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The contribution of the present thesis consists of three parts. They are centered around investigating certain semiconductor heterointerfaces relevant to spin injection, exploring novel, diluted magnetic single barrier tunneling structures, and further developing diluted magnetic II-VI resonant tunneling diodes.
The present thesis deals with surface treatment, material improvement, and the electronic structure of the diluted magnetic semiconductor (Ga,Mn)As. The two key issues are the preparation of clean surfaces and the observation of potential valence hybridizations in (Ga,Mn)As by means of photoemission spectroscopy. Several cleaning methods are applied individually to (Ga,Mn)As and their e ects are compared in detail by various methods. Based on the results of each method, a sophisticated recipe has been elaborated, which provides clean, stoichiometric, and reconstructed surfaces, even if the sample was exposed to air prior to preparation. Moreover, the recipe works equally well for intentionally oxidized surfaces. The individual advantages of ex-situ wet- chemical etching and in situ ion-milling and tempering can be combined in an unique way. In regard to the post-growth annealing in order to optimize the electronic and magnetic properties of (Ga,Mn)As, the effect of surface segregation of interstitial Mn was quantifed. It turns out that the Mn concentration at the surface increases by a factor 4.3 after annealing at 190 C for 150 h. The removal of the segregated and oxidized species by wet-chemical etching allows a tentative estimate of the content of interstitial Mn. 19-23% of the overall Mn content in as-grown samples resides on interstitial positions. The complementary results of core level photoemission spectroscopy and resonant photoemission spectroscopy give hints to the fact that a sizeable valence hybridization of Mn is present in (Ga,Mn)As. This outlines that the simple Mn 3d5-con guration is too naive to refect the true electronic structure of substitutional Mn in (Ga,Mn)As. Great similarities in the core level spectra are found to MnAs. The bonding is thus dominantly of covalent, not ionic, character. Transport measurements, in particular for very low temperatures (<10 K), are in agreement with previous results. This shows that at low temperature, the conduction is mainly governed by variable-range hopping which is in line with the presence of an impurity band formed by substitutional Mn. In the light of the presented results, it is therefore concluded that a double-exchange interaction is the dominant mechanism leading to ferromagnetic coupling in (Ga,Mn)As. The valence hybridization and the presents of an impurity band, both of which are inherent properties of substitutional Mn, are indications for a double-exchange scenario, being at variance to a RKKY-based explanation. Contributions from a RKKY-like mechanism cannot definitely be excluded, however, they are not dominant.
In this thesis the electronic and magnetic structure of the transition metal oxyhalides TiOCl, TiOBr and VOCl is investigated. The main experimental methods are photoemission (PES) and x-ray absorption (XAS) spectroscopy as well as resonant inelastic x-ray scattering (RIXS). The results are compared to density-functional theory, and spectral functions from dynamical mean-field theory and different kinds of model calculations. Questions addressed here are those of the dimensionality of the magnetic and electronic interactions, the suitability of the oxyhalides as prototypical strongly correlated model systems, and the possibility to induce a filling-controlled insulator-metal transition. It turns out that TiOCl is a quasi-one-dimensional system with non-negligible two-dimensional coupling, while the one-dimensional character is already quite suppressed in TiOBr. In VOCl no signatures of such one-dimensional behavior remain, and it is two-dimensional. In all cases, frustrations induced by the crystal lattice govern the magnetic and electronic properties. As it turns out, although the applied theoretical approaches display improvements compared to previous studies, the differences to the experimental data still are at least partially of qualitative instead of quantitative nature. Notably, using RIXS, it is possible for the first time in TiOCl to unambiguously identify a two-spinon excitation, and the previously assumed energy scale of magnetic excitations can be confirmed. By intercalation of alkali metal atoms (Na, K) the oxyhalides can be doped with electrons, which can be evidenced and even quantified using x-ray PES. In these experiments, also a particular vertical arrangement of dopants is observed, which can be explained, at least within experimental accuracy, using the model of a so-called "polar catastrophe". However, no transition into a metallic phase can be observed upon doping, but this can be understood qualitatively and quantitatively within an alloy Hubbard model due to the impurity potential of the dopants. Furthermore, in a canonical way a transfer of spectral weight can be observed, which is a characteristic feature of strongly correlated electron systems. Overall, it can be stated that the transition metal oxyhalides actually can be regarded as prototypical Mott insulators, yet with a rich phase diagram which is far from being fully understood.
The present thesis is concerned with molecular beam epitaxy of magnetite (Fe3O4) thin films on semiconducting substrates and the characterization of their structural, chemical, electronic, and magnetic properties. Magnetite films could successfully be grown on ZnO substrates with high structural quality and atomically abrupt interfaces. The films are structurally almost completely relaxed exhibiting nearly the same in-plane and out-of-plane lattice constants as in the bulk material. Films are phase-pure and show only small deviations from the ideal stoichiometry at the surface and in some cases at the interface. Growth proceeds via wetting layer plus island mode and results in a domain structure of the films. Upon coalescence of growing islands twin-boundaries (rotational twinning) and anti-phase boundaries are formed. The overall magnetization is nearly bulk-like, but shows a slower approach to saturation, which can be ascribed to the reduced magnetization at anti-phase boundaries. However, the surface magnetization which was probed by x-ray magnetic circular dichroism was significantly decreased and is ascribed to a magnetically inactive layer at the surface. Such a reduced surface magnetization was also observed for films grown on InAs and GaAs. Magnetite could also be grown with nearly ideal iron-oxygen stoichiometry on InAs substrates. However, interfacial reactions of InAs with oxygen occur and result in arsenic oxides and indium enrichment. The grown films are of polycrystalline nature. For the fabrication of Fe3O4/GaAs films, a postoxidation of epitaxial Fe films on GaAs was applied. Growth proceeds by a transformation of the topmost Fe layers into magnetite. Depending on specific growth conditions, an Fe layer of different thickness remains at the interface. The structural properties are improved in comparison with films on InAs, and the resulting films are well oriented along [001] in growth direction. The magnetic properties are influenced by the presence of the Fe interface layer as well. The saturation magnetization is increased and the approach to saturation is faster than for films on the other substrates. We argue that this is connected to a decreased density of anti-phase boundaries because of the special growth method. Interface phases, viz. arsenic and gallium oxides, are quantified and different growth conditions are compared with respect to the interface composition.
