526 Mathematische Geografie
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Burkina Faso ranges amongst the fastest growing countries in the world with an annual population growth rate of more than three percent. This trend has consequences for food security since agricultural productivity is still on a comparatively low level in Burkina Faso. In order to compensate for the low productivity, the agricultural areas are expanding quickly. The mapping and monitoring of this expansion is difficult, even on the basis of remote sensing imagery, since the extensive farming practices and frequent cloud coverage in the area make the delineation of cultivated land from other land cover and land use types a challenging task. However, as the rapidly increasing population could have considerable effects on the natural resources and on the regional development of the country, methods for improved mapping of LULCC (land use and land cover change) are needed. For this study, we applied the newly developed ESTARFM (Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model) framework to generate high temporal (8-day) and high spatial (30 m) resolution NDVI time series for all of Burkina Faso for the years 2001, 2007, and 2014. For this purpose, more than 500 Landsat scenes and 3000 MODIS scenes were processed with this automated framework. The generated ESTARFM NDVI time series enabled extraction of per-pixel phenological features that all together served as input for the delineation of agricultural areas via random forest classification at 30 m spatial resolution for entire Burkina Faso and the three years. For training and validation, a randomly sampled reference dataset was generated from Google Earth images and based on expert knowledge. The overall accuracies of 92% (2001), 91% (2007), and 91% (2014) indicate the well-functioning of the applied methodology. The results show an expansion of agricultural area of 91% between 2001 and 2014 to a total of 116,900 km\(^2\). While rainfed agricultural areas account for the major part of this trend, irrigated areas and plantations also increased considerably, primarily promoted by specific development projects. This expansion goes in line with the rapid population growth in most provinces of Burkina Faso where land was still available for an expansion of agricultural area. The analysis of agricultural encroachment into protected areas and their surroundings highlights the increased human pressure on these areas and the challenges of environmental protection for the future.
Monitoring the spatio-temporal development of vegetation is a challenging task in heterogeneous and cloud-prone landscapes. No single satellite sensor has thus far been able to provide consistent time series of high temporal and spatial resolution for such areas. In order to overcome this problem, data fusion algorithms such as the Enhanced Spatial and Temporal Adaptive Reflectance Fusion Model (ESTARFM) have been established and frequently used in recent years to generate high-resolution time series. In order to make it applicable to larger scales and to increase the input data availability especially in cloud-prone areas, an ESTARFM framework was developed in this study introducing several enhancements. An automatic filling of cloud gaps was included in the framework to make best use of available, even partly cloud-covered Landsat images. Furthermore, the ESTARFM algorithm was enhanced to automatically account for regional differences in the heterogeneity of the study area. The generation of time series was automated and the processing speed was accelerated significantly by parallelization. To test the performance of the developed ESTARFM framework, MODIS and Landsat-8 data were fused for generating an 8-day NDVI time series for a study area of approximately 98,000 km\(^{2}\) in West Africa. The results show that the ESTARFM framework can accurately produce high temporal resolution time series (average MAE (mean absolute error) of 0.02 for the dry season and 0.05 for the vegetative season) while keeping the spatial detail in such a heterogeneous, cloud-prone region. The developments introduced within the ESTARFM framework establish the basis for large-scale research on various geoscientific questions related to land degradation, changes in land surface phenology or agriculture
Zum Verständnis der komplexen Wechselwirkungen innerhalb des Klimasystems der Erde sind Kenntnisse über den hydrologischen Zyklus und den Energiekreislauf essentiell. Eine besondere Rolle obliegt hierbei der Evapotranspiration (ET), da sie eine wesentliche Teilkomponente beider oben erwähnter Kreisläufe ist. Die exakte Quantifizierung der regionalen, tatsächlichen Evapotranspiration innerhalb der Wasser- und Energiekreisläufe der Erdoberfläche auf unterschiedlichen zeitlichen und räumlichen Skalen ist für hydrologische, klimatologische und agronomische Fragestellungen von großer Bedeutung. Dabei ist eine realistische Abschätzung der regionalen tatsächlichen Evapotranspiration die wichtigste Herausforderung der hydrologischen Modellierung. Besonders die unterschiedlichen räumlichen und zeitlichen Auflösungen von Satelliteninformationen machen die Fernerkundung sowohl für globale als auch regionale hydrologischen Fragestellungen interessant. Zusätzlich zur Notwendigkeit des Prozessverständnisses des Wasserkreislaufs auf globaler Ebene kommt dessen regionale Bedeutung für die Landwirtschaft, insbesondere in Bewässerungssystemen arider Regionen. In ariden Klimazonen übersteigt die Menge der Verdunstung oft bei weitem die Niederschlagsmengen. Aufgrund der geringen Niederschlagsmenge muss in ariden agrarischen Regionen das zum Pflanzenwachstum benötigte Wasser mit Hilfe künstlicher Bewässerung aufgebracht werden. Der jeweilige lokale Bewässerungsbedarf hängt von der Feldfrucht und deren Wachstumsphase, den Klimabedingungen, den Bodeneigenschaften und der Ausdehnung der Wurzelzone ab. Die Evapotranspiration ist als Komponente der regionalen Wasserbilanz eine wichtige Steuerungsgröße und Effizienzindikator für das lokale Bewässerungsmanagement. Die Bewässe-rungslandwirtschaft verbraucht weltweit etwa 70 % der verfügbaren Süßwasservorkom-men. Dies wird als einer der Hauptgründe für die weltweit steigende Wasserknappheit identifiziert. Dabei liegt die Wasserentnahme des landwirtschaftlichen Sektors in den OECD Staaten im Mittel bei etwa 44 %, in den Staaten Mittelasiens bei über 90 %.
