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Despite the widespread application of landslide susceptibility analyses, there is hardly any information about whether or not the occurrence of recent landslide events was correctly predicted by the relevant susceptibility maps. Hence, the objective of this study is to evaluate four landslide susceptibility maps retrospectively in a landslide-prone area of the Swabian Alb (Germany). The predictive performance of each susceptibility map is evaluated based on a landslide event triggered by heavy rainfalls in the year 2013. The retrospective evaluation revealed significant variations in the predictive accuracy of the analyzed studies. Both completely erroneous as well as very precise predictions were observed. These differences are less attributed to the applied statistical method and more to the quality and comprehensiveness of the used input data. Furthermore, a literature review of 50 peer-reviewed articles showed that most landslide susceptibility analyses achieve very high validation scores. 73% of the analyzed studies achieved an area under curve (AUC) value of at least 80%. These high validation scores, however, do not reflect the high uncertainty in statistical susceptibility analysis. Thus, the quality assessment of landslide susceptibility maps should not only comprise an index-based, quantitative validation, but also an additional qualitative plausibility check considering local geomorphological characteristics and local landslide mechanisms. Finally, the proposed retrospective evaluation approach cannot only help to assess the quality of susceptibility maps and demonstrate the reliability of such statistical methods, but also identify issues that will enable the susceptibility maps to be improved in the future.
The Essential Climate Variable (ECV) Permafrost is currently undergoing strong changes due to rising ground and air temperatures. Surface movement, forming characteristic landforms such as rock glaciers, is one key indicator for mountain permafrost. Monitoring this movement can indicate ongoing changes in permafrost; therefore, rock glacier velocity (RGV) has recently been added as an ECV product. Despite the increased understanding of rock glacier dynamics in recent years, most observations are either limited in terms of the spatial coverage or temporal resolution. According to recent studies, Sentinel-1 (C-band) Differential SAR Interferometry (DInSAR) has potential for monitoring RGVs at high spatial and temporal resolutions. However, the suitability of DInSAR for the detection of heterogeneous small-scale spatial patterns of rock glacier velocities was never at the center of these studies. We address this shortcoming by generating and analyzing Sentinel-1 DInSAR time series over five years to detect small-scale displacement patterns of five high alpine permafrost environments located in the Central European Alps on a weekly basis at a range of a few millimeters. Our approach is based on a semi-automated procedure using open-source programs (SNAP, pyrate) and provides East-West displacement and elevation change with a ground sampling distance of 5 m. Comparison with annual movement derived from orthophotos and unpiloted aerial vehicle (UAV) data shows that DInSAR covers about one third of the total movement, which represents the proportion of the year suited for DInSAR, and shows good spatial agreement (Pearson R: 0.42–0.74, RMSE: 4.7–11.6 cm/a) except for areas with phase unwrapping errors. Moreover, the DInSAR time series unveils spatio-temporal variations and distinct seasonal movement dynamics related to different drivers and processes as well as internal structures. Combining our approach with in situ observations could help to achieve a more holistic understanding of rock glacier dynamics and to assess the future evolution of permafrost under changing climatic conditions.
Sufficient plant-available water is one of the most important requirements for vital, stable, and well-growing forest stands. In the face of climate change, there are various approaches to derive recommendations considering tree species selection based on plant-available water provided by measurements or simulations. Owing to the small-parcel management of Central European forests as well as small-spatial variation of soil and stand properties, in situ data collection for individual forest stands of large areas is not feasible, considering time and cost effort. This problem can be addressed using physically based modeling, aiming to numerically simulate the water balance. In this study, we parameterized, calibrated, and verified the hydrological multidimensional WaSiM-ETH model to assess the water balance at a spatial resolution of 30 m in a German forested catchment area (136.4 km2) for the period 2000–2021 using selected in situ data, remote sensing products, and total runoff. Based on the model output, drought-sensitive parameters, such as the difference between potential and effective stand transpiration (Tdiff) and the water balance, were deduced from the model, analyzed, and evaluated. Results show that the modeled evapotranspiration (ET) correlated significantly (R2 = 0.80) with the estimated ET using MODIS data (MOD16A2GFv006). Compared with observed daily, monthly, and annual runoff data, the model shows a good performance (R2: 0.70|0.77|0.73; Kling–Gupta efficiency: 0.59|0.62|0.83; volumetric efficiency: 0.52|0.60|0.83). The comparison with in situ data from a forest monitoring plot, established at the end of 2020, indicated good agreement between observed and simulated interception and soil water content. According to our results, WaSiM-ETH is a potential supplement for forest management, owing to its multidimensionality and the ability to model soil water balance for large areas at comparable high spatial resolution. The outputs offer, compared to non-distributed models (like LWF-Brook90), spatial differentiability, which is important for small-scale parceled forests, regarding stand structure and soil properties. Due to the spatial component offered, additional verification possibilities are feasible allowing a reliable and profound verification of the model and its parameterization.
