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One of the most significant technological advances in history was driven by the utilization of a new material class: semiconductors.
Its most important application being the transistor, which is indispensable in our everyday life. The technological advance in the semiconductor industry, however, is about to slow down. Making transistors ever smaller to increase the performance and trying to reduce and deal with the dissipative heat will soon reach the limits dictated by quantum mechanics with Moore himself, predicting the death of his famous law in the next decade.
A possible successor for semiconductor transistors is the recently discovered material class of topological insulators. A material which in its bulk is insulating but has topological protected metallic surface states or edge states at its boundary. Their electrical transport characteristics include forbidden backscattering and spin-momentum-locking with the spin of the electron being perpendicular to its momentum. Topological insulators therefore offer an opportunity for high performance devices with low dissipation, and applications in spintronic where data is stored and processed at the same point.
The topological insulator Bi\(_2\)Se\(_3\) and related compounds offer relatively high energy band gaps and a rather simple band structure with a single dirac cone at the gamma point of the Brillouin zone. These characteritics make them ideal candidates to study the topological surface state in electrical transport experiments and explore its physics.
Within the scope of this thesis, spin related transport phenomena have been investigated in HgTe/HgCdTe quantum well structures. This material exhibits peculiar band structure properties, which result in a strong spin-orbit interaction of the Rashba type. An inverted band structure, i.e., a reversed ordering of the energy states in comparison to common semiconductors, is obtained for quantum well layers above a critical thickness. Furthermore, the band structure properties can be controlled in the experiments by moderate gate voltages. Most prominently, the type of carriers in HgTe quantum wells can be changed from n to p due to the narrow energy gap. Along with the inverted band structure, this unique transition is the basis for the demonstration of the Quantum Spin Hall state, which is characterized by the existence of two one-dimensional spin-polarized edge states propagating in opposite directions, while the Fermi level in the bulk is in the energy gap. Since elastic scattering is suppressed by time reversal symmetry, a quantized conductance for charge and spin transport is predicted. Our experiments provide the first experimental demonstration of the QSH state. For samples with characteristic dimensions below the inelastic mean free path, charge conductance close to the expected value of 2e^2/h has been observed. Strong indication for the edge state transport was found in the experiments as well. For large samples, potential fluctuations lead to the appearance of local n-conducting regions which are considered to be the dominant source of backscattering. When time reversal symmetry is broken in a magnetic field, elastic scattering becomes possible and conductance is significantly suppressed. The suppression relies on a dominant orbital effect in a perpendicular field and a smaller Zeeman-like effect present for any field direction. For large perpendicular fields, a re-entrant quantum Hall state appears. This unique property is directly related to the non-trivial QSH insulator state. While clear evidence for the properties of charge transport was provided, the spin properties could not be addressed. This might be the goal of future experiments. In another set of experiments, the intrinsic spin Hall effect was studied. Its investigation was motivated by the possibility to create and to detect pure spin currents and spin accumulation. A non-local charging attributed to the SHE has been observed in a p-type H-shaped structure with large SO interaction, providing the first purely electrical demonstration of the SHE in a semiconductor system. A possibly more direct way to study the spin Hall effects opens up when the spin properties of the QSH edge states are taken into account. Then, the QSH edge states can be used either as an injector or a detector of spin polarization, depending on the actual configuration of the device. The experimental results indicate the existence of both intrinsic SHE and the inverse SHE independently of each other. If a spin-polarized current is injected from the QSH states into a region with Rashba SO interaction, the precession of the spin can been observed via the SHE. Both the spin injection and precession might be used for the realization of a spin-FET similar to the one proposed by Datta and Das. Another approach for the realization of a spin-based FET relies on a spin-interference device, in which the transmission is controlled via the Aharonov-Casher phase and the Berry phase, both due to the SO interaction. In the presented experiments, ring structures with tuneable SO coupling were studied. A complex interference pattern is observed as a function of external magnetic field and gate voltage. The dependence on the Rashba splitting is attributed to the Aharonov-Casher phase, whereas effects due to the Berry phase remain unresolved. This interpretation is confirmed by theoretical calculations, where multi-channel transport through the device has been assumed in agreement with the experimental results. Thus, our experiments provide the first direct observation of the AC effect in semiconductor structures. In conclusion, HgTe quantum well structures have proven to be an excellent template for studying spin-related transport phenomena: The QSHE relies on the peculiar band structure of the material and the existence of both the SHE and the AC effect is a consequence of the substantial spin-orbit interaction. While convincing results have been obtained for the various effects, several questions can not be fully answered yet. Some of them may be addressed by more extensive studies on devices already available. Other issues, however, ask, e.g., for further advances in sample fabrication or new approaches by different measurements techniques. Thus, future experiments may provide new, compelling insights for both the effects discussed in this thesis and, more generally, other spin-orbit related transport properties.