Bei der Erstellung der vorliegenden Arbeit kam die Methode der residualen Bestimmung der Energiebilanz zum Einsatz. Eines der weltweit am häufigsten eingesetzten und vali-dierten fernerkundlichen Residualmodelle zur ET Ableitung ist das SEBAL-Modell (Surface Energy Balance Algorithm for Land, mit über 40 veröffentlichten Studien. SEBAL eignet sich zur Quantifizierung der Verdunstung großflächiger Gebiete und wurde bisher über-wiegend in der Bewässerungslandwirtschaft eingesetzt. Aus diesen Gründen wurde es für die Bearbeitung der Fragestellungen in dieser Arbeit ausgewählt. SEBAL verwendet physikalische und empirische Beziehungen zur Berechnung der Energiebilanzkomponenten basierend auf Fernerkundungsdaten, bei gleichzeitig minimalem Einsatz bodengestützter Daten. Als Eingangsdaten werden u.a. Informationen über Strahlung, Bodenoberflächentemperatur, NDVI, LAI und Albedo verwendet. Zusätzlich zu SEBAL wurden einige Komponenten der SEBAL Weiterentwicklung METRIC (Mapping Evapotranspiration with Internalized Calibration) verwendet, um die Modellierung der ET vorzunehmen. METRIC überwindet einige Limitierungen des SEBAL Verfahrens und kann beispielsweise auch in stärker reliefierten Regionen angewendet werden. Außerdem ermöglicht die Integration einer gebietsspezifischen Referenz-ET sowie einer Landnutzungsklassifikation eine bessere regionale Anpassung des Residualverfahrens. Unter der Annahme der Bedingungen zum Zeitpunkt der Fernerkundungsaufnahme ergibt sich die Energiebilanz an der Erdoberfläche
RN = LvE + H + G. Demnach teilt sich die verfügbare Strahlungsenergie RN in die Komponenten latenter Wärme (LVE), fühlbarer Wärme (H) und Bodenwärme (G) auf. Durch Umstellen der Gleichung kann auf die latente Wärme geschlossen werden.
Das wesentliche Ziel der vorliegenden Arbeit ist die Optimierung, Erweiterung und Validierung des ausgewählten SEBAL Verfahrens zur regionalen Modellierung der Energiebilanzkomponenten und der daraus abgeleiteten tatsächlichen Evapotranspiration. Die validierten Modellergebnisse der Gebietsverdunstung der Jahre 2009-2011 sollen anschließend als Grundlage dienen, das Gesamtverständnis der regionalen Prozesse des Wasserkreislaufs zu verbessern. Die Arbeit basiert auf der Datengrundlage von MODIS Daten mit 1 km räumlicher Auflösung. Während die Komponenten verfügbare Strahlungsenergie und fühlbarer Wärmestrom physikalisch basiert ermittelt werden, beruht die Berechnung des Bodenwärmestroms ausschließlich auf empirischen Abschätzungen. Ein großer Nachteil des empirischen Ansatzes ist die Vernachlässigung des zeitlichen Versatzes zwischen Strahlungsbilanz und Bodenwärmestrom in Abhängigkeit der aktuellen Bodenfeuchtesituation.
Ein besonderer Schwerpunkt der vorliegenden Arbeit liegt auf der Bewertung und Verbesserung der Modellgüte des Bodenwärmestroms durch Verwendung eines neuen Ansatzes zur Integration von Bodenfeuchteinformationen. Daher wird in der Arbeit ein physikalischer Ansatz entwickelt der auf dem Ansatz der periodischen Temperaturveränderung basiert. Hierbei wurde neben dem ENVISAT ASAR SSM Produkt der TU Wien das operationelle Oberflächenbodenfeuchteprodukt ASCAT SSM als Fernerkundungseingangsdaten ausgewählt. Die mit SEBAL modellierten Energiebilanzkomponenten werden durch eine intensive Validierung mit bodengestützten Messungen bewertet, die Messungen stammen von Bodensensoren und Daten einer Eddy-Kovarianz-Station aus den Jahren 2009 bis 2011.
