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Alzheimer’s disease (AD) is the most prevalent neurodegenerative disease of the brain, which is characterized by a progressive loss of memory and spatial orientation. Only less than 5-10% of AD sufferers are familial cases due to genetic mutations in the amyloid precursor protein (APP) gene or presenilin (PS) 1 and 2 genes. The cause of sporadic AD (sAD) which covers > 95% of AD patients is still unknown. Current research found interactions between aging, diabetes and cognitive decline including dementia in general and in AD in particular. Disturbances of brain glucose uptake, glucose tolerance and utilization and impairment of the insulin/insulin receptor (IR) signaling cascade are thought to be key targets for the development of sAD.
In the brain of AD patients, neural plasticity is impaired indicated by synaptic and neuronal loss. Adult neurogenesis (AN), the generation of functional neurons in the adult brain, may be able to restore neurological function deficits through the integration of newborn neurons into existing neural networks. The dentate gyrus of the hippocampus is one out of few brain regions where life-long AN exists. However, there is a big controversy in literature regarding the involvement of AN in AD pathology. Most animal studies used transgenic mice based on the Amyloid ß (Aß) hypothesis which primarily act as models for the familial form of AD. Findings from human post mortem AN studies were also inconstistent. In this thesis, we focused on the possible involvement of AN in the pathogenesis of the sporadic form of AD. Streptozotocin intracerebroventricularily (STZ icv) treated rats, which develop an insulin-resistant brain state and learning and memory deficits preceding Aß pathology act as an appropriate animal model for sAD. We used STZ treatment for both parts of my work, for the in vivo and in vitro study.
In the first part of my thesis, my coworkers and I investigated STZ icv treatment effects on different stages of AN in an in vivo approach. Even if STZ icv treatment does not seem to considerably influence stem cell proliferation over a short-term (1 month after STZ icv treatment) as well as in a long-term (3 months after STZ icv treatment) period, it results in significantly less immature and newborn mature neurons 3 months after STZ icv treatment. This reduction detected after 3 months was specific for the septal hippocampus, discussed to be important for spatial learning. Subsequently we performed co-localization studies with antibodies detecting BrdU (applied appr. 27 days before sacrifice) and cell-type specific markers such as NeuN, and GFAP, we found that STZ treatment does not affect the differentiation fate of newly generated cells. Phenotype analysis of BrdU-positive cells in the hilus and molecular layer revealed that some of the BrdU-positive cells are newborn oligodendrocytes but not newborn microglia.
In the second part of my thesis I worked with cultured neural stem cells (NSCs) isolated from the adult rat hippocampus to reveal STZ effects on the proliferation of of NSCs, and on the survival and differentiation of their progeny. Furthermore, this in vitro approach enabled me to study cellular mechanisms underlying the observed impaired neurogenesis in the hippocampus of STZ-treated rats. In contrast to our findings of the STZ icv in vivo study we revealed that STZ supplied with the cell culture medium inhibits the proliferation of NSCs in a dose-dependent and time-dependent manner. Moreover, performing immunofluorescence studies with antibodies detecting cell-type specific markers after triggering NSCs to differentiate, we could show that STZ treatment affects the number of newly generated neurons but not of astrocytes. Analyzing newborn cells starting to differentiate and migrate I was able to demonstrate that STZ has no effect on the migration of newborn cells. Trying to reveal cellular mechanisms underlying the negative influence of STZ on hippocampal AN, we performed qRT-PCR and immunofluorescence staining and thus could show that in NSCs the expression of glucose transporter (GLUT)3 mRNA as well as IR and GLUT3 protein levels are reduced after STZ treatment. Therefore, the inhibition of the proliferation of NSCs may be (at least partially) caused by these two molecules. Interestingly, the effect of STZ on differentiating cells was shown to be different, as IR protein expression was not significantly changed but GLUT3 protein levels were decreased in consequence of STZ treatment.
In summary, this project delivered further insights into the interrelation between AN the sporadic form of sAD and thus provides a basis of new therapeutic approaches in sAD treatment through intervening AN. Discrepancies between the results of the two parts of my thesis, the in vivo and in vitro part, were certainly caused to a certain extent by the missing microenvironment in the in vitro approach with cultured NSCs. Future studies e.g. using co-culture systems could at least minimize the effect of a missing natural microenvironment of cultured NSCs, so that the use of an in vitro approach for the investigation of STZ treatment underlying cellular mechanisms can be improved.
