, the exciton coupling decreases from the dimer to the polymer. In addition, the shape of the absorption band manifold shows a strong dependence on the solvent, which was also observed by Völker et al. J-type aggregate behavior is found in chlorinated solvents such as CHCl3 and DCM, whereas H-type aggregates are formed in acetone. Temperature-dependent absorption studies in PhCN reveals a reversible equilibrium of diverse polymer conformers, which manifests itself in a gradual change from H-aggregate behavior to a mixture with a more pronounced J-aggregate behavior upon raising the temperature. It isassumed that both characteristic aggregate bands correlate in borderline cases with two polymer structures which can be assigned to a zig-zag and a helical structure. As no experimental evidence for these structures could hitherto be provided by NMR, TD-DFT computations on oligomers (22-mers) can reproduce very closely the characteristic features of the spectra for the two conformational isomers.
The subsequent chapters are motivated by the goal to influence the optical properties through a control of the superstructure and thus of the intramolecular aggregate formation.
On the one hand, bulky groups are implemented in the 3-position of the indolenine scaffold to provoke steric repulsion and thus favoring J-aggregate behavior at the expense of helical arrangements. The resulting homopolymer pDiPhSQB bearing two phenyl groups per indolenine exhibits J-type aggregate behavior with red-shifted absorption maxima in all considered solvents which is explained to be caused by the formation of elongated zig-zag structures. Furthermore, single-crystal X-ray analysis of monomer DiPhSQB-2-Br2 reveals a torsion of the indolenine moieties as a consequence of steric congestion. The twist of the molecular geometry and the resulting loss of planarity leads to a serious deterioration of the fluorescence properties, however a significant bathochromic shift of ca. 1 200 cm-1 of the lowest absorption band was observed compared to parent SQB, which is even larger than the shift for dSQB-1 (ca. 1 000 cm-1).
On the other hand, a partial stiffening of the polymer backbone is attempted to create a bias for elongated polymer chains. In this respect, the synthetic approach is to replace every second biarylaxis with the rigid transoid benzodipyrrolenine unit. Despite a rather low average degree of polymerization < 10, exclusively red-shifted absorption maxima are observed in all solvents used.
In order to complete the picture of intramolecular aggregates through the selective design of H-aggregates, a squaraine-squaraine copolymer was synthesised containing the classic cisoid indolenine as well as the cisoid quinoline building block. Taking advantage of the highly structure directing self-assembly character of the quinoline moiety, the copolymer pSQBC indeed showes a broad, blue-shifted main absorption band in comparison with the monomer unit dSQBC. The shape of the absorption band manifold solely exhibited a minor solvent and temperature dependence indicating a persistent H-aggregate behaviour. Hence, as a proof of concept, it is shown that the optical properties of the polymers (H- and J-aggregate) and the corresponding superstructure can be inherently controlled by an adequate design of monomer precursors.
The last chapter of this work deals, in contrast to all other chapters, with intermolecular aggregates. It is shown that the two star-shaped hexasquarainyl benzenes hSQA-1 and hSQA-2 exhibit a strong propensity for self-organisation. Concentration- and temperature-dependent studies reveal a great driving force for self-assembly in acetone. While the larger hSQA-2 instantaneously forms stable aggregates, the aggregates of hSQA-1 shows a pronounced kinetic stability. Taking advantage of the kinetic persistency of these aggregates, the corresponding kinetic activation parameters for aggregation and deaggregation can be assessed. The absorption spectra of both hexasquarainyl benzenes in the aggregated state reveal some striking differences. While hSQA-1 features an intensive, very narrow and blue-shifted absorption band, two red-shifted bands are observed for hSQA-2, which are closely located at the monomer absorption. The very small bandwidth of hSQA-1 are interpreted to be caused by exchange narrowing and pointed towards highly ordered supramolecular aggregates. The concentration-dependent data of the two hexasquarainyl benzenes can be fitted to the dimer-model with excellent correlation coefficients, yielding binding constants in excess of 10^6 M-1, respectively. Such high binding constants are very surprising, considering the unfavourable bulky 3,3-dimethyl groups of the indolenine units which should rather prevent aggregation. Joint theoretical and NMR spectroscopic methods were applied to unravel the supramolecular aggregate structure of hSQA-1, which is shown to consist of two stacked hexasquarainyl benzenes resembling the picture of two stacked bowls.
In the first part of this thesis, the synthesis of a series of bistriarylamine (bisTAA) compounds was presented. On the one hand, the substitution pattern of the TAA at the benzene bridging unit was varied from meta- to para-position (pX and mX), on the other hand, the energetic position of the bridging unit was tuned by use of two electron-donating or electron-accepting substituents X (with X = OMe, Me, Cl, CN, NO2) in 2,5-position. In case of the meta-series, compounds with X in 4,6-position were synthesized (mX46). The photophysical and electrochemical properties of the neutral compounds were investigated.