Die Region Khorezm gilt als charakteristisch für die wasserbezogene Problematik der Bewässerungslandwirtschaft Mittelasiens und wurde als Untersuchungsgebiet für diese Arbeit ausgewählt. Die wesentlichen Probleme dieser Region entstehen durch die nach wie vor nicht nachhaltige Land- und Wassernutzung, das marode Bewässerungsnetz mit einer Verlustrate von bis zu 40 % und der Bodenversalzung aufgrund hoher Grundwasserspiegel. Im Untersuchungsgebiet wurden in den Jahren 2010 und 2011 umfangreiche Feldarbeiten zur Erhebung lokaler bodengestützter Informationen durchgeführt.
Bei der Evaluierung der modellierten Einzelkomponenten ergab sich für die Strahlungsbi-lanz eine hohe Modellgüte (R² > 0,9; rRMSE < 0,2 und NSE > 0,5). Diese Komponente bildet die Grundlage bei der Bezifferung der für die Prozesse an der Erdoberfläche zur Verfügung stehenden Energie. Für die fühlbaren Wärmeströme wurden ebenfalls gute Ergebnisse erzielt, mit NSE von 0,31 und rRMSE von ca. 0,21. Für die residual bestimmte Größe der latenten Wärmeströmung konnte eine insgesamt gute Modellgüte festgestellt werden (R² > 0,6; rRMSE < 0,2 und NSE > 0,5). Dementsprechend gut wurde die tägliche Evapotranspiration modelliert. Hier ergab sich, nach der Interpolation täglicher Werte, eine insgesamt ausreichend gute Modellgüte (R² > 0,5; rRMSE < 0,2 und NSE > 0,4). Dies bestätigt die Ergebnisse vieler Energiebilanzstudien, die lediglich den für die Ableitung der Evapotranspiration maßgebenden Wärmestrom untersuchten. Die Modellergebnisse für den Bodenwärmestrom konnten durch die Entwicklung und Verwendung des neu entwickelten physikalischen Ansatzes von NSE < 0 und rRMSE von ca. 0,57 auf NSE von 0,19 und rRMSE von 0,35 verbessert werden. Dies führt zu einer insgesamt positiven Einschätzung des Verbesserungspotenzials des neu entwickelten Bodenwärmestromansatzes bei der Berechnung der Energiebilanz mit Hilfe von Fernerkundung.
Snow is a vital environmental parameter and dynamically responsive to climate change, particularly in mountainous regions. Snow cover can be monitored at variable spatial scales using Earth Observation (EO) data. Long-lasting remote sensing missions enable the generation of multi-decadal time series and thus the detection of long-term trends. However, there have been few attempts to use these to model future snow cover dynamics. In this study, we, therefore, explore the potential of such time series to forecast the Snow Line Elevation (SLE) in the European Alps. We generate monthly SLE time series from the entire Landsat archive (1985–2021) in 43 Alpine catchments. Positive long-term SLE change rates are detected, with the highest rates (5–8 m/y) in the Western and Central Alps. We utilize this SLE dataset to implement and evaluate seven uni-variate time series modeling and forecasting approaches. The best results were achieved by Random Forests, with a Nash–Sutcliffe efficiency (NSE) of 0.79 and a Mean Absolute Error (MAE) of 258 m, Telescope (0.76, 268 m), and seasonal ARIMA (0.75, 270 m). Since the model performance varies strongly with the input data, we developed a combined forecast based on the best-performing methods in each catchment. This approach was then used to forecast the SLE for the years 2022–2029. In the majority of the catchments, the shift of the forecast median SLE level retained the sign of the long-term trend. In cases where a deviating SLE dynamic is forecast, a discussion based on the unique properties of the catchment and past SLE dynamics is required. In the future, we expect major improvements in our SLE forecasting efforts by including external predictor variables in a multi-variate modeling approach.
Forecasting spatio-temporal dynamics on the land surface using Earth Observation data — a review
(2020)
Reliable forecasts on the impacts of global change on the land surface are vital to inform the actions of policy and decision makers to mitigate consequences and secure livelihoods. Geospatial Earth Observation (EO) data from remote sensing satellites has been collected continuously for 40 years and has the potential to facilitate the spatio-temporal forecasting of land surface dynamics. In this review we compiled 143 papers on EO-based forecasting of all aspects of the land surface published in 16 high-ranking remote sensing journals within the past decade. We analyzed the literature regarding research focus, the spatial scope of the study, the forecasting method applied, as well as the temporal and technical properties of the input data. We categorized the identified forecasting methods according to their temporal forecasting mechanism and the type of input data. Time-lagged regressions which are predominantly used for crop yield forecasting and approaches based on Markov Chains for future land use and land cover simulation are the most established methods. The use of external climate projections allows the forecasting of numerical land surface parameters up to one hundred years into the future, while auto-regressive time series modeling can account for intra-annual variances. Machine learning methods have been increasingly used in all categories and multivariate modeling that integrates multiple data sources appears to be more popular than univariate auto-regressive modeling despite the availability of continuously expanding time series data. Regardless of the method, reliable EO-based forecasting requires high-level remote sensing data products and the resulting computational demand appears to be the main reason that most forecasts are conducted only on a local scale. In the upcoming years, however, we expect this to change with further advances in the field of machine learning, the publication of new global datasets, and the further establishment of cloud computing for data processing.