Spektroskopie kollektiver Zyklotron- und Intersubband-Resonanzen von Quanten-Hall-Systemen in GaAs
(2008)
Im Mittelpunkt der vorliegenden Arbeit stand das Studium der langwelligen Magneto-Kollektivmoden quasi-zweidimensionaler Elektronengase (Q2DEG) in GaAs. Diese Anregungen, die sich in Zyklotronresonanzen und Magneto-Intersubband-Resonanzen untergliedern, wurden mittels der Ferninfrarot-Fourierspektroskopie in einem Magnetfeldregime 0 T ≤ B ≤ 17 T untersucht. Die Zyklotronresonanz wurde über einen sehr weiten und umfassenden Dichtebereich von 1x10^11 cm^-2 bis 1.2x10^12 cm^-2 im Temperaturintervall 0.3 K < T < 80 K vermessen. Dabei kamen grundlegend unterschiedliche Proben-Strukturen mit Elektronenbeweglichkeiten im Bereich 5x10^5 cm^2/Vs bis 7x10^6 cm^2/Vs zum Einsatz, die unter unterschiedlichen Optimierungsgesichtspunkten hergestellt wurden. Mit den verfügbaren Proben und Parametern konnten mittels der Zyklotronresonanz die Regimes des Integralen (IQHE) und des Fraktionalen Quanten-Hall-Effektes (FQHE) abgedeckt und die bei hohen Temperaturen dominierenden Polaron-Renormierungen grundlegend charakterisiert werden. Zur Analyse und Interpretation der experimentellen Daten wurden theoretische Modelle zur mehrkomponentigen Zyklotronresonanz unte r den Aspekten der Polaron-Renormierung, der Leitungsband-Nichtparabolizität, der Streuung an Störstellen, der Abschirmung, sowie der Elektron-Elektron-Wechselwirkung und den mit ihr zusammenhängenden Grundzuständen entwickelt und mit diesen numerische Modell- und Anpassungsrechnungen durchgeführt. Die Magneto-Intersubband-Resonanzen wurden im Regime des IQHE experimentell untersucht. Dabei wurde die Gitterkopplertechnik zur Ankopplung des Lichtfeldes an diese Anregungen eingesetzt. Zum Verständnis und zur Interpretation der Messergebnisse wurden die selbstkonsistenten Gleichungen zur Berechnung der Magneto-Landau-Subband-Struktur und der dazu kompatiblen Dichteantwort im Rahmen der Hartree-Fock- (HFA) bzw. der zeitabhängigen Hartree-Fock-Näherung (TDHFA) aufgestellt und der numerische Lösungsweg dargelegt. Anhand von Anpassungsrechnungen wurde daraufhin die Magnetfeldabhängigkeit der Intersubband-Resonanzen analysiert.
The presented thesis summarizes the results from four and a half years of intense lithography development on (Cd,Hg)Te/HgTe/(Cd,Hg)Te quantum well structures. The effort was motivated by the unique properties of this topological insulator. Previous work from Molenkamp at al.\ has proven that the transport through such a 2D TI is carried by electrons with opposite spin, counter-propagating in 1D channels along the sample edge. However, up to this thesis, the length of quantized spin Hall channels has never been reported to exceed 4 µm. Therefore, the main focus was put on a reproducible and easy-to-handle fabrication process that reveals the intrinsic material parameters.
Every single lithography step in macro as well as microscopic sample fabrication has been re-evaluated. In the Development, the process changes have been presented along SEM pictures, microgaphs and, whenever possible, measurement responses.
We have proven the conventional ion milling etch method to damage the remaining mesa and result in drastically lower electron mobilities in samples of microscopic size.
The novel KI:I2:HBr wet etch method for macro and microstructure mesa fabrication has been shown to leave the crystalline structure intact and result in unprecedented mobilities, as high as in macroscopic characterization Hall bars. Difficulties, such as an irregular etch start and slower etching of the conductive QW have been overcome by concentration, design and etch flow adaptations. In consideration of the diffusive regime, a frame around the EBL write field electrically decouples the structure mesa from the outside wafer. As the smallest structure, the frame is etched first and guarantees a non-different etching of the conductive layer during the redox reaction. A tube-pump method assures reproducible etch results with mesa heights below 300 nm. The PMMA etch mask is easy to strip and leaves a clean mesa with no redeposition. From the very first attempts, to the final etch process, the reader has been provided with the characteristics and design requirements necessary to enable the fabrication of nearly any mesa shape within an EBL write field of 200 µm.