Anxiety is an affective state characterized by a sustained, long-lasting defensive response, induced by unpredictable, diffuse threat. In comparison, fear is a phasic response to predictable threat. Fear can be experimentally modeled with the help of cue conditioning. Context conditioning, in which the context serves as the best predictor of a threat due to the absence of any conditioned cues, is seen as an operationalization of sustained anxiety.
This thesis used a differential context conditioning paradigm to examine sustained attention processes in a threat context compared to a safety context for the first time. In three studies, the attention mechanisms during the processing of contextual anxiety were examined by measuring heart rate responses and steady-state-visually evoked potentials (ssVEPs). An additional focus was set on the processing of social cues (i.e. faces) and the influence of contextual information on these cues. In a last step, the correlates of sustained anxiety were compared to evoked responses by phasic fear, which was realized in a previously established paradigm combining predictable and unpredictable threat.
In the first study, a contextual stimulus was associated with an aversive loud noise, while a second context remained unpaired. This conditioning paradigm created an anxiety context (CTX+) and a safety context (CTX-). After acquisition, a social agent vs. an object was presented as a distractor in both contexts. Heart rate and cortical responses, with ssVEPs by using frequency tagging, to the contexts and the distractors were assessed. Results revealed enhanced ssVEP amplitudes for the CTX+ compared to the CTX− during acquisition and during presentation of distractor stimuli. Additionally, the heart rate was accelerated in the acquisition phase, followed by a heart rate deceleration as a psychophysiological marker of contextual anxiety.
Study 2 used the same context conditioning paradigm as Study 1. In contrast to the first study, persons with different emotional facial expressions were presented in the anxiety and safety contexts in order to compare the differential processing of these cues within periods of threat and safety. A similar anxiety response was found in the second study, although only participants who
Abstract
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were aware of the contingency between contexts and aversive event showed a sensory amplification of the threat context, indicated by heart rate response and ssVEP activation. All faces irrespective of their emotional expression received increased attentional resources when presented within the anxiety context, which suggests a general hypervigilance in anxiety contexts.
In the third study, the differentiation of predictable and unpredictable threat as an operationalization of fear and anxiety was examined on a cortical and physiological level. In the predictable condition, a social cue was paired with an aversive event, while in the unpredictable condition the aversive event remained unpaired with the respective cue. A fear response to the predictable cue was found, indicated by increased oscillatory response and accelerated heart rate. Both predictable and unpredictable threat yielded increased ssVEP amplitudes evoked by the context stimuli, while the response in the unpredictable context showed longer-lasting ssVEP activation to the threat context.
To sum up, all three studies endorsed anxiety as a long-lasting defensive response. Due to the unpredictability of the aversive events, the individuals reacted with hypervigilance in the anxiety context, reflected in a facilitated processing of sensory information and an orienting response. This hypervigilance had an impact on the processing of novel cues, which appeared in the anxiety context. Considering the compared stimuli categories, the stimuli perceived in a state of anxiety received increased attentional resources, irrespective of the emotional arousal conveyed by the facial expression. Both predictable and unpredictable threat elicited sensory amplification of the contexts, while the response in the unpredictable context showed longer-lasting sensory facilitation of the threat context.
Pavlovian fear conditioning describes a form of associative learning in which a previously neutral stimulus elicits a conditioned fear response after it has been temporally paired with an aversive consequence. Once acquired, the fear response can be extinguished by repeatedly presenting the former neutral stimulus in the absence of the aversive consequence. Although most patients suffering from anxiety disorders cannot recall a specific conditioned association between a formerly neutral stimulus and the feeling of anxiety, the produced behavioral symptoms, such as avoidance or safety behavior to prevent the anticipated aversive consequence are commonly exhibited in all anxiety disorders. Moreover, there is considerable similarity between the neural structures involved in fear and extinction in the rodent and in the human. Translational research thus contributes to the understanding of neural circuitries involved in the development and maintenance of anxiety disorders, and further provides hypotheses for improvements in treatment strategies aiming at inhibiting the fear response.