Due to their negative water budget most recent semi-/arid regions are characterized by vast evaporates (salt lakes and salty soils). We recently identified those hyper-saline environments as additional sources for a multitude of volatile halogenated organohalogens (VOX). These compounds can affect the ozone layer of the stratosphere and play a key role in the production of aerosols. A remote sensing based analysis was performed in the Southern Aral Sea basin, providing information of major soil types as well as their extent and spatial and temporal evolution. VOX production has been determined in dry and moist soil samples after 24 h. Several C1- and C2 organohalogens have been found in hyper-saline topsoil profiles, including CH3Cl, CH3Br, CHBr3 and CHCl3. The range of organohalogens also includes trans-1,2-dichloroethene (DCE), which is reported here to be produced naturally for the first time. Using MODIS time series and supervised image classification a daily production rate for DCE has been calculated for the 15 000 km\(^2\) ranging research area in the southern Aralkum. The applied laboratory setup simulates a short-term change in climatic conditions, starting from dried-out saline soil that is instantly humidified during rain events or flooding. It describes the general VOX production potential, but allows only for a rough estimation of resulting emission loads. VOX emissions are expected to increase in the future since the area of salt affected soils is expanding due to the regressing Aral Sea. Opportunities, limits and requirements of satellite based rapid change detection and salt classification are discussed.
River deltas belong to the most densely settled places on earth. Although they only account for 5% of the global land surface, over 550 million people live in deltas. These preferred livelihood locations, which feature flat terrain, fertile alluvial soils, access to fluvial and marine resources, a rich wetland biodiversity and other advantages are, however, threatened by numerous internal and external processes. Socio-economic development, urbanization, climate change induced sea level rise, as well as flood pulse changes due to upstream water diversion all lead to changes in these highly dynamic systems. A thorough understanding of a river delta's general setting and intra-annual as well as long-term dynamic is therefore crucial for an informed management of natural resources. Here, remote sensing can play a key role in analyzing and monitoring these vast areas at a global scale. The goal of this study is to demonstrate the potential of intra-annual time series analyses at dense temporal, but coarse spatial resolution for inundation characterization in five river deltas located in four different countries. Based on 250 m MODIS reflectance data we analyze inundation dynamics in four densely populated Asian river deltas-namely the Yellow River Delta (China), the Mekong Delta (Vietnam), the Irrawaddy Delta (Myanmar), and the Ganges-Brahmaputra (Bangladesh, India)-as well as one very contrasting delta: the nearly uninhabited polar Mackenzie Delta Region in northwestern Canada for the complete time span of one year (2013). A complex processing chain of water surface derivation on a daily basis allows the generation of intra-annual time series, which indicate inundation duration in each of the deltas. Our analyses depict distinct inundation patterns within each of the deltas, which can be attributed to processes such as overland flooding, irrigation agriculture, aquaculture, or snowmelt and thermokarst processes. Clear differences between mid-latitude, subtropical, and polar deltas are illustrated, and the advantages and limitations of the approach for inundation derivation are discussed.
Vietnam's 3260 km coastline is densely populated, experiences rapid urban and economic growth, and faces at the same time a high risk of coastal hazards. Satellite archives provide a free and powerful opportunity for long-term area-wide monitoring of the coastal zone. This paper presents an automated analysis of coastline dynamics from 1986 to 2021 for Vietnam's entire coastal zone using the Landsat archive. The proposed method is implemented within the cloud-computing platform Google Earth Engine to only involve publicly and globally available datasets and tools. We generated annual coastline composites representing the mean-high water level and extracted sub-pixel coastlines. We further quantified coastline change rates along shore-perpendicular transects, revealing that half of Vietnam's coast did not experience significant change, while the remaining half is classified as erosional (27.7%) and accretional (27.1%). A hotspot analysis shows that coastal segments with the highest change rates are concentrated in the low-lying deltas of the Mekong River in the south and the Red River in the north. Hotspots with the highest accretion rates of up to +47 m/year are mainly associated with the construction of artificial coastlines, while hotspots with the highest erosion rates of −28 m/year may be related to natural sediment redistribution and human activity.
Advances in remote inventory and analysis of forest resources during the last decade have reached a level to be now considered as a crucial complement, if not a surrogate, to the long-existing field-based methods. This is mostly reflected in not only the use of multiple-band new active and passive remote sensing data for forest inventory, but also in the methodic and algorithmic developments and/or adoptions that aim at maximizing the predictive or calibration performances, thereby minimizing both random and systematic errors, in particular for multi-scale spatial domains. With this in mind, this editorial note wraps up the recently-published Remote Sensing special issue “Remote Sensing-Based Forest Inventories from Landscape to Global Scale”, which hosted a set of state-of-the-art experiments on remotely sensed inventory of forest resources conducted by a number of prominent researchers worldwide.