Magneto resistance measurement of feed-back samples have been presented along the development chronology of wet etch method and subsequent lithography steps. With increasing feature quality, more and more physics has been revealed enabling detailed evaluation of smallest disturbances. The following lithography improvements have been implemented. They represent a tool-box for high quality macro and microstructure fabrication on (CdHg)Te/HgTe of almost any kind.
The optical positive resist ECI 3027 can be used as wet and as dry etch mask for structure sizes larger than 1 µm. It serves to etch mesa structures larger than the EBL write field.
The double layer PMMA is used for ohmic contact fabrication within the EBL write field. Its thickness allows to first dry etch the (Cd,Hg)Te cap layer and then evaporate the AuGe contact, in situ and self-aligned. Because of an undercut, up to 300 nm can be metalized without any sidewalls after the lift-off. An edge channel mismatch within the contact leads can be avoided, if the ohmic contacts are designed to reach close to the sample and beneath the later gate electrode.
The MIBK cleaning step prior to the gate application removes PMMA residuals and thereby improves gate and potential homogeneity.
The novel low HfO2-ALD process enables insulator growth into optical and EBL lift-off masks of any resolvable shape. Directly metalized after the insulator growth, the self-aligned method results in thin and homogeneous gate electrode reproducibly withholding gate voltages to +-10 V.
The optical negative resist ARN 4340 exhibits an undercut when developed. Usable as dry etch mask and lift-off resist, it enables an in-situ application of ohmic contacts first etching close to the QW, then metalizing AuGe. Up to 500 nm thickness, the undercut guarantees an a clean lift-off with no sidewalls.
The undertaken efforts have led to micro Hall bar measurements with Hall plateaus and SdH-oszillations in up to now unseen levels of detail.
The gap resistance of several micro Hall bars with a clear QSH signal have been presented in Quantum Spin Hall. The first to exhibit longitudinal resistances close to the expected h/2e2 since years, they reveal unprecedented details in features and characteristics. It has been shown that their protection against backscattering through time reversal symmetry is not as rigid as previously claimed. Values below and above 12.9 kΩ been explained, introducing backscattering within the Landauer-Büttiker formalism of edge channel transport. Possible reasons have been discussed. Kondo, interaction and Rashba-backscattering arising from density inhomogeneities close to the edge are most plausible to explain features on and deviations from a quantized value. Interaction, tunneling and dephasing mechanisms as well as puddle size, density of states and Rashba Fields are gate voltage dependent. Therefore, features in the QSH signal are fingerprints of the characteristic potential landscape.
Stable up to 11 K, two distinct but clear power laws have been found in the higher temperature dependence of the QSH in two samples. However, with ΔR = Tα, α = ¼ in one (QC0285) and α = 2 in the other (Q2745), none of the predicted dependencies could be confirmed. Whereas, the gap resistances of QC0285 remains QSH channel dominated up to 3.9 T and thereby confirmed the calculated lifting of the band inversion in magnetic field. The gate-dependent oscillating features in the QSH signal of Q2745 immediately increase in magnetic field. The distinct field dependencies allowed the assumption of two different dominant backscattering mechanisms.
Resulting in undisturbed magneto transport and unprecedented QSH measurements The Novel Micro Hall Bar Process has proven to enable the fabrication of a new generation of microstructures.