The cationic mixed valence (MV) bisTAA compounds could be generated by oxidation. Thermally induced hole transfer (HT) in the groud state was investigated by temperature depending ESR spectroscopy. While the HT rate k and HT barrier ΔG in mX are unaffected by the substituents X, k and ΔG in the pX series increase simultaneously with increasing electron-donating strength of X. This, at first contradictory observation can be explained by an increasingly important solvent dynamic effect and an additional, effective barrier. The optically induced HT was examined by UV/Vis/NIR spectroscopy. The pX-series revealed an increase of the electronic coupling V, and correspondingly a decrease of ΔG, with an increase of the electron donating character of X. For mX, a spectroscopic determination of these parameters was not possible. mX46 showed an intermediate behavior, MV compounds with strong electron-donating X, obtained coupling of similar magnitude as pX, which could be explained by means of DFT calculations, with regard to the molecular orbitals.
In the second part of this work, the synthesis of a series of dyads with triarylamine (TAA) as a donor and naphthalene diimide (NDI) as an acceptor was presented. Again, the substitution pattern of the redox centers at the benzene bridging unit was varied in the form of a meta- or para-position (pXNDI or mXNDI) and the energetic position of the bridging unit was varied by X (with X = OMe, Me, Cl, CN, NO2) attached in the 2,5-position. Additionally, compound mOMe46NDI with methoxy substitution in 4,6-position was synthesized. The photophysical and electrochemical properties of these compounds were investigated. The electron transfer (ET) processes of charge separation (CS) and charge recombination (CR) of these were investigated by means of transient absorption (TA) spectroscopy in toluene. This was not possible for the nitro-compounds p-/mNO2NDI, since they decomposed under irradiation. In addition to that, the CR of pXNDI was not detectable by ns-setup, which is why the focus was given to the mXNDI series (with X = OMe–CN).The CS was examined by fs-TA spectroscopy, where the formation of a CS state could be detected. The rise time of the CS states decreases with increasing electron-withdrawing substituents X. CR was examined with ns-TA spectroscopy and shows a biexponential decay behavior, which is caused by singlet-triplet equilibrium in the CS state. By applying an external magnetic field, the decay behavior was decisively changed and the singlet-triplet splitting could be determined. This finding could also be confirmed by simulating the decay curves.
In both parts of this work, the decisive influence of the benzene bridging unit on the appearing ET processes became obvious. For the HT in the ground state of the MV compound, as well as for the ET in the exited states of the DA compounds, the highest transfer rates were found for the para-series pX and pXNDI, and much smaller rates for the meta-series mX and mXNDI. The meta46-compounds mX46 and mOMeNDI46 showed an intermediate behavior in both parts of this work.
In this work the successful synthesis, the linear and nonlinear spectroscopic properties as well as the electrochemical behaviour of some linear and star-shaped squaraine superchromophores that are based on indolenine derivatives were presented. The attempt to synthesise similar chromophores which contained only benzothiazole squaraines failed unfortunately. However, one trimer that contained mixed benzothiazole indolenine squaraines could be synthesised and investigated as well.
The linear spectroscopic properties, like red-shift and broadening of the absorption, of all superchromophores could be explained by exciton coupling theory. The heterochromophores (SQA)2(SQB)-N, (SQA)(SQB)2-N and (SQA)(SQB)-NH displayed additional to the typical squaraine fluorescence from the lowest excited state some properties that could be assigned to localised states. While the chromophores with N-core showed very small emission quantum yields, the chromophores with the other cores and the linear oligomers display an enhancement compared to the monomers.
Transient absorption spectroscopy experiments of the star-shaped superchromophores showed, that their formally degenerated S1 states are split due to a deviation of the ideal C3 symmetry. This is also the reason for the observation of an absorption band for the highest exciton state, which is derived from the S1-state of the monomers, as its transition-dipole moment would be zero in the symmetrical case.
The linear oligomers and the star-shaped superchromophores with a benzene or triarylamine core showed at least additive, sometimes even weak cooperative, behaviour in the two-photon absorption experiments. Additional to higher two-photon absorption cross sections the chromophores showed a pronounced broadening of the nonlinear absorption, due to symmetry breaking and a higher density of states.
Unfortunately it was not possible to solve the problem of the equilibrium of the cisoid and the transoid structure of donor substituted azulene squaraines, due to either instability of the squaraines or steric hindrance.