70.00.00 CONDENSED MATTER: ELECTRONIC STRUCTURE, ELECTRICAL, MAGNETIC, AND OPTICAL PROPERTIES
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- Center for Nanosystems Chemistry (CNC), Universität Würzburg (1)
- Institute of Physics and Center for Nanotechnology, University of Münster (1)
- Lehrstuhl für BioMolekulare Optik, Ludwig-Maximilians-Universität München (1)
- NanoOptics & Biophotonics Group, Experimental Physics 5, Universität Würzburg (1)
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Exziton-Polaritonen sind hybride Quasiteilchen, die entstehen durch die starke Kopplung zwischen Halbleiter-Exzitonen und Mikrokavitätsphotonen in einem optischen Resonator. Aufgrund ihres bosonischen Charakters können die Polaritonen Kondensate ausbilden. In dieser Arbeit ist der emittierende organische Halbleiter das fluoreszierende Protein mCherry. Um einen räumlichen Einschluss zu generieren wurden hemisphärische Potentiale genutzt. Durch die Variation der Potentiallandschaft (Linse, Molekül, Kette, Su-Schrieffer-Heeger-Kette und Honigwaben-Gitter) konnten Eigenschaften wie beispielsweise topologisch nicht-triviale Defekte experimentell bei Umgebungstemperatur demonstriert werden. Zusammengefasst beschäftigt sich diese Arbeit mit der Exziton-Polartion Kondensation in unterschiedlichen Potentiallandschaften mit dem organischen Halbleiter mCherry.
In this thesis, a model system of a magnetic topological heterostructure is studied, namely a heterosystem consisting of a single ferromagnetic septuple-layer (SL) of \(MnBi_2Te_4\) on the surface of the three-dimensional topological insulator \(Bi_2Te_3\).
Using MBE and developing a specialized experimental setup, the first part of this thesis deals with the growth of \(Bi_2Te_3\) and thin films of \(MnBi_2Te_4\) on \(BaF_2\)-substrates by the co-evaporation of its binary constituents. The structural analysis is conducted along several suitable probes such as X-ray diffraction (XRD, XRR), AFM and scanning tunnelling electron microscopy (STEM). It is furthermore found that the growth of a single septuple-layer of \(MnBi_2Te_4\) on the surface of \(Bi_2Te_3\) can be facilitated.
By using X-ray absorption and circular magnetic dichroism (XAS, XMCD), the magnetic properties of \(MnBi_2Te_4\) are explored down to the monolayer limit. The layered nature of the vdW crystal and a strong uniaxial magnetocrystalline anisotropy establish stable out-of plane magnetic order at the surface of \(MnBi_2Te_4\), which is stable even down to the 2D limit. Pushing the material system to there, i.e. a single SL \(MnBi_2Te_4\) further allows to study the phase transition of this 2D ferromagnet and extract its critical behaviour with \(T_c \, = \, 14.89~k\) and \(\beta \, = \, 0.484\).
Utilizing bulk crystals of the ferromagnetic \(Fe_3GeTe_2\) as substrate allows to influence, enhance and bias the magnetism in the single SL of \(MnBi_2Te_4\). By growing heterostructures of the type \(MnBi_2Te_4\) -- n layer \(Bi_2Te_3\) -- \(Fe_3GeTe_2\)for n between 0 and 2, it is shown, that a considerable magnetic coupling can be introduced between the \(MnBi_2Te_4\) top-layer and the substrate.
Finally the interplay between topology and magnetism in the ferromagnetic extension is studied directly by angle-resolved photoemission spectroscopy. The heterostructure is found to host a linearly dispersing TSS at the centre of the Brillouin zone. Using low temperature and high-resolution ARPES a large magnetic gap opening of \(\sim\) 35 meV is found at the Dirac point of the TSS. By following its temperature evolution, it is apparent that the scaling behaviour coincides with the magnetic order parameter of the modified surface.
This work presents a newly developed method for the epitaxial growth of the half-Heusler antiferromagnet CuMnSb. All necessary process steps, from buffer growth to the deposition of a protective layer, are presented in detail. Using structural, electrical, and magnetic characterization, the material parameters of the epitaxial CuMnSb layers are investigated.