Diese Arbeit wurde durch Experimente zur Potential- und Stromverteilung in Quanten-Hall- Systemen motiviert, die in den letzten Jahren in der Abteilung von Klitzing am MPI für Festkörperforschung durchgeführt wurden und ergaben, dass elektrostatische Abschirmungseffekte in zweidimensionalen Elektronensystemen (2DES), die den ganzzahligen Quanten-Hall-Effekt (QHE) zeigen, sehr wichtig für das Verständnis der Stromverteilung innerhalb der Probe und der extremen Genauigkeit der gemessenen quantisierten Werte des Hall-Widerstands sind. Daraus ergab sich für die hier vorgelegte Arbeit das folgende Programm. Zunächst wird, nach einem einleitenden Kapitel, in Kapitel 2 der Formalismus vorgestellt, mit dem in den späteren Kapiteln Elektronendichten und elektrostatische Potentiale, die z.B. das 2DES auf eine Probe mit Streifengeometrie eingrenzen, selbstkonsistent berechnet werden. Diese Selbstkonsistenz besteht aus zwei Teilen. Erstens wird, bei vorgegebenem Potential, die Elektronendichte berechnet. Zweitens wird aus vorgegebener Ladungsverteilung, bestehend aus (positiven) Hintergrundladungen und der (im ersten Schritt berechneten) Elektronenladungsdichte, und geeigneten Randbedingungen (konstantes Potential auf metallischen Gates) durch Lösen der Poisson-Gleichung das elektrostatische Potential berechnet. Wenn wir im ersten Schritt, unter Berücksichtigung der Fermi-Dirac-Statistik, die Elektronendichte quantenmechanisch aus den Energieeigenfunktionen und -werten berechnen, erhalten wir die Hartree-Näherung, die die Dichte als nichtlokales Funktional des Potentials liefert. Wenn man die Ausdehnung der Wellenfunktionen auf der Längenskala, auf der sich das Potential typischerweise ändert, vernachlässigen kann, so vereinfacht sich die Hartree-Näherung zur Thomas- Fermi-Näherung, die einen lokalen Zusammenhang zwischen Elektronendichte und Potential beschreibt. Die meisten der konkreten Rechnungen wurden im Rahmen dieser selbstkonsistenten Thomas-Fermi-Poisson-Näherung durchgeführt. Im Kapitel 3 wird allgemein das Abschirmverhalten eines 2DES im hohen Magnetfeld untersucht. Wir betrachten die Antwort auf eine harmonische Potentialmodulation im unbegrenzten 2DES und in streifenförmig begrenzten Systemen mit zwei unterschiedlichen Arten von Randbedingungen. Bei tiefen Temperaturen und hohen Magnetfeldern finden wir extrem nichtlineare Abschirmung. Im unbegrenzten 2DES charakterisieren wir die Abschirmung, indem wir die gesamte Variation des selbstkonsistent berechneten Potentials als Funktion der Amplitude des aufgeprägten cosinus-Potentials berechnen. Bei festem Magnetfeld ergeben sich so Stufenfunktionen, deren Gestalt stark vom Füllfaktor der Landau-Niveaus im homogenen Zustand ohne aufgeprägtes Potential abhängt (siehe Abbildungen 3.2- 3.6). Vielleicht noch unerwartetere Kurven ergeben sich, wenn man bei festem Modulationspotential die Varianz des selbstkonsistenten Potentials gegen das Magnetfeld B aufträgt (Abb. 3.9). Die Resultate lassen sich aber leicht verstehen und (bei Temperatur T = 0) in einem einfachen Schema (Abb. 3.7) zusammenfassen. Als ordnendes Prinzip stellt sich heraus, dass sich stets Zustände einstellen, in denen die Elektronendichte möglichst wenig von der bei verschwindendem Magnetfeld abweicht. Wenn die Zyklotronenergie groß gegen die thermische Energie kBT ist, erfordert das, dass in den großen Bereichen, in denen die Dichte variiert, ein Landau-Niveau unmittelbar an dem, im Gleichgewicht konstanten, elektrochemischen Potential liegen muss (En, “pinning”). Man nennt diese Bereiche kompressibel. In den kompressiblen Bereichen können Elektronen leicht umverteilt werden, d.h. die Dichte ist leicht veränderbar und in diesen Bereichen gibt es extrem effektive Abschirmung. Existieren kompressible Bereiche mit unterschiedlichen Landau-Niveaus (En) am elektrochemischen Potential, z.B. bei großer Modulation oder weil die Dichte zum Probenrand hin abnimmt, so gibt es zwischen benachbarten kompressiblen Bereichen mit unterschiedlichen Landau-Quantenzahlen n “inkompressible” Bereiche, in denen zwischen zwei Landau-Niveaus liegt. Dort sind alle Landau-Niveaus unterhalb von besetzt, die oberhalb leer. Folglich ist dort der Füllfaktor ganzzahlig und die Dichte konstant. Das Wechselspiel zwischen kompressiblen und inkompressiblen Bereichen bestimmt das Abschirmverhalten. Randeffekte erweisen sich nur in solchen Magnetfeldintervallen als wichtig für die Abschirmung im