Forest ecosystems fulfill a whole host of ecosystem functions that are essential for life on our planet. However, an unprecedented level of anthropogenic influences is reducing the resilience and stability of our forest ecosystems as well as their ecosystem functions. The relationships between drivers, stress, and ecosystem functions in forest ecosystems are complex, multi-faceted, and often non-linear, and yet forest managers, decision makers, and politicians need to be able to make rapid decisions that are data-driven and based on short and long-term monitoring information, complex modeling, and analysis approaches. A huge number of long-standing and standardized forest health inventory approaches already exist, and are increasingly integrating remote-sensing based monitoring approaches. Unfortunately, these approaches in monitoring, data storage, analysis, prognosis, and assessment still do not satisfy the future requirements of information and digital knowledge processing of the 21st century. Therefore, this paper discusses and presents in detail five sets of requirements, including their relevance, necessity, and the possible solutions that would be necessary for establishing a feasible multi-source forest health monitoring network for the 21st century. Namely, these requirements are: (1) understanding the effects of multiple stressors on forest health; (2) using remote sensing (RS) approaches to monitor forest health; (3) coupling different monitoring approaches; (4) using data science as a bridge between complex and multidimensional big forest health (FH) data; and (5) a future multi-source forest health monitoring network. It became apparent that no existing monitoring approach, technique, model, or platform is sufficient on its own to monitor, model, forecast, or assess forest health and its resilience. In order to advance the development of a multi-source forest health monitoring network, we argue that in order to gain a better understanding of forest health in our complex world, it would be conducive to implement the concepts of data science with the components: (i) digitalization; (ii) standardization with metadata management after the FAIR (Findability, Accessibility, Interoperability, and Reusability) principles; (iii) Semantic Web; (iv) proof, trust, and uncertainties; (v) tools for data science analysis; and (vi) easy tools for scientists, data managers, and stakeholders for decision-making support.
Recently, several backpack-mounted systems, also known as personal laser scanning systems, have been developed. They consist of laser scanners or cameras that are carried by a human operator to acquire measurements of the environment while walking. These systems were first designed to overcome the challenges of mapping indoor environments with doors and stairs. While the human operator inherently has the ability to open doors and to climb stairs, the flexible movements introduce irregularities of the trajectory to the system. To compete with other mapping systems, the accuracy of these systems has to be evaluated. In this paper, we present an extensive evaluation of our backpack mobile mapping system in indoor environments. It is shown that the system can deal with the normal human walking motion, but has problems with irregular jittering. Moreover, we demonstrate the applicability of the backpack in a suitable urban scenario.
Global Navigation Satellite System (GNSS) provides accurate positioning data for vehicular navigation in open outdoor environment. In an indoor environment, Light Detection and Ranging (LIDAR) Simultaneous Localization and Mapping (SLAM) establishes a two-dimensional map and provides positioning data. However, LIDAR can only provide relative positioning data and it cannot directly provide the latitude and longitude of the current position. As a consequence, GNSS/Inertial Navigation System (INS) integrated navigation could be employed in outdoors, while the indoors part makes use of INS/LIDAR integrated navigation and the corresponding switching navigation will make the indoor and outdoor positioning consistent. In addition, when the vehicle enters the garage, the GNSS signal will be blurred for a while and then disappeared. Ambiguous GNSS satellite signals will lead to the continuous distortion or overall drift of the positioning trajectory in the indoor condition. Therefore, an INS/LIDAR seamless integrated navigation algorithm and a switching algorithm based on vehicle navigation system are designed. According to the experimental data, the positioning accuracy of the INS/LIDAR navigation algorithm in the simulated environmental experiment is 50% higher than that of the Dead Reckoning (DR) algorithm. Besides, the switching algorithm developed based on the INS/LIDAR integrated navigation algorithm can achieve 80% success rate in navigation mode switching.