The successful growth of CuMnSb by molecular beam epitaxy is demonstrated on InAs (001), GaSb (001), and InP (001) substrates. While CuMnSb can be grown pseudomorphically on InAs and GaSb, the significant lattice mismatch for growth on InP leads to relaxation already at low film thicknesses. Due to the lower conductivity of GaSb compared to InAs, GaSb substrates are particularly suitable for the fabrication of CuMnSb layers for lateral electrical transport experiments. However, by growing a high-resistive ZnTe interlayer below the CuMnSb layer, lateral transport experiments on CuMnSb layers grown on InAs can also be realized. Protective layers of Ru and Al2O3 have proven to be suitable for protecting the CuMnSb layers from the environment.
Structural characterization by high resolution X-ray diffraction (full width at half maximum of 7.7 ′′ of the rocking curve) and atomic force microscopy (root mean square surface roughness of 0.14 nm) reveals an outstanding crystal quality of the epitaxial CuMnSb layers. The half-Heusler crystal structure is confirmed by scanning transmission electron microscopy and the stoichiometric material composition by Rutherford backscattering spectrometry. In line with the high crystal quality, a new minimum value of the residual resistance of CuMnSb (𝜌0 = 35 μΩ ⋅ cm) could be measured utilizing basic electrical transport experiments.
An elaborate study of epitaxial CuMnSb grown on GaSb reveals a dependence of the vertical lattice parameter on the Mn/Sb flux ratio. This characteristic enables the growth of tensile, unstrained, and compressive strained CuMnSb layers on a single substrate material. Additionally, it is shown that the Néel temperature has a maximum of 62 K at stoichiometric material composition and thus can be utilized as a selection tool for stoichiometric CuMnSb samples. Mn-related defects are believed to be the driving force for these observations.
The magnetic characterization of the epitaxial CuMnSb films is performed by superconducting quantum interference device magnetometry. Magnetic behavior comparable to the bulk material is found, however, an additional complex magnetic phase appears in thin CuMnSb films and/or at low magnetic fields, which has not been previously reported for CuMnSb. This magnetic phase is believed to be localized at the CuMnSb surface and exhibits both superparamagnetic and spin-glass-like behavior. The exchange bias effect of CuMnSb is investigated in combination with different in- and out-of-plane ferromagnets. It is shown that the exchange bias effect can only be observed in combination with in-plane ferromagnets.
Finally, the first attempts at the growth of fully epitaxial CuMnSb/NiMnSb heterostructures are presented. Both magnetic and structural studies by secondary-ion mass spectrometry indicate the interdiffusion of Cu and Ni atoms between the two half-Heusler layers, however, an exchange bias effect can be observed for the CuMnSb/NiMnSb heterostructures. Whether this exchange bias effect originates from exchange interaction between the CuMnSb and NiMnSb layers, or from ferromagnetic inclusions in the antiferromagnetic layer can not be conclusively identified.
The fact that photovoltaics is a key technology for climate-neutral energy production can be taken as a given. The question to what extent perovskite will be used for photovoltaic technologies has not yet been fully answered. From a photophysical point of view, however, it has the potential to make a useful contribution to the energy sector. However, it remains to be seen whether perovskite-based modules will be able to compete with established technologies in terms of durability and cost efficiency. The additional aspect of ionic migration poses an additional challenge. In the present work, primarily the interaction between ionic redistribution, capacitive properties and recombination dynamics was investigated. This was done using impedance spectroscopy, OCVD and IV characteristics as well as extensive numerical drift-diffusion simulations. The combination of experimental and numerical methods proved to be very fruitful. A suitable model for the description of solar cells with respect to mobile ions was introduced in chapter 4.4. The formal mathematical description of the model was transferred by a non-dimensionalization and suitable numerically solvable form. The implementation took place in the Julia language. By intelligent use of structural properties of the sparse systems of equations, automatic differentiation and the use of efficient integration methods, the simulation tool is not only remarkably fast in finding the solution, but also scales quasi-linearly with the grid resolution. The software package was released under an open source license. In conventional semiconductor diodes, capacitance measurements are often used to determine the space charge density. In the first experimental chapter 5, it is shown that although this is also possible for the ionic migration present in perovskites, it cannot be directly understood as doping related, since the space charge distribution strongly depends on the preconditions and can be manipulated by an externally applied voltage. The exact form of this behavior depends on the perovskite composition. This shows, among other things, that experimental results can only be interpreted within the framework of conventional semiconductors to a very limited extent. Nevertheless, the built-in 99 potential of the solar cell can be determined if the experiments are carried out properly. A statement concerning the type and charge of the mobile ions is not possible without further effort, while their number can be determined. The simulations were applied to experimental data in chapter 6. Thus, it could be shown that mobile ions make a significant contribution to the OCVD of perovskite solar cells. j-V characteristics and OCVD transients measured as a function of temperature and illumination intensities could be quantitatively modeled simultaneously using a single global set of parameters. By the simulations it was further possible to derive a simple experimental procedure to determine the concentration and the diffusivity of the mobile ions. The possibility of describing different experiments in a uniform temperaturedependent manner strongly supports the model of mobile ions in perovskites. In summary, this work has made an important contribution to the elucidation of ionic contributions to the (photo)electrical properties of perovskite solar cells. Established experimental techniques for conventional semiconductors have been reinterpreted with respect to ionic mass transport and new methods have been proposed to draw conclusions on the properties for ionic transport. As a result, the published simulation tools can be used for a number of further studies.