Inneren einer streifenförmigen Probe, in denen (schon ohne aufgeprägte Modulation) in der Probenmitte ein neuer inkompressibler Streifen entsteht. Im Kapitel 4 wird die Rolle der inkompressiblen Streifen in einer idealisierten, streifenförmigen Hall-Probe untersucht. Mithilfe einer lokalen Version des Ohmschen Gesetzes berechnen wir bei vorgegebenen Gesamtstrom die Stromdichte und das nun ortsabhängige elektrochemische Potential, dessen Gradient die Stromdichte treibt. Für den lokalen Leitfähigkeitstensor nehmen wir ein für homogenes 2DES berechnetes Resultat und ersetzen den Füllfaktor jeweils durch den lokalen Wert. Dadurch ergibt sich, dass bei Existenz inkompressibler Streifen der gesamte Strom auf diese Streifen eingeschränkt ist, in denen die Komponenten des spezifischen Widerstands die Werte des freien, idealen 2DES haben, also verschwindenden longitudinalen und quantisierten Hall-Widerstand. Aus Hartree-Rechnungen zeigen wir, dass es inkompressible Streifen nur in Magnetfeldintervallen endlicher Breite (um ganzzahlige Füllfaktoren) gibt und dass in der Nähe von Füllfaktor 4 es nur inkompressible Streifen mit dem lokalen Füll-faktor \nu(x) = 4 gibt, aber nicht solche mit \nu(x) = 2, in Gegensatz zu dem Ergebnis der Thomas-Fermi-Poisson-Näherung, die hier nicht gültig ist. Um diese Unzulänglichkeit der Thomas-Fermi-Poisson-Näherung und Artefakte des strikt lokalen Modells zu beheben, führen wir die Rechnungen mit einem (auf der Skala des mittleren Elektronenabstands) gemittelten Leitfähigkeitstensors aus. Damit erhalten wir, im Rahmen einer Linear-Response-Rechnung, sehr schöne Übereinstimmung mit den Potentialmessungen, die diese Dissertation motivierten, einen kausalen Zusammenhang zwischen der Existenz inkompressibler Streifen und der Existenz von Plateaus im QHE, und ein Verständnis der extremen Genauigkeit, mit der die quantisierten Widerstandswerte reproduziert werden können, unabhängig von Probenmaterial und -geometrie. Im Kapitel 5 untersuchen wir das Zufallspotential, in dem sich die Elektronen bewegen. Wir gehen davon aus, dass sich hinter einer undotierten Schicht eine Ebene mit zufällig verteilten ionisierten Donatoren befindet, deren Coulomb-Potentiale sich zu dem Zufallspotential überlagern. Wir weisen darauf hin, dass sich die langreichweitigen Fluktuationen dieses Potentials anders verhalten als die kurzreichweitigen. Die kurzreichweitigen klingen mit dem Abstand der Donatorebene von der Ebene des 2DES exponentiell ab, werden aber (bei B = 0) nur schwach durch das 2DES abgeschirmt. Diese Fluktuationen haben wir durch die endlichen Leitfähigkeiten und die Stoßverbreiterung der Landau-Niveaus berücksichtigt. Die langreichweitigen Fluktuationen, andererseits, sind nur schwach von der Entfernung der Donatorebene abhängig, werden aber stark vom 2DES abgeschirmt. Diese sollte man bei der selbstkonsistenten Abschirmungsrechnung explizit berücksichtigen. Erste Versuche in dieser Richtung zeigen, dass sie die Quanten-Hall-Plateaus verbreitern, verschieben und stabilisieren können. Sie sollten besonders bei breiten Proben wichtig werden, bei denen sie zusätzliche inkompressible Streifen im Probeninneren verursachen können. Schließlich diskutieren wir in Kapitel 6 Abschirmungseffekte in einem Doppelschichtsystem aus zwei parallelen 2DES. Interessante neue Effekte treten auf, wenn die Schichten verschiedene Dichten haben. Das Auftreten inkompressibler Streifen in der einen Schicht kann dann drastische Auswirkungen auf die andere Schicht haben. Widerstandsmessungen in Abhängigkeit vom Magnetfeld, die kürzlich an solchen Systemen durchgeführt wurden, zeigen, dass am Rande eines QH-Plateaus Hysterese auftritt, d.h. dass die für ansteigendes Magnetfeld gemessene Kurve nicht mit der für abfallendes Magnetfeld gemessenen Kurve übereinstimmt, wenn dieser Magnetfeldbereich in ein QH-Plateau der anderen Schicht fällt. Wir entwickeln ein Modell und beschreiben Modellrechnungen, die dieses Phänomen plausibel machen.
In the past few years, two-dimensional quantum liquids with fractional excitations have been a topic of high interest due to their possible application in the emerging field of quantum computation and cryptography. This thesis is devoted to a deeper understanding of known and new fractional quantum Hall states and their stabilization in local models. We pursue two different paths, namely chiral spin liquids and fractionally quantized, topological phases.
