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The topic of this PhD thesis is the combination of topologically non-trivial phases with correlation effects stemming from Coulomb interaction between the electrons in a condensed matter system. Emphasis is put on both emerging benefits as well as hindrances, e.g. concerning the topological protection in the presence of strong interactions.
The physics related to topological effects is established in Sec. 2. Based on the topological band theory, we introduce topological materials including Chern insulators, topological insulators in two and three dimensions as well as Weyl semimetals. Formalisms for a controlled treatment of Coulomb correlations are presented in Sec. 3, starting with the topological field theory. The Random Phase Approximation is introduced as a perturbative approach, while in the strongly interacting limit the theory of quantum Hall ferromagnetism applies. Interactions in one dimension are special, and are treated through the Luttinger liquid description. The section ends with an overview of the expected benefits offered by the combination of topology and interactions, see Sec. 3.3.
These ideas are then elaborated in the research part. In Chap. II, we consider weakly interacting 2D topological insulators, described by the Bernevig-Hughes-Zhang model. This is applicable, e.g., to quantum well structures made of HgTe/CdTe or InAs/GaSb. The bulk band structure is here a mixture stemming from linear Dirac and quadratic Schrödinger fermions. We study the low-energy excitations in Random Phase Approximation, where a new interband plasmon emerges due to the combined Dirac and Schrödinger physics, which is absent in the separate limits. Already present in the undoped limit, one finds it also at finite doping, where it competes with the usual intraband plasmon. The broken particle-hole symmetry in HgTe quantum wells allows for an effective separation of the two in the excitation spectrum for experimentally accessible parameters, in the right range for Raman or electron loss spectroscopy. The interacting bulk excitation spectrum shows here clear differences between the topologically trivial and topologically non-trivial regime. An even stronger signal in experiments is expected from the optical conductivity of the system. It thus offers a quantitative way to identify the topological phase of 2D topological insulators from a bulk measurement.
In Chap. III, we study a strongly interacting system, forming an ordered, quantum Hall ferromagnetic state. The latter can arise also in weakly interacting materials with an applied strong magnetic field. Here, electrons form flat Landau levels, quenching the kinetic energy such that Coulomb interaction can be dominant. These systems define the class of quantum Hall topological insulators: topologically non-trivial states at finite magnetic field, where the counter-propagating edge states are protected by a symmetry (spatial or spin) other than time-reversal. Possible material realizations are 2D topological insulators like HgTe heterostructures and graphene. In our analysis, we focus on the vicinity of the topological phase transition, where the system is in a strongly interacting quantum Hall ferromagnetic state. The bulk and edge physics can be described by a nonlinear \sigma-model for the collective order parameter of the ordered state. We find that an emerging, continuous U(1) symmetry offers topological protection. If this U(1) symmetry is preserved, the topologically non-trivial phase persists in the presence of interactions, and we find a helical Luttinger liquid at the edge. The latter is highly tunable by the magnetic field, where the effective interaction strength varies from weakly interacting at zero field, K \approx 1, to diverging interaction strength at the phase transition, K -> 0.
In the last Chap. IV, we investigate whether a Weyl semimetal and a 3D topological insulator phase can exist together at the same time, with a combined, hybrid surface state at the joint boundaries. An overlap between the two can be realized by Coulomb interaction or a spatial band overlap of the two systems. A tunnel coupling approach allows us to derive the hybrid surface state Hamiltonian analytically, enabling a detailed study of its dispersion relation. For spin-symmetric coupling, new Dirac nodes emerge out of the combination of a single Dirac node and a Fermi arc. Breaking the spin symmetry through the coupling, the dispersion relation is gapped and the former Dirac node gets spin-polarized. We propose experimental realizations of the hybrid physics, including compressively strained HgTe as well as heterostructures of topological insulator and Weyl semimetal materials, connected to each other, e.g., by Coulomb interaction.
In this thesis we discuss the potential of nanodevices based on topological insulators. This novel class of matter is characterized by an insulating bulk with simultaneously conducting boundaries. To lowest order, the states that are evoking the conducting behavior in TIs are typically described by a Dirac theory. In the two-dimensional case, together with time- reversal symmetry, this implies a helical nature of respective states. Then, interesting physics appears when two such helical edge state pairs are brought close together in a two-dimensional topological insulator quantum constriction. This has several advantages. Inside the constriction, the system obeys essentially the same number of fermionic fields as a conventional quantum wire, however, it possesses more symmetries. Moreover, such a constriction can be naturally contacted by helical probes, which eventually allows spin- resolved transport measurements.