In the frame of this thesis vibronic and electronic states of organic molecules have been examined. A central question is the interaction within and between the molecules in thin films and at metal-organic interfaces. The main experimental tools were high resolution electron energy loss spectroscopy (HREELS) and high resolution near edge X-ray absortion fine structure (NEXFAS). The electronic and vibronic structure of thin NTCDA films was examined with low energy electrons as probe, i.e. HREELS. The spectra of the electronic excited molecular orbitals of submonolayer NTCDA on a Ag(111) shows a partially filled orbital. The interaction between this orbital and the total symetric molecular vibrations leads to the typical Fano peak profiles which are seen in the vibrational spectra. The sub-monolayer superstructure can be driven to a phase transition into an disordered phase upon cooling, which is also seen in the electronic and vibronic excitation spectra. Multilayers show flat lying or upright standing molecules as a function of the preparation conditions. The upright standing molecules show an island growth mode, where the islands are well ordered and exhibit a structure in diffraction experiments which can be attributed to the molecular crystal structure. In order to examine the order in more detail various thin films were examined using SPALEED as function of film thickness and preparation parameters. In case of a low temperature substrate no long range order leading to a diffraction pattern was found. In contrast growth on room temperature substrates leads to island growth of films in a structure of the molecular crystal, where two preferred orientations of the islands relative to the substrate were found. In case of thick films the reference to the substrate gets lost and the molecular crystals grow with a defined crystal direction with respect to the surface but with an arbitrary azimuthal orientation leading to circles in the diffraction pattern. NTCDA monolayers on a Ag(111) surface using HREELS as a tool were examined. The electronic excitation spectra reveal a partially filled molecular orbital which is strongly shifted compared to the multilayer. The existence of this state is responsible for the activation of normally forbidden Ag modes in the vibrational spectra. Due to the electron phonon coupling these modes exhibit a Fano like peak shape. Cooling a monolayer leads to a phase transition with strong changes in the spectroscopic features both in electronic and vibronic excitations. In case of the molecule ANQ the intramolecular interaction was examined. In the oxygen NEXAFS spectra a vibronic fine structure is found, which leads to the conclusion that asymmetric potentials are involved. It is an interesting question if the fundamental vibration is has C-H or C=O character. In order to address this question spectra of condensed and gas phase ANQ were compared to an ANQ derivate (ANQ- Br$_2$Cl$_2$), with the conclusion that the coupling is most likely to a C=O mode. High resolution C1s spectra of hydrogenated and fully deuterated naphthalene both in gas and condensed phase have been presented. Depending on the final state orbital distinct differences have been found between gas and condensed phase. A energetic shift of resonances (Res. B, C, D) is interpreted as effect of $\pi$-$\pi$ interaction in the condensed phase. This is especially notable for resonance B which is undoubtly assigned to an excitation into a $\pi^*$ orbital. The results lead to an interpretation, that for organic molecular crystals more than pure van-derWaals interaction has to be taken into account. In summary it is found that the intramolecular interaction in NEXAFS spectra is preferentially coupled to one or a few vibronic progressions. Due to the delocalized electronic system maybe even states which are not spatially near the core excited atom can be involved. It could be shown that a condensation of the molecules in thin films leads to changes within the spectra. The influence the intermolecular interaction can be clearly seen in this finding, where additional hints are found that more than mere van-der-Waals binding has to be taken into account.
Within the framework of this thesis the mechanisms of growth and reorganisation of surfaces within the first few layers were investigated that are the basis for the fabrication of high quality thin films and interfaces. Two model systems, PTCDA/Ag(111) and CdSe/ZnSe quantum dots (QD), were chosen to study such processes in detail and to demonstrate the power and improvements of the aberration corrected spectromicroscope SMART [1] simultaneously. The measurements benefit especially from the enhanced transmission of the microscope and also from its improved resolution. SMART, the first double–aberration corrected instrument of its kind [2], provided comprehensive methods (LEEM/PEEM, μ–LEED, μ–XPS) to study in–situ and in real time the surface reorganisation and to determine morphology, local structure and local chemical composition of the resulting thin film. Complementarily, a commercial AFM [3] was used ex–situ. XPEEM and μ–XPS measurements were made possible by attaching SMART to the high flux density beamline of the soft–X–ray source BESSY–II [4]. PTCDA/Ag(111) – Growth and structure of the first two layers Although PTCDA/Ag(111) is one of the most intensely studied model systems for the growth of organic semiconductor thin films, it still offers new insights into a complex growth behaviour. This study enlightens the temperature dependant influence of morphological features as small as monatomic Ag steps on the growth process of the first two layers. At low temperatures, single Ag steps act as diffusion barriers. But interdiffusion was observed already for the 2nd layer whereas domain boundaries in the 1st PTCDA–layer persist for crystallite growth in the 2nd layer. 1st layer islands are more compact and the more dendritic development of the 2nd layer indicates reduced interaction strength between 2nd and 1st layer. These findings were explained by a model consisting of structural and potential barriers. The second part of the PTCDA study reveals a variety of phases that appears only if at least two layers are deposited. Besides the six known rotational domains of the interface system PTCDA/Ag(111) [5], a further manifold of structures was discovered. It does not only show a surprising striped image contrast, but the 2nd layer also grows in an elongated way along these so–called ’ripples’. The latter show a rather large period and were found in a wide temperature range. Additionally the μ-LEED pattern of such a domain shows a new super–superstructure as well. This phase is explained by a structural model that introduces a rotated, more relaxed domain in the 2nd layer that does not exist in the first layer. Its structural parameters are similar to those of the bulk unitcells of PTCDA. The model is confirmed by the observation of two different rotational domains that grow on top of one single ’substrate’ domain in the 1st layer. The orientations of the ripple phases fit as well to the predictions of the model. The growth direction along the ripples corresponds to the short diagonal of the super–superstructure unitcell with diamond–like shape. CdSe/ZnSe – Inverse structuring by sublimation of an α-Te cap With the second model system the formation of CdSe quantum dots (QD) from strained epi-layers was investigated. In this case the structures do not form during deposition, but rather during sublimation of the so–called ‘ignition cap’. For these pilot experiments not only the process of QD formation itself was of interest, but also the portability of the preparation and the prevention of contaminations. It was found that the α-Se is well suited for capping and the last step of the QD preparation, the sublimation of the α-Te cap, needs a sufficiently high rate in rise of temperature. Subsequently the cap, the process of desorption and the final surface with the quantum structures were investigated in detail. The cap was deposited by the MBE-group in Würzburg as an amorphous Te layer but was found to contain a variety of structures. Holes, cracks, and micro–crystallites within an α-Te matrix were identified. Sublimation of the “ignition cap” was observed in real–time. Thus the discovered cap-structures could be correlated with the newly formed features as, e.g., QDs on the bare CdSe surface. Since CdSe/ZnSe QDs prefer to form in the neighbourhood of the Te μ–crystallites, Te was found to play a major role in their formation process. Different explanations as the impact of Te as a surfactant, an enhanced mobility of adatoms or as stressor nuclei are discussed. The spectromicroscopic characterisation of the CdSe surface with QDs revealed the crystallographic directions. An increased Cd signal of the film was found at positions of former holes. Several possibilities as segregation or surface termination are reviewed, that might explain this slight Cd variation. Therewith, an important step to a detailed understanding of the complex reorganisation process in coating systems could be achieved.
