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This thesis aims for a better understanding of the mechanisms underlying anxiety as well as trauma- and stressor-related disorders and the development of new therapeutic approaches. I was first interested in the associative learning mechanisms involved in the etiology of anxiety disorders. Second, I explored the therapeutic effects of transcutaneous vagus nerve stimulation (tVNS) as a promising new method to accelerate and stabilize extinction learning in humans.
For these purposes, I applied differential anxiety conditioning protocols realized by the implementation of virtual reality (VR). Here, a formerly neutral virtual context (anxiety context, CTX+) is presented whereby the participants unpredictably receive mildly aversive electric stimuli (unconditioned stimulus, US). Another virtual context (safety context, CTX-) is never associated with the US. Moreover, extinction of conditioned anxiety can be modeled by presenting the same contexts without US delivery. When unannounced USs were administered after extinction, i.e. reinstatement, the strength of the “returned” conditioned anxiety can provide information on the stability of the extinction memory.
In Study 1, I disentangled the role of elemental and conjunctive context representations in the acquisition of conditioned anxiety. Sequential screenshots of two virtual offices were presented like a flip-book so that I elicited the impression of walking through the contexts. Some pictures of CTX+ were paired with an US (threat elements), but not some other screenshots of the same context (non-threat elements), nor the screenshots depicting CTX- (safety elements). Higher contingency ratings for threat compared to non-threat elements revealed elemental representation. Electro-cortical responses showed larger P100 and early posterior negativity amplitudes elicited by screenshots depicting CTX+ compared to CTX- and suggested conjunctive representation. These results support the dual context representation in anxiety acquisition in healthy individuals.
Study 2 addressed the effects of tVNS on the stabilization of extinction learning by using a context conditioning paradigm. Potentiated startle responses as well as higher aversive ratings in CTX+ compared to CTX- indicate successful anxiety conditioning. Complete extinction was found in startle responses and valence ratings as no differentiation between CTX+ and CTX- suggested. TVNS did not affect extinction or reinstatement of anxiety which may be related to the inappropriate transferability of successful stimulation parameters from epilepsy patients to healthy participants during anxiety extinction.
Therefore, in Study 3 I wanted to replicate the modulatory effects of tVNS on heart rate and pain perception by the previously used parameters. However, no effects of tVNS were observed on subjective pain ratings, on pain tolerance, or on heart rate. This led to the conclusion that the modification of stimulation parameters is necessary for a successful acceleration of anxiety extinction in humans.
In Study 4, I prolonged the tVNS and, considering previous tVNS studies, I applied a cue conditioning paradigm in VR. Therefore, during acquisition a cue (CS+) presented in CTX+ predicted the US, but not another cue (CS-). Both cues were presented in a second context (CTX-) and never paired with the US. Afterward, participants received either tVNS or sham stimulation and underwent extinction learning. I found context-dependent cue conditioning only in valence ratings, which was indicated by lower valence for CS+ compared to CS- in CTX+, but no differential ratings in CTX-. Successful extinction was indicated by equal responses to CS+ and CS-. Interestingly, I found reinstatement of conditioned fear in a context-dependent manner, meaning startle response was potentiated for CS+ compared to CS- only in the anxiety context. Importantly, even the prolonged tVNS had no effect, neither on extinction nor on reinstatement of context-dependent cue conditioning. However, I found first evidence for accelerated physiological contextual extinction due to less differentiation between startles in CTX+ compared to CTX- in the tVNS than in the sham stimulated group.
In sum, this thesis first confirms the dual representation of a context in an elemental and a conjunctive manner. Second, though anxiety conditioning and context-dependent cue conditioning paradigms worked well, the translation of tVNS accelerated extinction from rats to humans needs to be further developed, especially the stimulation parameters. Nevertheless, tVNS remains a very promising approach of memory enhancement, which can be particularly auspicious in clinical settings.