The chiral spin liquid is one of the few examples of spin liquids with fractional statistics. Despite its numerous promising properties, the microscopic models for this state proposed so far are all based on non-local interactions, making the experimental realization challenging. In the first part of this thesis, we present the first local parent Hamiltonians, for which the Abelian and non-Abelian chiral spin liquids are the exact and, modulo a topological degeneracy, unique ground states. We have developed a systematic approach to find an annihilation operator of the chiral spin liquid and construct from it a many-body interaction which establishes locality. For various system sizes and lattice geometries, we numerically find largely gapped eigenspectra and confirm to an accuracy of machine precision the uniqueness of the chiral spin liquid as ground state of the respective system. Our results provide an exact spin model in which fractional quantization can be studied.
Topological insulators are one of the most actively studied topics in current condensed matter physics research. With the discovery of the topological insulator, one question emerged: Is there an interaction-driven set of fractionalized phases with time reversal symmetry? One intuitive approach to the theoretical construction of such a fractional topological insulator is to take the direct product of a fractional quantum Hall state and its time reversal conjugate. However, such states are well studied conceptually and do not lead to new physics, as the idea of taking a state and its mirror image together without any entanglement between the states has been well understood in the context of topological insulators. Therefore, the community has been looking for ways to implement some topological interlocking between different spin species. Yet, for all practical purposes so far, time reversal symmetry has appeared to limit the set of possible fractional states to those with no interlocking between the two spin species.
In the second part of this thesis, we propose a new universality class of fractionally quantized, topologically ordered insulators, which we name “fractional insulator”. Inspired by the fractional quantum Hall effect, spin liquids, and fractional Chern insulators, we develop a wave function approach to a new class of topological order in a two-dimensional crystal of spin-orbit coupled electrons. The idea is simply to allow the topological order to violate time reversal symmetry, while all locally observable quantities remain time reversal invariant. We refer to this situation as “topological time reversal symmetry breaking”. Our state is based on the Halperin double layer states and can be viewed as a two-layer system of an ↑-spin and a ↓-spin sphere. The construction starts off with Laughlin states for the ↑-spin and ↓-spin electrons and an interflavor term, which creates correlations between the two layers. With a careful parameter choice, we obtain a state preserving time reversal symmetry locally, and label it the “311-state”. For systems of up to six ↑-spin and six ↓-spin electrons, we manage to construct an approximate parent Hamiltonian with a physically realistic, local interaction.
In this PhD thesis, the fingerprints of geometry and topology on low dimensional mesoscopic systems are investigated. In particular, holographic non-equilibrium transport properties of the quantum spin Hall phase, a two dimensional time reversal symmetric bulk insulating phase featuring one dimensional gapless helical edge modes are studied. In these metallic helical edge states, the spin and the direction of motion of the charge carriers are locked to each other and counter-propagating states at the same energy are conjugated by time reversal symmetry. This phenomenology entails a so called topological protection against elastic single particle backscattering by time reversal symmetry. We investigate the limitations of this topological protection by studying the influence of inelastic processes as induced by the interplay of phonons and extrinsic spin orbit interaction and by taking into account multi electron processes due to electron-electron interaction, respectively. Furthermore, we propose possible spintronics applications that rely on a spin charge duality that is uniquely associated with the quantum spin Hall phase. This duality is present in the composite system of two helical edge states with opposite helicity as realized on the two opposite edges of a quantum spin Hall sample with ribbon geometry. More conceptually speaking, the quantum spin Hall phase is the first experimentally realized example of a symmetry protected topological state of matter, a non-interacting insulating band structure which preserves an anti-unitary symmetry and is topologically distinct from a trivial insulator in the same symmetry class with totally localized and hence independent atomic orbitals. In the first part of this thesis, the reader is provided with a fairly self-contained introduction into the theoretical concepts underlying the timely research field of topological states of matter. In this context, the topological invariants characterizing these novel states are viewed as global analogues of the geometric phase associated with a cyclic adiabatic evolution. Whereas the detailed discussion of the topological invariants is necessary to gain deeper insight into the nature of the quantum spin Hall effect and related physical phenomena, the non-Abelian version of the local geometric phase is employed in a proposal for holonomic quantum computing with spin qubits in quantum dots.
Exploring the transport properties of the three-dimensional topological insulator material HgTe
(2015)
In the present thesis the transport properties of strained bulk HgTe devices are investigated. Strained HgTe forms a 3D TI and is of special interest for studying topological surface states, since it can be grown by MBE in high crystal quality. The low defect density leads to considerable mobility values, well above the mobilities of other TI materials. However, strained HgTe has a small band gap of ca. 20 meV. With respect to possible applications the question is important, under which conditions the surface transport occurs. To answer this question, the HgTe devices are investigated at dilution refrigerator temperatures (T<100 mK) in high magnetic fields of different orientation. The influence of top and back gate electrodes as well as surface protecting layers is discussed.