Background Transgenic mouse models are increasingly used to study the pathophysiology of human cardiovascular diseases. The aortic pulse wave velocity (PWV) is an indirect measure for vascular stiffness and a marker for cardiovascular risk. Results This work presents three MR-methods that allow the determination of the PWV in the descending murine aorta by analyzing blood flow waveforms, arterial distension waveforms, and a method that uses the combination of flow and distension waveforms. Systolic flow pulses were recorded with a temporal resolution of 1 ms applying phase velocity encoding. In a first step, the MR methods were validated by pressure waveform measurements on pulsatile elastic vessel phantoms. In a second step, the MR methods were applied to measure PWVs in a group of five eight-month-old apolipoprotein E deficient (ApoE(-/-)) mice and an age matched group of four C57Bl/6J mice. The ApoE(-/-) group had a higher mean PWV than the C57Bl/6J group. Depending on the measurement technique, the differences were or were not statistically significant. Conclusions The findings of this study demonstrate that high field MRI is applicable to non-invasively determine and distinguish PWVs in the arterial system of healthy and diseased groups of mice.
In the context of the ongoing discussion about a carrier-induced ferromagnetic phase transition in diluted-magnetic II-VI semiconductors (DMS), theoretical studies on coherent dynamics of localized spins coupled with a two-dimensional hole gas (2DHG) in DMS quantum wells (QWs) were done by K.V. KAVOKIN. His key for studying the exchange interaction of the localized spin ensemble (e.g. Mn2+) with the 2DHG is the Larmor frequency of the localized Mn-ion spins and thus their Mn-g-factor. It was shown that the 2DHG affects a time evolution of the (Mn-) spin system in an in-plane magnetic field resulting in the reduction of its Larmor frequency (Mn-g-factor) under the influence of an oscillating effective field of holes. This is called magnetic soft mode (behaviour). The experimental access for demonstrating this Mn-g-factor reduction with increasing hole concentration is the method of Multi-Spin-Flip (SF) Raman scattering combined with the variation of the carrier concentration by photo-excitation with an additional light source (two-colour experiment). The main motivation for this thesis was the experimental confirmation of the theoretically predicted magnetic soft mode and the analysis of its dependence on the hole-concentration and external B-field, as well as its disappearance with increasing sample temperature. For that purpose, CdMnTe/CdMgTe QWs (Mn: 0.6%, 1.0%) positioned close to the sample surface (13−19nm) were investigated in an in-plane applied external magnetic field (up to 4.5T in Voigt-geometry) via a two-colour experiment i.e. using two light sources. This allows the spin excitation of Mn-ions by simultaneously tuning the hole-concentration towards the ferromagnetic phase transition by photo-generated carriers. Thus, one tuneable laser is responsible for resonant below-barrier excitation as a probe for Multi-SF Raman scattering. The other laser excites photo-generated carriers from above barrier (2.41eV) for tuning the hole concentration in the QW. Positioning the QW close to the sample surface causes a surface-induced p-doping of the QW (intrinsic hole concentration in the QW) and enables the active tuning of the hole concentration by photo-generated carriers due to different tunnelling behaviour of electrons and holes from the QW to the surface. The Mn-g-factor was decreased by quasi-continuously increasing the above-barrier illumination (and thus the hole concentration), while the below-barrier excitation (Multi-PR probe) was kept at a constant low power. This results in a Mn-g-factor reduction starting from its atomic value g=2.01 to lowest evaluated Mn-g-factor in this thesis g=1.77. This is a magnetic softening of 12%. Apart from the general magnetic soft mode behaviour at low temperatures, one of the main experimental results in this thesis is the confirmation of the theoretical prediction that the magnetic soft mode behaviour in the external B-field does not only depend on the carrier concentration but also on the B-field strength itself. An additional aspect is the temperature dependence of the magnetic soft mode. The Mn-g-factor decrease is suppressed with increasing temperature almost reaching the atomic Mn-g-factor at 4.2K (g=1.99). This behaviour is due to the T-induced weakening of the transverse 2DHG spin susceptibility. The results of the investigations concerning the cap layer thickness impact on the QW carrier characteristics were investigated in the cap thickness range of 13nm to 19nm. The cap thickness configures on the one hand the intrinsic hole concentration of the QW ("2DHG offset") due to the surface-induced p-doping and sets the "starting point" for the Mn-g-factor reduction. On the other hand the cap thickness determines the probability of electron tunnelling to the surface and thus the efficiency of the hole tuning by light. The latter is the criterion for the range of Mn-g-factor reduction by light. This two dependences were pointed out by the photo-generated hole influence on the QW PL-spectra which results in tuning the exciton-trion ratio. In summary both mechanisms are of relevance for the hole tuning and thus for the magnetic soft-mode behaviour. The mechanism of tunnelling time prevails at small cap layer thicknesses while the surface-induced p-doping plays the major role for larger cap thicknesses (> 25nm). In conclusion, the presented method in this thesis is a sensitive tool to study the dynamics of the spin excitations and the paramagnetic susceptibility in the vicinity of the hole-induced ferromagnetic phase transition.
