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The last years have witnessed an exciting scientific quest for intriguing topological phenomena in time-dependent quantum systems. A key to many manifestations of topology in dynamical systems relies on the effective dimensional extension by time-periodic drives. An archetypal example is provided by the Thouless pump in one spatial dimension, where a robust and quantized charge transport can be described in terms of an integer quantum Hall effect upon interpreting time as an extra dimension. Generalizing this fundamental concept to multifrequency driving, a variety of higher-dimensional topological models can be engineered in dynamical synthetic dimensions, where the underlying topological classification leads to quantized pumping effects in the associated lower-dimensional time-dependent systems.
In this Thesis, we explore how correlations profoundly impact the topological features of dynamical synthetic quantum materials. More precisely, we demonstrate that the interplay of interaction and dynamical synthetic dimension gives rise to striking topological phenomena that go beyond noninteracting implementations. As a starting point, we exploit the Floquet counterpart of an integer quantum Hall scenario, namely a two-level system driven by two incommensurate frequencies. In this model, the topologically quantized response translates into a process in which photons of different frequencies are exchanged between the external modes, referred to as topological frequency conversion. We extend this prototypical setup to an interacting version, focusing on the minimal case of two correlated spins equally exposed to the external drives. We show that the topological invariant determining the frequency conversion can be changed by odd integers, something explicitly forbidden in the noninteracting limit of two identical spins. This correlated topological feature may, in turn, result in an enhancement of the quantized response.
Robust response signals, such as those predicted for the topological frequency converter, are of fundamental interest for potential technological applications of topological quantum matter. Based on an open quantum system implementation of the frequency converter, we propose a novel mechanism of topological quantization coined ''topological burning glass effect''. Remarkably, this mechanism amplifies the local response of the driven two-level system by an integer that is proportional to the number of environmental degrees of freedom to which the system is strongly coupled. Specifically, our findings are illustrated by the extension of the frequency converter to a central spin model. There, the local energy transfer mediated exclusively by the central spin is significantly enhanced by the collective motion of the surrounding spins. In this sense, the central spin adopts the topological nature of the total system in its non-unitary dynamics, taking into account the correlations with the environment.
Emergent phenomena in condensed matter physics like, e.g., magnetism, superconductivity, or non-trivial topology often come along with a surprise and exert great fascination to researchers up to this day. Within this thesis, we are concerned with the analysis of associated types of order that arise due to strong electronic interactions and focus on the high-\(T_c\) cuprates and Kondo systems as two prime candidates. The underlying many-body problem cannot be solved analytically and has given rise to the development of various approximation techniques to tackle the problem.
In concrete terms, we apply the auxiliary particle approach to investigate tight-binding Hamiltonians subject to a Hubbard interaction term to account for the screened Coulomb repulsion. Thereby, we adopt the so-called Kotliar-Ruckenstein slave-boson representation that reduces the problem to non-interacting quasiparticles within a mean-field approximation. Part I provides a pedagogical review of the theory and generalizes the established formalism to encompass Gaussian fluctuations around magnetic ground states as a crucial step to obtaining novel results.
Part II addresses the two-dimensional one-band Hubbard model, which is known to approximately describe the physics of the high-\(T_c\) cuprates that feature high-temperature superconductivity and various other exotic quantum phases that are not yet fully understood. First, we provide a comprehensive slave-boson analysis of the model, including the discussion of incommensurate magnetic phases, collective modes, and a comparison to other theoretical methods that shows that our results can be massively improved through the newly implemented fluctuation corrections. Afterward, we focus on the underdoped regime and find an intertwining of spin and charge order signaled by divergences of the static charge susceptibility within the antiferromagnetic domain. There is experimental evidence for such inhomogeneous phases in various cuprate materials, which has recently aroused interest because such correlations are believed to impact the formation of Cooper pairs. Our analysis identifies two distinct charge-ordering vectors, one of which can be attributed to a Fermi-surface nesting effect and quantitatively fits experimental data in \(\mathrm{Nd}_{2-\mathrm{x}}\mathrm{Ce}_\mathrm{x}\mathrm{CuO}_4\) (NCCO), an electron-doped cuprate compound. The other resembles the so-called Yamada relation implying the formation of periodic, double-occupied domain walls with a crossover to phase separation for small dopings.