Relativistic effects crucially influence the fundamental properties of many quantum materials. In the accelerated reference frame of an electron, the electric field of the nuclei is transformed into a magnetic field that couples to the electron spin. The resulting interaction between an electron spin and its orbital angular momentum, known as spin-orbit coupling (SOC), is hence fundamental to the physics of many condensed matter phenomena. It is particularly important quantitatively in low-dimensional quantum systems, where its coexistence with inversion symmetry breaking can lead to a splitting of spin degeneracy and spin momentum locking. Using the paradigm of Landau Fermi liquid theory, the physics of SOC can be adequately incorporated in an effective single particle picture. In a weak coupling approach, electronic correlation effects beyond single particle propagator renormalization can trigger Fermi surface instabilities such as itinerant magnetism, electron nematic phases, superconductivity, or other symmetry broken states of matter.
In this thesis, we use a weak coupling-based approach to study the effect of SOC on Fermi surface instabilities and, in particular, superconductivity. This encompasses a weak coupling renormalization group formulation of unconventional superconductivity as well as the random phase approximation. We propose a unified formulation for both of these two-particle Green’s function approaches based on the notion of a generalized susceptibility.
In the half-Heusler semimetal and superconductor LuPtBi, both SOC and electronic correlation
effects are prominent, and thus indispensable for any concise theoretical description. The metallic and weakly dispersive surface states of this material feature spin momentum locked Fermi surfaces, which we propose as a possible domain for the onset of unconventional surface superconductivity. Using our framework for the analysis of Fermi surface instability and combining it with ab-initio density functional theory calculations, we analyse the surface band structure of LuPtBi, and particularly its propensity towards Cooper pair formation. We study how the presence of strong SOC modifies the classification of two-electron wave functions as well as the screening of electron-electron interactions. Assuming an electronic mechanism, we identify a chiral superconducting condensate featuring Majorana edge modes to be energetically favoured over a wide range of model parameters.
After the discovery of three-dimensional topological insulators (TIs), such as tetradymite chalcogenides Bi$_2$Se$_3$, Bi$_2$Te$_3$ and Sb$_2$Te$_3$ – a new class of quantum materials characterized by their unique surface electronic properties – the solid state community got focused on topological states that are driven by strong electronic correlations and magnetism. An important material class is the magnetic TI (MTI) exhibiting the quantum anomalous Hall (QAH) effect, i.e. a dissipationless quantized edge-state transport in the absence of external magnetic field, originating from the interplay between ferromagnetism and a topologically non-trivial band structure. The unprecedented opportunities offered by these new exotic materials open a new avenue for the development of low-dissipation electronics, spintronics, and quantum computation. However, the major concern with QAH effect is its extremely low onset temperature, limiting its practical application. To resolve this problem, a comprehensive understanding of the microscopic origin of the underlying ferromagnetism is necessary.