The results of this thesis contribute to the understanding of the electronic properties of organic thin-films and interfaces. It is demonstrated that photoemission spectroscopy is very useful for studying surfaces and interfaces. Additionally it is shown, that many-body effects can be relevant for organic thin films, in particular at interfaces with strong interaction. These effects can have general implications for the material properties. In the first part of this thesis a systematic series of polyacene molecules is investigated with NEXAFS spectroscopy. The comparison of the data with core level and IPES data indicates that core excitations and core excitons need to be understood as many-body excitations. This finding implies for example that a high exciton binding energy is not necessarily associated with strong localization of the excited electron at the hole. As these effects apply also for valence excitons they can be relevant for the separation of charges and for the electron-hole recombination at interfaces. In the next chapter some fundamental effects in organic multilayer films and at organic-metal interfaces are studied with core level and NEXAFS spectroscopy. In this context a series of selected molecules is investigated, namely BTCDA, BTCDI, PTCDA and PTCDI. It is shown that in case of strong interface interaction a density of adsorbate-substrate states is formed which can lead to significant charge transfer satellites in the PES and NEXAFS spectra, similar to what is known for transition metal compounds. Moreover, it is demonstrated that the data can be modeled qualitatively by a basic approach which fuses the single impurity Anderson model with the description of charge transfer satellites by Sawatzky et al. This approach, which is equivalent to that of Gunnarsson and Schönhammer, allows even a relatively simple semi-quantitative analysis of the experimental data. The comparison of different adsorbate layers indicates that these many-body effects are particularly strong in case of partial occupation of the LUMO derived DOS. In the third part an organic multilayer film (SnPc), an organic-metal interface with strong coupling (SnPc/Ag) and an organic-organic interface (SnPc/PTCDA/Ag) are studied exemplarily with resonant Auger spectroscopy. The comparison of the data gives evidence for the contribution of many-body effects to the autoionization spectra. Furthermore, it is found that the electron-vibration coupling and the substrate-adsorbate charge transfer occurs on the time scale of the core hole life time. Moreover, the interaction at the organic-organic interface is weak, comparable to the intermolecular interaction in the multilayer films, despite a considerable rigid level shift for the SnPc layer. Furthermore, weak but significant electron-electron correlation is found for the molecular frontier orbitals, which are important for the substrate-adsorbate charge transfer. Therefore, these strongly coupled adsorbate films are briefly discussed within the context of the Hubbard model in the last part of this thesis. From the data derived in this work it can be estimated that such monolayer films are in the regime of medium correlations. Consequently one can expect for these adsorbate films properties which are related to the extraordinary behavior of strongly correlated materials, for which Mott metal-insulator transitions, sophisticated magnetic properties and superconductivity can be observed. Additionally some results from the investigation of alkyl/Si self-assembled monolayers are briefly discussed in the appendix. It is demonstrated exemplarily for the alkyl chains that the electronic band structure of short, finitely repeating units can be well modeled by a comparatively simple quantum well approach. In principle this approach can also be applied to higher dimensional systems, which makes it very useful for the description of E(k) relations in the regime of repeating units of intermediate length. Furthermore, the photoelectron and NEXAFS spectra indicate strong interaction at the alkyl/Si interface. It was found that the interface states can be modified by moderate x-ray irradiation, which changes the properties for charge transport through the SAM.
In this thesis, soft x-ray absorption spectroscopy (XAS) and resonant inelastic x-ray scattering (RIXS) studies of the electronic structure of selected organic molecules and liquids were carried out. The first part focuses on the used experimental techniques and the development of the instrumentation necessary for these studies, namely a soft x-ray spectrometer, and a temperature-controlled flow-through liquid cell. The former was optimized by a special analytical ray tracing method developed exclusively for this purpose. Due to its high transmission, the spectrometer facilitates a novel experimental approach of recording comprehensive 'RIXS maps', which are 2-dimensional plots of x-ray scattering intensities as a function of both, excitation and emission photon energy. The liquid cell extends these possibilities to the study of liquids, especially the interaction of molecules in liquids and their chemical reactions under well-controlled conditions. Organic molecules have attracted considerable attention in the last decade. The intense research activities related to these materials have two main motivations: on the one hand, organic molecules have a technological application as building blocks of organic semiconductors, while, on the other hand, organic molecules are the functional elements in biological systems. In order to cost-effectively produce optimized organic electronic devices, a fundamental knowledge of the electronic properties of the organic molecules interface is necessary. Therefore, many studies of the electronic structure of potential candidates for organic electronics exist. Two of these candidates, namely C60 and well-ordered multilayers PTCDA on a Ag(111) surface are investigated in this thesis. For the study of C60 molecules, a comprehensive 'RIXS map' was recorded and analyzed. The RIXS map taken in only 25 minutes allows a quantitative analysis of energy losses, yielding for example the HOMO-LUMO distance. It also identifies a core-excitonic state and facilitates a quantitative comparison of its binding energy with that of valence excitons in C60. Furthermore, decay channel-selective partial fluorescence yield XAS spectra can be extracted from the RIXS map, yielding information on the population of the core-excitonic state as a function of excitation energy. As a second model system of organic molecules relevant for organic electronics, PTCDA was chosen. The complex electronic structure of the occupied states of a highly ordered, flat-lying PTCDA multilayer on a Ag(111) surface was investigated by symmetry-resolved resonant x-ray emission spectroscopy. The rapidly occurring beam damage effects were characterized on the basis of irradiation-time dependent series of C and O x-ray emission spectra. Upon varying the excitation energy and emission geometry, atom- and symmetry-specific carbon K emission spectra with negligible beam damage effects were obtained that allow to distinguish between electronic states with sigma and pi symmetry. A density functional theory calculation of the PTCDA molecule reproduces the energy positions of the most prominent emission features remarkably well. In addition, the energy positions of the sigma and pi emissions agree well with the calculated energies of the respective orbitals. In order to shed light on the second aspect of organic molecules, namely their role in biological systems, first a detailed investigation of the electronic structure and proton dynamics of liquid water as the medium of most chemical and biochemical reactions was carried out. Therefore, a comprehensive oxygen K RIXS map of liquid water was recorded and analyzed in great detail. A temperature-dependent comparison with XAS and RIXS data of D2O, NaOH, and NaOD leads to the conclusion, that ultra-fast dissociation takes place in liquid water on the timescale of the oxygen 1s core hole lifetime, resulting in a characteristic spectral contribution in the RIXS spectra. The dissociation is promoted by intact hydrogen bonds with neighboring molecules. In consequence, the rate of dissociation directly depends on the initial hydrogen bond configuration. In the next step towards biologically relevant systems, the nitrogen K edges of the amino acids glycine and histidine were investigated in powderous form as well as in their native environment, namely in aqueous solution. X-ray absorption and emission spectra of the aqueous solutions were analyzed at pH-values of 6 and for glycine also at pH 12 and compared to the spectra of powders. A pH-value of 12 causes deprotonation of the amino group, leading to significant changes in the nitrogen spectra as compared to pH 6. The results from these four examples demonstrate that a wealth of novel information can be obtained by using the new experimental tools developed in this thesis, namely a highly sensitive x-ray spectrometer and a flow-through liquid cell.