Die mit dem Klimawandel einhergehenden Umweltveränderungen, wie steigende Temperaturen, Abnahme der Sommer- und Zunahme der Winterniederschläge, häufigere und längere Trockenperioden, zunehmende Starkniederschläge, Stürme und Hitzewellen betreffen besonders den Bodenwasserhaushalt in seiner zentralen Regelungsfunktion für den Landschaftswasserhaushalt. Von der Wasserverfügbarkeit im Boden hängen zu einem sehr hohen Grad auch die Erträge der Land- und Forstwirtschaft ab. Eine besonders große Bedeutung kommt dabei der Wasserspeicherkapazität der Böden zu, da während einer Trockenphase die effektiven Niederschläge den Wasserbedarf der Pflanzen nicht decken können und das bereits gespeicherte Bodenwasser das Überleben der Pflanzen sicherstellen kann. Für die land- und forstwirtschaftlichen Akteure sind in diesem Kontext quantitative und qualitative Aussagen zu den Auswirkungen des Klimawandels auf den Boden essenziell, um die notwendigen Anpassungsmaßnahmen für ihre Betriebe treffen zu können.
Zielsetzungen der vorliegenden Arbeit bestehen darin, die Dynamik der Bodenfeuchte in unterfränkischen Böden besser zu verstehen, die Datenlage zum Verlauf der Bodenfeuchte zu verbessern und die Auswirkungen von prognostizierten klimatischen Parametern abschätzen zu können. Hierzu wurden an sechs für ihre jeweiligen Naturräume und hinsichtlich ihrer anthropogenen Nutzung charakteristischen Standorten meteorologisch-bodenhydrologische Messstationen installiert. Die Messstationen befinden sich in einem Rigosol auf Buntsandstein in einem Weinberg bei Bürgstadt sowie auf einer Parabraunerde im Lössgebiet bei Herchsheim unter Ackernutzung. Am Übergang von Muschelkalk in Keuper befinden sich die Stationen in Obbach, wo eine Braunerde unter Ackernutzung vorliegt und im Forst des Universitätswalds Sailershausen werden die Untersuchungen in einer Braunerde-Terra fusca durchgeführt. Im Forst befinden sich auch die Stationen in Oberrimbach mit Braunerden aus Sandsteinkeuper und in Willmars mit Braunerden aus Buntsandstein. Der Beobachtungszeitraum dieser Arbeit reicht von Juli 2018 bis November 2022. In diesen Zeitraum fiel die dreijährige Dürre von 2018 bis 2020, das Jahr 2021 mit einem durchschnittlichen Witterungsverlauf und das Dürrejahr 2022.
Das Langzeitmonitoring wurde von umfangreichen Gelände- und Laboranalysen der grundlegenden bodenkundlichen Parameter der Bodenprofile und der Standorte begleitet. Die bodengeographischen-geomorphologischen Standortanalysen bilden zusammen mit den qualitativen Auswertungen der Bodenfeuchtezeitreihen die Grundlage für Einschätzungen zu den Auswirkungen des Klimawandels auf den Bodenwasserhaushalt. Verlässliche Aussagen zum Bodenwasserhaushalt können nur auf Grundlage von zeitlich und räumlich hoch aufgelösten Daten getroffen werden. Bodenfeuchtezeitreihen zusammen mit den bodenphysikalischen Daten lagen in dieser Datenqualität für Unterfranken bisher nur sehr vereinzelt vor.