Since the failure to appropriately inhibit or extinguish a fear response is a key feature of pathological anxiety, the present preclinical research focuses on the interplay between the amygdala and the medial prefrontal cortex (mPFC) during fear learning with particular regard to the prefrontal recruitment during fear extinction and its recall. By firstly demonstrating an increased mPFC activity over the time course of extinction learning with functional near-infrared spectroscopy, the main study of this dissertation focused on repetitive transcranial magnetic stimulation (rTMS) as brain stimulation technique suitable to enhance extinction learning. Since hypofrontality is assumed to underlie the maintenance of pathological anxiety, rTMS application revealed an increased mPFC activity, which resulted in a decreased fear response on the behavioral level both during extinction learning as well as during the recall of extinction 24 hours later and in the absence of another stimulation. The following attempt to improve the generalization of extinction with rTMS from an extinguished stimulus to a second stimulus which was reinforced but not extinguished was at least partially evidenced. By revealing an increased prefrontal activity to the non-extinguished stimulus, the active and the placebo rTMS condition, however, did not differ on behavioral parameters. These preclinical findings were discussed in the light of genetic and environmental risk factors with special regard to the combination of a risk variant of the neuropeptide S receptor 1 gene polymorphism (NPSR1 rs324981) and anxiety sensitivity. While the protective homozygous AA genotype group showed no correlation with anxiety sensitivity, the NPSR1 T genotype group exhibited an inverse correlation with anxiety sensitivity in the presence of emotionally negative stimuli. In light of other findings assuming a role of the NPSR1 T allele in panic disorder, the revealed hypofrontality was discussed to define a risk group of patients who might particularly benefit from an augmentation of exposure therapy with rTMS.
Taken together, the presented studies support the central role of the prefrontal cortex in fear extinction and suggest the usefulness of rTMS as an augmentation strategy to exposure therapy in order to decrease therapy relapse rates. The combination of rTMS and extinction has been herein evidenced to modulate fear processes in a preclinical approach thereby establishing important implications for the design of future clinical studies.
Die bipolare Störung ist eine psychische Erkrankung, die sich durch wiederkehrende depressive und (hypo-) manische Phasen auszeichnet. Neben Stimmungsschwankungen leiden viele Patienten unter kognitiven Beeinträchtigungen, die nicht nur während akuter Episoden, sondern auch in der Remission, d.h. in euthymer Stimmungslage persistieren. Die vorliegende Arbeit beschäftigte sich mit den klinischen Korrelaten von kognitiven Defiziten und der Effektivität eines kognitiven Trainings bei bipolaren Patienten (BP). In der ersten Teilstudie wurde untersucht, wie sich die kognitive Leistung der Patienten von der akuten Phase bis zur Remission verändert. Dazu wurden 55 akut depressive und (hypo-) manische BP und 55 gesunde Kontrollpersonen wiederholt mit einer neuropsychologischen Testbatterie untersucht. 29 Patienten konnten nach mindestens 3-monatiger Remission erneut getestet werden. Die Ergebnisse zeigen, dass die akut kranken BP domänenübergreifend kognitive Störungen im Vergleich zu gesunden Kontrollen aufweisen, wobei die depressiven Patienten eher in der Verarbeitungsgeschwindigkeit, der Aufmerksamkeit und dem Gedächtnis beeinträchtigt waren. Die akut manischen Patienten hatten hingegen auffällige Defizite in den exekutiven Funktionen. Die Performanz der BP besserte sich zwar in der Remission, es waren aber weiterhin im Vergleich zu den Kontrollen Defizite in der psychomotorischen Geschwindigkeit, dem Arbeitsgedächtnis und dem verbalen Gedächtnis festzustellen. Es zeigte sich außerdem, dass die Verarbeitungsgeschwindigkeit, die Aufmerksamkeit und das verbale Gedächtnis in Zusammenhang mit subdepressiven Symptomen und Schlafstörungen standen, wohingegen die exekutiven Testmaße nicht mit diesen „State“-Faktoren assoziiert waren. Diese Ergebnisse lassen vermuten, dass die exekutiven Funktionen als Trait-Merkmale der bipolaren Störung in Frage kommen, wohingegen Aufmerksamkeit und Gedächtnis durch das Vorliegen von Residualsymptomen beeinträchtigt sind.