Nuclear magnetic resonance has numerous applications for in vivo diagnostics. However, methods requiring homogeneous magnetic fields, particularly magnetic resonance spectroscopy (MRS) techniques, have limited applicability in regions near or on anatomical boundaries that cause strong inhomogeneities. In cases where the shim system can not or just partly correct for these inhomogeneities, methods based on intermolecular multiple quantum coherence (iMQC) detection can provide an alternative solution for in vivo MRS. This dissertation presented the development, validation and application potential of a novel MRS pulse sequence detecting intermolecular zero-quantum coherences (iZQC) with special emphasis on in vivo experiments. In addition, the detection limit and spectral behaviour of iZQC-MRS under modelled realistic conditions were systematically approached for the first time. Based on the original sequence used to detect two dimensional (2D) iZQC-spectra, dubbed HOMOGENIZED, methodological development led to increased sensitivity and water suppression, and decreased T2-relaxation effects through the application of a frequency selective 90° RF-pulse in place of a non selective beta-pulse. Best water suppression was achieved by placing a pair of selective refocusing units immediately prior to the acquisition window. The same placement was found to be optimal also for single voxel localization units based on slice selective spin echo refocusing. By voxel selection before the iZQC-MRS sequence, the chemical shift artefact could be avoided. However, this led to significant residual signal from outside the voxel. Analytical derivations of signal evolution for several sequences presented in this dissertation provide useful additions to the iZQC MRS theory. In vivo applications of the developed sequence provided high quality spectra in the central nervous system of the rat, the mouse brain and in subcutaneous xenograft tumor grown on the thigh of the mouse. In all these 2D spectra, the limiting factor of the resolution in the indirect dimension was the digital sampling rate, rather than inhomogeneous line broadening. Nevertheless, linewidths of the cross-peaks were similar or narrower than along the direct axis, where the sampling rate was about ten times higher. The first MR spectroscopic investigation of the rat spinal cord at 17.6 T was performed. Through its insensitivity to macroscopic field inhomogeneities, the localized iZQC method allowed for the selection of larger voxels than conventional methods and still provided the same spectral resolution. This property was used also in tumor tissue to propel the relative signal to noise (SNR) efficiency of the iZQC spectroscopy for the first time above the SNR efficiency of a conventional sequence. Future applications for fast metabolite count in large inhomogeneous organs, like a tumor, are thinkable. Extensive simulations and phantom experiments assessed the limit of iZQC cross-peak detection in presence of local field distortions. The order of maximum volume ratio between dipole source and voxel was found to be between 0.1 % and 1 %. It is an essential conclusion of this study that the dominant effect of microscopic to mesoscopic inhomogeneities on iZQC spectra under general in vivo conditions, like for voxels greater than (1 mm)³ and metabolite concentrations in the millimolar range, is a cross-peak intensity reduction and not line broadening. The iZQC method provided resolution enhancement in comparison to conventional MRS even in the presence of clustered paramagnetic microparticles. However, the vision of iZQC spectroscopy in green leafs or the lung epithelium has to be, unfortunately, abandoned, because cross-peaks can be observed until the volume of the separating medium is much larger than the volume of local dipole sources. Intermolecular zero-quantum coherence spectroscopy remains an exciting field in NMR research on living organisms. It provides access to the monitoring of relative metabolite concentration changes in the presence of microscopic iron particles, which raises realistic hopes for new applications in studies using stained stem cells.