Performance assessment of CORDEX regional climate models in wind speed simulations over Zambia
(2023)
There is no single solution to cutting emissions, however, renewable energy projects that are backed by rigorous ex-ante assessments play an important role in these efforts. An inspection of literature reveals critical knowledge gaps in the understanding of future wind speed variability across Zambia, thus leading to major uncertainties in the understanding of renewable wind energy potential over the country. Several model performance metrics, both statistical and graphical were used in this study to examine the performance of CORDEX Africa Regional Climate Models (RCMs) in simulating wind speed across Zambia. Results indicate that wind speed is increasing at the rate of 0.006 m s\(^{−1}\) per year. RCA4-GFDL-ESM2M, RCA4-HadGEM2-ES, RCA4-IPSL-CM5A-MR, and RCA4-CSIRO-MK3.6.0 were found to correctly simulate wind speed increase with varying magnitudes on the Sen’s estimator of slope. All the models sufficiently reproduce the annual cycle of wind speed with a steady increase being observed from April reaching its peak around August/September and beginning to drop in October. Apart from RegCM4-MPI-ESM and RegCM4-HadGEM2, the performance of RCMs in simulating spatial wind speed patterns is generally good although they overestimate it by ~ 1 m s\(^{−1}\) in the western and southern provinces of the country. Model performance metrics indicate that with a correlation coefficient of 0.5, a root mean square error of 0.4 m s\(^{−1}\), an RSR value of 7.7 and a bias of 19.9%, RCA4-GFDL-ESM2M outperforms all other models followed by RCA4-HadGEM2, and RCA4-CM5A-MR respectively. These results, therefore, suggest that studies that use an ensemble of RCA4-GFDL-ESM2M, RCA4-HadGEM2, and RCA4-CM5A-MR would yield useful results for informing future renewable wind energy potential in Zambia.
Agriculture is mankind’s primary source of food production and plays the key role for cereal supply to humanity. One of the future challenges will be to feed a constantly growing population, which is expected to reach more than nine billion by 2050. The potential to expand cropland is limited, and enhancing agricultural production efficiency is one important means to meet the future food demand. Hence, there is an increasing demand for dependable, accurate and comprehensive agricultural intelligence on crop production. The value of satellite earth observation (EO) data for agricultural monitoring is well recognized. One fundamental requirement for agricultural monitoring is routinely updated information on crop acreage and the spatial distribution of crops. With the technical advancement of satellite sensor systems, imagery with higher temporal and finer spatial resolution became available. The classification of such multi-temporal data sets is an effective and accurate means to produce crop maps, but methods must be developed that can handle such large and complex data sets. Furthermore, to properly use satellite EO for agricultural production monitoring a high temporal revisit frequency over vast geographic areas is often necessary. However, this often limits the spatial resolution that can be used. The challenge of discriminating pixels that correspond to a particular crop type, a prerequisite for crop specific agricultural monitoring, remains daunting when the signal encoded in pixels stems from several land uses (mixed pixels), e.g. over heterogeneous landscapes where individual fields are often smaller than individual pixels.
The main purposes of the presented study were (i) to assess the influence of input dimensionality and feature selection on classification accuracy and uncertainty in object-based crop classification, (ii) to evaluate if combining classifier algorithms can improve the quality of crop maps (e.g. classification accuracy), (iii) to assess the spatial resolution requirements for crop identification via image classification.
Reporting on the map quality is traditionally done with measures that stem from the confusion matrix based on the hard classification result. Yet, these measures do not consider the spatial variation of errors in maps. Measures of classification uncertainty can be used for this purpose, but they have attained only little attention in remote sensing studies. Classifier algorithms like the support vector machine (SVM) can estimate class memberships (the so called soft output) for each classified pixel or object. Based on these estimations, measures of classification uncertainty can be calculated, but it has not been analysed in detail, yet, if these are reliable in predicting the spatial distribution of errors in maps. In this study, SVM was applied for the classification of agricultural crops in irrigated landscapes in Middle Asia at the object-level. Five different categories of features were calculated from RapidEye time series data as classification input. The reliability of classification uncertainty measures like entropy, derived from the soft output of SVM, with regard to predicting the spatial distribution of error was evaluated. Further, the impact of the type and dimensionality of the input data on classification uncertainty was analysed. The results revealed that SMVs applied to the five feature categories separately performed different in classifying different types of crops. Incorporating all five categories of features by concatenating them into one stacked vector did not lead to an increase in accuracy, and partly reduced the model performance most obviously because of the Hughes phenomena. Yet, applying the random forest (RF) algorithm to select a subset of features led to an increase of classification accuracy of the SVM. The feature group with red edge-based indices was the most important for general crop classification, and the red edge NDVI had an outstanding importance for classifying crops. Two measures of uncertainty were calculated based on the soft output from SVM: maximum a-posteriori probability and alpha quadratic entropy. Irrespective of the measure used, the results indicate a decline in classification uncertainty when a dimensionality reduction was performed. The two uncertainty measures were found to be reliable indicators to predict errors in maps. Correctly classified test cases were associated with low uncertainty, whilst incorrectly test cases tended to be associated with higher uncertainty.