Chronischer Stress hat negative Folgen, die sich im Verhalten und auf neuronaler Ebene äußern können. Als besonders stressempfindlich gelten die Neurone der dritten Region des hippocampalen Ammonshorns CA3. Sie reagieren auch im bereits ausgereiften Zustand noch sehr sensibel auf äußere Einflüsse, was als neuronale Plastizität bezeichnet wird. Sie erfahren unter anderem durch Stress und Serotonin morphologische und funktionelle Veränderungen. Serotonin-Transporter wahren das Serotonin-Gleichgewicht, indem sie dessen Wirkung schließlich durch Wiederaufnahme in die Zellen beenden. Polymorphismen, also verschiedene Gen-Varianten, bedingen Unterschiede in der Zahl der verfügbaren Transporter. Dieses Wechselspiel zwischen Gen-Varianten des Serotonin-Transporters und Stress wurde an Serotonin-Transporter-Knockout-Mäusen untersucht. Einige Mäuse erfuhren bereits früh im Leben Stress, der entweder anhielt oder im späteren Leben positiven Erfahrungen wich; weitere Mäuse hingegen machten in frühen Lebensabschnitten positive Erfahrungen, die sich später entweder fortsetzten oder durch Stresserfahrungen ersetzt wurden. Nach Durchführung von Verhaltenstests wurde zudem in deren Golgi-imprägnierten Gehirnen die Morphologie der Apikaldendriten von CA3-Kurzschaft-Pyramidenzellen lichtmikroskopisch untersucht und in 3D-Computermodellen abgebildet. Aufgrund regionaler Eigenheiten innerhalb von CA3 wurden diese Neurone verschiedenen Subpopulationen zugeordnet. Tatsächlich konnten mithilfe der Kombination aus vier verschiedenen Lebensgeschichten und drei unterschiedlichen Serotonin-Transporter-Genotypen Unterschiede in der Morphologie der CA3-Pyramidenzellen zwischen den einzelnen Gruppen festgestellt werden. Ohne Stresserleben zeigten sich die Neurone meist signifikant verzweigter; nach Stresserleben zeigten sich, zumindest in einer bestimmten Subpopulation, signifikante Verminderungen der Spines. Mäuse mit zwei oder einem wildtypischen Serotonin-Transporter-Allel und ausschließlich späten aversiven Erfahrungen hatten signifikant längere Apikaldendriten als die Referenz mit zwei wildtypischen Allelen und ohne Stresserfahrung; homozygot Serotonin-Transporter-defiziente Mäuse der gleichen Lebensgeschichte hatten zur Referenz signifikant verkürzte Apikaldendriten. Diese Ergebnisse lassen vermuten, dass Stress in Verbindung mit genetisch bedingt geringen Mengen des Serotonin-Transporters durchaus eine erhöhte Vulnerabilität für psychische Erkrankungen bedingen könnte, aber dass ausschließlich späte Stresserfahrungen bei höheren Mengen des Serotonin-Transporters auch protektiv wirken könnten.
Adapting defensive behavior to the characteristics of a threatening situation is a fundamental function of the brain. Particularly, threat imminence plays a major role for the organization of defensive responses. Acute threat prompts phasic physiological responses, which are usually associated with an intense feeling of fear. In contrast, diffuse and potentially threatening situations elicit a sustained state of anxious apprehension. Detection of the threatening stimulus defines the key event in this framework, initiating the transition from potential to acute threat. Consequently, attention to threat is crucial for supporting defensive behavior. The functions of attention are finely tuned to the characteristics of a threatening situation. Potential threat is associated with hypervigilance, in order to facilitate threat detection. Once a threatening stimulus has been identified, attention is selectively focused on the source of danger. Even though the concepts of selective attention and hypervigilance to threat are well established, evidence for their neural correlates remain scarce. Therefore, a major goal of this thesis is to elucidate the neural correlates of selective attention to acute threat and hypervigilance during potential threat. A second aim of this thesis is to provide a mechanistic account for the interaction of fear and anxiety. While contemporary models view fear and anxiety as mutually exclusive, recent findings for the neural networks of fear and anxiety suggest potential interactions. In four studies, aversive cue conditioning was used to induce acute threat, while context conditioning served as a laboratory model of potential threat. To quantify neural correlates of selective attention and hypervigilance, steady-state visual evoked potentials (ssVEPs) were measured as an index of visuocortical responding. Study 1 compared visuocortical responses to acute and potential threat for high versus low trait-anxious individuals. All individuals demonstrated enhanced electrocortical responses to the central cue in the acute threat condition, suggesting evidence for the neural correlate of selective attention. However, only low anxious individuals revealed facilitated processing of the contexts in the potential threat condition, reflecting a neural correlate of hypervigilance. High anxious individuals did not discriminate among contexts. These findings contribute to the notion of aberrational processing of potential threat for high anxious individuals. Study 2 and 3 realized orthogonal combinations of cue and context conditioning to investigate potential interactions of fear and anxiety. In contrast to Study 1 and 2, Study 3 used verbal instructions to induce potentially threatening contexts. Besides ssVEPs, threat ratings and skin conductance responses (SCRs) were recorded as efferent indices of defensive responding. None of these studies found further evidence for the neural correlates of hypervigilance and selective attention. However, results for ratings and SCRs revealed additive effects of fear and anxiety, suggesting that fear and anxiety are not mutually exclusive, but interact linearly to organize and facilitate defensive behavior. Study 4 tested ssVEPs to more ecologically valid forms of context conditioning, using flickering video stimuli of virtual offices to establish context representations. Contrary to expectations, results revealed decreased visuocortical responses during sustained presentations of anxiety compared to neutral contexts. A disruption of ssVEP signals eventually suggests interferences by continuously changing video streams which are enhanced as a function of motivational relevance. In summary, this thesis provided evidence for the neural correlates of attention only for isolated forms of fear and anxiety, but not for their interaction. In contrast, an additive interaction model of fear and anxiety for measures of defensive responding offers a new perspective on the topography of defensive behavior.