Die vorliegenden Ergebnisse zeigen, dass die untersuchten Böden entsprechend den jeweiligen naturräumlichen Gegebenheiten sehr unterschiedliche bodenhydrologische Eigenschaften aufweisen. Während langer Trockenphasen können beispielsweise die Parabraunerden am Standort Herchsheim wegen ihrer höheren Wasserspeicherkapazität die Pflanzen länger mit Wasser versorgen als die sandigen Braunerden am Standort Oberrimbach. Die Bodenfeuchteregime im Beobachtungszeitraum waren sehr stark vom Witterungsverlauf einzelner Jahre abhängig. Das Bodenfeuchteregime bei einem durchschnittlichen Witterungsverlauf wie in 2021 zeichnet sich durch eine langsame Abnahme der Bodenfeuchte ab Beginn der Vegetationsperiode im Frühjahr aus. Regelmäßige Niederschläge im Frühjahr füllen den oberflächennahen Bodenwasserspeicher immer wieder auf und sichern den Bodenwasservorrat in der Tiefe bis in den Hochsommer. Im Hochsommer können Pflanzen dann während der Trockenphasen ihren Wasserbedarf aus den tieferen Horizonten decken. Im Gegensatz dazu nimmt die Bodenfeuchte in Dürrejahren wie 2018 bis 2020 oder 2022 bereits im Frühjahr bis in die untersten Horizonte stark ab. Die nutzbare Feldkapazität ist zum Teil schon im Juni weitgehend ausgeschöpft, womit für spätere Trockenphasen kein Bodenwasser mehr zur Verfügung steht. Die Herbst- und Winterniederschläge sättigen den Bodenwasservorrat wieder bis zur Feldkapazität auf. Bei tiefreichender Erschöpfung des Bodenwassers wurde die Feldkapazität erst im Januar oder Februar erreicht.
Im Zuge der land- und forstwirtschaftlichen Nutzung ist eine gute Datenlage zu den bodenkundlichen und standörtlichen Gegebenheiten für klimaadaptierte Anpassungsstrategien essentiell. Wichtige Zielsetzungen bestehen grundsätzlich in der Erhaltung der Bodenfunktionen, in der Verbesserung der Infiltrationskapazität und Wasserspeicherkapazität. Hier kommt dem Boden als interaktive Austauschfläche zwischen den Sphären und damit dem Bodenschutz eine zentrale Bedeutung zu. Die in Zukunft erwarteten klimatischen Bedingungen stellen an jeden Boden andere Herausforderungen, welchen mit standörtlich abgestimmten Bodenschutzmaßnahmen begegnet werden kann.
The development of retrogressive thaw slumps (RTS) is known to be strongly influenced by relief-related parameters, permafrost characteristics, and climatic triggers. To deepen the understanding of RTS, this study examines the subsurface characteristics in the vicinity of an active thaw slump, located in the Richardson Mountains (Western Canadian Arctic). The investigations aim to identify relationships between the spatiotemporal slump development and the influence of subsurface structures. Information on these were gained by means of electrical resistivity tomography (ERT) and ground-penetrating radar (GPR). The spatiotemporal development of the slump was revealed by high-resolution satellite imagery and unmanned aerial vehicle–based digital elevation models (DEMs). The analysis indicated an acceleration of slump expansion, especially since 2018. The comparison of the DEMs enabled the detailed balancing of erosion and accumulation within the slump area between August 2018 and August 2019. In addition, manual frost probing and GPR revealed a strong relationship between the active layer thickness, surface morphology, and hydrology. Detected furrows in permafrost table topography seem to affect the active layer hydrology and cause a canalization of runoff toward the slump. The three-dimensional ERT data revealed a partly unfrozen layer underlying a heterogeneous permafrost body. This may influence the local hydrology and affect the development of the RTS. The results highlight the complex relationships between slump development, subsurface structure, and hydrology and indicate a distinct research need for other RTSs.