Contents List of Publications 1 Introduction 2 Basic concepts and instrumentation 2.1 Mathematical description of femtosecond laser pulses 2.2 Optical quantities and measurements 2.2.1 Intensity 2.2.2 Absorbance and Beer-Lambert law 2.3 Laser system 2.4 General software framework for scientific data acquisition and simulation 2.4.1 Core components 2.4.2 Program for executing a single measurement sequence 2.4.3 Scan program 2.4.4 Evolutionary algorithm optimization program 2.4.5 Applications of the software framework 2.5 Summary 3 Generation of ultrabroadband femtosecond pulses in the visible 3.1 Nonlinear optics 3.1.1 Nonlinear polarization and frequency conversion 3.1.2 Phase matching 3.2 Optical parametric amplification 3.3 Noncollinear optical parametric amplifier 3.4 Considerations and experimental design of NOPA 3.4.1 Options for broadening the NOPA bandwidth 3.4.2 Experimental setup 3.5 NOPA pulse characterization 3.5.1 Second harmonic generation frequency-resolved optical gating 3.5.2 Transient grating frequency-resolved optical gating 3.6 Compression and shaping methods for NOPA pulses 3.6.1 Grating compressor 3.6.2 Prism compressor 3.6.3 Chirped mirrors 3.6.4 Detuned zero dispersion compressor 3.6.5 Deformable mirror pulse shaper 3.6.6 Liquid crystal pulse shaper 3.7 Liquid crystal pulse shaper 3.7.1 Femtosecond pulse shapers 3.7.2 Experimental design and parameters 3.7.3 Optical setup of the LC pulse shaper 3.7.4 Calibrations of the pulse shaper 3.8 Adaptive pulse compression 3.8.1 Closed loop pulse compression 3.8.2 Open loop pulse compression 3.9 Conclusions 4 Coherent optical two-dimensional spectroscopy 4.1 Introduction 4.2 Theory of third order nonlinear optical spectroscopies 4.2.1 Response function, electric fields, and signal field 4.2.2 Signal detection with spectral interferometry 4.2.3 Evaluation of two-dimensional spectra and phasing 4.2.4 Selection and classification of terms in induced nonlinear polarization 4.2.5 Oscillatory character of measured signal 4.3 Previous experimental implementations 4.4 Inherently phase-stable setup using conventional optics only 4.4.1 Manipulation of pulse pairs as a basis for stability 4.4.2 Experimental setup 4.4.3 Measurement procedure 4.4.4 Data evaluation 4.5 First experimental results 4.5.1 Demonstration of phase stability 4.5.2 2D spectrum of Nile Blue at room temperature 4.6 Summary and outlook 5 Product accumulation for ultrasensitive femtochemistry 5.1 The problem of sensitivity in femtochemistry 5.2 Accumulation for increased sensitivity 5.2.1 Comparison of conventional and accumulative sensitivity 5.2.2 Schematics and illustrative example 5.3 Experimental setup 5.4 Calibration and modeling of accumulation 5.5 Experiments on indocyanine green 5.5.1 Calibration of the setup 5.5.2 Chirped pulse excitation 5.5.3 Adaptive pulse shaping 5.6 Conclusions 6 Ultrafast photoconversion of the green fluorescent protein 6.1 Green fluorescent protein 6.2 Experimental setup for photoconversion of GFP 6.3 Calibration of the setup for GFP 6.3.1 Model for concentration dynamics of involved GFP species 6.3.2 Estimate of sensitivity 6.4 Excitation power study 6.5 Time-resolved two-color experiment 6.6 Time-delayed unshaped 400 nm – shaped 800 nm pulse excitation 6.6.1 Inducing photoconversion with chirped pulses 6.6.2 Photoconversion using third order phase pulses 6.7 Conclusions 7 Applications of the accumulative method to chiral systems 7.1 Introduction 7.2 Chiral asymmetric photochemistry 7.2.1 Continuous-wave circularly polarized light 7.2.2 Controlled asymmetric photochemistry using femtosecond laser pulses 7.3 Sensitive and fast polarimeter 7.3.1 Polarimeter setup 7.3.2 Detected signal I(t) 7.3.3 Angular amplification 7.3.4 Performance of the polarimeter 7.4 Molecular systems and mechanisms for enantioselective quantum control 7.4.1 Binaphthalene derivatives 7.4.2 Photochemical helicene formation 7.4.3 Spiropyran/merocyanine chiroptical molecular switches 7.5 Summary 8 Summary Zusammenfassung Bibliography Acknowledgements
The approach of using the combination of Ultraviolet (UPS) and Inverse Photoemission (IPS) to determine the transport levels in thin films of organic semiconductors is the scope of this work. For this matter all influences on the peak position and width in Photoelectron Spectroscopy are discussed with a special focus on organic semiconductors. Many of these influences are shown with experimental results of the investigation of diindenoperylene on Ag(111). These findings are applied to inorganic semiconductors silicon in order to establish the use of UPS and IPS on a well-understood system. Finally, the method is used to determine the transport level of several organic semiconductors (PTCDA, Alq3, CuPc, DIP, PBI-H4) and the corresponding exciton binding energies are calculated by comparison to optical absorption data.
Semiconductor Quantum Dots (QDs) have been attracting immense interest over the last decade from both basic and application-orientated research because of their envisioned use as fundamental building blocks in non-classical device architectures. Their presumable ease of integration into existing semiconductor technology has bought them the reputation of being cost-efficiently scalable and renders them a place among the top candidates in a wide range of proposed quantum logic and quantum information processing schemes. These include the highly acclaimed use of QD as triggered sources of single pairs of entangled photons, which is a key ingredient of most of the intensivly investigated optical quantum cryptography operations. A big obstacle towards these goals are the pronounced asymmetries that are intrinsically present in all currently availabe semiconductor QD systems. They are a natural by-product that stems from the employed self-assembled growth methods and manifest in various forms such as shape-asymmetry, inhomogeneous strain distribution within the QD and concomittant piezo-elecric fields. These asymmetries in return give rise to distinct anisotropies in the optical properties of QDs, which in fact render their optical response classic. For device oriented research these anisotropies are therefore typically considered unwanted and actively researched to be controlled. They are, however, interesting from a fundamental point of view, as anisotropic QDs basically provide a testbed system for fundamental atom-like quantum physics with non-centrosymmetric potentials. As shall be shown in the current work, this gives rise to novel and interesting physics in its own right. Employing photoluminescence spectroscopy (PL) we investigate the optical anisotropy of the radiative recombination of excitons confined to CdSe/ZnSe QDs. This is done by angle-dependent polarization-resolved PL. We demonstrate experimentally that the electron-hole exchange interaction in asymmetric QDs gives rise to an effective conversion of the optical polarization from linear to circular and vice versa. The experiment is succesfully modeled in the frame of an exciton pseudospin-formalism that is based on the exchange induced finestructure splitting of the radiative excitonic states and