We use these intriguing properties of such devices to predict the formation and detection of several profound physical effects. We demonstrate that narrow trenches in quantum spin Hall materials – a structure we coin anti-wire – are able to show a topological super- conducting phase, hosting isolated non-Abelian Majorana modes. They can be detected by means of a simple conductance experiment using a weak coupling to passing by helical edge states. The presence of Majorana modes implies the formation of unconventional odd-frequency superconductivity. Interestingly, however, we find that regardless of the presence or absence of Majoranas, related (superconducting) devices possess an uncon- ventional odd-frequency superconducting pairing component, which can be associated to a particular transport channel. Eventually, this enables us to prove the existence of odd- frequency pairing in superconducting quantum spin Hall quantum constrictions. The symmetries that are present in quantum spin Hall quantum constrictions play an essen- tial role for many physical effects. As distinguished from quantum wires, quantum spin Hall quantum constrictions additionally possess an inbuilt charge-conjugation symmetry. This can be used to form a non-equilibrium Floquet topological phase in the presence of a time-periodic electro-magnetic field. This non-equilibrium phase is accompanied by topological bound states that are detectable in transport characteristics of the system. Despite single-particle effects, symmetries are particularly important when electronic in- teractions are considered. As such, charge-conjugation symmetry implies the presence of a Dirac point, which in turn enables the formation of interaction induced gaps. Unlike single-particle gaps, interaction induced gaps can lead to large ground state manifolds. In combination with ordinary superconductivity, this eventually evokes exotic non-Abelian anyons beyond the Majorana. In the present case, these interactions gaps can even form in the weakly interacting regime (which is rather untypical), so that the coexistence with superconductivity is no longer contradictory. Eventually this leads to the simultaneous presence of a Z4 parafermion and a Majorana mode bound at interfaces between quantum constrictions and superconducting regions.
Since the prediction of the quantum spin Hall effect in graphene by Kane and Mele, \(Z_2\) topology in hexagonal monolayers is indissociably linked to high-symmetric honeycomb lattices. This thesis breaks with this paradigm by focusing on topological phases in the fundamental two-dimensional hexagonal crystal, the triangular lattice. In contrast to Kane-Mele-type systems, electrons on the triangular lattice profit from a sizable, since local, spin-orbit coupling (SOC) and feature a non-trivial ground state only in the presence of inversion symmetry breaking. This tends to displace the valence charge form the atomic position. Therefore, all non-trivial phases are real-space obstructed. Inspired by the contemporary conception of topological classification of electronic systems, a comprehensive lattice and band symmetry analysis of insulating phases of a \(p\)-shell on the triangular lattice is presented. This reveals not only the mechanism at the origin of band topology, the competition of SOC and symmetry breaking, but sheds also light on the electric polarization arising from a displacement of the valence charge centers from the nuclei, i. e., real-space obstruction. In particular, the competition of SOC versus horizontal and vertical reflection symmetry breaking gives rise to four topologically distinct insulating phases: two kinds of quantum spin Hall insulators (QSHI), an atomic insulator and a real-space obstructed higher-order topological insulator. The theoretical analysis is complemented with state-of-the-art first principles calculations and experiments on trigonal monolayer adsorbate systems. This comprises the recently discovered triangular QSHI indenene, formed by In atoms, and focuses on its topological classification and real-space obstruction. The analysis reveals Kane-Mele-type valence bands which profit from the atomic SOC of the triangular lattice. The realization of a HOTI is proposed by reducing SOC by considering lighter adsorbates. Further the orbital Rashba effect is analyzed in AgTe, a consequence of mirror symmetry breaking, the formation of local angular momentum polarization and SOC. As an outlook beyond topology, the Fermi surface and electronic susceptibility of Group V adsorbates on silicon carbide are investigated.
In summary, this thesis elucidates the interplay of symmetry breaking and SOC on the triangular lattice, which can promote non-trivial insulating phase.