V- and Cr-doped (Bi,Sb)$_2$Te$_3$ are the two prototypical systems that have been widely studied as realizations of the QAH state. Finding microscopic differences between the strongly correlated V and Cr impurities would help finding a relevant model of ferromagnetic coupling and eventually provide better control of the QAH effect in these systems. Therefore, this thesis first focuses on the V- and Cr-doped (Bi,Sb)$_2$Te$_3$ systems, to better understand these differences. Exploiting the unique capabilities of x-ray absorption spectroscopy and magnetic circular dichroism (XAS/XMCD), combined with advanced modeling based on multiplet ligand-field theory (MLFT), we provide a detailed microscopic insight into the local electronic and magnetic properties of these systems and determine microscopic parameters crucial for the comparison with theoretical models, which include the $d$-shell filling, spin and orbital magnetic moments. We find a strongly covalent ground state, dominated by the superposition of one and two Te-ligand-hole configurations, with a negligible contribution from a purely ionic 3+ configuration. Our findings indicate the importance of the Te $5p$ states for the ferromagnetism in (Bi, Sb)$_2$Te$_3$ and favor magnetic coupling mechanisms involving $pd$-exchange. Using state-of-the-art density functional theory (DFT) calculations in combination with XMCD and resonant photoelectron spectroscopy (resPES), we reveal the important role of the $3d$ impurity states in mediating magnetic exchange coupling. Our calculations illustrate that the kind and strength of the exchange coupling varies with the impurity $3d$-shell occupation. We find a weakening of ferromagnetic properties upon the increase of doping concentration, as well as with the substitution of Bi at the Sb site. Finally, we qualitatively describe the origin of the induced magnetic moments at the Te and Sb sites in the host lattice and discuss their role in mediating a robust ferromagnetism based on a $pd$-exchange interaction scenario. Our findings reveal important clues to designing higher $T_{\text{C}}$ MTIs.
Rare-earth ions typically exhibit larger magnetic moments than transition-metal ions and thus promise the opening of a wider exchange gap in the Dirac surface states of TIs, which is favorable for the realization of the high-temperature QAH effect. Therefore, we have further focused on Eu-doped Bi$_2$Te$_3$ and scrutinized whether the conditions for formation of a substantial gap in this system are present by combining spectroscopic and bulk characterization methods with theoretical calculations. For all studied Eu doping concentrations, our atomic multiplet analysis of the $M_{4,5}$ x-ray absorption and magnetic circular dichroism spectra reveals a Eu$^{2+}$ valence, unlike most other rare earth elements, and confirms a large magnetic moment. At temperatures below 10 K, bulk magnetometry indicates the onset of antiferromagnetic ordering. This is in good agreement with DFT results, which predict AFM interactions between the Eu impurities due to the direct overlap of the impurity wave functions. Our results support the notion of antiferromagnetism coexisting with topological surface states in rare-earth doped Bi$_2$Te$_3$ and corroborate the potential of such doping to result in an antiferromagnetic TI with exotic quantum properties.
The doping with impurities introduces disorder detrimental for the QAH effect, which may be avoided in stoichiometric, well-ordered magnetic compounds. In the last part of the thesis we have investigated the recently discovered intrinsic magnetic TI (IMTI) MnBi$_6$Te$_{10}$, where we have uncovered robust ferromagnetism with $T_{\text{C}} \approx 12$ K and connected its origin to the Mn/Bi intermixing. Our measurements reveal a magnetically intact surface with a large moment, and with FM properties similar to the bulk, which makes MnBi$_6$Te$_{10}$ a promising candidate for the QAH effect at elevated temperatures. Moreover, using an advanced ab initio MLFT approach we have determined the ground-state properties of Mn and revealed a predominant contribution of the $d^5$ configuration to the ground state, resulting in a $d$-shell electron occupation $n_d = 5.31$ and a large magnetic moment, in excellent agreement with our DFT calculations and the bulk magnetometry data. Our results together with first principle calculations based on the DFT-GGA$+U$, performed by our collaborators, suggest that carefully engineered intermixing plays a crucial role in achieving a robust long-range FM order and therefore could be the key for achieving enhanced QAH effect properties.
We expect our findings to aid better understanding of MTIs, which is essential to help increasing the temperature of the QAH effect, thus facilitating the realization of low-power electronics in the future.