unambiguously proves that the observed polarization conversion is the continuous-wave equivalent to quantum beats between the exchange split states in the time domain. These results indicate that QDs may offer extended functionality beyond non-classical light sources in highly integrated all-optical device schemes, such as polarization converters or modulators. In a further extension we apply the exciton pseudospin-formalism to optical alignment studies and demonstrate how these can be used to directly measure the otherwise hidden symmetry distribution over an ensemble of QDs. This kind of measurement may be used on future optical studies in order to link optical data more directly to structural investigations, as it yields valuable information on capped QDs that cannot be looked at directly by topological methods. In the last part of this work we study the influence of an in-plane magnetic field on the optical anisotropy. We find that the optical axis of the linear polarization component of the photoluminescence signal either rotates in the opposite direction to that of the magnetic field or remains fixed to a given crystalline direction. A qualitative theoretical analysis based on the exciton pseudospin Hamiltonian unambiguously demonstrates that these effects are induced by isotropic and anisotropic contributions to the heavy-hole Zeeman term, respectively. The latter is shown to be compensated by a built-in uniaxial anisotropy in a magnetic field B=0.4 T, resulting in an optical response that would be expected for highly symmetric QDs. For a comprehensive quantitative analysis the full heavy-hole exciton k.p-Hamiltonian is numerically calculated and the resulting optical polarization is modeled. The model is able to quantitatively describe all experimental results using a single set of parameters. From this model it is explicitly seen that a optical response characteristic for high symmetry QDs may be obtained from an ensemble of asymmetric QDs without a crossing of the zero-field bright exciton states, which was required for application of QDs in non-classical light sources. It is clearly demonstrated that any scheme using in-plane magnetic fields to symmetrize the optical response has to take into account at least four optically active states instead of the two observed in the absence of magnetic fields. These findings may explain some of the major disagreement on recent entanglement studies in asymmetric QDs, as models that do not take the above result into account cannot be a priori expected to provide reliable results on excitonic Bell states.
Investigation of Intermolecular Interaction in Organic Thin Films by means of NEXAFS Spectroscopy
(2009)
The present work reports on the electron–vibron coupling in large organic molecules and particularly on the intermolecular interaction in molecular condensates. The optical and electrical properties of these organic systems are in the focus of attention due to their crucial importance for the development of (hybrid) organic electronic devices. In particular, the charge transport mechanism and hence the interaction between condensed molecules is a matter of debate [1–4]. In order to shed light on this interaction, the spectroscopic signatures of isolated molecules in the gas phase and their condensed counterparts have been studied. The applied technique, near–edge x–ray absorption fine structure (NEXAFS) spectroscopy, is a local probe with high chemical selectivity, well suited for the investigation of the electronic structure of molecular valence levels [5]. In the experimental part, the experimental set–up developed in this work is described with special attention to the characteristic issues of gas phase measurements, energy calibration and the subsequent data evaluation. The high quality gas phase and solid state NEXAFS spectra are analysed with respect to energy positions, shape and intensity of the sharp pi*–resonances characteristic for these aromatic molecules. Where applicable, a detailed Franck–Condon (FC) analysis of the vibronic fine structure has been performed, yielding additional information on the changes that occur upon solid state formation. Together with former results on vibrational features in large organic molecules, this information has been used to investigate the correlation of vibrational energies in the ground and electronically excited state. We find a relatively good agreement with other empirical studies on vibronic structures in photoelectron spectroscopy (PES) spectra of small molecules [6]. The molecular compounds investigated are in general believed to interact via weak van–der–Waals forces only. The present results however reveal distinct differences between the spectra of the gas and solid phase that can not be explained within the context of a mere interaction by dispersive forces. In detail, differential red–shifts of 0.1 to 0.3eV of transitions assigned to the aromatic system have been observed in the C–K spectra of benzene–tetracarboxylic acid dianhydride (BTCDA), 1,4,5,8–naphthalene–tetracarboxylic acid dianhydride (NTCDA), and 3,4,9,10–perylene–tetracarboxylic acid dianhydride (PTCDA) upon solid state formation. From BTCDA to PTCDA the shift increases, indicating an improving intermolecular interaction with molecular size or a closer molecular packing. In contrast, all transitions assigned to the anhydride carbon atom (C1) do not show any shift. For the O–K spectra, small changes in relative intensity have been observed for BTCDA and NTCDA. In case of PTCDA, a blue–shift of up to 0.2eV is evident for the OB 1sLEMO+1 transition. Theoretical models for the intermolecular interaction have been proposed in this work, based on a change of molecular geometry and interaction of adjacent molecules in the ground and excited state, respectively. While an interaction of adjacent molecular orbitals may explain the experimental findings for one particular molecule, this model falls short for a comprehensive explanation of all three dianhydrides. For an interaction in the excited state, the excitonic coupling with the neighbours attached at an angle, quantum chemical calculations yield no significant change in peak positions for NTCDA. Unfortunately, results for the stacked neighbours as well as the larger compound PTCDA are still lacking. For tris (8–quinolinol) aluminum (Alq3), the observed peak–shifts are restricted to just one unoccupied orbital, the LEMO+2, which is mainly localised at the phenoxide side of the quinolinol ligands. Although the shifts differ for the individual edges, the main interaction can therefore be assigned to this orbital. In summary, NEXAFS spectroscopy, if performed with great care in terms of experimental details and data analysis especially for the gas phase data, provides very detailed and highly interesting data on the changes of the electronic structure of organic molecules upon condensation. The present data can be applied as a reference for further experimental and (highly desired) theoretical investigations, which are needed for a comprehensive understanding of the complex interaction mechanisms between organic molecules.