Ziel des zweiten Teils dieser Arbeit war es, eine kognitive Defizit- vs. Nondefizit Subgruppe innerhalb der BP zu identifizieren, um herauszufinden welche soziodemographischen oder krankheitsrelevanten Charakteristika mit kognitiven Störungen in Zusammenhang stehen. Dazu wurde die neuropsychologische Testleistung von 79 euthymen BP und 70 gesunden Kontrollen verglichen. Es zeigte sich erwartungsgemäß, dass die BP in der psychomotorischen Geschwindigkeit, der Aufmerksamkeit, dem Arbeitsgedächtnis, dem verbalen Gedächtnis, der Wortflüssigkeit und dem problemlösenden Denken trotz stabiler Remission signifikant schlechtere Leistungen erbrachten als die gesunden Kontrollen. Im Anschluss wurde die bipolare Stichprobe anhand ihrer Testleistung in eine Defizit- und eine Nondefizit Gruppe aufgeteilt. Die Ergebnisse zeigen, dass 54% der BP in allen Tests eine völlig normgerechte Leistung erbrachten. Die Studie bestätigte demnach, dass nicht alle Patienten kognitive Defizite aufweisen, sondern Subgruppen bestehen, die sich in verschiedenen Variablen voneinander unterscheiden: Die Defizit-Subgruppe berichtete signifikant mehr subdepressive Symptome und es lagen häufiger persistierenden Schlafstörungen und die Diagnose einer komorbiden Erkrankung vor (Angststörung, ADHS und Migräne). Zudem zeigte sich ein Zusammenhang zwischen Polypharmazie und kognitiven Defiziten. Diese Ergebnisse demonstrieren, dass ein Teil der kognitiven Störungen bei BP durch eine nicht vollständige Remission und sekundäre Symptome bedingt sind. Es ergab sich keine Assoziation zwischen kognitiver Leistung und krankheitsrelevanten Variablen, wie z.B. Anzahl der Phasen, Bipolar-Subtyp oder Ersterkrankungsalter. Diese Daten widersprechen zwar nicht der Hypothese, dass kognitive Störungen durch neurodegenerative Prozesse bedingt sind, sie weisen jedoch darauf hin, dass bei der bipolaren Störung häufig Residualsymptome vorliegen, welche im Rahmen von Studie als auch bei der therapeutischen Arbeit stärker als bisher berücksichtigt werden müssen.
In beiden Teilstudien zeigte sich zudem, dass kognitive Störungen mit einem reduzierten psychosozialen Funktionsniveaus in Verbindung stehen. Dieses Ergebnis steht in Einklang mit bisherigen Untersuchungen, die berichten, dass Patienten mit kognitiven Defiziten soziale und berufliche Einschränkungen aufweisen, die wiederum mit einem schlechteren Krankheitsverlauf assoziiert ist. Aufgrund dessen wurde von einigen Autoren vorgeschlagen, mit Hilfe spezieller Interventionen wie der kognitiven Remediation (KR) die geistigen Funktionen zu rehabilitieren. In der vorliegenden Interventionsstudie wurde deshalb der Frage nachgegangen, ob die neurokognitive Leistungsfähigkeit und das psychosoziale Funktionsniveau der bipolaren Stichprobe durch KR verbessert werden kann. Zudem sollte untersucht werden, inwiefern kognitives Training zu Veränderungen der präfrontalen Hirnaktivität führt. Dafür wurde vor und nach dem Training eine Messung mit der Methode der funktionellen Nahinfrarotspektroskopie (fNIRS) durchgeführt. Das 3-monatige KR-Programm bestand aus einem computerisierten kognitiven Training und der Vermittlung von kognitiven Skills im Rahmen von 12-wöchentlichen Gruppensitzungen. Im Anschluss an das Training wurden die Teilnehmer (26 bipolare und als Vergleichsgruppe 13 unipolare Patienten) im Rahmen einer Post-Messung wiederholt untersucht. Zudem wurde zum Vergleich eine Kontrollgruppe von 10 BP im Abstand von 3 Monaten untersucht, die keine Intervention, sondern die Standardbehandlung erhielt. Aufgrund zahlreicher Drop-Outs konnten am Ende des Erhebungszeitraums die Daten von 16 bipolaren und 10 unipolar depressiven Patienten ausgewertet werden. Die Trainingsteilnehmer erbrachten im Gegensatz zu der Kontrollgruppe signifikante Leistungssteigerungen in den Tests zur Erfassung der psychomotorischen Geschwindigkeit, dem Arbeitsgedächtnisses, dem verbalen Gedächtnis und dem problemlösenden Denken. Zudem zeigte sich nach dem Training eine Verbesserung des psychosozialen Funktionsniveaus und eine Reduktion der subdepressiven Symptomatik. Eine Veränderung der präfrontalen Hirnaktivierung konnte jedoch nicht verifiziert werden. Die Ergebnisse lassen demnach schlussfolgern, dass Patienten mit affektiven Störungen von einem kognitiven Training profitieren, wobei die damit einhergehenden funktionalen Veränderungen der Hirnaktivität in Studien mit größeren Stichproben untersucht werden müssen.