A circum-Arctic monitoring framework for quantifying annual erosion rates of permafrost coasts
(2023)
This study demonstrates a circum-Arctic monitoring framework for quantifying annual change of permafrost-affected coasts at a spatial resolution of 10 m. Frequent cloud coverage and challenging lighting conditions, including polar night, limit the usability of optical data in Arctic regions. For this reason, Synthetic Aperture RADAR (SAR) data in the form of annual median and standard deviation (sd) Sentinel-1 (S1) backscatter images covering the months June–September for the years 2017–2021 were computed. Annual composites for the year 2020 were hereby utilized as input for the generation of a high-quality coastline product via a Deep Learning (DL) workflow, covering 161,600 km of the Arctic coastline. The previously computed annual S1 composites for the years 2017 and 2021 were employed as input data for the Change Vector Analysis (CVA)-based coastal change investigation. The generated DL coastline product served hereby as a reference. Maximum erosion rates of up to 67 m per year could be observed based on 400 m coastline segments. Overall highest average annual erosion can be reported for the United States (Alaska) with 0.75 m per year, followed by Russia with 0.62 m per year. Out of all seas covered in this study, the Beaufort Sea featured the overall strongest average annual coastal erosion of 1.12 m. Several quality layers are provided for both the DL coastline product and the CVA-based coastal change analysis to assess the applicability and accuracy of the output products. The predicted coastal change rates show good agreement with findings published in previous literature. The proposed methods and data may act as a valuable tool for future analysis of permafrost loss and carbon emissions in Arctic coastal environments.
Monitoring forest conditions is an essential task in the context of global climate change to preserve biodiversity, protect carbon sinks and foster future forest resilience. Severe impacts of heatwaves and droughts triggering cascading effects such as insect infestation are challenging the semi-natural forests in Germany. As a consequence of repeated drought years since 2018, large-scale canopy cover loss has occurred calling for an improved disturbance monitoring and assessment of forest structure conditions. The present study demonstrates the potential of complementary remote sensing sensors to generate wall-to-wall products of forest structure for Germany. The combination of high spatial and temporal resolution imagery from Sentinel-1 (Synthetic Aperture Radar, SAR) and Sentinel-2 (multispectral) with novel samples on forest structure from the Global Ecosystem Dynamics Investigation (GEDI, LiDAR, Light detection and ranging) enables the analysis of forest structure dynamics. Modeling the three-dimensional structure of forests from GEDI samples in machine learning models reveals the recent changes in German forests due to disturbances (e.g., canopy cover degradation, salvage logging). This first consistent data set on forest structure for Germany from 2017 to 2022 provides information of forest canopy height, forest canopy cover and forest biomass and allows estimating recent forest conditions at 10 m spatial resolution. The wall-to-wall maps of the forest structure support a better understanding of post-disturbance forest structure and forest resilience.
Satellite-derived land surface temperature dynamics in the context of global change — a review
(2023)
Satellite-derived Land Surface Temperature (LST) dynamics have been increasingly used to study various geophysical processes. This review provides an extensive overview of the applications of LST in the context of global change. By filtering a selection of relevant keywords, a total of 164 articles from 14 international journals published during the last two decades were analyzed based on study location, research topic, applied sensor, spatio-temporal resolution and scale and employed analysis methods. It was revealed that China and the USA were the most studied countries and those that had the most first author affiliations. The most prominent research topic was the Surface Urban Heat Island (SUHI), while the research topics related to climate change were underrepresented. MODIS was by far the most used sensor system, followed by Landsat. A relatively small number of studies analyzed LST dynamics on a global or continental scale. The extensive use of MODIS highly determined the study periods: A majority of the studies started around the year 2000 and thus had a study period shorter than 25 years. The following suggestions were made to increase the utilization of LST time series in climate research: The prolongation of the time series by, e.g., using AVHRR LST, the better representation of LST under clouds, the comparison of LST to traditional climate change measures, such as air temperature and reanalysis variables, and the extension of the validation to heterogenous sites.