The issue of combining the results of different classifier algorithms in order to increase classification accuracy was addressed. First, the SVM was compared with two other non-parametric classifier algorithms: multilayer perceptron neural network (MLP) and RF. Despite their comparatively high classification performance, each of the tested classifier algorithms tended to make errors in different parts of the input space, e.g. performed different in classifying crops. Hence, a combination of the complementary outputs was envisaged. To this end, a classifier combination scheme was proposed, which is based on existing algebraic operators. It combines the outputs of different classifier algorithms at the per-case (e.g. pixel or object) basis. The per-case class membership estimations of each classifier algorithm were compared, and the reliability of each classifier algorithm with respect to classifying a specific crop class was assessed based on the confusion matrix. In doing so, less reliable classifier algorithms were excluded at the per-class basis before the final combination. Emphasis was put on evaluating the selected classification algorithms under limiting conditions by applying them to small input datasets and to reduced training sample sets, respectively. Further, the applicability to datasets from another year was demonstrated to assess temporal transferability. Although the single classifier algorithms performed well in all test sites, the classifier combination scheme provided consistently higher classification accuracies over all test sites and in different years, respectively. This makes this approach distinct from the single classifier algorithms, which performed different and showed a higher variability in class-wise accuracies. Further, the proposed classifier combination scheme performed better when using small training set sizes or when applied to small input datasets, respectively.
A framework was proposed to quantitatively define pixel size requirements for crop identification via image classification. That framework is based on simulating how agricultural landscapes, and more specifically the fields covered by one crop of interest, are seen by instruments with increasingly coarser resolving power. The concept of crop specific pixel purity, defined as the degree of homogeneity of the signal encoded in a pixel with respect to the target crop type, is used to analyse how mixed the pixels can be (as they become coarser) without undermining their capacity to describe the desired surface properties (e.g. to distinguish crop classes via supervised or unsupervised image classification). This tool can be modulated using different parameterizations to explore trade-offs between pixel size and pixel purity when addressing the question of crop identification. Inputs to the experiments were eight multi-temporal images from the RapidEye sensor. Simulated pixel sizes ranged from 13 m to 747.5 m, in increments of 6.5 m. Constraining parameters for crop identification were defined by setting thresholds for classification accuracy and uncertainty. Results over irrigated agricultural landscapes in Middle Asia demonstrate that the task of finding the optimum pixel size did not have a “one-size-fits-all” solution. The resulting values for pixel size and purity that were suitable for crop identification proved to be specific to a given landscape, and for each crop they differed across different landscapes. Over the same time series, different crops were not identifiable simultaneously in the season and these requirements further changed over the years, reflecting the different agro-ecological conditions the investigated crops were growing in. Results further indicate that map quality (e.g. classification accuracy) was not homogeneously distributed in a landscape, but that it depended on the spatial structures and the pixel size, respectively. The proposed framework is generic and can be applied to any agricultural landscape, thereby potentially serving to guide recommendations for designing dedicated EO missions that can satisfy the requirements in terms of pixel size to identify and discriminate crop types.
Regarding the operationalization of EO-based techniques for agricultural monitoring and its application to a broader range of agricultural landscapes, it can be noted that, despite the high performance of existing methods (e.g. classifier algorithms), transferability and stability of such methods remain one important research issue. This means that methods developed and tested in one place might not necessarily be portable to another place or over several years, respectively. Specifically in Middle Asia, which was selected as study region in this thesis, classifier combination makes sense due to its easy implementation and because it enhanced classification accuracy for classes with insufficient training samples. This observation makes it interesting for operational contexts and when field reference data availability is limited. Similar to the transferability of methods, the application of only one certain kind of EO data (e.g. with one specific pixel size) over different landscapes needs to be revisited and the synergistic use of multi-scale data, e.g. combining remote sensing imagery of both fine and coarse spatial resolution, should be fostered. The necessity to predict and control the effects of spatial and temporal scale on crop classification is recognized here as a major goal to achieve in EO-based agricultural monitoring.
This study analyzed the spatiotemporal pattern of settlement expansion in Abuja, Nigeria, one of West Africa’s fastest developing cities, using geoinformation and ancillary datasets. Three epochs of Land-use Land-cover (LULC) maps for 1986, 2001 and 2014 were derived from Landsat images using support vector machines (SVM). Accuracy assessment (AA) of the LULC maps based on the pixel count resulted in overall accuracy of 82%, 92% and 92%, while the AA derived from the error adjusted area (EAA) method stood at 69%, 91% and 91% for 1986, 2001 and 2014, respectively. Two major techniques for detecting changes in the LULC epochs involved the use of binary maps as well as a post-classification comparison approach. Quantitative spatiotemporal analysis was conducted to detect LULC changes with specific focus on the settlement development pattern of Abuja, the federal capital city (FCC) of Nigeria. Logical transitions to the urban category were modelled for predicting future scenarios for the year 2050 using the embedded land change modeler (LCM) in the IDRISI package. Based on the EAA, the result showed that urban areas increased by more than 11% between 1986 and 2001. In contrast, this value rose to 17% between 2001 and 2014. The LCM model projected LULC changes that showed a growing trend in settlement expansion, which might take over allotted spaces for green areas and agricultural land if stringent development policies and enforcement measures are not implemented. In conclusion, integrating geospatial technologies with ancillary datasets offered improved understanding of how urbanization processes such as increased imperviousness of such a magnitude could influence the urban microclimate through the alteration of natural land surface temperature. Urban expansion could also lead to increased surface runoff as well as changes in drainage geography leading to urban floods.