Part III investigates Kondo systems by analyzing the periodic Anderson model and its generalizations. First, we consider Kondo metals and detect weakly magnetized ferromagnetic order in qualitative agreement with experimental observations, which hinders the formation of heavy fermions. Nevertheless, we suggest two different parameter regimes that could host a possible Kondo regime in the context of one or two conduction bands. The part is concluded with the study of topological order in Kondo insulators based on a three-dimensional model with centrosymmetric spin-orbit coupling. Thereby, we classify topologically distinct phases through appropriate \(\mathbb{Z}_2\) invariants and consider paramagnetic and antiferromagnetic mean-field ground states. Our model parameters are chosen to specifically describe samarium hexaboride (\(\mbox{SmB}_6\)), which is widely believed to be a topological Kondo insulator, and we identify topologically protected surface states in agreement with experimental evidence in that material. Moreover, our theory predicts the emergence of an antiferromagnetic topological insulator featuring one-dimensional hinge-states as the signature of higher-order topology in the strong coupling regime. While the nature of the true ground state is still under debate, corresponding long-range magnetic order has been observed in pressurized or alloyed \(\mbox{SmB}_6\), and recent experimental findings point towards non-trivial topology under these circumstances. The ability to understand and control topological systems brings forth promising applications in the context of spintronics and quantum computing.
The topic of this PhD thesis is the combination of topologically non-trivial phases with correlation effects stemming from Coulomb interaction between the electrons in a condensed matter system. Emphasis is put on both emerging benefits as well as hindrances, e.g. concerning the topological protection in the presence of strong interactions.
The physics related to topological effects is established in Sec. 2. Based on the topological band theory, we introduce topological materials including Chern insulators, topological insulators in two and three dimensions as well as Weyl semimetals. Formalisms for a controlled treatment of Coulomb correlations are presented in Sec. 3, starting with the topological field theory. The Random Phase Approximation is introduced as a perturbative approach, while in the strongly interacting limit the theory of quantum Hall ferromagnetism applies. Interactions in one dimension are special, and are treated through the Luttinger liquid description. The section ends with an overview of the expected benefits offered by the combination of topology and interactions, see Sec. 3.3.
These ideas are then elaborated in the research part. In Chap. II, we consider weakly interacting 2D topological insulators, described by the Bernevig-Hughes-Zhang model. This is applicable, e.g., to quantum well structures made of HgTe/CdTe or InAs/GaSb. The bulk band structure is here a mixture stemming from linear Dirac and quadratic Schrödinger fermions. We study the low-energy excitations in Random Phase Approximation, where a new interband plasmon emerges due to the combined Dirac and Schrödinger physics, which is absent in the separate limits. Already present in the undoped limit, one finds it also at finite doping, where it competes with the usual intraband plasmon. The broken particle-hole symmetry in HgTe quantum wells allows for an effective separation of the two in the excitation spectrum for experimentally accessible parameters, in the right range for Raman or electron loss spectroscopy. The interacting bulk excitation spectrum shows here clear differences between the topologically trivial and topologically non-trivial regime. An even stronger signal in experiments is expected from the optical conductivity of the system. It thus offers a quantitative way to identify the topological phase of 2D topological insulators from a bulk measurement.
In Chap. III, we study a strongly interacting system, forming an ordered, quantum Hall ferromagnetic state. The latter can arise also in weakly interacting materials with an applied strong magnetic field. Here, electrons form flat Landau levels, quenching the kinetic energy such that Coulomb interaction can be dominant. These systems define the class of quantum Hall topological insulators: topologically non-trivial states at finite magnetic field, where the counter-propagating edge states are protected by a symmetry (spatial or spin) other than time-reversal. Possible material realizations are 2D topological insulators like HgTe heterostructures and graphene. In our analysis, we focus on the vicinity of the topological phase transition, where the system is in a strongly interacting quantum Hall ferromagnetic state. The bulk and edge physics can be described by a nonlinear \sigma-model for the collective order parameter of the ordered state. We find that an emerging, continuous U(1) symmetry offers topological protection. If this U(1) symmetry is preserved, the topologically non-trivial phase persists in the presence of interactions, and we find a helical Luttinger liquid at the edge. The latter is highly tunable by the magnetic field, where the effective interaction strength varies from weakly interacting at zero field, K \approx 1, to diverging interaction strength at the phase transition, K -> 0.