On the basis of an analysis of the quantum Hall behaviour it is shown that transport is dominated by the topological surface states in a surprisingly large parameter range. A dependence on the applied top gate voltage is presented for the topological surface states. It enables the first demonstration of an odd integer QHE sequence from the surfaces perpendicular to the magnetic field. Furthermore, the p-type QHE from the surface states is observed for the first time in any 3D TI. This is achieved in samples of high surface quality. It is concluded from the gate response that the screening behaviour in 3D TI devices is non-trivial. The transport data are qualitatively analysed by means of intuitive theoretical models.
The last years have witnessed an exciting scientific quest for intriguing topological phenomena in time-dependent quantum systems. A key to many manifestations of topology in dynamical systems relies on the effective dimensional extension by time-periodic drives. An archetypal example is provided by the Thouless pump in one spatial dimension, where a robust and quantized charge transport can be described in terms of an integer quantum Hall effect upon interpreting time as an extra dimension. Generalizing this fundamental concept to multifrequency driving, a variety of higher-dimensional topological models can be engineered in dynamical synthetic dimensions, where the underlying topological classification leads to quantized pumping effects in the associated lower-dimensional time-dependent systems.
In this Thesis, we explore how correlations profoundly impact the topological features of dynamical synthetic quantum materials. More precisely, we demonstrate that the interplay of interaction and dynamical synthetic dimension gives rise to striking topological phenomena that go beyond noninteracting implementations. As a starting point, we exploit the Floquet counterpart of an integer quantum Hall scenario, namely a two-level system driven by two incommensurate frequencies. In this model, the topologically quantized response translates into a process in which photons of different frequencies are exchanged between the external modes, referred to as topological frequency conversion. We extend this prototypical setup to an interacting version, focusing on the minimal case of two correlated spins equally exposed to the external drives. We show that the topological invariant determining the frequency conversion can be changed by odd integers, something explicitly forbidden in the noninteracting limit of two identical spins. This correlated topological feature may, in turn, result in an enhancement of the quantized response.
Robust response signals, such as those predicted for the topological frequency converter, are of fundamental interest for potential technological applications of topological quantum matter. Based on an open quantum system implementation of the frequency converter, we propose a novel mechanism of topological quantization coined ''topological burning glass effect''. Remarkably, this mechanism amplifies the local response of the driven two-level system by an integer that is proportional to the number of environmental degrees of freedom to which the system is strongly coupled. Specifically, our findings are illustrated by the extension of the frequency converter to a central spin model. There, the local energy transfer mediated exclusively by the central spin is significantly enhanced by the collective motion of the surrounding spins. In this sense, the central spin adopts the topological nature of the total system in its non-unitary dynamics, taking into account the correlations with the environment.
Inhaltsübersicht zum Schwerpunktthema: - Halbleiter - Grundlage für neue Anwendungen - Schichtenwachstum von II-VI-Halbleitern - Oberflächen und Grenzflächen - Präparation von Nanostrukturen - Spektroskopie an niederdimensionalen II-VI-Halbleitersystemen - Theoretische Modellierung von II-VI-Halbleitern u.a.
The main goal of this thesis is to elucidate the sense in which recent experimental progress in condensed matter physics, namely the verification of two-dimensional Dirac-like materials and their control in ballistic- as well as hydrodynamic transport experiments enables the observation of a well-known 'high-energy' phenomenon: The parity anomaly of planar quantum electrodynamics (QED\(_{2+1}\)). In a nutshell, the low-energy physics of two-dimensional Quantum Anomalous Hall (QAH) insulators like (Hg,Mn)Te quantum wells or magnetically doped (Bi,Sb)Te thin films can be described by the combined response of two 2+1 space-time dimensional Chern insulators with a linear dispersion in momentum. Due to their Dirac-like spectra, each of those Chern insulators is directly related to the parity anomaly of planar quantum electrodynamics. However, in contrast to a pure QED\(_{2+1}\) system, the Lagrangian of each Chern insulator is described by two different mass terms: A conventional momentum-independent Dirac mass \(m\), as well as a momentum-dependent so-called Newtonian mass term \(B \vert \mathbf{k} \vert^2\). According to the parity anomaly it is not possible to well-define a parity- and U(1) gauge invariant quantum system in 2+1 space-time dimensions. More precisely, starting with a parity symmetric theory at the classical level, insisting on gauge-invariance at the quantum level necessarily induces parity-odd terms in the calculation of the quantum effective action. The role of the Dirac mass term in the calculation of the effective QED\(_{2+1}\) action has been initially studied in Phys. Rev. Lett. 51, 2077 (1983). Even in the presence of a Dirac mass, the associated fermion determinant diverges and lacks gauge invariance. This requires a proper regularization/renormalizaiton scheme and, as such, transfers the peculiarities of the parity anomaly to the massive case.