Photoelectron spectroscopy proves as a versatile tool for investigating various aspects of the electronic structure in strongly correlated electron systems. Influencing the manifestation of strong correlation in Ce-based surface alloys is the main task of this work. It is shown, that the manifestation of the Kondo ground state is influenced by a multitude of parameters such as the choice of the metal binding partner in binary Ce compounds, the surface alloy layer thickness and accompanying variations in the lattice structure as well as the interfaces to substrate or vacuum. Gaining access to these parameters allows to directly influence essential state variables, such as the f level occupancy nf or the Kondo temperature TK.
The center of this work are the intermetallic thin films of CePt5/Pt(111) and CeAgx/Ag(111). By utilizing different excitation energies, photoemission spectroscopy provides access to characteristic features of Kondo physics in the valence band, such as the Kondo resonance and its spin-orbit partner at the Fermi level, as well as the multiplet structure of the Ce 3d core levels. In this work both approaches are applied to CePt5/Pt(111) to determine nf and TK for a variety of surface alloy layer thicknesses. A temperature dependent study of the Ce 3d core levels allows to determine the systems TK for the different layer thicknesses. This leads to TK ≈200–270K in the thin layer thickness regime and TK >280K for larger layer thicknesses. These results are confirmed by fitting the Ce 3d multiplet based on the Gunnarsson-Schönhammer formalism for core level spectroscopy and additionally by valence band photoemission spectra of the respective Kondo resonances. The influence of varying layer thickness on the manifestation of strong correlation is subsequently studied for the surface alloy CeAgx/Ag(111). Furthermore, the heavy element Bi is added, to investigate the effects of strong spin-orbit coupling on the electronic structure of the surface alloy.
Quantum point contacts (QPCs) are one-dimensional constrictions in an otherwise extended two-dimensional electron or hole system. Since their first realization in GaAs based two-dimensional electron gases, QPCs have become basic building blocks of mesoscopic physics and are used in manifold experimental contexts. A so far unrealized goal however is the implementation of QPCs in the new material class of two-dimensional topological insulators, which host the emergence of the so-called quantum spin Hall (QSH) effect. The latter is characterized by the formation of conducting one-dimensional spin-polarized states at the device edges, while the bulk is insulating. Consequently, an implemented QPC technology can be utilized to bring the QSH edge channels in close spatial proximity, thus for example enabling the study of interaction effects between the edge states. The thesis at hand describes the technological realization as well as the subsequent experimental characterization and analysis of QPCs in a QSH system for the first time.
After an introduction is given in Chapter 1, the subsequent Chapter 2 starts with discussing the peculiar band structure of HgTe. The emergence of the QSH phase for HgTe quantum wells with an inverted band structure is explained. For the band inversion to occur, the quantum wells have to exhibit a well thickness d_QW above a critical value (d_QW > d_c = 6.3 nm). Subsequently, the concept of QPCs is explicated and the corresponding transport behaviour is analytically described. Following the discussion of relevant constraints when realizing a QPC technology in a QSH system, a newly developed lithography process utilizing a multi-step wet etching technique for fabricating QPC devices based on HgTe quantum wells is presented. Transport measurements of exemplary devices show the expected conductance quantization in steps of ΔG ≈ 2e^2/h within the conduction band for a topological as well as for a trivial (d_QW < d_c) QPC. For the topological case, the residual conductance within the bulk band gap saturates at G_QSH ≈ 2e^2/h due to presence of the QSH state, while it drops to G ≈ 0 for the trivial device. Moreover, bias voltage dependent measurements of the differential conductance of an inverted sample provide explicit proof of the unperturbed coexistence of topological and trivial transport modes.
In a next step, Chapter 3 describes the emergence of a QSH interferometer state in narrow QPC devices with a quantum well thickness of d_QW = 7 nm. Presented band structure calculations reveal that the spatial extension of the QSH edge states depends on the position of the Fermi energy within the bulk band gap. As a consequence, reservoir electrons with randomized spin couple to both edge channels with the same probability under certain conditions, thus causing the formation of a QSH ring. A straightforward model capturing and specifying the occurrence of such a QSH interferometer is provided as well as substantiated by two experimental plausibility checks. After relevant quantum phases are theoretically introduced, the discussion of the obtained data reveals the accumulation of an Aharonov-Bohm phase, of a dynamical Aharonov-Casher phase as well as of a spin-orbit Berry phase of π in appropriate QPC devices. These results are consistent with analytic model considerations.