Permafrost degradation is observed all over the world as a consequence of climate change and the associated Arctic amplification, which has severe implications for the environment. Landslides, increased rates of surface deformation, rising likelihood of infrastructure damage, amplified coastal erosion rates, and the potential turnover of permafrost from a carbon sink to a carbon source are thereby exemplary implications linked to the thawing of frozen ground material. In this context, satellite earth observation is a potent tool for the identification and continuous monitoring of relevant processes and features on a cheap, long-term, spatially explicit, and operational basis as well as up to a circumpolar scale.
A total of 325 articles published in 30 different international journals during the past two decades were investigated on the basis of studied environmental foci, remote sensing platforms, sensor combinations, applied spatio-temporal resolutions, and study locations in an extensive review on past achievements, current trends, as well as future potentials and challenges of satellite earth observation for permafrost related analyses. The development of analysed environmental subjects, utilized sensors and platforms, and the number of annually published articles over time are addressed in detail. Studies linked to atmospheric features and processes, such as the release of greenhouse gas emissions, appear to be strongly under-represented. Investigations on the spatial distribution of study locations revealed distinct study clusters across the Arctic. At the same time, large sections of the continuous permafrost domain are only poorly covered and remain to be investigated in detail. A general trend towards increasing attention in satellite earth observation of permafrost and related processes and features was observed. The overall amount of published articles hereby more than doubled since the year 2015. New sources of satellite data, such as the Sentinel satellites and the Methane Remote Sensing LiDAR Mission (Merlin), as well as novel methodological approaches, such as data fusion and deep learning, will thereby likely improve our understanding of the thermal state and distribution of permafrost, and the effects of its degradation. Furthermore, cloud-based big data processing platforms (e.g. Google Earth Engine (GEE)) will further enable sophisticated and long-term analyses on increasingly larger scales and at high spatial resolutions.
In this thesis, a specific focus was put on Arctic permafrost coasts, which feature increasing vulnerability to environmental parameters, such as the thawing of frozen ground, and are therefore associated with amplified erosion rates. In particular, a novel monitoring framework for quantifying Arctic coastal erosion rates within the permafrost domain at high spatial resolution and on a circum-Arctic scale is presented within this thesis. Challenging illumination conditions and frequent cloud cover restrict the applicability of optical satellite imagery in Arctic regions. In order to overcome these limitations, Synthetic Aperture RADAR (SAR) data derived from Sentinel-1 (S1), which is largely independent from sun illumination and weather conditions, was utilized. Annual SAR composites covering the months June–September were combined with a Deep Learning (DL) framework and a Change Vector Analysis (CVA) approach to generate both a high-quality and circum-Arctic coastline product as well as a coastal change product that highlights areas of erosion and build-up. Annual composites in the form of standard deviation (sd) and median backscatter were computed and used as inputs for both the DL framework and the CVA coastal change quantification. The final DL-based coastline product covered a total of 161,600 km of Arctic coastline and featured a median accuracy of ±6.3 m to the manually digitized reference data. Annual coastal change quantification between 2017–2021 indicated erosion rates of up to 67 m per year for some areas based on 400 m coastal segments. In total, 12.24% of the investigated coastline featured an average erosion rate of 3.8 m per year, which corresponds to 17.83 km2 of annually eroded land area. Multiple quality layers associated to both products, the generated DL-coastline and the coastal change rates, are provided on a pixel basis to further assess the accuracy and applicability of the proposed data, methods, and products.
Lastly, the extracted circum-Arctic erosion rates were utilized as a basis in an experimental framework for estimating the amount of permafrost and carbon loss as a result of eroding permafrost coastlines. Information on permafrost fraction, Active Layer Thickness (ALT), soil carbon content, and surface elevation were thereby combined with the aforementioned erosion rates. While the proposed experimental framework provides a valuable outline for quantifying the volume loss of frozen ground and carbon release, extensive validation of the utilized environmental products and resulting volume loss numbers based on 200 m segments are necessary. Furthermore, data of higher spatial resolution and information of carbon content for deeper soil depths are required for more accurate estimates.