The thesis investigates the electrical transport properties of different π-conjugated organic semiconductors applied as active semiconducting material in organic field-effect transistor (OFET) devices. Theses organic materials are αω-dihexylquaterthiophene (DH4T), the tetrathiafulvalene (TTF) derivatives dibenzene-tetrathiafulvalene (DB-TTF) and dithiophene-tetrathiafulvalene (DT-TTF), and polytriarylamine (PTAA). The latter material is an amorphous polymer, the three others are small molecule oligomer materials. Different deposition methods were applied and compared. The investigations in the thesis treat the pure characterisation of the above materials with their different properties in OFET devices. Furthermore, the aim was to observe and analyse general rules and effects in OFETs depending on the structure, previous history, and the device scaling. Therefore, different tools and special analysing methods were developed and applied. These are a standard characterisation method for the classification of the used organic semiconductor, temperature dependent electrical characterisation investigating the electrical transport properties, the newly developed in situ measurement method of OFET devices, the downscaling of the OFET devices of channel length below 100 nm, and the lithographical structuring of a PTAA film.
This thesis was dedicated to the studies of the electronic and chemical properties of liquids and solutions using soft x-ray spectroscopies. The used photon-in-photon-out methods namely x-ray absorption spectroscopy (XAS), x-ray emission spectroscopy (XES), and resonant inelastic x-ray scattering (RIXS) appeared to be an excellent choice for these studies. In the framework of this thesis, the necessary experimental setup for using the above mentioned experimental techniques on liquids was developed. Hereby, a new flow-through liquid cell was introduced which simplifies the studies of liquids and solutions. The cell design is very flexible and thus can be modified for gases and liquid/solid interfaces. With this cell it is possible to study the samples under well-controlled conditions (temperature and flow rate). The novel flow-through liquid cell is part of the new SALSA synchrotron endstation including an electron analyzer and a novel high-resolution, high-transmission soft x-ray spectrometer. The latter makes it possible to measure two-dimensional RIXS maps in a very short time, which include the full excitation and emission information in one plot. Making use of the new instrumentation, a variety of different liquids and solutions were investigated. As first system, aqueous solutions of sodium hydroxide (NaOH) and sodium deuteroxide (NaOD) were investigated. In the XAS as well as in the XES spectra a pronounced concentration dependence was found. At non-resonant energies, the spectra are dominated by the solvent and thus look similar to water. Making use of the pre-pre-edge in the absorption spectra which can exclusively be attributed to OH- / OD- it was possible to extract the resonant emission spectra of the ions which show an indication for proton dynamics during the core-hole lifetime. For the solid state NaOH XES spectra it was possible to reveal a high energetic shoulder and a low energetic shoulder at the high energy emission feature. These shoulders can be assigned to self-dissociation processes where OH- forms O2- ions and H2O. The study of NaOH was also of interest for the studies of the amino acids, which were in the focus of the next part, since the pH-values of the respective solutions were controlled by NaOH. In the next part of this thesis, amino acid solutions were investigated. Amino acids are the building blocks of peptides and proteins and thus important for life science. The investigated representatives were glycine, the simplest amino acid, and lysine, an amino acid with two amine groups. Both amino acids react on pH-value changes at the amine group where the local environment at the nitrogen atom changes (NH2 ↔ NH3+). A strong change of the spectra induced by this protonation/deprotonation could be found. Furthermore, for low pH-values (protonated amine groups) the amine groups are influenced by strong proton dynamics. First DFT calculations confirm the dissociation model of the amino acids. Qualitatively the high energy peak in the N K XES spectra can be attributed to the deprotonated amine group and the low energy area for the protonated amine group. Besides amino acids, alcohols and acids are important in biological processes. Therefore, the smallest alcohol (methanol) and the smallest carboxylic acid (acetic acid) were under investigation. For the liquid methanol XES spectra a very good agreement with DFT calculations of gas phase methanol could be found. This observation suggests that the influence of the environment (hydrogen bonding) on the spectra is small. The achieved spectra are in good agreement with DFT calculations found in literature. It was possible to selectively excite the two non-equivalent oxygen atoms in acetic acid and to reveal the carboxyl specific C K XES. The carbon XAS spectra showed strong differences compared to gas phase measurements which might be a hint for the influence of the hydrogen bond network. The investigation of the electronic and chemical properties of liquids and solutions is a very young field of research and the results presented in this thesis show that it is a very interesting topic. The presented results can be seen as the fundamental frame work for all following studies. With the understanding of basic, i.e., simple, systems as shown in this work it will be possible to understand complex biological systems in their native environment, e.g., peptides and proteins, which are the building blocks of life.
The goal of the work presented in this thesis was to explore the possibilities and limitations of MRI / MRS using an ultra high field of 17.6 tesla. A broad range of specific applications and MR methods, from MRI to MRSI and MRS were investigated. The main foci were on sodium magnetic resonance spectroscopic imaging of rodents, magnetic resonance spectroscopy of the mouse brain, and the detection of small amounts of iron labeled stem cells in the rat brain using MRI Sodium spectroscopic imaging was explored since it benefits tremendously from the high magnetic field. Due to the intrinsically low signal in vivo, originating from the low concentrations and short transverse relaxation times, only limited results have been achieved by other researchers until now. Results in the literature include studies conducted on large animals such as dogs to animals as small as rats. No studies performed on mice have been reported, despite the fact that the mouse is the most important laboratory animal due to the ready availability of transgenic strains. Hence, this study concentrated on sodium MRSI of small rodents, mostly mice (brain, heart, and kidney), and in the case of the brain on young rats. The second part of this work concentrated on proton magnetic resonance spectroscopy of the rodent brain. Due to the high magnetic field strength not only the increasing signal but also the extended spectral resolution was advantageous for such kind of studies. The difficulties/limitations of ultra high field MRS were also investigated. In the last part of the presented work detection limits of iron labeled stem cells in vivo using magnetic resonance imaging were explored. The studies provided very useful benchmarks for future researchers in terms of the number of labeled stem cells that are required for high-field MRI studies. Overall this work has shown many of the benefits and the areas that need special attention of ultra high fields in MR. Three topics in MRI, MRS and MRSI were presented in detail. Although there are significant additional difficulties that have to be overcome compared to lower frequencies, none of the work presented here would have been possible at lower field strengths.
ZnO-based semiconductors were studied by Raman spectroscopy and complementary methods (e.g. XRD, EPS) with focus on semimagnetic alloying with transition metal ions, doping (especially p-type doping with nitrogen as acceptor), and nanostructures (especially wet-chemically synthesized nanoparticles).