In the scope of this thesis, we connect the momentum-dependent Newtonian mass term of a Chern insulator to the parity anomaly. In particular, we reveal, that in the calculation of the effective action, before renormalization, the Newtonian mass term acts similarly to a parity-breaking element of a high-energy regularization scheme. This calculation allows us to derive the finite frequency correction to the DC Hall conductivity of a QAH insulator. We derive that the leading order AC correction contains a term proportional to the Chern number. This term originates from the Newtonian mass and can be measured via electrical or via magneto-optical experiments. The Newtonian mass, in particular, significantly changes the resonance structure of the AC Hall conductivity in comparison to pure Dirac systems like graphene.
In addition, we study the effective action of the aforementioned Chern insulators in external out-of-plane magnetic fields. We show that as a consequence of the parity anomaly the QAH phase in (Hg,Mn)Te quantum wells or in magnetically doped (Bi,Sb)Te thin films survives in out-of-plane magnetic fields, violates the Onsager relation, and can therefore be distinguished from a conventional quantum Hall (QH) response. As a smoking-gun of the QAH phase in increasing magnetic fields, we predict a transition from a quantized Hall plateau with \(\sigma_\mathrm{xy}= -\mathrm{e}^2/\mathrm{h}\) to a not perfectly quantized plateau which is caused by scattering processes between counter-propagating QH and QAH edge states. This transition is expected to be of significant relevance in paramagnetic QAH insulators like (Hg,Mn)Te/CdTe quantum wells, in which the exchange interaction competes against the out-of-plane magnetic field.
All of the aforementioned results do not incorporate finite temperature effects. In order to shed light on such phenomena, we further analyze the finite temperature Hall response of 2+1 dimensional Chern insulators under the combined influence of a chemical potential and an out-of-plane magnetic field. As we have mentioned above, this non-dissipative transport coefficient is directly related to the parity anomaly of planar quantum electrodynamics. Within the scope of our analysis we show that the parity anomaly itself is not renormalized by finite temperature effects. However, the parity anomaly induces two terms of different physical origin in the effective Chern-Simons action of a QAH insulator, which are directly proportional to its Hall conductivity. The first term is temperature and chemical potential independent and solely encodes the intrinsic topological response. The second term specifies the non-topological thermal response of conduction- and valence band modes, respectively. We show that the relativistic mass \(m\) of a Chern insulator counteracts finite temperature effects, whereas its non-relativistic Newtonian mass \(B \vert \mathbf{k} \vert^2 \) enhances these corrections. In addition, we are extending our associated analysis to finite out-of-plane magnetic fields, and relate the thermal response of a Chern insulator therein to the spectral asymmetry, which is a measure of the parity anomaly in out-of-plane magnetic fields.
In the second part of this thesis, we study the hydrodynamic properties of two-dimensional electron systems with a broken time-reversal and parity symmetry. Within this analysis we are mainly focusing on the non-dissipative transport features originating from a peculiar hydrodynamic transport coefficient: The Hall viscosity \(\eta_\mathrm{H}\). In out-of-plane magnetic fields, the Hall viscous force directly competes with the Lorentz force, as both mechanisms contribute to the overall Hall voltage. In our theoretical considerations, we present a way of uniquely distinguishing these two contributions in a two-dimensional channel geometry by calculating their functional dependencies on all external parameters. We are in particular deriving that the ratio of the Hall viscous contribution to the Lorentz force contribution is negative and that its absolute value decreases with an increasing width, slip-length and carrier density. Instead, it increases with the electron-electron mean free path in the channel geometry considered. We show that in typical materials such as GaAs the Hall viscous contribution can dominate the Lorentz signal up to a few tens of millitesla until the total Hall voltage vanishes and eventually is exceeded by the Lorentz contribution. Last but not least, we derive that the total Hall electric field has a parabolic form originating from Lorentz effects. Most remarkably, the offset of this parabola is directly characterized by the Hall viscosity. Therefore, in summary, our results pave the way to measure and to identify the Hall viscosity via both global and local measurements of the entire Hall voltage.