The last part of this thesis, Chapter 4, covers the observation of an unexpected conductance pattern for QPC samples fabricated from quantum wells with d_QW = 10.5 nm. In these devices, an anomalous plateau at G ≈ e^2/h = 0.5 x G_QSH emerges in addition to the QSH phase entailed residual conductance of G_QSH ≈ 2e^2/h. This so-called 0.5 anomaly occurs only for a specific interval of QPC width values, while it starts to get lost for too large sample widths. Furthermore, presented temperature and bias voltage dependent measurements insinuate that the emergence of the 0.5 anomaly is related to a gapped topological state. Additional characterization of this peculiar transport regime is provided by the realization of a novel device concept, which integrates a QPC within a standard Hall bar geometry. The results of the experimental analysis of such a sample link the occurrence of the 0.5 anomaly to a backscattered QSH channel. Thus, following a single particle perspective argumentation, it is reasoned that only one edge channel is transmitted in the context of the 0.5 anomaly. Two theoretic models possibly explaining the emergence of the 0.5 anomaly -- based on electron-electron interactions -- are discussed.
To conclude, the implementation of a working QPC technology in a QSH system represents a paramount development in the context of researching two-dimensional topological insulators and enables a multitude of future experiments. QPC devices realized in a QSH system are for example envisaged to allow for the detection of Majorana fermions and parafermions. Furthermore, the reported formation of a QSH interferometer state in appropriate QPC devices is of high interest. The observed dynamical Aharonov-Casher phase in the QSH regime enables a controllable modulation of the topological conductance, thus providing the conceptual basis for a topological transistor. Moreover, due to the resilience of geometric phases against dephasing, the presence of a spin-orbit Berry phase of π represents a promising perspective with regard to possible quantum computation concepts. Besides that, the transmission of only one QSH edge channel due to the emergence of the 0.5 anomaly is equivalent to 100 % spin polarization, which is an essential ingredient for realizing spintronic applications. Hence, the thesis at hand covers the experimental detection of three effects of fundamental importance in the context of developing new generations of logic devices -- based on QPCs fabricated from topological HgTe quantum wells.
In this work, a bridge was built between the so-far separate fields of spin defects and 2D systems: for the first time, an optically addressable spin defect (VB-) in a van der Waals material (hexagonal boron nitride) was identified and exploited. The results of this thesis are divided into three topics as follows:
1.) Identification of VB-:
In the scope of this chapter, the defect ,the negatively charged boron vacancy VB-, is identified and characterized. An initialization and readout of the spin state can be demonstrated optically at room temperature and its spin Hamiltonian contributions can be quantified.
2.) Coherent Control of VB-:
A coherent control is required for the defect to be utilized for quantum applications, which
Kavitäts-Exziton-Polaritonen (Polaritonen) sind hybride Quasiteilchen, die sich aufgrund starker Kopplung von Halbleiter-Exzitonen mit Kavitätsphotonen ausbilden. Diese Quasiteilchen weisen eine Reihe interessanter Eigenschaften auf, was sie einerseits für die Grundlagenforschung, andererseits auch für die Entwicklung neuartiger Bauteile sehr vielversprechend macht. Bei Erreichen einer ausreichend großen Teilchendichte geht das System in den Exziton-Polariton-Kondensationszustand über, was zur Emission von laserartigem Licht führt. Organische Halbleiter als aktives Emittermaterial zeigen in diesem Kontext großes Potential, da deren Exzitonen neben großen Oszillatorstärken auch hohe Bindungsenergien aufweisen. Deshalb ist es möglich, unter Verwendung organischer Halbleiter selbst bei Umgebungsbedingungen äußerst stabile Polaritonen zu erzeugen. Eine wichtige Voraussetzung zur Umsetzung von integrierten opto-elektronischen Bauteilen basierend auf Polaritonen ist der kontrollierte räumliche Einschluss sowie die Realisierung von frei konfigurierbaren Potentiallandschaften. Diese Arbeit beschäftigt sich mit der Entwicklung und der Untersuchung geeigneter Plattformen zur Erzeugung von Exziton-Polaritonen und Polaritonkondensaten in hemisphärischen Mikrokavitäten, in die organische Halbleiter eingebettet sind.