In the last Chap. IV, we investigate whether a Weyl semimetal and a 3D topological insulator phase can exist together at the same time, with a combined, hybrid surface state at the joint boundaries. An overlap between the two can be realized by Coulomb interaction or a spatial band overlap of the two systems. A tunnel coupling approach allows us to derive the hybrid surface state Hamiltonian analytically, enabling a detailed study of its dispersion relation. For spin-symmetric coupling, new Dirac nodes emerge out of the combination of a single Dirac node and a Fermi arc. Breaking the spin symmetry through the coupling, the dispersion relation is gapped and the former Dirac node gets spin-polarized. We propose experimental realizations of the hybrid physics, including compressively strained HgTe as well as heterostructures of topological insulator and Weyl semimetal materials, connected to each other, e.g., by Coulomb interaction.
This thesis deals with quantum Monte Carlo simulations of correlated low dimensional electron systems. The correlation that we have in mind is always given by the Hubbard type electron electron interaction in various settings. To facilitate this task, we develop the necessary methods in the first part. We develop the continuous time interaction expansion quantum algorithm in a manner suitable for the treatment of effective and non-equilibrium problems. In the second part of this thesis we consider various applications of the algorithms. First we examine a correlated one-dimensional chain of electrons that is subject to some form of quench dynamics where we suddenly switch off the Hubbard interaction. We find the light-cone-like Lieb-Robinson bounds and forms of restricted equilibration subject to the conserved quantities. Then we consider a Hubbard chain subject to Rashba spin-orbit coupling in thermal equilibrium. This system could very well be realized on a surface with the help of metallic adatoms. We find that we can analytically connect the given model to a model without spin-orbit coupling. This link enabled us to interpret various results for the standard Hubbard model, such as the single-particle spectra, now in the context of the Hubbard model with Rashba spin-orbit interaction. And finally we have considered a magnetic impurity in a host consisting of a topological insulator. We find that the impurity still exhibits the same features as known from the single impurity Anderson model. Additionally we study the effects of the impurity in the bath and we find that in the parameter regime where the Kondo singlet is formed the edge state of the topological insulator is rerouted around the impurity.
We investigate the single particle static and dynamic properties at zero temperature within the Hubbard an three-band-Hubbard model for the superconducting copper oxides. Based on the recently proposed self-energy functional approach (SFA) [M.Potthoff, Eur. Phys. J. B 32 429 (2003)], we present an extension of the cluster-perturbation theory (CPT) to systems with spontaneous broken symmetry. Our method accounts for both short-range correlations and long-range order. Short-range correlations are accurately taken into account via the exact diagonalization of finite clusters. Long-range order is described by variational optimization of a ficticious symmetry-breaking field. In comparison with related cluster methods, our approach is more flexible and, for a given cluster size, less demanding numerically, especially at zero temperature. An application of the method to the antiferromagnetic phase of the Hubbard model at half-filling shows good agreement with results from quantum Monte-Carlo calculations. We demonstrate that the variational extension of the cluster-perturbation theory is crucial to reproduce salient features of the single-particle spectrum of the insulating cuprates. Comparison of the dispersion of the low-energy excitations with recent experimental results of angular resolved photoemission spectroscopy (ARPES) allows us to fix a consistent parameter set for the one-band Hubbard model with an additional hopping parameter t' along the lattice diagonal. The doping dependence of the single-particle excitations is studied within the t-t-U Hubbard model with special emphasis on the electron doped compounds. We show, that the ARPES results on the band structure and the Fermi surface of Nd{2-x}Ce_xCuOCl_{4-\delta} are naturally obtained within the t-t-U Hubbard model without further need for readjustment or fitting of parameters, as proposed in recent theoretical considerations. We present a theory for the photon energy and polarization dependence of ARPES intensities from the CuO2 plane in the framework of strong correlation models. The importance of surface states for the observed experimental facts is considered. We show that for electric field vector in the CuO_2 plane the ‘radiation characteristics’ of the O 2p_{\sigma} and Cu 3d_{x^2-y^2} orbitals are strongly peaked along the CuO_2 plane, i.e. most photoelectrons are emitted at grazing angles. This suggests that surface states play an important role in the observed ARPES spectra, consistent with recent data from Sr_2CuCl_2O_2. We show that a combination of surface state dispersion and Fano resonance between surface state and the continuum of LEED-states may produce a precipitous drop in the observed photoelectron current as a function of in-plane momentum, which may well mimic a Fermi-surface crossing. This effect may explain the simultaneous ‘observation’ of a hole-like and an electron-like Fermi surfaces in Bi_2Sr_2CaCu_2O_{8+\delta} at different photon energies.