Fresh water is a vital natural resource. Earth observation time-series are well suited to monitor corresponding surface dynamics. The DLR-DFD Global WaterPack (GWP) provides daily information on globally distributed inland surface water based on MODIS (Moderate Resolution Imaging Spectroradiometer) images at 250 m spatial resolution. Operating on this spatiotemporal level comes with the drawback of moderate spatial resolution; only coarse pixel-based surface water quantification is possible. To enhance the quantitative capabilities of this dataset, we systematically access subpixel information on fractional water coverage. For this, a linear mixture model is employed, using classification probability and pure pixel reference information. Classification probability is derived from relative datapoint (pixel) locations in feature space. Pure water and non-water reference pixels are located by combining spatial and temporal information inherent to the time-series. Subsequently, the model is evaluated for different input sets to determine the optimal configuration for global processing and pixel coverage types. The performance of resulting water fraction estimates is evaluated on the pixel level in 32 regions of interest across the globe, by comparison to higher resolution reference data (Sentinel-2, Landsat 8). Results show that water fraction information is able to improve the product's performance regarding mixed water/non-water pixels by an average of 11.6% (RMSE). With a Nash-Sutcliffe efficiency of 0.61, the model shows good overall performance. The approach enables the systematic provision of water fraction estimates on a global and daily scale, using only the reflectance and temporal information contained in the input time-series.
Earth observation time series are well suited to monitor global surface dynamics. However, data products that are aimed at assessing large-area dynamics with a high temporal resolution often face various error sources (e.g., retrieval errors, sampling errors) in their acquisition chain. Addressing uncertainties in a spatiotemporal consistent manner is challenging, as extensive high-quality validation data is typically scarce. Here we propose a new method that utilizes time series inherent information to assess the temporal interpolation uncertainty of time series datasets. For this, we utilized data from the DLR-DFD Global WaterPack (GWP), which provides daily information on global inland surface water. As the time series is primarily based on optical MODIS (Moderate Resolution Imaging Spectroradiometer) images, the requirement of data gap interpolation due to clouds constitutes the main uncertainty source of the product. With a focus on different temporal and spatial characteristics of surface water dynamics, seven auxiliary layers were derived. Each layer provides probability and reliability estimates regarding water observations at pixel-level. This enables the quantification of uncertainty corresponding to the full spatiotemporal range of the product. Furthermore, the ability of temporal layers to approximate unknown pixel states was evaluated for stratified artificial gaps, which were introduced into the original time series of four climatologic diverse test regions. Results show that uncertainty is quantified accurately (>90%), consequently enhancing the product's quality with respect to its use for modeling and the geoscientific community.
Large-area remote sensing time-series offer unique features for the extensive investigation of our environment. Since various error sources in the acquisition chain of datasets exist, only properly validated results can be of value for research and downstream decision processes. This review presents an overview of validation approaches concerning temporally dense time-series of land surface geo-information products that cover the continental to global scale. Categorization according to utilized validation data revealed that product intercomparisons and comparison to reference data are the conventional validation methods. The reviewed studies are mainly based on optical sensors and orientated towards global coverage, with vegetation-related variables as the focus. Trends indicate an increase in remote sensing-based studies that feature long-term datasets of land surface variables. The hereby corresponding validation efforts show only minor methodological diversification in the past two decades. To sustain comprehensive and standardized validation efforts, the provision of spatiotemporally dense validation data in order to estimate actual differences between measurement and the true state has to be maintained. The promotion of novel approaches can, on the other hand, prove beneficial for various downstream applications, although typically only theoretical uncertainties are provided.
The natural environment and livelihoods in the Lower Mekong Basin (LMB) are significantly affected by the annual hydrological cycle. Monitoring of soil moisture as a key variable in the hydrological cycle is of great interest in a number of Hydrological and agricultural applications. In this study we evaluated the quality and spatiotemporal variability of the soil moisture product retrieved from C-band scatterometers data across the LMB sub-catchments. The soil moisture retrieval algorithm showed reasonable performance in most areas of the LMB with the exception of a few sub-catchments in the eastern parts of Laos, where the land cover is characterized by dense vegetation. The best performance of the retrieval algorithm was obtained in agricultural regions. Comparison of the available in situ evaporation data in the LMB and the Basin Water Index (BWI), an indicator of the basin soil moisture condition, showed significant negative correlations up to R = −0.85. The inter-annual variation of the calculated BWI was also found corresponding to the reported extreme hydro-meteorological events in the Mekong region. The retrieved soil moisture data show high correlation (up to R = 0.92) with monthly anomalies of precipitation in non-irrigated regions. In general, the seasonal variability of soil moisture in the LMB was well captured by the retrieval method. The results of analysis also showed significant correlation between El Niño events and the monthly BWI anomaly measurements particularly for the month May with the maximum correlation of R = 0.88.